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PLOS Digital Health logoLink to PLOS Digital Health
. 2023 Jan 19;2(1):e0000170. doi: 10.1371/journal.pdig.0000170

ePOCT+ and the medAL-suite: Development of an electronic clinical decision support algorithm and digital platform for pediatric outpatients in low- and middle-income countries

Rainer Tan 1,2,3,15,*, Ludovico Cobuccio 1,2,15, Fenella Beynon 2,15, Gillian A Levine 2,15, Nina Vaezipour 2,15, Lameck Bonaventure Luwanda 3, Chacha Mangu 4, Alan Vonlanthen 5, Olga De Santis 1,6, Nahya Salim 3,7, Karim Manji 7, Helga Naburi 7, Lulu Chirande 7, Lena Matata 2,3,15, Method Bulongeleje 8, Robert Moshiro 7, Andolo Miheso 9, Peter Arimi 10, Ousmane Ndiaye 11, Moctar Faye 11, Aliou Thiongane 11, Shally Awasthi 12, Kovid Sharma 13, Gaurav Kumar 2,15, Josephine Van De Maat 14, Alexandra Kulinkina 2,15, Victor Rwandarwacu 2,15, Théophile Dusengumuremyi 2,15, John Baptist Nkuranga 16, Emmanuel Rusingiza 17,18, Lisine Tuyisenge 17, Mary-Anne Hartley 19, Vincent Faivre 5, Julien Thabard 5, Kristina Keitel 2,15,20,#, Valérie D’Acremont 1,2,15,#
Editor: Ryan S McGinnis21
PMCID: PMC9931356  PMID: 36812607

Abstract

Electronic clinical decision support algorithms (CDSAs) have been developed to address high childhood mortality and inappropriate antibiotic prescription by helping clinicians adhere to guidelines. Previously identified challenges of CDSAs include their limited scope, usability, and outdated clinical content. To address these challenges we developed ePOCT+, a CDSA for the care of pediatric outpatients in low- and middle-income settings, and the medical algorithm suite (medAL-suite), a software for the creation and execution of CDSAs. Following the principles of digital development, we aim to describe the process and lessons learnt from the development of ePOCT+ and the medAL-suite. In particular, this work outlines the systematic integrative development process in the design and implementation of these tools required to meet the needs of clinicians to improve uptake and quality of care. We considered the feasibility, acceptability and reliability of clinical signs and symptoms, as well as the diagnostic and prognostic performance of predictors. To assure clinical validity, and appropriateness for the country of implementation the algorithm underwent numerous reviews by clinical experts and health authorities from the implementing countries. The digitalization process involved the creation of medAL-creator, a digital platform which allows clinicians without IT programming skills to easily create the algorithms, and medAL-reader the mobile health (mHealth) application used by clinicians during the consultation. Extensive feasibility tests were done with feedback from end-users of multiple countries to improve the clinical algorithm and medAL-reader software. We hope that the development framework used for developing ePOCT+ will help support the development of other CDSAs, and that the open-source medAL-suite will enable others to easily and independently implement them. Further clinical validation studies are underway in Tanzania, Rwanda, Kenya, Senegal, and India.

Author summary

In accordance with the principles of digital development we describe the process and lessons learnt from the development of ePOCT+, a clinical decision support algorithm (CDSA), and medAL-suite, a software, to program and implement CDSAs. The clinical algorithm was adapted from previous CDSAs in order to address challenges in regards to the limited scope of illnesses and patient population addressed, the ease of use, and limited performance of specific algorithms. Clinical algorithms were adapted and improved based on considerations of what symptoms and signs would be appropriate for primary care health workers, and how well these clinical elements predic a particular disease or severe outcome. We hope that by sharing our multi-stakeholder approach to the development of ePOCT+, it can help others in the development of other CDSAs. The medAL-creator software was developed to allow clinicians without IT programming experience to program the clinical algorithm using a drag-and-drop interface, intended to allow a wider range of health authorities and implementers to develop and adapt their own CDSA. The medAL-reader application, deploys the algorithm from medAL-creator to end-users following the usual healthcare processes within a consultation.

Introduction

Electronic clinical decision support algorithms (CDSAs) have been implemented in low- and middle-income countries (LMICs) in order to address excessive mortality due to poor quality of health care [1], and antimicrobial resistance due to inappropriate antibiotic prescription [25]. Such tools provide guidance through every step of the outpatient consultation to ultimately suggest the diagnosis and management plan based on the entered symptoms, signs and test results [6]. CDSAs have shown to help clinicians better adhere to guidelines [79], which resulting in improved quality of care and, for some, more rational antibiotic prescription [10,11]. This has led the World Health Organization (WHO) and its Member States to prioritize the scale-up of digital health technologies [12,13].

Current CDSAs are not standardized, and concerns have been raised about their limited demographic and clinical scope [14,15], their usability [15,16], and their static and generic logic based on outdated guidelines that are unable to adapt to new evidence, evolving epidemiology, or changing resources. These challenges may contribute to variable uptake of CDSAs [1618], and suboptimal performance when implemented [9,19].

In order to address these challenges, and build on the experience of previous CDSAs by our group [10,11], and others [6,9], we developed the CDSA ePOCT+, and a supporting digital software to create and execute CDSAs, the medAL-suite. ePOCT+ is currently being implemented in over 200 health facilities within the context of implementation studies in Tanzania, Rwanda, Senegal, Kenya and India. Following the principles of digital development and guidance on CDSAs [2022], we aim to transparently share the rationale, strategy, and lessons learnt from this development process (Fig 1).

Fig 1. Overall development process of ePOCT+ requiring multiple feedback loops.

Fig 1

The development process of ePOCT+ was an iterative process. We first defined the scope, then developed the algorithm (decision tree logic), followed by expert review with relevant stakeholders, the digitalization, and finally piloting and testing. Each stage resulted in multiple feedback loops to refine the end product.

Methods

Scope

Compared to our previous generation CDSAs [6,10,11], the target level of care (primary health care facilities), and target users (mostly nurses and non-physician clinicians) remain the same. However, the target patient population was expanded from 2 months to 5 years, to also cover young infants below 2 months, and in some countries children 5 years up to 15 years.

The expanded target population age group adds young infants (<2 months) who are at highest risk of mortality [23], and children aged 5–15 years who are often neglected in international and national policies resulting in a slower decrease in mortality in LMICs compared to children under 5 years [24]. This expanded age group may help address the challenge of uptake by avoiding the need for clinicians to change tools when managing children of different age groups.

The scope of illnesses covered was also expanded in response to the frustration of clinicians using CDSAs who were not able to reach specific illnesses [14,16]. Expanding the scope allowed for the integration of common illnesses covered by other national clinical guidelines to which clinicians are expected to adhere, and to provide more opportunity for antibiotic stewardship when providing management guidance for specific illnesses.

Three major criteria were considered when expanding the scope of illnesses: 1) Incidence of presenting symptoms and diagnoses; 2) Morbidity, mortality, and outbreak potential; and 3) Capacity to diagnose and manage specific conditions at the primary care level.

Additional conditions were identified through: 1) national guidelines; 2) fever aetiology studies; 3) national health surveys; 4) chief complaints from primary care outpatient studies; 5) clinical expert review teams from the implementation countries; 6) interviews with end user clinicians; and 6) observation of consultations at primary health care facilities (Table A in S1 Appendix). Examples of notable additions for the Tanzanian algorithm include trauma, urinary tract infection, and abdominal pain that can account for 4.3–21.6% [25], 5.9–19.7% [2527], and 4.6–23% [11,26] of outpatient consultations respectively.

Clinical algorithm

The target users (mostly nurses and non-physician clinicians), and setting (primary health care facilities) were important considerations when identifying the guidelines and evidence to develop the algorithm. Previously validated algorithms [11], and the WHO Integrated Management of Childhood Illnesses (IMCI) chart booklets formed the backbone of the algorithm [28]. To support the expanded clinical scope, we turned to national guidelines to ensure adaptation to the local epidemiology, resources, and setting. If there was not sufficient detail in order to derive decision logic from these national guidelines, a brief review of literature was conducted to identify peer-reviewed literature and other international guidelines.

In order to transform narrative guidelines into Boolean decision tree logic algorithms, considerable interpretation was needed. The guiding principles for this process were derived from the properties to consider in the screening and diagnosis of a disease by Sackett and colleagues [29], the target product profile (TPP) for CDSAs as defined by experts in the field [21], and guidance on appropriate diagnostic and prognostic model development [30]. These include consideration of: a) the feasibility, acceptability, and reliability of clinical elements assessed at the primary care level, b) the diagnostic and prognostic value of individual and combined predictors, c) the sensitivity and specificity in relation to the severity and pre-test probability of the condition in the target population, and d) the overall clinical impression of the patient by the clinician.

  • a) Feasibility, acceptability, and reliability of predictors

If clinical algorithms are to be adequately utilized, the signs and symptoms used to reach a diagnosis must be feasible, acceptable and reliable when assessed by end-users. These properties were evaluated based on the results of several assessments: primarily an international Delphi study on predictors of sepsis in children [31], a systematic review on triage tools in low-resource settings [32], signs and symptoms included in established guidelines for primary health care workers such as IMCI [28], interviews with clinicians, observation of routine consultations, a Delphi survey among 30 Tanzanian health care workers (S2 Appendix), as well as subsequent feasibility tests observing clinicians using the CDSA on real and fictional cases. Notable findings from this process led to us not adding a pain score, capillary refill time, the assessment of cool peripheries, and weak and fast pulse, as they were deemed neither feasible nor reliable to be assessed at the primary care level. Importantly, these symptoms and signs are also not included within IMCI, likely for similar reasons [28].

  • b) Diagnostic and prognostic value of predictors

In the absence of validated diagnostic models for each diagnosis, we assessed individual diagnostic and prognostic factors to help guide the development of ePOCT+. Diagnostic studies derived from the population and setting of interest were preferred [33,34], as those developed from other settings often perform worse [35]. However, diagnostic predictors notably those predicting ‘serious bacterial infection’, often have low sensitivity, lack reference tests to confirm bacterial origin, and ignore serious infections caused by viral diseases [36,37]. Prognostic studies are often better suited to develop clinical algorithms in order to understand which children are at risk of developing severe disease, regardless of the aetiology, to improve patient outcomes and reduce resource misallocation [3840]. A systematic review of predictors of severe disease in febrile children presenting from the community helped identify useful clinical feature to be integrated within ePOCT+ [35], however few studies occurred at the primary care level. To address this gap we performed an exploratory analysis of clinical elements used in two CDSAs evaluated in Tanzania to predict clinical failure (S3 Appendix). This analysis found IMCI danger signs, severe general appearance, mid-upper arm circumference <12.5cm, oxygen saturation <90%, respiratory distress, and signs of anaemia and dehydration to be good predictors of clinical failure. Specific subgroup analyses on our previous generation CDSA provided further support for maintaining or modifying specific algorithm branches, particularly the inclusion of C-reactive Protein (CRP) point-of-care tests that helped safely reduce antibiotic prescription and improve confidence in management [41,42].

  • c) Sensitivity and specificity of algorithm branches in relation to severity and pre-test probability of condition

When constructing the algorithm, it was important to first identify children presenting with a severe condition, and only then use more specific branches to distinguish conditions requiring specific treatment from self-limiting illnesses requiring only supportive care (Fig 2). Predictors of severe conditions need to be sufficiently sensitive to guide interventions to reduce morbidity and mortality. However if this high sensitivity comes at the cost of reduced specificity, it can result in over-referral, misallocation of limited health care resources, and excess antibiotic prescription [38]. While this concept was considered within the development of the algorithm, most predictors and models studied lacked sufficient sensitivity and specificity to appropriately meet these requirements at the primary care level, thus emphasizing the need for better predictors and models [35,38].

Fig 2. Considering algorithm performance in regards to pre-test probability (disease prevalence) of the condition.

Fig 2

Health care workers are confronted with two major questions at primary care health facilities: 1) Does the child need to be referred? For which an algorithm must evaluate sensitivity and specificity in relation to the severity of disease. 2) Does the child require specific treatment (most often an antibiotic)? For which the disease prevalence of a bacterial illness needs to be considered when evaluating the sensitivity and specificity of such an algorithm.

Once a severe condition has been excluded, restricting antimicrobial prescriptions can be more safely integrated given the lower risk of clinical failure. Understanding the pre-test probability (disease prevalence) of the disease guides us on the level of specificity needed for the corresponding predictors to be included in the algorithm. In the outpatient settings, few non-severe children above 2 months have a condition requiring antibiotics [11,27]. As such, using the principles of Bayes’ theorem [43], an algorithm for a condition of low prevalence requires a higher likelihood ratio to have a similar post-test probability than a condition with a higher prevalence. Within ePOCT+, C-Reactive Protein (CRP) test is integrated in several branches of the algorithm to increase specificity/likelihood ratio when the pre-test probability of requiring antibiotics is low. However, the pre-test probability of requiring antibiotics may increase in a child with comorbidities, and therefore a lower CRP cut-off can be used to increase sensitivity and reach the same post-test probability.

  • d) Integrating overall clinical impression

The overall clinical impression of a healthcare worker plays an important part in the diagnostic process [44], and may sometimes better identify serious conditions compared to isolated symptoms and signs [45,46]. As blindly following CDSA recommendations runs the risk of neglecting nuanced clinical observations or patient-initiated elements, we incorporated clinical impression in the algorithm to better preserve these skills [47]. More generally, it also shows a respect and consideration for the clinician’s judgment and allows the tools to be more participatory; including the clinician in the interpretation and responsibility of the decision. As such, attempts were made to combine multiple clinical elements into one question utilizing clinical impression. This approach was used to help identify children who need a referral or antibiotics, such as “Severe difficult breathing needing referral”, a criteria similar to that proposed by the British Thoracic Society [48], and “well/unwell appearing child”, often used in children with fever without apparent source [36,49]. Highlighting in the application that this response will result in a recommendation of referral, aims to help clinicians understand the impact of their selection, and thus improve both the sensitivity and specificity. Such composite elements reduce the number of questions prompted by the CDSA, and speeds up the consultation process; an important consideration for uptake. Nevertheless, the diagnostic and prognostic value of the overall clinical impression of primary care clinicians in LMIC settings is not well understood, and further research is needed to understand how helpful these types of elements are when integrated within ePOCT+.

Adapting and validating the medical content

ePOCT+ was first developed for Tanzania, where the prior generation of the algorithm was validated in a randomized-controlled trial [11]. Following the expansion and adaptation of the content described above, the algorithm was internally reviewed by 13 clinicians from 6 medical institutions with good understanding of CDSAs; 5 working in Tanzania, and the other 8 with experience working in LMICs. The ePOCT+ algorithm for Rwanda, Senegal, Kenya and India were then each drafted, with rounds of internal review, by small development teams composed of clinical algorithm development specialists, and national child health experts based on country-specific objectives, guidelines, and epidemiology, using the first algorithm as a scaffold.

In each country, the ePOCT+ algorithm was reviewed by a technical panel from the Ministry of Health or an independent clinical expert group (usually with Ministry of Health representatives). The panels were asked to assess the algorithm in terms of clinical validity, feasibility in primary care, scope of illnesses, and consistency with national policy and guidelines. The process of validation varied slightly in each country according to national decision-making mechanisms, but all included written feedback, individual and group meetings.

Certain algorithm branches were highlighted for group discussion; especially those with novel content, those for which significant interpretation was required from national guidelines, and any branches with queries or comments from panel members. For the algorithms with more novel content, more formal decision processes were used. In Tanzania and Rwanda a modified nominal group method was used, in which each participant one-by-one provided their opinion on the presented branch of the algorithm, followed by a group discussion and then an absolute majority vote for the final version.

Following the internal and external reviews, further modifications were made during the digitalization process, and feasibility tests, including feedback and review from end-users. For each proposed major change, the modification was communicated to the group to allow subsequent feedback and final approval by health authorities.

Digitalization of ePOCT+ and development of the medAL-suite

We performed a landscaping review of existing CDSA software with respect to user interface, open source, data management, ease of programming and interpretation of clinical algorithms, and operability in target health facilities. Since none of the available software packages met our requirements, we developed the medAL-suite software following the requirements of the target product profile for CDSAs [21]. medAL-creator allows clinical experts to design the clinical content and logic of the algorithm, while medAL-reader is an Android based interface to execute the algorithm to end-user clinicians (Fig 3). Both software were developed collaboratively between the clinicians, IT programmers, end-users via feedback from field tests, and health authorities from the implementation countries.

Fig 3. medAL-creator and medAL-reader.

Fig 3

A) medAL-creator and its “drag and drop” user interface to design the clinical algorithm. For each clinical element a description and/or photo can be included to assist the end-user using medAL-reader; B) medAL-reader the android based application to collect the medical history, exposures, symptoms, signs and tests, and then propose the appropriate diagnosis and management.

The World Health Organization (WHO) have recently proposed the SMART guidelines to provide guidance and structure to translate the narrative guidelines (Layer 1), to semi-structured “human readable” decision trees and digital adaptation kits (Layer 2), to computer/machine readable structured algorithms (Layer 3), to the executable form of the software (Layer 4), and finally dynamic algorithms that are trained and optimised to local data (Layer 5) [50]. Each “translation” between layers is prone to interpretation and error, especially when each layer is developed by different actors and continuously adapted. To reduce error in interpretation, a major feature of medAL-creator is to allow the “computer/machine readable” structured algorithms to be “human readable”, thus merging Layers 2 and 3. medAL-creator features a “drag and drop” user interface and automatic terminology/code set enabling the clinicians with no programming knowledge to create and review the algorithm. medAL-reader is then able to automatically convert the algorithm from medAL-creator for use at point-of-care.

medAL-reader, was designed based on our previous experiences of CDSA interfaces [8,11], and expert guidance on successful strategies in order for the application to be intuitive to use with limited training, to align with normal workflows at primary health care facilities, and encourage user autonomy [21,51,52].

Validation tests and user-experience evaluations

Validation tests were performed for each diagnosis to ensure that the inputted data within medAL-creator were processed correctly into the expected output on medAL-reader. This included automated unit and integration testing, as well as automated non-regression testing by medAL-creator, and manual verification of medication posology for all drugs according to weight and age of the patient. All issues were reviewed by a clinical and IT team to correct the problems. While such tests are encouraged by the CDSA TPP [21], since CDSAs are not considered a “software as a medical device” by the Food and Drug Administration (FDA) [53] or European Medical Device Coordination Group [54], these tests are not legally required.

The ePOCT+ tool underwent numerous types and rounds of testing. To start, over 500 desk-based review cases focusing on user interface and analytical validation were performed by the various team members. Analytical validation tests ensured that the clinical content that was programmed in medAL-creator had the correct output in the medAL-reader application. End-user testing using fictional cases and supervised consultations concentrated on user experience, acceptability, and clinical applicability. Finally integrated testing in real-life conditions were performed where feedback was sought regularly. All user experience feedback was reviewed by a team including both clinical and IT specialists, while all clinical content modifications were approved by both the internal and external review panels.

Ethics

Activities related to the development and piloting of ePOCT+ and the medAL-suite were done within the studies of DYNAMIC and TIMCI, for which approval was given from each country of implementation. The study protocol and related documents were approved by the institutional review boards of the Ifakara Health Institute in Tanzania (IHI/IRB/No: 11–2020 and 49–2020), the National Institute for Medical Research in Tanzania (NIMR/HQ/R.8a/Vol. IX/3486 and NIMR/HQ/R.8a/Vol. IX/3583), the National Ethics Committee of Rwanda (752/RNEC/2020), the Comité National d’Ethique pour la Recherche en Santé of Senegal (SEN20/50), the University of Nairobi Ethics and Research Committee in Kenya (UON/CHS/TIMCI/1/1), the King George’s Medical College Institutional Ethics Committee in India (103rd ECM IC/P2), the Indian Council of Medical Research (2020–9753), the cantonal ethics review board of Vaud, Switzerland (CER-VD 2020–02800 & CER-VD 2020–02799), and the WHO Ethics Review Committee (ERC.0003405 & ERC.0003406). Written informed consent was obtained from all parents or guardians of children involved in the piloting of ePOCT+ and medAL-reader. No informed consent was obtained from health care workers involved in the development and refinement of the tools.

The exploratory analysis of predictors from the 2014 ePOCT study received approval of the study protocol and related documents by the institutional review boards of the Ifakara Health Institute and the National Institute for Medical Research in Tanzania (NIMRrHQ,R.8a,/trI’VoIl. 789), by the Ethikkommission Beider Basel in Switzerland (EKNZ UBE 15/03), and the Boston Children’s Hospital ethical review board. Written informed consent was obtained from all parents or guardians.

Results

The ePOCT+ clinical algorithm and supporting evidence for each country of implementation can be found on the websites of the DYNAMIC and TIMCI studies that are implementing ePOCT+. The major features of medAL-creator and medAL-reader are summarized in the supplementary material (S4 Appendix), including the requirements defined by the CDSA target product profile (S5 Appendix).

The feasibility tests of ePOCT+ were conducted in over 200 patients in 20 health facilities, leading to numerous modifications (Table 1). The improved algorithm was then piloted with over 2000 consultations following 2 days of training and on-site support, before officially starting the clinical validation studies in the five countries of implementation.

Table 1. Example of modifications based on user-experience feedback and observations.

Issue Description + context Modifications
CDSA impractical in emergency situations Child with convulsions was brought into the consultation room interrupting the current consultation. The clinician stopped using the tablet and managed the child providing the incorrect antibiotic class and dose Emergency button integrated so that emergency management guidance can easily be accessed at any point of the algorithm.
Understanding algorithm branches Why a patient reached a specific diagnosis was not always well understood by clinicians To improve understanding, and to have medAL-reader as a learning tool, efforts were made to simply present the decision tree logic for individual diagnostic and syndromic branches of the algorithm.
Some medicines not available at health facilities due to stock-outs Sometimes medicines recommended by national guidelines were not available Provide alternative medicines for most conditions in case the recommended one is not available.
Misunderstanding of the labelling of some clinical elements The labelling of some symptoms and signs were not well understood by the clinician Modification of labelling of some elements, clarification provided in the information button, and translation to local language
Some clinical signs not measured, especially when patients are many Many clinicians did not always measure required clinical signs (anthropometrics, temperature, respiratory rate) and could thus not continue with the algorithm Provide options to not measure some clinical signs and rather estimate the values (with warning that this is sub-optimal) to limit clinicians being ‘stuck’, to discourage false information to be entered, and to provide mentorship to those not measuring these signs
No clear identification of symptoms and signs that always result in severe disease / referral Clinicians selected variables that resulted in a severe diagnosis, parenteral antibiotics, and referral, for which the clinician did not agree with. Elements that result in the diagnosis of a severe disease and referral are highlighted

Discussion

ePOCT+ was derived from existing evidence and clinical validation field studies from previous generation CDSAs [8,10,11]. Novel content in the algorithm compared to other CDSA include decision logic for young infants less than 2 months, and in some countries decision logic for children 5–15 years old, and expanded clinical content for diagnoses not included in IMCI. It is now being further validated in several large clinical studies. Following established development protocols, attempts were made to ensure a transparent development process, multi-stakeholder collaboration, and end-user feedback [21,22,55,56]. Specifically, aligning the development process of ePOCT+ and specifications of medAL-reader to the requirements of the Target Product Profile for CDSAs was helpful to better meet the needs of end users in terms of quality, safety, performance and operational functionality [21]. The development of medAL-creator, allows non-IT specialists to be able to program the clinical algorithms using a no-code, drag and drop interface, a novel solution that democratizes the development of CDSAs. This is a big advantage when compared to other CDSA tools that generally require advanced IT knowledge to review and program the code of the CDSA. Nonetheless, there are several limitations and challenges with the development process and the end-result of ePOCT+ and the medAL-suite, for which ongoing modifications and improvements will be required.

First, while efforts were made to improve the performance of the algorithm, there was often a reliance on clinical guidelines which may not always be founded on the best/latest/highest quality evidence, or applicable to low resource primary care settings [57,58]. Furthermore, they require significant interpretation to transform into algorithms. Digital Adaptation Kits (DAKs) to guide implementers in how to interpret narrative guidelines to transform into digital platforms are currently being developed by the World Health Organization and should help address this challenge in the future [50,59]. Often supplementary evidence was needed to complement national and international guidelines. This evidence should ideally be identified through systematic reviews [60], however those are not always feasible. Leveraging existing evidence databases as done by another CDSA may be a more feasible method to avoid biases in identifying supporting evidence [61]. Among the supporting evidence identified, there was a paucity of evidence for conditions specific to older children above 5 years, prognostic studies in the primary care setting, and diagnostic studies for conditions other than serious bacterial infection and pneumonia. Evaluating the prognostic and diagnostic value of predictors and models used in ePOCT+ during the ongoing validation studies will help to develop more efficient and better performing algorithms optimised for the target population [50,62].

A number of considerations were taken into account when digitalizing and adapting paper guidelines. Among the most important considerations were the feasibility, acceptability, reliability, and diagnostic and prognostic performance of individual clinical elements, while also considering the overall performance of the algorithms in relation to the pre-test probability of the outcome or disease, and the clinician’s overall impression. Often conflicts can arise among the various factors that must be considered, which leads to difficult decisions. For example the Delphi survey among Tanzanian health care workers found that capillary refill time may not be feasible in primary health settings, however it has been found to have good prognostic value [35]. Such difficult decisions were often taken with input from clinical experts from the country of implementation. Additional training on clinical signs deemed not feasible, could potentially allow for future modifications. Another difficult decision included the option of estimating results when measurements are not possible (e,g, respiratory rate). Health care workers often do not measure respiratory rate when following paper guidelines or using a CDSA [7,19]. If the CDSA does not allow the option of not being able to measure respiratory rate then health care workers may not be able to move forward using the tool, or may enter false data if indeed respiratory rate measurement is not feasible. Allowing health care workers to estimate the value is not ideal, but allows the health care worker to at the very least visually assess respiratory rate, and provide an input in order for the algorithm to reach a diagnosis. This data can then be used to mentor health care workers that do not measure respiratory rate. Allowing clinicians to simply indicate that the respiratory rate was not possible to measure without forcing an estimation could be an option to consider, but would complicate the decision on what diagnosis to reach when selecting this option.

Many modifications to ePOCT+ and medAL-reader compared to previous generation CDSAs were implemented in order to help improve uptake, addressing previously shared concerns such as limited scope, and ease of use. medAL-reader was specifically designed to follow normal healthcare workflows, and incorporate more input from the healthcare workers. Compared to other CDSAs, medAL-reader includes new functions such as an emergency button, and the ability to accept or refuse a diagnosis or treatment. The introduction of other digital tools such as electronic medical records within the same health facilities creates challenges in uptake and may result in duplication of processes. As an example, it is estimated that there are over 160 digital health or health-related systems in Tanzania [63]. While efforts are currently being made to harmonize processes so that different digital systems can complement each other rather than creating additional work, this has not yet been achieved. It is important to note, that while ePOCT+ and medAL-reader may address some challenges to uptake of CDSAs, there are many extrinsic and intrinsic factors that are not addressed, such as the low perceived value of following guidelines, and lack of motivation partly related to poor remuneration [16,64].

The digitalization process allows for increased complexity in the algorithm compared to paper guidelines. However, this complexity may limit the understanding by healthcare workers. Understanding how a diagnosis and treatment plan is reached is fundamental to clinical and patient autonomy, important for continued learning, and for fostering trust in any algorithm.[6567] Efforts were made to present simple decision tree logic for each diagnosis. Nevertheless, the optimal method of presentation of algorithm branches to assure understanding by primary healthcare workers should be further explored.

Conclusion

ePOCT+ aims to improve clinical care of sick children in LMICs, notably by reducing unnecessary antibiotic prescription. We hope that the strong stakeholder involvement, the expanded scope of the clinical algorithm, and the novel software of the medAL-suite will result in high uptake, trust and acceptability. Widespread implementation will provide opportunities for dynamic and targeted refinements to the clinical content to improve the performance of the algorithm. We further hope that the easy-to-use platform of the medAL-suite, and the framework used to develop ePOCT+ will allow health authorities and local communities to be able to take ownership of ePOCT+ or their own clinical algorithm for future adaptations and developments. Future success however, is contingent on the harmonization with national health management information systems and other digital systems.

Supporting information

S1 Appendix. Prevalence of specific symptoms and diagnoses not covered in IMCI from Tanzania.

(DOCX)

S2 Appendix. Delphi survey on the reliability and feasibility of measurement of symptoms and signs.

(DOCX)

S3 Appendix. Prognostic value of predictors used in the ePOCT and ALMANACH electronic clinical decision support algorithms.

(DOCX)

S4 Appendix. Features of the medAL-creator and medAL-reader software as defined by a clinical-IT collaboration with end-user feedback.

(DOCX)

S5 Appendix. Evaluation of ePOCT+ based on the characteristics set by the target product profile for electronic clinical decision support algorithm as defined by expert consensus.

(DOCX)

Acknowledgments

Emmanuel Barchichat, Alain Fresco, and Quentin Girard from Wavemind for the IT programming of medal-creator and medal-reader software. Martin Norris, Lisa Cleveley, Dr Sabine Renggli, Ibrahim Mtabene, Peter Agrea and Dr Godfrey Kavishe for the medAL-reader tests and suggestions for improvements to both medal-reader and medal-creator. Cecile Trottet for the statistical support. The many health care workers providing feedback on the tool, patients and caretakers involved with pilot and feasibility testing. Dr Arjun Chandna and Janet Urquhart for helpful comments on the manuscript.

Data Availability

The data that supports the findings outlined in supplementary material 3 is publicly available from Zenodo: DOI: 10.5281/zenodo.400380.

Funding Statement

This work took place within the framework of the DYNAMIC project that is funded by the Fondation Botnar, Switzerland (grant n°6278) as well as the Swiss Development Cooperation (grant n°7F-10361.01.01) received by VDA. The TIMCI project funded by UNITAID (grant n°2019-35-TIMCI) received by VDA allowed for adapting of ePOCT+ or the medAL-suite software to Senegal, Kenya and India. The funders had no role in study or software design, data collection and analysis, decision to publish, or preparation of the manuscript.

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PLOS Digit Health. doi: 10.1371/journal.pdig.0000170.r001

Decision Letter 0

J Mark Ansermino, Ryan S McGinnis

12 Sep 2022

PDIG-D-22-00055

ePOCT+ and the medAL-suite: Development of an electronic clinical decision support algorithm and digital platform for paediatric outpatients in low- and middle-income countries

PLOS Digital Health

Dear Dr. Tan,

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5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: This is a potentially useful paper for individuals interested in developing clinical decision support algorithms and other CDS tools. The general process of development is good, but some areas need more explanation to be useful to others. These areas are described below.

lines 178-180-- If a number of key variables are omitted how does that affect the validity of the algorithm? This needs more discussion

line 268-- Describe the more formal decision processes that were used.

lines 314-318-- More detail on the field studies and user testing experience should be included.

Reviewer #2: Thank you for the opportunity to review this manuscript, which describes development of a new generation CDSA ePOCT, with expanded age groups and perceived user-friendly interface, that has been implemented in a number of countries, and that is awaiting further validation in clinical studies.

The manuscript is generally well written, albeit repetitive in some areas. The authors describe in detail the background process undertaken to improve the content of the CDSA, which was comprehensive and for which they should be congratulated, and they include a description of the feedback provided from users which was taken on to further improve the tool.

The following are some comments for the authors to consider regarding their manuscript -

Major -

Abstract:

Suggest that it is important to highlight in the abstract that the algorithm is undergoing further validation in clinical studies.

Clinical Algorithm:

line 158 - authors state that ‘for conditions not covered in these guidelines’ - is it not clear what the process/reference was for identifying conditions not covered in these guidelines, could the authors please expand, so that readers understand the systematic approach taken, or is this entire paragraph repeating from paragraph commencing line 145 on page 7?

Feasibility, acceptability, and reliability of predictors:

The authors refer to the Delphi survey amongst 30 Tanzanian healthcare workers which is further described in the appendix, that lead to omission of widely recognised warning signs e.g. capillary refill time and cool peripheries — could authors consider commenting, perhaps in the discussion - about whether these signs are definitely not feasible in all settings that the CDSA is currently being implemented, and speculate on whether appropriate training should be implemented / what difference this would make to morbidity and mortality, based on other studies in similar settings (i.e. other widely implemented CDSAs)? Based on the author’s previous studies referenced in the supplementary appendix comparing ALMANACH with ePOCT, perhaps these signs are not highly important but I think it would add depth to the paper to discuss this element. Furthermore, could authors further describe or state the number of feasibility tests done on real and fictional cases that led to this omission in this section of the manuscript or supplementary appendix?

In the feasibility tests, authors do not comment on the training required to implement this CDSA in the target setting - i.e. how much time is required for primary healthcare workers to be trained to use this tool?

Table 1 - could authors consider expanding on the decision for some clinical signs that were not measured to be allowed to be an estimate rather than (or in addition to) a “not measured” option?

Discussion:

Would the authors like to comment on how their CDSA compares to other widely used CDSAs in this setting if applicable

Minor -

Figure 3 is difficult to read - font small and blurry in centre algorithm

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Reviewer #1: No

Reviewer #2: No

--------------------

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

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PLOS Digit Health. doi: 10.1371/journal.pdig.0000170.r003

Decision Letter 1

J Mark Ansermino, Ryan S McGinnis

9 Nov 2022

PDIG-D-22-00055R1

ePOCT+ and the medAL-suite: Development of an electronic clinical decision support algorithm and digital platform for pediatric outpatients in low- and middle-income countries

PLOS Digital Health

Dear Dr. Tan,

Thank you for submitting your manuscript to PLOS Digital Health. After careful consideration, we feel that it has merit but does not fully meet PLOS Digital Health's publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Please submit your revised manuscript within 30 days Dec 09 2022 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at digitalhealth@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pdig/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

* A rebuttal letter that responds to each point raised by the editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

* A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.

* An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

We look forward to receiving your revised manuscript.

Kind regards,

Ryan S McGinnis, Ph.D.

Academic Editor

PLOS Digital Health

Journal Requirements:

1. Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article's retracted status in the References list and also include a citation and full reference for the retraction notice.

2. Figures 1-3 contains screenshots. We are not permitted to publish these under our CC-BY 4.0 license; websites are usually intellectual property and are copyrighted.This includes peripheral graphics of the web browser such as the buttons. We ask that you please remove or replace it.

Additional Editor Comments (if provided):

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: (No Response)

Reviewer #2: All comments have been addressed

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2. Does this manuscript meet PLOS Digital Health’s publication criteria? Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe methodologically and ethically rigorous research with conclusions that are appropriately drawn based on the data presented.

Reviewer #1: Yes

Reviewer #2: Yes

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3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: N/A

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4. Have the authors made all data underlying the findings in their manuscript fully available (please refer to the Data Availability Statement at the start of the manuscript PDF file)?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception. The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

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5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS Digital Health does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

--------------------

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Most changes have been made, but a few still need to be addressed. I could not find the number of feasibility tests on real cases in the body of the manuscript. It did not seem to be where the authors said it was. In addition, the authors were asked to compare their system to other similar systems. Although it is too early for the actual results/performance to be compared, the design, intent, content of the system can and should be compared to other similar systems.

Reviewer #2: No further comments, thank you.

--------------------

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

Do you want your identity to be public for this peer review? If you choose “no”, your identity will remain anonymous but your review may still be made public.

For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: No

--------------------

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

PLOS Digit Health. doi: 10.1371/journal.pdig.0000170.r005

Decision Letter 2

J Mark Ansermino, Ryan S McGinnis

23 Nov 2022

ePOCT+ and the medAL-suite: Development of an electronic clinical decision support algorithm and digital platform for pediatric outpatients in low- and middle-income countries

PDIG-D-22-00055R2

Dear Dr Tan,

We are pleased to inform you that your manuscript 'ePOCT+ and the medAL-suite: Development of an electronic clinical decision support algorithm and digital platform for pediatric outpatients in low- and middle-income countries' has been provisionally accepted for publication in PLOS Digital Health.

Before your manuscript can be formally accepted you will need to complete some formatting changes, which you will receive in a follow-up email from a member of our team. 

Please note that your manuscript will not be scheduled for publication until you have made the required changes, so a swift response is appreciated.

IMPORTANT: The editorial review process is now complete. PLOS will only permit corrections to spelling, formatting or significant scientific errors from this point onwards. Requests for major changes, or any which affect the scientific understanding of your work, will cause delays to the publication date of your manuscript.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they'll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact digitalhealth@plos.org.

Thank you again for supporting Open Access publishing; we are looking forward to publishing your work in PLOS Digital Health.

Best regards,

Ryan S McGinnis, Ph.D.

Academic Editor

PLOS Digital Health

***********************************************************

Reviewer Comments (if any, and for reference):

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Appendix. Prevalence of specific symptoms and diagnoses not covered in IMCI from Tanzania.

    (DOCX)

    S2 Appendix. Delphi survey on the reliability and feasibility of measurement of symptoms and signs.

    (DOCX)

    S3 Appendix. Prognostic value of predictors used in the ePOCT and ALMANACH electronic clinical decision support algorithms.

    (DOCX)

    S4 Appendix. Features of the medAL-creator and medAL-reader software as defined by a clinical-IT collaboration with end-user feedback.

    (DOCX)

    S5 Appendix. Evaluation of ePOCT+ based on the characteristics set by the target product profile for electronic clinical decision support algorithm as defined by expert consensus.

    (DOCX)

    Attachment

    Submitted filename: Response to reviewers.doc

    Attachment

    Submitted filename: Response to reviewers2.doc

    Data Availability Statement

    The data that supports the findings outlined in supplementary material 3 is publicly available from Zenodo: DOI: 10.5281/zenodo.400380.


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