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PLOS One logoLink to PLOS One
. 2022 Dec 21;17(12):e0278946. doi: 10.1371/journal.pone.0278946

Achieving HIV epidemic control through integrated community and facility-based strategies: Lessons learnt from ART-surge implementation in Akwa Ibom, Nigeria

Pius Nwaokoro 1,*,#, Olusola Sanwo 1,#, Otoyo Toyo 2,#, Uduak Akpan 2,#, Esther Nwanja 2,#, Iheanyichukwu Elechi 2,#, Kufre-Abasi Ukpong 2, Helen Idiong 2, Bala Gana 2, Titilope Badru 1, Augustine Idemudia 2, Matthew-David Ogbechie 1, Philip Imohi 1, Anthony Achanya 3, Dorothy Oqua 3, Kunle Kakanfo 4, Kolawole Olatunbosun 1, Augustine Umoh 5, Patrick Essiet 5, Ime Usanga 5, Echezona Ezeanolue 6, Chika Obiora-Okafo 4, Ezekiel James 4, Isa Iyortim 4, Robert Chiegil 7, Hadiza Khamofu 1, Satish Raj Pandey 1, Moses Bateganya 7
Editor: Clement Ameh Yaro8
PMCID: PMC9770335  PMID: 36542606

Abstract

This study examines the lessons learnt from the implementation of a surge program in Akwa Ibom State, Nigeria as part of the Strengthening Integrated Delivery of HIV/AIDS Services (SIDHAS) Project. In this analysis, we included all clients who received HIV counseling and testing services, tested HIV positive, and initiated ART in SIDHAS-supported local government areas (LGAs) from April 2017 to March 2021. We employed descriptive and inferential statistics to analyze our results. A total of 2,018,082 persons were tested for HIV. Out of those tested, 102,165 (5.1%) tested HIV-positive. Comparing the pre-surge and post-surge periods, we observed an increase in HIV testing from 490,450 to 2,018,082 (p≤0.031) and in HIV-positive individuals identified from 21,234 to 102,165 (p≤0.001) respectively. Of those newly identified positives during the surge, 98.26% (100,393/102,165) were linked to antiretroviral therapy compared to 99.24% (21,073/21,234) pre-surge. Retention improved from 83.3% to 92.3% (p<0.001), and viral suppression improved from 73.5% to 96.2% (p<0.001). A combination of community and facility-based interventions implemented during the surge was associated with the rapid increase in case finding, retention, and viral suppression; propelling the State towards HIV epidemic control. HIV programs should consider a combination of community and facility-based interventions in their programming.

Introduction

On November 18, 2014, the Joint United Nations Programme on HIV/AIDS (UNAIDS) adopted the fast-track targets to end the AIDS epidemic globally by 2030. Its objective was to ensure that 95% of all people living with HIV (PLHIV) know their HIV status, 95% of those diagnosed with HIV infection were on sustained antiretroviral therapy (ART), and 95% of those on ART are virally suppressed [1]. In Nigeria, the journey towards meeting the UNAIDS targets and ending the AIDS epidemic was initially limited by the availability of reliable and actionable data [2, 3] with HIV prevalence data mostly coming from antenatal care (ANC) sentinel surveys or the National HIV/AIDS and Reproductive Health Survey (NARHS) [4] which often overestimated prevalence (10.8% and 6.5% respectively).

The 2018 Nigeria HIV/AIDS Indicator and Impact Survey (NAIIS), used more robust methods to provide incidence and prevalence data for Nigeria, giving a clearer understanding of Nigeria’s HIV epidemic [5, 6]. NAIIS showed a 1.4% prevalence of HIV nationally, with an estimated 1.9 million Nigerians living with HIV (2019 spectrum estimate). Among adults aged 15–69 years, Akwa Ibom State had the highest HIV prevalence at 5.5% [5, 7] representing 178,051 people but only 23% were on ART [8]. The President’s Emergency Plan for AIDS Relief (PEPFAR) Nigeria team used these findings to launch the Nigeria treatment surge plan which realigned PEPFAR programming and resources to rapidly increase access to ART to ensure that high HIV burden states quickly attain treatment saturation. Thus, Akwa Ibom and Rivers States, two states with the highest HIV burden, lowest testing coverage, and lowest population viral suppression were designated as “surge” states. Other states were designated as “red” states (low treatment saturation and high unmet need for ART), “yellow” (low treatment saturation and low unmet need), and “green” (high treatment saturation and low unmet need) [8].

The United States Agency for International Development (USAID) launched the ART surge in Akwa Ibom State in April 2019 based on these epidemic dynamics. This paper describes that surge and its impact on HIV case identification and treatment outcomes.

Materials and methods

Study setting

Akwa Ibom State is in the southern part of Nigeria and has an estimated population of 5.4 million [9]. There is a mixture of urban and metropolitan communities in the north engaged in institutional learning or commercial activities, riverine communities with inland waterways, creeks, and predominantly fisherfolk in the east, agrarian communities in the west, deep coastal areas and islands in the south, with numerous hard-to-reach areas [10].

The surge was initially implemented by the SIDHAS Project in all 31 local government areas (LGAs) in the state for the first six months (April 2019 –Sept 2019), and then in 21 LGAs from October 2019 to March 2021 due to reduction in the geographical scope of the project. One hundred and two health facilities (1 tertiary, 20 secondary, 15 private-for-profit, and 66 primary health facilities), 45 community pharmacies, and 73 community ART management (CAM) teams were involved all through the implementation.

Study population

All clients who received HIV counseling and testing services and those receiving care and treatment services in the SIDHAS supported LGAs from April 2017 to March 2021.

The surge intervention

Surge framework

Although the surge response was not designed as research, our surge programming was guided by the Exploration, Preparation, Implementation, and Sustainment (EPIS) framework [11]. The “ART surge” intervention involved the implementation of innovative program approaches to overcome structural and institutional barriers and rapidly scale up access to HIV testing, ART, and viral load (VL) testing. To increase HIV case-finding rates, community mobilization, deployment of multidisciplinary teams, and use of HIV risk stratification tools were employed [12].

Individuals identified as HIV-positive were promptly linked to ART and offered client-centric care (such as convenient appointment schedules, decentralized drug pick-up, virtual adherence support, etc) with a robust client support system. VL samples were collected in the community and at health facilities and transported to testing hubs for rapid processing. Viral Load results were promptly returned to providers through the online Laboratory Information Management System (LIMS). This platform allows service providers to remotely log-in VL samples to the reference laboratory, receive, and print results once analysis is complete. Data on key indicators such as the number of newly diagnosed PLHIV were reported daily (high-frequency reporting), aggregated per site/LGA, and discussed in daily situation room meetings and technical assistance was provided based on need.

Fig 1 shows how we adapted the EPIS Framework utilizing key informant interviews with community leaders to capture local knowledge of population characteristics and identify local needs; focus group discussions were held with clients to identify existing barriers to implementation, as well as brainstorming sessions with health care providers, PLHIV groups, civil society groups, community leaders, government officials, donors, and implementing partners, to identify Evidence-Based Practices (EBPs) to be adapted for the surge implementation.

Fig 1. Adapting EPIS framework for the ART surge implementation in Akwa Ibom, Nigeria (April 2019–March 2021).

Fig 1

*AKAIS: Akwa Ibom AIDS Indicator Survey.

The merits and demerits of each EBP were considered based on implementation experience and adapted following established approaches [13]. Table 1 shows the EBPs that were implemented.

Table 1. Evidence-based practices implemented as SIDHAS Strategies during the surge in Akwa Ibom, Nigeria (April 2019–March 2021).
Evidence-Based Practices SIDHAS Strategies
Evaluative and iterative strategies: Assess for readiness, identify barriers and facilitators, and conduct a local needs assessment
Obtain and use patients’/ consumers’ and family feedback
Develop and implement tools for quality monitoring, organize quality monitoring systems and purposefully re-examine the implementation. Conduct cyclical small tests of change
Key informant interviews, focus group discussions, brainstorming sessions, community scoping and micro-planning were done
Client satisfaction survey (CSS), feedback from clients interrupting treatment, medication adherence checklists, etc. were used to design flexible clinic schedules
Data Quality (DQA) and Continuous Quality Improvement (CQI) Assessments were done. Weekly technical sessions with LGA teams and quarterly/annual strategy review meetings were done. CQI Checklists, 90-day adherence calendar, Interval checklists, etc were developed. Plan Do Study Act (PDSA) cycle was routinely used
Adapt and tailor to context: Tailor strategies, Promote adaptability Locally derived solutions such as Creek testing, Camp testing, Batch-up mechanism, Courier services, Community Prevention of Mother to Child Transmission (PMTCT) intervention, Testing at patent medicine stores (Spoke testing), Moonlight and sunrise testing were introduced
Provide interactive assistance: Provide local technical assistance and clinical supervision A cluster system was implemented, and service providers from the local communities were recruited. Community teams had Clinicians embedded
Develop stakeholder interrelationships: Identify and prepare champions, Organize clinician implementation team meetings, Build a coalition, Obtain formal commitments, Visit other sites and develop an implementation glossary Recruited and trained champions in adolescent care, viral load, index testing, tuberculosis, etc. We conducted daily situation room meetings, CQI meetings, etc. and built several coalitions including the Community Advisory Committee (CACOM), other Implementing Partners, etc. This led to a user fee waiver for PLHIV and COVID-19 movement restriction exemption. Routine peer-to-peer visits were also conducted. Knowledge repository developed
Train and educate stakeholders Conducted continuous training, provided continuous consultation, developed, and distributed educational materials, made training dynamic, used train-the-trainer strategies
Engage consumers: Intervene with patients/consumers to enhance uptake and adherence, Prepare patients/consumers to be active participants, Use mass media Linkage to support groups, 90-day adherence calendar, interval checklist, pre-appointment calls and text reminders, peer support using expert clients, Structured age-appropriate counselling, Operation Triple Zero, Literacy programs, use of social and behavioural change materials
Utilize financial strategies: Place innovation on a fee for service lists/formularies, alter incentive/allowance structures, Alter patient/consumer fees Community Pharmacy ARV Refill Program, Voucher based ICT, Community DDD models, Home delivery of medication, Elimination of User Fees
Change Infrastructure: Change record systems, physical structure and equipment, service sites and accreditation or membership requirements A remote sample login system was introduced, the PCR Laboratory was upgraded, procurement of higher capacity centrifuges, Clients’ devolvement to DDD sites, Review criteria for multi-month dispensing, and DDD devolvement

Engagements with the state government led to the removal of user fees―removing an obstacle for HIV-positive clients―and secured the purchase of additional commodities (including HIV rapid test kits) using local resources to support the surge response. A geographical cluster operational structure was adopted to decentralize technical assistance to the communities. Three clusters, Oron, Eket, and Uyo were formed with six(6), seven(7) and eight(8) LGAs respectively, based on proximity and sociocultural similarities. Each LGA had between 1–7 CAM teams, with each team consisting of 2–3 case finding and tracking teams, creating a team of teams. In each LGA, all CAM teams were linked to one facility, which served as the hub. The clusters were operationally independent in strategy formulation and operational direction [14]. This approach allowed for easy adaptation to the local environment, reduced travel time and time for decision making, created a bottom-top approach to strategy formulation, and ensured close support and coordination to the teams. A central situation room with electronic dashboards was established for data collation, triangulation, and decision-making to provide close monitoring of the surge progress. Daily situation room meetings were used to provide feedback, co-design corrective measures, and provide real-time guidance for early course correction.

CAM teams, linked to health facilities in a hub-and-spoke model for resupplies and reporting, provided comprehensive ART services within the communities to clients who are unable or unwilling to go to health facilities, with clinicians providing clinical supervision [15]. Service providers from the local communities were recruited and trained for this purpose and integrated into these teams to improve community ownership. Facilities were designated into tiers 1, 2, and 3 based on the number of PLHIV on ART (client volume) at each site at the beginning of the surge. We applied the Pareto principle [16] to identify 20% of the sites responsible for 80% of client volume and categorized these as Tier 1 facilities ― also referred to as Enhanced Site Management (ESM) facilities [17]. These ESM facilities were provided with additional support (onsite project technical staff providing direct service delivery and mentorship to government workers, frequent supporting visits by supervisory staff, more frequent data reviews, etc.) to improve their performance. The implementation strategies were periodically examined using quality monitoring tools to adjust and refine them for better output.

Interventions to achieve “95% of all PLHIV know their HIV status”. Table 2 shows the specific interventions that were implemented for HIV case finding. In the health facilities, Provider Initiated Testing and Counselling (PITC) with risk screening was offered at child health, family planning, malnutrition, and inpatient clinics, and without risk screening at tuberculosis and antenatal clinics. Under Index Case Testing (ICT), sexual partners of newly diagnosed HIV positive individuals or those with unsuppressed VL were invited and offered HIV testing using partner delivered vouchers or contacted by phone after anonymous listing by their partners. Children of HIV-positive women were also enumerated and tested. HIV self-testing was also offered to those who wanted anonymity.

Table 2. HIV case-finding strategies and approaches used during the pre-surge and surge periods.
Pre-surge (April 2017–March 2019) Surge (April 2019–March 2021)
Testing modality
Provider Initiated Counselling and Testing Provider Initiated Counselling and Testing
Facility-Based Index Testing Index Testing (facility and community)
Testing approaches based on-site or time of testing
Community Hotspot testing
Community-Based Index Testing including Voucher-Based Index case testing and use of Genealogy-focused community team (gCAM)
Moonlight Testing
Sunrise Testing
Creek/marine testing
Spoke testing
Self-testing
Camp testing

In the community, testing locations were selected based on the local understanding of the social-behavioral characteristics of the communities, discussion with local leaders, joint microplanning, and geographic information (GIS) guided or geo-targeting of hotspots. Testing services were offered at times that were context-specific, e.g. at night or early morning to reach people like farmers and fisherfolks who were unavailable during the conventional working hours (moonlight and sunrise testing) and at different locations such as creeks (creek testing), private laboratories, patent medicine vendors (spoke testing), and traditional birth homes. CAM teams also accessed and camped in distant hard-to-reach communities to provide HTS (camp testing) [17, 18].

Interventions to achieve “95% of those diagnosed with HIV infection were on sustained ART”. We implemented same-day ART initiation, client navigation services for linkage to ART, structured age-appropriate counseling, support group enrollment, and other peer support services using expert clients. Six Decentralized Drug Distribution (DDD) models–Community Pharmacy ART Refills Program (CPARP), fast track, adolescent refill clubs, community ART refill clubs and groups, and home delivery–were introduced [19, 20], and clients received multimonth dispensing (MMD) with refill frequencies of 3, 3–5 and 6-monthly based on national guidance in any of the models [12, 19, 21]. More adherent clients ultimately received 6 monthly refills. Offering services during weekends and after-hours accommodated those who were unavailable at conventional hours due to work. A 90-day adherence calendar, interval checklist (a series of prompts for case managers to ensure that clients receive appropriate care), pre-appointment calls, text message reminders, and tracking of missed appointments helped providers to monitor clients in care. Access to the DDD models was expanded during the COVID-19 pandemic.

Interventions to achieve “95% of those on ART are virally suppressed”. We conducted treatment literacy campaigns and included undetectable = untransmissible (“U = U”) messaging using posters and other communication channels within and outside the facilities. To facilitate VL sample collection, a list of eligible clients was generated from the electronic medical records that included phone numbers and residential addresses for follow-up. Sample collection times were staggered based on client preferences and included early morning (sunrise) or late night (moonlight) collection. Where needed, local courier services were used to transport VL samples to the health facilities for processing. Dried Blood Spot testing (DBS) for VL was preferred in hard-to-reach communities.

To ensure all samples were tested promptly, we remotely logged the samples on the online Laboratory Information Management System (LIMS) and transported all samples to the mega Polymerase Chain Reaction (PCR) lab, equipped with seven high throughput PCR machines, working on a 24-hour schedule. Results were printed directly from LIMS at the health facilities. We categorized VL results into unsuppressed (VL ≥1000 copies per ml), detectable suppression (40–999 copies per ml), and undetectable (<40 copies per ml) and all clients with VL ≥1,000 received enhanced adherence counseling (EAC) in person or virtually through phone calls. SMS reminders were sent to prompt clients to take their medicines; and viral load test was repeated after three (3) months of EAC. At the peak of the COVID-19 pandemic, virtual adherence monitoring was expanded.

Study design

The study was a retrospective cohort study.

Data collection

The SIDHAS project leveraged the national and PEPFAR data management platforms–District Health Information System (DHIS); Data for Accountability, Transparency and Impact (DATIM); and Lafiya Management Information System (LAMIS) [22] to report routine program data in aggregate and at patient-level [23] Non-routine program data were collected using Microsoft Excel during the surge.

Data were reported daily by trained data-entry clerks (DEC) into national service registers andLAMIS. These platforms were routinely validated, summarized into national Monthly Summary Forms (MSFs), and transcribed into DHIS and DATIM. Data from these sources were used to monitor project performance during the surge.

Data were abstracted for the pre-surge period (April 2017 –March 2019) and surge period (April 2019 –March 2021) for required variables (HIV testing and positivity, retention, and viral suppression). The abstracted data did not contain any patient identifier.

The key outcomes assessed include HIV testing (Number of individuals provided with HTS), positivity rate (proportion of individuals who received HIV testing that were diagnosed HIV positive), retention (number of individuals alive and on treatment 12 months after ART commencement) and viral load suppression (plasma VL <1,000 copies/ml).

Data analysis

Descriptive statistics were used to summarize key outcomes by age, gender, and LGA. Interrupted time series analysis (ITS) segmented regression analysis was used to estimate the impact of the surge intervention on HIV testing uptake and numbers tested positive for HIV.

Independent samples Mann-Whitney U test was conducted to compare retention and viral load suppression across the two periods. Retention was determined at 12 months after ART commencement. Clients who missed a clinic appointment and did not return 28 days after expected clinic were considered “not retained” at 12 months [24]. All analyses were performed using SPSS version 26 and a p-value set at 0.05.

Ethical considerations

This study was reviewed by the Protection of Human Subjects Committee at FHI 360 (Project no 1770609–1) and was determined to be non-human subject research. The authors had no access to the patients or any personally identifying information for the individuals who were included in the study.

Results

From April 2017 to March 2021, a total of 2,508,532 people were tested for HIV, with 123,444 (4.9%) people diagnosed with HIV (Table 3). There was a significant increase in the number of persons tested from 490,450 to 2,018,082 and in HIV-positive individuals identified from 21,234 to 102,165 during the surge. The median number of people tested for HIV each month increased from 19,444 (17,085–27570) pre-surge to 49,023 (43,312–54,497) during the surge, while the median number of HIV-positive individuals newly diagnosed increased from 906 (755–1197) pre-surge to 2,682 (2,126–2,923) per month during the surge. The yield from HIV testing increased from 4.3% to 5.1% in spite of the dramatic increase in testing volume.

Table 3. Pre-surge and surge HIV case finding April 2017 to March 2021, Akwa Ibom State, Nigeria.

Characteristics Pre surge (April 2017–March 2019) Surge (April 2019–March 2021)
Counseled, Tested and Received HIV test Results (n) HIV Positive (n)  Positivity Rate (%) Counseled, Tested and Received HIV test Results Tested HIV Positive (n)  Positivity Rate (%)
Overall 490,450 21,234 4.3% 2,018,082 102,165 5.1%
Age group
1–4 48,976 647 1.3% 26,570 1012 3.8%
5–9 22,260 362 1.6% 19,883 729 3.7%
10–14 15,518 206 1.3% 20,107 716 3.6%
15–19 41,215 690 1.7% 137,791 3296 2.4%
20–24 77,647 2,586 3.3% 303,915 10,052 3.3%
25–49 247,891 15,250 6.2% 1,375,209 77,862 5.7%
50+ 36,943 1,493 4.0% 134,607 8,498 6.3%
Sex
Males 205,336 7,570 3.7% 879,888 40,829 4.6%
Females 285,114 13,664 4.8% 1,138,194 61,336 5.4%
Regions
Uyo cluster 184,339 7,591 4.1% 613,537 28,285 4.6%
Oron cluster 115,193 4,254 3.7% 685,065 34,265 5.0%
Eket cluster 40,065 2,571 6.4% 719,480 39,615 5.5%
Testing modalities
Facility 490,450 21,234 4.3% 412,419 14,565 3.5%
Community 1,605,663 87,600 5.5%
Testing strategy
Provider Initiated Counselling and Testing 484,794 20,873 4.3% 412,419 14,565 3.5%
Index testing (fac/com) 2554 311 12.2% 132815 32069 24.1%
Antenatal clinic 3102 50 1.6% 89475 1286 1.4%
Creek/marine testing* 119872 11009 9.2%
Spoke testing* 7,268 430 5.9%
Self-testing* 1,759 598 34.0%
Camp testing* 34579 4112 11.9%
Voucher-Based Index case testing* 756 456 60.3%
Community Hotspot Testing* 1,219,139 37,640 3.1%

*These models were only introduced during the surge period

Based on the segmented regression analysis, the number of persons tested for HIV decreased significantly by 406 every month prior to surge (95% CI = [-728.7, -82.7], p = 0.015). In the first month of the surge, total number of persons tested for HIV increased significantly by 56,738 (95% CI = [41151.1, 72324.1], p< 0.0001), followed by a significant increase in the monthly trend (relative to the pre-intervention trend) by 1448 in number of persons tested for HIV (95% CI = [138.5, 2757.4], p = 0.031) (Table 4, Fig 2).

Table 4. Results from segmented regression analysis on uptake of HIV testing.

Variables Coeficient 95% C.I p-value Coeficient 95% C.I p-value
i. Tested ii. Tested Positive
Monthly change in number of persons tested, April 2017 -March 2021 ‒405.7 ‒728.7, ‒82.8 0.015 ‒22.0 ‒41.5, ‒2.4 0.028
Change in the level of number of persons i. tested and ii. Tested positive 56,738 41151.1, 72324.1 <0.001 2599.9 1912.9, 3286.9 <0.001
Change in trend in monthly number of persons i. tested and ii. Tested positive between April 2019 and March 2021 compared to April 2017.- March 2019 1448 138.5, 2757.4 0.031 113.1 48.0, 178.3 0.001

Fig 2. Actual and predicted trends in total number of persons i. tested and ii tested positive, by month, April 2017–March 2021.

Fig 2

With regards to the positive case identification, number of persons tested HIV positive decreased significantly by 22 every month prior to surge (95% CI = [-41.5, -2.4], p = 0.028). In the first month of the surge, total number of persons tested positive increased significantly by 2,600 (95% CI = [1912.9, 3286.9], p< 0.0001), followed by a significant increase in the monthly trend (relative to the pre-intervention trend) by 113 in number of persons tested HIV positive (95% CI = [48.0, 178.3], p = 0.001).

Of the positives identified, 99.2% (n = 21,073) were initiated on ART prior to surge; and 98.2% (n = 100,393) during the surge (Table 5). The median age at ART start was 32 years [26-40years] and 34 years [27-40years] respectively across the two periods. Across the two time periods, the highest number of newly diagnosed individuals were asymptomatic HIV (WHO Clinical Stage I). However, the proportion of asymptomatic individuals was much higher during the surge compared to pre-surge (89.0% vs 43.4%). The proportion of newly diagnosed individuals who started ART on the same day was significantly higher during the surge period compared to the pre-Surge period [98.5% vs 74.1%; p = <0.001].

Table 5. Demographic and clinical characteristics of individuals initiated on ART before and during the surge, Akwa Ibom, Nigeria (April 2017 to March 2021).

Pre-surge (April 2017–March 2019) Surge (April 2019–March 2021) P-value
PLHIV diagnosed and started ART 21,073 (99.2%) 100,393 (98.3%) <0.001
Sex
    Females 14,864 (91.9%) 60,860 (99.2%) <0.001
    Males 6,209 (82.0%) 39,533 (96.8%) <0.001
Median (interquartile range) Age (years) n = 121,466 32 (26–40 years) 34 (27–40 years)
WHO staging n = 120,384
    Stage 1 8,887 (43.4%) 88,836 (89.0%)
    Stage 2 5,735 (28.0%) 9,327 (9.3%) <0.001
    Stage 3 5,534 (27.0%) 1,616 (1.6%)
    Stage 4 342 (1.7%) 107 (0.1%)
ART initiation
    Same day 16,185 (74.1%) 96901 (98.5%) <0.001
    1–14 days 2,884 (13.2%) 1518 (1.5%)
    >14 days 2,772 (12.7%) 0 (0%)

Fig 3 shows that there was a marked increase in treatment initiation during the surge period, with a sharp decline in ART initiation to below pre-surge levels between March and May 2020, coinciding with the onset of the COVID-19 pandemic in the state.

Fig 3. Number of people initiated on ART October 2017-February 2021.

Fig 3

As shown in Table 6, retention improved overall from 83.3% during the pre-surge period to 92.3% during the surge period (Table 5), increasing more in the 10–14 years age group (12.6% increase; p = 0.001), among males (11.3% increase, p<0.001), Eket cluster (17.0%, <0.001), and in non -ESM sites (10.4% increase, p<0.001).

Table 6. Retention by intervention period and key client characteristics (April 2019–March 2021).

Characteristics Pre-surge commencement Surge commencement
n retention rate n retention rate Percentage change p-value
Overall 21,073 83.3% 100,393 92.3% 15% <0.001
Age groups
0–9 901 81.9% 1772 81.0% -1.1% 0.585
10–14 16 78.5% 620 89.8% 12.6% <0.001
15–19 688 77.8% 3364 86.3% 9.8% <0.001
20–24 2,529 79.0% 10,099 89.0% 11.2% <0.001
25–29 4,061 82.3% 17,793 92.1% 10.6% <0.001
30–34 3,983 84.2% 19,336 92.8% 9.3% <0.001
35–39 1,557 85.0% 9,459 95.0% 10.5% <0.001
40–44 2,137 85.7% 12,397 93.9% 8.7% <0.001
45–49 1,506 85.9% 8,671 93.8% 8.4% <0.001
50+ 3,548 84.6% 16,882 92.5% 8.5% <0.01
Gender
Females 14,864 83% 60,860 91.4% 9.1% <0.001
Males 6,209 83% 39,533 93.6% 11.3% <0.001
Care setting
Facility 21,061 83.3% 14,342 89.6% 7.0% <0.001
Community - - 86,051 92.7% -
Cluster
Uyo cluster 11,447 85% 28,754 86.3% 1.5% 0.114
Oron cluster 7,958 81% 33,532 95.3% 15.0% <0.001
Eket cluster 1,668 78% 38,107 94.0% 17.0% <0.001
Site category
ESM (>1,500 clients per site) 17,361 83.9% 78,978 92.9% 9.7% <0.001
Non-ESM 3,712 80.3% 21,415 89.6% 10.4% <0.001

Table 7 shows viral suppression data before and during the surge. Overall, the viral suppression rate improved significantly from 73.5% to 96.2%. This improvement was highest among children 10–14 years (52.3% increase, p<0.001), and lowest in older adults 45–49 years (17.5% increase).

Table 7. Participant characteristics and viral suppression by intervention periods.

Characteristics Pre-surge commencement Surge commencement
number with viral load result suppression rate number with viral load result suppression rate Percentage change p-value
Overall 13,958 73.5% 73,587 96.2% 23.6% <0.001
Age groups
0–9 525 45.1% 1,188 90.2% 50.0% <0.001
10–14 107 43.95% 479 92.1% 52.3% <0.001
15–19 352 66.8% 2,650 93.8% 28.8% <0.001
20–24 1,498 71.0% 7,786 95.4% 25.6% <0.001
25–29 2,677 73.9% 13,286 96.5% 23.4% <0.001
30–34 2,711 73.9% 13,954 96.4% 23.3% <0.001
35–39 1,073 76.2% 12,792 97.0% 21.4% <0.001
40–44 1,526 75.2% 8,899 96.8% 22.3% <0.001
45–49 1,058 79.9% 6,258 96.9% 17.5% <0.001
50+ 2,431 76.9% 6,295 96.2% 20.1% <0.001
Gender
Male 4209 72.1% 28,184 96.6% 25.4% <0.001
Female 9,749 74.2% 45,403 95.9% 22.6% <0.001
Care setting
Facility 13,957 66.3% 10,560 96.7% 31.4% <0.001
Community - - 63,027 96.1% -
Geographic area
Uyo cluster 8,704 77.4% 19,877 92.7% 16.5% <0.001
Oron cluster 41,097 66.0% 25,793 96.2% 31.4% <0.001
Eket cluster/ 1,145 70.9% 27,917 98.5% 28.0% <0.001
Facility Setting
ESM 12,077 74.3% 58,119 96.3% 22.8% <0.001
Non-ESM 1,881 68.4% 15,468 95.6% 28.5% <0.001

Discussion

The implementation of a combination of specific programmatic and technical interventions during the Akwa Ibom surge was associated with a marked increase in HIV case finding and significant improvements in retention and viral suppression. Within 24 months of the surge implementation, a total of 2,018,082 persons were tested for HIV (representing 37% of the state population), and 102,165 people living with HIV were diagnosed and initiated on treatment. The advent of the COVID -19 pandemic in April 2020 had little effect on the surge trajectory as the program introduced several adaptations to overcome the movement restrictions, physical distancing, and other infection control measures. Of note, the majority of those diagnosed during the surge were largely asymptomatic.

PEPFAR programs have used various strategies across different countries to close antiretroviral therapy gaps. For example, a US Centers for Disease Control and Prevention (CDC)—led surge implemented across nine states in Nigeria for 18 months (May 2019–September 2020) led to an eightfold increase in the number of people newly diagnosed with HIV and a 65% increase in the total number of persons receiving ART [25]. In Mozambique, surge implementation was associated with a 40% increase in case finding while in Malawi case finding increased by 51.9% [18, 26]. We achieved comparable results by applying a combination of high volume-low yield, and low volume-high yield testing strategies mostly in the community, and introduced an innovative Community ART Management (CAM) approach for timely testing, linkage, and support to clients on ART. Our findings of a significant increase in HIV case identification, of mostly asymptomatic individuals provide more evidence that using a mix of approaches can address the unmet need for ART and help close treatment gaps, and have potential prevention implications.

Our results demonstrate the efficiency of the HIV testing strategies during the surge. Index case testing–conventional and voucher-based, with positivity yields of 24% and 60% respectively, emerged as the most efficient approach in HIV case finding during the surge period. This aligns with studies conducted in Tanzania, Lesotho, and South-West Nigeria, suggesting the potential advantage of this testing approach in the future as new HIV cases become more difficult to identify [2729]. Index testing prioritizes identifying sexual partners of those who are newly diagnosed, virally unsuppressed, and biological children at imminent risk of HIV [12].

The facility-based testing yield reduced from 4.3% pre-surge to 3.5% during the surge. Deployment of community testing helped identify more individuals with previously undiagnosed HIV who were largely asymptomatic. Effective targeting of geographies with high-risk individuals and timing of testing helped achieve a positivity rate of 5.5% at the community level. We maintained a high positivity yield throughout the surge period despite the increase in testing volume. This was achieved through a mixture of strategies, data review, and the introduction of HIV risk screening before HIV testing which ensured that only high–risk individuals in the community were tested. Other studies have reported high HIV testing efficiency through risk screening before testing [3032]. At a time of declining resources, efficient testing approaches are encouraged and in line with the WHO recommendations of targeted HIV testing using a symptom screening approach in the general population [33].

Some studies have highlighted that early HIV identification and treatment initiation are associated with a decline in disease progression, reduction in HIV transmission, and HIV-related mortality [34, 35]. Our results show that 89% of PLHIV diagnosed during the surge were in WHO clinical stage I, compared to 43% pre-surge. We believe this was due to prioritizing index testing and targeted community testing that were informed by extensive planning and engagement of staff with thorough knowledge of the localities. Similarly, the number of people who were offered and accepted same-day ART initiation increased from 74.1% pre-surge to 98.5% during the surge. This could be partly explained by the National HIV/AIDS treatment guideline [12] change that recommended same-day ART in December of 2016 but could also be due to providing ART in the community close to where people reside.

In the cohort studied, retention increased from 83% before the surge to 98% during the surge period. While no specific intervention can explain this increase, our approaches ensured that an increasing cohort of patients was accommodated within the program using differentiated service delivery (DSD) models that were implemented to adapt services to client needs [19], as well as a high-frequency monitoring system that identified and flagged missed appointments for early follow-up, including recovery and re-engagement with clients who had dropped off from the treatment program. We observed poor retention among children in the 0–9 years age group that requires further exploration. Most of the DSD models described by Sanwo et al. [19] were predominantly for adults and did not specifically target the unique service delivery needs of children living with HIV (CLHIV). Future models of care should consider the complexities of providing care to CLHIV [36], and thus, be designed to optimize outcomes for this important sub-population.

The Akwa Ibom surge strategies led to a 19% increase in viral suppression, which is higher than the 1% achieved in the Mozambique surge [26]. Virtual approaches such as tele-EAC (using phone calls and SMS reminders) were introduced at the peak of the COVID-19 pandemic to ensure continuity in client care and adherence monitoring. Unlike retention, the highest improvement in VL suppression was observed in children. This improvement may be due to a quality improvement initiative that addressed identified root causes such as adherence counseling and regimen optimization. The introduction of TLD in 2018 and scale up of other DTG-based regimen during the surge could have contributed significantly to this increased viral suppression.

Our study had some limitations. Our analysis covered 21 out of 31 LGAs in the state so the results and conclusions derived may not apply to the entire state. Secondly, several strategies were deployed concurrently during the surge but this study did not attempt to determine the individual contribution of strategies to overall program outcome.

Despite the limitations, our study had major strengths. First, we compared two different implementation periods of 24 months each, generating several months of program follow up which allowed us to evaluate retention and viral suppression outcomes. Most studies that have assessed surge implementation have had short follow-up periods and lacked a comparison period. Most followed up implementation for between 6 weeks to 18 months [18, 25, 26]. Secondly, we reviewed program outcomes across the HIV continuum of care, thus, allowing a more comprehensive evaluation of interventions during the HIV surge in the state.

Conclusions

We described the components of the Akwa Ibom surge intervention, and determined the collective contribution of these interventions toward improving HIV case-finding, and other program outcomes across the HIV continuum of care. The surge implementation led to the development and adoption of evidence-based practices that increased the number of PLHIV on ART, those retained in the program, and virally suppressed. These results have implications for program implementers who could adapt a surge approach and a blend of technical interventions delivered backed by consultative programming to achieve program aims or show feasibility. Further studies will be required to examine the costs of intervention.

Supporting information

S1 Data. Pre surge and surge data (disaggregated).

Brief description of file content: Sugre Counselled Tested and Receive Result (CTRR) vs Positive. Information on the file format: Microsoft Excel Workbook.

(ZIP)

Acknowledgments

The authors acknowledge all those who were involved in the SIDHAS project in Nigeria, particularly the technical and strategic information staff members based at the various facilities and the clinicians leading the community ART management teams.

List of abbreviations

ART

Antiretroviral Therapy

CAM

Community ART management

CARC

Community ART Refill club

CARG

Community ART Refill group

CPARP

Community Pharmacy ART Refill Program

DATIM

Data for accountability, integrity, and management

DEC

Data Entry Clerk

DBS

Dry-blood spot

DHIS

District Health Information System

EMR

Electronic Medical records

EAC

Enhanced adherence counseling

FHI 360

Family Health International

HTS

HIV testing services

ICT

Index case testing

LAMIS

Lafiya Management Information System

MSF

Monthly Summary form

NAIIS

Nigeria HIV/AIDS Indicator and Impact Survey

PEPFAR

President’s Emergency Plan for AIDS Relief

PITC

Provider initiated testing and counseling

PMTCT

Prevention of mother-to-child transmission of HIV/AIDS

SIDHAS

Strengthening Integrated Delivery of HIV/AIDS Services

UNAIDS

Joint United Nations Programme on HIV/AIDS

USAID

United States Agency for International Development

U = U

Undetectable equals untransmittable

VL

Viral Load

V-DOT

Virtual–Direct Observed Therapy

Data Availability

All relevant data are within the paper and its Supporting Information files.

Funding Statement

This publication resulted in part from data collected during the implementation of the PEPFAR-funded SIDHAS project in Nigeria (Cooperative Agreement Number: AID-620-A-11-00002). The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

References

Decision Letter 0

Jamie Males

19 Sep 2022

PONE-D-22-14919Achieving HIV Epidemic Control through integrated community and facility-based strategies: Lessons Learnt from ART-surge Implementation in Akwa Ibom, NigeriaPLOS ONE

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Reviewer #2: Yes

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Reviewer #1: 1. Lines 34 - 36: It was stated that ANC sentinel survey and NAHRS over estimated prevalence and number of PLHIV. The statemen is true for prevalence but not completely accurate for number of PLHIV because these 2 surveys do not directly estimate PLHIV population. PLHIV population is estimated using a model. Please correct the statement.

2. Line 40: The same comment above applies to NAIIS survey.

3. The statement “AkwaIbom ranks highest in HIV prevalence in Nigeria” is a very strong statement and is one of the major findings of NAIIS. I wonder why the authors decided to use online newspaper as reference instead of the primary reference (NAIIS) which is more scientific. Consider using NAIIS report please.

4. Line 67: It will be good to describe the peculiarities of the two phases of the Surge Apr 2019 – Sep 2019 vs Oct 2019 – Mar 2021. Why is it in two phases, why the scale down in No. of LGAs in the 2nd phase? Additionally, the 102 facilities involved are they from both phases or from the 2nd phase only?

5. Line 79: use of risk stratification tool; please qualify as use of HIV risk stratification tool. Additionally, it will be good to define the tool and its purpose or reference where the reader can get details about the tool.

6. Line 83: results were promptly returned to providers through an online platform. This is very important point and I recommend the authors to explain the online platform and its functionality. The objective of this paper is to provide lessons learnt. Therefore, the authors should please not assume that the readers are familiar with everything stated.

7. Line 87: Surge framework – this is an important component in the surge and should have been introduced early. For example, this could have been at the beginning of the subsection – Surge Intervention. Something like “the Surge intervention was based on EPIC framework ……………., then sentence in line 78 can follow. Additionally, the Surge Framework should be introduced in the abstract.

8. Line 92: the sentence “focus group discussions with clients to identify existing barriers to implementation in their...” is hanging, incomplete.

9. Figure 2 caption should be more elaborate.

10. Lines 101 – 105: It will be good to understand how many LGAs per cluster, how many CAM and sub teams. This level of granularity is important for the reader to understand the complexity of the operations deployed for the Surge. Use of “several” may not be adequate

11. Line 97: The title of Table 1 is a bit misleading when compared to the statement where table 1 was referenced. The statement says “The merits and demerits of each EBP were considered based on implementation experience and adapted following established approaches [12]. Table 1 shows the EBPs that were implemented”. Is the EPIC synonymous with the EBP? Consider revising the title and if possible, remove EPIC or introduce EPIC in line 97 to ensure consistency with the table title.

12. Table 1 is too long and could be more concise. Some EBPs could be merged into a single EBPs. Similarly, SIDHAS strategies could also be regrouped based on strategies that are similar thereby shortening the table. Due to length of the table and that the strategies are not systematically presented, this push the reader to be flipping up and down trying to align strategies that are similar in order to contextualize the approach.

13. Line 124: “those with the highest client volume received volume-intensive support”. Phrase not clear.

14. Line 131 and table 2: Reaching 1st 95% - very important points have been raised. It will be appropriate if the authors will provide additional context on how several strategies here were achieved or they should provide references so that readers can get in-depth understanding on how these strategies can be replicated. For example, HIV self-testing, geo-targeting of hotspots, engaging private labs, patent medical vendors TBAs e.t.c.

15. Line 155: “clients received multi month dispensing (MMD) with refill frequencies of 3, 3-5 and 6-monthly in any of the models”. Will be good to describe under what circumstances the the decision to use 3-, 3-5- and 6-month MMDs. Alternatively provide reference.

16. Line 182: Data collection: Since DHIS, DATIM are National and PEPFAR data management platforms, the authors may wish to consider making this clearer by stating that SIDHAS leveraged National and PEPFAR data management platforms, DHIS and DATIM respectively to …….

17. Please correct definition of DATIM from “Data for Accountability, Integrity, and Management” to “Data for Accountability, Transparency and Impact”. Also provide reference.

18. Line 182. Data collection. It will be good for the authors to be very explicit in this section by listing the variables and indicators that were collected. Additionally, DHIS and DATIM were mentioned in the 1st paragraph, but DATIM was never mentioned again. What data goes in to DATIM and what role did DATIM played in this data collection. Additionally, LAMIS was mentioned but then EMR was mentioned later. Please be consistent on whether to use LAMIS or EMR as not all readers may understand both mean the same.

19. Line 197: Please define “key outcomes” by listing them

20. Line 203: This statement is a bit confusing “Clients were considered to be retained in care if their next ART pickup date was after March 31, 2019, for the pre-surge cohort and March 31, 2021, for the surge cohort”. Please provide definition of retention in the context of this study in number of months and also provide starting period for both pre-surge and surge cohort periods.

21. Line 210: Data for this study were collected from an existing project database used for routine program monitoring. Is this database different from DHIS and DATIM earlier stated in data analysis section? If yes, then it may be okay to remove DATIM and DHIS from the data analysis section and to use project database.

22. Results, Table 3: In line 102, Oron, Eket, and Uyo were listed as the only 3 clusters for the Surge. Here you added Ikot Ekpene cluster as additional cluster in pre-Surge. To enable good comparison (pre-Surge and Surge periods) and to minimize confusions, please consider dropping the Ikot Ekpene from Table 3.

23. Results: Table 3 contradicts Table 2 (testing modality and testing strategy). In Table 2, for example community testing was not part of pre-Surge activities but in Table 3 results were provided under community testing. Also, in Table 2, Genealogy and Community Hotspot testing were indicated but no results indicated in Table 3. Please reconcile. If no data for these strategies, then include this under limitations.

24. Results, Table 3: Positivity rates are inconsistently presented to either whole number or 2 decimal percentages. Please present all positivity rates to 1 decimal percentage. This is how prevalence and testing yields are standardly presented.

25. Discussions: Line 298 “This endeavor helped increase the treatment coverage across 21 high burden local government areas and the overall treatment coverage to 87.8%”. These findings were not presented in results section and may not be discussed under the discussions section. If the authors decided to discuss this, then they should indicate LGA level coverage in the results. Additionally, baseline coverage should be presented so that increase in coverage over the 24 months (Surge period) can be appreciated.

26. Discussions: Line 309 “…….and introduced an innovative Community ART Management (CAM) approach for timely testing, linkage, and to provide support to clients on ART”. The sentence seems grammatically in correct, after “for” “to provide” was used. Consider “…….and introduced an innovative Community ART Management (CAM) approach for timely testing, linkage, and support to clients on ART”.

27. Discussions: Line 322 “We improved the impact of this strategy by targeting people who were on treatment but virally unsuppressed”. To aid clarity add “…. the partners of people…” because it is the partners of unsuppressed individuals on ART that are targeted.

28. Additionally, does the result indicate how adding partners of unsuppressed individuals on ART affect the index testing strategy? What is the contribution of partners of unsuppressed individuals to the total positives identified through index testing?

29. Discussions: Line 326 “Effective targeting or geographies with high-risk individuals and timing or testing times helped achieve a high positivity rate of 5.5% at the community level”. Your result (Table 3) shows 5.3% and not 5.5%. Additionally, pre-Surge community testing yield was just 1.0%. I wonder why the authors didn’t mention this comparison here. Although, in my earlier comment (No.23) above, I requested the authors to reconcile Tables 2 and 3 whereby strategies not mentioned in the methods were shown in results and community testing during pre-Surge was one of them.

30. Discussions: Line 328 “We maintained a high positivity yield throughout the surge period through a mixture of strategies, reviewing data, and use of HIV risk screening before HIV testing which ensured that only high–risk persons in the community setting were tested”. The authors may wish to reference a similar study in Nigeria Surge which used the same strategies. This will diversify reader’s understanding of this paper and the strategies described. See: doi: 10.2147/HIV.S316480. eCollection 2021.

Reviewer #2: Nwaokoro and colleagues summarize the impressive programmatic results of a "surge" initiative in Nigeria. Compared to pre-surge, HIV clinical cascade, there were significant and substantial increases in case identification, linkage to ART, same-day ART, retention and viral load suppression -- all in the face of COVID-19. It was also notable that the large increase in cases identified was not simply the result of indiscriminate massive-volume HIV testing, but rather strategic testing mix which resulted in an increase in test positivity even as testing volumes increased. The paper is well organized and clearly written overall.

Major comments:

(1) It would be helpful if the authors included information about the funding levels during the pre-surge and surge periods. How the did the relative increase in funding during surge compare to the relative increases in cases identified and patients with VL suppression?

(2) Did the program scale up TLD and other DTG-based regimens during the surge? This would be a potentially major contributor to the increase in VL suppression during the surge that may should be accounted for in the results and discussion.

(3) There was a large number of interventions and activities implemented as part of the surge. It would be helpful to know if the authors were able to determine which interventions/activities appeared to account for relatively greater impact on clinical outcomes. This may be something that should be added to the limitations.

Minor comments:

(1) p 11. The authors indicate that EAC was provided if the VL was >1000. In that situation, how soon was the VL repeated?

(2) Table 3. The % POS during surge should be 5%, not 4%. In the text of the results (p 13), it would be good to mention that % POS increased even with dramatic increases in testing volumes, an important achievement.

(3) It is even more remarkable that these results were achieved while COVID-19 was raging. Consider adding that context more clearly to the discussion.

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Reviewer #2: No

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Decision Letter 1

Clement Ameh Yaro

25 Nov 2022

Achieving HIV Epidemic Control through integrated community and facility-based strategies: Lessons Learnt from ART-surge Implementation in Akwa Ibom, Nigeria

PONE-D-22-14919R1

Dear Dr. Nwaokoro,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

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Reviewer #2: All comments have been addressed

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Reviewer #2: N/A

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Reviewer #1: Yes

Reviewer #2: Yes

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Reviewer #2: Yes

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Reviewer #1: The authors have responded to all comments and the manuscript can now be accepted for publications..

Reviewer #2: (No Response)

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Acceptance letter

Clement Ameh Yaro

12 Dec 2022

PONE-D-22-14919R1

Achieving HIV Epidemic Control through integrated community and facility-based strategies: Lessons Learnt from ART-surge Implementation in Akwa Ibom, Nigeria.

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Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Data. Pre surge and surge data (disaggregated).

    Brief description of file content: Sugre Counselled Tested and Receive Result (CTRR) vs Positive. Information on the file format: Microsoft Excel Workbook.

    (ZIP)

    Attachment

    Submitted filename: Response to Reviewers.docx

    Data Availability Statement

    All relevant data are within the paper and its Supporting Information files.


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