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. 2022 Dec 23;12(1):7. doi: 10.1007/s13721-022-00403-0

Optimal control of a two-group malaria transmission model with vaccination

S Y Tchoumi 1,2,✉, C W Chukwu 3, M L Diagne 4, H Rwezaura 5, M L Juga 6, J M Tchuenche 7,8
PMCID: PMC9780107  PMID: 36575768

Abstract

Malaria is a vector-borne disease that poses major health challenges globally, with the highest burden in children less than 5 years old. Prevention and treatment have been the main interventions measures until the recent groundbreaking highly recommended malaria vaccine by WHO for children below five. A two-group malaria model structured by age with vaccination of individuals aged below 5 years old is formulated and theoretically analyzed. The disease-free equilibrium is globally asymptotically stable when the disease-induced death rate in both human groups is zero. Descarte’s rule of signs is used to discuss the possible existence of multiple endemic equilibria. By construction, mathematical models inherit the loss of information that could make prediction of model outcomes imprecise. Thus, a global sensitivity analysis of the basic reproduction number and the vaccination class as response functions using Latin-Hypercube Sampling in combination with partial rank correlation coefficient are graphically depicted. As expected, the most sensitive parameters are related to children under 5 years old. Through the application of optimal control theory, the best combination of interventions measures to mitigate the spread of malaria is investigated. Simulations results show that concurrently applying the three intervention measures, namely: personal protection, treatment, and vaccination of childreen under-five is the best strategy for fighting against malaria epidemic in a community, relative to using either single or any dual combination of intervention(s) at a time.

Keywords: Malaria, Vaccination, Optimal control, Sensitivity analysis

Introduction

Malaria is a vector-borne disease transmitted during blood meal by infectious Anopheles mosquitoes via insertion of sporozoites in the blood of susceptible humans (Niare et al. 2016). The worldwide casualties of malaria are huge, particularly in sub-Sahara Africa, and especially in the children population (WHO 2022c). The World Health Organization (WHO) estimated about 241 million malaria cases globally in 2020 that resulted in 627, 000 deaths. The tropical and sub-tropical regions (mainly Africa) carry a disproportionately high share of the global malaria burden with as much as 95% of malaria cases, 96% of malaria deaths with about 80% of these deaths are children less than 5 years of age (WHO 2022b).

Malaria is a severe life-threatening vector-borne disease, and with the ongoing COVID-19 pandemic, malaria morbidity and mortality could increase (Tchoumi et al. 2022). While several prevention and therapeutic measures have been implemented to fight against this deadly disease, the recent groundbreaking malaria vaccine for children now recommended by the WHO (2022c) after successful pilots in Ghana, Kenya, and Malawi, is expected to help strengthen the fight against malaria infection (WHO 2022a). Also, the development of Transmission Blocking Drugs (TBDs) conferring protection against malaria will play a significant role in mitigating morbidity and mortality in malaria-prone regions (Woldegerima et al. 2021). It is expected that the widespread use of the RTS malaria vaccine (trade name Mosquirix), a recombinant protein-based malaria vaccine in children in sub-Saharan Africa and other areas with moderate or high transmission of Plasmodium falciparum malaria along with other preventive measures could help mitigate the spread and eventually the eradication of the disease (WHO 2022a).

Since the eighteen century, the development of mathematical models has been critical to provide framework and understanding of the dynamics of infectious diseases (Bernoulli 1760; Kermack and McKendrick 1927; Dietz and Heesterbeek 2002). Several mathematical models of malaria dynamics investigating various aspects of the disease have flourished in the literature Herdicho et al. (2021) . While mosquito’s population fluctuates between climatic seasons, seasonal factor tends to impact on the dynamics of infected mosquitoes and human populations in regions with hot climate (Herdicho et al. 2021; Tasman 2021). Because of mathematical tractability and convenience, though important, we will not account for seasonality in the birth rate of mosquitoes. For several decades, concerted global stringent efforts have been underway to develop effective and safe vaccine for use against malaria in humans (Forouzannia and Gumel 2014; Karunamoorthi 2014), with several candidate vaccines targeting different stages of the malaria parasite’s lifecycle (White et al. 2015). An overview of integrated mathematical models for predicting the epidemiologic and economic effects of malaria vaccines on the clinical epidemiology and natural history of Plasmodium falciparum malaria both at the individual and population level has been reported in Smith et al. (2006) and Atcheson et al. (2019). It is noted that these models provide a unique platform for predicting both the short- and long-term effects of malaria vaccines on the burden of disease, allowing for the temporal dynamics of effects on immunity and transmission. With mathematical models being increasingly used to inform decisions throughout product development pathways from pre-clinical studies to country implementation of novel health interventions, Galactionova et al. (2021) illustrate the utility of simulation approaches by reviewing malaria vaccine modelling studies. A mathematical model of vaccine combination adapted to murine malaria studies based on simple probabilistic assumptions was developed in Atcheson et al. (2019).

Transmission-blocking vaccines of malaria have been investigated in Zhao et al. (2022) and Takashima et al. (2021) where as expected, vaccination has a positive impact on reducing the disease burden, while malaria could be controlled if the duration of efficacy is in the order of a human life-span (Koella 1991) . Public health impact of dynamics model of a transmission-blocking vaccine alongside existing interventions suggests that school-aged children are an attractive population to target for vaccination (Challenger et al. 2021). That is, benefit of vaccination distributed across the population averts the greatest number of cases in younger children. Even an imperfect anti-malaria vaccine (with a modest efficacy and coverage rate) can lead to effective disease control (Teboh-Ewungkem et al. 2010). Handari et al. (2022) analyze an optimal control model of malaria incorporating pre-erythrocytic vaccine and transmission-blocking treatment.

Previous studies have been hypothetical because there was no approved/licensed malaria vaccine, and also vaccination was applied to the entire population. As predicted in Challenger et al. (2021) and Hill (2011), the first approved malaria vaccine is for children age five and below, and consequently, we propose a mathematical model of malaria transmission dynamic by extending our previous work Tchoumi et al. (2022), incorporating vaccination in the class of children less than 5 years old, but with no seasonal birth rate (Herdicho et al. 2021). The population of children 5 months (minimum age to take the vaccine) to 5 years are vaccinated at a certain rate. The vaccinated class comprises fully vaccinated children (i.e., those who have taken all the 4 doses of the S/AS01 (RTS,S) vaccine). It is important to note that in Tchoumi et al. (2022), the authors studied a two-group malaria model structured by age with no vaccination, while herein, to realistically capture what is currently known about the state of the vaccine development, we incorporate vaccination for children less than 5 years old only to capture the recently approved children vaccine. To the best of our knowledge, this is the first mathematical model investigating the impact of the newly approved children malaria vaccine on the dynamics of the disease.

Here is the outline of the rest of the paper. The mathematical model of our proposed malaria model with vaccination of children under 5 years old with no seasonality is formulated in Sect. 2.1. Theoretical analyses of the model using the fundamental theory of dynamical systems is carried out in Sect. 3. In Sect. 4, we formulate an optimal control problem to investigate the impact of the optimal control strategy on mitigating the spread of the disease. Conditions for the existence of optimal control and the optimality system are established using the Pontryagin’s Maximum Principle. Numerical simulations along with global sensitivity analysis using the vaccinated class as our response variable are carried out in Sect. 5. while Sect. 6 is the conclusion.

Malaria model without control

Model formulation

A deterministic compartmental modeling approach is used to describe the disease transmission dynamics. The model flow is a susceptible-vaccinated-exposed-infected-recovered-susceptible SVEI(R)S malaria model in the human population, and SEI in the mosquitoe population. Susceptibles (Se) under 5 years old are recruited at the constant rate Λe and can die naturally at the rate μh, or grow to become susceptible over 5 years old at the rate ξ, becoming vaccinated (Ve) at the rate ϑe, or infected (Ee) after a bite from an infectious mosquito with a strength of infection λe. After a latency period 1σe, infected individuals become infectious (Ie), they can recover and become susceptible again at the rate ωe, or die naturally at the rate μh or as a result of an illness at rate d1. Entry into susceptible humans over 5 years old (Sa) comes from the growth of susceptible humans under 5 years old, who can die naturally at the rate μh, become infected (Ea) with the infection strength equal to λa. Infected individuals become infectious (Ia) at the rate σa or die naturally at the rate μh. An infectious over 5 years recovers at the rate ωa and becomes susceptible (Sa), or recovered (Ra) with probability 1-p and p respectively, or dies naturally at the rate μh or due to illness at rate d2. A treated human over 5 years old can die at rate μh, or lose immunity at rate δa to become susceptible. Similarly, following an infectious bite, susceptible mosquitoes (Sv) can become infected (Ev) with the strength of the infection λv before becoming infectious themselves (Iv) at rate σv. Mosquitoes do not recover from malaria, they all die naturally at the rate μv. The schematic flow diagrams of human and mosquito components of the model are depicted in Figs. 1 and 2.

Fig. 1.

Fig. 1

Model flow diagram of the human component of the model

Fig. 2.

Fig. 2

Model flow diagram of the mosquito component of the model

The model

The variables and parameters values of the model are presented in the following Tables 1 and 2, respectively.

Table 1.

Variable of model

Variable Description
Humans
Se Population of susceptible humans under 5 years old
Ve Population of vaccinated humans under 5 years old
Ee Population of infected humans under 5 years old
Ie Population of infectious humans under 5 years old
Sa Population of humans over 5 years old
Ea Population of infected humans over 5 years old
Ia Population of infectious humans over 5 years old
Ra Population of recovered humans over 5 years old
Mosquitoes
Sv Population of susceptible mosquitoes
Ev Population of infected mosquitoes
Iv Population of infectious mosquitoes

Table 2.

Model parameter

Parameter Description
b1 Average biting rate of mosquitoes on susceptible humans over 5 years old
b2 Average biting rate of mosquitoes on susceptible humans under 5 years old
Λe Recruitment rate of humans under 5 years old
σe Progression rate from exposed to infectious for humans under 5 years old
ωe Recovery rate of infectious humans under 5 years old
ϑe Vaccination rate of susceptible humans under 5 years old
ε Vaccination efficacy
βe Probability of infection of susceptible humans under 5 years old per mosquito bite
d1 Disease-induced mortality rate for humans under 5 years old
ξ Maturation rate for human under 5 years old
σa Progression rate from exposed to infectious for humans over 5 years old
ωa Recovery rate of infectious humans over 5 years old
u Proportion of infectious humans over 5 years old that becomes immune
βa Probability of infection of susceptible humans over 5 years old per mosquito bite
δa Rate of loss of natural immunity for humans over 5 years old
μh Natural death rate of humans
d2 Disease-induced mortality rate for humans over 5 years old
Λv Birth rate of adult mosquitoes
σv Progression rate from exposed to infectious mosquitoes
βv Probability of infection of susceptible vectors per mosquito bite of the infected human
μv Natural death rate of mosquitoes

Based on our model description and assumptions, we establish the following system of non-linear ordinary differential equations.

Se′=Λe+ωeIe-(λe+ϑe+ξ+μh)Se,Ve′=ϑeSe-((1-ε)λe+μh)Ve,Sa′=ξSe+uωaIa+δaRa-(λa+μh)Sa,Ee′=λe(Se+(1-ε)Ve)-(σe+μh)Ee,Ea′=λaSa-(σa+μh)Ea,Ie′=σeEe-(ωe+μh+d1)Ie,Ia′=σaEa-(ωa+μh+d2)Ia,Ra′=(1-u)ωaIa-(δa+μh)Ra,Sv′=Λv-(λv+μv)Sv,Ev′=λvSv-(σv+μv)Ev,Iv′=σvEv-μvIv, 1

with initial conditions

(Se(0),Ve(0),Sa(0),Sv(0),Ee(0),Ea(0),Ev(0),Ie(0),Ia(0),Iv(0),Ra(0))∈R+11.

The forces of infections are given by

λe=b2βeNhIv,λa=b1βaNhIv,λv=βv[b2Ie+b1Ia]Nh.

Model analysis

Existence, uniqueness and positivity of solutions

The functions on the right-hand side of the system (1) are Lipschitz continuous, therefore by Picard’s existence Theorem, the system (1) has a solution.

Theorem 3.1

The solutions of the model system (1) with non-negative initial conditions are all non-negative.

Proof

Assume that there exists a time t~ such that Se(t~)=0, Se′(t~)<0, Se(t)>0, Sa(t)>0, Ie(t)>0, Ia(t)>0, Ve(t)>0, Ee(t)>0, Ea(t)>0, Ev(t)>0, Ra(t)>0, Sv(t)>0, Iv(t)>0, for 0<t<t~. From the first equation of (1), we have

dSe(t~)dt=Λe+weI>0.

This contradicts the assumption that Se′(t~)<0. Therefore S(t) is positive.

Similarly, Sa(t), Ie(t), Ia(t), Ve(t), Ee(t), Ea(t), Ev(t), Ra(t), Sv(t), Iv(t) are all positive. □

Theorem 3.2

Solutions the model system (1) are bounded in the invariant region

Ω=(Se,Sa,Ie,Ia,Ve,Ee,Ea,Ev,Ra,Sv,Iv,)∈R+11:Nh(t)≤Λeμh,Nv(t)≤Λvμv.

Proof

Given Nh(t)=Sa(t)+Se(t)+Ie(t)+Ia(t)+Ve(t)+Ee(t)+Ea(t)+Ra(t) and Nv(t)=+Ev(t)+Sv(t)+Iv(t).

dNhdt=(Λe-μhNh)-(d1Ie+d2Ia),≤Λe-μhNh.

Solving the differential inequality, we obtain

Nh(t)≤Λeμh+Λeμh-Nh(0)exp(-μht).

Therefore,

lim supt⟶∞Nh(t)=Λeμh.

Since Nh(t)=Sa(t)+Se(t)+Ie(t)+Ia(t)+Ve(t)+Ee(t)+Ea(t)+Ra(t), it follows that Se(t)≤Λeμh,   Sa(t)≤Λeμh, Ee(t)≤Λeμh,   Ea(t)≤Λeμh,   Ie(t)≤Λeμh,   Ia(t)≤Λeμh,   Ve(t)≤Λeμh,   Ra(t)≤Λeμh.

dNvdt=Λv-μvNv.

Thus, the solution of this differential equation is

Nv(t)=Λvμv-Λvμv-Nv(0)exp(-μvt).

Therefore,

lim supt⟶∞Nv(t)=Λμv,

and it follows that Sv(t)≤Λvμv,  Ev(t)≤Λvμv  and  Iv(t)≤Λvμv. □

In what follows, for simplicity, let k=(ϑe+ξ+μh), k0=(σe+μh), k1=(σa+μh), k2=(ωe+μh+d1), k3=(ωa+μh+d2), k4=(μh+δa), and  k5=(σv+μv).

Disease-free equilibrium and basic reproduction number

We first show the existence of a trivial disease-free equilibrium (DFE) for our malaria model without control (MMWC) which is used in computing the basic reproduction number. The MMWC DFE is

M0=Se0,Ve0,Sa0,Sv0,Ee0,Ea0,Ev0,Ie0,Ia0,Iv0,Ra0=Λek,ϑeΛeμhk,ξΛeμhk,Λvμv,0,0,0,0,0,0,0.

To calculate the basic reproduction number, we apply the next generation method in van den Driessche and Watmough (2002). We now have that

F=λe(Se+(1-ε)Ve)λaSaλvSv000,andV=k0Eek1Eak5Evk2Ie-σeEek3Ia-σaEaμvIv-σvEvF=00000βeb2k+(1-ε)ϑek00000βab1ξk000βvb2ΛvμhμvΛeβvb1ΛvμhμvΛe0000000000000000000,andV=k0000000k1000000k5000-σe00k2000-σa00k3000-σv00μv.

Hence,

RCm=Λvβvμhσvb22βek1k3σe(μh+(1-ε)ϑe)+b12βak0k2σaξΛeμv2kk0k1k2k5·

Global stability of the DFE

To prove the global asymptotically stability (GAS) of the DFE, we use the approach described in Castillo-Chavez et al. (2002). We then re-write the malaria model (1) as follows

dXdt=FX,I,dIdt=GX,I,GX,0=0, 2

in which X=Se,Ve,Sa,Ra,Sv∈R5 and I=Ee,Ea,Ev,Ie,Ia,Iv∈R6. We note here that X and I represents the classes of the un-infectious and infectious individuals, respectively. Let the DFE from Sect. 3.2 be

M0=(X0,0)=Se0,Ve0,Sa0,Ra0,Sv0,Ee0,Ea0,Ev0,Ie0,Ia0,Iv0=Λek,ϑeΛeμhk,ξΛeμhk,0,Λvμv,0,0,0,0,0,0.

For the model to be GAS at M0, it needs to satisfy the following conditions from Castillo-Chavez et al. (2002), which are

(C1)

Local stability is guaranteed at M0 whenever (RCm<1.

C1)

At dXdt=F(X0,0) the DFE is globally asymptotically stable.

(C3)

G(X,I)=AI-G^(X,I),G^(X,I)≥0 for (X,I)∈Ω, where A=DIG(M0) is an Metzler matrix, and Ω is the model biologically feasible region defined earlier.

Theorem 3.3

If the disease-induced death rate is zero (d1=d2=0), then the disease-free equilibrium M0 is globally asymptotically (GAS) stable when RCm<1.

Proof

To prove that the DFE is GAS when RCm<1, we have to verify the conditions C1 to C3.

Using the approach in van den Driessche and Watmough (2002), we obtain that the DFE M0 is LAS when RCm<1, so the condition C1 is verified.

Next, we re-write the model system (1) in the form given in (2) as

dXdt=F(X,I)=Λe+ωeIe-(λe+k)SeϑeSe-((1-ε)λe+μh)VeξSe+uωaIa+δaRa-(λa+μh)SaΛv-(λv+μv)Sv,(1-u)ωaIa-k4Ra,anddIdt=G(X,I)=λe(Se+(1-ε)Ve)-k0EeλaSa-k1EaλvSv-k5EvσeEe-k2IeσaEa-k3IaσvEv-μvIv. 3
dXdt=F(X0,0)⇔S˙e=Λe-kSe,V˙e=ϑeSe-μhVe,S˙a=ξSe+δaRa-μhSa,R˙a=-k4Ra,S˙v=-μvSv. 4

This equation has a unique equilibrium point Λek,ϑeΛeμhk,ξΛeμhk,0,Λvμv which is globally asymptotically stable. Therefore, the condition C2 is satisfied.

Linearizing the second matrix in equation (3) gives the Metzler Matrix

A=DZG(M0)=-k00000βeb2Nh0(Se0+(1-ε)Ve0)0-k1000βab1Nh0Sa000-k5βvb1Nh0Sv0βvb2Nh0Sv00σe00-k2000σa00-k3000σv00-μv.

Computing G^(X,Z) and after some algebraic simplifications, we have

G^(X,I)=AI-G(X,I)=βeb2IvSe0Nh0-SeNh+(1-ε)Ve0Nh0-VeNhβab1IvSa0Nh0-SaNhβvb2Ie+b1IaSv0Nh0-SvNh000.

Thus,

G^(X,I)≥βeb2IvSe0+(1-ε)Ve01Nh0-1Nhβab1IvSa01Nh0-1Nhβvb2Ie+b1IaSv01Nh0-1Nh000.

Since 1Nh0-1Nh=Nh-Nh0NhNh0, when d1=d2=0, Nh(t)-Nh0=Λeμh-Nh(0)exp(-μht) is positive, and we obtain G^(X,I)≥0. The condition C3 is satisfied. We can conclude that if d1=d2=0, then, the DFE is GAS when RCm<1.

□

Remark 3.1

When the disease-induced death rate is not zero, the condition RCm<1 is not sufficient for the global stability of disease-free equilibrium and the phenomenon of backward bifurcation may occur. In this case, to mitigate the spread of the disease, it is necessary to reduce RCm to less than another threshold, say RC#<RCm<1.

Existence of the endemic equilibrium

By setting the left-hand side of the model system (1) to zero and solving it, we obtain the endemic equilibrium point as follows:

Se∗=Λv∗b2βe(1-ε)λv∗σv+Nh∗k5λv∗μhμv+Nh∗k5μhμv2ΛeNh∗k0k2k5λv∗+μvμvΛeNh∗b2βeσvλv∗k5μv(λv∗+μv)((1-ε)(kk0k2-ωeσeϑe)+μh(k0k2-ωeσe))+k6, 5

where   k6=(Λvb2βeσvλv)2(1-ε)(k0k2-ωeσe)+Nh∗kk0k2k5μhμv2(λv+μv)2, and Nh∗=Λeμh.

We also have

Sv∗=Λvλv+μv,Ev∗=λvSv∗k5,Iv∗=σvEv∗μv,λe∗=b2βeIv∗Nh∗,Ve∗=ϑSe∗(1-ε)λe∗+muh),Ee∗=λe∗(Se∗+(1-ε)Ve∗)k0,Ie=σeEe∗k2, 6
Sa∗=ΛeSe∗k1k3k4k5ξ(λv∗+μv)μvΛek1k3k4k5μv(λv∗+μv)+Λvb1βaσvλv∗(k1k3k4-δaωaσa-uωaσaμh), 7
λa∗=b1βaIv∗Nh∗,Ea∗=λa∗Sa∗k1,Ia∗=σaEa∗k3,Ra∗=(1-u)ωaIa∗k4. 8

Substituting the expressions for Ia∗ and Ie∗ into the expression for λv, we obtain the polynomial

a3λv∗3+a2λv∗2+a1λv∗+a0, 9

where the expressions of a0,a1,a2 and a3 are given in the Appendix.

Because the model monitors human populations, all associated state variables should be non-negative for all time t≥0. We therefore use Descarte’s rule of signs to discuss the existence of possible positive roots of Eq. (9). The results are summarized in Table 3.

Table 3.

Number of possible positive roots of equation (9) using Descarte’s rule of signs

Case a3 a2 a1 a0 Possible positive roots RCm Condition
(1) + + + − 1 RCm<1
(2) + + + + 0 RCm>1
(3) + + − − 1 RCm<1
(4) + + − + 0 or 2 RCm>1
(5) + − + − 1 or 3 RCm<1
(6) + − + + 0 or 2 RCm>1
(7) + − − − 1 RCm<1
(8) + − − + 0 or 2 RCm>1
(9) − + + − 0 or 2 RCm<1
(10) − + + + 1 RCm>1
(11) − + − - 0 or 2 RCm<1
(12) − + − + 1 or 3 RCm>1
(13) − − + − 0 or 2 RCm<1
(14) − − + + 1 RCm>1
(15) − − − − 0 RCm<1
(16) − − − + 1 RCm>1

The following remark summarizes the results in Table 3

Remark 3.2

  • If all the coefficients of the polynomial (9) have the same signs, then the model system (1) has no endemic equilibrium point,

  • If RCm≠1, then the system has zero, one, two or three endemic equilibrium points,

  • If RCm=1, then the system has either zero, one or two endemic equilibrium points.

The last two conditions above imply that the model system (1) could exhibit the phenomenon of backward/subcritical bifurcation, when a stable DFE co-exists with a stable endemic equilibrium. This is an epidemiological situation in which the classical requirement of having the basic reproduction number less than unity although necessary is not sufficient to eliminate the disease.

Optimal control model

The application of optimal control enables us to forecast or choose the best scenario that if well implemented could help mitigate the spread of the disease. Thus, to investigate the potential impact of the implemented intervention measures, the following control variables are incorporated into the model system (1):

  • c1(t) representing the use of personal protection measures to prevent mosquitoes bites during the day and the night such as the use of insecticide-treated nets, application of repellents to skin or spraying of insecticides,

  • c2(t) representing the treatment, and

  • c3(t) representing the use of vaccination to prevent malaria,

as follows

Se′=Λe+c2ωeIe-((1-c1)λe+c3ϑe+ξ+μh)Se,Ve′=c3ϑeSe-((1-c1)(1-ε)λe+μh)Ve,Sa′=ξSe+(1-p)c2ωaIa+δaRa-((1-c1)λa+μh)Sa,Ee′=(1-c1)λe(Se+(1-ε)Ve)-(σe+μh)Ee,Ea′=(1-c1)λaSa-(σa+μh)Ea,Ie′=σeEe-(c2ωe+μh+d1)Ie,Ia′=σaEa-(c2ωa+μh+d2)Ia,Ra′=pc2ωaIa-(μh+δa)Ra,Sv′=Λv-((1-c1)λv+μv)Sv,Ev′=(1-c1)λvSv-(σv+μv)Ev,Iv′=σvEv-μvIv. 10

Consider the following quadratic objective functional which measures the cost of the control. This cost includes the above interventions. The the nonlinear objective function is

Jc1,c2,c3=∫0TA1Ee(t)+A2Ea(t)+A3Ie(t)+A4I(t)+A5Nv(t)+w12c12+w22c22+w32c32dt, 11

where T is the final time, Ai,i=1,⋯,5 are positive weight constants, Nv=Sv++Ev+Iv and wi,i=1,⋯,3 are weight constants for the strategies and treatments against proliferation of malaria. The fact that the controls are linearly in (10) and quadratic in the objective functional allows the Hamiltonian associated to the optimal control problem to be maximized. Therefore, we seek to find, using the Pontryagin Maximum Principle (Pontryagin et al. 1986), an optimal control (c1∗,c2∗,c3∗)∈U satisfying (10), such that

Jc1∗,c2∗,c3∗=minJc1,c2,c3|(c1,c2,c3)∈U. 12

The associated pseudo-Hamiltonian is

H=A1Ee(t)+A2Ea(t)+A3Ie(t)+A4Ia(t)+A5Nv(t)+w12c12+w22c22+w32c32+ξ1Λe+c2ωeIe-((1-c1)λe+c3ϑe+ξ+μh)Se+ξ2c3ϑeSe-((1-c1)(1-ε)λe+μh)Ve+ξ3ξSe+(1-u)c2ωaIa+δaRa-((1-c1)λa+μh)Sa,+ξ4(1-c1)λe(Se+(1-ε)Ve)-(σe+μh)Ee+ξ5(1-c1)λaSa-(σa+μh)Ea+ξ6σeEe-(c2ωe+μh+d1)Ie+ξ7σaEa-(c2ωa+μh+d2)Ia+ξ8uc2ωaIa-(μh+δa)Ra+ξ9Λv-((1-c1)λv+μv)Sv+ξ10(1-c1)λvSv-(σv+μv)Ev+ξ11σvEv-μvIv, 13

where the ξ1,ξ2,ξ3,ξ4,ξ5,ξ6,ξ7,ξ8,ξ9,ξ10,ξ11 are the associated adjoints for the states Se,Ve,Sa,Ee,Ea,Ie,Ia,Ra,Sv,Ev,Iv. The system of equations is found by taking the appropriate partial derivatives of the Hamiltonian (13) with respect to the associated state variable.

Where ξi,i=1,⋯,11 are the adjoint variables satisfying

ξ1′=-∂H∂Seξ2′=-∂H∂Ve,ξ3′=-∂H∂Saξ4′=-∂H∂Ee,ξ5′=-∂H∂Eaξ6′=-∂H∂Ie,ξ7′=-∂H∂Iaξ8′=-∂H∂Ra,ξ9′=-∂H∂Svξ10′=-∂H∂Ev.ξ7′=-∂H∂Iv. 14

That is,

ξ1′=λe(1-c1)(ξ1-ξ4)+c3ϑe(ξ1-ξ2)+ξ(ξ1-ξ3)+λeSeNh(1-c1)(ξ4-ξ1)+λaSaNh(1-c1)(ξ5-ξ3)+λvSvNh(1-c1)(ξ10-ξ9)+(1-ε)λeVeNh(1-c1)(ξ4-ξ2)+μhξ1,ξ2′=λeSeNh(1-c1)(ξ4-ξ1)+λeVeNh(1-c1)(1-ε)(ξ4-ξ2)+λe(1-c1)(1-ε)(ξ2-ξ4)+λvSvNh(1-c1)(ξ10-ξ9)+λaSaNh(1-c1)(ξ5-ξ3)+μhξ2,ξ3′=λeSeNh(1-c1)(ξ4-ξ1)+λeVeNh(1-c1)(1-ε)(ξ4-ξ2)+λaSaNh(1-c1)(ξ5-ξ3)+(1-c1)λa(ξ3-ξ5)+λvSvNh(1-c1)(ξ10-ξ9)+μhξ3,ξ4′=λeSeNh(1-c1)(ξ4-ξ1)+λeVeNh(1-c1)(1-ε)(ξ4-ξ2)+λaSaNh(1-c1)(ξ5-ξ3)+σe(ξ4-ξ6)+λvSvNh(1-c1)(ξ10-ξ9)+μhξ4-A1,ξ5′=λeSeNh(1-c1)(ξ4-ξ1)+λeVeNh(1-c1)(1-ε)(ξ4-ξ2)+λaSaNh(1-c1)(ξ5-ξ3)+σa(ξ5-ξ7)+λvSvNh(1-c1)(ξ10-ξ9)+μhξ5-A2,ξ6′=λeSeNh(1-c1)(ξ4-ξ1)+λeVeNh(1-c1)(1-ε)(ξ4-ξ2)+λaSaNh(1-c1)(ξ5-ξ3)+c2ωe(ξ6-ξ1)λvSvNh(1-c1)(ξ10-ξ9)+b2βvSvNh(1-c1)(ξ9-ξ10)+(μh+d1)ξ6-A3,ξ7′=λeSeNh(1-c1)(ξ4-ξ1)+λeVeNh(1-c1)(1-ε)(ξ4-ξ2)+λaSaNh(1-c1)(ξ5-ξ3)+b1βvSvNh(1-c1)(ξ9-ξ10)-c2ωa(uξ8+(1-u)ξ3)+λvSvNh(1-c1)(ξ10-ξ9)+(c2ωa+μh+d2)ξ7-A4,ξ8′=λeSeNh(1-c1)(ξ4-ξ1)+λeVeNh(1-c1)(1-ε)(ξ4-ξ2)+λaSaNh(1-c1)(ξ5-ξ3)+δa(ξ8-ξ3)+λvSvNh(1-c1)(ξ10-ξ9)+μhξ8,ξ9′=λv(1-c1)(ξ9-ξ10)+μvξ9-A5,ξ10′=σv(ξ10-ξ11)+μvξ10-A5,ξ11′=λeSe(1-c1)(ξ1-ξ4)+λeVe(1-ε)(1-c1)(ξ2-ξ4)+λaSa(1-c1)(ξ3-ξ5)+μvξ11-A5,

Considering the optimality conditions, the Hamiltonian function is differentiated with respect to the control variables resulting in

0=∂H∂c1=w1c1+(ξ1-ξ4)λ2Se+(ξ2-ξ4)ελ3Ve+ξ4λeVe+(ξ3-ξ5)λaVa+(ξ9-ξ10)λvSv0=∂H∂c2=w2c2+(ξ1-ξ6)ωeIe+(ξ8-ξ3)pωaIa+(ξ3-ξ7)ωaIa.0=∂H∂c3=w3c3+(ξ2-ξ1)ϑeSe, 15

on the interior of the control set U. Then, solving for c1∗ (on the interior of the control set) gives

c1∗=λ2Se(ξ4-ξ1)+(1-ε)λeVe(ξ4-ξ2)+λaSa(ξ5-ξ3)+λvSv(ξ10-ξ9)w1,c2∗=ωeIe(ξ6-ξ1)+ωaIa(ξ7-ξ3)+uωaIa(ξ3-ξ8)w2,c3∗=ϑeSe(ξ1-ξ2)w3 16

Using the bounds on the controls, we obtain the characterization, and hence

c1∗=minb,maxa,-(ξ1-ξ4)λ2Se+(ξ2-ξ4)ελ3Ve+(ξ3-ξ5)λaVa+(ξ9-ξ10)λvSvw1,c2∗=mind,maxc,-(ξ1-ξ6)ωeIe+(ξ8-ξ3)pωaIa+(ξ3-ξ7)ωaIaw2c3∗=mind,maxc,-(ξ2-ξ1)ϑeSew3.

Numerical simulations

Graphical representations using the model parameter values in Table 4 are illustrated below. When c1(t)=0 there is no vaccination at all, we set the lower bound of the controls to 0 and the upper bound to 1, that is, a=c=0, b=d=1. Thus, 0≤c1(t),c2(t)≤1. The model parameter values in Table Table 4 are taken from the literature, or assumed for illustrative purpose.

Table 4.

Model parameter values

Parameter Value/units References
b1 [0.1, 0.75] Bala and Gimba (2019)
b2 [0.1, 0.5342] Bala and Gimba (2019)
Λe 1520 Forouzannia and Gumel (2015)
σe 0.10333 Agusto et al. (2015)
ωe 0.0027 Forouzannia and Gumel (2015)
ϑe 0.0085 Assumed
ε [0, 1] Varried
βe 0.471 Tchoumi et al. (2022)
d1 274,000409,000∗635=0.00183542 UNICEF (2022)
ξ 0.00000986 Agusto et al. (2015)
σa 0.08333 Agusto et al. (2015)
ωa 0.0027 Forouzannia and Gumel (2015)
u 0.01 Assumed
βa 0.471 Tchoumi et al. (2022)
δa 0.0000174 Forouzannia and Gumel (2015)
μh 0.00004 Agusto et al. (2015)
d2 62700024100000∗365=0.0000071278 UNICEF (2022)
Λv 5000 Forouzannia and Gumel (2015)
σv 0.091 Agusto et al. (2015)
βv 0.833 Agusto et al. (2015)
μv 0.05 Agusto et al. (2015)

Global sensitivity analysis of RCm and Ve

This subsection is devoted to the global sensitivity analyses of the model reproduction number RCm and the vaccination compartment Ve. The threshold RCm is chosen because of its crucial role in forecasting the spread/persistence of an epidemic, while the vaccination class is chosen considering ’prevention is better than cure’. In general, mathematical models possess some uncertainties due to variations such as demography and geographical location incorporated during the model formulation. Due to these uncertainties, we have an inherent epistemic uncertainty in our model parameterization for those estimated or calculated (Marino et al. 2008). For this reason, we investigate these uncertainties in the model parameters by applying the method of Latin-Hyper-Cube Sampling (LHS) with a combination of partial rank correlation coefficient (PRCC) to bypass unbiased estimates of the parameters (Marino et al. 2008; Bauer et al. 2008). This method takes an input variable and generates an output containing the tornado and/or scatter plots (Bauer et al. 2008). More details on this can be found in Herdicho et al. (2021), Chukwu and Nyabadza (2020) and the references therein. Following Bauer et al. (2008), parameters with PRCC value output less than -0.5 or greater than 0.5 are assumed to be most sensitive while below these ranges are less significant.  The global sensitivity analysis is carried out using Matlab and R softwares.

Figure 3 is the tornado plot for the PRCC of the model parameters from the reproduction number RCm, while Fig.  4 depicts the scatter plots obtained against the vaccination compartment.

Fig. 3.

Fig. 3

Tonardo plot showing all the model parameters against RCm. The longer the bar, the more sensitive if the corresponding parameter

Fig. 4.

Fig. 4

Scatter plots simulation showing the PRCC values of parameters λa ϑe,ξ and μh against the vaccination class Ve

From Fig. 3, the parameter b2, βe and βv are strongly positively correlated with positive PRCC, while the parameter μv has a strong negative PRCC value. The biological implication of the positive PRCC values implies their increase will certainly increase the numerical value of the RCm, and the contrast is true for the negative PRCC values. Last, with a 1000 sample size and a unit 1, we performed a global sensitivity using the Ve class as our response variable. The results are presented using a scatter plot for visualization of the sensitivity of the model parameters. It can be seen that λa has a strong positive correlation, while ϑe,ξ and μh have a strong negative PRCC values. These suggest a need to decrease the transmission parameters and increase vaccination of children less than 5 years old, a strategy that could help contain the spread of malaria in the human population. Importantly, Table 5 gives the PRCC values of each model parameter in the RCm with the associated p-values showing the level statistically significance. Those parameters with p-values less than 0.05 are said to be significant and have more effect on the reproduction number when compared to other parameters.

Table 5.

PRCC values and p-values with their significant impact

Symbol PRCC p-value Keep?
βs 0.513775674 0.0000 TRUE
βh 0.481893775 0.0000 TRUE
βa 0.024026121 0.4503 FALSE
γa 0.001059474 0.9734 FALSE
γh 0.532874887 0.0000 TRUE
γs 0.513588913 0.0000 TRUE
μc -0.526427244 0.0000 TRUE
μm -0.516304961 0.0000 TRUE
μs -0.776046728 0.0000 TRUE
τ1 0.433204750 0.0000 TRUE
τ2 0.444561365 0.0000 TRUE

Effect of implementing control measures

Personal protection c1≠0, treatment c2≠0, and vaccination c3≠0

Figure 5 depicts the time series of the scenario when the three control measures, namely personal protection c1≠0,  treatmentt c2≠0, and vaccination of children under 5 years old c3≠0 are implemented.

Fig. 5.

Fig. 5

Effect of implementing controls of the model state variables for (a) Susceptible humans under 5-years. (b) Susceptible humans over 5-years. (c) Infectious humans under 5-years. (d) Infectious humans over 5-years. (e) Vaccinated humans under 5-years

Results of the strategy that combines the three intervention measures indicate that the number of susceptible humans under over 5-years of age decreases, whereas the number of susceptible individuals over 5-years increase in time, as seen in Fig. 5a, b respectively. On the other hand, in the presence of control measures, we have a reduced number of infectious individuals in both of these sub-groups of less and greater than five as shown in Fig. 5c, d. This very interesting result suggests a need for simultaneous implementation of treatment, vaccination of less than 5-years old, and personal protective measures to help mitigate the spread of malaria outbreak(s). In addition, Fig. 5e shows that the use of vaccination does have a significant positive impact on individuals under the age of five, this is very important as this group bears the highest burden of malaria morbidity and mortality in the community. This results further asserts the WHO recommendation to vaccinate children under five (WHO 2022c), and thanks to the availability of the vaccine currently for this age group.

Figure 6 shows the control profiles for three types of controls considered in this paper. It can be seen in Fig. 6a, b that it is important to keep the use of personal protective measures and the treatment effort at its maximum level throughout the modeling time to achieve the control of malaria. In contrast, vaccination is effective at the start of the simulation for about 200 days, but start to reduce, Fig. 6c. This may not be surprising as mass vaccination is expected because the vaccine has just been available for the first time recently, but it is expected that after a while, vaccination rate will decrease. This results can be ascertain as well based on the Covid19 vaccination campaign in the early 2021 which has now drastically fade down.

Fig. 6.

Fig. 6

Control profiles for the use of optimal control variables (a) c1-personal protective measures. (b) c2-Treatment effort (c) c3-vaccination effort

Personal protection c1≠0, treatment c2=0, and vaccination c3=0

The implementation of personal protection alone has a positive impact on reducing the malaria spread in the community as depicted in Fig. 7. The control profile of c1 is at its maximum value through the intervention period, Fig. 7f.

Fig. 7.

Fig. 7

Effect of implementing only control c1 of the model state variables for (a) Susceptible humans under 5-years. (b) Susceptible humans over 5-years. (c) Infectious humans under 5-years. (d) Infectious humans over 5-years. (e) Vaccinated humans under 5-years

Personal protection c1=0, treatment c2≠0, and vaccination c3=0

The implementation of treatment as a sole control measure is depicted in Fig. 8. As in the case of singly implementing personal protection only, though treatment alone has a positive population level impact, it is not sufficient to eradicate the disease. The control profile of c2 is at its maximum value through the intervention period, Fig. 8f.

Fig. 8.

Fig. 8

Effect of implementing only control c2 of the model state variables for (a) Susceptible humans under 5-years. (b) Susceptible humans over 5-years. (c) Infectious humans under 5-years. (d) Infectious humans over 5-years. (e) Vaccinated humans under 5-years

Personal protection c1=0, treatment c2=0, and vaccination c3≠0

Vaccination of children under five also has a positive population level impact, see Fig. 9. But, in this case, the vaccination should be kept at its maximum for about 600 days, which is about 3 times more than when the three intervention strategies are concurrently implemented, Fig. 9f.

Fig. 9.

Fig. 9

Effect of implementing only control c3 of the model state variables for (a) Susceptible humans under 5-years. (b) Susceptible humans over 5-years. (c) Infectious humans under 5-years. (d) Infectious humans over 5-years. (e) Vaccinated humans under 5-years

When treatment is the only implemented control measure, it takes more than 3 years of treatment of infected individuals at the maximum control level as depicted in Fig. 8f to have a meaningful population-level impact. On the other hand, in Fig. 9f, when vaccination alone is implemented for children less than 5 years old, it takes about a year of optimally administering vaccination for a meaningful population-level impact.

Conclusion

Malaria is an infectious vector-borne disease of global public health concern, with children less than 5 years old bearing the highest burden. While several prevention and therapeutic measures have been implemented to fight against malaria, the recent groundbreaking RTS malaria vaccine (trade name Mosquirix), a recombinant protein-based malaria vaccine for children age five and below, recommended by the WHO could be a game changer.

A two-group malaria model structured by age with individuals above and below five years of age is formulated and analyzed. The basic reproduction number defined as the expected number of secondary infections generated by one infected individual during its entire period of infectiousness in a naive population is computed using the next generation method. The disease-free equilibrium is shown to be globally asymptotically stable when the disease-induced death rate in both human groups is zero. Descarte’s rule of signs is used to discuss the possible existence of multiple endemic equilibria, in which case the model undergoes a backward or subcritical bifurcation. The epidemiological implication of this situation when a stable DFE co-exists with a stable endemic equilibrium is that having the basic reproduction number less than unity although necessary is not sufficient to eliminate the disease.

By construction, mathematical models inherit the loss of information that could make model outcomes imprecise. Therefore, global sensitivity analysis of the basic reproduction number and the vaccination class using Latin-Hyper Cube Sampling (LHS) in combination with partial rank correlation coefficient (PRCC) are investigated and results depicted graphically. The most sensitive parameters are related to children under five years old such as the average biting rate of mosquitoes on susceptible individuals under 5 years old b2, the progression rate from exposed to infectious individuals under 5 years old σe, and the probability of infection of susceptible under 5 years old per mosquito bite βe.

To mitigate the spread of infectious diseases, intervention measures (both therapeutic and non-therapeutic) are paramount. Consequently, we extended the proposed model by incorporating three time-dependent controls, namely personal protection, treatment, and vaccination of children under-five. Using Pontryagin’s maximum principle, we prove the existence of an optimal control problem and find the optimal control combination. Numerical simulations reveal that concurrently applying the three intervention measures is the best scenario for fighting against malaria epidemic in a community, compared to using either single or any dual combination of intervention(s) at a time. While singly or dual intervention measure implemented at a time still has a positive population effect, they are all less effective than concurrently implementing the triple intervention strategy at a time.

The proposed model has some limitations. We assumed that individuals in the human population mix homogeneously. The model could be extended by developing an agent-based two-group malarial model. Also, since the new malaria vaccine for children less than five years old is not yet widely available, a stochastic version of the model is another avenue that warrant further investigation. As countries data become available, fitting the model to real data could enable better estimation of some model parameters, which herein are mainly extracted from existing literature. In general, the density of mosquitoes fluctuates between climatic seasons. For this reason, accounting for seasonal factor (in the birth rate of mosquitoes) as well as the influence of climate (temperature-dependent model), two important drivers of the malaria dynamics are important.

Acknowledgements

SYT acknowledges with thanks the financial support from the DST/NRF SARChI Chair in Mathematical Models and Methods in Biosciences and Bioengineering at the University of Pretoria, Grant No. N00317.

Appendix

The coefficients a0,a1,a2 and a3 of the polynomial 9 are given below.

a3=(1-ε)(Λvb2βeσv)2(k0k2-ωeσe)+ΛeΛvb2βek5μvσv(1-ε)(kk0k2-ωeσeϑe)+ΛeΛvb2βek0k2k5μhμvσvΛvb1βaσv(k4ωaσau+δaωa(1-u)-k1k3k4)-Λek1k3k4k5μv-ΛeΛvb2βek5μhμvωeσeσv+Λe2kk0k2k52μv2a2=-Λv3b1b23βaβe2βv(1-ε)k4μh2ωaσaσeσv3u-Λv3b1b23βaβe2βvδa(1-ε)μh2ωaσaσeσv3(1-u)+Λv3b1b23βaβe2βv(1-ε)k1k3k4μh2σeσv3-ΛeΛv2b1b22βaβeβv(1-ε)k4k5μhμvωaσaσeσv2uϑe-ΛeΛv2b1b22βaβeβvδa(1-ε)k5μhμvωaσaσeσv2(1-u)ϑe+ΛeΛv2b23βe2βv(1-ε)k1k3k4k5μh2μvσeσv2+ΛeΛv2b1b2βaβe(1-ε)kk0k2k4k5μv2ωaσaσv2u-ΛeΛv2b1b22βaβeβvk4k5μh2μvωaσaσeσv2u+ΛeΛv2b1b2βaβeδa(1-ε)kk0k2k5μv2ωaσaσv2(1-u)-ΛeΛv2b1b22βaβeβvδak5μh2μvωaσaσeσv2(1-u)+ΛeΛv2b1b22βaβeβv(1-ε)k1k3k4k5μhμvσeσv2v-ΛeΛv2b1b2βaβe(1-ε)k4k5μv2ωaωeσaσeσv2uϑe-ΛeΛv2b1b2βaβeδa(1-ε)k5μv2ωaωeσaσeσv2(1-u)ϑe+ΛeΛv2b12b2βaβeβv(1-ε)k0k2k4k5μhμvσaσv2ξ-ΛeΛv2b1b2βaβe(1-ε)kk0k1k2k3k4k5μv2σv2-ΛeΛv2b22βe2(1-ε)k0k1k2k3k4k5μhμv2σv2+ΛeΛv2b1b22βaβeβvk1k3k4k5μh2μvσeσv2+ΛeΛv2b22βe2(1-ε)k1k3k4k5μhμv2ωeσeσv2+ΛeΛv2b1b2βaβek0k2k4k5μhμv2ωaσaσv2u-ΛeΛv2b1b2βaβek4k5μhμv2ωaωeσaσeσv2u+ΛeΛv2b1b2βaβeδak0k2k5μhμv2ωaσaσv2(1-u)-ΛeΛv2b1b2βaβeδak5μhμv2ωaωeσaσeσv2(1-u)+Λe2Λvb22βeβv(1-ε)k1k3k4k52μhμv2σeσvϑe+ΛeΛv2b1b2βaβe(1-ε)k1k3k4k5μv2ωeσeσv2v-2Λe2Λvb2βe(1-ε)kk0k1k2k3k4k52μv3σv+Λe2Λvb22βeβvk1k3k4k52μh2μv2σeσv-ΛeΛv2b1b2βaβek0k1k2k3k4k5μhμv2σv2+ΛeΛv2b1b2βaβek1k3k4k5μhμv2ωeσeσv2+2Λe2Λvb1βakk0k2k4k52μv3ωaσaσvu+2Λe2Λvb1βaδakk0k2k52μv3ωaσaσv(1-u)+2Λe2Λvb2βe(1-ε)k1k3k4k52μv3ωeσeσvv+Λe2Λvb12βaβvk0k2k4k52μhμv2σaσvξ-2Λe2Λvb1βakk0k1k2k3k4k52μv3σv-2Λe2Λvb2βek0k1k2k3k4k52μhμv3σv+2Λe2Λvb2βek1k3k4k52μhμv3ωeσeσv-3Λe3kk0k1k2k3k4k53μv4a1=-ΛeΛv2b1b22βaβeβv(1-ε)k4k5μhμv2ωaσaσeσv2uϑe-ΛeΛv2b1b22βaβeβvδa(1-ε)k5μhμv2ωaσaσeσv2(1-u)ϑe+ΛeΛv2b23βe2βv(1-ε)k1k3k4k5μh2μv2σeσv2-ΛeΛv2b1b22βaβeβvk4k5μh2μv2ωaσaσeσv2u-ΛeΛv2b1b22βaβeβvδak5μh2μv2ωaσaσeσv2(1-u)+ΛeΛv2b1b22βaβeβv(1-ε)k1k3k4k5μhμv2σeσv2ϑe+ΛeΛv2b12b2βaβeβv(1-ε)k0k2k4k5μhμv2σaσv2ξ+ΛeΛv2b1b22βaβeβvk1k3k4k5μh2μv2σeσv2+2Λe2Λvb22βeβv(1-ε)k1k3k4k52μhμv3σeσvv-Λe2Λvb2βe(1-ε)kk0k1k2k3k4k52μv4σv+2Λe2Λvb22βeβvk1k3k4k52μh2μv3σeσv+Λe2Λvb1βakk0k2k4k52μv4ωaσaσvu+Λe2Λvb1βaδakk0k2k52μv4ωaσaσv(1-u)+Λe2Λvb2βe(1-ε)k1k3k4k52μv4ωeσeσvϑe+2Λe2Λvb12βaβvk0k2k4k52μhμv3σaσvξ-Λe2Λvb1βakk0k1k2k3k4k52μv4σv-Λe2Λvb2βek0k1k2k3k4k52μhμv4σv+Λe2Λvb2βek1k3k4k52μhμv4ωeσeσv-3Λe3kk0k1k2k3k4k53μv5a0=Nh∗2kk0k1k2k3k4k53μh2μv6RCm-1. 17

Declarations

Conflict of Interest

None.

Footnotes

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