Abstract
Trees sustain livelihoods and mitigate climate change but a predominance of trees outside forests and limited resources make it difficult for many tropical countries to conduct automated nation-wide inventories. Here, we propose an approach to map the carbon stock of each individual overstory tree at the national scale of Rwanda using aerial imagery from 2008 and deep learning. We show that 72% of the mapped trees are located in farmlands and savannas and 17% in plantations, accounting for 48.6% of the national aboveground carbon stocks. Natural forests cover 11% of the total tree count and 51.4% of the national carbon stocks, with an overall carbon stock uncertainty of 16.9%. The mapping of all trees allows partitioning to any landscapes classification and is urgently needed for effective planning and monitoring of restoration activities as well as for optimization of carbon sequestration, biodiversity and economic benefits of trees.
Subject terms: Forest ecology, Climate-change ecology
The authors conduct a national inventory on individual tree carbon stocks in Rwanda using aerial imagery and deep learning. Most mapped trees are located in farmlands; new methods allow partitioning to any landscape categories, effective planning and optimization of carbon sequestration and the economic benefits of trees.
Main
Trees both inside and outside forests are important features of many ecosystems1. Individual tree traits are key determinants of ecosystem services including carbon storage, climate regulation and fuel wood2,3. Many countries regularly evaluate, quantify and monitor forests using field inventories as part of national forest monitoring systems4–6. Forest inventories are the backbone to measurement, reporting and validation (MRV) for climate change mitigation initiatives such as national level REDD+ (reducing emissions from deforestation and forest degradation)5,6, Sustainable Development Goals (SDGs) especially SDG 15 (ref. 7), the Paris Agreement8 and the Bonn Challenge9. In many northern countries, sample-based forest inventories are often accompanied by airborne LiDAR campaigns, providing detailed information on the carbon stocks of forests. However, field inventories and LiDAR campaigns are expensive and labour intensive4, resulting in trade-offs between accuracy, reproducibility and the frequency of reporting. In many tropical countries, financial and human resource constraints limit the coverage and frequency of the field inventories.
This is particularly problematic for many African countries, where submetre and country-scale LiDAR data are not available across a variety of landscape types, ranging from savannas, woodlands, subhumid and humid forests, to highly fragmented, small-scale agro-ecosystem mosaics10,11. This complexity makes it difficult to scale from sparsely sampled plots to the national scale. Indeed, many of these landscapes are dominated by non-forest trees which are very difficult to map with traditional methods12,13.
Inventories and existing large-scale tree cover maps often omit an accounting of trees growing outside forests, which is related to differences in forest definitions, mapping techniques and the complexity of the environment14–16. This leads to incomplete censuses of trees and their related benefits and services at a national scale17,18. More specifically, these inaccuracies aggravate the existing uncertainties in estimates of both national carbon stocks and emission reference levels and may confound the relative contributions of emissions attributed to forest degradation or deforestation18–20. In turn, these inaccuracies in tree mapping complicate adequate natural resource management, climate change decision-making and policy formulation21. These challenges are especially notable in the tropics, where many landscape restoration projects have been initiated without fully functional monitoring systems in place22,23.
In Africa, the rate of tree cover loss in natural forests and projected biomass losses from climate change have prompted both policy and economic initiatives for the restoration of tree-dominated landscapes24–26. Ongoing initiatives include the African Forest Landscape Restoration Initiative (AFR100), with more than 30 African governments making commitments to restore at least 100 million hectares of land across the continent by 2030 (ref. 22), the Africa Low Emissions Development Strategies27 and the Great Green Wall initiative28. However, there is currently no accurate and regularly updated monitoring platform to track the progress and biophysical impact of these initiatives22,29. Here, we propose an approach for rapidly and accurately mapping individual trees and quantifying their carbon stocks at national scale. We also illustrate how the aforementioned challenges can be addressed with efficient new monitoring tools, using Rwanda as a demonstration. The country is a signatory to most of the above-mentioned global climate mitigation initiatives and regularly reports on their implementation. Rwanda targeted at least 30% of the country to be covered by forests by the year 2020 (ref. 30), which was achieved in 2019 (ref. 31) and, under the Bonn Challenge, the country has also committed to restore 81% of the country’s surface area by 2030 (refs, 31,32). Moreover, Rwanda represents a great example of a place with contrasting landscape types, the full range and variety of tree-based systems and a rich mixture of land uses: drylands dominated by savannas and pastureland, plateaus dominated by agriculture and humid highlands dominated by natural forests and protected areas, including tropical montane rainforest33.
Recently, it was demonstrated that advanced machine learning techniques can map individual trees over large dryland areas17. However, the analysis was limited to isolated trees in savannas excluding small trees with a crown area <3 m2 and did not cover other complex and heterogeneous ecosystems such as woodlands and forests. Here, we use aerial images and map both crown size and carbon stock of each individual overstory tree in Rwanda, regardless of ecosystem type. We define trees as woody plants visible from above and with a crown size of at least 0.25 m2 and a visible shadow. We also show the applicability of the model trained in Rwanda in other African countries using satellite imagery. This study suggests a rapid, reproducible and highly accurate way to upscale field inventory data collected at the level of individual trees to the entire country. This will allow tree inventory reports to be of unprecedented accuracy and can support MRV of climate change mitigation initiatives.
Mapping individual trees at national scale
Aerial images with a spatial resolution of 25 × 25 cm2 were acquired in 2008 covering the entire country34 (Extended Data Fig. 1). A deep-learning model was trained using 97,574 hand-labelled tree crowns and then used to map 355,268,345 trees with crown size >0.25 m2 (excluding understory). The crown area threshold was set on the basis of visual inspection of the images, as trees of this size are still clearly visible (Fig. 1). Clumped crowns were separated using a postprocessing method that determines the crown centres in the predictions, assuming that tree crowns have round shapes. The method then relabels the crown predictions on the basis of weighted distances to the identified crown centres (Methods; Extended Data Fig. 2). Crown area and count predictions were validated with an independent test dataset and field data (Methods).
Following a manual delineation, which is based on the same aerial images as used here and which includes forest patches down to a size of 0.25 ha (ref. 35; Extended Data Fig. 1), we stratified the landscapes into broad classes that can be found in most African countries: natural forest (including both large rainforest trees in the Nyungwe park in the southwest of Rwanda and smaller trees in the volcanoes park in the northwest), Eucalyptus plantations (excluding isolated Eucalyptus trees in farmlands), non-Eucalyptus tree plantations, farmlands, urban and built-up areas, as well as savannas and shrublands (Methods). We further subdivided each class in protected and non-protected areas. Overall, our results show a dominance of trees with small crown sizes of 0.25–3 m2, which account for 48.2% of the mapped trees, followed by trees with crown sizes of 3–15 m2, which account for 44.6% of the trees. Related to our land stratification, these two crown size ranges are dominant in farmlands and Eucalyptus plantations (Fig. 2a,b). Trees of the largest crown size class (crown sizes >200 m2) are very scarce and mainly found in natural forests which dominate areas under protection.
We show that only 11% of the mapped trees are located inside natural forests, whereas most trees are located in farmland (37%). Specifically, natural forests have 39.3 million trees, with a median density of 298 (s.d. 159) trees ha−1 and a median canopy cover of 96.0% (s.d. 31.7). Farmlands have a median tree density of 64 (s.d. 139) trees ha−1 and a median canopy cover of 7.6% (s.d. 18.7). Eucalyptus plantations account for about 48 million trees (~13.4% of the total mapped trees), a median density of 110 (s.d. 195) trees ha−1 and median canopy cover of 13.9% (s.d. 26.3). Here the canopy cover is low because the manually drawn classification of plantation areas also includes bare areas close to plantations (Extended Data Fig. 1). Non-Eucalyptus tree plantations have 8.3 million trees (~2.3% of the total mapped trees), a median density of 221 (s.d. 222) trees ha−1 and a median canopy cover of 31.5% (s.d. 37.8). Urban and built-up areas have 4.5 million trees (~1.3% of the total mapped trees) and a median density of 74 (s.d. 142) trees ha−1. Savannas and shrublands account for 123.3 million trees (~35% of the total mapped trees), with a median density of 100 (s.d. 164) trees ha−1 and a median canopy cover of 12.2% (s.d. 23.2). Overall, trees outside of natural forests are about 315.9 million trees of which 41.6% are in farmlands. The quantification of non-forest trees depends on how forests are defined. A total of 89% of the trees in Rwanda do not belong to the classes of natural forests and can thus be considered as trees outside natural forests.
The importance of protected areas for tree density and count is worthwhile to note. Although they cover only 5% of the country, they have 11% of the total mapped trees with the highest median tree density of 298 trees ha−1 as well as the highest median canopy cover of 96.3%. Overall, 20.8% of Rwanda was covered by trees (canopy cover) in 2008.
Carbon stocks estimated for individual trees
We used data from a field campaign in December 2021 and existing databases to estimate the stem diameter from the mapped crown sizes via allometric equations36–39 (Methods). We then estimated the aboveground carbon stocks for each tree using existing equations based on stem diameter (Methods; Extended Data Figs. 3–5). We established land cover class-specific relationships and report here the combined results using allometric equations from ref. 38 for natural forest; ref. 39 for Eucalyptus and non-Eucalyptus plantations, farmlands and urban and built-up areas; and ref. 37 for savannas and shrublands. For each class, we evaluated the aggregated carbon stocks with data from the Rwanda National Forest Inventory (NFI) from 2013/2014 and field data from refs. 40,41, covering all land cover classes and serving as a measure of uncertainty which we quantify to 16.9% at national scale (Extended Data Tables 1 and 2). We estimate a total of 14.3 ± 2.8 Tg (± is the uncertainty) of aboveground carbon stocks in trees (Fig. 3, Extended Data Figs. 4 and 6 and Extended Data Tables 1 and 2). For areas outside the natural forests, we estimate 7.0 ± 1.1 TgC, which is 48.6% of the total national aboveground carbon stocks and slightly lower than NFI estimates (8.4 TgC). Farmlands have a total estimate of 3.5 ± 0.2 TgC corresponding to 24.4% of the national aboveground C stock with a C density of 3.0 ± 0.18 (s.d. 3.2) MgC ha−1. Urban and built-up areas have 0.1 ± 0.006 TgC corresponding to 1.03% of the national aboveground C stock with a C density of 4.0 ± 0.24 (s.d. 4.0) MgC ha−1. Eucalyptus plantations comprise a total estimate of 1.1 ± 0.6 TgC corresponding to 7.7% of the national aboveground C stocks, with a C density of 4.2 ± 2.2 (s.d. 4.3) MgC ha−1. These low estimates can be explained by sparse tree planting and the regular harvesting keeping the trees young39,40. Non-Eucalyptus plantations have a total estimate of 0.3 ± 0.16 TgC corresponding to 2.2% of the national aboveground carbon stocks, with a C density of 10.0 ± 5.2 (s.d. 9.9) MgC ha−1. Savannas and shrublands have 1.9 ± 0.36 TgC corresponding to 13.2% of the national aboveground C stock with a C density of 2.4 ± 0.45 (s.d. 2.4) MgC ha−1. For natural forests, we estimate a median C density of 81 ± 21 MgC ha−1 for areas where field data are available (the Nyungwe tropical montane rainforest), which is lower than the field measurements of 121 MgC ha−1 (refs. 40,41), possibly due to trees from lower layers not visible from above. Overall, we estimate that 51.6% of the total national aboveground carbon stocks are in natural forests with a total estimate of 7.4 ± 2.47 TgC and an overall C density of 62 ± 20 (s.d. 31.2) MgC ha−1.
Extended Data Table 1.
a, We compared our tree-level carbon stock estimates aggregated to 1 ha grids with field data from different sources. The exact location of the NFI plots was unknown, so we used averages of the areas close by. The statistics were then calculated for averages per class, except for natural forests where exact plot coordinates were available, therefore, comparisons could be done per plot. We then weighted the bias according to the relative area at the national scale to derive a nation-wide uncertainty of 16.9% (NFI total C in TOF: 8.35 TgC; this study estimates 6.95 TgC). *The NFI original measurements are the aboveground biomass expressed in volume (m3). We have converted them in weight (metric tonnes) using the conversion rate: 1 m3 = 0.714 tonne (ref. 65) which assumes an overall average wood density of 0.714 g/cm3 per tree, then multiplied by the AGB-to-AGC conversion factor: 0.47 to get the C equivalent. b, Different sources of uncertainty and how we evaluated and quantified their impact. Errors at the biome level may be systematic. Errors at tree level were evaluated with equation (1), and errors at biome and plot level with equation (2)
Extended Data Table 2.
a, Evaluation of the crown diameter to stem diameter conversion. Four CD–DBH equations were established, each using a random subset of 50% of the data. Tree biomass was predicted with each equation and aggregated to the hectare level. We then calculated the RMSE, rRMSE and bias between the 4 predictions for each 1 ha grid. Results shown here are aggregated over land cover classes. b, Tree crown model evaluation at pixel level. Confusion matrix between predicted and 6,591 manually labelled trees. These data are independent and were not used to establish or validate the model and the results.
Scalability of the approach
We acquired 83 Skysat images at 80 cm ground sampling resolution for 2019–2021 for Tanzania, Kenya, Uganda, Burundi and Rwanda and directly applied the model trained with the aerial images from Rwanda (Fig. 4). The tree detection and crown delineation work elsewhere, even beyond Africa (Extended Data Fig. 8). We then compared the predicted carbon density from 150 randomly selected 1 × 1 km2 patches with previously published maps of biomass42–45. Both the magnitudes of the predictions (Fig. 4b) and the spatial correlation (R = 0.84) match well with the most recent map42.
Assessments and reporting schemes for tree resources at country scale are limited by poor data quality and ambiguous or inconsistent definitions of land cover and land use types2,46. Forests have been defined differently depending on location, measurement protocols and landscape contexts. When forests are specified as continuous tree cover at a predetermined mapping resolution, the underlying definition and the quality of the data product are essential to understand precisely what is being mapped and ambiguities and uncertainties result from different datasets. For instance, at medium spatial resolution >5–10 m, tree cover products may be dominated by continuous clusters of trees of a certain size and may exclude many isolated trees. Also, previous work has overestimated the extent of forests by the inclusion of shrubs and bushes as forestland47. Uncertainties in tree cover estimates propagate to estimations of carbon stocks, resulting in large uncertainties in biomass and carbon estimates and maps48 (Extended Data Fig. 4 and Extended Data Table 1b).
This analysis presents an assessment of all overstory trees, aside from the assessment of their cover, density or land use. We estimate aboveground carbon stocks at the tree level, not on an aggregate area basis as it has been in most previous carbon stock mapping. This approach is more closely aligned with standard methods and protocols for allometric scaling of carbon from inventory plots. Most allometric scaling from a tree parameter to biomass or carbon involves nonlinear relationships, where the size class distribution of trees matters for the final estimate of landscape carbon stocks. Furthermore, the ability to map all trees makes our assessment independent of forest, tree cover and land use definitions. Reporting carbon stocks on the basis of individual trees would solve important uncertainties caused by definitions, methods, data sources and spatial resolution. Our example shows that even a very detailed manual forest delineation approach missed 38.4% of the isolated trees in Rwanda, which account for 25.5% of the national aboveground carbon stocks. With results as presented here, management and conservation decision-making can be more targeted by discriminating various types of tree systems under specific conditions and in specific locations. Our approach therefore could support management of a broad array of tree-based systems such as agroforestry, as well as catalyse important cross-sector management strategies inclusive of Agriculture, Forestry and other Land Use (AFoLU). A focus on AFoLU provides a way to simultaneously manage both emission reductions and removals of greenhouse gases49. Integrating non-forest trees in conservation initiatives expands the scope of climate change mitigation and adaptation efforts by also accounting for trees not included in standard forest assessments50. Forests have been an important focal point for land cover change monitoring for decades and progress has been made developing tools and methods applied to forests1–3. However, less effort has been given to monitoring trees and carbon stocks for trees outside of forests. This would provide a more robust approach for reducing emissions and increasing removals, making it possible to implement comprehensive national climate change mitigation actions in countries with mostly sparse tree cover. This analysis deploys a complete inventory of trees in AFoLU as a comprehensive approach that could support a more inclusive formulation of national programmes. Moreover, when considering the large number of trees in croplands, it is possible to monitor—and thus include in policies—economically poor rural communities in marginal landscapes that are particularly vulnerable to climate change. Quantitative data as presented here have the potential to link both mitigation and adaptation in a single framework. Many of the non-forest tree systems have direct connections to livelihoods and therefore are also important for economic development, poverty alleviation and climate change resilience and adaptation. Through innovations in landscape management practices using tree-based systems and associated monitoring and reporting systems, millions of farmers could be important participants in climate change mitigation actions, while also enhancing their livelihoods at the same time. By bringing a broad array of tree-based systems into carbon monitoring platforms, there is an opportunity to increase the engagement of countries with low tree densities in climate change mitigation.
The aerial images and NFI data used here have a high quality and cover the entire country, which is a ‘best-case’ scenario that can hardly be met by countries with limited resources and heterogeneous landscapes. However, we have demonstrated that our model trained on aerial images in Rwanda can be directly applied on images from Skysat satellites, which can be obtained for a reasonable price for monitoring restoration projects.
We acknowledge that a satellite- or aerial image-based approach cannot resolve the full range of crown sizes because small trees are shaded out by large trees, and also the conversion of crown area to carbon stocks includes uncertainty36 (Methods; Extended Data Table 1b). To reduce uncertainty, future versions of the proposed method should include more localized field inventory databases that allow for more local biome and species-specific wood densities and allometric conversions, as well as integrate tree height estimations from field and airborne LiDAR surveys. Ideally, national inventories are coupled with results such as those presented here to identify systematic bias and optimize the upscaling from field plot information to country scale. If limited funds are available, low-cost imagery from PlanetScope or Sentinel-2 may be trained with tree-level data such as provided here, which would also allow a deeper temporal dimension.
Having the capability of mapping tree-level carbon stocks is important to a range of applications including monitoring of forest landscape restoration, tree plantation survival rate, forest demography: dynamics of mortality and recruitment, tree-dominated land ownership, payments for ecosystem services, issuance of concession permits and tracking compliance, among other benefits. Therefore, we emphasize the inclusion of funding for regular high-resolution imagery along with localized field inventory databases in development packages. We also highlight the relevance of all trees for conservation and protection efforts and encourage that trees outside forests are considered as equally important as trees in forests.
Methods
Aerial images
We use publicly available aerial images of Rwanda at 0.25 × 0.25 m2 resolution, collected in June–August of 2008 and 2009. The images were acquired from 3,000 m altitude above ground level, originally with a mean ground resolution of 0.22 × 0.22 m2 pixel size then resampled to 0.25 × 0.25 m2, using a Vexcel UltraCam-X aerial digital photography camera34. The images exhibit a red, green and blue band stored under 8 bit unsigned integer format. The aerial images cover 96% of the country and the remaining 4% was filled with satellite images from WorldView-2, Ikonos, Spot and QuickBird satellite sensors which are part of the publicly available dataset.
Environmental data
We use locally available climate data: mean annual rainfall, mean annual temperature and elevation data (10 × 10 m2 resolution) to assess relationships between tree density, crown cover and environmental gradients. We also use land cover data to extract the spatial extent of plantations, forest, farmland, and urban and built-up areas for our landscape stratification. Climate data were obtained from the Rwanda Meteorological Agency as daily records from 1971 to 2017. The national forest map was manually created in 2012 using on-screen digitizing techniques over the 2008 aerial images35. A forest was defined as ‘a group of trees higher than 7 m and a tree cover of more than 10% or trees able to reach these thresholds in situ on a land of about 0.25 ha or more’51. A shrub was defined as ‘a group of perennial trees smaller than 7 m at maturity and a canopy cover of more than 10% on a land of about 0.25 ha or more’. The forest dataset was composed of 105,690 forest polygons, classified as either natural forest (closed natural forest, degraded natural forest, bamboo stand, wooded savanna and shrubland) or ‘forest plantations’ (Eucalyptus spp., eucalyptus; Pinus spp., pine; Callitris spp., callitris; Cupressus spp., cypress; Acacia mearnsii, black wattle; Acacia melanoxylon, melanoxylon; Grevillea robusta, grevillea; Maesopsis eminii, maesopsis; Alnus acuminata, alnus; Jacaranda mimosifolia, jacaranda; mixed species, mixed; and others) (Extended Data Fig. 7i). We separate shrubland from natural forest and merged it with savanna into the class ‘savannas and shrublands’. We further separated tree plantations and grouped them into Eucalyptus and non-Eucalyptus plantations. Then, a farmland map was acquired from the Rwanda Land Management and Use Authority (RLMUA)52 and overlaid with the 2012 forest cover map as a reference to clean the overlapping parts, under an assumption that the overlap is due to land use dynamics. Finally, a layer marking urban and built-up areas was acquired from RLMUA as well and the same preprocessing step as done for farmlands was applied. The combination of the land cover datasets resulted in our stratification scheme with six classes: natural forests, savannas and shrublands, Eucalyptus plantations, non-Eucalyptus plantations, farmland and urban and built-up.
Mapping of individual trees using deep learning
We used the open-source framework developed by ref. 17 to map individual tree crowns. The framework uses a deep neural network based on the U-Net architecture53,54. We trained the network using 97,574 manually delineated tree crowns spread over 103 areas/bounding boxes representing the full range of biogeographical conditions found across Rwanda. To cope with the challenge of separating touching tree crowns, we used a higher weight for boundary areas between crowns, as suggested in refs. 17,53. Crown sizes in the predictions were found to be 27% smaller as compared to the manual delineations within the 103 training areas, due to the applied boundary weight that emphasizes gaps between tree crowns. Therefore, to calculate the real canopy cover, we extended each predicted tree crown by 27% and dissolved the touching crowns into continuous features. We counted single tree crowns for each hectare presented here as tree density and the percentage of each hectare covered by the extended tree crowns as canopy cover.
We developed a postprocessing method that separates clumped tree crowns and fills any gap inside a single crown (Extended Data Fig. 2). Our postprocessing method, which we refer to as detect centre and relabel (DCR), determines the crown centres in the model predictions assuming that tree crowns have a round shape and then relabels the model predictions on the basis of weighted distances to the identified crown centres. First, DCR performs a distance transform, computing for each pixel the Euclidean distance to the nearest pixel predicted as background. Let the transformed image be distance-transformed (DT). Then an m × m maximum filter is applied to DT, where m depends on the size of the smallest object to be separated. We store all pixels for which the original DT value is the same before and after max-filtering. These pixels are the instance centres as they are furthest away from the boundary and have the highest distance values within the area defined by m. In the case of several connected instance centres in regions where multiple connected pixels have the same distance from the background, only a single instance centre is kept. Finally, each pixel x predicted as a crown in the original image is assigned to its nearest instance centre, where the distance function penalizes background pixels on the connecting line between the instance centre and x.
Allometry for biomass and carbon stock estimation
Generally, allometric equations define a statistical relationship between structural properties of a tree and its biomass55,56. In our case, we assume a relationship between the crown area and aboveground biomass (AGB), which varies between biomes36. Since destructive AGB measurements are rare, we established biome-specific relationships between crown diameter (CD) derived from the crown area (CD = 2√(crown area/π)) and stem diameter at breast height (DBH) (equations (3) and (6)). DBH has been shown to be highly correlated with AGB36–40. We then used established relationships from literature to derive AGB from DBH for savannas and shrublands (equation (4)), tree plantations (equation (5)) and natural forests (equation (7)). AGB was predicted for each tree and summed for 1 ha grids to derive AGB in the unit Mg per ha. Values were multiplied by 0.47 (refs. 57,58) to derive aboveground carbon (AGC). Summed numbers over land cover classes are considered as carbon stocks. The bias as reported here was calculated following the approach from ref. 36 reporting the relative systematic error in per cent:
1 |
The error for the evaluation with NFI data was defined by:
2 |
For trees outside natural forests, we used the database from ref. 36 including 10,591 field-measured trees from woodlands and savanna plus 952 samples from agroforestry landscapes in Kenya37 to establish a linear relationship between CD and DBH (Extended Data Fig. 3a). The Kenyan dataset is compatible with the trees in Rwanda. To ensure compatibility, the Kenya data contained open-grown trees most of which are of the same families or genus as in Rwanda grown under the same conditions, the latter factor shown to be important for generalizing37.
A major axis regression (average of four runs each 50% of the data) led to equation (3):
3 |
Equation (3) showed a reasonable performance with a very low bias (average of four runs on the 50% not used to establish the equation (3)): r² = 0.71; slope = 0.95; root mean square error (RMSE) = 6.2 cm; relative RMSE (rRMSE) = 42%; bias = 1%). We tested equation (3) on an independent dataset from Kenya consisting of 93 trees where AGB was destructively measured (Fig. 3b). The Kenyan database provides an uncommon opportunity to use destructive samples in which the carbon mass is not estimated indirectly and the relationship between crown area and carbon is direct: we do not need to invoke a second allometry to derive the dependent variable. All trees were open-grown trees in the same growing conditions as the agricultural areas of Rwanda. On these 93 trees, DBH can be predicted reasonably well from CD using equation (3) (r² = 0.84; slope = 0.86; RMSE = 8 cm; rRMSE = 25%; bias = 6%). We then applied an allometric equation from literature37 established for non-forest trees in East Africa to estimate AGB from DBHpredicted and compared the predicted AGB with the destructively measured AGB (r² = 0.81; RMSE = 511 kg; rRMSE = 55%; bias = 25%) showing an acceptable performance (Extended Data Fig. 3c) but indicating a systematic bias, which will be further tested with biome-specific field data (next section). We apply equation (4) to estimate AGB for trees outside forests in Rwanda in savannas and shrublands:
4 |
Given the different structure of trees in farmlands, urban and built-up areas and plantations as compared to trees in natural forests and in natural non-forest areas, we used a different equation for trees in these areas. It was established in Rwanda using destructive samples from tree plantations39:
5 |
A different CD–DBH relationship was established for natural forests. Here, we conducted a field campaign in December 2021 sampling 793 overstory trees in Rwanda’s protected natural forest. We measured both CD and DBH and established a logarithmic major axis regression model with a Baskerville correction59 between the two variables to predict DBH from CD (Extended Data Fig. 3d). We did four runs each using 50% of the data to establish equation (6) (average of the four runs) and the other 50% to test the performance also averaged over the four runs (r² = 0.71; slope = 0.99; RMSE = 13 cm; rRMSE = 45%; bias = 19%). Note that CD is extended by 27% to account for underestimations of touching crowns in dense forests (see previous section):
6 |
We then used a state-of-the-art allometric equation established for tropical forests38 to predict AGB from DBH for natural forests in Rwanda:
7 |
where E measures the environmental stress38 (a gridded layer is accessible via https://chave.ups-tlse.fr/pantropical_allometry.htm) and ρ is the wood density. Here, we used a fixed number (0.54), which is the average wood density for 6,161 trees from ref. 40, weighted according to the abundance of the species in the plots. The relative error was calculated by the quadratic mean of the intraplot and interplot variations, which is 18.2% (Extended Data Table 1b). No destructive AGB measurements were found that showed a similar CD–DBH relationship as we measured during the field trip in Rwanda’s forest. We could thus not evaluate the performance for natural forests at tree level but had to rely on plot-level comparisons (next section).
Evaluation and uncertainties of the allometry
Biomass estimations without direct measurements of height or DBH inevitably include a relatively high level of uncertainty at tree level38,60. Uncertainty does not only originate from the CD to DBH conversion but also the equation converting DBH to AGB. As shown in the previous section, no strong systematic bias could be detected for the CD to DBH conversion but the evaluation of the CD-based AGB prediction with an independent dataset from destructively measured AGB revealed a bias of 25%. However, this comparison (Extended Data Fig. 3c) may not be representative for an entire country having a variety of landscapes and tree species, so a systematic propagation is unlikely. We also did not have sufficient field data to evaluate the conversions in natural forests. Here, we used data from 15 natural forest plots with 6,161 trees published by ref. 40 and ref. 41 and directly compared the summed biomass of the trees we predicted over their plots. The median measured biomass for the plots is 121 MgC ha−1 and we predict a median biomass of 81 MgC ha−1 (plot-based rRMSE = 54%; bias = 11%; bias on summed plots = 26%). The overall underestimation by our prediction is not necessarily a model bias but may be partly explained by the contribution of the understory trees, which cannot be captured by aerial images. Interestingly, our C stock estimates are in the same range of magnitude as global biomass products43–45,61 (Extended Data Fig. 4), indicating that overstory tree-level carbon stock assessments are possible from optical very high resolution images, even in tropical forests. Several global products overestimated biomass for non-forest areas like savannas or croplands, which is probably because they are calibrated in denser forests. The most recent products of ref. 42 and ref. 61 are much closer to the estimates from our results and the NFI. This is also seen in the grid-based correlation matrix where ref. 42 correlates best with our map, followed by ref. 61.
We further use NFI data from 2014 to measure the uncertainty of the final carbon stock estimates and evaluate if systematic differences between AGB predictions and field assessments can be found for different land cover classes (Extended Data Table 1). For the NFI data, a total of 373 plots with 2,415 trees were measured and species-specific allometric equations applied62. To identify systematic errors at landscape scale, we extracted averaged values for areas around the plots from our predictions and calculated statistics on averages over all plots. Interestingly, our predictions for farmlands only show a bias of 5.9%: we estimate on average 2.46 MgC ha−1 and the inventories measure 2.37 MgC ha−1 on their 150 plots. For savanna and shrublands, we estimate 4.16 MgC ha−1 while inventories measure 3.31 MgC ha−1 (bias = 18.9%). For plantations, we estimate lower values (8.16 compared to 16.79 MgC ha−1; bias = 52.6%). To calculate the total uncertainty on country-wide C stock estimates, we weighted the bias from the different classes according to their relative area. We estimate a total uncertainty on the carbon stock predictions of 16.9% at the national scale (Extended Data Table 1).
We found a very low bias for estimated C density in farmlands (5.9% bias) which make up most of the areas outside natural forests in Rwanda (Extended Data Table 1, Extended Data Fig. 6). The high bias for plantations can be explained by three factors: large bare areas considered part of plantations by the manual delineation of plantation areas (Extended Data Fig. 1); regular harvesting and continual thinning which keep many plantation trees young and small; and the fact that our aerial images are from 2008 while plantation trees have grown until 2014 with a few new NFI plots initiated after 2008. The bias in savannas and shrublands can be explained by the following factors: the presence of multistemed trees with large crowns such as Acacia spp. and Ficus spp. among others; the fact that a crown-based method overestimates C stocks of shrubs with a small height; and presence of shrub trees with both small height and small (multiple) stems. If tree-level based carbon stock assessments derived from crown diameter as presented here should become standard to complement national inventories, a database with sufficient samples to evaluate for systematic errors needs to be established for each biome and inventory and satellite/aerial image-based methods need to be further harmonized.
To further quantify the error propagation of the CD to DBH conversion for our application, we established four equations each randomly using 50% of the dataset and predicted the carbon stock for each tree in Rwanda with each equation. We did this separately for natural forests and trees outside natural forests. We calculated the rRMSE between the aggregated carbon stocks for each hectare. We averaged the rRMSE for each land cover class and show that the uncertainty for all classes does not exceed 5% (Extended Data Table 2a).
Evaluation and uncertainties of tree crown mapping
We created an independent test dataset, which was never seen during training and was also not used to optimize hyperparameters. The test set consists of 6,591 manually labelled trees located in 15 random 1 ha plots (Extended Data Fig. 5). Thanks to the size of the country, the plots represent all rainfall zones and three major landscapes of the country. The plot-level comparison yielded very high correlations between the predictions and the labels and is shown in Extended Data Fig. 5. We also calculated a confusion matrix showing an overall per pixel accuracy of 96.2%, a true positive rate of 79.6% and a false positive rate of 6.8% (Extended Data Table 2b). Trees outside natural forests are easy to spot and count for the human eye, so we have confidence in the plot-based evaluation. However, it is often challenging in natural forests. Here, we used again the field measurements from 15 plots with 6,161 trees40,41. We find that we underestimate the total tree count by 22.6%, which may, at least partly, be explained by understory trees hidden by overstory trees and which are, therefore, not visible in our images. New field campaigns are needed to better understand and calibrate our results and possibly correct for systematic bias.
Application and evaluation beyond Rwanda
We acquired 83 Skysat scenes at 80 cm for Tanzania, Burundi, Uganda, Rwanda and Kenya. The model trained on the 25 cm resolution aerial images of Rwanda from 2008 was directly applied on the Skysat images. Forest and non-forest areas were manually delineated to decide which allometric equation to use for the carbon stock conversion. We randomly selected 150 1 × 1 km2 patches and aggregated the predicted carbon density per patch and compared the results with previously published maps42–45. Results show that the model can directly be applied to comparable landscapes on different datasets. Note, however, that accurate carbon stock predictions need local adjustments with field data. We then tested the tree crown model transferability on aerial images from California (NAIP; 60 cm) and France (20 cm) and found that the model delivers realistic results without any local training or calibration (Extended Data Figure 8).
Reporting summary
Further information on research design is available in the Nature Portfolio Reporting Summary linked to this article.
Online content
Any methods, additional references, Nature Portfolio reporting summaries, source data, extended data, supplementary information, acknowledgements, peer review information; details of author contributions and competing interests; and statements of data and code availability are available at 10.1038/s41558-022-01544-w.
Supplementary information
Acknowledgements
We thank the University of Rwanda for providing the very high resolution aerial imagery for the study. We also acknowledge the support from the University of Copenhagen, University of Rwanda, Wildlife Conservation Society of Rwanda and IPRC Kitabi for the organization and supervision of the fieldwork. We also thank African Parks and Nyungwe Management Company for issuing the permit to conduct field data collection in Nyungwe Afromontane tropical rainforest. This work was funded by the European Research Council (ERC) under the European Union’s Horizon 2020 Research and Innovation Programme (grant agreement no. 947757 TOFDRY) and DFF Sapere Aude (grant no. 9064–00049B). D.S. acknowledges funding by NASA grant nos. 80NSSC21K0315 and 80NSSC20K0263. R.F., C.I., F.G. and A.K. were supported by the research grant DeReEco (34306) from Villum Fonden. C.I. acknowledges support by the Pioneer Centre for AI, DNRF grant no. P1. J.C. acknowledges grants from ‘Investissement d’Avenir’ (CEBA, ref. ANR-10-LABX-25-01; TULIP, ref. ANR-10-LABX-0041), ESA CCI-Biomass and CNES. A.N. and V.U. acknowledge support by the European Union’s Horizon 2020 research and innovation programme through the project Development of Smart Innovation through Research in Agriculture (DeSiRa), grant agreement no. 818194. F.G. acknowledges the support from the Independent Research Fund Denmark (DFF), grant Monitoring Changes in Big Satellite Data via Massively-Parallel Artificial Intelligence (9131-00110B).
Extended data
Author contributions
M.B., R.F. and M.M. designed the study. M.M. prepared and selected training and validation dataset. A.K., S.L. and F.R. wrote the code for the deep-learning framework, supported by F.G. and C.I. A.K. and C.I. wrote the code for postprocessing framework to separate clumped trees. J.C. and D.S. prepared data from existing tree measurements databases for carbon stocks related analyses. G.R. prepared aerial images. D.T. and V.U. collected field data. A.N. and V.U. prepared NFI data. S.S. prepared the 2021 global estimates of aboveground carbon stocks. M.M., M.B., J.C. and D.S. conducted the analyses. M.M., M.B., J.C., D.S., P.H., P.C., O.M., X.T., S.L., G.R., A.N., J.-P.B.L., F.G., C.J.T., S.S. and R.F. conducted the interpretations. M.M. and M.B. wrote the first manuscript draft with contributions by all authors. M.M. designed the figures.
Peer review
Peer review information
Nature Climate Change thanks Julius Anchang, Christopher Ross and the other, anonymous, reviewer(s) for their contribution to the peer review of this work.
Data availability
Global tree cover maps are available at http://earthenginepartners.appspot.com/science-2013-global-forest. Climate data are freely accessible through an online application to the Rwanda Meteorological Agency via http://mis.meteorwanda.gov.rw/. Aerial images and land use and land cover data are freely available for research through formal application to the Rwanda Land Management and Use Authority at https://www.rlma.rw. Products produced in this study: tree density, tree cover, carbon stock estimates are freely accessible at 10.5281/zenodo.7118176 (ref. 63). The global database with tree measurements including biomass is available from J.C. Tree measurements from Kenya are available from D.S. Tree measurements from Rwanda are available from M.M.
Code availability
The code for the tree detection framework based on U-Net is publicly available at 10.5281/zenodo.3978185. Support and more information are available from A.K. (ak@di.ku.dk or ankit.ky@gmail.com) or F.R. (flr@ign.ku.dk).
Competing interests
The authors declare no competing interests.
Footnotes
Publisher’s note Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Contributor Information
Maurice Mugabowindekwe, Email: mmu@ign.ku.dk.
Martin Brandt, Email: mabr@ign.ku.dk.
Extended data
is available for this paper at 10.1038/s41558-022-01544-w.
Supplementary information
The online version contains supplementary material available at 10.1038/s41558-022-01544-w.
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Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Supplementary Materials
Data Availability Statement
Global tree cover maps are available at http://earthenginepartners.appspot.com/science-2013-global-forest. Climate data are freely accessible through an online application to the Rwanda Meteorological Agency via http://mis.meteorwanda.gov.rw/. Aerial images and land use and land cover data are freely available for research through formal application to the Rwanda Land Management and Use Authority at https://www.rlma.rw. Products produced in this study: tree density, tree cover, carbon stock estimates are freely accessible at 10.5281/zenodo.7118176 (ref. 63). The global database with tree measurements including biomass is available from J.C. Tree measurements from Kenya are available from D.S. Tree measurements from Rwanda are available from M.M.
The code for the tree detection framework based on U-Net is publicly available at 10.5281/zenodo.3978185. Support and more information are available from A.K. (ak@di.ku.dk or ankit.ky@gmail.com) or F.R. (flr@ign.ku.dk).