Skip to main content
PLOS One logoLink to PLOS One
. 2022 Dec 21;17(12):e0278947. doi: 10.1371/journal.pone.0278947

Disparities in the prevalence of screened depression at different altitudes in Peru: A retrospective analysis of the ENDES 2019

Cynthia Alejandra Zegarra-Rodríguez 1,2, Nahún Raphael Plasencia-Dueñas 1,2, Virgilio E Failoc-Rojas 3,*
Editor: Marcus Tolentino Silva4
PMCID: PMC9770421  PMID: 36542597

Abstract

Introduction

Depression is a public health concern, nearing 1.5 million cases and accounting for 9.7% of years lost due to disability. Several factors, including altitude, contribute to its development. Altitude has become a topic for recent research, but its association with depressive symptoms has not been fully clarified. Therefore, this study aimed to determine the association between altitude and depressive symptoms in the Peruvian population.

Methods

A retrospective, cross-sectional study of the 2019 Demographic and Family Health Survey (ENDES in Spanish) was conducted. The dependent variable, depressive symptoms, was measured using the Patient Health Questionnaire (PHQ-9) and the independent variable, altitude, was categorized into: <1500 meters above sea level (masl), 1500–2499 masl and ≥2500 masl. To evaluate the association between altitude and depressive symptoms, we used Poisson regression model, constructing crude and multiple models.

Results

Of those living at 1500 to 2499 masl and ≥2500 masl, 7.23% and 7.12% had depressive symptoms, respectively. After adjusting for confounding variables, high altitude was found to be associated with depressive symptoms (prevalence ratio adjusted (aPR): 1.38, 95% confidence interval: 1.04–1.84; aPR 1.41, 95% CI: 1.20–1.66).

Conclusions

A statistically significant association was found between high altitude and depressive symptoms. This may be attributable to hypobaric hypoxia that occurs at high altitudes and its effects on brain function. This study’s findings should be considered to identify the population at risk and expand the coverage of preventive and therapeutic measures in high-altitude areas of Peru with poor access to health services.

Introduction

Depression, one of the primary diseases in the 21st century with more than 4% prevalence in America [1], is a mental disorder characterized by persistent sadness, low self-esteem, and loss of interest in usually enjoyable activities that affects women more frequently than men. In severe cases, depression results in suicide and represents the second leading cause of death in the young population [2]. In Peru, the number of patients with depression is around 1.5 million and represents 9.7% of the total number of years lost due to disability [1].

The development of depression symptoms in an individual is related to various psychological, biological, genetic, and environmental factors [3]. Of these, high altitude is a recently investigated factor. A deficit of oxygen supply to tissues due to the decrease in the partial pressure of ambient oxygen (PaO2) at high altitudes (hypobaric hypoxia) may lead to alterations at the cerebral level, resulting in the development of depression [4]. There have been two promising mechanisms that explain the effect of hypobaric hypoxia on depression. The first one is related to reduced levels of serotonin due to inefficient tryptophan hydroxylase 2 activity, an oxygen-dependent enzyme. The second mechanism is the impaired brain bioenergetics due to altered phosphocreatine system, which fails to deliver high-energy phosphate for ATP synthesis and subsequent normal neuron activity in the brain [4]. It is also thought that mechanisms of adaptations to hypoxia, such as metabolic responses, inflammation, and the activation of chemosensitive brain regions, modulate stress-related pathways associated with depression [5].

The association of altitude with depression symptoms has been supported by studies in animal models subjected to simulated chronic hypobaric hypoxia, observing higher depressive symptoms in female rats [6], and studies that found a higher prevalence of depressive symptoms in residents of high altitudes compared to those residing at altitudes closer to sea level [7].

However, a study at >3500 meters above sea level (masl) conducted with Tibetan and Andean inhabitants found a low prevalence of depression in this population, suggesting that there may be other influential sociocultural factors, such as religion and socio-familial relationships, that may even inhibit the development of depression in the population residing at a high altitude [8]. Furthermore, it is thought that high altitude may reduce oxygen flow to the fetus due to reduced uterine blood flow, which could cause impaired neurodevelopment during early childhood [9]. Infant neurodevelopment may also be altered by insufficient nutrition and iron deficiency in high altitude settings [9].

The existence of an association between living at high altitudes and developing depressive disorders may be attributed to the chronic hypoxia individuals experience when living at high altitude regions, which is related to the reduced efficiency of serotonin synthesis. However, the relationship is not fully clarified; therefore, further studies are warranted in this field. This would favor the identification of at-risk populations that require better access to mental health care to improve the prevention and treatment of depressive disorders in our country.

Therefore, this study aimed to determine the association between high altitude and depressive symptoms in the Peruvian population. We hypothesized that individuals living at high altitude cities are more likely to experience depressive symptoms than individuals living at lower altitude.

Methods

Study design and population

A retrospective, cross-sectional study was conducted among the Peruvian general population using secondary data from the 2019 Demographic and Family Health Survey (ENDES in Spanish) conducted by the National Institute of Statistics and Informatics (INEI). The ENDES has nationwide, regional, and urban-rural representativeness.

This survey has a probabilistic, two-stage (selection of clusters followed by selection of dwellings), stratified, balanced, and independent sampling method based on departments and areas (urban–rural) of all Peru. The sample size estimated for the survey was 36760 dwellings (14760 belonging to capitals of departments and 43 districts from Lima Province, 9340 belonging to the remaining urban areas, and 12660 belonging to the rural areas). More detail about the ENDES methodology is available in the public technical report [10].

The selection criteria of clusters were as follows: The totals of the equilibrium variables were calculated at the cluster level and for the substratum. The number of clusters to be selected in each department was calculated as the division of the expected sample size in the department by the expected average sample size within the cluster. The total estimated sample in each department was distributed proportionally among its substrata (headquarters, urban and rural rest) according to the census population, and within each substratum, the clusters were ordered according to the geographic continuity in serpentine. For each substratum, a list of clusters was prepared with their corresponding population totals (dwellings) and their respective partial population accumulations. In each substratum, the required number of clusters was selected (systematically and with probability proportional to their population size). Fifty balanced samples were generated for each of the 250 strata. This was obtained by combining the 26 departments, the 3 domains and the 6 sociodemographic strata, considering that some departments have neither the 3 domains nor the 6 strata. The sample was obtained by applying the balanced selection method, using as input information the inclusion probabilities, the totals of the equilibrium variables for the stratum and the sample size determined by sample affixation. Finally, it was verified that the number of clusters selected per stratum coincided with the affixation clusters. More detail in https://www.inei.gob.pe/media/MenuRecursivo/publicaciones_digitales/Est/Endes2019/.

The process of selection of participants is shown in Fig 1. The master sample included 3254 clusters, with a total of 36745 randomly selected dwellings. Of them, only 35522 dwellings were surveyed (dwelling response rate of 96.4%). A total of 37474 households were eligible and only 36251 were surveyed (household response rate of 96.5%). The ENDES includes 3 questionnaires. In this study, the health questionnaire applicable to the population ≥15 years of age and the household questionnaire were used [10]. Accordingly, we included people aged 15 years or more, who are residents of urban and rural areas of the country, and who responded to the Patient Health Questionnaire (PHQ-9). The individuals with missing and biologically non-plausible data in the independent and dependent variables were excluded. Following these criteria, 34971 residents over 15 years old answered the health questionnaire, but only 25880 had completed the information of interest for the study, resulting in the final sample for analysis.

Fig 1. Selection process of participants.

Fig 1

Study variables

The dependent variable of our analysis was the presence of depressive symptoms during a period of 14 days preceding the survey as measured by the Patient Health Questionnaire (PHQ-9), which is used for detecting depressive symptoms and determining their severity. The use of the PHQ-9 in the general population and in our country has been validated by experts [11,12]. The questionnaire consists of 9 questions and scores, each one based on severity, starting from 0 (not at all) to 3 (almost every day). According to their cut-off points, they are classified into 5 categories: no depressive symptoms (0–4), mild depressive symptoms (5–9), moderate depressive symptoms (10–14), moderately severe depressive symptoms (15–19) and severe depressive symptoms (20–27). We used a validated cut-off point to classify this variable, which has a sensitivity and specificity of 88% [13,14], and dichotomized the results as not having depressive symptoms (<10) and having depressive symptoms (≥10).

The independent variable was altitude, measured in masl, and was grouped according to the study of Barry & Pollard [15] and a Previous report in Peru [16] into three categories: <1500 (low altitude), 1500–2499 (intermediate altitude), and ≥2500 (high altitude). We have also tried different classifications for analysis: 1) Low (<2500) and high (≥2500) altitude, and 2) low (<1500), moderate (1500–2500), high (2500–3500), and very high altitude (≥3500), as reported elsewhere [17] (see S1 and S2 Tables).

Other variables included based on previous literature were sex (female, male), age (continuous), area of residence (urban, rural), ethnicity (composite variable based on mother tongue and self-reported race: Quechua, Aimara, Amazonian, Afro-Peruvian, White, and Mixed race), educational level (None/Elementary, Primary, Secondary, and Higher), body mass index (BMI), health insurance affiliation (no, yes), hypertension (no, yes), diabetes (no, yes), smoking status (nonsmoker if the person had not smoked a cigarette in the last year, occasional smoker if the person smoked but not daily, and daily smoker if the person smoked at least 1 cigarette every day), wealth quintile (from first to fifth quintile, higher quintile indicating higher wealth level), and disability (dichotomized as yes or no, based on at least one positive response to one of the six disability questions for seeing, hearing, speaking, moving, understanding, or relating to others).

Data analysis

Stata 16.1 (Stata Corporation, College Station, TX, USA) was used for the analysis. Sampling patterns were analyzed according to the expansion strata and primary sampling unit factors using the svyset command.

Population characteristics were described using absolute frequencies and weighted proportions according to the sampling design for categorical variables and mean and standard deviation for quantitative variables. The bivariate analysis was carried out using the weighted Rao-Scott chi-squared test (categorical variables) or Student’s t-test (numerical variables), and a p-value <0.05 was considered statistically significant. To measure the association between altitude and depressive symptoms, we used a Poisson regression model and estimated prevalence ratio (PR) with 95% confidence intervals (95% CI), constructing crude and multiple models. We performed collinearity diagnostics on the independent variables using the collin command in Stata, which includes the following tests: variance inflation factor (VIF), tolerance, eigenvalues, condition index, and R-squared (package available from https://stats.oarc.ucla.edu/stat/stata/ado/analysis). For multiple models, we studied the variables that showed statistically significant differences in the bivariate analysis and confounding variables based on previous literature. For sensitivity analysis, we proposed two additional multiple regression models using the exposure (altitude in masl) with two different categorizations based on previous literature.

Ethical aspects

The ENDES 2019, is a database that is freely available on the INEI website (http://iinei.inei.gob.pe/microdatos/). This database does not contain any information that could reveal the identity of individuals, and the authors cannot identify any participants. Potential participants had to give their consent to participate, and this survey did not involve biological samples and participants were free not to answer any questions they felt uncomfortable with.

Results

A total of 25,880 persons were included. The weighted proportion of women was 54.23%. The mean age was 36.92 years (SD 13.62), 46.36% had secondary education, 83.23% lived in urban areas, and 72.92% had medical insurance. In terms of habits, 1.53% were daily smokers, and in terms of medical history, 7.36% had high blood pressure, 2.99% had diabetes, 24.40% were obese, and 1.15% had some disability. A total of 75.99% lived at an altitude of <1500 masl, 5.75% at 1500–2499 masl, and 18.26% above 2500 masl. The overall prevalence of depressive symptoms was 5.88% (95% CI: 5.42–6.37) (Table 1).

Table 1. Characteristics of the participants (n = 25 880).

Characteristics n (%) 95% CI
Sex
Male 10003 (45.77) 44.78–46.77
Female 15877 (54.23) 53.23–55.22
Age (years) * 36.92±13.62 36.58–37.26
Area of residence
Urban 17932 (83.23) 82.62–83.82
Rural 7948 (16.77) 16.18–17.38
Ethnicity
Quechua 4125 (14.09) 13.30–14.92
Aimara 525 (1.33) 1.11–1.59
Native or Indigenous Amazonian 352 (0.69) 0.52–0.92
Afro-Peruvian 2563 (13.78) 13.03–14.57
White 1411 (8.71) 8.08–9.39
Mixed race 10501 (61.40) 60.30–62.49
Educational level
None/Elementary 651 (2.17) 1.93–2.44
Primary 5238 (16.61) 15.94–17.30
Secondary 12071 (46.36) 45.34–47.39
Higher 7920 (34.86) 33.85–35.89
Body mass index (kg/m2)
Underweight (<18.5) 309 (1.27) 1.07–1.50
Normal weight (18.5–24.9) 9164 (34.15) 33.29–35.02
Overweight (25–29.9) 10335 (40.18) 39.27–41.09
Obese (≥30) 6069 (24.40) 23.54–25.29
Health insurance
No 5943 (27.08) 26.12–28.06
Yes 19937 (72.92) 71.94–73.88
Hypertension
No 24271 (92.64) 92.07–93.16
Yes 1590 (7.36) 6.84–7.93
Diabetes
No 25277 (97.01) 96.63–97.35
Yes 588 (2.99) 2.65–3.37
Smoking habits
Nonsmoker 21622 (81.25) 80.38–82.09
Casual smoker 3946 (17.22) 16.44–18.03
Daily smoker 304 (1.53) 1.28–1.82
Wealth quintile
Q1 7293 (16.14) 15.53–16.77
Q2 6826 (21.35) 20.49–22.24
Q3 5083 (21.77) 20.90–22.66
Q4 3823 (20.87) 19.93–21.83
Q5 2855 (19.88) 18.94–20.85
Disability
No 25603 (98.85) 98.63–99.04
Yes 277 (1.15) 0.96–1.37
Altitude (masl)
<1500 16393 (75.99) 74.98–76.98
1500–2499 2049 (5.75) 5.10–6.48
≥2500 7438 (18.26) 17.32–19.23
Depressive symptoms
No 24409 (94.12) 93.63–94.58
Yes 1471 (5.88) 5.42–6.37

* Mean (standard deviation).

† Some variables may sum to less than 25 880 due to missing data.

Masl: Meters above sea level, CI: Confidence interval.

The proportions of sex, age, educational level, health insurance, hypertension, diabetes, smoking habits, and disability were similar at each altitudinal level. On the other hand, area of residence, ethnicity, BMI, and wealth quintile showed some variation in each altitude category. Because the intrinsic factors were similar in the 3 altitude categories, they were compared in terms of depressive symptoms in bivariate and multiple regression analysis (S3 Table).

Depressive symptoms were significantly more common among women (p<0.001), Aymara people (p<0.001), those with no elementary education or no education at all (p<0.001), those with hypertension (p<0.001) and diabetes (p<0.001), daily smokers (p = 0.002), and those with a disability (p<0.001). With respect to altitude, the prevalence of depressive symptoms was higher in people living at 1500–2499 masl (7.23%) and ≥2500 masl (7.12%) compared to those residing at <1500 masl (5.48%), indicating statistically significant differences (p = 0.002) (Table 2).

Table 2. Presence of depressive symptoms according to variables of interest.

Characteristics Depressive symptoms p *
No Yes
% (95% CI) % (95% CI)
Sex
Male 96.91 (96.38–97.37) 3.09 (2.63–3.62)
Female 91.76 (90.98–92.49) 8.24 (7.51–9.02) <0.001
Age (years) 36.62 (36.28–37.00) 41.71 (40.16–43.26) <0.001
Area of residence
Urban 94.12(93.54–94.65) 5.88 (5.35–6.46) 0.999
Rural 94.12 (93.40–94.77) 5.88 (5.23–6.60)
Ethnicity
Quechua 91.71 (89.97–93.17) 8.29 (6.83–10.03) <0.001
Aimara 88.75 (83.28–92.59) 11.25 (7.41–16.72)
Native or Indigenous Amazonian 96.17 (88.45–98.80) 3.83 (1.20–11.55)
Afro-Peruvian 94.05 (92.55–95.26) 5.95 (4.74–7.45)
White 92.42 (89.79–94.41) 7.58 (5.59–10.21)
Mixed race 95.39 (94.74–95.96) 4.61 (4.04–5.26)
Educational level
None/Elementary 87.46 (83.47–90.59) 12.54 (9.41–16.53) <0.001
Primary 90.47 (88.97–91.78) 9.53 (8.22–11.03)
Secondary 94.27 (93.57–94.90) 5.73 (5.10–6.43)
Higher 96.08 (95.38–96.68) 3.92 (3.32–4.62)
Body mass index (kg/m 2 )
Underweight (<18.5) 90.21 (83.82–94.24) 9.79 (5.75–16.18) 0.105
Normal weight (18.5–24.9) 94.44 (93.66–95.13) 5.56 (4.87–6.34)
Overweight (25–29.9) 94.32 (93.56–95.00) 5.68 (5.00–6.44)
Obese (≥30) 93.53 (92.43–94.48) 6.47 (5.52–7.57)
Health insurance
No 94.35 (93.42–95.15) 5.65 (4.85–6.58) 0.541
Yes 94.04 (93.47–94.56) 5.96 (5.44–6.53)
Hypertension
No 94.67 (94.20–95.11) 5.33 (4.89–5.80) <0.001
Yes 87.38 (84.76–89.61) 12.62 (10.39–15.24)
Diabetes
No 94.33 (93.84–94.78) 5.67 (5.22–6.16) <0.001
Yes 87.47 (83.02–90.88) 12.53 (9.12–16.98)
Smoking habits
Nonsmoker 94.05 (93.49–94.56) 5.95 (5.44–6.51) 0.002
Casual smoker 95.04 (93.87–96.00) 4.96 (4.00–6.13)
Daily smoker 87.69 (80.92–92.29) 12.31 (7.71–19.08)
Wealth quintile
Q1 94.40 (93.61–95.09) 5.60 (4.91–6.39) 0.064
Q2 93.75 (92.80–94.58) 6.25 (5.42–7.20)
Q3 93.43 (92.32–94.39) 6.57 (5.61–7.68)
Q4 93.78 (92.36–94.95) 6.22 (5.05–7.64)
Q5 95.41 (94.26–96.34) 4.59 (3.66–5.74)
Disability
No 94.30 (93.81–94.76) 5.70 (5.24–6.19) <0.001
Yes 78.41 (68.21–86.01) 21.59 (13.99–31.79)
Altitude (masl)
<1500 94.52 (93.9–95.1) 5.48 (4.93–6.09) 0.002
1500–2499 92.77 (90.66–94.43) 7.23 (5.57–9.34)
≥2500 92.88 (92.06–93.63) 7.12 (6.37–7.94)

* P values calculated with the weighted Rao-Scott chi-square test or Student’s t test.

† Mean.

Bold text indicates a significant p value (p<0.05).

Masl: Meters above sea level, CI: Confidence interval.

On multiple regression analysis (adjusted for age, sex, area of residence, educational level, hypertension, diabetes, smoking habits, wealth quintile, and disability), the prevalence of depressive symptoms was higher in the group residing at 1500–2499 masl (aPR = 1.38, 95% CI: 1.04–1.84) and ≥2500 masl (aPR = 1.41, 95% CI: 1.20–1.66) (Fig 2).

Fig 2. Forest plot of the adjusted association between altitude of residence and presence of depressive symptoms.

Fig 2

Other variables of interest included being a daily smoker (PR = 3.22, 95% CI: 2.08–4.07), being female (PR = 2.83, 95% CI: 2.32–3.45), having a disability (PR = 2.60, 95% CI: 1.71–3.90), and a diagnosis of hypertension (PR = 1.49, 95% CI: 1.20–1.87) and diabetes (PR = 1.45, 95% CI: 1.04–2.04). On the other hand, having a higher education level was associated with a lower prevalence of depressive symptoms (see Table 3). When using different cut-off points for the categorization of altitude, there were no considerable differences with the main classification (see S1 and S2 Tables). Additionally, when stratifying by ethnic group, the PR of depressive symptoms according to altitude did not show significant associations, excepting for Aimara (PR = 3.41, 95% CI: 1.49–7.82) and mixed-race individuals (PR = 1.54, 95% CI: 1.08–2.18) (S4 Table). All independent variables did not show intercorrelations after performing collinearity diagnostic tests.

Table 3. Regression results on the association between altitude and presence of depressive symptoms.

Characteristics Bivariate analysis Multivariate analysis*
PR 95% CI p PR 95% CI p
Altitude (masl)
<1500 Ref. Ref.
1500–2499 1.32 1.00–1.75 0.051 1.38 1.04–1.84 0.024
≥2500 1.29 1.11–1.51 <0.001 1.41 1.20–1.66 <0.001
Age (years) 1.02 1.01–1.02 <0.001 1.01 1.00–1.02 0.002
Sex
Male Ref. Ref.
Female 2.67 2.22–3.21 <0.001 2.83 2.32–3.45 <0.001
Area of residence
Urban Ref. Ref.
Rural 1.00 0.86–1.16 0.999 0.92 0.74–1.15 0.453
Ethnicity
Mixed race Ref. - - -
Quechua 1.80 1.43–2.25 <0.001 - - -
Aimara 2.44 1.59–3.75 <0.001 - - -
Native or indigenous Amazonian 0.83 0.26–2.60 0.749 - - -
Afro-Peruvian 1.29 1.00–1.66 0.046 - - -
White 1.64 1.18–2.30 0.004 - - -
Educational level
Primary Ref. Ref.
None/Elementary 1.32 0.96–1.80 0.086 0.96 0.69–1.34 0.797
Secondary 0.60 0.50–0.72 <0.001 0.76 0.62–0.93 0.008
Higher 0.41 0.33–0.51 <0.001 0.49 0.37–0.65 <0.001
Body mass index (kg/m 2 )
Normal weight (18.5–24.9) Ref. - - -
Underweight (<18.5) 1.76 1.03–3.02 0.039 - - -
Overweight (25–29.9) 1.02 0.86–1.22 0.812 - - -
Obese (≥30) 1.16 0.96–1.42 0.131 - - -
Health insurance
No Ref. - - -
Yes 1.06 0.89–1.25 0.541 - - -
Hypertension
No Ref. Ref.
Yes 2.37 1.94–2.89 <0.001 1.49 1.20–1.87 <0.001
Diabetes
No Ref. Ref.
Yes 2.21 1.61–3.04 <0.001 1.45 1.04–2.04 0.030
Smoking habits
Nonsmoker Ref. Ref.
Casual smoker 0.83 0.66–1.05 0.125 1.47 1.15–1.89 0.002
Daily smoker 2.07 1.30–3.29 0.002 3.22 2.08–4.97 <0.001
Wealth quintile
Q1 Ref.
Q2 1.12 0.92–1.35 0.272 1.30 1.01–1.68 0.040
Q3 1.17 0.96–1.43 0.118 1.40 1.05–1.87 0.021
Q4 1.11 0.87–1.42 0.405 1.43 1.00–2.04 0.048
Q5 0.82 0.63–1.06 0.134 1.10 0.74–1.62 0.646
Disability
No Ref. Ref.
Yes 3.79 2.48–5.79 <0.001 2.60 1.73–3.90 <0.001

* Adjusted for age, sex, area of residence, educational level, socioeconomic level, hypertension, diabetes, smoking habits, and disability.

Bold text indicates a significant p value (p<0.05).

PR: Prevalence ratio, CI: Confidence interval, Ref.: Reference value.

Discussion

Main findings

In this study, a significant association was found between high altitude and the presence of depressive symptoms in the Peruvian population (aged over 15 years). The prevalence of screened depression was 41% higher in people residing at altitudes above 2500 masl compared to that in the reference group (<1500 masl) and 38% higher in people residing between 1500–2499 masl.

Comparison with previous studies

The main result is in favor with the proposed hypothesis and supports the previous literature. DelMastro et al. found in 203870 people from the U.S. that the prevalence of at least one episode of major depressive episode per year was correlated with the substate region mean altitude (r = 0.27, p < 0.0001) [18]. In addition, a study by Zaeh et al. showed a higher prevalence of depressive symptoms in people with chronic respiratory disease living at higher altitudes [7]. There are also a large number of studies conducted mainly in the U.S. that evaluates the link between altitude and suicide rates [4]. A report from the National Violent Death Reporting System from 2005 to 2008 found among 35725 completed suicides that altitude of residence was an independent predictor of suicide in people with bipolar disorder, and that individuals with this condition were at higher risk of suicide at the highest mean altitude compared to individuals with unipolar depression, schizophrenia, and anxiety disorders [19]. Data from the World Health Organization indicate at least 800,000 suicide-associated deaths each year, making it the second leading cause of death among people aged 15–29 years [2]. A strong association has been found between altitudes and suicide rates in 2584 counties in the United States [20], and a study investigating the prevalence of comorbidity in suicide victims found that depressive disorders were the most common of them [21]. In a more regional context, a study in Ecuador showed that suicide rates are higher (9 per 100000 inhabitants) in high altitude provinces [22]. The higher prevalence of depression in high-altitude locations could explain why suicide rates are higher in these settings. However, suicide rates may be attributed to the presence of other factors aside from the methodological limitations of the studies, for example, cultural differences, firearm ownership, and substance abuse [4].

Conversely, a study conducted on elderly residents of the Himalayas and the highlands of Peru did not find any significant association between depression and altitude, as despite the high altitude, the prevalence of depressive disorders was low. This result suggested the possibility of the influence of other factors, such as lifestyle, interpersonal relationships, and religious beliefs [8]. It has been proven that an inverse relationship exists between religious beliefs and the prevalence of psychiatric disorders [23]. Another explanation for the findings of this last study may be the generational adaptation to high altitudes among the Tibetan settlers who have been living at high altitudes for about 25,000 years, whereas the Andean settlers have only been living there for a little more than 12,000 years [24,25]. It has also been proven that the adaptation to high-altitude hypoxia in terms of alveolar ventilation, serum hemoglobin levels, exercise tolerance [25], and chronic mountain sickness [26] is much better in the Tibetan population.

Although this study found an association between altitude of residence and screened depression, this difference was not notable between the two categories stated (1500–2499 masl and over 2500 masl). Even so, the confidence intervals did not show a pattern of increase of the frequency of depressive symptoms according to altitude. This can be explained by the categorization itself, which may lose relevant information. However, using data from 2584 U.S. counties, Brenner et al. found a nonlinear relationship between altitude and suicide risk (a considerable increase occurring between 610 and 914 masl), which suggests that other factors may alter the proposed relationship. In this regard, and relative to our study, the similar PRs found between 1500–2499 masl and over 2500 masl may be explained by the presence of cultural differences. Peru has three different geographical areas (coast, highlands, and jungle), and this has influenced in the development of multiple cultures. For example, in the highlands, there is a strong familiar bond and therefore increased rates of social support. Most of the people live in altitudes around 2500–4000 masl, and this type of support may have played an important protective role against depression. However, there are other individual factors that could influence the development of depression, such as physical activity and sleep quality.

Explanation of the association between altitude and depression

The state of hypoxia found in people residing at high altitudes is explained by a decreased partial pressure of oxygen (PO2) [4,27]. This is directly proportional to atmospheric barometric pressure (BP), representing 21% of the latter. At sea level, BP is 760 mmHg and PO2 is approximately 156 mmHg. However, at higher altitudes, BP will decrease and consequently, so will PO2, resulting in a decrease in inspired oxygen and tissue hypoxia [4]. In the brain, it has been found that arterial PO2 ranges between 20–25 mmHg in low altitude and increases up to 48 mmHg in high altitude [27]. The severity of hypoxia will depend on the speed of ascent, the maximum altitude reached, and the susceptibility or adaptation of the individual to high altitudes [24].

However, there is still scarce evidence in humans on how hypoxia affects stress-related pathways associated with depression. Studies in animal models identified depressive behaviors measured by the forced swim test (FST) in rats exposed to hypobaric hypoxia. The FST is a graded test to identify depression-like behavior in rodents [28] and consists of placing the animal in a container of water from which they cannot escape and observing the time elapsed between the moment they begin to swim with the intention of leaving and the moment they become immobile with minimal movement to hold their nose out of the water [29]. After repeated test sessions, the rats adopted immobility much faster, and this is considered as depressive behavior. In these studies, dose-dependent depressive behaviors were found: at higher altitudes, immobility increased and the latency to immobility decreased. This behavior was resolved with the administration of serotonergic antidepressants, but not with noradrenergic antidepressants, which provides evidence of the role of serotonin in hypobaric hypoxia-induced depression [6,29].

In serotonin metabolism, the enzyme tryptophan hydroxylase regulates the rate of serotonin synthesis, using oxygen as a substrate to add it to the serotonin hydroxyl radical. Because of hypoxia, the enzyme tryptophan hydroxylase is not sufficiently saturated with oxygen, leading to inadequate serotonin production [30,31].

Low serotonin levels have been associated with altered mood as well as appetite and suicidal ideation [31,32]. Moreover, decreased serotonin levels have been observed in chronic hypoxic conditions, such as in patients suffering from chronic obstructive pulmonary disease, asthma, or heart disease [31], and in people residing at high altitudes [31,33]. Thus, altitude and its influence on serotonin may be involved in the development of depression.

In addition to the decrease in serotonin, rats exposed to hypoxia were also found to have increased production of metabolites, such as myo-inositol, taurine, and glutamate, which participate in the pathogenesis of several neuropsychiatric disorders, including depression, in the frontal cortex [6,28,29].

Other factors explaining depression

Other variables whose association with the prevalence of depressive symptoms is worth highlighting in our study are being a daily smoker (PR: 3.22, 95% CI: 2.08–5.00), being female (RP: 2.83, 95% CI: 2.32–2.45) and having a disability (PR: 2.60, 95% CI: 1.73–3.90), which are directly proportional to the presence of depressive symptoms, whereas the degree of education has an inverse relationship with it. These results are consistent with another study in the Peruvian population, which determined that the factors mostly associated with depressive symptoms were having a disability (OR = 2.40, 95% CI: 1.65–3.49), being female (OR = 2.25, 95% CI: 1.93–2.63), having a history of diabetes (OR = 2.06, 95% CI: 1.49–2.84), and being older than 65 years (OR = 1.91, 95% CI: 1.34–2.72), whereas high levels of education were associated with a low probability of having depressive symptoms [34].

Relevance for public health

These findings should be considered for the identification of at-risk populations in a current reality in which mental disorders are on the rise. In this way, the coverage of preventive and therapeutic measures can be expanded to high-altitude areas in Peru where access to health services is scarce. In addition, there has been increasing literature on how treatments related to oxygen could prevent the development of depression and other mental disorders, such as hyperbaric oxygen therapy, administration of 5-hydroxytryptophan, or even ventilation techniques for people with acute exposition to altitude [4,5]. Therefore, the information provided in this study supports the need for clinical research on the prevention and treatment of depression in high altitude settings.

Limitations

This study has some limitations. First, causal relationships between altitude and the presence of depressive symptoms cannot be established in this study as it is a cross-sectional study. Given the nature of the study, some variables that could influence the presence of depressive symptoms (such as religion) were not assessed or had low statistical power (such as violence or alcoholism), which could have resulted in an overestimated association. Finally, there may be a lack of precision and underestimation of frequency due to recall bias or inadequate understanding of questions on disability or depression as the data were self-reported. However, the surveyors were trained, and the PHQ-9 has been validated for use in our country; therefore, we believe that all this should not affect our results.

Conclusions

In conclusion, this study conducted among the Peruvian general population found a significant association between altitude of residence above 1500 masl and the presence of depressive symptoms. However, the similar result between 1500–2499 masl and 2500 masl does not provide sufficient evidence to state a positive linear relationship. This hypothesis should be tested in future studies including unmeasured physiological, lifestyle, and environmental variables. In this way, the role of hypobaric hypoxia at high altitudes on brain function can be supported by more robust empirical evidence, and ultimately would prevent depression in at-risk populations.

Supporting information

S1 Table. Depressive symptoms associated with altitude according to simple ranges.

(XLSX)

S2 Table. Depressive symptoms associated with altitude according to extended ranges.

(XLSX)

S3 Table. Differences in the presence of depressive symptoms according to variables of interest, stratified by altitude.

(XLSX)

S4 Table. Stratification by ethnic group for comparison of adjusted prevalence ratios of depressive symptoms according to altitude.

(XLSX)

Data Availability

http://iinei.inei.gob.pe/microdatos/.

Funding Statement

The authors received no specific funding for this work.

References

  • 1.World Health Organization. Depression and other common mental disorders: global health estimates. World Health Organization; 2017. Report No.: WHO/MSD/MER/2017.2. Available: https://apps.who.int/iris/handle/10665/254610. [Google Scholar]
  • 2.World Health Organization. Depression. [cited 18 Sep 2022]. Available: https://www.who.int/news-room/fact-sheets/detail/depression.
  • 3.Depresión—OPS/OMS | Organización Panamericana de la Salud. [cited 18 Sep 2022]. Available: https://www.paho.org/es/temas/depresion.
  • 4.Kious BM, Kondo DG, Renshaw PF. Living High and Feeling Low: Altitude, Suicide, and Depression. Harv Rev Psychiatry. 2018;26: 43–56. doi: 10.1097/HRP.0000000000000158 [DOI] [PubMed] [Google Scholar]
  • 5.Burtscher J, Niedermeier M, Hüfner K, van den Burg E, Kopp M, Stoop R, et al. The interplay of hypoxic and mental stress: Implications for anxiety and depressive disorders. Neurosci Biobehav Rev. 2022;138: 104718. doi: 10.1016/j.neubiorev.2022.104718 [DOI] [PubMed] [Google Scholar]
  • 6.Kanekar S, Bogdanova OV, Olson PR, Sung Y-H, D’Anci KE, Renshaw PF. Hypobaric Hypoxia Induces Depression-like Behavior in Female Sprague-Dawley Rats, but not in Males. High Alt Med Biol. 2015;16: 52–60. doi: 10.1089/ham.2014.1070 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 7.Zaeh S, Miele CH, Putcha N, Gilman RH, Miranda JJ, Bernabe-Ortiz A, et al. Chronic respiratory disease and high altitude are associated with depressive symptoms in four diverse settings. Int J Tuberc Lung Dis. 2016;20: 1263–1269. doi: 10.5588/ijtld.15.0794 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 8.Ishikawa M, Yamanaka G, Nakajima S, Suwa K, Matsuda A, Nakaoka T, et al. [Association between high altitude and depression in the Himalayas and the Andes]. Nihon Ronen Igakkai Zasshi. 2013;50: 330–334. doi: 10.3143/geriatrics.50.330 [DOI] [PubMed] [Google Scholar]
  • 9.Wehby GL. Living on higher ground reduces child neurodevelopment-evidence from South America. J Pediatr. 2013;162: 606–611.e1. doi: 10.1016/j.jpeds.2012.09.011 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 10.Instituto Nacional de Estadística e Informática (INEI). Ficha Técnica: Encuesta Demográfica y de Salud Familiar. 2019. Available: http://iinei.inei.gob.pe/iinei/srienaho/Descarga/DocumentosMetodologicos/2019-5/FichaTecnica.pdf.
  • 11.Kocalevent R-D, Hinz A, Brähler E. Standardization of the depression screener patient health questionnaire (PHQ-9) in the general population. Gen Hosp Psychiatry. 2013;35: 551–555. doi: 10.1016/j.genhosppsych.2013.04.006 [DOI] [PubMed] [Google Scholar]
  • 12.Villarreal-Zegarra D, Copez-Lonzoy A, Bernabé-Ortiz A, Melendez-Torres GJ, Bazo-Alvarez JC. Valid group comparisons can be made with the Patient Health Questionnaire (PHQ-9): A measurement invariance study across groups by demographic characteristics. PLoS One. 2019;14: e0221717. doi: 10.1371/journal.pone.0221717 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 13.Levis B, Benedetti A, Thombs BD, DEPRESsion Screening Data (DEPRESSD) Collaboration. Accuracy of Patient Health Questionnaire-9 (PHQ-9) for screening to detect major depression: individual participant data meta-analysis. BMJ. 2019;365: l1476. doi: 10.1136/bmj.l1476 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 14.Manea L, Gilbody S, McMillan D. A diagnostic meta-analysis of the Patient Health Questionnaire-9 (PHQ-9) algorithm scoring method as a screen for depression. Gen Hosp Psychiatry. 2015;37: 67–75. doi: 10.1016/j.genhosppsych.2014.09.009 [DOI] [PubMed] [Google Scholar]
  • 15.Barry PW, Pollard AJ. Altitude illness. BMJ. 2003;326: 915–919. doi: 10.1136/bmj.326.7395.915 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 16.Cardenas L, Valverde-Bruffau V, Gonzales GF. Altitude does not protect against SARS-CoV-2 infections and mortality due to COVID-19. Physiological Reports. 2021;9: e14922. doi: 10.14814/phy2.14922 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 17.Ortiz-Prado E, Espinosa PS, Borrero A, Cordovez SP, Vasconez JE, Barreto-Grimales A, et al. Stroke-Related Mortality at Different Altitudes: A 17-Year Nationwide Population-Based Analysis From Ecuador. Front Physiol. 2021;12: 733928. doi: 10.3389/fphys.2021.733928 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 18.DelMastro K, Hellem T, Kim N, Kondo D, Sung Y-H, Renshaw PF. Incidence of major depressive episode correlates with elevation of substate region of residence. J Affect Disord. 2011;129: 376–379. doi: 10.1016/j.jad.2010.10.001 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 19.Huber RS, Coon H, Kim N, Renshaw PF, Kondo DG. Altitude is a risk factor for completed suicide in bipolar disorder. Med Hypotheses. 2014;82: 377–381. doi: 10.1016/j.mehy.2014.01.006 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 20.Brenner B, Cheng D, Clark S, Camargo CA. Positive association between altitude and suicide in 2584 U.S. counties. High Alt Med Biol. 2011;12: 31–35. doi: 10.1089/ham.2010.1058 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 21.Henriksson MM, Aro HM, Marttunen MJ, Heikkinen ME, Isometsä ET, Kuoppasalmi KI, et al. Mental disorders and comorbidity in suicide. Am J Psychiatry. 1993;150: 935–940. doi: 10.1176/ajp.150.6.935 [DOI] [PubMed] [Google Scholar]
  • 22.Ortiz-Prado E, Simbaña K, Gómez L, Henriquez-Trujillo AR, Cornejo-Leon F, Vasconez E, et al. The disease burden of suicide in Ecuador, a 15 years’ geodemographic cross-sectional study (2001–2015). BMC Psychiatry. 2017;17: 342. doi: 10.1186/s12888-017-1502-0 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 23.Chatters LM, Bullard KM, Taylor RJ, Woodward AT, Neighbors HW, Jackson JS. Religious participation and DSM-IV disorders among older African Americans: findings from the National Survey of American Life. Am J Geriatr Psychiatry. 2008;16: 957–965. doi: 10.1097/JGP.0b013e3181898081 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 24.Avellanas Chavala ML. A journey between high altitude hypoxia and critical patient hypoxia: What can it teach us about compression and the management of critical disease? Med Intensiva (Engl Ed). 2018;42: 380–390. doi: 10.1016/j.medin.2017.08.006 [DOI] [PubMed] [Google Scholar]
  • 25.Simonson TS, Yang Y, Huff CD, Yun H, Qin G, Witherspoon DJ, et al. Genetic evidence for high-altitude adaptation in Tibet. Science. 2010;329: 72–75. doi: 10.1126/science.1189406 [DOI] [PubMed] [Google Scholar]
  • 26.Jacovas VC, Rovaris DL, Peréz O, de Azevedo S, Macedo GS, Sandoval JR, et al. Genetic Variations in the TP53 Pathway in Native Americans Strongly Suggest Adaptation to the High Altitudes of the Andes. PLoS One. 2015;10: e0137823. doi: 10.1371/journal.pone.0137823 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 27.Ortiz-Prado E, Dunn JF, Vasconez J, Castillo D, Viscor G. Partial pressure of oxygen in the human body: a general review. Am J Blood Res. 2019;9: 1–14. [PMC free article] [PubMed] [Google Scholar]
  • 28.Mizoguchi H, Fukaya K, Mori R, Itoh M, Funakubo M, Sato J. Lowering barometric pressure aggravates depression-like behavior in rats. Behav Brain Res. 2011;218: 190–193. doi: 10.1016/j.bbr.2010.11.057 [DOI] [PubMed] [Google Scholar]
  • 29.Bogdanova OV, Abdullah O, Kanekar S, Bogdanov VB, Prescot AP, Renshaw PF. Neurochemical alterations in frontal cortex of the rat after one week of hypobaric hypoxia. Behav Brain Res. 2014;263: 203–209. doi: 10.1016/j.bbr.2014.01.027 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 30.Ray K, Dutta A, Panjwani U, Thakur L, Anand JP, Kumar S. Hypobaric hypoxia modulates brain biogenic amines and disturbs sleep architecture. Neurochem Int. 2011;58: 112–118. doi: 10.1016/j.neuint.2010.11.003 [DOI] [PubMed] [Google Scholar]
  • 31.Young SN. Elevated incidence of suicide in people living at altitude, smokers and patients with chronic obstructive pulmonary disease and asthma: possible role of hypoxia causing decreased serotonin synthesis. J Psychiatry Neurosci. 2013;38: 423–426. doi: 10.1503/jpn.130002 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 32.Joiner TE, Brown JS, Wingate LR. The psychology and neurobiology of suicidal behavior. Annu Rev Psychol. 2005;56: 287–314. doi: 10.1146/annurev.psych.56.091103.070320 [DOI] [PubMed] [Google Scholar]
  • 33.Gamboa JL, Caceda R, Arregui A. Is depression the link between suicide and high altitude? High Alt Med Biol. 2011;12: 403–404; author reply 405. doi: 10.1089/ham.2011.1014 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 34.Hernández-Vásquez A, Vargas-Fernández R, Bendezu-Quispe G, Grendas LN. Depression in the Peruvian population and its associated factors: analysis of a national health survey. J Affect Disord. 2020;273: 291–297. doi: 10.1016/j.jad.2020.03.100 [DOI] [PubMed] [Google Scholar]

Decision Letter 0

Marcus Tolentino Silva

10 Aug 2022

PONE-D-22-16227ALTITUDE AND DEPRESSIVE SYMPTOMS IN THE PERUVIAN POPULATION: ANALYSIS OF A DEMOGRAPHIC AND FAMILY HEALTH SURVEY, 2019PLOS ONE

Dear Dr. Failoc-Rojas,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

 Please submit your revised manuscript by Sep 24 2022 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: https://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols. Additionally, PLOS ONE offers an option for publishing peer-reviewed Lab Protocol articles, which describe protocols hosted on protocols.io. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols.

We look forward to receiving your revised manuscript.

Kind regards,

Marcus Tolentino Silva

Academic Editor

PLOS ONE

Journal Requirements:

When submitting your revision, we need you to address these additional requirements.

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at 

https://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and 

https://journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdf

2. Thank you for stating the following financial disclosure: 

 "The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript."

At this time, please address the following queries:

a) Please clarify the sources of funding (financial or material support) for your study. List the grants or organizations that supported your study, including funding received from your institution. 

b) State what role the funders took in the study. If the funders had no role in your study, please state: “The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.”

c) If any authors received a salary from any of your funders, please state which authors and which funders.

d) If you did not receive any funding for this study, please state: “The authors received no specific funding for this work.”

Please include your amended statements within your cover letter; we will change the online submission form on your behalf.

Additional Editor Comments:

==============================

ACADEMIC EDITOR: Please consider all reviewers' suggestions.

==============================

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Partly

Reviewer #2: Yes

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: No

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: This study evaluated a potential role of high-altitude living (Peruvian population) on the prevalence of depression symptoms (using the Patient Health Questionnaire, PHQ-9). The authors report an association between living above 1500 m and symptoms of depression and suggest that hypobaric hypoxia may represent one mechanism explaining this association.

The authors deal with an interesting and important issue from a scientific and a clinical perspective as well. Although this is a well-designed and nicely presented study, several points should be addressed before a final recommendation can be made:

First, the authors may a bit more in detail discuss (in the intro section) why high-altitude living (and hypobaric hypoxia) may provoke depression. Based on that it should be possible to state a clear hypothesis. You may consider (beside others) the following reviews: PMID: 29517615, PMID: 35661753).

Further, the procedure of recruitment (and inclusion) of study participants may be better explained (possibly including a figure), e.g., total persons eligible, inclusion, exclusion criteria, number of respondents, etc.

Are you sure that potential inter-correlations between predictors with have been sufficiently considered by your statistical approach?

The increase in depressive symptoms is not much different from 1500-2500 m to > 2500 m. If hypoxia would represent a major explaining mechanism, one would expect an increase of symptoms with altitude.

There are several other environmental factors that could influence depression,

e.g., UV-radiation, temperature, etc., but also life-style factors (like diet, physical activity, alcohol consumption, etc.) and employment status. You may elaborate a bit on that.

In my opinion, your data do not support the conclusion that the higher the altitude the more frequent are depressive symptoms. Please, check and explain.

A more clinically useful approach should be provided how to implement your findings.

Please, do not forget to mention other (here not or less considered) risk factors like social support, sleep quality/duration, physical activity….

Reviewer #2: Dear Authors of the research paper entitled "ALTITUDE AND DEPRESSIVE SYMPTOMS IN THE PERUVIAN POPULATION:

ANALYSIS OF A DEMOGRAPHIC AND FAMILY HEALTH SURVEY, 2019" with pleasure, I have read your work that seeks to determine the importance of hypoxia concerning the possible effects that this may have on depression (and mood). Your work is interesting and the sample is essential. Having said that, I have a few observations that require your review in order to consider this work as suitable for publication.

General. The title is very unspecific and could be more "interesting" to the reader, for example, I suggest ideas: Analysis of the differences in the depression score (PHQ-9) at different altitudes in Peru" or something like that.

The STROBE reporting format is incomplete, there is missing information and I suggest to review step by step the available template.

Third, it seems to me that a work like this could benefit from a figure showing the differences (pictorially) between the different elevations.

The justification in relation to elevation due to lower PO2 would seem to be very theoretical, there is evidence to suggest that elevation is associated with such findings, among them:

about PO2 and envirment https://www.ncbi.nlm.nih.gov/pmc/articles/PMC6420699/

About suicide at high altitude

https://pubmed.ncbi.nlm.nih.gov/29017474/

About altitude, depression and self-perception

https://pubmed.ncbi.nlm.nih.gov/35020475/

Specific comments

Was the questionnaire conducted in all of Peru? how were the locations classified ? by city altitude ? by canton ? by parishes?

On the other hand, did they use any standard classification about altitude and its ranges? in general there are several classifications (<2,500 m low vs high > 2,500) or the category of low, moderate, high and very high (read this article https://www.frontiersin.org/articles/10.3389/fphys.2021.733928/full )

it is noteworthy that there is less depression above 2500 m and that moderate altitudes have more, so it is essential to categorize the variables on the altitude properly.

In general, the work is interesting, but I think that the observations should be considered to improve the work.

**********

6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: Yes: Esteban Ortiz-Prado

**********

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

PLoS One. 2022 Dec 21;17(12):e0278947. doi: 10.1371/journal.pone.0278947.r002

Author response to Decision Letter 0


30 Sep 2022

Response to Journal Requirements

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming.

Response: We have ensured our manuscript meets the journal’s requirements.

2. Please clarify the sources of funding (financial or material support) for your study. List the grants or organizations that supported your study, including funding received from your institution.

Response: We have clarified the sources of funding in the cover letter (“The authors received no specific funding for this work”).

3. State what role the funders took in the study. If the funders had no role in your study, please state: “The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.”

Response: The study has received no funding.

4. If any authors received a salary from any of your funders, please state which authors and which funders.

Response: No author received a salary from any funder.

5. If you did not receive any funding for this study, please state: “The authors received no specific funding for this work.”

Response: The authors received no specific funding for this work.

Response to Reviewers

Reviewer 1

6. The authors may a bit more in detail discuss (in the intro section) why high-altitude living (and hypobaric hypoxia) may provoke depression. Based on that it should be possible to state a clear hypothesis. You may consider (beside others) the following reviews: PMID: 29517615, PMID: 35661753).

Response: Thank you for your feedback. We have better explained the mechanism of hypobaric hypoxia in the development of depression, including the suggested reviews (lines 54-61).

7. The procedure of recruitment (and inclusion) of study participants may be better explained (possibly including a figure), e.g., total persons eligible, inclusion, exclusion criteria, number of respondents, etc. Are you sure that potential inter-correlations between predictors with have been sufficiently considered by your statistical approach?

Response: Thank you. We have better explained the recruitment and inclusion of study participants (lines 85-123 and Figure 1). In addition, we have assessed the Variance Inflation Factor (VIF) and other collinearity diagnostic tests, showing no intercorrelations between predictors (lines 215-217).

8. The increase in depressive symptoms is not much different from 1500-2500 m to > 2500 m. If hypoxia would represent a major explaining mechanism, one would expect an increase of symptoms with altitude.

Response: Thank you. We have better discussed the role of other factors affecting our results (lines 271-284).

9. There are several other environmental factors that could influence depression, e.g., UV-radiation, temperature, etc., but also life-style factors (like diet, physical activity, alcohol consumption, etc.) and employment status. You may elaborate a bit on that.

Response: Thank you. We have discussed the role of other environmental and life-style factors (lines 253-284).

10. In my opinion, your data do not support the conclusion that the higher the altitude the more frequent are depressive symptoms. Please, check and explain.

Response: Thank you. We have revised the conclusion as suggested.

11. A more clinically useful approach should be provided how to implement your findings.

Response: Thank you. We have provided information on how these findings could be implemented in the clinical context (lines 338-343).

12. Please, do not forget to mention other (here not or less considered) risk factors like social support, sleep quality/duration, physical activity…

Response: Thank you. We have mentioned other important risk factors as suggested (lines 253-284).

Reviewer 2

13. The title is very unspecific and could be more "interesting" to the reader, for example, I suggest ideas: Analysis of the differences in the depression score (PHQ-9) at different altitudes in Peru" or something like that.

Response: Thank you for your feedback. We have modified the title as suggested.

14. The STROBE reporting format is incomplete, there is missing information and I suggest reviewing step by step the available template.

Response: Thank you. We have completed the information using the STROBE reporting guideline.

15. Third, it seems to me that a work like this could benefit from a figure showing the differences (pictorially) between the different elevations.

Response: Thank you. We have added a figure (Figure 2) showing the differences in the prevalence of depressive symptoms according to the altitude.

16. The justification in relation to elevation due to lower PO2 would seem to be very theoretical, there is evidence to suggest that elevation is associated with such findings, among them:

About PO2 and environment:

https://www.ncbi.nlm.nih.gov/pmc/articles/PMC6420699/

About suicide at high altitude:

https://pubmed.ncbi.nlm.nih.gov/29017474/

About altitude, depression and self-perception:

https://pubmed.ncbi.nlm.nih.gov/35020475/

Response: Thank you. We have discussed the evidence on altitude and depression (235-284). We have also added the suggested references in the discussion (lines 251-253 and 286-294).

17. Was the questionnaire conducted in all of Peru? How were the locations classified ? By city altitude ? By canton? By parishes?

Response: Thank you. The questionnaire was conducted in all the regions of Peru. We have clarified/added the requested information in lines 85-110.

18. On the other hand, did they use any standard classification about altitude and its ranges? in general there are several classifications (<2,500 m low vs high > 2,500) or the category of low, moderate, high and very high (read this article https://www.frontiersin.org/articles/10.3389/fphys.2021.733928/full)

Response: Thank you. We adapted the standard classification on altitude based on the article of Barry & Pollard, as explained in lines 139-141.

19. It is noteworthy that there is less depression above 2500 m and that moderate altitudes have more, so it is essential to categorize the variables on the altitude properly.

Response: Thank you. We have followed the classification of previous literature for the cutoff value of 2500 m (as explained in Comment #18). In addition, we believe this similarity was subtle and the confidence interval is not so precise to interpret an increasing pattern of depression by altitude. The possible reasons for this finding are explained in lines 257-284.

Attachment

Submitted filename: Response to Reviewers.docx

Decision Letter 1

Marcus Tolentino Silva

27 Oct 2022

PONE-D-22-16227R1Disparities in the prevalence of screened depression at different altitudes in Peru: A retrospective analysis of the ENDES 2019PLOS ONE

Dear Dr. Failoc-Rojas,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

==============================

ACADEMIC EDITOR: Consider all of Reviewer 2's points. I ask that you take special care to justify the attitude ranges used in population stratification and strictly follow the STROBE guidelines. Please consider writing more about the pathophysiological mechanisms of the findings, as we believe this will be a publication of great interest to our readers. 

==============================

Please submit your revised manuscript by Dec 11 2022 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: https://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols. Additionally, PLOS ONE offers an option for publishing peer-reviewed Lab Protocol articles, which describe protocols hosted on protocols.io. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols.

We look forward to receiving your revised manuscript.

Kind regards,

Marcus Tolentino Silva

Academic Editor

PLOS ONE

Journal Requirements:

Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice.

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

Reviewer #2: (No Response)

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Partly

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: No

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: I appreciate the efforts made by the authors in order to revise their manuscript.

All my points have been considered adequately.

I do not have further comments.

Reviewer #2: Dear authors, thank you for allowing me to review your work entitled "altitude and depressive symptoms in the Peruvian population: analysis of a demographic and family health survey, 2019.

First of all, I would like to congratulate you for bringing to the table such an important issue as the role of the environment, in this case living at high altitudes, on people's health.

Now, once I have reviewed your work, I have many concerns about your manuscript in terms of rigor, that might jeopardize the publication of your work as is, however, I am open to re-consider your work for a future revision if you ammed many of the flaws found within the manuscript.

General comments:

Your paper is not in the correct publication format for this type of study, and you should review the STROBE guidelines and follow each criterion to submit your paper.

Second, their work of revision of the literature is inferior; they have not delved into the subject of the physiopathology of the possible causes behind depression in the inhabitants of high altitudes, nothing is said about the metabolism of serotonin at high altitudes, the role of neurodevelopment is not mentioned, there is no mention of self-perception at high altitude, suicide rates at high altitudes use US data (which has almost no populations living at high altitude) and so on (refeer to the literature for further information https://pubmed.ncbi.nlm.nih.gov/35020475/

Third, the altitude ranges are arbitrary; why do they use that range? Where do they get it from? The altitude ranges have been described previously and are well known among those who do high altitude medicine, they can use the simple range of low and high altitude (< or > 2,500 m) or the range of low (<1500), moderate (1500-2500), high altitude (2500-3500) and very high altitude (3,500 to 4300 m) see the following work for further detail https://pubmed.ncbi.nlm.nih.gov/34675818/

If you cannot analyze the results with those altitude ranges, it is difficult for me to accept it for publication unless you have a substantiated and factual response. Now the statistical analysis is adequate, even though it excludes essential factors such as the length of residence of the highlanders, they were born at high altitudes or they only live at higher altitudes. What about the discussion around culture, why not comparing indigenous people of low altitudes with those indigenouse people at high altitudes, i.e., you can analyze proportions between low versus high, but among the same ethnic group, are there differences?

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: Yes: Martin Burtscher

Reviewer #2: Yes: Esteban Ortiz-Prado

**********

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

PLoS One. 2022 Dec 21;17(12):e0278947. doi: 10.1371/journal.pone.0278947.r004

Author response to Decision Letter 1


28 Oct 2022

Response to reviewer 2

1. Your paper is not in the correct publication format for this type of study, and you should review the STROBE guidelines and follow each criterion to submit your paper.

Response: Thank you. We have followed the STROBE guideline as suggested. We welcome any additional details that may be necessary.

2. Second, their work of revision of the literature is inferior; they have not delved into the subject of the physiopathology of the possible causes behind depression in the inhabitants of high altitudes, nothing is said about the metabolism of serotonin at high altitudes, the role of neurodevelopment is not mentioned, there is no mention of self-perception at high altitude, suicide rates at high altitudes use US data (which has almost no populations living at high altitude) and so on (refer to the literature for further information https://pubmed.ncbi.nlm.nih.gov/35020475/

Response: Thank you. This information was stated in line 54. However, we have added more detail in lines 71 and 76.

3. Third, the altitude ranges are arbitrary; why do they use that range? Where do they get it from? The altitude ranges have been described previously and are well known among those who do high altitude medicine, they can use the simple range of low and high altitude (< or > 2,500 m) or the range of low (<1500), moderate (1500-2500), high altitude (2500-3500) and very high altitude (3,500 to 4300 m) see the following work for further detail https://pubmed.ncbi.nlm.nih.gov/34675818/

Response: Thank you for your feedback. We understand your point, but we disagree that the altitude ranges used in the study are arbitrary, as it follows standard classifications (shown in cite 14). Additionally, they were considered in a previous Peruvian report (cite 15) and other articles used similar categorizations (see https://www.ncbi.nlm.nih.gov/pmc/articles/PMC8330906/ and https://www.ncbi.nlm.nih.gov/pmc/articles/PMC8647184/). Therefore, we feel it is of value for the literature. Despite this, we have considered the suggested cut-off points and presented two additional analyses with both simple and extended altitude ranges (Please see Line 149, Line 230, and Supplementary Tables 1 and 2).

4. What about the discussion around culture, why not comparing indigenous people of low altitudes with those indigenous people at high altitudes, i.e., you can analyze proportions between low versus high, but among the same ethnic group, are there differences?

Response: Thank you. We appreciate your comment and contribution to our study. We have analyzed the proportions of the outcome according to the ethnic groups. Please see line 232 and Supplementary Table 4.

Attachment

Submitted filename: Response to Reviewers.docx

Decision Letter 2

Marcus Tolentino Silva

25 Nov 2022

Disparities in the prevalence of screened depression at different altitudes in Peru: A retrospective analysis of the ENDES 2019

PONE-D-22-16227R2

Dear Dr. Failoc-Rojas,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Marcus Tolentino Silva

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

Reviewer #2: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: No

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Thank you.

The authors have already addressed adequately all my comments in revision 1.

I do not have further comments.

Reviewer #2: Dear Authors, the work is much better in this version. The changes are positive. I am still not convinced about the height ranges, and although other people have used them, that does not mean that they are the most recognized, in short, the additional analysis contributes to improving the quality of the work. For the rest, I think the work is fine, I would improve the forest plot somewhat; although the title is good in the graph, it does not sound good, maybe explain it in the title of the figure. For the rest, I have no more comments

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: Yes: Martin Burtscher

Reviewer #2: Yes: Esteban Ortiz-Prado

**********

Acceptance letter

Marcus Tolentino Silva

12 Dec 2022

PONE-D-22-16227R2

Disparities in the prevalence of screened depression at different altitudes in Peru: A retrospective analysis of the ENDES 2019

Dear Dr. Failoc-Rojas:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Marcus Tolentino Silva

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Table. Depressive symptoms associated with altitude according to simple ranges.

    (XLSX)

    S2 Table. Depressive symptoms associated with altitude according to extended ranges.

    (XLSX)

    S3 Table. Differences in the presence of depressive symptoms according to variables of interest, stratified by altitude.

    (XLSX)

    S4 Table. Stratification by ethnic group for comparison of adjusted prevalence ratios of depressive symptoms according to altitude.

    (XLSX)

    Attachment

    Submitted filename: Response to Reviewers.docx

    Attachment

    Submitted filename: Response to Reviewers.docx

    Data Availability Statement

    http://iinei.inei.gob.pe/microdatos/.


    Articles from PLOS ONE are provided here courtesy of PLOS

    RESOURCES