Abstract
Objective:
To examine the agreement between, and adherence to, wrist actigraphy and digital sleep diaries as methods for sleep assessment among high-risk adolescents in the 28 days following discharge from acute psychiatric care. Sleep parameters included: number of nighttime awakenings (NWAK), sleep efficiency (SE), sleep onset latency (SOL), total sleep time (TST), and wake after sleep onset (WASO).
Methods:
Fifty-three adolescents (12–18 years) were recruited following discharge from acute psychiatric care for suicide risk. Adolescents completed a baseline assessment followed by a 28-day monitoring period with daily sleep diaries and continuous wrist actigraphy. Bland-Altman and multi-level models examined agreement.
Results:
Adherence to actigraphy was high, but lower for sleep diaries; a similar pattern of adherence emerged on weekdays vs. weekends. Bland-Altman analyses revealed no clinically meaningful bias for sleep parameters (except NWAK), but the limits of agreement make interpretation ambiguous. Our base model indicated strong agreement between actigraphy and sleep diaries for TST (r = .850), moderate for SOL (r = .325) and SE (r = .322), and weak for WASO (r = −.049) and NWAK (r = .114). A similar pattern emerged with the insomnia severity models with baseline insomnia influencing agreement on all parameters. There were significant weekday-weekend differences for WASO and NWAK, but not for SOL, SE, and TST.
Conclusion:
Results suggest that it may be beneficial to find a modeling approach to account for the concordant and discordant information and relevant time-level variables.
Keywords: actigraphy, adolescence, agreement, ecological momentary assessment, high-risk, sleep diary
Adolescent sleep is characterized by shifts in timing and depth, resulting in a change in the amount and type of sleep obtained [1–3]. There is not only a developmental trend of later sleep onset and reduced sleep time with increasing age from childhood to adolescence [4], but also a decrease in biological sleep depth [5]. Insufficient sleep has a negative impact on mood [6] and cognitive performance [7] and has been proposed as a mechanism in the onset, maintenance, and relapse of psychiatric disorders [8]. As research continues, questions remain about sleep measurement among youth with psychiatric disorders.
Polysomnography (PSG) is considered the gold-standard measure of sleep. However, PSG is impractical for non-laboratory studies due to the specialized equipment and staffing and their related costs. Although commercial devices (e.g., FitBits) have become increasingly popular, they have shown varied agreement with PSG among youth so the most common research methods are sleep diaries and actigraphy [9, 10]. Each have their own strengths and limitations. Sleep diaries are daily assessments in which individuals self-report on sleep parameters from the previous night [11]. They are a low-cost method that can be recorded on paper or digitally to provide information on any number of nights of sleep; they also allow for the collection of subjective aspects of sleep (e.g., sleep quality, rumination before bed) that cannot be obtained from objective methods like actigraphy (described next). Limitations include participant burden and declining adherence over long monitoring periods with paper (21 days) [12] and digital sleep diaries (16 weeks) [13]. They have shown reporter bias (over and underestimation depending on the sleep parameter) when compared to PSG and actigraphy on specific sleep parameters, such as total sleep time (TST; i.e., actual time slept) among youth [14, 15] and sleep onset latency (SOL; i.e., how many minutes it takes to fall asleep, starting from when one intends to fall asleep) and number of awakenings (NWAK; i.e., number of awakenings during sleep, excluding final awakening) among psychiatric adults [16].1 Actigraphy provides a measure of sleep-wake patterns based upon movement captured by an actigraph, a noninvasive device commonly worn on an individual’s wrist. Actigraphy provides parameter estimates that are not influenced by recall bias and places little burden on the individual due to passive data collection with accelerometer technology. Limitations include its high cost (>$1,000), inability to collect information on subjective sleep phenomena (e.g., nightmares), challenges in distinguishing between motionless wakefulness (e.g., adolescent viewing their phone in bed) and sleep [17], and specialized software needed to extract the data and expertise to interpret it. Given the growing use of sleep diaries and actigraphy among youth with psychiatric disorders, it is necessary to understand where these methods overlap and where they do not to inform future assessment and treatment research.
Although sleep diary-actigraphy agreement research can guide method selection, it has been limited among youth with psychiatric disorders which is surprising given the rapid rise in sleep research among this population and the link between sleep and clinical outcomes (e.g., suicidal thoughts) [3, 18]. Existing youth studies have focused on TST agreement among non-psychiatric youth and showed a discrepancy of, on average, an hour with each method overestimating TST, depending on the study [14, 15, 19–21]. To date, no studies have directly examined sleep diary-actigraphy agreement among youth with psychiatric and sleep disorders. Instead, they have examined sleep parameters across diagnoses (e.g., with and without attention-deficit hyperactivity disorder) and not method agreement specifically [22, 23], leaving the field to turn to agreement research among psychiatric adults for methodological agreement guidance. In adults with major depression, wake after sleep onset (WASO; i.e., total amount of time awake during the night, excluding SOL and terminal wakefulness) was overestimated by sleep diaries and TST was underestimated by sleep diaries [24]. In adults with bipolar disorder, sleep diaries overestimated SOL, TST, and WASO compared to actigraphy [16]. Although this agreement research provides useful information, it requires the field to potentially misapply results from non-psychiatric youth or psychiatric adults to the unique population of youth with psychiatric disorders—a group experiencing significant developmental shifts in sleep and psychiatric symptoms [25]. In addition, agreement studies have almost exclusively used an aggregated approach (i.e., averaging across a follow-up period) [26] with varying degrees of agreement [15, 19–21, 27]. This is useful in understanding average trends, but results in temporally sensitive data being examined in a temporally insensitive way. Taken together, it is vital that fine-grained measurement-focused work is completed to clarify method agreement among youth with psychiatric disorders.
The present study extends prior research by examining adherence to, and agreement between, daily sleep diaries and actigraphy among youth with psychiatric disorders in the 28 days following discharge from acute psychiatric care. First, we compared adherence rates for sleep diaries and actigraphy (across the 28-day monitoring period, weekdays vs. weekends). Based on prior research with non-psychiatric adults [13], we hypothesized that adherence would be higher for actigraphy compared to sleep diaries. In exploratory analyses, we examined differences in adherence based on adolescent factors (i.e., age, depressive symptoms, insomnia, sleep quality). Second, we examined agreement between sleep diaries and actigraphy using an aggregated approach and a more temporally sensitive approach. Based on non-psychiatric youth and psychiatric adults [15, 19], we hypothesized low agreement for SOL, SE, TST, and WASO, but that TST would emerge with the strongest agreement. Given actigraphy’s overestimation of wake bouts [28], we hypothesized low agreement on NWAK. In exploratory analyses, we examined the influence of baseline insomnia symptoms on agreement and if there were differences between weekdays (i.e., Sunday-Thursday; consistent with Alfano et al.’s [29] definition of weekdays-weekends in their study of anxious and non-anxious children) and weekends (i.e., Friday-Saturday) on agreement. Based on Arora et al. [19] (non-psychiatric adolescents) and youth’s weekday-to-weekend sleep variability [30], we expected some weekday-weekend influence on agreement, notably with actigraphy overestimating TST on the weekends.
Methods
Participants
Data was collected as part of a larger study examining sleep problems as a short-term risk factor for suicide among adolescents in the 28 days following discharge from acute psychiatric care (e.g., inpatient psychiatric hospitalization) for a suicide crisis (e.g., suicide ideation with intent). See Glenn et al. [31] for a detailed study methodology and safety monitoring and Glenn et al. [18] for how sleep is related to suicidal thinking.
Adolescents, aged 12–18 years, were approached for screening and inclusion if they were transitioning from acute psychiatric care to outpatient treatment at the University’s medical center and if a parent/guardian was willing to participate. Adolescents were excluded for the following reasons: unable to provide informed assent/consent due to cognitive impairment or psychosis, unwilling to participate (e.g., unwilling to wear actigraphy watch), were a safety risk (e.g., necessitated readmission to acute psychiatric care), or if a sibling was enrolled in the study.
The full sample included 53 adolescents (Mage = 14.8 years, SD = 1.6). See Table 1 for sample characteristics. This sample also had several psychiatric comorbidities and can be considered a proxy for severe psychiatric populations.
Table 1.
Adolescents (N = 53) | |
---|---|
| |
Major Demographics | |
| |
Age (years): M (SD) | 14.8 (1.6) |
Gender Identity: % (n) | |
Female | 64% (34) |
Male | 16% (9) |
Nonbinary1 | 18% (10) |
Race and Ethnicity: % (n) | |
White | 77% (41) |
Black | 7% (4) |
American Indian or Alaskan Native | 1% (1) |
Multi-racial | 9% (4) |
Hispanic/Latinx | 11% (5) |
Sexual Orientation: % (n) | |
Heterosexual | 43% (23) |
Gay or Lesbian | 5% (3) |
Bisexual | 32% (17) |
Pansexual | 5% (3) |
Asexual | 3% (2) |
Unsure | 9% (5) |
| |
Clinical Characteristics | |
| |
Major Psychiatric Disorders2: % (n) | |
Anxiety Disorder | 88% (47) |
Attention-Deficit hyperactivity disorder | 26% (14) |
Bipolar Disorder | 5% (3) |
Disruptive Behavior Disorder | 24% (13) |
Eating Disorder | 17% (9) |
Major Depressive Disorder | 79% (42) |
Obsessive Compulsive Disorder | 9% (5) |
Posttraumatic Stress Disorder | 17% (9) |
Psychotic symptoms | 5% (3) |
Substance Use Disorder | 7% (4) |
Baseline depression severity (BDI-Y T score): M (SD) | 70.1 (14.8) |
Suicidal Thoughts and Behaviors | |
Lifetime suicide attempt: % (n) | 83% (44) |
Past-year suicide attempt: % (n) | 75% (40) |
Past-month active suicide ideation: % (n) | 92% (49) |
| |
Sleep Characteristics | |
| |
Insomnia (ISI total score): M(SD) | 13.4 (5.1) |
Clinical insomnia (ISI score ≥ 15): % (n) | 45% (24) |
Sleep Quality (PSQI total score): M (SD) | 11.1 (3.8) |
Poor sleep quality (PSQI score ≥ 5): % (n) | 84% (45) |
Note. BDI-Y=Beck Depression Inventory for Youth; DDNSI=Disturbing Dreams and Nightmares Severity Index; ISI=Insomnia Severity Index; PSQI=Pittsburgh Sleep Quality Index.
Nonbinary includes adolescents identifying as transgender, nonbinary, or agender.
Current diagnoses were determined by integration of the adolescent and parent reports (obtained separately).
Anxiety disorder includes any of the following current disorders: panic disorder, agoraphobia, social anxiety disorder, specific phobia, or generalized anxiety disorder; Attention-deficit hyperactivity disorder includes any of the following current subtypes: inattentive only, hyperactive/impulsive only, or combined; Bipolar disorder includes current bipolar I or II disorder; Disruptive behavior disorder includes current conduct disorder or oppositional defiant disorder; Eating disorder includes current anorexia nervosa or bulimia nervosa; Substance use disorder Journal Pre-proof includes current alcohol use disorder or substance (drug) use disorder. Given time constraints, not all disorder modules were administered to all participants, resulting in missing data
Procedure
Study procedures were approved by the University’s Institutional Review Board. Prior to study initiation, adolescent assent and parent/guardian permission (12–17-year-old) or adolescent consent (18-year-old) was obtained. The baseline assessment occurred within two weeks of discharge from acute care (M = 8.8 days, SD = 3.87). The assessment included clinical interviews, self-reports, and orientation to the smartphone-based EMA application and actigraphy watch; each adolescent and parent/guardian were compensated $25/hour. The 28-day monitoring period included daily sleep diaries using their smartphones and wearing the actigraphy watch continuously (unless showering/bathing). Adolescents without a smartphone were loaned an Android phone with a 30-day prepaid data plan. Each week, adolescents were compensated with a $25 Amazon e-gift card if they completed at least 75% of EMA surveys.
Measures
Baseline Assessment
Baseline sleep problems were assessed to characterize the sample and baseline insomnia was used in analyses. The Insomnia Severity Index assessed insomnia [32]. The Pittsburg Sleep Quality Index assessed sleep quality [33]. The Beck Depression Inventory for Youth assessed depressive symptoms [34]. The Columbia-Suicide Severity Rating Scale [35] and Mini International Neuropsychiatric Interview for Children and Adolescents, Child and Parent Versions [36], clinically characterized the sample.
28-Day Monitoring Period
Five sleep parameters were assessed using sleep diaries and actigraphy: NWAK, sleep efficiency (SE; i.e., percent of time in bed spent asleep), SOL, TST, and WASO.
EMA Sleep Diaries.
Adolescents completed a morning sleep diary to assess the previous night’s sleep, consistent with sleep assessment recommendations [37] and items from the Consensus Sleep Diary [11]. Adolescents were instructed to complete the sleep diary upon waking; EMA software provided a time stamp for submission. Surveys were completed on adolescents’ smartphones using HIPAA-compliant software designed for EMA research.2 Surveys were completed within two hours of waking and the EMA schedule was set to each participant’s waketime. See Supplemental Table 1 for sleep diary questions.
Actigraphy.
Adolescents’ sleep-wake patterns were assessed continuously with the Actiwatch Spectrum Plus (sampling rate: 32Hz; epochs: 15s). This is a lightweight, waterproof watch-like device worn on the participant’s nondominant wrist and has been used in prior adolescent research [38].
Data Analytic Plan
Prior to analyses, sleep diary and actigraphy data were manually inspected and cleaned (see Supplement for details). Actigraphy data was manually examined to detect potential outliers (e.g., extremely long sleep intervals) or artifacts then were examined using the Philips Actiware software which generated the sleep-wake statistics used in the study. We conducted analyses in R Studio. Regarding outliers, data points +2.5 SD from the mean of each sleep parameter were excluded; 187 data points (3.1% of data) were removed.
Adherence
EMA Sleep Diaries.
Consistent with Thurman et al. [13], sleep diary adherence was examined in two ways: (1) proportion of days in which the adolescent successfully submitted sleep diaries out of the total days they were enrolled in the study, with a maximum of 28 days (adherence rate); and (2) how soon after prompting was the daily sleep diary submitted (time delay: average delay across all days for which the participant was enrolled in the study, up to two hours after prompting). To understand individual differences, we used Pearson’s correlations to examine the relationship between adherence and adolescent factors (i.e., age, depressive symptoms, insomnia, sleep quality). We used the psych package [39].
Actigraphy.
Adherence was defined as the adolescent wearing the actigraphy watch during the sleep period. We used Pearson’s correlations to characterize the relation between adherence and adolescent factors.
Agreement
Agreement was determined in two ways. First, we used the Bland-Altman approach for repeated measures which assesses average agreement and individual agreement [26]. Bland-Altman plots depict the agreement by plotting the difference between the two measures for each person-day against their average, as the true value of the sleep parameter is unknown [40]. We set the following a priori interpretation guidelines, informed by prior work [41], for mean bias and limits of agreement (LoA): ±30 min for TST, ±15 min for SOL, and ±15 min for WASO. For SE and NWAK, we set two ranges to provide conservative and extended guidelines (±5% and ±10% for SE, ±0.5SD and ±1SD of the actigraphy mean for NWAK). Repeated measures concordance correlation coefficients are provided [42]. We used the SimplyAgree package [43]. Second, we used multilevel modeling (MLM) as it is capable of addressing the nested structure of the data [44] and allows us to examine these measures over time. We used bestNormalize [45], DHARMa [46], lme [47], lmerTest [48], and glmmTMB [49] packages. Due to high correlations among adolescent factors (i.e., insomnia, sleep quality, and depressive symptoms), only baseline insomnia was included.
Results
Of the 53 adolescents, 51 had at least one day of matching sleep diary-actigraphy data. See Table 2 for descriptive statistics. See Supplemental Table 2 for circadian variables (i.e., midpoint of sleep and social jetlag) by method.
Table 2.
Descriptive Statistics | Repeated Measures Correlation | ||||||
---|---|---|---|---|---|---|---|
| |||||||
Actigraphy M (SD) | EMA Sleep Diaries M (SD) | Mean Difference | P | 95% CI | Concordance Correlation Coefficient | 95% CI | |
| |||||||
Overall Monitoring Period | |||||||
| |||||||
SE: % | 84.53 (9.83) | 85.99 (16.22) | −1.46 | .017 | −2.67, .26 | .19 | .11, .27 |
SOL: min | 23.52 (22.38) | 36.17 (41.90) | −10.97 | < .001 | −14.33, −7.61 | .01 | −.05, .09 |
TST: min | 458.26 (101.01) | 456.87 (132.46) | 4.14 | .303 | −3.75, 12.03 | .51 | .47, .56 |
WASO: min | 20.87 (10.21) | 13.91 (25.73) | 6.88 | < .001 | 4.97, 8.78 | −.03 | −.11, .05 |
NWAK: n | 41.43 (16.35) | 0.90 (1.11) | 40.61 | < .001 | 39.43, 41.78 | .01 | −.02, .02 |
| |||||||
Weekdays (i.e., Sunday-Thursday) | |||||||
| |||||||
SE: % | 84.41 (9.91) | 85.83 (16.25) | −1.44 | .042 | −2.84, −.04 | .22 | .12, .32 |
SOL: min | 23.91 (22.86) | 37.32 (42.13) | −11.71 | < .001 | −15.68, −7.73 | .02 | −.06, .11 |
TST: min | 454.43 (99.40) | 447.52 (131.05) | 9.28 | .045 | .17, 18.39 | .56 | .51, .61 |
WASO: min | 20.48 (9.98) | 14.57 (26.44) | 6.01 | < .001 | 3.71, 8.31 | .11 | .02, .19 |
NWAK: n | 40.72 (16.06) | 0.88 (1.10) | 39.85 | < .001 | 38.50, 41.21 | −.01 | −.02, .02 |
| |||||||
Weekends (i.e., Friday-Saturday) | |||||||
| |||||||
SE: % | 84.87 (9.61) | 86.42 (16.18) | −1.53 | .208 | −3.93,.86 | .12 | .01, .22 |
SOL: min | 22.89 (21.71) | 33.09 (41.22) | −9.35 | .004 | −15.71, −3.01 | .05 | −.08, .19 |
TST: min | 469.59 (105.85) | 481.38 (133.29) | −9.53 | .231 | −25.18, 6.11 | .55 | .41, .62 |
WASO: min | 22.07 (10.91) | 12.16 (23.68) | 9.47 | < .001 | 6.08, 12.86 | .16 | .01, .31 |
NWAK: n | 43.30 (16.99) | 0.96 (1.09) | 42.58 | < .001 | 40.25, 44.92 | .01 | −.04, .05 |
Note. NWAK = number of nighttime awakenings; SE = sleep efficiency; SOL = sleep onset latency; TST = total sleep time; WASO = wake after sleep onset.
Adherence
EMA Sleep Diaries
Of days actively enrolled in the study,3 adherence was 67.4% (SD = 23.9%). For weekday-weekend adherence, weekday adherence was 66.5% (SD = 27.1%) and weekend adherence was 64.5% (SD = 28.2%). Although sleep diaries took 2 minutes (SD = 5 minutes) to complete (i.e., from survey start time to submission), the time delay was 35 minutes (SD = 33 minutes) from initial prompt.
Actigraphy
Of days actively enrolled,3 the adherence was 88.1% (SD = 21.3%). For weekday-weekend adherence, weekday adherence was 85.1% (SD = 24.2%) and weekend adherence was 88.1% (SD = 22.1%).
Adherence and Individual Differences
For the days actively enrolled, there were weak, nonsignificant correlations between actigraphy adherence and age (r = .001), depressive symptoms (r = .118), and sleep quality (r = .234). There was a medium significant correlation adherence and baseline insomnia severity (r = .346, p = .023), indicating that adolescents with higher baseline insomnia tended to have better adherence. For the days actively enrolled, there were weak, nonsignificant correlations between sleep diary adherence and age (r = .055), depression (r = .030), and insomnia (r = .201). There was a small, but significant correlation between adherence and baseline sleep quality (r = .293, p = .041), indicating that adolescents with greater sleep quality dysfunction tended to have better adherence.
Agreement
Bland-Altman
Bland-Altman plots are depicted in Figure 1; see supplemental figure for weekday-weekend plots.
For SOL, the mean bias was −7.79, 95% CI [−15.87, .29], suggesting the sleep diary overestimated the parameter compared to actigraphy. The 95% CI indicated no fixed bias between measures, meaning that neither sleep diaries or actigraphy were consistently giving higher or lower values across the range of measurement. The Lower LoA [LLoA] was −64.36, 95% CI [−74.79, −55.31] and Upper LoA [ULoA] was 48.78, 95% CI [3.73, 59.21]. The mean bias was not large enough to be clinically meaningful based upon our a priori guidelines, however, LoAs were wide, exceeding maximum allowable differences.
For SE, the mean bias was −3.11, 95% CI [−5.92, −.29], suggesting the sleep diary overestimated the parameter. The 95% CI indicated no fixed bias. The LLoA was −26.04, 95% CI [−29.53, −22.94] and ULoA was 19.82, 95% CI [16.73, 23.31]. The mean bias was not clinically meaningful but exceeded maximum allowable differences.
For TST, the mean bias was −10.32, 95% CI [−29.75, 9.10], suggesting the sleep diary overestimated the parameter. The 95% CI indicated no fixed bias. The LLoA was −204.41, 95% CI [−227.60, −183.22] and ULoA was 183.74, 95% CI [162.56, 206.94]. The mean bias was not clinically meaningful but exceeded maximum allowable differences.
For WASO, the mean bias was 9.01, 95% CI [5.24, 12.75], suggesting that sleep diaries underestimated the parameter. The 95% CI indicated no fixed bias. The LLoA was −24.97, 95% CI [−29.57, −20.82] and ULoA was 42.97, 95% CI [38.82, 47.52]. The mean bias was not clinically meaningful but exceeded maximum allowable differences.
For NWAK, the mean bias was 40.74, 95% CI [38.02, 43.47], suggesting that sleep diaries underestimated the parameter. The 95% CI indicated fixed bias between measures with actigraphy providing consistently higher values across the range of measurement. The LLoA was 19.19, 95% CI [15.75, 22.24] and ULoA was 62.29, 95% CI [59.25, 65.74]. The mean bias was large enough to be clinically meaningful and LoAs exceeded maximum allowable differences.
Multilevel Models
For each sleep parameter, we used spaghetti plots to examine the shape of the raw data and completed residual diagnostics. Results for the base models (weekday/weekend) are in Table 3 and results for the insomnia severity models (weekday/weekend and baseline insomnia) are in Table 4.
Table 3.
Sleep Onset Latency | ||||
| ||||
Fixed Effects | Estimate | SE | Statistic | P |
| ||||
Actigraphy Intercept | 3.31 | .096 | 34.44 | < .001 |
EMA Sleep Diary Intercept | 3.22 | .136 | 23.68 | < .001 |
Study Time Intercept | −.001 | .004 | −.245 | .805 |
Weekend Intercept | −.018 | .077 | −.233 | .815 |
EMA Sleep Diary*Study Time | −.005 | .005 | −.979 | .327 |
EMA Sleep Diary*Weekend | −.079 | .107 | −.741 | .458 |
Actigraphy Residual Mean | −2.35 | .154 | −15.29 | < .001 |
EMA Sleep Diary Residual Mean | −19.48 | 1145.24 | −.017 | .986 |
| ||||
Random Effects | ||||
| ||||
Actigraphy σ2 | .508 | |||
EMA Sleep Diaries σ2 | .854 | |||
Actigraphy-EMA Sleep Diaries Correlation | .325 | |||
| ||||
Sleep Efficiency | ||||
| ||||
Fixed Effects | Estimate | SE | Statistic (df) | P |
| ||||
Actigraphy Intercept | −.060 | .082 | −.727 (94.25) | .468 |
EMA Sleep Diary Intercept | −.029 | .116 | −.256 (68.79) | .798 |
Study Time Intercept | .001 | .003 | .178 (1374.75) | .858 |
Weekend Intercept | .016 | .066 | .244 (1360.06) | .807 |
EMA Sleep Diary*Study Time | .002 | .005 | .457 (1378.58) | .647 |
EMA Sleep Diary*Weekend | .018 | .095 | .198 (1357.05) | .842 |
| ||||
Random Effects | ||||
| ||||
Actigraphy σ2 | .429 | |||
EMA Sleep Diaries σ2 | .721 | |||
Observation σ2 | .782 | |||
Actigraphy-EMA Sleep Diaries Correlation | .322 | |||
| ||||
Total Sleep Time | ||||
| ||||
Fixed Effects | Estimate | SE | Statistic (df) | P |
| ||||
Actigraphy Intercept | 463.44 | 8.57 | 54.04 (152.88) | < .001 |
EMA Sleep Diary Intercept | 466.91 | 11.20 | 41.66 (88.36) | < .001 |
Study Time Intercept | −.253 | .454 | −.557 (1341.26) | .577 |
Weekend Intercept | 11.15 | 8.23 | 1.35 (1375.68) | .176 |
EMA Sleep Diary*Study Time | .194 | .647 | .299 (1327.10) | .764 |
EMA Sleep Diary*Weekend | 14.08 | 11.71 | 1.20 (1377.66) | .229 |
| ||||
Random Effects | ||||
| ||||
Actigraphy c2 | 36.44 | |||
| ||||
EMA Sleep Diaries σ2 | 62.09 | |||
Observation σ2 | 97.51 | |||
Actigraphy-EMA Sleep Diaries Correlation | .850 | |||
| ||||
Wake After Sleep Onset | ||||
| ||||
Fixed Effects | Estimate | SE | Statistic | P |
| ||||
Actigraphy Intercept | 3.08 | .050 | 61.05 | < .001 |
EMA Sleep Diary Intercept | 2.81 | .189 | 14.83 | < .001 |
Study Time Intercept | −.002 | .002 | −.861 | .389 |
Weekend Intercept | .060 | .050 | 1.19 | .233 |
EMA Sleep Diary*Study Time | −.002 | .005 | −.452 | .650 |
EMA Sleep Diary*Weekend | −.245 | .095 | −2.56 | .010 |
Actigraphy Residual Mean | −20.31 | 1391.07 | −.014 | .988 |
EMA Sleep Diary Residual Mean | .008 | .083 | .101 | .919 |
| ||||
Random Effects | ||||
| ||||
Actigraphy σ2 | .190 | |||
EMA Sleep Diaries σ2 | 1.19 | |||
Actigraphy-EMA Sleep Diaries Correlation | −.049 | |||
| ||||
Number of Awakenings | ||||
| ||||
Fixed Effects | Estimate | SE | Statistic | P |
| ||||
Actigraphy Intercept | 3.72 | .039 | 95.04 | < .001 |
EMA Sleep Diary Intercept | .160 | .164 | .978 | .327 |
Study Time Intercept | −.001 | .001 | −.885 | .375 |
Weekend Intercept | .067 | .031 | 2.12 | .033 |
EMA Sleep Diary*Study Time | −.038 | .006 | −6.11 | < .001 |
EMA Sleep Diary*Weekend | −.126 | .103 | −1.22 | .219 |
Actigraphy Residual Mean | −6.58 | 1.00 | −6.57 | < .001 |
EMA Sleep Diary Residual Mean | −3.30 | .700 | −4.72 | < .001 |
| ||||
Random Effects | ||||
| ||||
Actigraphy σ2 | .201 | |||
EMA Sleep Diaries σ2 | .983 | |||
Actigraphy-EMA Sleep Diaries Correlation | .114 |
Table 4.
Sleep Onset Latency | ||||
| ||||
Fixed Effects | Estimate | SE | Statistic | P |
| ||||
Actigraphy Intercept | 3.11 | .226 | 13.77 | < .001 |
EMA Sleep Diary Intercept | 2.31 | .349 | 6.61 | < .001 |
Study Time Intercept | −.001 | .004 | −.247 | .804 |
Weekend Intercept | −.021 | .077 | −.280 | .778 |
Baseline Insomnia Intercept | .016 | .015 | 1.07 | .282 |
EMA Sleep Diary*Study Time | −.007 | .006 | −1.29 | .194 |
EMA Sleep Diary*Weekend | −.048 | .108 | −.443 | .657 |
EMA Sleep Diary*Baseline Insomnia | .052 | .024 | 2.15 | .030 |
Actigraphy Residual Mean | −2.48 | .161 | −15.36 | < .001 |
EMA Sleep Diary Residual Mean | −19.43 | 1095.58 | −.017 | .985 |
| ||||
Random Effects | ||||
| ||||
Actigraphy σ2 | .467 | |||
EMA Sleep Diaries σ2 | .811 | |||
Actigraphy-EMA Sleep Diaries Correlation | .363 | |||
| ||||
Sleep Efficiency | ||||
| ||||
Fixed Effects | Estimate | SE | Statistic (df) | P |
| ||||
Actigraphy Intercept | .317 | .197 | 1.60 (50.57) | .113 |
EMA Sleep Diary Intercept | .884 | .292 | 3.02 (54.58) | .003 |
Study Time Intercept | .001 | .003 | .372 (1310.61) | .709 |
Weekend Intercept | .025 | .068 | .375 (1300.47) | .707 |
Baseline Insomnia Intercept | −.029 | .013 | −2.23 (45.05) | .030 |
EMA Sleep Diary*Study Time | .003 | .005 | .551 (1315.68) | .581 |
EMA Sleep Diary*Weekend | −.030 | .098 | −.313 (1296.47) | .754 |
EMA Sleep Diary*Baseline Insomnia | −.038 | .022 | −1.75 (50.94) | .085 |
| ||||
Random Effects | ||||
| ||||
Actigraphy σ2 | .402 | |||
EMA Sleep Diaries σ2 | .673 | |||
Observation σ2 | .786 | |||
Actigraphy-EMA Sleep Diaries Correlation | .227 | |||
| ||||
Total Sleep Time | ||||
| ||||
Fixed Effects | Estimate | SE | Statistic (df) | P |
| ||||
Actigraphy Intercept | 512.61 | 18.84 | 27.20 (62.16) | < .001 |
EMA Sleep Diary Intercept | 548.73 | 27.19 | 20.17 (58.25) | < .001 |
Study Time Intercept | −.139 | .469 | −.296 (1274.54) | .767 |
Weekend Intercept | 9.89 | 8.55 | 1.15 (1315.51) | .247 |
Baseline Insomnia Intercept | −3.60 | 1.24 | −2.90 (50.20) | .005 |
EMA Sleep Diary*Study Time | .082 | .669 | .123 (1267.08) | .901 |
EMA Sleep Diary*Weekend | 11.21 | 12.15 | .922 (1317.23) | .356 |
EMA Sleep Diary*Baseline Insomnia | −2.42 | 1.52 | −1.58 (51.10) | .118 |
| ||||
Random Effects | ||||
| ||||
Actigraphy σ2 | 33.24 | |||
EMA Sleep Diaries σ2 | 58.02 | |||
Observation σ2 | 98.59 | |||
Actigraphy-EMA Sleep Diaries Correlation | .837 | |||
| ||||
Wake After Sleep Onset | ||||
| ||||
Fixed Effects | Estimate | SE | Statistic | P |
| ||||
Actigraphy Intercept | 3.07 | .115 | 26.61 | < .001 |
EMA Sleep Diary Intercept | 1.20 | .687 | 1.75 | .078 |
Study Time Intercept | −.001 | .002 | −.609 | .542 |
Weekend Intercept | .060 | .051 | 1.15 | .246 |
Baseline Insomnia Intercept | .001 | .007 | .037 | .970 |
EMA Sleep Diary*Study Time | −.001 | .005 | −.332 | .739 |
EMA Sleep Diary*Weekend | −.210 | .097 | −2.15 | .031 |
EMA Sleep Diary*Baseline Insomnia | .113 | .042 | 2.68 | .007 |
Actigraphy Residual Mean | −19.22 | 855.94 | −.022 | .982 |
EMA Sleep Diary Residual Mean | −.032 | .101 | −.314 | .753 |
| ||||
Random Effects | ||||
| ||||
Actigraphy σ2 | .197 | |||
EMA Sleep Diaries σ2 | 1.05 | |||
Actigraphy-EMA Sleep Diaries Correlation | .028 | |||
| ||||
Number of Awakenings | ||||
| ||||
Fixed Effects | Estimate | SE | Statistic | P |
| ||||
Actigraphy Intercept | 3.83 | .098 | 38.93 | < .001 |
EMA Sleep Diary Intercept | −.762 | .411 | −1.85 | .063 |
Study Time Intercept | −.001 | .001 | −.631 | .527 |
Weekend Intercept | .065 | .032 | 2.02 | .042 |
Baseline Insomnia Intercept | −.007 | .006 | −1.18 | .237 |
EMA Sleep Diary*Study Time | −.036 | .006 | −5.78 | < .001 |
EMA Sleep Diary*Weekend | −.043 | .104 | −.416 | .677 |
EMA Sleep Diary*Baseline Insomnia | .070 | .026 | 2.62 | .008 |
Actigraphy Residual Mean | −6.53 | 1.00 | −6.53 | < .001 |
EMA Sleep Diary Residual Mean | −3.67 | .922 | −3.98 | < .001 |
| ||||
Random Effects | ||||
| ||||
Actigraphy σ2 | .205 | |||
EMA Sleep Diaries σ2 | .876 | |||
Actigraphy-EMA Sleep Diaries Correlation | .353 |
Base Models.
For SOL, we ran a zero-inflated model to account for the shape of the sleep diary data. Agreement between methods was moderate (r = .325). For SE, we ran a linear model with restricted maximum likelihood (REML). Agreement between methods was moderate (r = .322). For TST, we ran a linear model with REML. Agreement between methods was very strong (r = .850). For SOL, SE, and TST, there was no significant trend over study time (i.e., from one study data point to the next) and there was no significant difference between weekdays and weekends. For WASO, we ran a zero-inflated model to account for the shape of the sleep diary data. Agreement between methods was weak (r = −.049). There was a significant sleep method * weekend interaction, suggesting that sleep diaries estimated significantly lower WASO on weekends. For NWAK, we ran a zero-inflated model to account for the shape of the actigraphy data. Agreement between methods was weak (r = .114), demonstrating little agreement. The weekend intercept was significant, suggesting that NWAK was significantly higher on weekends across methods. There was a significant sleep method * study time interaction, suggesting that sleep diaries estimated significantly lower NWAK over time.
Insomnia Severity Models.
For SOL, we ran a zero-inflated model. Agreement between methods was moderate (r = .363). The sleep method * baseline insomnia interaction was significant which indicated that greater an adolescent’s baseline insomnia, the greater an adolescent’s SOL was; this association was stronger for sleep diaries. For SE, we ran a linear model with REML. Agreement between methods was low-moderate (r = .227). Baseline insomnia was significant which indicated the greater an adolescent’s baseline insomnia, the lower an adolescent’s SE was. For TST, we ran a linear model with REML. Agreement between methods was very strong (r = .837). Baseline insomnia was significant, suggesting that the greater an adolescent’s baseline insomnia, the lower an adolescent’s TST; this was equally strong across methods. For WASO, we ran a zero-inflated model. Agreement between methods was very weak (r = .028). There was a significant sleep method * weekend interaction, suggesting that sleep diaries estimated significantly lower WASO on weekends. There was a significant sleep method * baseline insomnia interaction which indicated that a greater an adolescent’s baseline insomnia, the greater an adolescent’s WASO; this was equally strong across methods. For NWAK, we ran a log transformation model. Agreement between methods was moderate (r = .353). The weekend intercept was significant, suggesting that NWAK was higher on weekends across methods. There was a significant sleep method * study time interaction, suggesting that there was a difference in the methods in the linear trend over time; this association was stronger with sleep diaries. Additionally, there was a significant baseline insomnia * sleep method interaction, indicating that the greater an adolescent’s baseline insomnia, the higher an adolescent’s NWAK; this association was stronger with sleep diaries.
Discussion
Our study revealed four main findings. First, adherence for actigraphy was high whereas adherence for sleep diaries was moderate. For both methods, adherence was similar on weekdays vs. weekends. Second, Bland-Altman results were ambiguous despite the bias between methods not being clinically meaningful (except NWAK), suggesting a more nuanced analytical method may be needed. Third, our base models indicated very strong agreement for TST, moderate agreement for SOL and SE, and weak agreement for WASO and NWAK. A similar pattern emerged with our insomnia severity models with baseline insomnia explaining some of the association between methods. Fourth, across MLMs, sleep diaries estimated significantly lower WASO on the weekends and NWAK was significantly higher on the weekends across methods. There were no significant weekday-weekend differences for SOL, SE, and TST.
Our adherence results are consistent with prior work [13] and have implications for studies with longer follow-up windows (>2 weeks). Even with notifications and reminders for our sleep diaries, adherence was only moderate, suggesting there may be aspects contributing to adherence (e.g., sleeping through alerts) that are worthwhile to investigate. In addition, we had a restricted time window (2 hours) for sleep diary completion. This may have contributed to our agreement results as filling out a sleep diary close to waking may improve reporting accuracy [11] and may be beneficial for EMA studies to consider.
Although the statistical approaches produced somewhat similar agreement results, the conclusions we can draw from the Bland-Altman analyses are ambiguous. For all sleep parameters, LoAs and visual inspection indicated that the methods are not equivalent through the range of measurement. In one of the only non-psychiatric adolescent sleep diary-actigraphy studies to report LoAs, Arora et al. [19] listed smaller LoAs (−14.15–180.09) for TST compared to ours (−204.41–183.74). Adolescents in our study had a wider range of differences in TST which is consistent with sleep variability among youth with psychiatric disorders [50]. Given that TST is a parameter that relies on SOL and WASO in its calculation, there may be a similar pattern with other parameters and suggests that Bland-Altman may not be appropriate to assess agreement among youth with psychiatric disorders. Despite these caveats, we see a pattern where sleep diaries are suggesting that sleep quantity is better than it may truly be given the underestimation of WASO and NWAK.
Our MLM results align with most non-psychiatric youth agreement work. For TST, our results align with Arora et al. [19] and Lucas-Thompson et al. [20], demonstrating strong and consistent agreement between methods across younger (11–13 years old; Arora et al. [19]) and older (14–21 years old; Lucas-Thompson et al. [20]) adolescents without a sleep or psychiatric disorder. There is some discrepancy on TST with Short et al. [15] who found low agreement with sleep diaries overestimating TST (by 90 minutes) in adolescents aged 13–18. WASO results are consistent with Short et al. [15] where agreement was low and actigraphy WASO estimates were higher than sleep diaries. Regarding weekday-weekend influence, surprisingly, only WASO and NWAK, were affected. Baseline insomnia explained some of the association between methods, increasing or decreasing the agreement depending on the parameter. Given that 45% of our sample met the cut-off for clinical insomnia, this carry through to the monitoring period was unsurprising.
Methodological Implications
Our results indicate simultaneous use of both methods may be warranted, depending on the sleep parameter of interest and method adherence. Overall, actigraphy is recommended for youth with psychiatric disorders to obtain the most sleep data, although adding diaries is recommended to increase data quality. Researchers are encouraged to consider the benefits of simultaneously using both in combination (as is the approach in clinical sleep research) versus one method alone. If only one method can be selected, the following recommendations are made when moderate adherence is expected. For TST, results suggest that the methods are tapping into the same sleep construct so either sleep diaries or actigraphy are appropriate. For SOL, either sleep diaries or actigraphy are appropriate. Regarding aspects of wakefulness, a sleep diary is more appropriate for WASO and NWAK. Relatedly, it may be beneficial to find a modeling approach that combines both methods to account for the concordant and discordant information along with relevant person- (e.g., insomnia) and time-level (e.g., weekdays/weekends) variables. This can leverage one method’s strength to address another’s weakness while including relevant variables. Thurman et al. [13] suggested including weighted averages of the methods along with a built-in bias for measurements then evaluating these combined estimates against PSG.
Limitations and Future Directions
Our study’s three main limitations suggest directions for future research. First, there is no ground truth about which sleep measure is “best” in this study as neither were compared to PSG. Since a 28-day lab-based PSG study for youth with psychiatric disorders is not feasible, a portable PSG, which has demonstrated feasibility in non-psychiatric youth [51], may be promising for future longitudinal studies. Second, the sample was a small, clinically high-risk group during a high-risk transition time so our findings may not generalize to youth who are less clinically severe or during times of more stability. Research could extend this work by examining agreement in youth receiving outpatient psychiatric services and replicate findings in a larger sample. Third, and finally, we did not assess contributing factors such as sleep medication or electronic usage before sleep. These may be important to examine given the upward trend of prescribing sleep medications for youth [52] and use of electronics before bed [53].
Conclusions
Agreement results suggest that sleep methods may provide different information about sleep disturbance among psychiatric youth. Sleep diaries may be the most appropriate when assessing aspects of wakefulness (e.g., NWAK) whereas actigraphy may be most appropriate for SOL. These factors, along with adherence, should be carefully considered when designing studies to measure sleep among youth with psychiatric disorders.
Supplementary Material
Highlights.
Adherence to actigraphy was high, but lower for sleep diaries.
Actigraphy and sleep diary agreement was strongest for total sleep time.
Actigraphy and sleep diary agreement was weakest for wake after sleep onset.
Insomnia severity influenced agreement between actigraphy and sleep diaries.
Acknowledgements
The authors would like to thank Patrick J. Kearns, Ph.D. for his consultation on R.
Funding Statement:
This research was supported in part by a grant from the American Foundation for Suicide Prevention (YIG-1-054-16), National Institute of Mental Health (L30 MH101616), and pilot funding from the University of Rochester Medical Center.
Footnotes
Throughout this manuscript, standard acronyms and definitions of sleep parameters are used and adapted from Buysse, et al. (2006). See Supplemental Table 1 for all sleep parameters.
The first four study participants completed surveys on mEMA (www.ilumivu.com). Due to technical difficulties, the remaining participants completed surveys on MetricWire (www.metricwire.com).
Of the 53 adolescents enrolled in the study, 14 did not complete the full 28-day monitoring period due to re-hospitalization (n = 7) or participant/parent-initiated withdrawal (n = 7). For the 14 adolescents who did not complete the protocol, they were, on average, enrolled in the 28-day monitoring period for 12.42 days (SD = 6.51).
Author CRG receives royalties from UpToDate. Author WRP has received contract funding from Abbvie, Inc. The other authors have no conflicts of interest to disclose.
Publisher's Disclaimer: This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.
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