Abstract
This study aimed to characterize a Klebsiella pneumoniae strain (KP411) recovered from the stool samples of poultry (Gallus gallus) in the Brazilian Amazon Region. The whole-genome sequencing of KP411 revealed the presence of an important arsenal of antimicrobial resistance genes to β-lactams (blaCTX-M-14, blaTEM-1B, blaKPC-2, blaSVH-11), aminoglycosides [aph(3″)- Ib, aph(6)-Id, aph(3′)-Ia], sulfonamides (sul1, sul2), quinolones (oqxAB), fosfomycin (fosAKP), and macrolides [mph(A)]. Furthermore, our analyses revealed that the KP411 strain belongs to the ST258 clonal lineage, which is one of the main epidemic clones responsible for the dissemination of KPC-2 worldwide. Our data suggest that food-producing animals may act as reservoirs of multidrug-resistant K. pneumoniae belonging to the ST258 clone, and, consequently, contribute to their dissemination to humans and the environment.
Keywords: resistome, carbapenemase, genomic surveillance, one health, food-production animal, Brazilian Amazon Region
1. Introduction
Antimicrobial resistance (AMR) rates among the main pathogens of clinical importance have increased in the last decade worldwide, making AMR one of the main public health concerns. One of the factors that justify this phenomenon is the spread and establishment of international epidemic clones whose main characteristic is a large arsenal of antimicrobial resistance genes (ARGs), especially those encoding for carbapenemases [1,2]. In this context, the indiscriminate prescription of broad-spectrum cephalosporins, especially in the 1980s and 1990s, contributed to the emergence of extended-spectrum β-lactamases (EβLs), thus limiting the use of this antimicrobial in clinical practice and leading to the increase of carbapenem usage. Shortly thereafter, carbapenemases (enzymes capable of hydrolyzing carbapenems) have emerged as one of the most important mechanisms of resistance to β-lactams, impairing the use of carbapenems, considered one of the last resorts for the treatment of serious infections caused by Gram-negative bacilli (GNB) [3,4,5].
To date, Klebsiella pneumoniae carbapenemase (KPC) is the most “successful” carbapenemase described, which has been disseminated in healthcare settings worldwide, mainly among K. pneumoniae isolates [6,7]. As AMR rates are higher in the nosocomial environment, many studies sought to understand the spread of this multidrug-resistant (MDR) bacteria from hospitals to the environment. Previous studies revealed that AMR was present in all ecological niches, showing that the chain of dissemination of this phenomenon is interconnected and that it is increasingly necessary to adopt surveillance studies that contemplate the One Health perspective [8,9]. In Brazil, there is still an important gap regarding the monitoring of AMR in farm animals, especially in less populated geographic regions of the country, such as the Brazilian Amazon. Considering that food-producing animals play an important role as reservoirs of MDR isolates [8,9], this study aimed to characterize a K. pneumoniae strain to the sequence-type (ST)-258-carrying blaKPC-2 and other resistance genes recovered from poultry (Gallus gallus) in the Brazilian Amazon Region.
2. Results and Discussion
The KP411 strain exhibited high-level resistance to all B-lactams, fluoroquinolones, and gentamicin (Table 1). In contrast, it was susceptible to amikacin (MIC, 4 μg/mL), colistin (MIC, 0.5 μg/mL), and polymyxin B (MIC, <0.25 μg/mL) (Table 1). Additionally, the KP411 strain showed a hypermucoviscous phenotype by the string test, which is often associated with hypervirulent K. pneumoniae strains. However, in the KP411 genome, it was not possible to identify the presence of the rmpA and magA (K1) genes, which are precursors of this phenotype [10,11]. Previous studies corroborate our findings, as they also observed the occurrence of hypermucoviscous phenotype in K. pneumoniae strains that did not carry such genes, reinforcing the hypothesis that there are other mechanisms involved in this virulence phenotype that has been described so far [12,13].
Table 1.
Minimum inhibitory concentrations (MIC) of the isolate KP411 recovered from a poultry farm in the city of Castanhal, Brazil.
| Antimicrobials | MIC | Interpretation |
|---|---|---|
| Aztreonam | 128 μg/mL | R |
| Ceftriaxone | >256 μg/mL | R |
| Ceftazidime | 64 μg/mL | R |
| Cefepime | >256 μg/mL | R |
| Ertapenem | 256 μg/mL | R |
| Imipenem | 64 μg/mL | R |
| Meropenem | 64 μg/mL | R |
| Ciprofloxacin | >64 μg/mL | R |
| Levofloxacin | 32 μg/mL | R |
| Gentamicin | 64 μg/mL | R |
| Amikacin | 4 μg/mL | S |
| Colistin | 0.5 μg/mL | S |
| Polymyxin B | <0.25 μg/mL | S |
The genome assembly metric of the KP411 strain and the number of coding sequences (CDSs) annotated are shown in Table 2 The KP411 genome had a total size of 5,831,458 bp with 56.89% of G+C content and was distributed in 120 contigs. The N50 and N75 values were 199,121 and 128,838 bp, while L50 and L75 were 9 and 19, respectively. In addition, 15 rRNAs, 86 tRNAs, and 5881 coding sequences (CDSs) in the KP411 genome were found. Among the ARGs content, it was verified the presence of those that conferred resistance to β-lactams (blaKPC-2, blaCTX-M-14, blaTEM-1B, blaSVH-11), aminoglycosides [aph(3″)-Ib, aph(6)-Id, aph(3′)-Ia], sulfonamides (sul1, sul2), fosfomycin (fosAKP), quinolone (oqxA, oqxB), and macrolides (mph(A), erm(42)). Point mutations in the GyrA (S83I) and ParC (S80I) genes were also found and are known to be associated with fluoroquinolone resistance.
Table 2.
Nucleotide sequences comparison with IncX3 found in KP411 strain with plasmids deposited at GenBank.
| Plasmid Identification | Coverage | Identity | Accession Number | Species | Source of Infection | Year | Geographical Location |
|---|---|---|---|---|---|---|---|
| pKP64477d | 100% | 100% | MF150120.1 | K. pneumoniae | Urine | 2014 | Brazil |
| pKP13D | 99% | 100% | CP003997.1 | K. pneumoniae | Blood | 2009 | Brazil |
| pk89 | 99% | 99.85% | MK264770.1 | K. pneumoniae | Rectal Swab | 2015 | Brazil |
| pk1194a | 100% | 99.99% | KX756453.1 | K. pneumoniae | Catheter Tip | 2011 | Brazil |
| EC037P1 | 99% | 99.99% | KU963389.1 | E. coli | NI | 2016 | Brazil |
| strain KP30835 plasmid unnamed5 | 100% | 99.96% | CP027700.1 | K. pneumoniae | Pneumonia | 2015 | United States |
The blaKPC-2 gene is the main responsible gene for conferring resistance to carbapenems among K. pneumoniae clinical isolates in Brazil [14,15]. However, its occurrence in strains colonizing food-producing animals has not been fully unveiled in Brazil. According to the sequencing analyses, it was also verified that the KP411 strain belongs to ST258, KL107 (wzi:154), which is distinct from those considered more virulent for K. pneumoniae (K1 and K2), O2V2 lipopolysaccharide locus, and presented six different plasmid replicons: ColRNAI, IncC, IncFIB (K), IncFIB (pKPHS1), IncFII (K), and IncX3. Additionally, the analysis performed with the mlplasmids tool revealed that the contigs carrying blaCTX-M-14, blaTEM-1B, blaKPC-2, aph(3″)-Ib, aph(6)-Id, aph(3′)-Ia, sul1, sul2, and mph(A) genes were probably derived from plasmids. In addition, using this same tool, we found that IncX3 plasmid carried the blaKPC-2 gene in a genetic environment composed of ISKpn6-blaKPC-2-tnpA-tnpR, which was curiously not associated with an entire Tn4401 transposon, indicating the presence of a non-Tn4401 element (NTEKPC) variant, as previously described [16]. The ST258 is largely related to the spread of KPC-2 worldwide, including Brazil [2,17,18], and has been classified as a high-risk clone, being frequently associated with severe infections in many countries with high-mortality rates [19]. As verified in our study, Yang et al. [20] also reported the occurrence of ST258 in poultry and swine in China, reinforcing that these animals can act as a reservoir of clinically important MDR clones.
Interestingly, the IncX3 plasmid found in the KP411 strain has been also associated with the spread of blaKPC-2 in K. pneumoniae ST258 strains in the United States [21] and Australia [22]. The alignment of the contig sequences containing the IncX3 replicon and the blaKPC-2 gene with other plasmids deposited in the GenBank revealed a high nucleotide identity (varying from 99.85% to 100%) with IncX3 plasmids isolated from K. pneumoniae and Escherichia coli strains recovered from different Brazilian states (Table 2), suggesting possible horizontal dissemination of conjugative plasmids harboring blaKPC-2. As far as we know, this is the first time that K. pneumoniae ST258-producing KPC and CTX-M-14 has been found in food-production animals in Latin America. To better understand this scenario, more antimicrobial-resistance surveillance studies should be carried out in this region to verify whether animals are acting as a reservoir for these MDR isolates or whether humans are transmitting these bacteria to animals. In addition, we believe that the environment plays an important role in this transmission route, especially in this region of the country, where most homes do not have access to sewage treatment.
Furthermore, to the best of our knowledge, this is also the first report of the K. pneumoniae strain carrying the plasmid IncX3-blaKPC-2 isolated from poultry, as, until now, all reported isolates were recovered from humans. In addition, a previous study indicates that IncX3 plasmids have acquired clinical importance worldwide, as they have already been associated with resistance mechanisms against different antimicrobial classes [23]. Interestingly, the KP411 strain also harbored the blaCTX-M-14 gene that was previously associated with MDR strains causing outbreaks.
Phylogenetic analysis revealed that the KP411 strain had a greater genetic relationship with clinical isolates recovered from humans in Brazil between 2014 and 2016 (Figure 1 and Figure 2). Interestingly, all isolates of this clade had the same ARGs to β-lactams (blaKPC-2, blaCTX-M-14 e blaTEM-1) verified in the KP411 strain and a similar resistome for the other classes of antimicrobials (Figure 2).
Figure 1.
Phylogenetic tree of KP411 strain and 52 K. pneumoniae genomes deposited at GenBank®. The phylogenetic tree was built using the algorithm based on maximum likelihood (RAxML) on the PATRIC platform and edited on the iTOL v6 program. The KPN411 strain was highlighted, and the internal node is indicated in bold.
Figure 2.
Heat map of the resistome of Klebsiella pneumoniae strains grouped in the phylogenetic analysis in the same cluster as the KP411 strain.
Additionally, analyses related to the KP411 virulome demonstrated the presence of the genes mrkABCDFHIJ (fimbria type 3), fimABCDEFGHIK (fimbria type I), iutA (aerobactin), entABCDEFS (siderophere), fepABCDG (siderophere), and traT (serum resistance). These virulence factors are important for the adherence process of the bacteria to the cells at the site of infection [24]. In addition, traT is responsible for conferring resistance to the bactericidal activity of the human serum, which gives an important advantage to the bacterial strain, especially in cases of current bloodstream infection [25,26].
In conclusion, our findings demonstrated the occurrence of a hypermucoviscous multidrug-resistant K. pneumoniae ST258 strain carrying blaKPC-2 and blaCTX-M-14 genes recovered from stool samples of poultry in the Brazilian Amazon Region. Our data reveal a worrying scenario, as it shows that poultry may be acting as reservoirs of high-risk MDR clones of K. pneumoniae of great clinical importance, and, consequently, contributing to their dissemination.
3. Materials and Methods
3.1. Bacterial Strain
The carbapenem-resistant K. pneumoniae KP411 strain was recovered during a prospective surveillance study performed by the GUARANI network, which aimed to monitor the frequency of β-lactamases-producing GNB at the human–animal interface. In this study, 107 stool samples were collected from different hosts (32 humans, 30 poultry, 30 cattle, and 15 swine) from five Brazilian regions in 2020 [27]. The KP411 were isolated from the northern region and was initially retrieved in a ChromagarTM Orientation plate supplemented with 2 µg of meropenem (Sigma-Aldrich, St. Louis, MO, USA).
3.2. In Vitro Antimicrobial Susceptibility Testing
The MICs were determined by agar dilution for the following antimicrobials (Sig-ma-Aldrich, St. Louis, MO, USA): ceftriaxone, ceftazidime, cefepime, aztreonam, ertapenem, imipenem, meropenem, gentamicin, amikacin, ciprofloxacin, and levofloxacin. The broth microdilution method was performed to determine the MICs for colistin and polymyxin B. Briefly, to perform the agar dilution, Mueller–Hinton agar (Oxoid®, Basingstoke, England) plates containing the antimicrobial agent to be tested were prepared in increasing concentrations. Subsequently, saline (0.85%) inoculums, adjusted to 0.5 on the MacFarland scale, were prepared from overnight culture. The bacterial inoculums were then dispensed simultaneously on the surface of the agar plates using the steers replicator (final inoculum of 5 × 105 CFU/mL). The plates were incubated at 35 °C ± 1 °C for 18 ± 2 h. To perform the broth microdilution, serial dilutions of polymyxin B sulfate and colistin were prepared from a stock solution (2X) and dispensed in 96-well polystyrene microplates. Columns 11 and 12 of each microplate were used as bacterial growth and sterility control, respectively. The preparation of the solutions was carried out with cation-adjusted Mueller–Hinton broth (Oxoid, Basingstoke, England), according to the recommendations of BrCAST /EUCAST. Saline inoculums were prepared to reach the concentration of 5 × 105 CFU/mL. The plates were incubated at 35 °C ± 1 °C for 18 ± 2 h. The Escherichia coli ATCC 25922 and Pseudomonas aeruginosa ATCC 2785 strains were used as quality control in both methodologies of antimicrobial susceptibility testing (AST). All results were interpreted according to the Brazilian Committee on Antimicrobial Susceptibility Testing (BrCAST/EUCAST) guidelines (http://brcast.org.br/, accessed on 15 December 2022).
3.3. Analysis of Hypermucoviscous Phenotype
To analyze the hypermucoviscous phenotype, 10 µL of Luria–Bertani (LB) broth (Thermo Fisher Scientific, Basingstoke, UK) with the bacterial suspension adjusted to 106 CFU/mL was inoculated into blood agar plates (Laborclin, São Paulo, Brazil). The formation of a filament equal to/or greater than 10 mm was considered a positive result [28].
3.4. Whole-Genome Sequencing and In Silico Analysis
The DNA extraction of the KP411 strain was performed using the QIAamp DNA kit (Qiagen, Hilden, Germany) following the manufacturer’s recommendations. To prepare the DNA library, the Nextera XT kit was used (Illumina®, San Diego, CA, USA) and the sequencing was performed at MicrobesNG of the University of Birmingham, UK, on the Illumina® HiSeq 2500 platform using 2- × 250-bp paired-end reads. To adapt and perform a quality trim of the reads, the Trimmomatic version 0.40 was used [29]. The genome was assembled using SPAdes software version 3.9.1 [30] and annotated using Prokka version 1.12 [31]. All the software used was configured with the standard mode.
The in silico detection of the ARGs was performed using ResFinder 4.1 (https://cge.cbs.dtu.dk/services/ResFinder/, accessed on 15 December 2022), the Multilocus Sequence Type (MLST) based on the Pasteur scheme was analyzed in MLST 2.0 (https://cge.cbs.dtu.dk/services/MLST/, accessed on 15 December 2022), and plasmid replicons were identified by PlasmidFinder 2.1 (https://cge.cbs.dtu.dk/services/PlasmidFinder/, accessed on 15 October 2022) in the Center for Genomic Epidemiology platform (CGE) (http://www.genomicepidemiology.org/, accessed on 15 December 2022). The association of the ARGs mediated by plasmids was performed through the binary classification of the contigs for plasmids and chromosomes using the mlplasmids tool (https://sarredondo.shinyapps.io/mlplasmids/, accessed on 15 December 2022). The typing of the polysaccharide and the lipopolysaccharide locus was performed using the Kaptive web software (https://kaptive-web.erc.monash.edu/#welcome, accessed on 15 December 2022). Virulence-encoding genes were predicted using the VFanalyzer (http://www.mgc.ac.cn/cgi-bin/VFs/v5/main.cgi?func=VFanalyzer, accessed on 15 December 2022).
To establish the genetic relationship among the KP411 and other K. pneumoniae strains isolated worldwide, 51 K. pneumoniae genomes were selected using the Similar Genome Finder service of the Pathosystems Resource Integration Center (PATRIC) [32], taking into account the following parameters: p-value threshold of 0.001 and distance of 0.01. The phylogenetic tree was then built employing the Codon Tree method with 1000 single-copy genes using the RAxML program on the PATRIC platform. The Interactive Tree of Life (iTOL) [33] was used for the visualization and final annotation of the phylogenetic tree.
Acknowledgments
Guarani Network: Regional University of Blumenau (FURB), Blumenau—SC: Alessandro Conrado de Oliveira Silveira and Eleine Kuroki Anzai. Universidade Federal da Grande Dourados (UFGD), Laboratório de Pesquisa em Ciências da Saúde, Dourados—MS: Gleyce Hellen de Almeida Souza, Márcia Soares Mattos Vaz and Simone Simionatto. Postgraduate Program in Medical Microbiology, Group of Applied Medical Microbiology, Federal University of Ceará (UFC), Fortaleza—CE: Débora de Souza Collares Maia Castelo-Branco and Glaucia Morgana de Melo Guedes. Laboratory of Molecular Biology of Microorganisms, University São Francisco (USF), Bragança Paulista—SP: Lúcio Fábio Caldas Ferraz and Walter Aparecido Pimentel Monteiro. Laboratório ALERTA, Universidade Federal de São Paulo (UNIFESP), São Paulo—SP: Dandara Cassu-Corsi and Carlos Roberto Veiga Kiffer. Bioinformatics Laboratory, National Laboratory of Scientific Computing (LNCC), Rio de Janeiro, Rio de Janeiro, Brazil: Fabíola Marques de Carvalho, Leandro Nascimento Lemos, and Ana Tereza Ribeiro de Vasconcelos.
Author Contributions
A.C.G., R.C., A.C.C.P. and T.B.V.: Conceptualization. T.B.V., R.C., F.F.S., F.O.B.-N., R.G.B.S., R.V., C.d.O.S., D.M.B., M.d.N.M.B. and L.M.G.D.G.: Formal analysis. T.B.V. and F.F.S. Writing—original draft; T.B.V., F.F.S. and R.C.: Writing—review, and editing. A.C.G. and R.C.: Supervision and review the manuscript. All authors have read and agreed to the published version of the manuscript.
Institutional Review Board Statement
Ethics approval for this study was obtained from the Research Ethics Committee (CEP) and the Committee on Ethics in the Use of Animals (CEUA) of the Universidade Federal de São Paulo (UNIFESP) (process numbers 3.116.383 and 2607170119, respectively). This project was also registered by the National System for the Management of Genetic Heritage and Associated Traditional Knowledge (process number AA1668A).
Data Availability Statement
The whole-genome sequence was deposited in the GenBank database under the accession number JAOWIL000000000 BioProject PRJNA888994.
Conflicts of Interest
The authors declare no conflict of interest.
Funding Statement
This study was supported by the National Council for Science and Technological Development (CNPq) and the Bill & Melinda Gates Foundation (process numbers 402659/2018-0, 443805/2018-0, and OPP1193112). Under the grant conditions of the Bill & Melinda Gates Foundation, a Creative Commons Attribution 4.0 Generic License has already been assigned to the Author-Accepted Manuscript version that might arise from this submission. We are grateful to the Coordenação de Aperfeiçoamento de Pessoal de Nível Superior (CAPES) for providing grants to TBV, RGBS, FFS (PNPD), and to the CNPq for providing grants to FOB-N, RFB-N., RV, and ACG (process number: 312066/2019-8). A.C.G. has recently received research funding and/or consultation fees from bioMérieux, Eurofarma, MSD, Pfizer, Roche, Sandoz, and United Medical. This study was not financially supported by any diagnostic/pharmaceutical company.
Footnotes
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Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Data Availability Statement
The whole-genome sequence was deposited in the GenBank database under the accession number JAOWIL000000000 BioProject PRJNA888994.


