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. 2023 Feb 3;85(3):20. doi: 10.1007/s11538-023-01123-w

Modeling Syphilis and HIV Coinfection: A Case Study in the USA

Cheng-Long Wang 1, Shasha Gao 2,3,, Xue-Zhi Li 1,, Maia Martcheva 3
PMCID: PMC9897625  PMID: 36735105

Abstract

Syphilis and HIV infections form a dangerous combination. In this paper, we propose an epidemic model of HIV-syphilis coinfection. The model always has a unique disease-free equilibrium, which is stable when both reproduction numbers of syphilis and HIV are less than 1. If the reproduction number of syphilis (HIV) is greater than 1, there exists a unique boundary equilibrium of syphilis (HIV), which is locally stable if the invasion number of HIV (syphilis) is less than 1. Coexistence equilibrium exists and is stable when all reproduction numbers and invasion numbers are greater than 1. Using data of syphilis cases and HIV cases from the US, we estimated that both reproduction numbers for syphilis and HIV are slightly greater than 1, and the boundary equilibrium of syphilis is stable. In addition, we observed competition between the two diseases. Treatment for primary syphilis is more important in mitigating the transmission of syphilis. However, it might lead to increase of HIV cases. The results derived here could be adapted to other multi-disease scenarios in other regions.

Keywords: Coinfection, Epidemic model, Syphilis infection, HIV transmission, Reproduction numbers, Invasion numbers

Introduction

Syphilis and HIV form a dangerous combination. Syphilis and HIV affect similar patient groups and coinfection is common (Lynn and Lightman 2004). Both syphilis and HIV are sexually transmitted. Therefore, it is no surprise that a substantial number of people is infected with both agents. HIV has several effects on the presentation, diagnosis, disease progression, and therapy of syphilis (Golden et al. 2003). Syphilis significantly increases the risk of contracting HIV infection, and HIV can alter the natural course of syphilis (Pialoux et al. 2008). Most patients coinfected with HIV and syphilis are affected by larger, deeper, and more numerous chancres that take longer to heal (Pialoux et al. 2008). All patients presenting with syphilis should be offered HIV testing and all HIV-positive patients should be regularly screened for syphilis.

Syphilis is a multistage disease with diverse and wide-ranging manifestations. The distinct stages of syphilis were first described in detail by Philippe Ricord in the mid-1800s (LaFond and Lukehart 2006). Typically syphilis occurs in three phases, namely, primary, secondary, and tertiary disease. Syphilis is a chronic disease, and T. pallidum’s only known natural host is human. Infection is initiated when T. pallidum penetrates dermal microabrasions or intact mucous membranes, typically resulting in a single chancre at the site of inoculation. The chancre usually becomes indurated and will progress to ulceration but typically is not purulent (Lynn and Lightman 2004). Syphilis is one of the leading causes of infant mortality worldwide, with 6.3 million new cases in 2016 and approximately 200,000 stillbirths and neonatal deaths (World Health Organization 2022a). The human immunodeficiency virus (HIV) targets the immune system and weakens people’s defense against many infections and some types of cancer that people with healthy immune systems can fight off. As the virus destroys and impairs the function of immune cells, in the first few weeks after initial infection people may experience no symptoms or an influenza-like illness including fever, headache, rash or sore throat, as the infection progressively weakens the immune system, they can develop other signs and symptoms, such as swollen lymph nodes, weight loss, fever, diarrhoea and cough (World Health Organization 2022b). Without treatment, they could also develop severe illnesses such as tuberculosis (TB), cryptococcal meningitis, severe bacterial infections, and cancers such as lymphomas and Kaposi’s sarcoma. The most advanced stage of HIV infection is acquired immunodeficiency syndrome (AIDS), which can take many years to develop if not treated, depending on the individual (World Health Organization 2022b). There were estimated 37.7 million [30.2–45.1 million] people living with HIV at the end of 2020, over two thirds of whom (25.4 million) are in the WHO African Region (World Health Organization 2022b). In 2020, 680 000 [480 000–1.0 million] people died from HIV-related causes, 1.5 million [1.0–2.0 million] people acquired HIV, and 7.7 million people will die from HIV-related diseases in the next 10 years (World Health Organization 2022b).

Some deterministic mathematical models of syphilis have been formulated and analyzed. E. Iboi and D. Okuonghae studied a multistage syphilis model with early latent and late latent stages. They found that high treatment rates for individuals in the primary and secondary stages can significantly reduce the number of infected individuals in the remaining stages of infection (Iboi and Okuonghae 2016). Saad-Roy et al. (2016) formulated a mathematical model of syphilis transmission in an MSM population with multiple stages and all treated males were divided into four classes. E. Iboi and D. Okuonghae introduced three deterministic models for syphilis, mainly analyzing the conditions for the occurrence of the backward bifurcation of the model (Milner and Zhao 2010).

There are many deterministic mathematical models studying coinfection of two diseases, such as HIV/TB (Roeger et al. 2009; Mtisi et al. 2009), HIV/gonorrhea (Mushayabasa et al. 2011), malaria/meningitis (Maseno 2011) and HIV/heroin (Duan et al. 2020). For example, Roeger et al. (2009) found that as the progression rates from HIV to AIDS increase, the prevalence of HIV increases while TB decreases. Using the invasion reproduction numbers, Duan et al. (2020) showed that HIV and heroin infection in the US are in a coexistence regime. Similar strategy was used in another mathematical model with coinfection (Li et al. 2021). Gao et al. studied a general coinfection model with bilinear incidence. They obtained richer dynamic behavior such as backward bifurcation and Hopf bifurcation through simulations (Gao et al. 2016).

There are few mathematical models investigating HIV and syphilis coinfection. Nwankwo and Okuonghae studied a complicated HIV/syphilis coinfection model. They analyzed syphilis sub-model and HIV sub-model completely. But for the full model, they only have local stability for the DFE (Nwankwo and Okuonghae 2018). In this paper, we will formulate a relatively simple HIV/syphilis coinfection model and derive more analytic results for the full model. In addition, using data from the US, a case study will be given. The paper is organized as follows. In Sect. 2, we formulate an ODE model for syphilis and HIV coinfection, assuming that syphilis has only three stages. In Sect. 3, the local stability of the disease-free equilibrium and two boundary equilibria are strictly proved using the reproduction numbers and invasion numbers. The existence of the coexistence equilibrium of syphilis and HIV is analyzed in Sect. 4. In Sect. 5, we perform elasticity analysis of invasion numbers with respect to parameters related to control strategies. By fitting syphilis and HIV cases from the US to our model, we carry several numerical simulations to illustrate and extend the theoretical results in Sect. 6. Conclusions and discussions are given in Sect. 7.

Syphilis and HIV Coinfection Model

In this paper, we introduce a new mathematical model with syphilis and HIV coinfection. We divided the total population into seven compartments, namely, the number of susceptible individuals (S), the number of infected individuals only with primary syphilis (I), the number of infected individuals only with secondary syphilis (L), the number of infected individuals only with HIV (H), the number of infected individuals with primary syphilis and HIV (HI), the number of infected individuals with secondary syphilis and HIV (HL), the number of infected individuals with tertiary syphilis (X), regardless of HIV status. Including exposed class will only slightly affect the dynamic of the model. Therefore, for simplicity, exposed period for syphilis is not included in this work. Since patients in both latent syphilis period and tertiary period are not infectious and not active, we group them together and still call it tertiary period. We assume that individuals with tertiary syphilis are isolated and that the number of total active population is N=S+I+L+H+HI+HL.

We assume that newborns are susceptible to both syphilis and HIV and enter the susceptible compartment S with a recruitment rate Λ. Susceptible individuals get infected by syphilis with the force of infection λI related to effective contact rate β1 and move to the compartment I. They can also get infected by HIV with force of infection λH related to effective contact rate β2 and move to the compartment H. Individuals from compartment H or I can be infected by the other disease and move to compartment HI with adjusted force of infection qλI and θλH, respectively. Individuals with primary syphilis in compartment I or HI can progress to the secondary stage at a rate ρ1 and move to compartments L and HL, respectively. Individuals with secondary syphilis in compartment L or HL can progress to the tertiary stage at a rate ρ2 and move to compartment X. Individuals in compartment I or L can receive treatment at rates α1 and α2 respectively and move to compartment S. Individuals in compartment HI or HL can also get treatment with adjusted rates σα1 and σα2 and move to HIV infection only compartment H. All individuals can leave their compartments by natural death with a rate μ. In addition, individuals in compartments H, HI, HL or X can die from disease with rates μ1, μ2, μ3 and μ4, respectively. Patients in the secondary syphilis period usually already have severe symptoms and hence are more cautious. Therefore, we assume that they are not infectious and will not contract HIV. In addition, it is less likely for an individual to contract both syphilis and HIV simultaneously. Therefore, transition from the susceptible class S to the class with two infections HI is not included here. A flow diagram of the model is shown in Fig. 1. The detailed descriptions of variables and parameters are given in Table 1. The model is described by the following deterministic nonlinear differential equations:

dSdt=Λ-λIS-λHS-μS+α1I+α2L,dIdt=λIS-ρ1I-μI-α1I-θλHI,dLdt=ρ1I-ρ2L-μL-α2L,dHdt=λHS-μH-μ1H-qλIH+σα1HI+σα2HL,dHIdt=qλIH+θλHI-μHI-μ2HI-σα1HI-ρ1HI,dHLdt=ρ1HI-μHL-μ3HL-σα2HL-ρ2HL,dXdt=ρ2L+ρ2HL-μX-μ4X, 1

with the initial conditions:

S(0)=S0,I(0)=I0,L(0)=L0,H(0)=H0,HI(0)=HI0,HL(0)=HL0,X(0)=X0. 2

Here the force of infections are given by

λI=β1(I+HI),λH=β2(H+HI). 3

Fig. 1.

Fig. 1

Flow diagram of the model (1) (Color figure online)

Table 1.

Description of variables and parameters of the model (1)

Symbol Description
Variables
S(t) Susceptible individuals
I(t) Infected individuals only with primary syphilis
L(t) Infected individuals only with secondary syphilis
H(t) Infected individuals only with HIV
HI(t) Infected individuals with primary syphilis and HIV
HL(t) Infected individuals with secondary syphilis and HIV
X(t) Infected individuals with tertiary syphilis
N(t) Total active population (without X(t))
Parameters
Λ Recruitment rate
μ Natural death rate
α1 Treatment rate for individuals with primary syphilis
α2 Treatment rate for individuals with secondary syphilis
ρ1 Progression rate for individuals with primary syphilis to secondary syphilis
ρ2 Progression rate for individuals with secondary syphilis to tertiary syphilis
β1 Effective contact rate for syphilis
β2 Effective contact rate for HIV
μ1 Death rate induced by HIV
μ2 Death rate induced by HIV combined with primary syphilis
μ3 Death rate induced by HIV combined with secondary syphilis
μ4 Death rate induced by HIV combined with tertiary syphilis
θ Adjusting parameter of transmission rate for HIV with syphilis
q Adjusting parameter of transmission rate for syphilis with HIV
σ Adjusting parameter of recovery from coinfection to HIV infection only

Since the first six equations are independent of the last equation of system (1), we only need to consider the following system

dSdt=Λ-λIS-λHS-μS+α1I+α2L,dIdt=λIS-ρ1I-μI-α1I-θλHI,dLdt=ρ1I-ρ2L-μL-α2L,dHdt=λHS-μH-μ1H-qλIH+σα1HI+σα2HL,dHIdt=qλIH+θλHI-μHI-μ2HI-σα1HI-ρ1HI,dHLdt=ρ1HI-μHL-μ3HL-σα2HL-ρ2HL, 4
S(0)=S0,I(0)=I0,L(0)=L0,H(0)=H0,HI(0)=HI0,HL(0)=HL0. 5

Define the set

D:=(S,I,L,H,HI,HL)R+6:NΛμ.

Define the solution semiflow Ψ:R+6R+6 of system (4)-(5) by

Ψ(t)ψ=(S(t),I(t),L(t),H(t),HI(t),HL(t)),t0,

where ψ=(S0,I0,L0,H0,HI0,HL0)R+6. Then D is positively invariant for Ψ(t) in the sense that

Ψ(t)ψD,t0,ψD.

For the convenience of calculation, we use the following notations:

g1=ρ1+μ+α1,g2=ρ2+μ+α2,g3=μ+μ1,g4=μ+μ2+σα1+ρ1,g5=μ+μ3+σα2+ρ2.

Disease-Free and Boundary Equilibria and Their Stability

In this section, we will obtain the disease-free equilibrium and two boundary equilibria of system (4) and prove their local stability.

Disease-Free Equilibrium and Its Stability

System (4) always has a disease-free equilibrium E0=(S0,0,0,0,0,0) with S0=Λ/μ. To investigate the stability of E0, we use the next-generation approach (Diekmann et al. 1990; Van den Driessche and Watmough 2002). Using the notion in Van den Driessche and Watmough (2002), the matrices F and V, for the new infection terms and the remaining transfer terms are, respectively, given by

F=β1S000β1S000000000β2S0β2S000000000000,V=g10000rho1g200000g3-σα1-σα2000g40000-ρ1g5.

Hence, the reproduction number of model (4) is given by

R=ρ(FV-1)=max{RI,RH},

where

RI=β1g1S0,RH=β2g3S0

The result follows from Theorem 2 in Van den Driessche and Watmough (2002).

Lemma 3.1

The DFE, E0, of system (4) is locally asymptotically stable if R<1, and unstable if R>1.

Furthermore, we have the global stability of the DFE under a certain condition as follows. The proof is given in “Appendix A.”

Theorem 3.2

When R<1, if ρ1+α1+ρ2+α2+μμ2, the DFE E0 is globally asymptotically stable.

The above result indicates that the disease may not die out only with the condition R<1. In fact, we can show that there exists backward bifurcation under a certain condition, which is given in the following Proposition with the proof given in “Appendix B.”

Proposition 3.3

When RIRH, system (4) has backward bifurcation.

Boundary Equilibria and Their Local Stability

In this subsection, we consider two boundary equilibria E1 and E2 corresponding to the syphilis and HIV infection only, respectively. We have the following result on their existence. The proof is given in “Appendix C.”

Theorem 3.4

System (4) has a unique boundary equilibrium E1 of syphilis transmission if the reproduction number RI>1, and a unique boundary equilibrium E2 of HIV transmission if the reproduction number RH>1, where E1=(S1,I1,L1,0,0,0) with

S1=g1β1,I1=g1g2μ(RI-1)β1[μg2+ρ1(ρ2+μ)],L1=ρ1g2I1, 6

and E2=(S2,0,0,H2,0,0) with

S2=g3β2,H2=μβ2(RH-1). 7

To prove the stability of the boundary equilibria of system (4), we define two invasion reproductive numbers as follows:

R21=β2S1g4g5+(g3+qβ1I1)θβ2I1g5+θβ2I1ρ1σα2+g5qβ1I1β2S1+g5θβ2I1σα1(g3+qβ1I1)g4g5-(ρ1σα2+σα1g5)qβ1I1, 8
R12=θβ2H2β1S2+qβ1H2(g1+θβ2H2)+β1S2g4(g1+θβ2H2)g4. 9

Here R21 is the invasion number of HIV infection, which represents the reproduction of HIV infection at the equilibrium E1. Similarly, R12 is the invasion number of syphilis infection representing the reproduction of syphilis infection at the equilibrium E2.

The local stability for two boundary equilibria are stated in the following theorems with proofs are given in “Appendix D” and “Appendix E,” respectively.

Theorem 3.5

The unique boundary equilibrium E1 is locally stable if R21<1, and it is unstable if R21>1.

Theorem 3.6

The unique boundary equilibrium E2 is locally stable if R12<1, and it is unstable if R12>1.

Coexistence Equilibrium of Syphilis and HIV Transmission

To study the coexistence equilibrium E=(S,I,L,H,HI,HL), we set the right-hand side of system (4) to zero:

0=Λ-λIS-λHS-μS+α1I+α2L,0=λIS-ρ1I-μI-α1I-θλHI,0=ρ1I-ρ2L-μL-α2L,0=λHS-μH-μ1H-qλIH+σα1HI+σα2HL,0=qλIH+θλHI-μHI-μ2HI-σα1HI-ρ1HI,0=ρ1HI-μHL-μ3HL-σα2HL-ρ2HL, 10

with

λI=β1(I+HI),λH=β2(H+HI). 11

From the first three equations of (10), we have

S=Λg2(g1+θλH)g2(g1+θλH)(λI+λH+μ)-(α1g2+α2ρ1)λI,I=λIg1+θλHS,L=ρ1g2I,

where

g1g2-(α1g2+α2ρ1)=ρ1(ρ2+μ)+μg2>0.

From the last three equations of (10), we have

H=g4g5(g1+θλH)λH+(σα1g5+σα2ρ1)θλHλI[(g3+qλI)g4g5-(σα1g5+σα2ρ1)qλI](g1+θλH)S,HI=qλIg4H+θλHg4I,HL=ρ1g5HI.

Substituting the expressions of I, H and HI into (11), we get

λI=β1(I+HI)=β1qλIg4g5(g1+θλH)λH+(σα1g5+σα2ρ1)θλHqλI2[(g3+qλI)g4g5-(σα1g5+σα2ρ1)qλI](g1+θλH)g4S+β1θλHλIg4(g1+θλH)S+β1λIg1+θλHS,λH=β2(H+HI)=β2g4g5(g1+θλH)λH+(σα1g5+σα2ρ1)θλIλH[(g3+qλI)g4g5-(σα1g5+σα2ρ1)qλI](g1+θλH)S+β2qλIg4g5(g1+θλH)λH+(σα1g5+σα2ρ1)λHθλIqλI[(g3+qλI)g4g5-(σα1g5+σα2ρ1)qλI](g1+θλH)g4S+β2θλHλI(g1+θλH)g4S.

Dividing both sides of the above two equations by λI and λH, we have

1=β1qg4g5(g1+θλH)λH+(σα1g5+σα2ρ1)θλHqλI[(g3+qλI)g4g5-(σα1g5+σα2ρ1)qλI](g1+θλH)g4S+β1θλHg4(g1+θλH)S+β11g1+θλHS=F1(λI,λH),1=β2g4g5(g1+θλH)+(σα1g5+σα2ρ1)θλI[(g3+qλI)g4g5-(σα1g5+σα2ρ1)qλI](g1+θλH)S+β2qλIg4g5(g1+θλH)+(σα1g5+σα2ρ1)θλIqλI[(g3+qλI)g4g5-(σα1g5+σα2ρ1)qλI](g1+θλH)g4S+β2θλI(g1+θλH)g4S=F2(λI,λH).

We want to use F2(λI,λH)=1 to express λH=h(λI). Since F2(λI,λH)=1 is a decreasing function of λH, if there is a solution for λH, that solution is unique. There will be a solution if F2(λI,0)>1 for arbitrary λI. We have

F2(λI,0)=β2g4g5g1+(σα1g5+σα2ρ1)θλI[(g3+qλI)g4g5-(σα1g5+σα2ρ1)qλI]g1·Λg2g1g2g1(λI+μ)-(α1g2+α2ρ1)λI+β2qλIg4g5g1+(σα1g5+σα2ρ1)θλIqλI[(g3+qλI)g4g5-(σα1g5+σα2ρ1)qλI]g1g4·Λg2g1g2g1(λI+μ)-(α1g2+α2ρ1)λI+β2θλIg1g4·Λg2g1g2g1(λI+μ)-(α1g2+α2ρ1)λI.

If λI=0, then S=Λμ, F2(0,0)=RH>1. If λI=λI=β1I1, then S=S1=g1β1.

F2(λI,0)=β2g4g5g1+(σα1g5+σα2ρ1)θλI[(g3+qλI)g4g5-(σα1g5+σα2ρ1)qλI]g1g1β1+β2qλIg4g5g1+(σα1g5+σα2ρ1)θλIqλI[(g3+qλI)g4g5-(σα1g5+σα2ρ1)qλI]g1g4g1β1+β2θλIg1g4g1β1=β2S1g4g5(g3+qλI)g4g5-(σα1g5+σα2ρ1)qβ1I1+(σα1g5+σα2ρ1)θβ2I1(g3+qλI)g4g5-(σα1g5+σα2ρ1)qβ1I1+g5qβ1I1β2S1(g3+qλI)g4g5-(σα1g5+σα2ρ1)qβ1I1+(g3+qβ1I1)θβ2I1g5(g3+qλI)g4g5-(σα1g5+σα2ρ1)qβ1I1=R21>1.

Therefore, we only need to prove F2(λI,0)>1. In other words, we only need

c1λI2+c2λI+c3>d1λI2+d2λI+d3, 12

where

c1=β2θqΛg1g2g4g5+(σα1g5+σα2ρ1)qg12g2g4+(α1g2+α2ρ1)qg1g42g5,c2=θβ2Λ(σα1g5+σα2ρ1)g1g2g4+β2qΛg12g2g4g5+β2θΛg1g2g3g4g5+(α1g2+α2ρ1)g1g3g42g5+(σα1g5+σα2ρ1)qμg12g2g4,c3=β2Λg12g2g42g5,d1=qg12g2g42g5+q(α1g2+α2ρ1)(σα1g5+σα2ρ1)g1g4,d2=qμg12g2g42g5+g12g2g3g42g5,d3=μg12g2g3g42g5.

Assume c2>d2, if we want to get (12), we need to consider the following two cases.

Case 1 c1>d1

Since c1>d1, c2>d2, to get (12), we only need to prove c3>d3:

c3-d3=g12g2g42g5(β2Λ-g3μ)=g12g2g42g5g3μ(RH-1).

It is clear that c3>d3 if RH>1. Therefore, F2(λI,0)>1 for any λI, there is a unique solution for all λI.

Case 2 c1<d1

We have

limλIF2(λI,0)<1.

Since F2(0,0)=RH>1, there exists a λ¯I such that F2(λI,0)>1 for any λI<λ¯I and F2(λ¯I,0)=1. It follows that there is a unique λH for any λI(0,λ¯I) such that λH=h(λI).

We define

f(λI)=F1(λI,h(λI)).

When λI=0, we get

F2(0,λH)=β2g4g5(g1+θλH)(g3+qλI)g4g5(g1+θλH)·Λg2(g1+θλH)g2(g1+θλH)(λH+μ)-(α1g2+α2ρ1)λI=1.

Hence,

λH=μ(RH-1)=β2H2=λH.

Therefore, h(0)=μ(RH-1)=β2H2=λH. It corresponds to the HIV boundary equilibrium. Hence,

f(0)=F1(0,λH)=β1qg4g5(g1+θλH)λHg3g4g5(g1+θλH)g4g3β2+β1θλHg4(g1+θλH)g3β2+β11g1+θλHg3β2=qβ1H2g4+θβ2H2β1S2(g1+θβ2H2)g4+β1S2g4(g1+θβ2H2)g4=R12>1.

Let λH=0=h(λ¯I). Then when S¯S1, we have

f(λ¯I)=F1(λ¯I,0)=β1S¯g1β1S1g1=1.

The above inequality is equivalent to λIλ¯I. We prove this by contradiction. Assuming λI>λ¯I, then at least two values satisfy F2(λI,0)=1. On the other hand, we can rewrite F2(λI,0)=1 as a quadratic equation about λI as follows:

m1λI2+m2λI+m3=0, 13

where

m1=c1-d1<0,m2=c2-d2,m3=c3-d3=g12g2g42g5g3μ(RH-1)>0.

Therefore, Eq. (13) has only one positive root. This conclusion contradicts the hypothesis. Thus, we have λIλ¯I and f(λ¯I)=F1(λ¯I,0)<1. For any λI(0,λ¯I), there exists a unique λH such that F1(λI,λH)=1,F2(λI,λH)=1. Therefore, we have the following result:

Theorem 4.1

Assume c2>d2, system (4) has a coexistence equilibrium when RI>1, RH>1, R21>1 and R12>1.

Elasticities of the Invasion Numbers

From Sects. 3 and 4, we know that invasion numbers serve as switches indicating which disease will persist. To estimate the impact of control strategies on this procedure, we consider elasticity analysis according to Martcheva (2015). Here we perform the elasticity analysis of R21 and R12 with respect to parameters related to treatment and education, i.e. α1, α2, q, θ. For convenience, we denote

R12=A1+A2g4A3g4, 14

and

R21=B1+B2g4B3+B4g4, 15

where

A1=θβ2H2β1S2+qβ1H2(g1+θβ2H2),A2=β1S2,A3=g1+θβ2H2,

and

B1=(g3+qβ1I1)θβ2I1g5+θβ2I1ρ1σα2+g5qβ1I1β2S1+g5θβ2I1σα1,B2=g5β2S1,B3=-(ρ1σα2+σα1g5)qβ1I1,B4=(g3+qβ1I1)g5.

We start from investigating the elasticity index of R21 with respect to ω, where ω{α1,α2,q,θ}. It follows that

εR21ω=R21ωωR21,

where

R21ω=(B1+B2g4)ω(B3+B4g4)-(B3+B4g4)ω(B1+B2g4)(B3+B4g4)2.

Case 1 ω=α1

(B1+B2g4)α1=qβ1θβ2I1g5I1α1+(g3+qβ1I1)θβ2g5I1α1+θβ2ρ1σα2I1α1+g5qβ1β2S1I1α1+g5qβ1I1β2S1α1+g5θβ2σα1I1α1+β2g4g5S1α1+g5θβ2I1σ+g5β2S1σ,(B3+B4g4)α1=-σg5qβ1I1-(ρ1σα2+σα1g5)qβ1I1α1+qβ1g4g5I1α1+(g3+qβ1I1)g5σ,

where

S1α1=1β1,I1α1=[g2μ(RI-1)-g2Λβ1g1][β1(μg2+ρ1(ρ2+μ))].

Case 2 ω=α2

(B1+B2g4)α2=qβ1θβ2I1g5I1α2+(g3+qβ1I1)θβ2g5I1α2+(g3+qβ1I1)θβ2I1σ+θβ2ρ1σα2I1α2+θβ2I1ρ1σ+qσβ1I1β2S1+g5qβ1β2S1I1α2+g5θβ2σα1I1α2+σθβ2I1σα1+β2S1σg4,(B3+B4g4)α2=-ρ1σqβ1I1-σα1σqβ1I1-(ρ1σα2+σα1g5)qβ1I1α2+qβ1g4g5I1α2+qβ1I1g5σ,

where

I1α2=g1μ(RI-1)β1[μg2+ρ1(ρ2+μ)]-β1μg1g2μ(RI-1)[β1(μg2+ρ1(ρ2+μ))]2.

Case 3 ω=q

(B1+B2g4)q=β1I1θβ2I1g5+g5β1I1β2S1,(B3+B4g4)q=-(ρ1σα2+σα1g5)β1I1+β1I1g4g5.

Case 4 ω=θ

(B1+B2g4)θ=(g3+qβ1I1)β2I1g5+β2I1ρ1σα2+g5β2I1σα1,(B3+B4g4)θ=0.

Similarly, we study the elasticity index of R12 with respect to ω, where ω{α1,α2,q,θ}. It follows that

εR12ω=R12ωωR12,

where

R12ω=(A1+A2g4)ω(A3g4)-(A3g4)ω(A1+A2g4)(A3g4)2,

Case 1 ω=α1

(A1+A2g4)α1=qβ1H2+A2σ,(A3g4)α1=g4+A3σ.

Case 2 ω=α2

(A1+A2g4)α2=0,(A3g4)α2=0.

Case 3 ω=q

(A1+A2g4)q=β1H2(g1+θβ2H2),(A3g4)q=0.

Case 4 ω=θ

(A1+A2g4)θ=β2H2β1S2+qβ1H2β2H2,(A3g4)q=β2H2g4.

Numerical Simulation

Data and Fixed Parameter Values

We collected new cases of primary and secondary syphilis per year between 2000 and 2019 from the Centers for Disease Control and Prevention (CDC) (CDC 2022a). However, for the new cases of HIV, we only found data from 2006 to 2019, which were also collected from the US CDC (CDC 2022b). The data set for model calibration is listed in Table 2. Correspondingly, we collected the demographic data of the US from 2000 to 2019 from the website (Macrotrends 2022) to generate the recruitment rate and natural death rate during this period. More specifically, from the population size and birth rate (per 1000 individuals), we estimated the recruitment rate to be population * birth rate/1000. From the life expectancy, we estimated the natural death rate to be 1/life expectancy. For simplicity, in our model, the recruitment rate Λ and natural death rate μ are constants. Therefore, we use the average of the recruitment rate and natural death rate per year from 2000 to 2019, i.e. Λ=4039262 and μ=0.013 with units person/year and year-1 respectively (see Table 3). According to Garnett et al. (1997), the mean durations for primary and secondary syphilis are 46 and 108 days, respectively. Hence, we set the progression rates ρ1=365/46 and ρ2=365/108 with unit year-1. The above results are tabulated in Table 4.

Table 2.

Data from the US CDC for model calibration (CDC 2022a, b)

Years Primary and secondary syphilis cases HIV cases
2000 5979
2001 6103
2002 6862
2003 7177
2004 7980
2005 8724
2006 9756 41,237
2007 11,466 42,047
2008 13,500 42,005
2009 13,997 42,011
2010 13,774 43,978
2011 13,970 42,120
2012 15,667 41,265
2013 17,375 39,632
2014 19,999 40,234
2015 23,872 39,845
2016 27,814 39,555
2017 30,644 38,393
2018 35,063 37,471
2019 38,992 36,398

Here cases represents the newly confirmed cases per year

Table 3.

Data from the website to generate recruitment rate and natural death rate (Macrotrends 2022)

Years Population Birth rate Life expectancy Recruitment Death rate
(year) (per year) (per year)
2000 281,710,909 14.182 76.75 3,995,224.111 0.013029316
2001 284,607,993 14.133 76.9 4,022,364.765 0.013003901
2002 287,279,318 14.083 77.04 4,045,754.635 0.01298027
2003 289,815,562 14.033 77.18 4,066,981.782 0.012956725
2004 292,354,658 13.989 77.38 4,089,749.311 0.012923236
2005 294,993511 13.945 77.58 4,113,684.511 0.01288992
2006 297,758,969 13.9 77.79 4,138,849.669 0.012855123
2007 300,608,429 13.856 77.99 4,165,230.392 0.012822157
2008 303,486,012 13.812 78.19 4,191,748.798 0.012789359
2009 306,307,567 13.558 78.34 4,152,917.993 0.012764871
2010 309,011,475 13.305 78.49 4,111,397.675 0.012740476
2011 311,584,047 13.051 78.64 4,066,483.397 0.012716175
2012 314,043,885 12.798 78.79 4,019,133.64 0.012691966
2013 316,400,538 12.544 78.94 3,968,928.349 0.012667849
2014 318,673,411 12.429 78.91 3,960,791.825 0.012672665
2015 320,878,310 12.314 78.89 3,951,295.509 0.012675878
2016 323,015,995 12.198 78.86 3,940,149.107 0.0126807
2017 325,084,756 12.083 78.84 3,927,999.107 0.012683917
2018 327,096,265 11.968 78.81 3,914,688.1 0.012688745
2019 329,064,917 11.979 78.87 3,941,868.641 0.012679092
Average 4,039,262.066 0.012795617

The details are given in Sect. 6.1

Table 4.

Fixed and fitted parameter values and corresponding reproduction numbers and invasion numbers

Symbol Baseline Unit Source
Λ 4.04×106 Person/year Generated from Macrotrends (2022)
μ 1.28×10-2 1/year Generated from Macrotrends (2022)
ρ1 365/46 1/year Generated from Garnett et al. (1997)
ρ2 365/109 1/year Generated from Garnett et al. (1997)
β1 3.44×10-8 1/(personyear) Fitted
β2 1.81×10-9 1/(personyear) Fitted
μ1 0.56 1/year Fitted
μ2 0.74 1/year Fitted
μ3 1.25 1/year Fitted
θ 106.45 Unitless Fitted
q 7.59 Unitless Fitted
σ 3.39 Unitless Fitted
α1 2.53 1/year Fitted
α2 1.57 1/year Fitted
RI 1.04 Unitless Computed
RH 1.01 Unitless Computed
R21 0.98 Unitless Computed
R12 1.03 Unitless Computed

Model Calibration

We use weighted least-squares approach to minimize the mean squared errors (MSE) between the observed data and predicted results from the model. Reported data of yearly primary and secondary syphilis cases and HIV cases in the US are used in this paper.

First, to make two data sets and two sets of corresponding simulated values from the model have the same order of magnitude, we normalize them by dividing by the mean value of each data set. Then we minimize the following mean squared error (MSE):

MSE=i=1N1x(ti)/X¯-Xi/X¯2N1+j=1N2y(tj)/Y¯-Yj/Y¯2N2,

where the first and the second terms correspond to new syphilis cases and HIV cases, respectively. Xi, Yj are data values, and N1, N2 are the numbers of data points for syphilis and HIV, respectively. X¯, Y¯ are mean values of {Xi}i=1N1 and {Yj}j=1N2, respectively. x(ti) and y(tj) are predicted values from the model at the same time points corresponding to the data. It follows that

x(ti)=β1(I(ti)+HI(ti))(S(ti)+qH(ti))+ρ1(I(ti)+HI(ti))

and

y(tj)=β2(H(tj)+HI(tj))(S(tj)+θI(tj)).

Here β1(I(ti)+HI(ti))S(ti) and β1(I(ti)+HI(ti))qH(ti) represent newly primary syphilis infections coming from susceptible individuals and individuals only infected with HIV at time ti, respectively. While ρ1I(ti) and ρ1HI(ti) represent newly secondary syphilis infections coming from individuals only infected with primary syphilis and individuals infected with HIV and primary syphilis at time ti, respectively. Newly HIV infections coming from susceptible individuals and individuals only infected with syphilis at time tj are given by β2(H(tj)+HI(tj))S(tj) and β2(H(tj)+HI(tj))θI(tj), respectively.

The fitted parameter values are given in Table 4. We can see that syphilis is more transmissible than HIV since β1>β2. μ1<μ2<μ3 implies that having higher-stage syphilis will increase the risk of death for HIV-positive individuals. Since q>1, we can derive that HIV-positive individuals are more likely to be infected by syphilis compared with HIV-negative individuals. Similarly, θ>1 shows that patients with syphilis have higher risk to be infected by HIV compared with those without syphilis. α1>α2 implies that the treatment is longer for secondary syphilis compared with primary syphilis. The corresponding reproduction numbers and invasion numbers are also computed and shown in Table 4. In addition, the comparison of observed data and model estimation using fitted parameter values from Table 4 is shown in Fig. 2. We also derived the 95% confidence intervals for syphilis new cases and HIV new cases, which are shown in shaded regions in Fig. 2.

Fig. 2.

Fig. 2

Model calibration by new primary and secondary syphilis cases and HIV cases in the US. The results for syphilis infection and HIV infection are shown in (a) and (b), respectively. The shaded regions are 95% confidence intervals. The data set used here is listed in Table 2 (Color figure online)

Equilibria and Their Stability

In Sect. 3 we derived the existence and stability of the disease-free and boundary equilibria, which are summarized in Fig. 3a. The circled equilibrium is stable in each region. However, due to the complexity of the model, we only have the existence of the coexistence equilibrium when c2>d2 in Sect. 4. By running several simulations, we found that when c2<d2, the coexistence equilibrium also exists once RI>1, RH>1, R21>1 and R12>1. In either case, the coexistence equilibrium is stable. This result is also summarized in Fig. 3a. The dashed circle indicates that the stability of the coexistence equilibrium is only numerically verified. The arrows represent that the corresponding invasion number changes from less than 1 to greater than 1. An example of the stable coexistence equilibrium is given in Fig. 3b when c2<d2.

Fig. 3.

Fig. 3

a The existence and stability of the equilibrium of model (4) with different values of RI, RH, R21 and R12. The circled equilibrium is stable in each region. The dashed circle indicates that it is only numerically verified. The arrows represent that the corresponding invasion number changes from less that 1 to greater that 1. b The prevalence when RI=2.18, RH=2.02, R21=1.03, R12=1.15. Here c2=7.33×105 and d2=1.07×106. It shows that the coexistence equilibrium exists and is stable when RI>1, RH>1, R21>1 and R12>1, even when c2<d2 (Color figure online)

Elasticity Visualization

From Sects. 3, 4 and 6.3 we know that reproduction numbers (RI, RH) and invasion numbers (R21, R12) are thresholds for disease elimination and switches indicating which disease will persist. Therefore, we first visualize the elasticity of R21 and R12 using formulas from Sect. 5 and parameter values from Table 4. In Fig. 4a, the elasticity index of R21 with respect to α1 is 0.2129. This shows that 1% increase of α1 leads to 0.2129% increase of R21. The other terms in Fig. 4a, b have similar meanings. It shows that α1 has much more influence on R21 and R12 than other three parameters. More specifically, improving treatment for primary syphilis (increasing α1) will increase the invasion capability of HIV and decrease the invasion capability of syphilis. This sign difference of elasticities of R21 and R12 is also true for other three parameters. The above results indicate that R21 and R12 might be negatively correlated. To verify this,

Fig. 4.

Fig. 4

a, b Elasticity indices of R21 and R12 with respect to parameters related to treatment and education. Parameter values are from Table 4. c The relation between R21 and R12. Here we vary α1 and the other parameter values are from Table 4 (Color figure online)

we plotted R21 in terms of R12 in Fig. 4c. As we can see, R12 is a decreasing function of R21. It implies that increasing of invasion capability of one disease will weaken the invasion capability of the other disease. In other words, there exists some kind of competition between the two diseases.

Control Strategies

From above we know that α1 (treatment for primary syphilis) has great impact on both R21 and R12. We are also interested in its influence on reproduction numbers and prevalence. Therefore, in Fig. 5a we plotted all reproduction numbers and invasion numbers as functions of α1. We recall that R21 exists only when RI>1 and R12 exists only when RH>1. Based on parameter values from Table 4, when α1[2.5,3], RH>1 in the whole interval and RI>1 only when α1[2.5,2.91). In addition, we can see that as α1 increases, both RI and R12 decrease, R21 increases and RH stays the same. These results agree with Fig. 4. By zooming in, Fig. 5b shows that when α1(2.802,2.8203), both R21>1 and R12>1. In this case, we have coexistence equilibrium. Consequently, the prevalence of total syphilis infections (I+L+HI+HL) is diminished as α1 increases. More specifically, the peak of infection is lowered and postponed (see Fig. 5c). In contrast, the prevalence of total HIV infections (H+HI+HL) increases as α1 increases (see Fig. 5d). It is worth mentioning that improving treatment for primary syphilis (increasing α1) is still helpful to diminish the prevalence of total infections of two diseases (see Fig. 5e). On the other hand, α2 (treatment for secondary syphilis) only has minor influence on the prevalence of total syphilis infections and total HIV infections (see Fig. 6a, b). Similar results are shown for q and θ corresponding to education (see Fig. 6c–f). These results agree with Fig. 4a, b.

Fig. 5.

Fig. 5

a Reproduction numbers and invasion numbers given different values of α1. b Zoomed-in invasion numbers from (a). ce Total syphilis infections, total HIV infections and total infections of two diseases respectively given different values of α1. In all panels, the other parameter values are from Table 4 (Color figure online)

Fig. 6.

Fig. 6

Total syphilis infections and total HIV infections respectively given different values of α2 (a, b), q (c, d), and θ (e, f). In all panels, the other parameter values are from Table 4 (Color figure online)

From above we can see that treatment in the primary stage of syphilis is more important than that in the secondary stage. Hence, we are interested in the impact of initiating years of treatment on the prevalence. For example, in Fig. 7a, b, we assume that the baseline corresponds to the current treatment (α1=2.53) and improving treatment corresponds to α1=2.58. Since α1 represents the treatment rate of primary syphilis, 1/α1 represents the length of the treatment. It follows that increasing α1 corresponds to shortening the length of treatment. Figure 7 shows that improving treatment earlier can postpone the infection peak of syphilis but increase the prevalence of HIV. This further verifies the competition between the two diseases. Compared to the baseline scenario, improving treatment at any time leads to a lower and delayed peak. However, the relation between the peak size of total syphilis infections and the starting years of improvement is not linear. One possible reason is that here we only consider the treatment for primary syphilis infection. It might compensate the infections of HIV.

Fig. 7.

Fig. 7

Total syphilis infections (a) and total HIV infections (b) respectively given different starting years of the treatment improvement. In both panels, baseline corresponds to α1=2.53 and treatment improvement corresponds to α1=2.58. The other parameter values are from Table 4 (Color figure online)

Conclusion and Discussion

In this paper, we formulated a syphilis and HIV coinfection model to study the dynamics of syphilis and HIV transmission in Sect. 2. The explicit formulas of two reproduction numbers (RI, RH) and invasion numbers (R21, R12) were derived. We also interpreted their biological meanings. Rigorous analyses of the existence and stability of the disease-free equilibrium and two boundary equilibria are given in Sect. 3. Due to the complexity of the model, we only proved the existence of the coexistence equilibrium when c2>d2 in Sect. 4. But we numerically verified its existence when c2<d2 as well as its stability. The above results were summarized in Fig. 3. More specifically, the unique disease-free equilibrium always exists and is stable when both reproduction numbers are less than 1. The boundary equilibrium for syphilis infection E1 exists when RI>1 and is stable when R21<1. Similarly, the boundary equilibrium for HIV infection E2 exists when RH>1 and is stable when R12<1. If both invasion numbers R21>1 and R12>1, coexistence equilibrium exists, which might be stable.

We calibrated the model using yearly confirmed syphilis and HIV data from the US CDC. Based on the fitted parameter values as well as several fixed parameter values generated from website or previous literature, we obtained that both reproduction numbers for syphilis and HIV are slightly greater than 1. The invasion reproduction number for syphilis is slightly greater than 1 while this number for HIV is slightly less than 1 (see Table 4). In this case, the boundary equilibrium for syphilis infection will be stable. According to our model, the cases for syphilis will gradually increase while HIV cases will gradually decrease since all four values above are close to 1. This agrees with what we observed in real life (see data in Table 2). Additionally, the resurgence of syphilis infection in the US was also reported in Schmidt et al. (2019) and Bach and Heavey (2021). While the trends of HIV cases in the US was decreasing based on data from 1992 to 2013 (Williams et al. 2020).

Reproduction numbers and invasion numbers are thresholds for disease elimination and switches indicating which disease will persist. It is important to know the impact of key parameters on them. Therefore, we performed elasticity analysis of R21 and R12 with respect to parameters related to treatment and education. Based on parameter values from Table 4, we visualized the above elasticity values and found that increasing of invasion capability of one disease would weaken the invasion capability of the other disease. In addition, we found that treatment for primary syphilis is more important in mitigating the transmission of syphilis among considered control strategies. Similar results were shown in Saad-Roy et al. (2016) and Pialoux et al. (2008). However, it might lead to more HIV cases. Further, we showed that the infection peak of syphilis would be postponed by improving treatment for primary syphilis. The same effect is produced by implementing better syphilis treatment earlier. The importance of early initiating of control strategies was also discussed in He et al. (2021), Knock et al. (2021) and Shen et al. (2021) regarding COVID-19.

There are several limitations of this study. Firstly, standard incidence and mass action are two most common incidences used in epidemiology modeling. When the total population is a constant, standard incidence becomes mass action incidence. But we need to pay attention that the transmission parameters in two incidences have different meanings and units. For sexually transmitted diseases, standard incidence is more proper (Martcheva 2015). However, it will bring challenges for model analysis. The population size is stable in the US for the period of the data. Therefore, for simplicity, we adopted mass action in this paper, which is also used in other papers about syphilis or HIV (Saad-Roy et al. 2016; Milner and Zhao 2010; Iboi and Okuonghae 2016; Cai et al. 2009). Secondly, it is more realistic for multi-disease models to include co-transmission (Gao et al. 2016; Teixeira et al. 2021). However, the possibility for individuals to be infected by two diseases simultaneously is quite small. In most cases, a person will contract one disease firstly. For simplicity, transmission from susceptible class to the class infected with two diseases is not included in our model, which is also not considered in some other multi-disease or multi-strain models (Nwankwo and Okuonghae 2018; Poolman et al. 2008). Thirdly, patients in the secondary syphilis period are infectious. However, since most of them have severe symptoms and hence are more cautious, we simply assume that secondary syphilis patients are not infectious and will not contract HIV. Fourthly, we didn’t include vertical transmission for both syphilis and HIV infection. Another limitation of this paper is the reliability of data set for calibration. Here we use newly confirmed syphilis cases and HIV cases, which are reported cases instead of true cases. However, it is hard to get true cases, which might be higher than reported cases and affect fitted parameter values.

In summary, we adopted a deterministic model to investigate the coinfection of syphilis and HIV. Even though we considered two specific diseases, and data are from the US, the results derived here could be adapted to other multi-diseases scenarios in other regions.

Acknowledgements

X. Li is supported partially by the National Natural Science Foundation of China (12271143); M. Martcheva is supported partially through grant DMS-1951975.

Appendix A: Proof of Theorem 3.2

We define the following Lyapunov function

L=I+H+HI+σα2g5HL.

It is clear that L is radially unbounded and positive definite in the entire space D. The derivative of L along the trajectories of System (4) yields

L˙=(λIS-g1I-θλHI)+(λHS-g3H-qλIH+σα1HI+σα2HL)+(qλIH+θλHI-g4HI)+σα2g5(ρ1HI-g5HL)[β1(I+HI)S0-g1I]+[β2(H+HI)S0-g3H+σα1HI+σα2HL]-g4HI+σα2g5(ρ1HI-g5HL)=(β1S0-g1)I+(β2S0-g3)H+(β1S0+β2S0+σα1-g4+σα2g5ρ1)HI.

When R<1, we have β1S0<g1 and β2S0<g3. In addition, if ρ1+α1+ρ2+α2+μμ2, we can verify that

β1S0+β2S0+σα1-g4+σα2g5ρ1<g1+g3+σα1-g4+ρ10.

It follows that L˙0 and it is equal to zero only at the DFE. Therefore, by Krasovkii-LaSalle Theorem (Martcheva 2015), the DFE E0 is globally asymptotically stable when R<1 and ρ1+α1+ρ2+α2+μμ2.

Appendix B: Proof of Proposition 3.3

We use a theorem introduced by Castillo-Chavez and Song Castillo-Chavez and Song (2004) to prove this Proposition. Without loss of generality, we assume RI>RH. Then we choose β1 as the bifurcation parameter and let β1 be the critical value such that R=RI=1 (If RI<RH, we can choose β2 as the bifurcation parameter). Reordering variables as x=(I,L,H,HI,HL,S)T, the Jacobian matrix of system (4) evaluated at the DFE and β1 is

A=000β1S000ρ1-g2000000β2S0-g3β2S0+σα1σα20000-g400000ρ1-g50-β1S0+α1α2-β2S0-β1S0-β2S00-μ.

The eigenvalues of A are -μ,-g2,-g4,-g5,0 and β2S0-g3. Since at β1=β1, RH<RI=1, then β2S0<g3. Hence, zero is a simple eigenvalue of A and the other eigenvalues have negative real parts. Moreover, A has a right eigenvector (corresponding to the zero eigenvalue), given by w=(w1,w2,0,0,0,w6)T, where

w1=g2,w2=ρ1,w6=(-β1S0+α1)g2+α2ρ1μ.

Since S>0 at the DFE, then w6 does not need to be nonnegative. In addition, A has a left eigenvector (corresponding to the zero eigenvalue), given by v=(v1,0,0,v4,0,0)T, where

v1=g4,v4=β1S0.

We denote the right-hand side functions of system (4) as fi, i=1,,6. Because the nonnegative components of v are v1 and v4, we only need the derivatives of f1 and f4. At the DFE and β1=β1, the associated non-zero secondary partial derivatives are

2f1IS=β1,2f1β1I=S0.

Therefore,

a=v1w1w62f1IS=g4g2ρ1β1>0,b=v1w12f1β1I=g4g2S0>0.

According to the theorem by Castillo-Chavez and Song (Castillo-Chavez and Song 2004), system (4) has backward bifurcation.

Appendix C: Proof of Theorem 3.4

To obtain the equilibrium E1, we let H=HI=HL=0. From system (4), we have that the equilibrium E1=(S1,I1,L1,0,0,0) satisfies

0=Λ-λIS1-μS1+α1I1+α2L1,0=λIS1-ρ1I1-μI1-α1I1,0=ρ1I1-ρ2L1-μL1-α2L1. 16

From the second equation of (16), we have

S1=g1β1. 17

Substituting (17) into the first and third equation of (16), we have

I1=g1g2μ(RI-1)β1[μg2+ρ1(ρ2+μ)],L1=ρ1g2I1. 18

Similarly, we denote by E2=(S2,0,0,H2,0,0) the boundary equilibrium corresponding to HIV infection. To obtain equilibrium E2, we let I=L=HI=HL=0. From system (4), we have that the equilibrium E2=(S2,0,0,H2,0,0) satisfies

0=Λ-λHS2-μS2,0=λHS2-μH2-μ1H2. 19

Following similar steps as for E1, we get

S2=g3β2,
H2=μβ2(RH-1). 20

From (18) and (20), we can clearly see that I1>0 and L1>0 if and only if RI>1; H2>0 if and only if RH>1.

Appendix D: Proof of Theorem 3.5

By linearizing system (4) at the boundary equilibrium E1 , we have the Jacobian matrix

J(E1)=AC0B

with

A=-β1I1-μ-β1S1+α1α2β1I1β1S1-g100ρ1-g2,
B=β2S1-g3-qβ1I1β2S1+σα1σα2qβ1I1+θβ2I1θβ2I1-g400ρ1-g5,
C=-β2S1-β1S1-β2S10thetaβ2I1β1S1-θβ2I10000.

The stability of matrix J(E1) is determined by matrix A and matrix B.

Eigenvalues of A satisfy the following characteristic equation:

λ3+a1λ2+a2λ+a3=0, 21

where

a1=β1I1+μ+g1-β1S1+g2,a2=(β1I1+μ)(g1-β1S1)+(β1I1+μ)g2+(g1-β1S1)g2+(β1S1-α1)β1I1,a3=(β1I1+μ)(g1-β1S1)g2-β1I1ρ1α2+g2(β1S1-α1)β1I1=g1g2μ(RI-1). 22

Note that g1=β1S1. Obviously, we have

a1>0,a2>0,a3>0,a1a2>a3.

According to Routh-Hurwitz criterion, we get that all roots of the characteristic equation (21) have negative real parts. Thus, all eigenvalues of A have negative real parts.

Eigenvalues of B satisfy the following characteristic equation:

λ3+b1λ2+b2λ+b3=0, 23

where

b1=g3+qβ1I1-β2S1+g4-θβ2I1+g5,b2=(g3+qβ1I1-β2S1)(g4-θβ2I1)+(g3+qβ1I1-β2S1)g5+(g4-θβ2I1)g5-(β2S1+σα1)(qβ1I1+θβ2I1),b3=(g3+qβ1I1-β2S1)(g4-θβ2I1)g5-(qβ1I1+θβ2I1)ρ1σα2-(β2S1+σα1)(qβ1I1+θβ2I1)g5. 24

We define the invasion number of HIV infection as follows:

R21=β2S1g4g5+(g3+qβ1I1)θβ2I1g5+θβ2I1ρ1σα2+g5qβ1I1β2S1+g5θβ2I1σα1(g3+qβ1I1)g4g5-(ρ1σα2+σα1g5)qβ1I1, 25

where

g4g5-(ρ1σα2+σα1g5)=(μ+μ2)g5+ρ1(μ+μ3+ρ2)>0.

If R21<1, we have

g3+qβ1I1>β2S1,g4>θβ2I1,(g3+qβ1I1)g4>β2S1g4+(g3+qβ1I1)θβ2I1+qβ1I1β2S1+σα1θβ2I1+σα1qβ1I1.

It follows that

b1>0,b2>0,b3>0,b1b2>b3.

According to Routh-Hurwitz criterion, we get that all roots of the characteristic equation (23) have negative real parts. Thus, all eigenvalues of A and B have negative real parts. Hence, all eigenvalues of J(E1) have negative real parts. When R21>1, b3<0. It indicates that there is at least one positive eigenvalue of J(E1). Therefore, E1 is locally stable if R21<1, and unstable if R21>1. This completes the proof of stability of E1.

Appendix E: Proof of Theorem 3.6

By linearizing system (4) at the boundary equilibrium E2 , we have the Jacobian matrix J(E2)=(aij)6×6 as follows:

J(E2)=-β2H2-μ-β1S2+α1α2-β2S2-β1S2-β2S200β1S2-g1-θβ2H200β1S200ρ1-g2000β2H2-qβ1H20β2S2-g3β2S2-qβ1H2+σα1σα20qβ1H2+θβ2H200qβ1H2-g400000ρ1-g5,

with eigenvalues satisfying the following characteristic equation:

|λE-J(E2)|=0, 26

where E is the identity matrix. For convenience, we denote λE-J(E2)=(bij)6×6. Here bij=-aij if ij; bii=λ-aii. We notice that β2S2=g3. Expanding Eq. (26) along the last column, we have

|λE-J(E2)|=b66b11b12b13b14b150b2200b250b32b3300b41b420b44b450b5200b55.

Expanding along the first column, we get

λE-J(E2)=b66b11b33b44b22b25b52b55-b41b33b14b22b25b52b55=b66b33b11b14b41b44b22b25b52b55=(λ+g2)(λ+g5)|λE-D1||λE-D2|,

where

D1=-β2H2-μ-β2S2β2H20,D2=β1S2-g1-θβ2H2β1S2qβ1H2+θβ2H2qβ1H2-g4.

Obviously, some roots of the above equation are λ1=-g2, λ2=-g5. The stability of matrix J(E2) is determined by matrix D1 and matrix D2. We can see that Tr(D1)<0, Det(D1)>0, all eigenvalues of D1 have negative real parts.

We define the invasion number of HIV infections as follows:

R12=θβ2H2β1S2+qβ1H2(g1+θβ2H2)+β1S2g4(g1+θβ2H2)g4.

When R12<1, Tr(D2)<0, Det(D2)>0, all eigenvalues of D2 have negative real parts. Hence, all eigenvalues of J(E2) have negative real parts. When R12>1, Det(D2)<0. It indicates that there is at least one positive eigenvalue of J(E2). Therefore, E2 is locally asymptotically stable when R12<1, and unstable when R12>1. This completes the proof of stability of E2.

Footnotes

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Cheng-Long Wang, Email: chenglongwang1027@163.com.

Shasha Gao, Email: 401763380@qq.com.

Xue-Zhi Li, Email: xzli66@126.com.

Maia Martcheva, Email: maia@ufl.edu.

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