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PLOS One logoLink to PLOS One
. 2023 Jan 27;18(1):e0278262. doi: 10.1371/journal.pone.0278262

Assessing the risks of treatment in Parkinson disease psychosis: An in-depth analysis

Katherine Longardner 1, Brenton A Wright 1, Aljoharah Alakkas 2, Hyeri You 3, Ronghui Xu 4, Lin Liu 4, Fatta B Nahab 1,*
Editor: Antonina Luca5
PMCID: PMC9882782  PMID: 36706079

Abstract

Background

Parkinson disease (PD) psychosis (PDP) is a disabling non-motor symptom. Pharmacologic treatment is limited to pimavanserin, quetiapine, and clozapine, which do not worsen parkinsonism. A Food and Drug Administration black box warning exists for antipsychotics, suggesting increased mortality in elderly patients with dementia. However, the reasons for higher mortality are unknown.

Aim

Expanding on prior work exploring mortality in treated PDP patients, we conducted a retrospective comparison to understand the links between treatment regimen, clinical characteristics, and negative outcomes.

Methods

Electronic medical record data extraction included clinically diagnosed PD patients between 4/29/16-4/29/19 and excluded patients with primary psychiatric diagnoses or atypical parkinsonism. Mortality and clinical characteristics during the study period were compared between untreated patients and those receiving pimavanserin, quetiapine, or both agents (combination). Mortality analyses were adjusted for age, sex, levodopa equivalent daily dose (LEDD), and dementia.

Results

The pimavanserin group (n = 34) had lower mortality than the untreated group (n = 66) (odds ratio = 0.171, 95% confidence interval: 0.025–0.676, p = 0.026). The untreated group had similar mortality compared to the quetiapine (n = 147) and combination (n = 68) groups. All treated groups had a higher LEDD compared to the untreated group, but no other differences in demographics, hospitalizations, medical comorbidities, medications, or laboratory values were found between the untreated and treated groups.

Conclusions

PDP patients receiving pimavanserin had lower mortality than untreated patients. We found no other clear differences in clinical characteristics to explain the mortality risk. Prospective randomized trials are needed to definitively identify the optimal PDP treatment regimen and associated risks.

Introduction

Psychosis is a common non-motor symptom in Parkinson disease (PD), with overall prevalence ranging from 26–60%, depending on which symptoms are included [13]. Manifestations occur on a spectrum, ranging from a false sense of presence and illusions to formed visual hallucinations and delusions, which can occur with or without insight [4]. PD psychosis (PDP) prevalence increases with age, cognitive dysfunction, disease duration, and dopaminergic therapy. Patients with PDP have higher rates of healthcare utilization, institutionalization, and mortality than those without psychosis [5].

Direct PDP treatment is limited to the few antipsychotic medications that have low affinity for dopaminergic D2 receptors to avoid worsening parkinsonian symptoms; these include quetiapine and clozapine, which have traditionally been used to treat PDP. [6]. Quetiapine is commonly prescribed due to its favorable side effect profile and cost, but its efficacy as an antipsychotic in PD has demonstrated inconsistent results [7]. Clozapine is used effectively in PDP patients who do not respond to other antipsychotics, but its use is limited by the risk of agranulocytosis and need for frequent blood monitoring for this rare side effect. The Food and Drug Administration (FDA) approved pimavanserin on April 29, 2016 as the first agent indicated specifically for treatment of PDP. Pimavanserin does not worsen parkinsonian symptoms due to its unique mechanism of action as a pure 5HT2-A receptor inverse agonist that lacks any activity at dopamine receptors. However, the FDA issued a black box warning for all antipsychotic medications (including pimavanserin, despite its unique mechanism of action) in elderly patients with dementia, suggesting that this medication class is associated with increased morbidity and mortality. Antipsychotic exposure has also been associated with increased mortality risk in PD, compared to people with PD who are not exposed to antipsychotics [7, 8].

We previously reported in a retrospective study that among 676 PD patients treated for psychosis, those receiving pimavanserin had lower mortality than those receiving quetiapine or combination therapy with pimavanserin and quetiapine [9]. However, given that our prior work had not included person-level review, the factors contributing to these mortality differences were unknown. Larger observational cohort studies have found varying results regarding pimavanserin’s association with mortality in PD. One study demonstrated among people not residing in long-term care facilities, pimavanserin users had decreased mortality compared to users of other antipsychotics [10]. However, another study found among residents of long-term care facilities that pimavanserin users had higher mortality compared to non-users [11]. In the present study, we aimed to better understand the impact and predictors of mortality in PDP by expanding the study period, conducting an in-depth retrospective review to explore various demographic, clinical, and iatrogenic factors, and controlling for potential confounds with the ability to gather information by individual chart review. We also investigated the differences in these factors between those treated with antipsychotic agents and PDP patients who remained untreated.

Methods

This research project was approved by the University of California San Diego (UCSD) Institutional Review Board (Project #190625), and it is conformed to the provisions of the Declaration of Helsinki. We extracted identified patient data from the Epic electronic medical record system (Verona, WI). All patients included were: 1) clinically diagnosed with PD (using International Classification of Diseases, Tenth Revision, Clinical Modification (ICD-10-CM) code), and 2) evaluated at any UCSD Health System facility for any cause between April 29, 2016 and April 29, 2019. Psychosis was diagnosed based on ICD-10 code and antipsychotic medication prescription. For patients prescribed antipsychotic medications, individual chart review was performed to ascertain that the medication was prescribed for treatment of psychosis (i.e., rather than for sleep or mood). We excluded patients with primary psychiatric diagnoses (including bipolar disorder, schizophrenia, schizotypal disorder, and depression with psychotic features), since these “may have drug-induced or tardive parkinsonism related to antipsychotic medication use. We excluded patients with atypical parkinsonism (e.g., multiple system atrophy, progressive supranuclear palsy, drug-induced parkinsonism, vascular parkinsonism), since pimavanserin is only FDA-approved for use in people with PDP. Persons with PDP were categorized according to treatment status: none (untreated), pimavanserin, quetiapine, or both pimavanserin and quetiapine (combination). We excluded patients treated with clozapine monotherapy (n = 2) or clozapine combined with other antipsychotics (n = 9) from the analyses due to low sample size. We did not include other atypical antipsychotic medications, e.g., risperidone or olanzapine, in our search query since these and other antipsychotics with D2 dopaminergic blocking mechanism of action are generally avoided in PD given their propensity to exacerbate parkinsonian symptoms.

We included the following variables in our data query: living/deceased status; demographics (age, sex, payor status, race/ethnicity); Montreal Cognitive Assessment (MoCA) total scores (range 0–30, lower is worse) [12]; Movement Disorders Society Unified Parkinson Disease Rating Scale (MDS-UPDRS) Total Part III scores (range 0–132, higher is worse) [13]; electrocardiogram QTc interval; levodopa equivalent daily dose; frequency and duration of hospital admissions in the UCSD Health System during the study period; comorbidities determined by ICD-10 code (parkinsonian non-motor symptoms including dementia, and common general medical conditions, which included cardiovascular disease, chronic kidney disease, diabetes mellitus type 2, hypertension, hyperlipidemia, and hypercoagulability); medication exposure (medication categories included antipsychotics, antiparkinsonian, cognition-enhancing, antihypotensives, antidepressants, antithrombotics, QTc-prolonging, and potassium-depleting); and laboratory values when available to provide objective data (including complete blood count, chemistry panel, liver enzymes, lipid profile, coagulation profile). For medical exposure/condition variables, the variable was defined as any exposure during the study period. If multiple measurements were available for continuous variables, the values were aggregated and averaged for each patient in the between-group comparisons, these include UPDRS Part III scores, MoCA scores, QTc interval, and laboratory values.

Medication exposure was determined according to whether patients were ever prescribed the antipsychotic medication during the study interval. The combination group included patients that had exposure to both pimavanserin and quetiapine during the study period, but these two agents were not necessarily taken at the same time. Patients who were exposed to antipsychotic medications and discontinued them before the study period were included in the untreated group. Individual chart reviews were performed for all individuals prescribed antipsychotics to confirm that they took the medication(s) during the study period. Those who did not start the medications prescribed were assigned to the untreated group. We also distinguished between persons that received quetiapine chronically in the outpatient setting and those that received quetiapine only during an inpatient setting (i.e., emergency room visit or hospital admission) and excluded the latter group (n = 34). Individuals without psychosis taking quetiapine in the outpatient setting for sleep or mood were also excluded from analyses (n = 8). Quetiapine doses at the first and last visit during the study period were calculated based on chart review.

Since there is some evidence that dopaminergic agents may increase risk of PDP [14, 15], we calculated levodopa equivalent daily doses (LEDD) at the first and last visits during the study period were using the conversion formula described by Tomlinson et al. [16]. Extended release carbidopa/levodopa was converted using the method described by Hauser, in accordance with the product package insert [17]. First and last visit LEDD were only compared among those with more than one visit. If only one visit occurred during the study period, LEDD was listed under the last visit.

Statistical analyses

We compared demographics, clinical factors, and medication use between the untreated group and each of the three treatment groups (quetiapine, pimavanserin, and combination) using pairwise univariate tests. For continuous variables, a two-sample t-test was used, while for categorical variables the Chi-square test was applied to each of the three pairwise between-group comparisons. When interpreting the significance of a test, multiple comparison adjustment with Bonferroni correction was applied for the three pairwise treatment group comparisons (p<0.05/3 was considered significant). Logistic regression was conducted to compare mortality rates in groups with PDP receiving quetiapine, pimavanserin, or combination therapy to the untreated group. Multivariable logistic regression was used to adjust for age, sex, last visit LEDD, and dementia diagnosis.

In the subgroup of patients taking quetiapine monotherapy in the outpatient setting, we investigated whether a quetiapine dose effect was associated with the following five outcomes: mortality, hospital admission frequency, hospitalization duration, presence of orthostatic hypotension (OH), and average QTc interval. Quetiapine doses were analyzed both as 1) continuous variables and 2) binary variables, separating groups into those receiving less than 50mg of quetiapine daily and those receiving 50mg or greater of quetiapine daily. Linear and logistic regression were used for analyzing the five outcomes as appropriate, and multivariable regression analyses were performed to adjust for age and last visit LEDD.

Analyses were performed using R statistical software version 4.0.2 (R Foundation for Statistical Computing, Vienna, Austria) [18].

Results

Using our inclusion/exclusion criteria, the sample included 2,994 PD patients– 352 (11.8%) with psychosis. Of these 352 PDP patients, 66 (18.8%) were untreated (did not receive antipsychotics), 34 (9.7%) received pimavanserin, 147 (41.8%) received quetiapine in the outpatient setting, and 68 (19.3%) received combination therapy, thus 315 patients were included in the analyses.

Mortality

Group mortality rates in our cohort were: 24.2% (untreated), 5.9% (pimavanserin), 20.7% (quetiapine), and 17.1% (combination therapy). The likelihood of mortality was lower in patients receiving pimavanserin compared to untreated patients [odds ratio (OR): 0.195; 95% confidence interval (CI): 0.030, 0.748; p = 0.037], and remained lower after adjusting for age, sex, last visit LEDD, and dementia diagnosis [OR: 0.171; 95% CI: 0.025, 0.676; p = 0.026]. Compared to the untreated group, there were no differences in adjusted mortality for patients receiving quetiapine [OR: 0.833; 95% CI: 0.405, 1.756; p = 0.624] or those on combination therapy [OR: 0.697; 95% CI: 0.277, 1.716; p = 0.433] (Fig 1).

Fig 1. Mortality odds ratio in untreated and treated groups with Parkinson disease psychosis.

Fig 1

Comparison of mortality odds ratios between Parkinson disease psychosis (PDP) patients not receiving antipsychotics (untreated) and PDP patients treated with either pimavanserin (Pim), quetiapine (Quet), or combination pimavanserin and quetiapine (Pim+Quet), after adjusting for age, sex, last visit levodopa equivalent daily dose, and dementia.

Demographic data and clinical features

We found no differences in age, sex, race/ethnicity, or payor status between untreated and treated groups. A subset of the patients had data collected for the MDS-UPDRS Part III, MoCA, and QTc interval. Compared to the untreated group’s MDS-UPDRS Part III scores (mean 29.0 points, standard deviation (SD) 13.9), motor performance was worse in the quetiapine group (mean 40.6, SD 18.9, p = 0.007) and combination group (mean 41.7, SD 19.1, p = 0.013). Mean MoCA scores were lower in the combination group (16.0 points, SD 7.0) compared to the untreated group (21.2, SD 5.9, p = 0.009). MoCA scores in the combination therapy group trended lower compared to the untreated group, but did not meet statistical significance (mean 17.50, SD 7.20, p = 0.033). There were no differences in mean QTc interval between the treated and untreated groups. Among patients taking dopaminergic medications, the combination therapy group a higher first visit LEDD compared to the untreated group, but this was not statistically significance after multiple comparison correction. Compared with the untreated group, all treated groups had higher LEDD at the last visit. Table 1 shows demographic information and clinical characteristics at baseline (first study visit assessed).

Table 1. Comparison of demographic and clinical characteristics at baseline between Parkinson disease psychosis (PDP) group not receiving antipsychotics (untreated) and PDP groups treated with pimavanserin, quetiapine, or combination pimavanserin and quetiapine.

Untreated PDP (n = 66) Pimavanserin (n = 34) p-value Quetiapine (outpatient) (n = 147) p-value Combination (n = 68) p-value
Age, years mean (SD) 77.7 (9.3) 80.2 (6.5) 0.127 76.9 (9.2) 0.536 75.9 (8.8) 0.238
Sex, female n (%) 28 (42.4) 18 (52.9) 0.431 50 (34.0) 0.306 24 (35.3) 0.503
RACE/ETHNICITY n (%)
White/Caucasian (non-Hispanic) 55 (83.3) 25 (73.5) 0.494 117 (79.6) 0.376 56 (82.4) 0.912
Hispanic/Latino 6 (9.1) 6 (15.0) 20 (13.6) 7 (10.3)
Other 1 (1.5) n/a n/a 2 (2.9)
Unknown 4 (6.1) 3 (8.8) 10 (6.8) 3 (4.4)
PAYOR STATUS n (%)
Government payor 51 (77.3) 24 (70.6) 0.740 90 (61.2) 0.108 57 (83.8) 0.368
Private payor 13 (19.7) 9 (26.5) 52 (35.4) 11 (16.2)
Other 2 (3.0) 1 (2.9) 5 (3.4) n/a
CLINICAL FEATURES mean (SD)
MDS-UPDRS Part III score n = 25 n = 14 0.125 n = 38 0.007* n = 22 0.013*
28.96 (13.92) 37.64 (17.54) 40.63 (18.93) 41.73 (19.05)
MoCA score n = 20 n = 17 0.075 n = 46 0.033 n = 26 0.009*
21.20 (5.85) 17.06 (7.52) 17.50 (7.20) 16.00 (6.99)
QTc interval n = 28 n = 8 0.865 n = 54 0.360 n = 29 0.207
457.13 (29.93) 460.23 (47.22) 450.49 (32.83) 446.01 (35.66)
First visit LEDD 346.7 (433.2) 417.8 (350.7) 0.379 348.6 (318.9) 0.975 526.4 (503.3) 0.028
Last visit LEDD 407.1 (511.0) 689.7 (538.7) 0.014* 635.8 (519.9) 0.003* 803.9 (609.1) < 0.001*

Comparison of age, sex, ethnic/racial group, payor status, motor performance, cognitive assessments, QTc interval, and levodopa daily equivalent dose between Parkinson disease psychosis (PDP) patients not receiving antipsychotics (untreated) and PDP patients treated with either pimavanserin, quetiapine, or combination pimavanserin and quetiapine. P-values are unadjusted and shown for each treated group compared to untreated.

* represents p-values meeting Bonferroni corrected significance level (p < 0.016).

Abbreviations: LEDD: Levodopa Daily Equivalent Dose; MDS-UPDRS: Movement Disorders Society-Unified Parkinson’s Disease Rating Scale; MoCA: Montreal Cognitive Assessment; SD: Standard Deviation.

Hospitalization data

The percentage of individuals hospitalized during the study period was lower in the pimavanserin group compared with the untreated group (20.6% vs. 50%, p = 0.009) and was similar between the untreated group and groups receiving quetiapine (39.5%, p = 0.197) and combination therapy (39.7%, p = 0.306). Hospitalization frequency (number of hospitalizations per individual) was similar between untreated patients and all treated groups. Patients treated with quetiapine trended toward a longer hospital duration compared to untreated patients (mean duration 3.88 days vs. 2.32 days, p = 0.040), but after adjusting for multiple comparisons, this difference was not significant. Hospitalization data is shown in Table 2.

Table 2. Comparison of hospitalization data between Parkinson disease psychosis (PDP) group not receiving antipsychotics (untreated) and PDP groups treated with pimavanserin, quetiapine, or combination pimavanserin and quetiapine.

Untreated PDP (n = 66) Pimavanserin (n = 34) p-value Quetiapine (outpatient) (n = 147) p-value Combination (n = 68) p-value
Patients hospitalized overnight
n (%)
33 (50.0) 7 (20.6) 0.009* 58 (39.4) 0.197 27 (39.7) 0.306
Admissions per patient
mean (SD)
2.5 (4.3) 1.6 (1.9) 0.151 1.8 (2.1) 0.182 2.1 (2.2) 0.522
Hospitalization duration in days mean (SD) 2.3 (2.7) 2.1 (2.0) 0.826 3.9 (4.5) 0.040 4.1 (6.8) 0.214

Comparison of hospital admission frequency and duration between Parkinson disease psychosis (PDP) not receiving antipsychotic medications (untreated) and PDP patients treated with either pimavanserin, quetiapine, or combination pimavanserin and quetiapine. P-values are unadjusted and shown for each treated group compared to untreated. Significance vs. untreated at Bonferroni-corrected p < 0.016 is marked with *.

Prevalence of parkinsonian non-motor symptoms

The untreated PDP group had a higher prevalence of mild cognitive impairment (MCI) (39.4% vs. 18.4%, p = 0.002), mood disorders (63.6% vs. 40.8%, p = 0.003), and urinary symptoms (39.4% vs. 21.8%, p = 0.012) than groups who received quetiapine. There was also a trend toward higher prevalence of orthostatic hypotension in the untreated group compared with the quetiapine-treated group (42.4% vs. 25.2%, p = 0.018), that did not reach significance after adjusting for multiple comparisons.

General medical conditions

The untreated group had a higher prevalence of hypercoagulability compared to the quetiapine group (16.7% vs. 4.8%, p = 0.009). Compared to the combination group, the untreated group had a higher prevalence of hypertension (62.1% vs. 35.3%, p = 0.003) and chronic kidney disease (22.7% vs. 5.9%, p = 0.011). No other between-group differences were found.

Medication exposure

No differences were found in medication exposure by category between treated and untreated groups.

Quetiapine dose

While pimavanserin has essentially only one dose (34mg daily), quetiapine is used in a wide range of doses and frequencies. We explored whether quetiapine dose predicted clinical outcomes. Among the 147 individuals that received quetiapine monotherapy for psychosis in the outpatient setting, we evaluated whether quetiapine dose at the first or last visit during the study period was associated with mortality, hospital admission frequency, hospitalization duration, presence of orthostatic hypotension (OH), and QTc interval. Quetiapine doses ranged from 12.5mg to 200mg; 98 patients took less than 50mg daily, and 49 patients took 50mg or greater daily. We found no significant correlations between quetiapine dose and these outcomes in uni- or multivariate analyses. Pimavanserin dose was not compared between groups given its narrow dose window ranging from 10-34mg daily.

Laboratory values

Serum LDL was lower in the pimavanserin group compared to the untreated group (mean 70.0 mg/dL, SD 6.4, vs. mean 98.0 mg/dL, SD; p = 0.009). There were no other significant differences in serum lab values between untreated and treated groups.

Discussion

Little is known about the mechanisms underlying the safety concerns of antipsychotics broadly, or for quetiapine and pimavanserin in the context of PDP. In this retrospective study, we performed a comprehensive medical record review to replicate our earlier work showing increased mortality in individuals with PDP receiving quetiapine and no increase in those treated with pimavanserin [9]. In addition, this more in-depth retrospective review explored various demographic, clinical, and iatrogenic factors in those treated with antipsychotic agents and individuals with PDP who remained untreated. Although we expanded the exposure period from two years to three years compared to our previous study, we refined our criteria to exclude patients who had primary psychiatric diagnoses or those who received quetiapine exclusively in the inpatient setting. We did replicate our previous finding that those with PDP who received pimavanserin had lower mortality than untreated individuals, while finding those receiving quetiapine and combination therapy had similar mortality compared to the untreated group after adjusting for age, sex, last visit LEDD, and presence of dementia.

We then explored potential predictors of mortality within this population. Across the various treatment regimens, we found no disparities in demographics, socioeconomic factors, or hospitalizations to explain differences in morbidity or mortality. Groups treated with quetiapine and combination therapy had worse parkinsonian motor symptoms; otherwise, there were no differences in clinical features between groups. We compared PD non-motor symptoms between groups, since mood and sleep disorders, cognitive impairment, and dysautonomia have been associated with decreased survival in PD [1921]. The untreated group had more frequent urinary symptoms and mild cognitive impairment compared to the those treated with quetiapine but no other non-motor symptom differences were found between groups We also investigated non-PD-related medical comorbidities between groups. The untreated group had an increased prevalence of hypertension and cardiovascular disease (diagnosed by ICD-10 code) compared to the group receiving combination therapy–these comorbidities may also impact life-expectancy. Alternatively, it is possible that individuals taking higher doses of dopaminergic therapy and/or quetiapine may have had lower blood pressure as a side effect of these medications. Finally, we examined exposure to clinically relevant medications that may influence morbidity and mortality. Overall, we observed no differences in medication exposures between the groups. The pimvanserin group had lower serum LDL compared with the untreated group, but no other group differences were found in the subset of individuals with lab data.

In summary, we found no definitive associations in clinical characteristics or comorbidities that accounted for the mortality differences between groups. However, we found several factors that were significant before adjusting for multiple-group comparisons. These included longer hospitalization duration and less prevalent orthostatic hypotension in the quetiapine compared to the untreated group, and lower MoCA scores and higher first visit LEDD in the combination group compared to the untreated group. The exploratory nature of this study limits the conclusions and emphasizes the need for prospective hypothesis-driven studies with larger samples to definitively address whether these findings can be replicated. To date, no study has directly compared pimavanserin to quetiapine for treating PDP. Prospective, longitudinal, randomized controlled clinical trials are needed to definitively identify the optimal treatment regimen and associated risks and guide clinical decision making. Transition to use of one antipsychotic agent over another should be based on a more favorable benefit:risk ratio. Our data suggest that individuals with PDP receiving quetiapine may be incurring additional risks without proven benefits.

Other larger observational studies on pimavanserin’s effect on mortality in PDP patients using antipsychotics show mixed results. A three-year retrospective study by Mosholder et al. showed that in Medicare beneficiaries with PD initiating antipsychotic treatment, pimavanserin users (n = 3,227) had lower mortality than atypical antipsychotic users (n = 18,442) during the first 180 days of treatment [10]. However, this association with lower mortality was only found in people residing in the community, not in nursing home residents. Hwang et al. published a retrospective cohort study of adults 65 years and older residing in Medicare-certified long-term care facilities with PD who were followed for 38 months, showing that pimavanserin users (n = 2,186) had increased mortality compared to non-users (n = 18,212) at three, six, and 12 months after initating pimavanserin [11]. Pimavanserin users also had increased hospitalization rates compared to non-users at one month, but not three months after its initiation. These studies concur that pimavanserin may not offer any mortality benefit in people residing in long-term care facilities. However, these studies did not determine any other clinical differences to account for the mortality differences. Disparate study populations may explain these varied results. Compared with Hwang and colleagues’ study population, our cohort, included patients seen in the ambulatory setting. Furthermore, Hwang and colleagues’ study population included patients with primary psychiatric diagnoses (i.e., bipolar disorder, schizophrenia) and patients taking other antipsychotic medications. Their population may have included people with drug-induced parkinsonism, and overall likely had worse functional status and more medical comorbidities since their data was gathered from people residing in long-term care facilities.

The strengths of our retrospective electronic medical record-dependent design include the ability for detailed individual chart review to accurately characterize the PDP cohort and accurately confirm the use of antipyschotic medications. The challenge in such study designs is the limited ability to accurately characterize disease duration within the large dataset of patients. Similarly, data regarding initiation and duration of antipsychotic treatment, duration of follow-up, frequency of follow-up, and the provider that diagnosed PD and PDP was not available given the limitations from the medical record system data extraction, since data was not collected in a standardized manner. Given these limitations, we were unable to account for adjustments in antipsychotic medication, changes in antipsychotic agents, or duration of exposure to antipsychotic medications, and thus, could not use survival analysis methodology to analyze mortality since we could not define the exposure start date. For the same reasons, we could not include time-varying covariates. Hospitalization data was limited to those within our academic medical center health system, thus, may underestimate the number of hospital admissions. Similarly, mortality was identified by chart data extraction during the specified time period, and thus, deaths may have been missed in patients with limited follow-up. Despite these limitations, there is no expectation that these variables would differ between the groups. For much of the data presented (e.g., non-motor symptoms, medications, etc.) it is not known whether these first occurred before or after initiating antipsychotic medications due to the methodology of data extraction. It is possible that among the 2994 PD patients in our dataset, the number of untreated PDP patients may have been underrepresented. We acknowledge the small sample size as a limitation to the generalizability of our findings. Additionally, given the restrospective study design, we could not adjust for severity of PDP symptoms or delineate between manifestations of psychosis in our cohort (e.g., hallucinations vs. delusions) or the presence or absence of insight, and we could not determine why one antipsychotic agent was chosen over another. Thus, we acknowledge that between-group differences may exist in psychosis severity or symptoms that could affect whether antipsychotic medication was prescribed, or which agent was prescribed.

Taken together, this expanded retrospective study extends our previous work and again demonstrates that individuals with PDP receiving pimavanserin had lower mortality risk than those who were untreated. While we found no definitive risk factor(s) between these groups to explain the difference in mortality, several notable risk factors should be weighed, mitigated, and monitored by a prescribing practitioner managing patients with PDP, including: parkinsonian non-motor symptoms such as cognitive impairment, cardiovascular comorbidities, and polypharmacy.

Data Availability

The minimal underlying data set is available on Dryad (DOI: 10.6076/D1GK51).

Funding Statement

This work was supported by ACADIA pharmaceuticals (San Diego, CA) and the National Institutes of Health (NIH) (University of California San Diego Clinical and Translational Science Award grant number UL1TR001442). The content is solely the responsibility of the authors and does not necessarily represent the official views of the NIH. The funding providers had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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Decision Letter 0

Antonina Luca

19 Sep 2022

PONE-D-22-22035Assessing the risks of treatment in Parkinson disease psychosis: an in-depth analysisPLOS ONE

Dear Dr. Nahab,

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Reviewer #2: Yes

**********

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Reviewer #1: Yes

Reviewer #2: Yes

**********

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Reviewer #1: Yes

Reviewer #2: Yes

**********

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Reviewer #2: Yes

**********

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Reviewer #1: General Main Issues:

1. Comparing treated patients to untreated patients may be biased for several reasons. Most importantly, those with treatment differ in the severity of the symptoms and disease that lead to confounding by the indication, etc.

2. Very small sample size limits the generalizability of the study.

3. Insufficient/inappropriate variable use in the Mortality analyses (more details in the method section).

4. Lack of any sensitivity analyses to mitigate unmeasured confounding.

1. Abstract:

Overall, the abstract is structured and informative about the study’s objectives and results.

2. Introduction:

• In general, it would be beneficial if the authors discuss the result of previous studies on the association of pimavanserin with mortality and how their study is different and bring more insights.

• Lines 6-7. Authors included pimavanserin as an antipsychotic with a “low affinity for dopaminergic D2 receptors”, although it does not have an affinity, as explained later in the abstract.

3. Method:

Line5. It would be helpful if the authors explained why they did exclude the patients with primary psychiatric diagnoses or atypical parkinsonism.

Line7. It is unclear if the authors restricted the cohort to new users of pimavanserin and quetiapine and how they defined the “combination” class. Did the “combination” class include only patients with concomitant use of pimavanserin and quetiapine or also those with previous exposure and discontinuation? New users may be at higher risk of acute events than prevalent users (depletion of susceptibles). Authors should include more information regarding how they classified the treated group.

Line13. There is no explanation why the authors included “levodopa equivalent daily dose.” Did they consider it as a proxy for the severity of parkinsonism? Medication is not a way to assess disease severity in PDP. There are forms of PD that don’t respond to medication (and thus, levodopa might not be used). Patients with severe hallucinations/psychosis symptoms may use lower doses of levodopa.

Line15. Include more information on “common general medical conditions” definitions.

Line16. How will laboratory values be helpful to this study? If they are already included “common general medical conditions.”

Line17. By including the variable “at any time during the study period,” how did they handle the time-varying confounders?

3.1. Statistical Analyses:

Line7. Duration of exposure is a significant variable that has been overlooked in the regression model for mortality rate.

4. Result:

I would suggest authors refer to the related table at the end of each paragraph. The order of the result section is very confusing, and it is not aligned with the order in the method section and the study's objective. I would suggest authors to reorganize this section.

Line1. The numbers are reported without any percentage.

5. Discussion:

Overall, the authors did a good job with the discussion.

Reviewer #2: this is a nicely written and useful study. However, there are some questions that require answers and some modifications needed. You need to discuss how the patients classified as PDP were diagnosed. You list no criteria. You fail to state who made the dx of PD or PDP. I assume you have data on less than half the subjects because these data were not routinely obtained, which is fine, but bespeaks the weakness of your data. Since your subjects were identified via a visit to any UCSD facility, it is quite possible that some patient were dxd with PD by a PA somewhere, given a dx of PD and carries that dx into a UCSD emergency room, which is then engraved in stone forevermore. Similarly for PD psychosis.

In some sense this may not matter since the real goal here is to see whether pim or quetiapine increase mortality. There is a major oversight in your discussion of weaknesses, which is that you have no idea of how the various antipsychotics were chosen. presumably enough different providers were involved that it may not matter, but it could be that only the severely psychotic patients got quetiapine, or only the ones with poor sleeping. The study looked only at quetiapine vs pim, but other similar studies have included the other antipsychotics used, such as olanzapine and risperidone. Why were they not included?

Table 1 should be labelled as data obtained at admission to the study (first assessed visit).

**********

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Reviewer #2: No

**********

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PLoS One. 2023 Jan 27;18(1):e0278262. doi: 10.1371/journal.pone.0278262.r002

Author response to Decision Letter 0


6 Nov 2022

Nov. 3, 2022

We thank the PLOS ONE reviewers for their time reviewing and thoughtful feedback for our manuscript entitled, “Assessing the risks of treatment in Parkinson disease psychosis: an in-depth analysis”, which has strengthened our paper. We have provided point-by-point responses to the reviewers’ comments below.

Reviewer #1:

General Main Issues:

1. Comparing treated patients to untreated patients may be biased for several reasons. Most importantly, those with treatment differ in the severity of the symptoms and disease that lead to confounding by the indication, etc.

Response: We acknowledge that there may be inherent biases in comparing treated to untreated patients. We have added the following sentences to acknowledge this issue in the limitations section (also in response to Reviewer 2’s comment #4):

“…we could not determine why one antipsychotic agent was chosen over another. Thus, we acknowledge that between-group differences may exist in psychosis severity or symptoms that could affect whether antipsychotic medication was prescribed, or which agent was prescribed.”

2. Very small sample size limits the generalizability of the study.

Response: We agree that the relatively small sample size limits generalizability of the study and have added the following sentence to the Discussion limitations paragraph:

“We acknowledge the small sample size as a limitation to the generalizability of our findings.”

3. Insufficient/inappropriate variable use in the Mortality analyses (more details in the method section).

Response: In our current analysis, we have included age, sex, last visit LEDD, and dementia diagnosis as pre-specified covariates. These were chosen based on literature review given that dementia has a strong association with increased mortality in this cohort. The reviewer’s thoughtful comment regarding LEDD as a covariate is addressed in detail below.

4. Lack of any sensitivity analyses to mitigate unmeasured confounding.

Response: Unfortunately, given the study design, information about age of disease onset, and motor severity was not available for all patients, so although these clinical factors have been associated with increased mortality in PD (see: Xu et al., Acta Neurologica Scandinavica 2014; Lo et al., Archives of Neurology, 2009), we were unable to include them as covariates. Due to our relatively small sample size – a limitation that we have added to our Discussions paragraph – we limited the number of covariates included to the ones that were most clinically relevant.

2. Introduction:

In general, it would be beneficial if the authors discuss the result of previous studies on the association of pimavanserin with mortality and how their study is different and bring more insights.

Response: We have added the following sentences regarding previous studies about pimavanserin’s association with mortality in the introduction, and the new information that our study adds:

“Larger observational cohort studies have found varying results regarding pimavanserin’s association with mortality in PD. One study demonstrated among people not residing in long-term care facilities, pimavanserin users had decreased mortality compared to users of other antipsychotics [10]. However, another study found among residents of long-term care facilities that pimavanserin users had higher mortality compared to non-users [11].” We also clarified that in this study, we had the ability to perform individual chart review to extract details about our population.

We further elaborate on this topic in the Discussion.

• Lines 6-7. Authors included pimavanserin as an antipsychotic with a “low affinity for dopaminergic D2 receptors”, although it does not have an affinity, as explained later in the abstract.

Response: We thank the reviewer for noticing this inconsistency and have corrected this. The sentence now reads:

“Direct PDP treatment is limited to the few antipsychotic medications that have low affinity for dopaminergic D2 receptors to avoid worsening parkinsonian symptoms; these include quetiapine and clozapine, which have traditionally been used to treat PDP.”

3. Methods:

Line 5. It would be helpful if the authors explained why they did exclude the patients with primary psychiatric diagnoses or atypical parkinsonism.

Response: We have clarified by adding the following sentences:

“We excluded patients with primary psychiatric diagnoses (including bipolar disorder, schizophrenia, schizotypal disorder, and depression with psychotic features), since these “may have drug-induced or tardive parkinsonism related to antipsychotic medication use. We excluded patients with atypical parkinsonism (e.g., multiple system atrophy, progressive supranuclear palsy, drug-induced parkinsonism, vascular parkinsonism), since pimavanserin is only FDA-approved for use in people with PDP.”

Line 7. It is unclear if the authors restricted the cohort to new users of pimavanserin and quetiapine and how they defined the “combination” class. Did the “combination” class include only patients with concomitant use of pimavanserin and quetiapine or also those with previous exposure and discontinuation? New users may be at higher risk of acute events than prevalent users (depletion of susceptibles). Authors should include more information regarding how they classified the treated group.

Response: We thank the reviewer for this comment. We have clarified in the paragraph regarding medication exposure by adding the following:

“The combination group included patients that had exposure to both pimavanserin and quetiapine during the study period, but these two agents were not necessarily taken at the same time. Patients who may have been exposed to antipsychotic medications and discontinued them before the study period were included in the untreated group.”

We have acknowledged the lack of information regarding medication exposure duration as a limitation in this study.

Line13. There is no explanation why the authors included “levodopa equivalent daily dose.” Did they consider it as a proxy for the severity of parkinsonism? Medication is not a way to assess disease severity in PDP. There are forms of PD that don’t respond to medication (and thus, levodopa might not be used). Patients with severe hallucinations/psychosis symptoms may use lower doses of levodopa.

Response: We have clarified that LEDD was included as a covariate since dopaminergic therapy may increase risk of psychosis, and have added the following supportive references:

Forsaa EB, Larsen JP, Wentzel-Larsen T, Goetz CG, Stebbins GT, Aarsland D, Alves G. A 12-year population-based study of psychosis in Parkinson disease. Archives of Neurology. 2010 Aug 1;67(8):996-1001.

Zhu, Kangdi, et al. "Risk factors for hallucinations in Parkinson's disease: results from a large prospective cohort study." Movement Disorders 28.6 (2013): 755-762.

Line 15. Include more information on “common general medical conditions” definitions.

Response: We have clarified the medical conditions that were searched using ICD-10 codes included cardiovascular disease, chronic kidney disease, diabetes mellitus type 2, hypertension, hyperlipidemia, and hypercoagulability.”

Line 16. How will laboratory values be helpful to this study? If they are already included “common general medical conditions.”

Response: We have clarified that we added laboratory values as an objective measure of these conditions.

Line 17. By including the variable “at any time during the study period,” how did they handle the time-varying confounders?

We have clarified that medical exposure/condition variables were defined as any exposure during the study period, and we have rephrased the manuscript accordingly. For the continuous covariates, we examined the average effect over the study period. While time-varying covariates are usually considered in longitudinal data analysis or survival data analysis, but due to the limitation of our study design, it is not feasible to perform survival analysis and we examined mortality as a binary outcome instead. We acknowledged in the Limitations that we were unable to perform this kind of analysis.

3.1. Statistical Analyses:

Line7. Duration of exposure is a significant variable that has been overlooked in the regression model for mortality rate.

Response: We agree with the reviewer that exposure duration is an important variable. However, since the study design was a retrospective review, unfortunately, there was no way to extract this information from the medical records. We acknowledge this is a major limitation to the study.

4. Results:

I would suggest authors refer to the related table at the end of each paragraph. The order of the result section is very confusing, and it is not aligned with the order in the method section and the study's objective. I would suggest authors to reorganize this section.

Response: We thank the reviewer for the feedback. We have reorganized the methods and results section to be more congruent and clearer and placed the tables at the end of each paragraph.

Line1. The numbers are reported without any percentage.

Response: We have added the percentages to the first paragraph of the Results section, which now reads,

“Using our inclusion/exclusion criteria, the sample included 2,994 PD patients – 352 (11.8%) with psychosis. Of these 352 PDP patients, 66 (18.8%) were untreated (did not receive antipsychotics), 34 (9.7%) received pimavanserin, 147 (41.8%) received quetiapine in the outpatient setting, and 68 (19.3%) received combination therapy, thus 315 patients were included in the analyses.”

Reviewer #2: This is a nicely written and useful study. However, there are some questions that require answers and some modifications needed.

1. You need to discuss how the patients classified as PDP were diagnosed.

You list no criteria.

Response: We thank the reviewer for raising this point. We have clarified that patients were diagnosed with PD and psychosis based on ICD-10 code. For patients who were prescribed antipsychotic medications, individual chart review was performed to ascertain that the medication was prescribed for psychosis (i.e., rather than for sleep or mood) and those without psychosis were excluded.

2. You fail to state who made the dx of PD or PDP. I assume you have data on less than half the subjects because these data were not routinely obtained, which is fine, but bespeaks the weakness of your data. Since your subjects were identified via a visit to any UCSD facility, it is quite possible that some patient were dxd with PD by a PA somewhere, given a dx of PD and carries that dx into a UCSD emergency room, which is then engraved in stone forevermore. Similarly for PD psychosis. In some sense this may not matter since the real goal here is to see whether pim or quetiapine increase mortality.

Response: Unfortunately, data regarding the provider who made the diagnosis of PD or PDP was not available for all subjects given the retrospective nature of the study. Many patients - but not all - were treated by a movement disorders neurologist. We acknowledge this is a limitation to our study and have added this point to our limitation paragraph. However, as the reviewer mentioned, this limitation would unlikely differ between the treated and untreated groups.

4. There is a major oversight in your discussion of weaknesses, which is that you have no idea of how the various antipsychotics were chosen. presumably enough different providers were involved that it may not matter, but it could be that only the severely psychotic patients got quetiapine, or only the ones with poor sleeping.

Response: We thank the reviewer for bringing this weakness to our attention. We have added this as a limitation to our Discussion.

5. The study looked only at quetiapine vs pim, but other similar studies have included the other antipsychotics used, such as olanzapine and risperidone. Why were they not included?

Response: The sample size of PDP patients taking other antipsychotics was small (n=9 treated with clozapine and other antipsychotics during the study period) - though we did not include these other agents as monotherapy in our search query). We have added to the manuscript:

“We did not include other atypical antipsychotic medications, e.g., risperidone or olanzapine, in our search query since these and other antipsychotics with D2 dopaminergic blocking mechanism of action are generally avoided in PD given their propensity to exacerbate parkinsonian symptoms.”

Olanzapine specifically is not recommended for treatment of PDP by the International Parkinson and Movement Disorders Society evidenced-based treatment review due to “unacceptable risk of motor deterioration” (Seppi et al. 2019).

6. Table 1 should be labeled as data obtained at admission to the study (first assessed visit)

Response: We have clarified in the Table 1 title and in the manuscript text that this data is the baseline information from the first assessed visit.

Thank you,

Fatta B. Nahab, M.D., FAAN

Department of Neurosciences

University of California San Diego

9500 Gilman Drive, Mailcode: 0886

La Jolla, CA 92093

fnahab@health.ucsd.edu

Attachment

Submitted filename: response_to_reviewers_3_nov_22_LL_KL.doc

Decision Letter 1

Antonina Luca

14 Nov 2022

Assessing the risks of treatment in Parkinson disease psychosis: an in-depth analysis

PONE-D-22-22035R1

Dear Dr. Fatta B. Nahab,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

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Kind regards,

Antonina Luca, MD, PhD

Academic Editor

PLOS ONE

Acceptance letter

Antonina Luca

21 Nov 2022

PONE-D-22-22035R1

Assessing the risks of treatment in Parkinson disease psychosis: an in-depth analysis

Dear Dr. Nahab:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

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Kind regards,

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on behalf of

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Academic Editor

PLOS ONE

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    Data Availability Statement

    The minimal underlying data set is available on Dryad (DOI: 10.6076/D1GK51).


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