Abstract
(1) Background: Polyunsaturated fatty acids (PUFAs) are known for their ability to protect against numerous metabolic disorders. The consumption of oily fish is the main source of PUFAs in human nutrition and is commonly used for supplement production. However, seafood is an overexploited source that cannot be guaranteed to cover the global demands. Furthermore, it is not consumed by everyone for ecological, economic, ethical, geographical and taste reasons. The growing demand for natural dietary sources of PUFAs suggests that current nutritional sources are insufficient to meet global needs, and less and less will be. Therefore, it is crucial to find sustainable sources that are acceptable to all, meeting the world population’s needs. (2) Scope: This review aims to evaluate the recent evidence about alternative plant sources of essential fatty acids, focusing on long-chain omega-3 (n-3) PUFAs. (3) Method: A structured search was performed on the PubMed search engine to select available human data from interventional studies using omega-3 fatty acids of non-animal origin. (4) Results: Several promising sources have emerged from the literature, such as algae, microorganisms, plants rich in stearidonic acid and GM plants. However, the costs, acceptance and adequate formulation deserve further investigation.
Keywords: fatty acids, omega-3, alpha-linolenic acid, docosahexaenoic acids, eicosapentaenoic acid, stearidonic acid, microalgae, seaweed, fish oils, diet, vegetarian, unsaturated
1. Introduction
1.1. Chemical Structures of Essential Fatty Acids and Dietary Sources
Essential fatty acids (EFAs) belong to a class of indispensable lipid macromolecules. Humans are unable to synthesize them de novo and they need to introduce EFAs via the diet. These molecules contain multiple double bonds in their carbonaceous scaffold, and the position of the first double bond on the aliphatic chain, proximal to the terminal methyl group (omega), defines the two subclasses of EFAs: omega 3 polyunsaturated fatty acids (n3 PUFAs) and omega 6 polyunsaturated fatty acids (n6 PUFAs) [1].
In foodstuff, essential fatty acids can be found in the form of both long-chain (with 20 or more carbons) and in the form of precursors or short-chain, such as alpha-linolenic acid (C18:3 cis-9,12,15; ALA) belonging to subclass n3 PUFAs, and linoleic acid (C18:2 cis-9,12; LA) belonging to the subclass of n6 PUFAs [2,3]. Precursors, especially molecules belonging to the n6 PUFAs subclass, are found in significant quantities in plant foods, including fruits, seeds and oils. Flaxseeds are particularly rich in ALA with 39–64% of total fat and with a lipid fraction up to 50% w/w [4,5]. Another example is soybean oil, which contains up to 54% of LA [6]. Table 1 shows the concentrations of EFAs in selected plant foods and derived oils.
Table 1.
Food | 18:2 n-6 (LA) | 18:3 n-3 (ALA) | 18:3 n-6 GLA | 18:4 n-3 SDA | 20:4 n-6 AA | 20:5 n-3 EPA | 22:6 n-3 DHA |
---|---|---|---|---|---|---|---|
Almond | 12.3 | 0.003 | 0 | 0 | 0 | 0 | 0 |
Brazil nut | 23.9 | 0.018 | 0.018 | 0 | 0 | 0 | 0 |
Canola oil | 18.6 | 9.14 | 0 | 0 | 0 | 0 | 0 |
Cashew nut | 7.78 | 0.062 | NA | 0 | 0 | 0 | 0 |
Chestnut | 0.78 | 0.093 | NA | 0 | 0 | 0 | 0 |
Chia seed | 5.84 | 17.8 | NA | 0 | NA | 0 | 0 |
Coconut oil | 1.68 | 0.019 | 0 | 0 | 0 | 0 | 0 |
Extra virgin Olive oil | 8.4 | 0.65 | NA | NA | 0 | NA | NA |
Flaxseed | 5.26 | 19.4 | NA | 0 | NA | 0 | 0 |
Flaxseed oil | 14.2 | 53.4 | 0 | 0 | 0.015 | 0 | 0 |
hemp seed | 27.4 | 8.68 | 1.34 | 0.617 | NA | NA | NA |
Irish moss | NA | NA | NA | 0 | NA | 0.046 | 0 |
Kelp | NA | NA | NA | 0.004 | NA | 0.004 | 0 |
Macadamia nut | 1.3 | 0.21 | NA | 0 | 0 | 0 | 0 |
Mustard | 0.43 | 0.444 | NA | 0 | 0 | 0 | 0 |
Peanut | 9.72 | 0.026 | NA | 0 | 0 | 0 | 0 |
Peanut oil | 19.7 | 0.318 | NA | 0 | 0.003 | 0.001 | 0 |
Pecan nut | 20.6 | 0.99 | NA | 0 | 0 | 0 | 0 |
Pine nut | 33.2 | 0.112 | 0.052 | 0 | 0 | 0 | 0 |
Pistachio | 14.1 | 0.29 | NA | 0 | 0 | 0 | 0 |
Pumpkin seed | 20.7 | 0.12 | 0 | 0 | 0 | 0 | 0 |
Sea lettuce | NA | NA | NA | 0 | NA | 0.08 | 0 |
Soy nut | NA | NA | NA | 0 | NA | 0 | 0 |
Soybean oil | 50.9 | 6.62 | 0 | 0 | 0 | 0 | 0 |
Spirulina | NA | NA | NA | 0 | NA | 0 | 0 |
Wakame | NA | NA | NA | 0 | NA | 0.186 | 0 |
Walnut | 33.8 | 2.68 | 0 | 0 | NA | 0 | 0 |
1 NA: Not available.
Humans are unable to use the aforementioned precursors and need to transform them into long-chain fatty acids (LC-PUFAs) using elongation and desaturation steps, which involve reactions catalyzed by elongase and desaturase enzymes. They can be obtained in pre-formed and ready-to-use forms through the diet. In this context, only ALA and LA can be strictly defined as essential [8]. The most representative molecules of the LC-PUFAs are eicosapentaenoic acid (20:5 cis-5,8,11,14,17; EPA) and docosahexaenoic (C22:6 cis-4,7,10,13,16,19; DHA), which belong to the subclass of n3 PUFAs, and arachidonic acid (C20:4 cis-5,8,11,14; AA), which belongs to the subclass of n6 PUFAs. Food sources of LC-PUFAs are mainly of animal origin, such as breast milk, and fatty fish such as salmon and small blue fish such as anchovies, sardines, mackerel, herring and eel. They may also be found, although to a lesser extent, in the meat of land animals [9,10]. Some plant foods, such as seaweed, can contain pre-formed EFAs in varying concentrations. On the other hand, terrestrial plants are unable to produce LC-PUFAs [11]. Figure 1 shows the molecular structures of the main essential fatty acids, including IUPAC names.
1.2. Functions and Biological Activities of Essential Fatty Acids
EFAs perform various biological functions. Their selective incorporation into cell membranes contributes to their fluidity and thus modulates intercellular communication. Some anatomical structures show a particular enrichment in EFAs in membrane phospholipids, such as in the central nervous system and retina, where LC-PUFAs modulate nerve transmission and the activation of rhodopsin for vision, respectively [12,13,14]. n3 PUFAs could be implicated in cognitive mechanisms both in the early stages of development and during the cognitive decline in senescence, with direct roles in the enrichment of the cell membranes of the nervous system and consequent functions [15], but also indirectly, through their metabolic role in the metabolism of B vitamins, which in turn are involved in cognition [16].
LC-PUFAs’ catabolism plays a crucial role in the molecular action of these compounds. Oxidation processes catalyzed by the enzymes lipoxygenases (LOX), cyclooxygenases (COX), and epoxygenase (CYP P450) give rise to the formation of signal molecules such as eicosanoids, docosanoids and other lipid mediators that participate in intracellular and systemic communication processes mediated by biomolecules such as resolvins, protectins, maresins, and PUFA-derived endocannabinoids [17,18,19,20,21,22,23]. Eicosanoids and docosanoids can activate transmembrane G proteins, stimulating the release of second messengers, such as calcium and cAMP, and interacting with transcription factors (PPAR), which translocate into the nucleus and influence the expression of genes implicated in various cell functions, such as proliferation and inflammation [24,25,26].
Moreover, the by-products of the oxidation of EFAs give rise to well-known molecules, such as prostaglandin, thromboxane, leukotriene, and prostacyclin, which participate in the modulation of various systemic processes such as coagulation and the immune response [27,28].
These bioactive compounds can have a counteracting effect and the two subclasses of EFAs seem to play contrasting roles in these mechanisms. The fatty acids n3 PUFAs have mainly an anti-inflammatory, anticoagulant effect, and reduce the immune response, while n6 PUFAs appear to have pro-inflammatory, immunostimulant effects and promote the coagulation process [15,29,30,31].
However, this division of roles is not so clear-cut, and often specific n6 PUFA molecules can also play anti-inflammatory roles [32]. Gamma linolenic acid (C18:3 cis-6,9,12; GLA), for example, has shown anti-inflammatory effects despite being an essential fatty acid belonging to the n6 PUFA series. It is the precursor of dihomo-GLA acid (C20:3 cis-8,11,14; DGLA), whose oxidation by-product is the anti-inflammatory prostaglandin E1 [33,34]. Certainly, these features are modulated by the concerted effects of the two subclasses of EFAs [35].
It is interesting to note that the use of n3 LC-PUFAs in the form of supplements is much debated because they are prone to oxidation [36]. The presence of double bonds in the carbonaceous structure exposes them to oxidative degradation and the formation of free radicals [37]. Long-term exposure to oxidized lipids is considered unhealthy [36,38], but at the same time, the signal molecules deriving from EPA and DHA are also by-products of oxidation. Detailed studies that clarify these aspects are still missing. To limit accidental oxidation, a promising solution could derive from nanoencapsulation techniques of PUFAs to protect them from potential degradation factors and favor the attainment of the physiological target [39]. Several micro- and nanoencapsulated formulations of plant-based LC-PUFAs are already commercially available [40]. Figure 2 shows the catabolism of essential fatty acids and derived bioactive molecules.
The oxidative catabolism of DHA, EPA and AA gives rise to biomolecules involved in numerous response mechanisms, such as inflammation, platelet aggregation, immune response and cell proliferation. One of the best-known mechanisms involves TXA2 in the initiation process of platelet aggregation. However, AA and EPA compete as substrates for the enzymatic action of COX, and in the presence of adequate amounts of EPA the enzyme is sequestered by the TXA3 formation pathway, which does not stimulate vasoconstriction and has a mild pro-aggregating effect [41]. By-products of LC-PUFAs catabolism show contrasting effects that underlie the pleiotropic regulatory mechanism of eicosanoids and docosanoids. A single molecule may have a dual effect, as in the case of PGE2, which exhibits a marked pro-inflammatory effect but which may indirectly exert an anti-inflammatory effect by inhibition of the 4-series LT biosynthetic pathway [43]. An imbalance between molecules derived from LC-PUFAs seems to be implicated in some chronic inflammatory pathologies, as in the case of inflammatory bowel disease [45]. Table 2 shows the physiological actions of the main eicosanoids and docosanoids.
Table 2.
Action | Biomolecules |
---|---|
Pro-inflammatory | PGE2, LTB4, LTC4 |
Anti-inflammatory | PGI2, RVE1, RVD1, PD1 |
Pro-aggregatory | PGE2, TXA2, TXA3 |
Anti-aggregatory | PGI2, PGD2, PGE3, PGI3 |
Immunostimulant | LTB4, 12-HETE, Lipoxin A |
Immunosuppressive | PGE3, Lipoxin B |
Vasodilatory | PGE2, PGI2, PGD2 |
Vasoconstrictor | TXA2, PGF2α, LTC4, LTD4, PGE3 |
1.3. Intakes and Requirements of Essential Fatty Acids
1.3.1. Omega-6 to Omega-3 Ratio
The currently available data indicate the requirement of an inadequate intake of n3 LC-PUFAs in human nutrition [46]. As mentioned above, the dietary availability of n6 PUFAs is greater, due to their abundance in the plant kingdom. Our daily requirement of EFAs seems to be biased towards these, with a lower requirement of n3 PUFAs. However, in the diet of industrialized countries, this balance seems to be shifted too much towards n6 PUFAs (15–20:1) due to the reduced dietary sources of n3 PUFAs [47]. In Western countries, this phenomenon could contribute, at least in part, to the greater incidence of inflammatory mechanisms central to several metabolic diseases, such as diabetes, hypertension, autoimmune diseases and chronic inflammatory diseases [48,49,50,51,52,53,54,55,56,57,58,59,60].
Humans could take nutritional advantage of plant dietary sources of n3 PUFA-rich oils extracted from seeds and nuts [61]. However, the choice of the type of sources for lipid production is crucial to obtain an adequate n6:n3 ratio, as seeds and nuts can contain variable proportions of the two subclasses [62]. Although the most appropriate ratio needed between the two classes for human nutrition has not yet been uniquely defined, studies estimated an n6:n3 ratio of about 1–4:1 [63,64,65]. A 4:1 ratio was associated with improvement in secondary prevention, with a 70% reduction in mortality, while a higher ratio of about 2.5:1 seemed to reduce gut cells proliferation among colorectal cancer patients. A ratio of 5:1 was associated with health improvement among patients with asthma. Inflammatory indices were lowered by a 2–3:1 ratio among patients with rheumatoid arthritis [65].
1.3.2. Biosynthetic Pathway
The enzymes responsible for the maturation pathway of the precursors are shared for the two subclasses n6 and n3 PUFAs, and this implies that an excess of the former subclass limits the maturation capacity of the latter [66,67]. This means that the conversion of ALA to EPA is affected by the presence of LA, which, in turn, will be converted to AA. Furthermore, even if the precursors can be converted into LC-PUFAs, this activity is very limited by the metabolic efficiency of the enzymatic pull of these metabolic pathways [68,69]. It was estimated that only 0.01–9% of the ALA introduced with the diet can be converted into DHA, with 7–21% converted into EPA [70,71,72,73,74,75,76,77]. Therefore, LC-PUFAs, even if not strictly essential, could be considered conditionally essential [78]. The synthesis of DHA from EPA requires an intermediate elongation step with the biosynthesis of a C24 fatty acid, which is then translocated from the endoplasmic reticulum to the peroxisome to be shortened by beta-oxidation. The biosynthesis of essential fatty acids is shown in Figure 3.
It has not yet been clarified whether this metabolic limit is physiological and therefore describes a narrow need for some specific molecules of LC-PUFAs.
1.3.3. Pregnancy and Lactation: A Programming Window for Neurodevelopment
Women have a greater ability to convert precursors into LC-PUFAs [70]. This phenomenon, probably caused by the gender difference in specific sex hormones, allows the delivery of enough LC-PUFAs to the fetus and the new born, who both have limited conversion capacities, through placental biomagnification and the mammary gland, respectively [82,83].
Although many studies highlight the efficacy of plant sources in increasing blood concentrations of n3 LC-PUFA and related health benefits, not all studies agree [84,85,86,87,88,89]. Meanwhile, clinical trials investigating the effects of neurocognitive development in offspring using prenatal fish oil (FO) as an intervention have shown inconsistent results [90,91,92,93,94,95,96,97]. In the latest systematic reviews and meta-analyses, infant neurocognitive development showed no differences after LC-PUFAs supplementation during lactation and pregnancy [13,98,99,100,101].
However, as a precautionary principle, at least in some specific stages of life, additional quantities of pre-formed n3 LC-PUFAs are recommended [1,102,103,104,105]. During the development of nervous matter in the last trimester of pregnancy and the first two years of life, the brain preferentially accumulates LC-PUFAs, so AA and DHA make up over 30% of the phospholipid content in the retina and brain [106,107,108,109,110]. However, the ability of the fetus and infants to synthesize LC-PUFAs is insufficient, so they must take advantage of pre-formed EFAs through the placenta and breast milk, respectively [111,112]. Breastfeeding women show blood concentrations of n3 PUFAs that are proportional to those ingested with the diet [113]. Supplementation with algal DHA was effective in increasing the DHA content in breast milk even after premature birth, improving the markers of inflammation [114].
1.3.4. PUFAs Daily Requirements
The global average consumption of n3 LC-PUFAs, estimated from a survey of 266 countries, was 163 mg/day per capita [115]. The WHO recommends 200–500 mg/d of EPA+DHA in adults, and advises reaching adequate amounts of ALA in the case of a vegetarian diet [116]. In the UK, it is recommended to take at least 450 mg/d of EPA+DHA [117]. EFSA, on the other hand, recommends 100 mg/d EPA+DHA for children and 250 mg/d for adults, with an additional amount of 100–200 mg/d of pre-formed DHA during pregnancy and breastfeeding [118], while the IOM recommends an intake of about 1 gram per day of n3 PUFAs, of which at least 10% are LC-PUFAs [119]. The AFSSA recommends 500 mg/d of EPA+DHA during adulthood [120]. The D-A-CH recommends 250 mg/d of EPA+DHA for the general population [121]. The presence of oxidation-prone double bonds raises the doubt that at specific concentrations, EFAs could show toxicity, favoring oxidative stress. However, the most significant concern emerges from using oils rich in PUFAs in a high state of degradation. Nonetheless, the health effect of oxidized products has yet to be adequately explored [36]. The recommendations regarding the intake of essential fatty acids, with particular reference to the n3 LC-PUFAs, are summarized in Table 3.
Table 3.
Organization | Recommendation/Advice |
---|---|
Joint WHO/FAO 2003 [116] | PUFAs: 6–10% n6 PUFAs: 5–8% n3 PUFAs: 1–2% 200–500 mg/d of EPA+DHA |
FAO 2010 [43] | PUFAs: 6–11% n6 PUFAs: 2.5–9% n3 PUFAs: 0.5–2% 250–2000 mg/d of EPA+DHA >300 mg/d of EPA-DHA (pregnancy and lactation) >200 mg/d of DHA (pregnancy and lactation) |
SACN 2004 [117] | 450 mg/d of n3 LC PUFAs |
COMA 1991 [122] | PUFAs: 6% LA: 1% ALA: 0.5% |
EFSSA 2010 [118] | LA: 4% ALA: 0.5% 250 mg/d of EPA+DHA 100 mg/d of DHA (6–24 months) Additional 100–200 mg/d of DHA (pregnancy and lactation) |
IOM 2005 [119] | n6 PUFAs: 5–10% n3 PUFAs: 0.6–1.2% LC PUFAs: 10% of total n3 and n6 PUFAs, respectively |
AFSA 2010 [120] | LA: 4% ALA: 1% 500 mg/d of EPA+DHA (1:1) |
D-A-CH 2021 [121] | LA: 2.5% ALA: 0.5% 250 mg/d of EPA+DHA |
NNR 2004 [123] | n6 PUFAs: 2.5% n3 PUFAs: 0.5% n6 PUFAs: 4% (pregnancy, lactation and 6–11 months) n3 PUFAs: 1% (pregnancy, lactation and 6–11 months) |
1.4. Availability of Food Sources and Environmental Issues Related to the Supply of Essential Fatty Acids
Based on most common recommendations, the recommended daily intake of n3 LC-PUFA ranges from 250 to 500 mg. If we consider about 7.7 billion people in the world, the global requirement could be between 0.7 and 1.4 million tons of n3 LC-PUFAs per year [69].
1.4.1. Fishery
If the demands of the entire population were to be respected, the current availability of marine fish would be insufficient [46]. The nutritional sources of LC-PUFAs for humans are mainly of marine origin [1,124]. However, due to the gradual and continuous depletion of marine species, there is not enough fish to meet the needs of the world population [125,126]. The exploitation of fisheries has reduced the total available fish biomass to 10%, as compared to the pre-industrial era [127]. Furthermore, the rise in the world population will increase the problem of a scarcity of sources [46]. Atlantic and Mediterranean marine resources are increasingly reduced by overfishing [128,129,130,131,132].
1.4.2. Aquaculture
On the other hand, with the use of aquaculture, which has filled the gap of fisheries, the problem of finding sources of LC-PUFAs remains, since feed containing adequate concentrations of LC-PUFAs must be guaranteed to the farmed species [133]. The paradox is that to breed species rich in LC-PUFAs, adequate sources of fishmeal or FO rich in LC-PUFAs must be ensured for aquaculture. These are mainly obtained from marine fisheries, now below sustainable limits and with no prospect of future growth [134]. The current aquaculture practice is to provide feed for fish with added essential amino acids and PUFA-rich vegetables or FO [135]. However, the use in recent years of vegetable oils to replace fishmeal and FO in aquaculture establishments has led to a reduction in EPA/DHA concentrations in farmed animals, highlighting the concept that fish are not the primary producers of n3 LC-PUFAs, and require pre-formed sources of EPA and DHA to incorporate them into their tissues [133].
1.4.3. Safety Concerns
Apart from environmental concerns about aquaculture, there are safety issues to be considered. Due to the bioaccumulation of harmful substances, such as polycyclic aromatics and other persistent and bio-accumulative substances, safety may not be guaranteed [136,137,138,139,140]. Bioaccumulation along the food chains is also a problem in the case of wild fish, and it is well known that sea foods are the main source of methylmercury in human nutrition [138]. These harmful substances accumulate in the adipose tissues and therefore mainly affect the species that should provide LC-PUFAs [141]. For this reason, it was proposed to limit the consumption of these species in at-risk population groups such as children and pregnant women—precisely those individuals who would most benefit from n3 LC-PUFAs [142,143,144].
Moreover, an emerging problem regards the presence of microplastics in the tissues of marine animals. These substances are hard to remove, so they can be ingested with fish-based foods with still unclear consequences [145,146]. Both fisheries and aquaculture show different availability, environmental and health issues, which limit their long-term sustainability. Interestingly, contrary to the bioaccumulation phenomenon of methyl mercury, microplastics seem to accumulate mainly in small fish [147].
1.4.4. Consumer Acceptability
From the consumer’s point of view, fish tends to be less consumed given its cost compared with other foods, the limited acceptance of the fishy taste, and geographical aspects regarding availability [9,148,149]. Some pregnant women do not consume fatty fish as they suffer from hyperemesis and nausea [150,151].
Due to a progressive increase in consumer awareness, more and more individuals also adopt a plant-based diet [152,153]. This implies the abstention from or substantial reduction in meat intake, including fish, with a consequent and involuntary higher intake of omega 6 compared with omega 3 PUFAs [154,155]; however, not all researchers agree [156].
1.4.5. Global Sustainability
In a global vision of sustainability, nutritional sources must be adequate for health, but also be sustainable for the environment and accessible to the ever-growing world population. However, blood concentrations of EPA and DHA are low in the population due to a reduced nutritional intake [157,158]. In such a context, the biotechnology of promising n3 PUFAs plant sources can support the growing demand for EFAs and guarantee an adequate nutritional intake to optimize health needs, without burdening the precarious global resources [159]. The omega-3 fatty acids market is expected to increase globally over the next few years, with a growth rate of 7% over the next 10 years [160]. More and more consumers are searching for omega-3-rich products [161]. This will affect various sectors, including pharmaceuticals, supplements and functional foods [162,163].
1.4.6. Scope
In this regard, this review aims to identify the recent data in the literature on the possible promising plant sources of n3 PUFAs, discuss the technological limitations and the health effects emerging, and suggest future research perspectives that can solve the aforementioned ethical, environmental, and economic issues for global health and sustainability.
2. Search Method
The purpose of this narrative review is to highlight the available data on innovative and promising sources of omega-3 fatty acids for human health. To this end, on 27 March 2022 we have conducted a structured search on PubMed (https://pubmed.ncbi.nlm.nih.gov/) by searching the following keywords in titles and abstracts:
(Vegetarian* OR Vegan* OR Vegetable* OR Plant-based* OR Seaweed* OR algal OR algae) AND (Omega-3 OR Eicosapentaenoic OR stearidonic OR docosahexaenoic OR polyunsaturated OR pufa OR epa OR dha OR sda)
Keywords were combined with available MeSH terms. Subsequently, manuscripts written in English covering comparative studies and human clinical studies were selected. Non-human, non-English, book chapters and editorial manuscripts were excluded. Moreover, trials using only animal sources, omega-6 fatty acids or unknown sources of PUFAs were not included.
Bibliography lists from selected manuscripts were checked for further references.
The PubMed search engine was used to determine the completeness of the available database and the efficiency of the filters and Boolean operators.
Even if the search approach was structured, manuscripts were also selected based on relevance to avoid similar trials being discussed.
3. Algae
Algae are photosynthetic eukaryotic organisms. There are more than 20,000 species of algae, but their taxonomy is controversial among researchers [164]. Usual groupings do not seem to be animated by phylogenetic aspects and evolutionary lines, but more by the characteristics of organisms with photosynthetic abilities and being aquatic with vegetative structures. A basic classification can be made between microalgae (unicellular algae, simple multicellular or colonial organisms) and macroalgae (or seaweeds) [165].
3.1. Macroalgae
Seaweeds, some of which are of food and health interest, can be classified according to the predominant pigments present in them [164,166]:
Phaeophyta or Brown Algae, including kelp; e.g., Analipus japonicus, Myagropsis myagroides, Padina australis, Sargassum polycytum, Sargassum thunbergii, Ecklonia cava, Ecklonia bicyclis (Arame), Ecklonia stolonifera, Sargassum fusiforme (Hijiki), Undaria pinnatifida (Wakame), Laminaria japonica (Konbu), Laminaria digitata, Laminaria saccharina, Himanthalia elongata (Sea spaghetti), Hizikia fusiforme, Ascophyllum nodosum, Fucus ssp., etc. They owe their color mainly to fucoxanthin;
Rhodophyta or Red Algae; e.g., Laurencia undulata, Lithothamnion corallioides, Pyropia tenera (Nori), Pyropia yezonensis (Nori), Pyropia umbilicalis (Nori), Chondrus crispus (sea moss), Gracilaria verrucosa, Borentia secundiflora, Palmaria palmata, etc. They contain phycoerythrin, phycocyanin, lutein, zeaxanthin, beta carotene and phycobilin;
Chlorophyta or Green Algae; e.g., Ulva conglobata, Ulva lactuca (Sea lettuce), Ulva pertusa, Enteromotpha compresa, Caulerpa racemosa, Codium reediae, etc. They owe their color to chlorophyll, lutein, beta carotene, neoxanthin, violaxanthin and zeaxanthin pigments.
There is epidemiological evidence suggesting inverse associations between the consumption of marine algae and chronic degenerative diseases [167]. The benefits of algae can be attributed to numerous compounds contained, such as sterols, terpenes, polysaccharides, carotenoids, tocopherols, fibers, proteins, minerals, vitamins, antioxidants and EFAs [167]. The algae showed a beneficial effect through the regulation of inflammatory-related molecules and enzymes, such as mitogen-activated protein kinases (MAPKs), nuclear factor-kB (NF-kB), inducible nitric oxide synthase (iNOS) and cyclooxygenase (COX-2) [168].
The use of algae for nutraceutical purposes is supported by a consolidated history of use in folk medicine and traditional cuisine, and has become widespread in the West thanks to globalization [169,170]. Human beings have been consuming seaweed for hundreds of years, as evidenced by archeological findings [171]. Furthermore, even if their consumption is related to traditional Asian cuisine with intensive production, their popular use is also traditionally widespread in Europe [172]. The demand for algae as a culinary ingredient continues to grow and it is increasingly considered an attractive food for the consumer [173,174,175]. Furthermore, it can be added to foods thanks to its nutritional characteristics [171].
As mentioned above, humans have a limited ability to convert precursors into LC-PUFAs; however, this limit is also shared by other mammals and many fishes [176,177]. This means that the dietary sources of highly concentrated LC-PUFAs, such as fatty fish, do not owe these concentrations to a greater biosynthetic competence but to accumulation along the trophic chain [135,178,179,180]. At the base of this food web, there are macro- and microalgae [11]. These may have modest concentrations of fats (1.5–4% DW); however, the fraction of EFAs is between 10 and 50% of the total fat content [166]. Algae can synthesize DHA through the delta 6 pathway, the same biosynthetic pathway used by mammals, but also through a direct pathway (delta 4 pathway) that uses a delta 4 desaturase to convert EPA into DHA, or by conversion from n6 PUFAs through delta 17 desaturase action [81]. These aspects are depicted in Figure 3. Biomagnification along the trophic chain is responsible for the high concentrations of LC PUFAs in fatty fish.
Some seaweeds are rich in n3 PUFAs and especially EPA, such as Analipus japonicusas (2.6–3.5 mg/g DW), Sargassum thunbergii (9–10 mg/g DW) and Champia parvula (3.3 mg/g DW) [166]. Rhodophytes can produce high levels of EPA, up to 34% of the algal lipid fraction, and show the best n6:n3 ratio (0.6–1.9). Pheophytes show the highest ratio (2.3–3.9) with extremely variable values in chlorophytes (0.3–31.2) [181]. The highest content of n3 PUFAs was recorded in Bornetia secundiflora, a rhodophyte showing 27% of n3 PUFAs and 8% of n6 PUFAs, and therefore with a favorable n6:n3 ratio (0.29). However, the limit of macroalgae is that they contain narrow amounts of lipids [182]. In rhodophytes, the content of n3 PUFAs is around 2.9–27.3%; in phaeophytes it is 6.6–15.4% and in chlorophytes about 9.5–18% [181].
Although the proportions of EFAs concerning the lipid fraction are high, and frequently the content of n3 PUFAs can be higher than n6 PUFAs, the servings consumed through diet are limited to a few grams. This implies that macroalgae as such cannot be considered an effective nutritional source for the supply of LC-PUFAs in human health, representing a negligible source of EFAs in human nutrition that does not exceed 10% of total intakes [135]. On the other hand, the growing demand for cyanobacteria and microalgae such as Spirulina and Chlorella is due to the fact that they are also considered useful sources of n3 PUFAs [183]. However, taking into account the small fat content, the achievement of adequate EFAs consumption would require the intake of more than 10 grams of dry extracts in powder form, against the generally recommended dosages of a few grams, and therefore can be considered irrelevant to ensure a supply of n3 PUFAs. Additionally, it cannot be underestimated that they contain many other substances and matrix molecules that can influence the effects on health or, on the other hand, can limit the quantities of the product assumable [184,185,186].
However, the biotechnological transformation of macro- and microalgae has shown promising results. Macroalgae contain LC-PUFAs of both the omega 3 and omega 6 subclasses, and the content of EFAs is greater in seaweeds living in cold waters, with EPA representing the main fatty acid [164]. Brown algae often also contain AA in the PUFAs fraction, e.g., C. crispus and other species may contain EPA and AA [187], but algal extracts comprising up to 50% of EPA without AA of the lipid fraction can be found, as in the case of P. palmata [188].
3.2. Microalgae
Regarding microalgae, making up phytoplankton, the classification is more complex and can take into account the size or shape. The inclusion of cyanobacteria, such as Spirulina and Nostoc (included among the microalgae classification according to the proposed functional classification), is considered by some authors to be improper because they are photosynthetic prokaryotes.
Chlorella minutissima can contain from 3 to 31% EPA of the lipid fraction, depending on the strain used, but without any trace of DHA [189]. Spirulina platensis, on the other hand, may contain both EPA and DHA in some strains, with lipid fractions ranging from 1.8 to 7.7% [190].
There are potential differences between microalgae and seaweed regarding biotechnological aspects for biomass production. Microalgae may be easier to grow and have fewer variations in fat content, and the fraction proportion of EFAs related to growth conditions changes, such as light exposure [171,191]. They can be farmed in bioreactors, and the production can be scaled up, as in the case of other heterotrophic microorganisms [192]. Furthermore, microalgae can have higher amounts of total fats (20–50% DW) [193]. The temperature is also decisive for unicellular algae, as it has been observed that the highest levels of DHA are obtained in aquatic conditions at lower temperatures [194,195,196]. This aspect has been further discussed concerning the role of these organisms in the food chain, which suggests how a rise in sea temperature could also reduce the presence of n3 LC-PUFAs in marine products and their availability [197]. The environmental impact of the temperature rise could therefore also lead to a reduction in the algal biosynthesis of PUFAs [198]. According to projections for the next 100 years, holding with the current dynamics, the access of the global population to the n3 PUFAs could be reduced to 4% [199].
Two species of microalgae traditionally used as a source of LC-PUFAs are Schizochytrium and Crypthecodinuim ssp. [135]. Other microalgae candidates for the production of n3 LC-PUFAs are Monodus subterraneus, Odontella aurita, Nannochloropsis ssp., Pophyridium cruentum and Phaeodactylum tricornutum [200,201]. Many species of microalgae can synthetize only DHA, but it is not so clear if EPA can be obtainable by the endogenous retro conversion of DHA, although recent data have re-evaluated the mechanisms of interconversion of these two molecules [202]. EPA levels of 10.9–12.7% of the lipid fraction were obtained from Nannochloropis oceanica and N. salina strains, while levels of 22.4–31.4% were obtained from P. tricornutum [203,204]. Diatoms have great potential as rich sources of n3 PUFAs, and P. tricornutum is one of the diatom species whose genome has been fully sequenced [205]. Although microalgae are a preferential source of DHA, some strains of Schizochytrium and Thraustochytrium capable of producing both EPA and DHA have been isolated [206]. There is a lot of interest in microalgae species capable of growing in heterotrophic conditions because this greatly facilitates the possibility of reproducing the growing conditions with yields up to 1000 times higher than in autotrophic conditions, and using well-known bio-fermentation systems commonly employed for fungi and bacteria growth [207]. Currently, there are various carbon substrate options for heterotrophic growth, frequently based on by-products from other supply chains such as exhausted olive pomace, birch wood, cane molasses, etc., including volatile fatty acids from waste streams [160]. This is great potential with powerful ecological implications, although these supply chains must be better developed to respect the food-grade characteristics of LC-PUFA production for human use. The species capable of producing PUFAs under heterotrophic conditions include the genera Schizochytrium and Crypthecodinium, producing DHA [208]. Thraustrochytrum aureum strains can produce up to 75% DHA of total fat, while the genus Ulkenia reaches up to 13% DHA [209,210].
Oils derived from Crypthecodinium cohnii and Schizochytrium spp. by heterotrophic growth are already used commercially, especially for the fortification of infant formula and other fortified foods for children [192,211]. The use of plant alternatives in place of FO guarantees greater safety from potential pollutants. Furthermore, since most of the FO produced is used in aquaculture (about 75%), the use of plant oil for the human diet would have a double economic and ecological advantage: reducing the production of FO for human consumption and reducing the use of aquaculture and related costs in the supply chain, intended as a source of PUFAs for humans but also for aquaculture. Schizochytrium has been studied as a genus suitable for genetic manipulation to increase the production of n3 LC-PUFAs [212].
As already discussed above, algal oil has been used commercially as a substitute for FO for the formulation of supplements and the fortification of childhood formulas, probably due to its greater safety [213,214,215,216,217,218,219]. It is therefore not surprising that even in the literature, the use of algal extracts is generically considered as concentrated sources of n3 LC-PUFAs. C. cohnii, Ulkenia sp. and Schizochytrium sp. have received Generally Recognized as Safe (GRAS) and Novel Food status for their use as infant and follow-on formula in the USA, Canada and Europe [220,221,222,223,224,225,226,227]. Algal oil supplements are considered safe by the FDA [228].
In an RCT conducted in Mexico, 1094 women received 400 mg/d of algal DHA from 18 or 22 weeks of gestation until delivery to explore the beneficial effects on mothers and offspring from delivery until 5 years of age (ClinicalTrials.gov ID: NCT00646360) [229,230]. The emerging adverse events were not significantly different between the intervention and control groups, and were not related with algal oil intake. Side effects such as nausea, vomiting, and headache were not significantly different between the two groups. The intervention significantly increased the concentrations of DHA in maternal blood at delivery and in cord blood, without significant differences in other PUFAs’ concentrations.
The benefits of LC-PUFAs on offspring neurodevelopment may depend on the presence of specific alleles of the FADS genes encoding delta desaturases, which are prone to single-nucleotide polymorphisms (SNPs). Regarding the presence of FADS gene polymorphisms, 205 pregnant women were randomized to receive 600 mg/d of algal DHA during the last two trimesters of pregnancy (ClinicalTrials.gov ID: NCT00266825) [231,232,233]. Despite the association between the FADS1 genotype and the red blood cells (RBCs) phospholipid DHA concentrations at baseline and in the placebo group at delivery, supplementation with DHA nullified the effect of genetic diversity. However, the FADS2 gene was not associated with baseline and delivery DHA concentrations in either group.
In another RTC on 362 English participants aged 7 to 9 with initial reading difficulties, 600 mg/d of algal DHA (from Schizochytrium sp.) was administered for 16 weeks to investigate the effects of n3 LC -PUFAs on sleep-related, cognitive and behavioral aspects (ClinicalTrials.gov ID: NCT01066182) [234,235]. No difference between groups in terms of the incidence of mild adverse events reported emerged, and no side effects were associated with the intervention. The clinical trial was subsequently replicated on 376 children, without reconfirming the positive effects of DHA on neurocognitive, behavioral, and reading skills [236].
Indian people are known to have low intakes of LC-PUFAs [237]. Nine hundred and fifty seven pregnant Indian women were randomized for intervention with 400 mg/d of algal DHA (from Schizochytrium sp.), starting from 20 weeks of gestation plus 6 months of lactation (ClinicalTrials.gov ID: NCT03072277) [88,238]. The intervention increased the concentrations of DHA in mothers’ RBCs at delivery and in the cord blood compared to the placebo. No adverse events were related to the treatment. Despite the failure to obtain an improvement in anthropometric, cognitive and neurodevelopment markers in the offspring at 12 months after delivery, the DHA concentrations in children were also significantly higher at 6 months and 12 months compared with placebo.
From a comparative study, 2.4 g/d of LC-PUFA oil from naturally occurring microalgal Schizochytrum spp. (DHA:EPA ratio = 2.7:1) was more efficient than 2 g/d FO (DHA:EPA ratio = 0.7:1) in increasing plasma DHA concentrations in a 14 weeks parallel RCT, although FO showed a greater increase in plasma EPA [86]. Both interventions showed comparable effects in reducing TAG concentrations among the 93 hyperglycemic participants.
A 2012 meta-analysis by Bernstein and colleagues, examining 11 RCTs from 1996 to 2011 for a total number of 485 participants, concluded that algal DHA supplements reduced triglyceride concentrations and increased HDL and LDL cholesterol fractions in individuals without cardiovascular disease [239].
In another comparative study, supplementation for 2 weeks with DHA-based algal oil or FO increased plasma DHA concentrations in vegetarian/vegan and omnivore groups [87].
More recently, algal supplements from Schizochytrium sp. have been used in clinical trials to evaluate inflammatory outcomes in the treatment of rheumatoid arthritis, cystic fibrosis and bone health, confirming the wide use in the literature of microalgae as sources of n3 LC-PUFAs [240,241,242]. In some cases, supplementation led to an increase in DHA and EPA concentrations from baseline and compared with placebo, indicating not only a direct enrichment of RBCs fatty acid composition, but a possible mechanism of the retro-conversion of DHA to EPA [241,242].
The search for new algal sources of PUFAs is in continuous development, and the identification of new species to be used in large-scale production is decisive for realizing the use of microalgae in the routine of PUFAs supplementation in humans. Microalgae were effective in replacing FO in various health endpoints and enhanced circulating concentrations of PUFAs. It remains to be clarified whether the intake of DHA is sufficient, or whether it is necessary to use strains capable of producing both EPA and DHA [202].
4. Other Microorganisms
Some fungi, yeasts and bacteria have been used as single-cell oils due to their ability to accumulate large amounts of intracellular lipids (20–80% of the total biomass) [243]. The Cunninghamella echinulata mushroom can produce up to 47% lipids of total biomass [244]. Another alternative to microalgae can be represented by engineered yeasts, such as Yarrowia lipolytica, with 50% lipid content of biomass, to obtain an EPA-containing oil for human consumption [245,246]. Unfortunately, even though encapsulated oil formulations have been marketed for human consumption, they represent a source of EPA only [247]. The use of heterotrophic species seems to be more promising, since there is no constraint of light for growth, and this eliminates the main factor that limits cultivation, meaning the grower need only ensure adequate substrate.
The option of being cultivated also on solid substrates and by-products of other supply chains could show the double ecological advantage of their use [248]. The large-scale production of LC-PUFAs has also employed S. cerevisiae as a heterologous system for the expression of genes from Mycobacterium vaccae, widely used for genetic manipulation, as it is inexpensive, rapid, and has a high safety profile [249]. As for S. cerevisieae, Ashbya gossypii was also efficiently engineered for the industrial production of PUFAs [250]. Single-cell oils from Mortierella alpina and Pythium ssp. have been used for the fortification of infant formulas [251]. The processes of scaling up production from small to large scale and extraction remain complex and therefore onerous for obtaining food-grade products [252,253]. Promising species such as Lipomyces starkeyi, Thriosporum pullulans and Cryptococcus curvatus are under study, and can provide potential new biotechnological pathways, but are currently only used in biofuel production [248].
5. Plants Rich in Alpha Linolenic Acid
Soy, sunflower and palm are the most used plant sources for the production of food-purpose oils [40]. In the Mediterranean area, extra virgin olive oil is also widely used, which is rich in oleic acid, a monounsaturated fatty acid with well-known health benefits [254]. Palm oil is used as an ingredient in food processing thanks to its thermal stability derived from the high content of saturated fatty acids (40% of palmitic acid) [6]. Soybean oil, on the other hand, contains small fractions of alpha-linolenic acid (about 7%) even if the presence of PUFAs is dominated by LA, which represents over 50% of the total lipid fraction. This implies that soy cannot be considered an adequate source of n3-PUFAs and ALA since the ratio of omega 6 to omega 3 in soybean oil is 10.5:1 [6]. Canola oil is obtained through the selection of specific rapeseed cultivars with a low erucic acid content. It can contain up to 25% of linoleic acid and 9% ALA, with an n6:n3 ratio ranging from 1.9 to 2.5 [255].
Notoriously, some seeds are known to be rich in ALA and are used for the extraction of oil rich in n3 PUFAs. Among these, flaxseeds (Linum usitatissimum) have high ALA concentrations with a total fatty acids percentage of 39–60% [4,5].
In a double-blind, crossover RCT, flaxseed oil was shown to significantly increase circulating levels of ALA and EPA in 12 weeks among 15 participants compared to the control (corn oil) [256]. However, DHA levels were not significantly different between the two phases of the trial. Furthermore, the use of flaxseed oil was effective in reducing the levels of small dense LDL-C compared with the corn oil phase. Consistent with these findings, flaxseed oil supplementation was effective in increasing ALA, EPA, and DPA levels, but DHA levels remained unchanged [257]. Supplementation with 10 g of flaxseed oil has also been shown to be effective in reducing circulating free fatty acids and inflammatory marker concentration (tumor necrosis factor alpha) compared with high-oleic sunflower oil, but it was neutral on other vascular risk markers in pre-hypertensive patients [258]. However, the consumption of 15 mL per day of flaxseed oil does not show any additional benefit on inflammatory markers compared to the use of olive oil in young healthy adults [259]. Interestingly, similar metabolic benefits were found after the consumption of fish oil or flaxseed oil [260].
Another plant with seeds rich in ALA is Salvia hispanica (chia). Chia seeds can contain up to 64% of ALA of total fatty acids [261,262]. Chia seed has received GRAS status as a source of ALA [263]. The consumption of chia seed oil was effective in transiently increasing DHA levels in human milk following supplementation in the last trimester of pregnancy and the first 3 months of lactation [264].
Camelina sativa, a plant belonging to the Brassicaceae family from which oilseeds are obtained, can contain from 19 to 43% of ALA [265]. Similar to what was observed with flaxseed oil, supplementation with Camelina oil favored an increase in circulating ALA concentrations, but without alteration or with a slight reduction in DHA concentrations [266]. However, compared with a fish-rich diet, Camelina oil supplementation was effective in improving the serum lipid profile in individuals with impaired fasting glucose [267].
Elevated levels of ALA can also be found in other plants of regional interest, such as Garden Cress (Lepedium sativum), Sacha inchi (Plukenetia volubilis), Perilla (Perilla frutescens), Basil (Ocimum basilicum) and Purslane (Portulaca oleracea) [40].
A postprandial trial showed an increase in both ALA and DHA in plasma participants after 2 h from ingestion of Sacha inchi oil, compared with sunflower oil [268].
Purslane and Basil have a marked diffusion in the Mediterranean area, and have ALA lipid fractions above 50% of total fatty acids [5,269,270]. Herbaceous plants show low fat contents (within 4% of dry weight), which do not allow them to be a relevant source of ALA in the case of their consumption as fresh foods. However, Purslane has a favorable n6:n3 ratio of 1:1–3, which could stimulate the use of this specie in the production of concentrated extracts [271,272].
6. Plants Rich in Stearidonic Acid
As discussed above, humans and many other vertebrates show a reduced conversion efficiency of ALA into DHA. In addition to the aforementioned mechanism of competition between n3 and n6 PUFAs for the enzyme pool composed of desaturases and elongates that participate in both pathways, there are intrinsic limits that restrict the biosynthesis of LC-PUFAs. Among these, the conversion from EPA to DHA involves some steps of elongation, desaturation, and a subsequent shortening of the aliphatic chain (by the beta-oxidation pathway), which needs translocation into the peroxisome. This pathway, called the “Sprecher Pathway”, is characteristic of vertebrates, but can be bypassed by other pathways in algae (see Section 3.1). Another limiting step is the low affinity of the delta 6 desaturase towards the substrate. This enzyme acts in two steps, the first of which is the conversion of ALA into stearidonic acid (C18: 4 cis-6,9,12,15; SDA), and which directs ALA towards PUFAs maturation in place of lipid catabolism for energy extraction [273]. Furthermore, the two substrates ALA and LA compete for the delta 6 desaturase [274]. The overcoming of this step should facilitate the formation of LC-PUFAs, and so SDA is defined as a pro-eicosapentaenoic acid [275]. The details of the metabolic steps can be seen in Figure 3.
Among the plants, the families of Boraginaceae, Cannabaceae and Primulaceae have a marked delta 6 desaturase activity [276]. Many of these species are wild and have not undergone domestication for agronomic purposes. Hemp oil is extracted from Cannabis sativa seeds thanks to their high-fat content, with the final amount of 1–3% of SDA [277]. The use of hemp-based products is booming, but great limitations in the presence of psychoactive substances remain [278].
The use of these plants allows obtaining a source of n3 PUFAs with a more rapid conversion, bypassing one of the most limiting steps of the synthesis pathway of EPA and DHA [279]. The consumption of SDA increases the concentrations of EPA and DPA more than the consumption of ALA [280,281,282,283]. Furthermore, the lower presence of double bonds makes SDA more stable to oxidation than EPA- and DHA-based oils.
The conversion of SDA to EPA appears to be 16–20%, starting from ethyl ester [282,284,285], although the conversion starting from a full-range SDA source can be less efficient [149]. Instead, the conversion of ALA to EPA appears to be 0.2–8% [71,286]. Compared to EPA, SDA could have an efficiency of 0.3:1 for rising EPA concentrations [280].
Among the species of the Boraginaceae family, Echium plantagineum and Lappula patua seed oil contain about 14% of SDA [287]. Echium oil (EO) in Europe received Novel Food status from the EFSA [288]. Ahiflower (Buglossoides arvensis) pertains to the Boraginaceae family and its seed oil may contain up to 16–21% of SDA, with concentrations of ALA of about 50% [279,289,290].
It has been estimated that about 3 g of Ahiflower oil rich in SDA can guarantee 200–250 mg of EPA from the conversion, an amount that would require up to 11 g of ALA from chia or flaxseed oil [289]. The consumption of 11–12 g/d of Ahiflower oil, containing 2.2 g of SDA, is considered GRAS by the American FDA, and a Novel Food by EFSA [291,292]. In an RCT, the intake of 9.1 g/d of Ahiflower oil compared with flaxseed oil showed an increase in EPA and DPA [293]. In a 2017 RCT on 88 healthy subjects, increasing concentrations of Ahiflower oil (0%, 30%, 60% and 100%) were used to assess blood chemistries [294]. Plasma and mononuclear cell EPA and DPA concentrations increased in a dose-dependent fashion, but without changes in DHA concentrations. Interestingly, no clinically significant increase in SDA was observed in the blood after the intake of SDA, suggesting a rapid conversion of the precursor into LC-PUFAs [279].
Recent studies show that B.arvensis and Aegonychon purpurocaeruleum, both from the Boraginaceae family, display n3 PUFA concentrations of about 80% of the total fatty acids [295]. Ribes, belonging to the Grossulariaceae family, including the well-known blackcurrant (Ribes Nigrum), contain about 6% of SDA of total lipids content, and with an n6:n3 ratio of about 1 [296]. Since, especially in Europe, the blackcurrant is used to obtain juices, the by-products containing seeds can be an excellent ecological source of PUFAs [279]. In any case, to obtain adequate amounts of EPA, it is not sufficient that adequate quantities of precursors of n3 PUFAs are provided in the diet, but there is also the need for a correct n6:n3 balance to limit competition with the omega 6 metabolism [75]. Genetics also plays a decisive role as in the case of the FADS genes that encode desaturase enzymes [297]. More active human variants of FADS genes are present at different frequencies in various parts of the world, with less competence in the conversion of ALA to EPA/DHA in Western countries [297]. Epidemiological studies and some clinical trials have shown that EPA and DHA can reduce the risk of cancer, neurological disorders, inflammation and cardiovascular diseases more markedly than ALA and SDA [298,299,300,301]. Although the consumption of SDA does not appear to be effective in increasing DHA, and therefore may have a partial beneficial effect on health, a study on Japanese participants found that rising EPA concentrations, but not DHA, increased cardiovascular protection [302].
EO showed better efficacy than LA-based oil in raising the blood concentrations of EPA and DHA, confirming the greater bioavailability of SDA [85,303]. However, the conversion of SDA to DHA appears to be low [84,85,280], although some authors disagree [282,293,304]. In total, 20 g/d of EO containing 4.8 g of ALA and 1.6 g of SDA for 10 weeks was found to be more effective in increasing erythrocyte EPA than 7.4 g of ALA contained in 20 g of flaxseed oil [85]. Lemke et al. reported that 4.2 g/d SDA increased the omega-3 index (EPA+DHA percentage of total RBCs fatty acids) in a manner comparable to the supplementation of 1 g/d of EPA [282]. Moreover, the intake of 1.5 g/d of SDA can be enough to guarantee the requirement of n3 LC-PUFAs thanks to an EPA conversion efficiency of 17%. Similarly, Harris and colleagues showed that the conversion of ALA to EPA was 0.09%, while the conversion of 6 g/d of SDA to EPA reached 16.6% with an effect equivalent to the supplementation of 1 g/d of EPA [284].
Kuhnt and colleagues conducted a double-blind, parallel-arm clinical trial on 80 individuals randomized to take 17 g/d of EO (containing 5 g of ALA, 2 g of SDA) or FO (containing 1.9 g of EPA and 0.2 g of DHA) for 8 weeks (ClinicalTrials.gov ID: NCT01856179) [84]. The intervention with EO showed an increase in LC-PUFAs in plasma, RBCs and peripheral blood mononuclear cells (PBMCs), with an efficiency of about 25% to 50% compared to FO for EPA and DPA, respectively. However, the intervention showed a decrease in DHA concentrations, despite significant improvements in some metabolic markers such as insulin, TAG, TC, and LDL-C, but also a reduction in HDL-C. The comparator intervention with FO, on the other hand, showed a reduction only in TG and insulin, with an increase in plasma DHA concentration, but this was unchanged in PBMCs. A subgroup of obese individuals or those with metabolic syndrome was recruited into the EO group. BMI was associated with a reduced increase in EPA and DPA. It is well known that the conversion capacity of PUFAs from precursors to LC-PUFA is influenced by various dietary and non-dietary factors [305,306].
From previous work by Kuhnt and colleagues, a more recent and comprehensive double-blind, parallel-arm RCT evaluated the effects of EO (5 g ALA; 2 g SDA) and flaxseed oil (5 g ALA) on 155 individuals for 8 weeks, using olive oil and FO (1.9 g/d EPA; 0.2 g/d DHA) as negative and positive controls, respectively (ClinicalTrials.gov ID: NCT01856179, NCT01217290) [281]. The fatty acid concentrations were evaluated on plasma, RBCs and PBMCs, confirming the increase in EPA and DPA concentrations in the EO group without significant effects for DHA concentrations in the three lipid fractions. EPA and DHA concentrations were greatly increased in the FO group and were unchanged in the OO group, with an EPA efficacy ratio of 100:25:10:0 and DPA ratio of 100:50:25:0 following the intake of FO, EO, flaxseed oil and olive oil, respectively.
Similar to the results above, an RCT with 15 mL/d of echium oil for 7 weeks (containing 3.5 g ALA and 1.4 g SDA) increased EPA concentrations in RBCs by 14% among patients with neck and head cancer in a multicenter, double-blind parallel trial, with null efficacy on improving weight loss (ClinicalTrials.gov ID: NCT01596933) [307]. Unfortunately, DHA concentrations were not assessed.
In a randomized, controlled crossover study on 36 healthy overweight or slightly obese adults, 10 g of EO (containing 2.9 g ALA; 1.2 g SDA) was used as an intervention for 6 weeks compared with high-oleic acid sunflower oil as the control (ClinicalTrials.gov ID: NCT01365078) [308]. The intervention increased the concentrations of EPA and DPA but not DHA in RBCs, without improving the levels of triglycerides or omega-3 index. The efficacy of EO (containing 4.8 g/d ALA; 1.6 g/d SDA) via enriched foods was also compared with algal DHA (1.6 g/d), flaxseed oil (7.4 g/d ALA) and sunflower oil (10 g/d LA) in a double-blind, cross-over RCT for 10 weeks in 49 hyper-triglyceridemic patients (ClinicalTrials.gov ID: NCT01437930) [85]. The concentrations of plasma and RBCs EPA and DPA were significantly higher in the EO phase than in the ALA phase, but there was no significant change in DHA concentrations. Unexpectedly, blood lipids (TC and LDL-C) were improved in all phases of intervention except that with EO. The omega-3 index had increased only in the DHA phase, albeit without a clinically significant increase in the EPA fraction. The reduction in DPA in the phase with algal oil suggests the validity of the DHA to EPA retro-conversion, albeit at levels of little significance from a clinical point of view.
The EO contains both ALA and SDA, and therefore the increases in EPA and DPA concentrations could depend on both precursors. ALA could compete with delta 6 desaturase and inhibit the formation of DHA in the last steps. Furthermore, the presence of GLA, being of the n6 PUFAs subclass, can also contribute by engaging the elongase and desaturase enzymes by making them not available for the maturation of the n3 PUFAs. However, the synthesis of EPA from EO seems comparable with the use of isolated SDA alone [282,309].
Lee and colleagues used a mixture of borage oil and EO (1.9 g/d ALA; 0.83 g/d SDA), compared with positive (FO) and negative (corn oil) controls, in a single-blind, parallel-arms RCT for 8 weeks on 59 individuals with metabolic syndrome or preclinical signs of T2D (ClinicalTrials.gov ID: NCT01145066) [310]. As expected, the combination of plant oils increased serum concentrations of EPA and DPA, but not DHA. The latter was increased only in the positive control group with FO. However, intervention with borage and echium oil significantly reduced total cholesterol and LDL-C concentrations, differently from FO, which reduced triglyceride and increased HDL-C concentrations.
From the most recent literature, it seems clear that SDA is effective in raising the concentrations of EPA and DPA, but not DHA. Recently, a postprandial single-arm clinical trial showed an increase in plasma concentrations of EPA, DPA and DHA, 72 h after a single dose of 26 g EO (7.9 g ALA; 3.1 g SDA) in 12 young and healthy males [303]. While the concentrations of EPA and DHA increased by ~47%, the increase in DHA was 21%. Unfortunately, this was a non-controlled trial involving a limited sample size of only male participants, investigating a single lipid fraction. Although serum lipids were an adequate marker for a postprandial study, the RBCs and PBMC fractions are useful for long-term evaluation and to investigate the influence on the immune system. The DHA concentrations significantly increased at 8 and 72 h, but at 48 h they were lower compared with the baseline. It is also possible that the effect was due to the particularly high intake, as confirmed by the presence of non-serious side effects in half of the participants. Pending further confirmation data, the influence of SDA on DHA is to be considered anecdotal.
Recently, new spontaneous species of Boraginaceae rich in SDA have been identified, many of which are autochthonous of Albania, France, Spain and Italy (mainly in Sicily and Calabria) [295]. Some of these species may contain over 3 g of SDA per 100 g of seeds, and with an n6:n3 ratio of up to 0.3. These cultivars represent excellent candidates for farming and nutraceutical purposes.
7. Genetically Modified Plants
Oils obtained from flaxseed, chia, camelina and garden cress are considered ALA-rich oils (19 to 65%) [5,262,265,311]. To find sources of preformed n3 LC-PUFAs without over-exploiting the current already-exhausted supply chains, the progress of genetic engineering can be seen as promising [312]. One of the most consolidated approaches has been the increase in desaturase activity [313]. The genes useful for the biosynthesis of EPA and DHA, present in microalgae, bacteria and yeasts, can be expressed by GM plants to extract oil from their seeds [314]. An example is the engineering of Arabidopsis thaliana, a plant belonging to the Brassicaceae family, engineered by the co-expression of various genes that express desaturases (delta 5, delta 8 and delta 9), belonging to Mortierella alpina, Isochrysis galbana and Eugenia gracilis [205,315]. The tobacco plant was also engineered with gene insertion from Marchantia polymorpha [316]. The great advantage of this option is that the plants can be easily cultivated while limiting costs, and the production can be scalable thanks to the know-how already available for the cultivation and production of plant oils, represented by the supply chains already used. The big stumbling block in the use of microalgae through cultivation in bioreactors is characterized by production costs [317,318].
From GM plants, it is possible to obtain a broad spectrum of oil seeds containing only EPA, DHA or both, according to the specific biotechnological and nutraceutical needs [319].
Several plants have been used as a source of EFAs, especially seed oils rich in n3 PUFAs. However, it is not yet clear whether the n3 PUFAs precursors can substitute the effect of the n3 LC-PUFAs. A potential role of ALA, apart from its conversion to EPA and DHA, has been proposed for human health [76].
Among the GM plants studied, Camelina sativa can be employed to obtain seed oil rich in omega 3, already rich in ALA (28%), and with a good n6:n3 ratio (with an LA concentration of 19%), with good agricultural yields and cheap cultivation [320]. From C. sativa, DHA levels similar to those of fish oil can be obtained [321]. The advantage of obtaining crops capable of synthesizing n3 LC-PUFAs can be effective in overcoming the problems of sustainability, acceptability and palatability associated with FO use [153].
There are currently two strains of transgenic crops from C. sativa: one that produces EPA and one that produces EPA plus DHA [322,323]. The proportions between EPA and DHA may vary, but a seed oil with 11% EPA and 6% DHA was obtained, very similar to the n3 LC-PUFAs content of FO [314,322].
In a double-blind, cross-over RCT, 36 individuals were randomized for seed oil intake from transgenic C. sativa or FO, both containing 450 mg of EPA+DHA (ClinicalTrials.gov ID: NCT03477045). No differences among arms were highlighted at 8 h postprandial regarding the incorporation of the n3 LC-PUFAs into plasma phosphatidylcholine, triacylglycerol or non-esterified fatty acids and cytokine concentrations [324]. The intake of plant oil rich in EPA and DHA caused no clinically significant differences in the increase in plasma (TAG, PC, CE and NEFA) and RBCs concentration of EPA and DHA at 8 weeks, compared with FO in 31 individuals who continued the study after the first postprandial exploratory phase [325]. Similarly, there were no differences in fasting plasma glucose or total blood lipid concentrations for both treatments. No adverse events were associated with the intervention.
These data suggest that plant oil rich in n3 LC-PUFAs from GM plants can be an effective substitute for FO.
GM canola plants are being developed for commercialization. The products obtained will also be destined for human consumption [135]. It was proposed that the use of GM plants may be the most promising approach due to the reduced costs of the supply chains compared to the use of microorganisms in bioreactors [326]. However, in the European Union, there is still strong resistance to the acceptance of GM plants and derived oils due to the perceived safety risk. This opinion is shared by many consumers, and there is also a lack of regulatory directives that can open up their use [327,328].
Soybean, flax and canola were used for genetic bioengineering to produce higher quantities of SDA [309,329,330,331]. For the genes encoding recombinant delta 6 and delta 15 desaturase, the most used sources were B. officinalis, Arabidopsis, Phytophthora citrophthora, Primula juliae and Neurospora crassa species [331,332].
In a randomized, double-blind, controlled, parallel trial, food containing GM soybean enriched with SDA (7 g/d) was instrumental in the increase in RBC EPA concentration among 50 healthy participants after 12 weeks [333]. No adverse events related to the intervention were observed. However, as expected, SDA did not increase DHA concentrations.
SDA-rich GM soybean has received FDA and EFSA approval [334,335].
The main GM plants and their PUFA compositions are displayed on Table 4.
Table 4.
Species | 18:2 n6 (LA) |
18:3 n3 (ALA) |
18:4 n3 (SDA) |
20:4 n6 (AA) |
20:5 n3 (EPA) |
22:6 n3 (DHA) |
Reference |
---|---|---|---|---|---|---|---|
C. sativa | 18.3 | 13.4 | 1 | 2.0 | 23.1 | 0 | [322] |
C. sativa | 19.2 | 11.7 | 3.4 | 2.4 | 10.7 | 6.2 | [322] |
B. napus (canola) | NA | NA | 0.26 | 2.26 | 7.21 | 1.02 | [336] |
B. napus (canola) | 2–12 | 4–25 | 0–4 | NA | 0–4 | 6–15 | [337] |
N. tabacum | 43.6 | 29.3 | 0 | 1.5 | 0 | NA | [338] |
L. usitatissimum (flaseed) | 5.6 | 16.8 | 11.4 | 1.0 | 0.8 | NA | [338] |
G. max | 15–30 | 9–12 | 15–30 | NA | NA | NA | [334] |
B. carinata | 4.2 | 2.0 | 5.4 | 5.7 | 20.4 | NA | [339] |
B. juncea | 18.8 | 6.2 | 2.2 | 4.3 | 5.0 | NA | [339] |
A thaliana | 26.0 | 13.2 | 0.7 | 0.4 | 1.1 | 2.6 | [340] |
A thaliana | 25.9 | 15.0 | 1.5 | 1.0 | 2.4 | 5.3 | [340] |
A thaliana | 26.4 | 11.7 | 1.8 | 1.6 | 3.2 | 0 | [340] |
1 % Total fatty acids. NA: Not available.
8. Conclusions and Future Remarks
Some algal extracts are now part of the options available for the production of EFAs, considered interchangeable with more traditional fish oils. Certainly, the use of plant options is more environmentally friendly, with fewer hidden risks regarding possible pollutants, and they could show greater acceptability, especially among individuals who have ethically chosen a plant-based diet. The extraction and purification procedures still need to be developed with adequate product standardization. No less important, the choice of the type of supply chain (seaweeds, microalgae or engineered plants) should allow a reduction in production costs for greater access by the world population. Despite a large amount of data being available, although this is beyond the scope of this manuscript, the setting of the clinical studies (such as duration and concentrations of n3 LC-PUFAs) still needs to be standardized to achieve reproducible health outcomes. The inclusion of information about SNPs on FADS genes in the reference population could clarify the discordant data present in the literature. The use of microalgae and other microorganisms in single-cell oil production seems more viable than the extraction from macroalgae, especially for organisms that can be grown in heterotrophic conditions. Macroalgae are very sensitive to the conditions in which they grow, and extraction difficulties are related to the massive presence of other substances such as pigments and fibers, which can limit the extraction and concentration phase of the productions. Heterotrophic microorganisms, on the other hand, can be grown in bioreactors without the need for light. The costs remain equally high for mass production, but future research into the reuse of substrates from by-products of other supply chains could reduce costs. Microalgae are known sources of DHA, but strains capable of providing EPA can also be selected. The choice of plant sources such as plants rich in SDA may lead to obtaining oils that are not effective in stimulating the production of DHA, but only of EPA and DPA. The use of genetically modified plants could overcome the cost-related limits of algal production, providing sources of EPA, DHA or both, if necessary. It is not yet clear whether EPA or DHA alone can be sufficient to satisfy the need for n3 LC-PUFAs. Many species suitable for engineering are easily cultivable and show good yields. There remain some concerns about the use of GM plants, which limits acceptability.
Abbreviations
AA | Arachidonic acid |
AFSSA | Agence Française de Sécurité Sanitaire des Aliments |
ALA | Alpha linolenic acid |
BMI | Body mass index |
cAMP | Cyclic adenosine monophosphate |
CE | Cholesterol ester |
COMA | Committee on Medical Aspects |
COX | Cyclooxygenase |
CYP P450 | Cytochrome P450/epoxygenase |
DGLA | Dihomo-gamma linolenic acid |
DHA | Docosahexaenoic acid |
DPA | Docosapentaenoic acid |
DW | Dry weight |
EFAs | Essential fatty acids |
EFSA | European food safety authority |
EO | Echium oil |
EPA | Eicosapentaenoic acid |
FAO | Food and Agriculture Organization |
FDA | Food and Drug Administration |
FO | Fish oil |
GLA | Gamma linolenic acid |
GM | Genetically modified |
GRAS | Generally recognized as safe |
HDL-C | High-density lipoprotein cholesterol |
HETE | Hydroxyeicosatetraenoic acid |
HPDHA | Hydroperoxydocosahexaenoic acid |
HPETE | Hydroperoxyeicosatetraenoic acid |
iNOS | Inducible nitric oxide |
IOM | Institute of Medicine |
LA | Linoleic acid |
LC-PUFAs | Long-chain fatty acids |
LDL-C | Low-density lipoprotein cholesterol |
LOX | Lipoxygenase |
LT | Leukotriene |
MAPKs | Mitogen-activated protein kinases |
MAR | Maresin |
NEFA | Not esterified fatty acids |
NF-kB | Nuclear factor-kB |
NNR | Nordic Nutrition Recommendations |
PBMCs | Peripheral blood mononuclear cells |
PC | Phosphatidylcholine |
PD | Protectin |
PG | Prostaglandin |
PGI | Prostacyclin |
PPAR | Peroxisomal proliferator-activated receptors |
PUFAs | Polyunsaturated fatty acids |
RBCs | Red blood cells |
RCTs | Randomized controlled trials |
RV | Resolvin |
SACN | Scientific Advisory Committee on Nutrition |
SDA | Stearidonic acid |
SNPs | Single-nucleotide polymorphisms |
TAG | Triacylglycerols |
TC | Total cholesterol |
TX | Thromboxane |
WHO | World Health Organization |
Author Contributions
Conceptualization, G.R.; writing—original draft preparation, G.R. and M.L.; writing—review and editing, G.R. and L.B.; supervision, M.L and L.B. All authors have read and agreed to the published version of the manuscript.
Institutional Review Board Statement
Not applicable.
Informed Consent Statement
Not applicable.
Data Availability Statement
Not applicable.
Conflicts of Interest
The authors declare no conflict of interest.
Funding Statement
This research received no external funding.
Footnotes
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