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. 2023 Feb 16;83(2):153. doi: 10.1140/epjc/s10052-023-11304-5

Confronting the vector leptoquark hypothesis with new low- and high-energy data

Jason Aebischer 1, Gino Isidori 1,, Marko Pesut 1, Ben A Stefanek 1, Felix Wilsch 1
PMCID: PMC9935689  PMID: 36820274

Abstract

In light of new data we present an updated phenomenological analysis of the simplified U1-leptoquark model addressing charged-current B-meson anomalies. The analysis shows a good compatibility of low-energy data (dominated by the lepton flavor universality ratios RD and RD) with the high-energy constraints posed by ppττ¯ Drell-Yan data. We also show that present data are well compatible with a framework where the leptoquark couples with similar strength to both left- and right-handed third-generation fermions, a scenario that is well-motivated from a model building perspective. We find that the high-energy implications of this setup will be probed at the 95% confidence level in the high-luminosity phase of the LHC.

Introduction

The hypothesis of a vector leptoquark field (U1), transforming as (3,1,2/3) under the Standard Model (SM) gauge symmetry, with a mass in the TeV range has attracted intense interest in the last few years. At first, this interest arose from a purely phenomenological perspective, when it was realized that this field could offer a combined explanation of both the charged- and neutral-current B-meson anomalies [14]. In fact, it was soon realized that the U1 hypothesis is the only single-mediator explanation of the two sets of anomalies, while remaining well compatible with all available data [57]. After these phenomenological analyses, a purely theoretical interest also began to grow with the realization that the U1 hypothesis naturally points to an underlying SU(4) Pati-Salam like [8] symmetry unifying quarks and leptons [3]. In addition, the flavor structure of the U1 couplings suggested by data hinted towards new dynamics potentially connected to the origin of the Yukawa hierarchies [3, 5].

These observations motivated an intense theoretical effort to build more complete models hosting a TeV-scale U1 field. Among them, a particularly compelling class is that of so-called “4321” gauge models [914]. In these models, the SM gauge symmetry is extended to SU(4)h×SU(3)l×SU(2)L×U(1)X [9], allowing the SM fermions to have flavor non-universal gauge charges [10], such that the U1 is coupled mainly to the heavy third-generation fermions. It has also been proposed that the 4321 structure at the TeV scale, whose phenomenology has been analysed in detail in [15, 16], could be the first layer of a more ambitious multi-scale construction [10, 1719]. This class of models is able to explain both the origin of the Yukawa hierarchies as well as stabilize the SM Higgs sector, as in [2022]. Alternative approaches to embed the U1 in extended gauge groups and/or describe it in the context of composite models have been proposed in [2328, 2830], while additional recent phenomenological studies about the U1 have been presented in [3134].

Since the latest phenomenological studies, two sets of experimental data providing additional information about the leading U1 couplings to third-generation fermions have appeared. On the low energy side, LHCb has reported an updated measurement of the Lepton Flavor Universality (LFU) ratio RD and the first measurement of RD at a hadron collider [35], with the ratios defined as

RH=Γ(BHτν¯)/Γ(BHμν¯). 1

On the high-energy side, new bounds on non-standard contributions to σ(ppττ¯) have been reported by CMS [36, 37]. As pointed out first in [38], the ppττ¯ process via t-channel U1 exchange is a very sensitive probe of the U1 couplings to third-generation fermions, even for relatively high U1 masses. Interestingly enough, CMS data currently indicates a 3σ excess of events in ppττ¯, well compatible with a possible U1 contribution [37]. However, no excess in ppττ¯ is observed by ATLAS [39] (although this analysis is not optimized for non-resonant U1 contributions), making drawing any conclusions about this excess premature. Still, these new data motivate a closer investigation about the compatibility of low- and high-energy observables under the U1 hypothesis, which is the main goal of this paper. We will pursue this goal in a general, bottom-up perspective by focusing only on the leading U1 couplings to third-generation leptons while avoiding details that depend on the specific ultraviolet (UV) completions of the model as much as possible.

The paper is organized as follows: in Sect. 2 we introduce the simplified model employed to analyze both low- and high-energy data. Particular attention is devoted to determine the (quark) flavor structure of the U1 couplings, which is essential to relate the different amplitudes we are interested in (bcτν¯ and buτν¯ at low energies, bb¯ττ¯ at high energy). In Sect. 3, we perform a χ2-fit in our simplified model to determine the parameter space preferred by low-energy data. We then investigate the compatibility of the preferred low-energy parameter space with high-pT constraints from ppττ¯. The conclusions are summarised in Sect. 4. The Appendix A contains a summary of the preferred parameter-space region in view of future searches.

Model

The starting point of our analysis is the hypothesis of a massive U1 field, coupled dominantly to third-generation fermions. Focusing on third-generation leptons, and assuming no leptoquark (LQ) couplings to light right-handed fields (which are severely constrained by data, see e.g. [15, 40]), we restrict our attention to the following terms in the LQ current:

JUμ=gU2q¯L3γμL3+βRd¯R3γμeR3+k=1,2ϵqkq¯LkγμL3. 2

Here the right-handed fields and the lepton doublet are understood to be in the corresponding mass-eigenstate basis, while the basis for the left-handed quarks is left generic and will be discussed in detail later on.

Integrating out the LQ field at the tree level leads to the effective interactions

LEFTLQ=-2v2[CLLijαβOLLijαβ+CRRijαβORRijαβ+CLRijαβOLRijαβ+h.c.], 3

where

OLLijαβ=(q¯LiγμLα)(¯LβγμqLj),OLRijαβ=(q¯LiγμLα)(e¯RβγμdRj),ORRijαβ=(d¯RiγμeRα)(e¯RβγμdRj).

The normalization factor in the effective Lagrangian is v=(2GF)-1/2246 GeV. We also introduce the effective scale ΛU=2MU/gU, such that

CLL33ττ=v22ΛU2. 4

If we were interested only in bcτν¯ transitions, we would have restricted our attention to the coefficients CLL(LR)cbττ.1 However, in order to also address the interplay with buτν¯ transitions and, most importantly, high-energy constraints, we need to analyze the relation among the CLL(LR)cbττ and coefficients involving different quark flavors.

Quark flavor structure

The flavor basis defined by JUμ can be considered the interaction basis for the LQ field. To address its relation to the mass-eigenstate basis of up (or down) quarks we need to write down and diagonalize the Yukawa couplings in this basis.

As in [3], we work under the assumption of an approximate U(2)f3=U(2)Q×U(2)U×U(2)D symmetry acting on the light quark generations. In the limit of unbroken symmetry, the parameters ϵqk in (2) should vanish and only third-generation quarks have non-zero Yukawa couplings. To describe a realistic spectrum, we proceed by introducing two sets of U(2)f3 breaking terms:

eq,Vu,Vd2Q, 5
Δu,Δd2¯U(D)×2Q, 6

where eq denotes the vector eqT=(ϵq1,ϵq2). The leading 2Q terms control the heavylight mixing in the left-handed sector, whereas the subleading 2¯U(D)×2Q terms are responsible for the light Yukawa couplings.

The hypothesis of minimal U(2)f3 breaking, proposed in [41, 42] and employed in previous phenomenological analysis (see e.g. [3, 5, 40]), corresponds to the assumption of a single 2Q spurion, or the alignment of the three terms in (5) in U(2)Q space. Motivated by model-building considerations [22, 43] and recent data, we do not enforce this assumption in what follows. In addition to the minimal case, we will consider also the possibility of a (small) misalignment of the three leading U(2)Q-breaking terms. We thus use the approximate U(2)f3 symmetry more as an organising principle to classify the flavor-violating couplings in the theory, rather than a strict ansatz on the underlying flavor structure.

Under these assumptions, the 3×3 Yukawa couplings can be written as (f=u,d):

Yf=yf3ΔfVf01. 7

Without loss of generality, the residual flavor symmetry allows us to choose a basis where both Δu and Δd are real. In this basis, the latter are diagonalised by a real orthogonal matrix,

Δf=Of×diagyf1yf3,yf2yf3,Of=cfsf-sfcf, 8

where sf=sinθf and cf=cosθf, and Vf are in general two complex vectors, VfT=(Vf1,Vf2).

The natural size of the different mixing terms can be deduced by the perturbative diagonalisation of Yu and Yd. Introducing unitary matrices Lf, defined by

LfYfYfLf=diag(yf1,yf2,yf3), 9

it follows that

LfOT0011-VfTVf1. 10

Since the elements of the Cabibbo, Kobayashi, Maskawa (CKM) matrix are given by Vij=(LuLd)ij, we deduce

Vu2,d2=O(λ2),Vu1,d1=O(λ3), 11

where λ=|Vus|0.22, and

sd-su=λ+O(λ3). 12

Assuming a common origin of the leading U(2)Q-breaking terms, consistently with (11) it is natural to assume

ϵq2=O(λ2)ϵq1. 13

Everything discussed so far follows from the initial choice of symmetry breaking terms, as well as the requirement of reproducing the observed pattern of the quark Yukawa couplings. As we shall see, the non-observation of large deviations from the SM in ΔF=2 transitions will impose further general constraints. This will allow us to pin down the precise relation between the Yukawa couplings and the LQ interaction basis.

Down-alignment of heavylight mixing.

In any realistic UV completion of the effective model considered here, there are also currents Jqμ=q¯L3γμqL3, associated to neutral mediators close in mass to the U1 LQ. As discussed in [44], this is an unavoidable consequence of the closure of the algebra associated to JUμ. In particular, this conclusion holds no matter if the U1 is realized as a gauge boson or as a composite state. This fact implies that we also expect the effective interaction

ΔL4q=O(1)×1ΛU2(q¯L3γμqL3)2. 14

The latter can spoil the tight bounds on Bs(d)B¯s(d) mixing unless the Vdi that control the off-diagonal entries of Ld are about one order of magnitude smaller with respect to their natural size in Eq. (11).2 The smallness of these parameters makes them irrelevant for any other observable, so in the following we simply set Vd=0. Under this assumption, the rotation matrices take the form

Ldcd-sd0sdcd0001,Lu=V×Ld, 15

and the only remaining free parameter in the Yukawa coupling is su (or sd), which controls the orientation of Vu in U(2)Q space relative to the CKM vector (Vub,Vcb)3:

Vu1Vu2=su+VubVcb+O(λ3) 16

At this point it is convenient to re-write JU in the down-quark mass eigenstate basis by introducing the effective couplings βLij as in [15, 16]:

JUμ=gU2q=b,s,dβLqτq¯LγμτL+βRd¯R3γμeR3. 17

Using the expression of Ld in Eq. (15) we get βLbτ=1 and

βLsτ=cdϵq2+sdϵq1=O(λ2), 18
βLdτ=cdϵq1-sdϵq2=O(λ3). 19

Under the assumption of minimal U(2)f3 breaking, i.e. assuming the two 2Q spurions eq and Vu are aligned in U(2)Q space, it is easy to check that

βLsτβLdτminimalU(2)f3=VtdVts. 20

Therefore in the minimal case the value of the free parameter su is irrelevant: it is absorbed into the definition of βLsτ.

Non-minimal U(2)Q breaking with light-quark up alignment.

An interesting case worth considering from a model-building perspective is the limit ϵq10, or the limit where the LQ field does not couple to the first generation (in a generic basis where the light-family mixing is real). This limit necessarily implies a non-minimal U(2)Q breaking, or a misalignment between eq and Vu, as can be deduced by Eq. (16).4 As we discuss below, in this limit we are phenomenologically led to assume a real ϵq2 as well as approximate up alignment in the light-quark sector (i.e. su0), in order to evade the tight constraints from KK¯ and DD¯ mixing.

The ΔF=2 constraints on the light-quark sector are more model dependent than those derived from ΔB=2 transitions, since they depend on how the U(2)Q breaking is transferred from the LQ current to the neutral currents. If the latter preserve a U(2)Q invariant structure, then there is no constraint coming from the light-quark sector. However, it is not obvious how to justify this from a model-building point of view.

In the most realistic scenarios, U(2)Q is broken also in the neutral-current sector by terms proportional to appropriate insertions of eq. In this case, and assuming Vd=0, the severe constraint from CP-violation in K¯K mixing can be satisfied assuming a real eq. However, this is not enough to simultaneously protect CP-violation in D¯D mixing. As pointed out recently in [43] (see also [33]), the latter forces us to choose su0.1λ, i.e. an approximate up alignment in the light-quark sector.

In the phenomenological limit su=0 and Vd=0, the light-quark fields in the interaction basis can be identified as

qL1[2pt]qL2=VudVus[2pt]VcdVcsdL[2pt]sLuL[2pt]cL, 21

while qL3bL. The βLiτ become approximately diagonal in the up-quark mass basis and, setting ϵq10, we get

βLcτ=ϵq2.βLuτ=0. 22

In the following we will investigate the relation between bc and bu transitions either assuming the minimal-breaking relation (20), or employing the ansatz (22).

Charged currents in the mass-eigenstate basis

Following the notation of [16], we re-write the part of LEFTLQ relevant to bcτν¯ transitions as

Lbc=-4GF2Vcb[(1+CLLc)(c¯LγμbL)(τ¯LγμνL)-2CLRc(c¯LbR)(τ¯RνL)], 23

and similarly for buτν¯. The effective coefficients CLL(LR)c,u defined above are related to the coefficients in (3) by

CLL(LR)c=CLL(LR)cbττVcb,CLL(LR)u=CLL(LR)ubττVub. 24

Using the βLij introduced in (17), we get

CLLc=CLL33ττ(1+i=s,dVciVcbβLiτ)CLL33ττ(1+ϵq|Vcb|),CLRc=βRCLLc, 25

where we defined the effective parameter ϵq to simplify the notation. Concerning the bu coefficients, assuming the minimal-breaking relation (20) we get

CLL(LR)u=CLL(LR)c, 26

whereas the non-minimal ansatz (22) leads to

CLL(LR)u=CLL(LR)c1+ϵq/|Vcb|. 27

Observables

Low-energy

The values of the effective couplings CLLc and CLRc can be fit at low energies using the experimental information on the LFU ratios RD, RD, and RΛc. We have explicitly checked that other poorly measured observables, such as polarisation asymmetries in bcτν¯ transitions or the loose bound on B(Bc-τν¯) [45], do not currently provide additional constraints.5

The values of RD and RD, recently measured by the LHCb collaboration, RD=0.441±0.060stat±0.066syst, RD=0.281±0.018stat±0.024syst, with correlation ρ=-0.43, shifts the world average of these ratios to [46]

RDexp=0.285±0.010stat±0.008syst, 28
RDexp=0.358±0.025stat±0.012syst, 29

with correlation ρ=-0.29. We fit these results within our model using the approximate numerical formulae reported in [16]:

RDRDSM=|1+CLLc|2-3.00Re1+CLLcCLRc+4.12|CLRc|2, 30
RDRDSM=|1+CLLc|2-0.24Re1+CLLcCLRc+0.16|CLRc|2, 31

where the Wilson coefficients are understood to be renomalized at the scale μ=mb. As reference values for the SM predictions we use the HFLAV averages [46]6:

RDSM=0.298(4),RDSM=0.254(5). 32

Concerning RΛc, we use the approximate formula provided in [53], that in our notation reads

RΛcRΛcSM=|1+CLLc|2-1.01ReCLRc+CLLcCLRc+1.34|CLRc|2. 33

As inputs we use the recent LHCb result, RΛcexp=0.242±0.076 [54], and the SM value RΛcSM=0.333(13) [53].

In the case of buτν transitions, the only relevant constraint at present is provided by B(Bu-τν¯). Here the numerical expression reads [40]:

BBu-τν¯BBu-τν¯SM=1+CLLu-2χuCLRu2, 34

where χu=mB+2/mτmb+mu3.75. The data we use are BBu-τν¯exp=1.09(24)×10-4 [55] and BBu-τν¯SM=0.812(54)×10-4 [56].

In Fig. 1 we report the best values of CLLc and CLRc as obtained from a χ2-fit to the low-energy observables.7 The values reported in Fig. 1 correspond to the Wilson coefficients renormalized at a reference high-scale ΛUV=1 TeV, which is the most appropriate scale to compare low- and high-energy observables. Taking into account only the QCD-induced running, we set CLLc(mb)=CLLc(ΛUV) and

CLRc(mb)=ηSCLRc(ΛUV),ηS1.6. 35

The first point to notice is that the SM point (CLLc=CLRc=0) is excluded at the 3σ level. The bc observables favor a region compatible with both a pure left-handed interaction (CLRc=0) as well as the case with equal magnitude right-handed currents CLLc=-CLRc. In both cases, the pull of the U1 LQ hypothesis with respect to the SM is Δχ2=χSM2-χNP211, which is at the 3σ level. As first pointed out in [10], the case where CLLc=-CLRc is a natural benchmark for a flavor non-universal gauge model, where both left- and right-handed third-family quarks and leptons are unified in fundamental representations of SU(4). As indicated by the dashed blue lines, the preferred region is essentially unchanged if B(B-τν¯) is added under the hypothesis of non-minimal U(2)Q breaking and up-alignment. In either case, we find a best fit point of CLLc=0.05 and CLRc=-0.02. On the other hand, the inclusion of B(B-τν¯) under the hypothesis of minimal U(2)Q breaking (dark green band) disfavors sizable right-handed currents.

Fig. 1.

Fig. 1

Determination of CLLc and CLRc from a χ2-fit to low-energy observables. The Wilson coefficients, assumed to be real, are renormalized at the reference scale ΛUV=1 TeV. The blue ellipses denote the 1, 2, and 3σ contours fitting only bc observables. The black dot indicates the best fit point of (0.05,-0.02). The dotted lines are obtained including also BBu-τν¯ in the limit of up alignment. The Δχ2=1 regions preferred by each observable are also indicated, except in the case of RΛc where we give the 90% CL region (due to the large error)

Loop-induced contribution to bs¯

This analysis is focused on the leading couplings of the U1 field to third-generation leptons. Hence, we do not discuss bs transitions (=e,μ) in detail here. However, we recall that the operator OLLsbττ mixes via QED running [57] into operators with light leptons (ττ¯¯ loop). This results into a lepton-universal contribution to the bs¯ Wilson coefficient C9 [58], defined according to standard conventions (see e.g. [59, 60]). We will estimate the size of this effect using the results of the fit in Fig. 1.

To this purpose, we note that besides the leading-log running from the high-energy matching scale (i.e. MU) down to mb, we should also include long distance (LD) contributions resulting from the one-loop matrix element of the semi-leptonic operator OLLsbττ [61]. Such contributions are analogous to the LD contributions from four-quark operators to the bs¯ decay amplitude, which are present in the SM (see e.g. [62]). The only difference is that the charm loop is replaced by a tau-lepton loop. In full analogy to the factorizable part of the charm-loop contribution [62], also the (fully perturbative) LD tau-lepton contribution can be taken into account defining a q2-dependent C9eff(q2), where q2=m2. Considering also this effect, we find the following expression for the correction to C9eff induced by the U1:

ΔC9eff(q2=0)=CLLsbττVtsVtb23logMU2mτ2-1,=-CLLc1+|Vts|/ϵq23logMU2mτ2-1. 36

The last expression follows from the relation between CLLsbττ and CLLc, which can be deduced from Sect. 2.1. For CLLc=0.05 (best fit point in Fig. 1), MU=3 TeV, and ϵq=2|Vts|, we get ΔC9eff(0)-0.3. While not solving all bs¯ anomalies, such a correction leads to a significant improvement in the description of bs¯ data [16, 59, 60].

High-energy

Collider observables are known to provide rich information on the parameter space of vector leptoquark models [31, 38, 44] explaining the B-meson anomalies, that is complementary to low-energy data [16, 63]. A variety of different underlying processes can be relevant at hadron colliders such as the LHC. The most important channels involving the U1 leptoquark are:

  • Pair production ppU1U1,

  • Quark-gluon scattering qgU1,

  • Quark-lepton fusion qU1,

  • Drell-Yan pp¯.

The main decay channels in models where the leptoquark predominantly couples to third generation fermions are U1bτ+ and U1tν¯τ. In the case of interest where gUgs, the Drell-Yan production channel due to t-channel LQ exchange provides the most stringent constraints on the parameter space. Nevertheless, the other channels can still yield relevant information. For example, the searches for LQ pair production [6466] set a lower bound on the U1 mass of MU1.7TeV [67, 68], which however only covers a small region of parameter space relevant for the explanation of the charged-current B-meson anomalies [16]. On the other hand, quark-gluon scattering [66, 6971] and resonant production through quark-lepton fusion [7276] will be important in case of a discovery, but they are not competitive at the moment.

Therefore, in the present analysis, we focus only on the non-resonant contributions of the U1 vector LQ to Drell-Yan production. In particular, we are interested in the process ppττ¯, with the main contribution due to bb¯ττ¯, since we assume that the U1 is predominantly coupled to third generation fermions. In such a scenario, the final state events are expected to contain an associated b-jet, due to gluon splitting gbb¯ in the initial proton. We consider the CMS [36] and ATLAS [39] searches for the di-tau final state, based on the full LHC Run-II data sets. These searches provide results both in a b-tag channel, where an associated b-tagged jet is required in the final state, and in a b-veto channel, where the absence of any b-tagged jet is compulsory.

The contributions of the U1 vector-leptoquark to Drell-Yan processes have recently been studied in Ref. [34] at next-to-leading order (NLO) in QCD. Notice that in any UV completion the U1 leptoquark is expected to be accommodated by further degrees of freedom with masses in the ballpark of the U1 mass, that will lead to additional collider signatures [9, 11, 16, 44]. These are, however, model dependent and thus not considered in the analysis at hand. Previous work investigating the connection of high-pT data with the low-energy observables for the B-meson anomalies can be found in Refs. [16, 63]. We extend these works by analysing the recent CMS di-tau search [36] in addition to the already previously investigated ATLAS search [39] for the same final state. Moreover, we use the results of Ref. [34] to extend the analysis incorporating NLO effects and to exploit the more constraining searches for di-tau final states in association with a b-jet.

For our present study we use the HighPT package [63, 77] to compute the χ2 likelihood of the EFT Lagrangian in Eq. (3) for the b-veto channel of the ATLAS di-tau search [39]. We then rescale this result to match the NLO predictions derived in Ref. [34] for the U1 leptoquark for the ATLAS [39] and CMS [36] searches in both b-tag and b-veto channels.8

Minimizing the rescaled χ2 likelihoods with respect to the right-handed coupling βR and the effective scale ΛU, we find the 95% CL exclusion regions9 shown in Fig. 2. The ATLAS di-tau search [39], shown in green, provides stronger exclusion limits than the corresponding CMS search [36], displayed in gray. This can be understood by noticing that a slight excess of events is observed in the high-pT tail in the latter search, weakening the constraints derived from it. For both collaborations, the b-tag channels (dark green/light gray) yield more stringent constraints than the corresponding b-veto channels (light green/dark gray), as anticipated. As previously mentioned, this is because the signal comes dominantly from the process bb¯ττ¯, where at least one bottom quark is likely to come from gluon splitting (gbb¯) allowing to require an associated b-jet, which significantly reduces the background and thus yields stronger constraints. Furthermore, it is evident that the scenarios with large right-handed currents βR are tightly constrained by high-pT data.

Fig. 2.

Fig. 2

High-pT constraints on the U1 model parameters βR and ΛU derived from the ppττ¯ searches by CMS [36] (gray) and ATLAS [39] (green) in the b-tag and b-veto channels. The functional dependence is extracted using the HighPT package [63, 77] and rescaled to the results presented in Ref. [34]. The shaded regions correspond to the excluded parameter space at 95% CL. The solid lines correspond to the constraints obtained using LHC run-II (140fb-1) data, whereas the dashed line displays the projections for LHC’s high luminosity phase (3ab-1) for the ATLAS b-tag search

Next, we compare these high-pT results to the low-energy constraints derived in the previous section, by minimizing both likelihoods with respect to the Wilson coefficients CLLc and CLRc, again evaluated at the reference high-scale ΛUV=1 TeV. The resulting fit is shown in Fig. 3, where the red and blue bands represent the preferred Δχ2=1 regions for the measurements of RD and RD. The blue lines correspond to the 1σ, 2σ, and 3σ contours of the combined low-energy fit including all bc observables, whereas the gray (green) lines indicate the 95% CL exclusion contours for the CMS (ATLAS) di-tau search using the b-tag channel.10 The solid and dashed lines correspond to the constraints obtained assuming ϵq=3|Vts| and ϵq=2|Vts|, respectively.

Fig. 3.

Fig. 3

High-pT constraints superimposed on the low-energy fit. The red and blue bands represent the Δχ2=1 regions preferred by RD and RD. The blue lines correspond to the 1σ, 2σ, and 3σ contours of the combined low-energy fit including all bc observables (dot = best fit point). The high-pT exclusion limits derived from the b-tag channel of the CMS [36] (ATLAS [39]) search are given by regions outside of the gray (green) lines. On the other hand, the region inside the innermost dotted curve is our projection for the allowed parameter space from high-pT searches (in absence of a signal) with a luminosity of 3ab-1. Finally, the region to the right of the red line is excluded by τ-LFU tests assuming leading log running of CLL33ττ. See text for more details

As can be seen, the high-energy constraints are already very close to the parameter region favored by low-energy data. To this purpose, it should be noted that scenarios with smaller ϵq are more constrained by high-pT as they require a lower scale ΛU to explain the charged-current anomalies (see Eq. (25)). On the other hand, values of ϵq larger than 3|Vts| are both unnatural and highly disfavoured by ΔF=2 constraints in UV complete models in the absence of fine-tuning.

Due to the excess of events currently observed by CMS, the corresponding limits are significantly weaker than those of ATLAS. If interpreted as a signal, the CMS excess (which is further supported by a dedicated t-channel analysis [37]) would favour the parameter region close to the CMS exclusion bounds in Fig. 3. Given the low-energy constraints, this would in turn prefer a scenario with sizable right-handed couplings. On the other hand, ATLAS data are more compatible with low-energy data in the region of a pure left-handed coupling (though right-handed couplings remain viable).

Overall, the plot in Fig. 3 shows that low- and high-energy data yield complementary constraints, and that a U1 explanation of RD() is compatible with present ppττ¯ data. This plot also shows that future high-energy data will play an essential role in testing the U1 explanation of charged-current B anomalies. To illustrate this point, we indicate the projection for an integrated luminosity of 3ab-1 by the shaded green central region in Fig. 3, which shows the potential of the high-luminosity phase of LHC assuming ϵq=2|Vts|. The projection was derived using the ATLAS b-tag search assuming that background uncertainties scale as the square-root of the luminosity. This projection shows that a large part of the relevant parameter space will be probed with the data sets expected from Run-III and the LHC high-luminosity phase.

For completeness, in Fig. 3 we also indicate the region disfavoured by LFU tests in τ decays [78]: the region to the right of the red line is excluded by the experimental determination of (gτW/gμ,eW),π,K [46], using the leading-log (LL) running of CLL33ττ(1TeV) [78], and setting ϵq=3|Vts| (most conservative choice). Due to their purely left-handed nature, τ-LFU tests provide a strong constraint on the left-handed only hypothesis, potentially favouring scenarios with right-handed currents. However, this point comes with the caveat that additional contributions from new states in UV complete models can soften these bounds [79].

Conclusions

In this paper we have analyzed the compatibility of the U1 LQ explanation of the charged-current B-meson anomalies in light of new low- and high-energy data. To this purpose, we have first re-analysed in a bottom-up and, to large extent, model-independent approach the assumptions necessary to relate the U1 couplings appearing in bcτν¯, buτν¯, and bb¯ττ¯ transitions.

Updating the fit to the low-energy data, we find that the region preferred by bc observables is equally compatible with a purely left-handed interaction, as well as with a scenario with right-handed currents of equal magnitude. The latter option is quite interesting, given sizable right-handed currents are a distinctive signature of models where the U1 is embedded in a flavor non-universal gauge group [10]. In both cases, the pull of the U1 hypothesis is at the 3σ level. The present low-energy fit already highlights the role of Buτν¯ in pinning down the residual uncertainty on the flavor structure of the U1 couplings. Indeed, this observable is expected to play an even more important role in the near future with the help of new data coming from Belle-II [80].

Next, we examined collider constraints on the model, focusing on the ppττ¯ Drell-Yan production channel mediated by t-channel U1 exchange that provides the most stringent bounds. By superimposing these limits on the parameter space preferred by the low-energy fit, we conclude that constraints coming from the high-energy ppττ¯ process are already closing in on the low-energy parameter space preferred by the charged-current B-meson anomalies.

While low- and high-energy data are currently well compatible, a large fraction of the viable parameter space will be probed by the high-luminosity phase of the LHC. This is especially true in the case of equal magnitude left- and right-handed currents (CLLc=-CLRc), which has become more viable with the updated low-energy data and will be probed at the 95% confidence level by the LHC. This will provide an exciting test of the well-motivated class of UV completions for the U1 based on non-universal gauge groups, featuring quark-lepton unification for the third family at the TeV scale [10, 11, 20, 22].

Note added

While this project was under completion, an independent phenomenological analysis of charged-current B-meson anomalies, including different leptoquark interpretations, has appeared [81]. Our results in Sect. 3 (low-energy fit) are compatible with those presented in [81].

Acknowledgements

This project has received funding from the European Research Council (ERC) under the European Union’s Horizon 2020 research and innovation programme under grant agreement 833280 (FLAY), and by the Swiss National Science Foundation (SNF) under contract 200020_204428.

Appendix A: Preferred regions for U1 couplings

In view of future searches of U1 signals in channels involving τ leptons, both at high and at low energies, we provide here a summary of the preferred parameter-space region resulting from the low-energy fit performed in this paper. We also report predictions for B(Bsτ+τ-), which can be considered the low-energy counterpart of ppττ¯.

The effective interaction between the U1 field and fermion currents involving the τ lepton is Lint=UμJUμ, with JUμ defined as in (17). By convention, we set βLbτ=1. The parameter βR, which characterises different UV completions of the effective interaction with right-handed fermions, should be treated as a free parameter. In order to define precise benchmarks, we consider two reference cases for βR:

  1. |βR|=0 (Purely left-handed case) Values preferred by low-energy data at 90% CL:
    MU/gU[0.69TeV,1.71TeV], A1
  2. |βR|=1 (Pati-Salam-like LQ) Values preferred by low-energy data at 90% CL:
    MU/gU[0.92TeV,2.19TeV]. A2

In Fig. 4 we show the present and future exclusion bounds in the gU vs. MU plane from high-energy searches, as well as the region preferred by the low-energy fit corresponding to (A1) and (A2).

Fig. 4.

Fig. 4

Preferred region at 90% CL from low-energy charged-current data for mass (MU) and leading fermion coupling (gU) of the U1 LQ. Top: Purely left-handed case (βR=0). Bottom: Pati-Salam-like case (|βR|=1). The gray region and solid lines indicate constraints of present high-energy searches at 95% CL, while the dotted line gives the projected sensitivity at the HL-LHC with a luminosity of 3ab-1

As discussed in the main text, low-energy data on charged currents alone are not able to provide a stringent constraint on βsτ. However, the latter is constrained by ΔMBs under general assumptions about the UV completion. The range we consider motivated in view of future experimental searches is

βsτ[0.06,0.16]. A3

The gU/MU ranges reported in (A1) and (A2) are obtained under this assumption, and setting βdτ=0.

As far as Bsτ+τ- is concerned, the branching fraction can be decomposed as

B(Bsτ+τ-)B(Bsτ+τ-)SM=|1+C10,NPsτC10,SM+χsτCPsτC10,SM|2+1-4mτ2mBs2|χsτCSsτC10,SM|2, A4

where C10,SM=-4.2 and we have defined the chiral enhancement factor

χsτ=mBs22mτ(mb+ms). A5

In terms of the Wilson coefficients of LEFTLQ, the other coefficients appearing in (A4) read

C10,NPsτ=2παVtsVtbCLLsbττ, A6
CSsτ=-CPsτ=4παVtsVtbCLRsbττ. A7

The model predictions for B(Bsτ+τ-) corresponding to the two ranges in (A1) and (A2), as well as the flat range on βsτ in (A3), are shown in Fig. 5.

Fig. 5.

Fig. 5

Predicted range for B(Bsτ+τ-) as a function of δRD=RD/RDSM-1. The filled orange and purple colored regions correspond to the 90% CL preferred regions from the low-energy charged-current fit. The blue vertical bands denote the present 1σ and 2σ experimental ranges for δRD

Data Availability

This manuscript has no associated data or the data will not be deposited. [Authors’ comment: The data used in this paper are already published elsewhere.]

Footnotes

1

Here and in the rest of this section the up- or down-type flavor indices referred to qLi indicate the corresponding SU(2)L doublet in a given (up- or down-type) mass eigenstate.

2

Precise bounds in 4321 gauge models have been discussed in [16].

3

Note that without loss of generality we can change the (overall) phase of the fields such that Vu2 is real and set the CKM matrix to its standard phase convention.

4

Setting ϵq1=0 in a basis where the light-family mixing is real is equivalent to the statement that there is no non-trivial CP-violating phase between eq and Δu,d. This prevents reproducing the physical phase in the CKM matrix using only these spurions. Indeed the (complex) relation (16) implies that the two components in Vu have a different phase in the basis where Δu,d are real.

5

Using the bound B(Bc-τν¯)0.3, derived in [45], we deduce |CLRc|0.33, which has no influence on the fit.

6

More details about the SM predictions of RD and RD and their uncertainties can be found in [4752].

7

As can be seen from Eqs. (3033), what matters for the low-energy fit in case of small Wilson coefficients is Re(CLRc), so in the fit we take CLRc to be real for simplicity.

8

Reference [34] also provides results for the CMS search [37] for di-tau final states using angular observables. However, since such observables are currently not implemented in HighPT we refrain from rescaling our likelihood obtained for the total-transverse mass mττ¯ to this search.

9

The constraints presented in Fig. 2 are obtained assuming ϵq=2|Vts|, but only exhibit a very mild dependence on ϵqi.

10

Notice that the high-pT constraints are pinched at CLLc=0 since this point corresponds to the limit βR [see Eq. (25)].

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Associated Data

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Data Availability Statement

This manuscript has no associated data or the data will not be deposited. [Authors’ comment: The data used in this paper are already published elsewhere.]


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