Abstract
In this paper, we consider representations of positive integers as sums of generalized m-gonal numbers, which extend the formula for the number of dots needed to make up a regular m-gon. We mainly restrict to the case where the sums contain at most four distinct generalized m-gonal numbers, with the second m-gonal number repeated twice, the third repeated four times, and the last is repeated eight times. For a number of small choices of m, Sun conjectured that every positive integer may be written in this form. By obtaining explicit quantitative bounds for Fourier coefficients related to theta functions which encode the number of such representations, we verify that Sun’s conjecture is true for sufficiently large positive integers. Since there are only finitely many choices of m appearing in Sun’s conjecture, this reduces Sun’s conjecture to a verification of finitely many cases. Moreover, the bound beyond which we prove that Sun’s conjecture holds is explicit.
Keywords: Polygonal numbers, Theta functions, Modular forms, Quadratic forms
Introduction and Statement of Results
For and , let be the -th (generalized) m-gonal number
For , these count the number of dots contained in a regular polygon with m sides having dots on each side. For example, the special case corresponds to triangular numbers, gives squares, and corresponds to pentagonal numbers. There are several conjectures related to sums of polygonal numbers. Specifically, for ,1 we are interested in the solvability of the Diophantine equation
| 1.1 |
with or . We call such a sum universal if it is solvable for every . Fermat stated (his claimed proof was not found in his writings) that every positive integer is the sum of three triangular number, four squares, five pentagonal numbers, and in general at most m m-gonal numbers. In other words, he claimed that the sum is universal. His claim for squares () was proven by Lagrange in 1770, the claim for triangular numbers () was shown by Gauss in 1796, and the full conjecture was proven by Cauchy in 1813. Going in another direction, Ramanujan fixed and conjectured a full list of choices of for which the resulting sum is universal; this conjecture was later proven by Dickson [11]. Following this, the classification of universal quadratic forms was a central area of study throughout the twentieth century, culminating in the Conway–Schneeberger 15-theorem [3, 8] and the 290-theorem [4], which state that arbitrary quadratic forms whose cross terms are even (resp. are allowed to be odd) are universal if and only if they represent every integer up to 15 (resp. 290). Theorems of this type are now known as finiteness theorems. Namely, given an infinite set , one determines a finite subset of S such that a solution to (1.1) exists for every if and only if it exists for every . Taking , one obtains a condition for universality of a given sum of polygonal numbers. For example, choosing or , (1.1) is solvable with for all if and only if it is solvable for every [6], for it is solvable with for all if and only if it is solvable for every [13], while it is solvable with for all if and only if it is solvable for every [14] and for it is solvable for for all if and only if it is solvable for every [15].
Here, we consider the question of universality in the case as one varies m. Specifically, we have the following conjecture of Sun (see [21, Conjecture 5.4]).
Conjecture 1.1
For and , the equation
| 1.2 |
is solvable for every .
Remark
A proof of Conjecture 1.1 would give a classification of those m for which the sum (1.1) is universal in the case . By direct computation, one sees that or . Using this, one obtains that (1.2) is not solvable for for every . For , , , and , one finds directly that there is no solution for , , , and , respectively. Moreover, for , it is known by work of Liouville [18] that the sum is universal, for , it was conjectured by Ramanujan and proven by Dickson [11] that the sum is universal, while for (resp. ), it was shown by Sun in [20] (resp. [21]) to be universal.
In this paper, we prove that Conjecture 1.1 is true for n sufficiently large.
Theorem 1.2
For , there exists an explicit constant (defined in Table 2) such that (1.2) is solvable with for every , with the restriction that if .
Table 2.
Bounds on n for and
| m | Bound for | Bound for |
|---|---|---|
| 7 | ||
| 9 | ||
| 10 | ||
| 11 | ||
| 12 | ||
| 13 | ||
| 14 |
Remark
To prove Conjecture 1.1 for , it suffices to show that (1.2) holds for all with (see Lemma 5.1). Hence, the restriction in Theorem 1.2 is natural.
By completing the square, one easily sees that representations of integers as sums of polygonal numbers are closely related to sums of squares with congruence conditions. In particular, setting
we have
| 1.3 |
Hence, since Conjecture 1.1 is equivalent to proving that for every and , the conjecture is equivalent to showing that for every , we have
| 1.4 |
We investigate the numbers by forming the generating function (setting )
It is well known that these functions are modular forms (see Lemma 2.1 for the precise statement). By the theory of modular forms, there is a natural decomposition
| 1.5 |
where lies in the space spanned by Eisenstein series and is a cusp form. In order to prove Theorem 1.2, we obtain in the special case , , and an explicit lower bound for the n-th Fourier coefficient of in Corollary 4.2 and an explicit upper bound on the absolute value of the n-th Fourier coefficient of in the proof of Theorem 1.2.
The paper is organized as follows. In Sect. 2, we recall properties of the theta functions , the actions of certain operators on modular forms, the decomposition of modular forms into Eisenstein series and cusp forms, and evaluate certain Gauss sums. In Sect. 3, we investigate the growth of the theta functions toward all cusps and use this to compute the Eisenstein series component of the decomposition (1.5). The Fourier coefficients of the Eisenstein series components are then explicitly computed and lower bounds are obtained in Sect. 4. We complete the paper by obtaining upper bounds on the coefficients of the cuspidal part of the decomposition (1.5) and prove Theorem 1.2 in Sect. 5.
Setup and Preliminaries
Modularity of the Generating Functions
In this subsection, we consider the modularity properties of the theta functions . To set notation, for () and a character modulo N, let be the space of modular forms of weight k with character . In particular, an element f in this space satisfies, for
,
Setting , by [7, Theorem 2.4], we have the following.
Lemma 2.1
For , we have
Operators on Non-holomorphic Modular Forms
For a translation-invariant function f with Fourier expansion (denoting )
we define the sieving operator (M, )
As usual, we also define the V-operator () by
We require the modularity properties of (non-holomorphic) modular forms under the operators and . Arguing via commutator relations for matrices, a standard argument (for example, see the proof of [17, Lemma 2]), one obtains the following.
Lemma 2.2
Suppose that , with , and f satisfies weight k modularity on .
For , the function satisfies weight k modularity on .
For and , the function satisfies weight k modularity on .
It is useful to determine the commutator relations between the V-operator and sieving.
Lemma 2.3
Let and be given and set and . Then for any translation-invariant function f, we have
where is the inverse of .
Proof
Recall that
where
If , then and are not consistent, and hence vanishes identically.
We may hence assume that and we note that , obtaining
Decomposition Into Eisenstein Series and Cusp Forms
Comparing Fourier coefficients on both sides of (1.5), we have
| 2.1 |
Theorem 1.2 is equivalent to showing (1.4) for n sufficiently large (with the restriction that for ). Roughly speaking, the approach in this paper to proving (1.4) is to prove that for n sufficiently large with (noting the congruence conditions in (1.4))
To obtain an upper bound for , we recall that Deligne [9] proved that for a normalized newform of weight k on with Nebentypus character (normalized so that ), we have
| 2.2 |
where . To obtain an explicit bound for for arbitrary , we combine (2.2) with a trick implemented by Blomer [5] and Duke [12]. For cusp forms , we define the Petersson inner product by
Letting denote the Petersson norm of , a bound for in terms of may be obtained. Specifically, suppose that f is a cusp form f of weight on (with ) and character modulo N. Using Blomer’s method from [5], an explicit bound is obtained in [1, Lemma 4.1] for as a function of N, L, and the Petersson norm . Denoting by Euler’s totient function, we recall a bound from the case below (see [1, (4.4)]).
Lemma 2.4
Suppose that with and a character modulo N. Then, we have the inequality
By Lemma 2.4, in order to obtain an explicit bound for , it remains to estimate , where is the cusp form appearing in the decomposition in (1.5). An explicit bound for was obtained in [16, Lemma 3.2]. To state the result, let . For the quadratic form given by
we define the level and the discriminant of as
Lemma 2.5
Let be even, , , and . Then,
Gauss Sums
Define the generalized quadratic Gauss sum (, )
Background information and many properties of these sums may be found in [2]. To state the properties that we require, for d odd, we define
and we write for the inverse of a modulo b if .
Lemma 2.6
For and , the following hold.
- If , then , while if then
- If and c is odd, then
- If , then
If , , and b is odd, then .
- If a is odd, b is even, and , then
We require an explicit evaluation of certain Gauss sums that naturally occur in the study of theta functions (see Lemma 3.1 below). Throughout the paper, for , and with , we write , (with ), and with , , and odd. We furthermore set and .
Lemma 2.7
Suppose that , with , , , with , and .
- If or , then
- Suppose that and . Setting , we then have
Proof
We evaluate G(a, b; c) for , , and . By Lemma 2.6 (1), unless . Hence, we first compute, using the fact that , , and is odd,
| 2.3 |
where .
A direct calculation gives that if and only if and , which implies the claim by Lemma 2.6 (1).
It remains to evaluate the final Gauss sum in (2.4). We use Lemma 2.6 (4) and Lemma 2.6 (5) to obtain
| 2.5 |
Plugging (2.5) into (2.4) and then simplifying yields that G(a, b; c) equals
To obtain the claim, we multiply by and simplify by using the Chinese Remainder Theorem to combine the exponentials. For example, if or ( and ), then the exponential becomes
Since and is odd, to determine the Chinese Remainder Theorem implies that it suffices to compute
Thus,
So the exponential simplifies in this case as .
The remaining case and follows by a similar but longer and more tedious calculation.
Growth Toward the Cusps of Certain Modular Forms
In this section, we determine the growth toward the cusps of theta functions and certain (non-holomorphic) Eisenstein series. The purpose of this calculation is to compare the growth in order to determine the unique Eisenstein series in (1.5) whose growth toward the cusps matches that of the theta function.
Growth of the Theta Functions at the Cusps
In order to obtain the Eisenstein series, we determine the growth of toward all of the cusps, which follows by a straightforward calculation.
Lemma 3.1
Let and be given. For and with , we have
Proof
We have
| 3.1 |
where
By definition,
Write () to obtain that this equals
We now recall the modular inversion formula (see [19, (2.4)])
We use this with , , to obtain that
Thus,
Now assume that and let . The contribution that is not exponentially decaying comes from and gives
Note that
Plugging back into (3.1) yields the claim.
We next use Lemma 2.7 to evaluate the right-hand side of Lemma 3.1. Since the theta function only depends on r modulo M, we may assume without loss of generality that
by replacing r with in Lemma 3.1 if . A direct calculation gives the following.
Corollary 3.2
Suppose that and with , , , and with and . If or , then
If and , then, setting ,
Remark
Although the right-hand side of Corollary 3.2 splits into a number of cases, we obtain an explicit element of the cyclotomic field for some , where . To use Corollary 3.2 for practical purposes, one can evaluate the right-hand side of Corollary 3.2 with a computer as an element of , where is the minimal polynomial of over , which is well known to be
Here, denotes the Möbius -function.
Growth of Eisenstein Series Toward the Cusps
The goal of this section is to obtain the growth of certain weight two Eisenstein series toward the cusps. These are formed by applying certain sieving and V-operators to the (non-holomorphic but modular) weight two Eisenstein series
with . In light of Lemma 2.3, we may furthermore always assume without loss of generality that sieving is applied before the V-operator. The growth toward the cusps of such functions is given in the following lemma.
Lemma 3.3
Let and . Then, for and with , we have
Proof
For a translation-invariant function f, we use the presentation
Applying to this yields
Plugging in and using the weight two modularity of , the claim follows by a standard calculation.
Eisenstein Series Component
In this section, we determine the Eisenstein series component in (1.5).
Proposition 4.1
For , we have the following.
- For , we have unless , in which case we have
- For , we have unless , in which case we have
- For , we have unless , in which case we have
- For , we have unless , in which case we have
- For , we have unless , in which case we have
- For , we have unless , in which case we have
- For , we have
Proof
(1) By comparing Fourier coefficients, we see that the identity is equivalent to
| 4.1 |
while Lemma 2.2 implies that
Enumerating the cusps of (see [10, Proposition 3.8.3]), we then use a computer together with Lemma 3.3 and Corollary 3.2 to verify that the growth toward every cusp of both sides of (4.1) agrees, yielding the claim.
To see this in more details note that by [10, Proposition 3.8.3], two cusps and are equivalent modulo the action of if and only if there exists such that (for some choice of ±). As in [10, p. 102], by taking , we may write a set of representatives of the inequivalent cusps in the form with , a running modulo d with , and with . Since both sides of (4.1) are elements of , we thus need to compute the constant term at every cusp with , , and with and with . For each such representative of the cusps of , we use Lemma 3.3 together with a computer to evaluate
as an element of . Comparing this with Corollary 3.2 in the case and , we then verify with a computer that
| 4.2 |
Since is a cusp form, we have
and hence
Therefore, (4.2) implies that
vanishes toward all cusps, and is hence a cusp form. Since it is also in the subspace of Eisenstein series, it is orthogonal to all cusp forms and therefore vanishes, implying (4.1), and hence the claim.
For the remaining cases, the argument is similar, but we provide the identities analogous to (4.1) for the convenience of the reader.
-
(2)The claim is equivalent to
-
(3)The claim is equivalent to
-
(4)The claim is equivalent to
-
(5)The claim is equivalent to
-
(6)The claim is equivalent to
-
(7)The claim is equivalent to
As a corollary to Proposition 4.1, we obtain explicit lower bounds on the Fourier coefficients in these special cases.
Corollary 4.2
Let .
- If , then we have
- If , then we have
- If , then we have
- If , then we have
- Assume that and write with . We have
- If , then we have
- If , then we have
Proof
For , the claims with the exception of (5) follow directly from Proposition 4.1. For (5), a direct simplification yields that the right-hand side of Proposition 4.1 (5) simplifies as
which gives the claim.
Proof of Theorem 1.2
In this section, we prove Theorem 1.2. The constants from the theorem statement may be found in Table 2.
Proof of Theorem 1.2
We require the case of Lemma 2.5. Since the inner sum only has a single term namely in this case, Lemma 2.5 simplifies as
| 5.1 |
For , we obtain a lower bound for (for n in an appropriate congruence class) from Corollary 4.2 (see the third column of Table 1 for a list of the bounds for individual choices of r and M).
Table 1.
Bounds for , , and
| r | M | Bound for | Bound for | Bound for |
|---|---|---|---|---|
| 7 | 10 | |||
| 9 | 14 | |||
| 10 | 16 | |||
| 11 | 18 | |||
| 12 | 20 | |||
| 13 | 22 | |||
| 14 | 24 |
Computing the constants in (5.1) explicitly for fixed M yields an upper bound for (see the fourth column of Table 1 for the explicit bounds), which plugged into Lemma 2.4 yields an upper bound for (see the final column of Table 1 for the explicit bounds). Plugging the bounds for and into (2.1), we see that for n sufficiently large in an appropriate congruence class (see Table 2 for the explicit constants).
We then conclude that for n sufficiently large by using (1.3), yielding the claim.
In order to explain why it is sufficient to assume that for in Theorem 1.2, we require the following lemma combined with (1.3).
Lemma 5.1
Let be given. If the equation
is solvable with , then the equation
is also solvable with .
Acknowledgements
We thank the referees for helpful comments on an earlier version of the paper.
Funding
Open Access funding enabled and organized by Projekt DEAL.
Declarations
Conflict of interest
On behalf of all authors, the corresponding author, Kathrin Bringmann, states that there is no conflict of interest.
Footnotes
We denote vectors like in bold and the j-th component of a vector we write as throughout.
The first author has received funding from the European Research Council (ERC) under the European Union’s Horizon 2020 research and innovation programme (Grant Agreement No. 101001179). The research of the second author was supported by a grant from the Research Grants Council of the Hong Kong SAR, China (Project Number HKU 17303618).
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Change history
1/23/2023
Missing Open Access funding information has been added in the Funding Note.
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