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. 2023 Jan 10;7:22. Originally published 2022 Jan 24. [Version 3] doi: 10.12688/wellcomeopenres.17403.3

Characteristics and outcomes of COVID-19 patients with COPD from the United States, South Korea, and Europe

David Moreno-Martos 1, Katia Verhamme 2, Anna Ostropolets 3, Kristin Kostka 4,5, Talita Duarte-Sales 6, Daniel Prieto-Alhambra 7, Thamir M Alshammari 8, Heba Alghoul 9, Waheed-Ul-Rahman Ahmed 7,10, Clair Blacketer 2,11, Scott DuVall 12, Lana Lai 13, Michael Matheny 14,15, Fredrik Nyberg 16, Jose Posada 17, Peter Rijnbeek 2, Matthew Spotnitz 3, Anthony Sena 2,11, Nigam Shah 17, Marc Suchard 18,19, Seng Chan You 20, George Hripcsak 3, Patrick Ryan 3,11, Daniel Morales 1,21,a
PMCID: PMC9951545  PMID: 36845321

Version Changes

Revised. Amendments from Version 2

Sentences furthering limitations of this study have been added. These include comments on definition of the hospitalized cohort and on misclassification of asthmatics. We have also removed the lines related to hydroxychloroquine and azithromycin. Finally, we mention through all the text that this study relates to the first wave of the pandemic.

Abstract

Background: Characterization studies of COVID-19 patients with chronic obstructive pulmonary disease (COPD) are limited in size and scope. The aim of the study is to provide a large-scale characterization of COVID-19 patients with COPD.

Methods: We included thirteen databases contributing data from January-June 2020 from North America (US), Europe and Asia. We defined two cohorts of patients with COVID-19 namely a ‘diagnosed’ and ‘hospitalized’ cohort. We followed patients from COVID-19 index date to 30 days or death. We performed descriptive analysis and reported the frequency of characteristics and outcomes among COPD patients with COVID-19.

Results: The study included 934,778 patients in the diagnosed COVID-19 cohort and 177,201 in the hospitalized COVID-19 cohort. Observed COPD prevalence in the diagnosed cohort ranged from 3.8% (95%CI 3.5-4.1%) in French data to 22.7% (95%CI 22.4-23.0) in US data, and from 1.9% (95%CI 1.6-2.2) in South Korean to 44.0% (95%CI 43.1-45.0) in US data, in the hospitalized cohorts. COPD patients in the hospitalized cohort had greater comorbidity than those in the diagnosed cohort, including hypertension, heart disease, diabetes and obesity. Mortality was higher in COPD patients in the hospitalized cohort and ranged from 7.6% (95%CI 6.9-8.4) to 32.2% (95%CI 28.0-36.7) across databases. ARDS, acute renal failure, cardiac arrhythmia and sepsis were the most common outcomes among hospitalized COPD patients.  

Conclusion: COPD patients with COVID-19 have high levels of COVID-19-associated comorbidities and poor COVID-19 outcomes. Further research is required to identify patients with COPD at high risk of worse outcomes.

Keywords: COPD, SARS-CoV-2, coronavirus, COVID, epidemiology.

Introduction

Severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) has infected over 200 million patients and resulted in more than 4.2 million deaths worldwide as of April 2021 1 . Coronavirus disease 2019 (COVID-19) can lead to severe lung injury and pneumonia, acute kidney injury, cardiovascular complications, and death. The symptoms and complications of COVID-19 early in the pandemic have been compared to seasonal influenza resulting in national policy measures classifying chronic obstructive pulmonary disease (COPD) patients as high risk and advising them to take additional protective measures 2 . The prevalence of COPD among COVID-19 patients has ranged from 0.8% to 38% during the first wave of the pandemic depending upon the cohort studied 3 . Whilst some studies suggested that the prevalence of COPD among COVID-19 patients during the first wave of the pandemic may be lower than the prevalence of COPD in the general population COPD was still considered a risk factor for severe COVID-19 disease 4 .

Estimates for the prevalence of COPD among COVID-19 patients from the first wave of the pandemic typically came from small, single-centre hospitalised cohorts and examined a limited range of patient characteristics and outcomes 3 . Larger comparisons from geographically diverse cohorts that also include patients with milder COVID-19 illness provide a more compelling picture and improve generalisability. Viral respiratory tract infections are common triggers for exacerbations resulting in increased morbidity and mortality yet it is uncertain how often people with COPD with COVID-19 present with exacerbations 5, 6 .

The aim of this study was to perform a large-scale, federated network, descriptive characterization study reporting the demographics, comorbidities, and outcomes of COPD patients with COVID-19 during the first wave of the pandemic at the point of diagnosis and hospitalisation.

Methods

Ethical approval

All the data partners received Institutional Review Board (IRB) approval or exemption. STARR-OMOP had approval from IRB Panel #8 (RB-53248) registered to Leland Stanford Junior University under the Stanford Human Research Protection Program (HRPP). The use of VA data was reviewed by the Department of Veterans Affairs Central Institutional Review Board (IRB), was determined to meet the criteria for exemption under Exemption Category 4(3), and approved for Waiver of HIPAA Authorization. The research was approved by the Columbia University Institutional Review Board as an OHDSI network study. The use of SIDIAP was approved by the Clinical Research Ethics Committee of the IDIAPJGol (project code: 20/070-PCV). The use of CPRD was approved by the Independent Scientific Advisory Committee (ISAC) (protocol number 20_059RA2). The use of IQVIA OpenClaims and IPCI was exempted from IRB approval for COVID-19 research.

Study design

The Characterizing Health Associated Risks and Your Baseline Disease In SARS-COV-2 (CHARYBDIS) study is a multinational cohort study using retrospective electronic health records and claims data on COVID-19 patients from three continents during the first wave of the pandemic, the North America (US), Europe, and Asia 7 . All data for were standardized to the Observational Medical Outcomes Partnership (OMOP) Common Data Model (CDM) 8, 9 . The Charybdis protocol and source code is available via open access ( https://github.com/ohdsi-studies/Covid19CharacterizationCharybdis) 10 .

Data sources

Of the nineteen databases available on 28 th November 2020, 13 that had a minimum sample size of 140 COVID-19 patients with COPD were included. This minimum threshold was considered appropriate to estimate the prevalence of a previous condition or 30-day risk of an outcome affecting 10% of the study population. Supplementary Figure S1 presents the database selection process for this study 11 .

Data from the United States included: the University of Colorado Anschuz Medical Campus Health Data Compass (CU-AMC HDC), the Columbia University Irving Medical Center data warehouse (CUIMC), HealthVerity, Stanford Medicine Research Data Repository (STARR-OMOP), IQVIA Open Claims, Optum de-identified Electronic Health Record Dataset and the United States Department of Veterans Affairs (VA-OMOP). Data from South Korea included the Health Insurance Review & Assessment Service (HIRA) database. Data from Europe included the Spanish Information System for Research in Primary Care (SIDIAP) database; the Dutch Integrated Primary Care Information (IPCI) database, LPD (Longitudinal Patients Database) France, LPD Italy and the UK Clinical Practice Research Datalink (CPRD). Further information about databases considered for inclusion is contained in Appendix 1 11 .

Study participants and follow-up

COVID-19 cohorts: Two non-mutually exclusive cohorts were defined (Appendix 2) 11 . COVID-19 patients in the diagnosed cohort were defined as patients during the first wave of the pandemic having a clinical diagnosis and/or positive test for SARS-CoV-2 from outpatient or inpatient records. In the diagnosed cohort, the index date was the earliest date of COVID-19 diagnosis or a first positive test. COVID-19 patients in the hospitalized cohort were defined as patients during the first wave of the pandemic with a hospitalization episode and a clinical diagnosis of COVID-19 or positive SARS-CoV-2 test within 21 days prior to admission and up to the end of hospitalization. This time window was chosen to include patients with a diagnosis prior to hospitalization and to allow for delays in recording of test results. In the hospitalized cohort, the index date was the day of hospitalization.

All patients were required to have at least a year of observation time prior to index date. Patients were followed from the index date to the earliest of the studied outcome, end of follow-up (30 days after index date), end of data capture, or death.

COPD definition: COPD was defined as either: a) an occurrence of a COPD diagnosis code any time on or before the COVID-19 index date or b) a prescription or administration of COPD medications within the year prior to index date in patients older than or equal to 55 years (Appendix 3) 11 . We excluded patients with a diagnosis of asthma prior to the COPD diagnosis to avoid misclassification with asthma. Codes used to define these cohorts have been previously described 12, 13 and are included in the Appendix 11 .

Baseline characteristics

Conditions and procedures were identified within 1 to 365 to days prior to the index date using Systematized Nomenclature of Medicine (SNOMED CT) codes with all descendent codes included codes mapped from local source vocabularies. We report pre-specified demographics and conditions related to COPD and COVID-19. Other conditions analysed as part of the larger CHARYBDIS project are reported here ( https://data.ohdsi.org/Covid19CharacterizationCharybdis/).

COPD exacerbation was defined by a COPD exacerbation code at index date in databases with disease codes for exacerbation. The following medications were identified within 1 to 30 days prior to index date to characterise how patients were recently managed prior to the COVID-19 index date: systemic corticosteroids, inhaled corticosteroids (ICS), short-acting beta2-agonists (SABA), long-acting beta2-agonists (LABA), short-acting muscarinic antagonists (SAMA), long-acting antimuscarinic antagonists (LAMA), methylxanthines, mucolytics, oxygen therapy, antibiotics (beta-lactam penicillins, macrolides, fluoroquinolones), acetaminophen, nonsteroidal anti-inflammatory drugs (NSAIDs), and opioids. Medication use was calculated using drug eras that began starting on the date of the first drug exposure and ended on the observed end date of the last concatenated medication record, with a grace period of 30 days between medication records which allowed for sequential medication records to be considered as a continuous drug era.

Outcomes

We identified the following outcomes within 30 days following the index date: death, use of intensive services (identified as a recorded invasive mechanical ventilation and/or a tracheostomy and/or extracorporeal membrane oxygenation procedure), acute respiratory distress syndrome (ARDS), acute renal failure syndrome (ARFS), cardiac arrhythmia, heart failure, pulmonary oedema, myocardial infarction, sepsis, bleeding, venous thromboembolism (VTE), pulmonary embolism (PE) and stroke (ischaemic and haemorrhagic).

Analysis

A common analytical code for CHARYBDIS was run locally in each database. Only aggregate results from each database were then shared. We report the number and proportion by socio-demographics, history of comorbidities, and commonly used medications in each population with 95% confidence intervals (CI) calculated using the Wilson score method. Standardised mean differences (SMD) were calculated to aid comparison between study cohorts. We used R version 3.6.0 for data visualization. All the data partners obtained Institutional Review Board (IRB) approval or exemption to conduct this study, as required.

Results

Prevalence of COPD

The study included 934,778 COVID-19 patients from the first wave of the pandemic in the diagnosed cohort (84.0% from US and 16.0% from European databases) and 177,201 COVID-19 patients in the hospitalized cohort (87.5% from US, 8.8% from European and 3.7% from South Korean databases). The observed prevalence of COPD in the diagnosed cohort ranged from 3.8% (95%CI 3.5-4.1) in data from France to 22.7% (95%CI 22.4-23.0) in the US (overall median 7.7%) ( Table 1) during the first wave of the pandemic. The observed prevalence of COPD in COVID-19 patients in the hospitalized cohort ranged from 1.9% (95%CI 1.6-2.2) in data from South Korea to 44.0% (95%CI 43.1-45.0) in the US (overall median 20.9%) during the first wave of the pandemic. Among databases contributing to both COVID-19 cohorts, the prevalence of COPD was greater in hospitalized than in the diagnosed COVID-19 cohorts. COPD exacerbation at presentation ranged from <0.8% to 6.4% (95%CI 4.8-8.5) in the diagnosed cohort (median 4.1%), and from 1.3% (95%CI 0.6-2.8) to 12.0% (95%CI 8.8-16.2) amongst those in the hospitalized cohort (median 7.7%) ( Table 2).

Table 1. Prevalence of COPD in COVID-19 patients from 26 database cohorts in 7 countries.

Cohort US
CU-AMC
US
CUIMC
US
HealthVerity
US
IQVIA
OpenClaims
US
Optum EHR
US
STARR-
OMOP
US
VA-OMOP
KR
HIRA
UK
CPRD
NL
IPCI
ES
SIDIAP
FR
LPD
France
IT
LPD
Italy
Diagnosed COVID-19 7270 8519 114173 466191 129512 3328 55557 - 3372 3047 122141 17180 4488
COPD (n) 692 770 6500 68262 11056 218 12610 - 261 200 15803 648 340
Prevalence (%), 95%CI 9.5
8.9-10.2
9.0
8.4-9.7
5.7
5.6-5.8
14.6
14.5-14.7
8.5
8.4-8.7
6.6
5.8-7.4
22.7
22.4-23.0
- 7.7
6.9-8.7
6.6
5.7-7.5
12.9
12.8-13.1
3.8
3.5-4.1
7.6
6.8-8.4
Hospitalized COVID-19 1434 2600 7581 133091 22024 - 10471 7599 - - 18202 - -
COPD (n) 299 447 1649 30917 4504 - 4611 145 - - 4843 - -
Prevalence (%), 95%CI 20.9
18.8-23.0
17.2
15.8-18.7
21.8
20.8-22.7
23.2
23.0-23.5
20.5
19.9-21.0
- 44.0
43.1-45.0
1.9
1.6-2.2
- - 26.6
26.0-27.3
- -

Grey =US database. Pink=South Korean database. Yellow=European database. US=United States. KR=South Korea. UK=United Kingdom. NL=Netherlands. ES=Spain. (n) = number. NA= not applicable for that cohort.

Table 2. Prevalence of COPD exacerbation in COVID-19 patients.

Cohort US
CU-AMC
US
CUIMC
US
HealthVerity
US
IQVIA
OpenClaims
US
Optum
EHR
US
STARR-
OMOP
US
VA-
OMOP
KR
HIRA
UK
CPRD
ES
SIDIAP
FR
LPD
France
Diagnosed COVID-19
Prevalence (%), 95%CI
6.4
4.8-8.5
1.9
1.1-3.1
3.7
3.3-4.2
5.0
4.8-5.2
6.2
5.8-6.7
4.1
2.2-7.6
2.9
2.6-3.2
- <1.9 1.8
1.6-2.0
<0.8
Hospitalized COVID-19
Prevalence (%), 95%CI
12.0
8.8-16.2
1.3
0.6-2.8
8.6
7.3-10.1
7.7
7.4-8.0
10.8
9.9-11.7
- 5.5
4.9-6.2
<3.4 - 3.2
2.7-3.7
-

*No data on COPD exacerbations recorded for IPCI and LDP Italy. Grey =US database. Pink=South Korean database. Yellow=European database. US=United States. KR=South Korea. UK=United Kingdom. NL=Netherlands. ES=Spain.

Demographics

In the hospitalized cohort, COPD patients with COVID-19 were more commonly male (range 46.8% to 58.5%, overall median 54.5%) (Supplementary Table S1) 11 . However, there was less consistent sex difference amongst patients in the diagnosed cohort (Supplementary Table S2) 11 . Whilst in VA-OMOP 96.7% of hospitalized patients and 94.6% of diagnosed patients were male, this was expected due to the population demographics with data predominantly originating from male veterans. In both cohorts, COPD patients with COVID-19 had a similar distribution of age and were more commonly older than 65 years (Supplementary Figure S2 and S3) 11 .

Baseline comorbidities

In the diagnosed COPD cohort, the most prevalent comorbidities included obesity (median 49.1%), cardiovascular disease (median 63.2%), hypertension (median 72.4%), chronic kidney disease (CKD) (median 29.8%) and type 2 diabetes mellitus (T2DM) (median 35.9%) ( Table 3). Compared to those in the diagnosed cohort, the hospitalized COPD cohort had a greater prevalence of cardiovascular comorbidities, T2DM and CKD although these differences were typically modest ( Table 4, Figure 1, Supplementary Figure S3) 11 .

Figure 1. Prevalence of comorbidities among COPD patients with COVID-19 who have been diagnosed (red) and hospitalized (blue).

Figure 1.

*Databases contributing patients to both the diagnosed and hospitalized cohorts. T2DM=Type 2 diabetes mellitus. MI=myocardial infarction. CVD=Cerebrovascular disease. CLD=chronic liver disease. CKD=chronic kidney disease. Autoimmune Cond.=autoimmune conditions. CVS=Cardiovascular.

Table 3. Prevalence of comorbidity in COPD patients in the diagnosed COVID-19 cohort.

CU-AMC HDC
% (95%CI)
CUIMC
% (95%CI)
HealthVerity
% (95%CI)
IQVIA-
OpenClaims
% (95%CI)
OptumEhr
% (95%CI)
STARR-OMOP
% (95%CI)
VA-OMOP
% (95%CI)
CPRD
% (95%CI)
IPCI
% (95%CI)
SIDIAP
% (95%CI)
LPD-FRANCE
% (95%CI)
LPDItaly
% (95%CI)
Anxiety 16.6 (14.0-19.6) 11.4 (9.3-13.8) 15.7 (14.8-16.6) 15.9 (15.6-16.2) 18.6 (17.9-19.3) 21.1 (16.2-27.0) 33.5 (32.7-34.3) <1.9 8.0 (5.0-12.6) 26.3 (25.6-27.0) 11.6 (9.4-14.3) 10.3 (7.5-14.0)
Atrial fibrillation 16.3 (13.7-19.2) 16.2 (13.8-19.0) 13.8 (13.0-14.7) 17.5 (17.2-17.8) 17.0 (16.3-17.7) 17.4 (12.9-23.0) 17.9 (17.2-18.6) 4.2 (2.4-7.4) 9.5 (6.2-14.4) 15.1 (14.5-15.7) <0.8 12.4 (9.3-16.3)
Autoimmune condition 18.6 (15.9-21.7) 33.9 (30.6-37.3) 13.7 (12.9-14.6) 37.4 (37.0-37.8) 19.9 (19.2-20.6) 18.8 (14.2-24.5) 32.6 (31.8-33.4) 13.8 (10.1-18.5) 27.5 (21.8-34.1) 12.0 (11.5-12.5) 18.5 (15.7-21.7) 22.4 (18.3-27.1)
Bronchiectasis <1.4 2.9 (1.9-4.3) 1.1 (0.9-1.4) 1.4 (1.3-1.5) 1.5 (1.3-1.7) 5.5 (3.2-9.4) 0.8 (0.7-1.0) <1.9 <2.5 4.1 (3.8-4.4) 1.2 (0.6-2.4) <1.5
Cancer * 28.2 (25.0-31.7) 37.4 (34.1-40.9) 12.9 (12.1-13.7) 30.3 (30.0-30.6) 29.5 (28.7-30.4) 47.2 (40.7-53.8) 37.3 (36.5-38.1) 14.9 (11.1-19.7) 28.0 (22.2-34.6) 19.0 (18.4-19.6) 9.6 (7.6-12.1) 27.1 (22.7-32.1)
Cardiac arrhythmia 28.5 (25.3-32.0) 24.4 (21.5-27.6) 18.9 (18.0-19.9) 25.6 (25.3-25.9) 28.0 (27.2-28.8) 28.0 (22.5-34.3) 25.6 (24.9-26.4) 4.6 (2.6-7.9) 11.0 (7.4-16.1) 26.4 (25.7-27.1) 5.7 (4.2-7.8) 19.1 (15.3-23.6)
Cerebrovascular disease 6.6 (5.0-8.7) 10.8 (8.8-13.2) 7.3 (6.7-8.0) 10.4 (10.2-10.6) 9.0 (8.5-9.6) 7.3 (4.5-11.5) 8.5 (8.0-9.0) 4.6 (2.6-7.9) 6.5 (3.8-10.8) 4.0 (3.7-4.3) 4.0 (2.7-5.8) 10.9 (8.0-14.7)
Chronic Liver Disease 3.0 (2.0-4.6) 3.6 (2.5-5.2) 2.3 (2.0-2.7) 2.5 (2.4-2.6) 3.2 (2.9-3.5) 9.6 (6.4-14.2) 7.2 (6.8-7.7) - - 2.2 (2.0-2.4) <0.8 3.5 (2.0-6.0)
CKD * 29.8 (26.5-33.3) 39.5 (36.1-43.0) 21.6 (20.6-22.6) 40.0 (39.6-40.4) 36.0 (35.1-36.9) 33.9 (27.9-40.4) 36.3 (35.5-37.1) 26.1 (21.1-31.8) 23.0 (17.7-29.3) 23.0 (22.4-23.7) 3.5 (2.3-5.2) 11.2 (8.3-15.0)
Depression 15.6 (13.1-18.5) 14.3 (12.0-17.0) 10.7 (10.0-11.5) 12.8 (12.6-13.1) 14.9 (14.2-15.6) 19.3 (14.6-25.0) 21.2 (20.5-21.9) 6.9 (4.4-10.6) 3.0 (1.4-6.4) 18.2 (17.6-18.8) 11.9 (9.6-14.6) 8.8 (6.2-12.3)
Heart disease * 63.2 (59.5-66.7) 80.0 (77.0-82.7) 47.4 (46.2-48.6) 81.4 (81.1-81.7) 67.7 (66.8-68.6) 65.6 (59.1-71.6) 77.2 (76.5-77.9) 44.8 (38.9-50.9) 49.5 (42.6-56.4) 43.7 (42.9-44.5) 18.7 (15.9-21.9) 46.5 (41.3-51.8)
Heart failure 18.2 (15.5-21.2) 22.6 (19.8-25.7) 19.9 (19.0-20.9) 26.8 (26.5-27.1) 21.2 (20.4-22.0) 19.7 (15.0-25.5) 20.4 (19.7-21.1) 4.6 (2.6-7.9) 8.5 (5.4-13.2) 12.3 (11.8-12.8) 2.0 (1.2-3.4) 5.3 (3.4-8.2)
Hypertension * 72.4 (69.0-75.6) 86.9 (84.3-89.1) 58.8 (57.6-60.0) 90.0 (89.8-90.2) 79.1 (78.3-79.8) 75.2 (69.1-80.5) 89.1 (88.5-89.6) 30.7 (25.4-36.5) 49.5 (42.6-56.4) 39.0 (38.2-39.8) 43.1 (39.3-46.9) 66.8 (61.6-71.6)
Interstitial lung disease 1.6 (0.9-2.8) 2.5 (1.6-3.9) 2.1 (1.8-2.5) 2.6 (2.5-2.7) 2.4 (2.1-2.7) 4.1 (2.2-7.6) 1.6 (1.4-1.8) <1.9 - 0.5 (0.4-0.6) <0.8 <1.5
Myocardial infarction 12.6 (10.3-15.3) 8.6 (6.8-10.8) 4.6 (4.1-5.1) 6.3 (6.1-6.5) 10.7 (10.1-11.3) 10.6 (7.2-15.4) 6.7 (6.3-7.1) <1.9 6.0 (3.5-10.2) 2.7 (2.5-3.0) <0.8 3.5 (2.0-6.0)
Obesity 47.5 (43.8-51.2) 57.3 (53.8-60.8) 20.1 (19.1-21.1) 35.8 (35.4-36.2) 60.7 (59.8-61.6) 49.1 (42.5-55.7) 55.2 (54.3-56.1) 50.6 (44.6-56.6) 33.0 (26.9-39.8) 52.1 (51.3-52.9) 14.4 (11.9-17.3) 25.6 (21.2-30.5)
Sleep apnea 21.5 (18.6-24.7) 9.6 (7.7-11.9) 10.9 (10.2-11.7) 9.8 (9.6-10.0) 14.4 (13.8-15.1) 23.4 (18.3-29.4) 30.6 (29.8-31.4) <1.9 <2.5 6.0 (5.6-6.4) 1.2 (0.6-2.4) 2.1 (1.0-4.2)
T2DM * 34.5 (31.0-38.1) 50.4 (46.9-53.9) 35.9 (34.7-37.1) 57.6 (57.2-58.0) 40.6 (39.7-41.5) 40.8 (34.5-47.4) 54.5 (53.6-55.4) 24.9 (20.0-30.5) 34.0 (27.8-40.8) 21.6 (21.0-22.2) 18.2 (15.4-21.4) 20.6 (16.6-25.2)

*Prevalent conditions measured any time in the past, others within the previous year. Grey =US database. Pink=South Korean database. Yellow=European database. CKD=Chronic kidney disease. T2DM=type 2 diabetes mellitus.

Table 4. Prevalence of comorbidity in hospitalized COVID-19 patients with COPD.

CU-AMC HDC
% (95%CI)
CUIMC
% (95%CI)
HealthVerity
% (95%CI)
IQVIA-
OpenClaims
% (95%CI)
OptumEhr
% (95%CI)
VA-OMOP
% (95%CI)
HIRA
% (95%CI)
SIDIAP
% (95%CI)
Anxiety 17.1 (13.3-21.8) 10.1 (7.6-13.2) 21.4 (19.5-23.4) 15.3 (14.9-15.7) 17.0 (15.9-18.1) 32.3 (31.0-33.7) 20.0 (14.3-27.3) 23.3 (22.1-24.5)
Atrial fibrillation 19.1 (15.0-23.9) 17.0 (13.8-20.8) 23.7 (21.7-25.8) 20.5 (20.0-21.0) 20.0 (18.9-21.2) 22.3 (21.1-23.5) <3.4 16.7 (15.7-17.8)
Autoimmune
condition
16.7 (12.9-21.3) 36.7 (32.4-41.3) 17.3 (15.6-19.2) 40.0 (39.5-40.6) 19.1 (18.0-20.3) 36.9 (35.5-38.3) 20.7 (14.9-28.0) 12.7 (11.8-13.7)
Bronchiectasis <3.3 3.4 (2.1-5.5) 1.6 (1.1-2.3) 1.7 (1.6-1.8) 1.5 (1.2-1.9) 0.8 (0.6-1.1) <3.4 5.0 (4.4-5.7)
Cancer * 26.4 (21.7-31.7) 35.3 (31.0-39.8) 15.1 (13.5-16.9) 32.5 (32.0-33.0) 28.8 (27.5-30.1) 40.3 (38.9-41.7) 20.0 (14.3-27.3) 22.4 (21.2-23.6)
Cardiac
arrhythmia
31.8 (26.8-37.3) 25.5 (21.7-29.7) 31.6 (29.4-33.9) 31.1 (30.6-31.6) 33.3 (31.9-34.7) 31.9 (30.6-33.3) 9.7 (5.9-15.6) 29.6 (28.3-30.9)
Cerebrovascular
disease
7.4 (4.9-10.9) 11.4 (8.8-14.7) 11.0 (9.6-12.6) 12.4 (12.0-12.8) 9.2 (8.4-10.1) 9.8 (9.0-10.7) 13.1 (8.6-19.6) 3.8 (3.3-4.4)
Chronic Liver
Disease
4.3 (2.5-7.2) 4.7 (3.1-7.1) 4.1 (3.2-5.2) 3.1 (2.9-3.3) 3.4 (2.9-4.0) 9.1 (8.3-10.0) 10.3 (6.3-16.3) 1.9 (1.6-2.3)
CKD * 34.4 (29.2-40.0) 47.7 (43.1-52.3) 36.7 (34.4-39.1) 47.7 (47.1-48.3) 40.8 (39.4-42.2) 47.3 (45.9-48.7) 17.2 (11.9-24.2) 25.2 (24.0-26.4)
Depression 18.4 (14.4-23.2) 17.0 (13.8-20.8) 14.6 (13.0-16.4) 12.7 (12.3-13.1) 14.1 (13.1-15.2) 19.7 (18.6-20.9) 6.9 (3.8-12.2) 14.8 (13.8-15.8)
Heart disease * 66.9 (61.4-72.0) 83.4 (79.7-86.6) 66.3 (64.0-68.5) 86.1 (85.7-86.5) 70.7 (69.3-72.0) 83.0 (81.9-84.1) 38.6 (31.1-46.7) 49.6 (48.2-51.0)
Heart failure 22.7 (18.3-27.8) 27.1 (23.2-31.4) 35.8 (33.5-38.1) 33.2 (32.7-33.7) 26.4 (25.1-27.7) 28.4 (27.1-29.7) 15.2 (10.3-21.9) 14.0 (13.1-15.0)
Hypertension * 75.9 (70.7-80.4) 90.8 (87.8-93.1) 75.3 (73.2-77.3) 93.0 (92.7-93.3) 79.9 (78.7-81.0) 93.0 (92.2-93.7) 55.9 (47.8-63.7) 41.1 (39.7-42.5)
Interstitial lung
disease
<3.3 3.1 (1.8-5.1) 3.5 (2.7-4.5) 4.6 (4.4-4.8) 3.2 (2.7-3.8) 2.1 (1.7-2.6) <3.4 0.8 (0.6-1.1)
Myocardial
infarction
17.1 (13.3-21.8) 11.9 (9.2-15.2) 8.8 (7.5-10.3) 9.1 (8.8-9.4) 14.3 (13.3-15.3) 9.8 (9.0-10.7) <3.4 3.6 (3.1-4.2)
Obesity 50.5 (44.9-56.1) 58.2 (53.6-62.7) 25.7 (23.6-27.9) 38.8 (38.3-39.3) 58.3 (56.9-59.7) 55.0 (53.6-56.4) - 57.7 (56.3-59.1)
Sleep apnea 22.1 (17.8-27.1) 9.2 (6.9-12.2) 13.5 (11.9-15.2) 11.6 (11.2-12.0) 13.9 (12.9-14.9) 29.7 (28.4-31.0) - 8.3 (7.6-9.1)
T2DM * 40.5 (35.1-46.2) 58.8 (54.2-63.3) 48.6 (46.2-51.0) 63.0 (62.5-63.5) 44.6 (43.1-46.1) 61.6 (60.2-63.0) 57.2 (49.1-65.0) 25.6 (24.4-26.9)

*Prevalent conditions measured any time in the past, others within the previous year. Grey =US database. Pink=South Korean database. Yellow=European database. CKD=Chronic kidney disease. T2DM=type 2 diabetes mellitus.

Medication use

Systemic corticosteroid use in the 30 days prior to index date ranged from 5.1% (95%CI 3.7-7.1) to 26.4% (95%CI 21.4-32.1) in the diagnosed cohort, and from 7.5% (95%CI 6.3-8.9) to 28.4% (95%CI 23.6-33.8) in the hospitalized cohort ( Table 5 and Supplementary Table S3) 11 . Corresponding numbers for inhaled corticosteroid (ICS) use ranged from 5.3% (95%CI 3.4-8.27.7) to 44.8% (95%CI 38.9-50.9), and from 7.6% (95%CI 5.5-10.4) to 33.7% (95%CI 32.4-35.0) respectively ( Figure 2). LABA use was more frequent than LAMA use. Macrolides were the most commonly prescribed antibiotics in the 30 days before index date in the US, French, and Italian databases while beta-lactam penicillins were more frequently prescribed in the South Korean, UK, Spanish and Dutch databases. Acetaminophen and NSAIDs were commonly prescribed to COPD patients, with use of both being more prevalent in the hospitalized cohort.

Figure 2. Prevalence of treatments among COPD patients with COVID-19 who have been diagnosed (red) and hospitalized (blue).

Figure 2.

*Databases contributing patients to both the diagnosed and hospitalized cohorts. SAMA=short-acting muscarinic antagonist. SABA=short-acting beta2-agonist. LAMA=Long-acting muscarinic antagonist. LABA=Long-acting beta2-agonist. ICS=inhaled corticosteroids. NSAIDs=non-steroidal anti-inflammatory drugs.

Table 5. Prevalence of treatments in patients with COPD in the 30 days before COVID-19 hospitalization.

CU-AMC HDC %
(95%CI)
CUIMC %
(95%CI)
HealthVerity
% (95%CI)
IQVIA-
OpenClaims
% (95%CI)
OptumEhr % (95%CI) VA-OMOP %
(95%CI)
HIRA % (95%CI) SIDIAP %
(95%CI)
Systemic
corticosteroids
28.4 (23.6-33.8) 13.4 (10.5-16.9) 7.5 (6.3-8.9) 12.7 (12.3-13.1) 16.1 (15.1-17.2) 16.1 (15.1-17.2) 23.4 (17.2-30.9) 17.9 (16.9-19.0)
Inhaled
corticosteroid
25.8 (21.2-31.0) 7.6 (5.5-10.4) 9.6 (8.3-11.1) 14.0 (13.6-14.4) 14.4 (13.4-15.5) 26.5 (25.2-27.8) <6.8 33.7 (32.4-35.0)
SABA 33.4 (28.3-38.9) 13.0 (10.2-16.4) 9.5 (8.2-11.0) 14.4 (14.0-14.8) 20.6 (19.4-21.8) 26.9 (25.6-28.2) <3.4 14.3 (13.3-15.3)
SAMA 17.1 (13.3-21.8) 6.0 (4.2-8.6) 4.1 (3.2-5.2) 4.9 (4.7-5.1) 11.1 (10.2-12.0) 10.8 (9.9-11.7) <3.4 22.4 (21.2-23.6)
LABA 19.7 (15.6-24.6) 5.1 (3.4-7.6) 7.1 (6.0-8.4) 10.6 (10.3-10.9) 10.9 (10.0-11.8) 18.4 (17.3-19.5) 4.1 (1.9-8.7) 30.4 (29.1-31.7)
LAMA 7.4 (4.9-10.9) 1.3 (0.6-2.8) 3.8 (3.0-4.8) 6.4 (6.1-6.7) 7.2 (6.5-8.0) 13.8 (12.8-14.8) <3.4 19.3 (18.2-20.4)
Mucolytics <3.3 <1.1 0.8 (0.5-1.4) 0.2 (0.2-0.3) 1.3 (1.0-1.7) 1.5 (1.2-1.9) 71.0 (63.1-77.8) 12.4 (11.5-13.4)
Beta-lactam
penicillins
7.0 (4.6-10.5) 4.7 (3.1-7.1) 3.3 (2.5-4.3) 4.0 (3.8-4.2) 5.9 (5.2-6.6) 5.9 (5.3-6.6) 13.1 (8.6-19.6) 11.7 (10.8-12.6)
Fluoroquinolones 4.7 (2.8-7.7) 4.7 (3.1-7.1) 2.8 (2.1-3.7) 4.3 (4.1-4.5) 3.7 (3.2-4.3) 2.8 (2.4-3.3) 9.7 (5.9-15.6) 10.0 (9.2-10.9)
Macrolides 11.4 (8.3-15.5) 9.4 (7.0-12.5) 6.1 (5.0-7.4) 8.9 (8.6-9.2) 9.1 (8.3-10.0) 7.5 (6.8-8.3) 9.7 (5.9-15.6) 10.6 (9.8-11.5)
Acetaminophen 34.4 (29.2-40.0) 19.5 (16.1-23.4) 3.9 (3.1-5.0) 8.4 (8.1-8.7) 24.2 (23.0-25.5) 30.3 (29.0-31.6) 45.5 (37.6-53.6) 60.4 (59.0-61.8)
NSAIDs 54.2 (48.5-59.8) 7.4 (5.3-10.2) 3.5 (2.7-4.5) 19.7 (19.3-20.2) 7.8 (7.0-8.6) 48.8 (47.4-50.2) 27.6 (21.0-35.4) 9.2 (8.4-10.1)
Opioids 28.8 (24.0-34.2) 8.3 (6.1-11.2) 5.3 (4.3-6.5) 9.0 (8.7-9.3) 13.7 (12.7-14.7) 12.5 (11.6-13.5) 48.3 (40.3-56.4) 17.6 (16.6-18.7)
Oxygen 7.7 (5.2-11.3) <1.1 2.8 (2.1-3.7) 2.4 (2.2-2.6) 2.5 (2.1-3.0) 1.4 (1.1-1.8) 4.8 (2.3-9.6) <0.1

Grey =US database. Pink=South Korean database. Yellow=European database. SABA=short-acting beta-agonist. SAMA=short-acting muscarinic-antagonist. LABA=long-acting beta-agonist. LAMA=Long-acting muscarinic-antagonist. NSAIDs=non-steroidal anti-inflammatory drugs.

Outcomes

The proportion of hospitalized COVID-19 patients during the first wave of the pandemic requiring intensive services varied from 5.5% (95%CI 4.5-6.7) to 30.8% (95%CI 25.8-36.2) (median 17.7%). Amongst hospitalized COPD patients with COVID-19 during the first wave of the pandemic, the most common 30-day outcomes included ARDS (median 45.9%), ARFS (median 45.9%), cardiac arrhythmia (median 29.6%), heart failure (median 14.6%) and sepsis (median 16.9%). Outcomes were more common in the hospitalised cohort than the diagnosed patients ( Figure 3). ( Table 6 and Supplementary Table S4) 11 . Among COPD patients with COVID-19 in the hospitalized cohort, 30-day mortality during the first wave of the pandemic ranged from 7.6% (95%CI 6.9-8.4) to 32.2% (95%CI 28.0-36.7) (medium 21.4%), whilst in the diagnosed cohort 30-day mortality ranged from 3.7% (95%CI 3.4-4.1) to 24.9% (95%CI 20.0-30.5) (median 15.6%) ( Table 7).

Figure 3. Prevalence of outcomes among COPD patients with COVID-19 who have been diagnosed (red) and hospitalized (blue).

Figure 3.

*Databases contributing patients to both the diagnosed and hospitalized cohorts. VTHE=venous thromboembolism. PE=pulmonary edema. MI=myocardial infarction. ARFS=Acute renal failure syndrome. ARDS=Acute respiratory distress syndrome.

Table 6. Prevalence of outcomes in hospitalized COVID-19 patients with COPD.

CU-AMC HDC
% (95%CI)
CUIMC %
(95%CI)
HealthVerity
% (95%CI)
IQVIA-
OpenClaims
% (95%CI)
OptumEhr %
(95%CI)
VA-OMOP %
(95%CI)
HIRA %
(95%CI)
Intensive
services
30.8 (25.8-36.2) NA 5.5 (4.5-6.7) 9.9 (9.6-10.2) 17.7 (16.6-18.8) 18.4 (17.3-19.5) 9.7 (5.9-15.6)
ARDS 72.9 (67.6-77.6) 19.0 (15.6-22.9) 25.6 (23.5-27.8) 31.7 (31.2-32.2) 50.2 (48.7-51.7) 45.9 (44.5-47.3) <3.4
ARFS 35.1 (29.9-40.7) 16.1 (13.0-19.8) 16.3 (14.6-18.2) 23.5 (23.0-24.0) 37.4 (36.0-38.8) 34.4 (33.0-35.8) <3.4
Cardiac
arrhythmia
48.2 (42.6-53.8) 14.8 (11.8-18.4) 15.5 (13.8-17.3) 14.9 (14.5-15.3) 37.4 (36.0-38.8) 37.8 (36.4-39.2) 7.6 (4.3-13.1)
Heart
failure
29.1 (24.2-34.5) 9.4 (7.0-12.5) 14.6 (13.0-16.4) 9.3 (9.0-9.6) 22.4 (21.2-23.6) 26.4 (25.1-27.7) 4.8 (2.3-9.6)
Pulmonary
edema
27.8 (23.0-33.1) 6.5 (4.6-9.2) 7.0 (5.9-8.3) 10.5 (10.2-10.8) 14.2 (13.2-15.2) 8.3 (7.5-9.1) 4.1 (1.9-8.7)
Myocardial
infarction
9.0 (6.3-12.8) 1.3 (0.6-2.8) 2.4 (1.8-3.3) 2.6 (2.4-2.8) 8.3 (7.5-9.1) 6.1 (5.4-6.8) <3.4
Sepsis 40.1 (34.7-45.8) 7.6 (5.5-10.4) 14.9 (13.3-16.7) 16.9 (16.5-17.3) 25.8 (24.5-27.1) 20.3 (19.2-21.5) 5.5 (2.8-10.5)
Bleeding 13.0 (9.7-17.3) 4.5 (2.9-6.8) 6.2 (5.1-7.5) 4.8 (4.6-5.0) 10.9 (10.0-11.8) 8.3 (7.5-9.1) 6.2 (3.3-11.4)
VThE 10.7 (7.7-14.7) 4.5 (2.9-6.8) 3.5 (2.7-4.5) 2.8 (2.6-3.0) 6.3 (5.6-7.0) 7.6 (6.9-8.4) -
PE 4.3 (2.5-7.2) 2.0 (1.0-3.8) 2.0 (1.4-2.8) 1.9 (1.8-2.1) 3.8 (3.3-4.4) 4.5 (3.9-5.1) -
Stroke 3.3 (1.8-6.0) 3.1 (1.8-5.1) 2.9 (2.2-3.8) 2.0 (1.8-2.2) 3.4 (2.9-4.0) 3.6 (3.1-4.2) <3.4

Grey =US database. Pink=South Korean database. Yellow=European database. SABA=short-acting beta-agonist. ARDS=acute respiratory distress syndrome. ARFS=acute renal failure syndrome. VThe=venous thromboembolic disease. PE=pulmonary embolism.

Table 7. Death within 30 days of COVID-19 diagnosis or hospitalization.

Cohort CU-AMC %
(95%CI)
CUIMC %
(95%CI)
Optum
EHR %
(95%CI)
VA-OMOP
% (95%CI)
HIRA %
(95%CI)
CPRD %
(95%CI)
IPCI %
(95%CI)
SIDIAP %
(95%CI)
Diagnosed
COVID-19
11.6
(9.4-14.2)
18.8
(16.2-21.7)
3.7
(3.4-4.1)
8.3
(7.8-8.8)
- 24.9
(20.0-30.5)
23.5
(18.2-29.8)
15.6
(15.0-16.2)
Hospitalized
COVID-19
25.8
(21.2-31.0)
32.2
(28.0-36.7)
7.6
(6.9-8.4)
17.6
(16.5-18.7)
16.6
(11.4-23.5)
- - 21.4
(20.3-22.6)

Grey =US database. Pink=South Korean database. Yellow=European database

Discussion

COPD prevalence among patients with COVID-19 from the first wave of the pandemic was 1.5- to 3-fold greater among those hospitalized than among those in the diagnosed cohort. Studies from China at the time reported the lowest observed COPD prevalence in COVID-19 patients with rates as low of 0.8% 3 . In contrast, COPD prevalence from the first wave appeared greater in European and US COVID-19 study populations. We similarly observed a low COPD prevalence among COVID-19 patients from the first wave in South Korea compared to other countries, which may reflect differences in the baseline prevalence of COPD in each country. However, it could also relate to differences in how health care systems responded to the pandemic, for example whether people with COPD were considered high risk and given advice on risk reduction measures and shielding. The differential response between countries during the first wave of the pandemic could therefore have influenced the prevalence measures.

COVID-19 patients with COPD from the first wave of the pandemic in both cohorts had a similar age distribution with the proportion of men being consistently higher in the hospitalized cohort. Increasing age, male gender and a history of cardiovascular disease are established risk factors for severe COVID-19 1420 . We similarly observed a high prevalence of cardiometabolic comorbidities among COPD patients with COVID-19 from both cohorts. This included arrythmia, which may be related to atrial fibrillation being prevalent within patients with COPD.

Although exacerbation at presentation was recorded more commonly among hospitalized patients, overall exacerbation prevalence among COVID-19 patients with COPD during the first wave of the pandemic was relatively low. Further studies are required to formally assess to what degree typical exacerbations of COPD are a presenting feature of COVID-19 in people with COPD.

There have been safety concerns over the role of ICS with reports of worse COVID-19 outcomes associated with ICS use 21, 22 . Whilst our study was not designed to formally assess this, we saw no large differences in ICS use between the cohorts as might be expected if use was associated with a large risk. Indeed, early clinical trials suggest that use of inhaled budesonide use may be beneficial 23 . The increased use of acetaminophen, opioids and NSAIDs among hospitalized patients also suggests greater symptomatic illness. Whilst similar safety concerns with NSAID use also emerged early in the pandemic, more recent studies have not found them to be harmful 24, 25 .

The most common 30-day outcomes were ARDS, ARFS, arrhythmia, sepsis and heart failure suggesting that a multi-organ approach was required for COVID-19 clinical management during the first wave of the pandemic. As expected, hospitalized COPD patients had a higher prevalence of poor health outcomes. However, it is useful to understand this risk among a cohort that includes milder cases at an earlier stage of the illness despite having similar levels of baseline comorbidity.

Strength and limitations

A strength of this study is the federated analysis allowing large numbers of patients to be characterized between countries, which overcomes some of the limitations of smaller single centre studies and inevitable heterogeneity that can occur by applying different study designs and methods of analysis. Furthermore, information on a large number of additional patient characteristics relating to conditions and treatment are also available online beyond what has been presented here. The study has several limitations, however. First, the study is dependent upon the quality and extent of data captured by each database that could underestimate the prevalence of some characteristics. For conditions and treatments, the assumption was made that patients did not have the health condition or treatment if it were not captured in the database. A specific example of this is prior systemic corticosteroid use that ranged from 7.5% to 28.4% in the COVID-19 hospitalized cohort and 5.1% to 26.4% in the diagnosed cohort. The prevalence of systemic corticosteroid use was slightly higher than the prevalence of an exacerbation diagnosis. Whilst this suggests that some underestimation in exacerbation recording may have occurred, other indications for systemic corticosteroid in patients with COPD exist that could also explain the higher systemic corticosteroids use. Second, despite using a standardized data structure and method of analysis, heterogeneity between databases was still observed and it was not possible to determine whether this related to differences in clinical care compared to differences in the type of database. In this regard databases were a mixture between electronic health records and administrative claims capturing data from different health care settings. The definition of our hospitalized cohort meant that patients with hospital-acquired COVID-19 may have been included. These patients may have had a different disease course compared with community-acquired COVID-19 who were hospitalised due to developing severe COVID-19. We excluded patients with an asthma diagnosis prior to their index date. Despite this it is possible that some misclassification of asthma patients could still have occurred in older patients who were defined as having COPD using medications and age, if they were not previously coded as having asthma. In this regard, patients with asthma and COVID-19 may have a lower prevalence of comorbidities and differences in survival 26 . Our study analysed data specifically from the first wave of the COVID-19 pandemic. Since then, several COVID-19 variants have emerged with different severities and results may not be generalisable. Lastly, our study was descriptive in nature with the aim of being hypothesis generating and informing healthcare resource use. It was not designed to examine causal associations or to establish causal inference in relation to differences in COVID-19 outcomes that may result from differences in patient characteristics such as comorbidity that would require specialized study designs and regression analyses. However, this type of evidence has still contributed to support the understanding COVID-19 in patients in many settings and could be useful as hypothesis generating for future studies in patients with COPD 27 .

Conclusions

COVID-19 patients with COPD in the first wave of the pandemic were a vulnerable group with a high prevalence of other risk factors for severe COVID-19. No large differences in ICS use were seen between COPD patients with milder and more severe COVID-19 during the first wave of the pandemic although further studies are required to confirm or refute this. COPD patients experienced a high morbidity and mortality from COVID-19 during the first wave of the pandemic suggesting a multi-organ approach to clinical management was required.

Table 8. Database information.

ID Name Description Terms of Use Terms and conditions for the access
CPRD Clinical Practice
Research
Datalink
The Clinical Practice Research Datalink (CPRD) is
a governmental, not-for-profit research service,
jointly funded by the NHS National Institute for
Health Research (NIHR) and the Medicines and
Healthcare products Regulatory Agency (MHRA), a
part of the Department of Health, United Kingdom
(UK). CPRD consists of data collected from UK
primary care for all ages. This includes conditions,
observations, measurements, and procedures
that the general practitioner is made aware of in
additional to any prescriptions as prescribed by the
general practitioner. In addition to primary care,
there are also linked secondary care records for a
small number of people. The major data elements
contained within this database are outpatient
prescriptions given by the general practitioner
(coded with Multilex codes) and outpatient clinical,
referral, immunization or test events that the
general practitioner knows about (coded in Read or
ICD10 or LOINC codes). The database also contains
the patients’ year of births and any date of deaths.
1) Please allow for 2 weeks lead time for all
publications using these results to go through
internal review process. 2) The results are considered
fit-for-use and were generated for this specific
protocol. Derivations from the intent of this protocol
are not validated by our institution.3) Our institution
expects all authors to comply with all applicable
personal data protection rules (such as the European
Data Protection Regulation 2016/679, of April 27,
2016). 4) Our institution reserves the right to request
to omit our results from a drafted publication if the
findings could inflict reputational or institutional
harm.
https://www.cprd.com/
CU-AMC
HDC
U of Colorado
Anschuz
Medical
Campus Health
Data Compass
(CU-AMC HDC)
Health Data Compass (HDC) is a multi-institutional
data warehouse. HDC contains inpatient and
outpatient electronic medical data including
patient, encounter, diagnosis, procedures,
medications, laboratory results from two electronic
medical record systems (UCHealth and Children's
Hospital of Colorado), state-level all-payers
claims data, and the Colorado death registry.
Acknowledgement statement: Supported by the
Health Data Compass Data Warehouse project
(healthdatacompass.org).
1) Please allow for 2 weeks lead time for all
publications using these results to go through
internal review process. 2) When using our results,
you must always use this specific name when
referring to our database. No other labels should
be used in presenting our results. 3) The results are
considered fit-for-use and were generated for this
specific protocol. Derivations from the intent of this
protocol are not validated by our institution. 4) Our
institution reserves the right to request to omit our
results from a drafted publication if the findings
could inflict reputational or institutional harm.
https://www.healthdatacompass.org/
CUIMC Columbia
University
Irving Medical
Center
The clinical data warehouse of NewYork-
Presbyterian Hospital/Columbia University Irving
Medical Center, New York, NY, based on its current
and previous electronic health record systems, with
data spanning over 30 years and including over 6
million patients
Our institution reserves the right to request to omit
our results from a drafted publication if the findings
could inflict reputational or institutional harm. The
results are specific to a study and should not be
reused in other studies without review from our
institution. For consistency, the Columbia database
should be referred to as CUIMC.
https://www.cuimc.columbia.edu/
about-us/explore-cuimc/contact-cuimc
gh13@columbia.edu
HealthVerity HealthVerity This HealthVerity derived data set contains de-
identified patient information with an antibody
and/or diagnostic test for COVID-19 linked to all
available Medical Claims and Pharmacy Data from
select private data providers participating in the
HealthVerity marketplace.
1) Please allow for 2 weeks lead time for all
publications using these results to go through
internal review process. 2) The results are considered
fit-for-use and were generated for this specific
protocol. Derivations from the intent of this protocol
are not validated by our institution.3) Our institution
expects all authors to comply with all applicable
personal data protection rules (such as the European
Data Protection Regulation 2016/679, of April 27,
2016). 4) Our institution reserves the right to request
to omit our results from a drafted publication if the
findings could inflict reputational or institutional
harm.
https://healthverity.com/license-
healthcare-data-healthverity-
marketplace/
HIRA Health
Insurance
Review &
Assessment
Service
National claim data from a single insurance service
from South Korea. It contains the observational
medical records (including both inpatient and
outpatient) of a patient while they are qualified to
get the national medical insurance.
Review & Assessment service and the Ministry of
Health and Welfare jointly release nationwide COVID-
19 patient’s de-identified data and do cooperation
research together with the most prestigious
academies and government organizations. Because
raw data are owned in the organization so that
cohort data are managed by result value sharing
method with implementing analysis code without
personal information leakage.
https://www.hira.or.kr/eng/main.do
IPCI Integrated
Primary Care
Information
The Integrated Primary Care Information (IPCI)
database is collected from EHR records of
patients registered with 391 GPs throughout the
Netherlands. The database contains records from
approximately 2.6 million patients out of a Dutch
population of 17M (8.2%) starting in 1996.
1) Results can only be used in the intent of a
study that is approved by our governance board.
Additional derived studies from large-scale analysis
therefore require approval. 2) Inclusion of IPCI
researchers is required for these derived studies
to provide the proper context and interpretation of
these results.
https://www.ipci.nl/
IQVIA-OpenClaims IQVIA Open
Claims
A United States database of open, pre-adjudicated
claims from January 2013 to May 2020. Data are
reported at anonymized patient level collected
from office-based physicians and specialists via
office management software and clearinghouse
switch sources for the purpose of reimbursement.
A subset of medical claims data have adjudicated
claims.
Inclusion of IQVIA researchers is required in
manuscripts using IQVIA data.
https://www.iqvia.com/solutions/real-
world-evidence/real-world-data-and-
insights
LPD-FRANCE LPD FRANCE LPD France is a computerised network of
physicians including GPs who contribute to a
centralised database of anonymised patient
EMR. Currently, >1200 GPs from 400 practices
are contributing to the database covering
7.8M patients in France. The database covers
a time period from 1994 through the present.
Observation time is defined by the first and last
consultation dates. Drug information is derived
from GP prescriptions. Drugs obtained over the
counter by the patient outside the prescription
system are not reported.
Inclusion of IQVIA researchers is required in
manuscripts using IQVIA data.
https://www.iqvia.com/solutions/real-
world-evidence/real-world-data-and-
insights
LPDItaly IQVIA LPD Italy LPD Italy is comprised of anonymised patient
records collected from software used by GPs
during an office visit to document patients’
clinical records. Data coverage includes over 2M
patient records with at least one visit and 119.5M
prescription orders across 900 GP practices.
Dates of service include from 2004 through
present. Observation time is defined by the first
and last consultation dates. Drugs are captured
as prescription records with product, quantity,
dosing directions, strength, indication and date of
consultation.
Inclusion of IQVIA researchers is required in
manuscripts using IQVIA data.
https://www.iqvia.com/solutions/real-
world-evidence/real-world-data-and-
insights
OptumEhr Optum©
de-identified
Electronic
Health Record
Dataset
Optum© de-identified Electronic Health Record
Dataset is derived from dozens of healthcare
provider organizations in the United States (that
include more than 700 hospitals and 7,000 Clinics
treating more than 103 million patients) receiving
care in the United States. The medical record
data includes clinical information, inclusive of
prescriptions as prescribed and administered, lab
results, vital signs, body measurements, diagnoses,
procedures, and information derived from clinical
Notes using Natural Language Processing (NLP).
1) Please allow for 2 weeks lead time for all
publications using these results to go through
internal review process. 2) The results are considered
fit-for-use and were generated for this specific
protocol. Derivations from the intent of this protocol
are not validated by our institution.3) Our institution
expects all authors to comply with all applicable
personal data protection rules (such as the European
Data Protection Regulation 2016/679, of April 27,
2016). 4) Our institution reserves the right to request
to omit our results from a drafted publication if the
findings could inflict reputational or institutional
harm.
https://www.optum.com/business/
solutions/life-sciences/real-world-data
/ehr-data.html ?
SIDIAP Information
System for
Research in
Primary Care
(SIDIAP)
The Information System for Research in Primary
Care (SIDIAP; www.sidiap.org) is a primary care
records database that covers approximatly 80%
of the population of Catalonia, North-East Spain.
Healthcare is universal and tax-payer funded
in the region, and primary care physicians are
gatekeepers for all care and responsible for repeat
prescriptions.
1) When using our results, you must always use
this specific name and this citation when referring
to our database. No other labels should be used
in presenting our results: Information System for
Research in Primary Care (SIDIAP). 2) The results
are considered fit-for-use and were generated for
this specific protocol. Derivations from the intent of
this protocol are not validated by our institution. 3)
Our institution expects all authors to comply with all
applicable personal data protection rules (such as
the European Data Protection Regulation 2016/679,
of April 27, 2016). 4) Our institution reserves the
right to request to omit our results from a drafted
publication if the findings could inflict reputational or
institutional harm.
https://www.sidiap.org/index.php/en
STARR-
OMOP
STARR-OMOP STAnford medicine Research data Repository, a
clinical data warehouse containing live Epic data
from Stanford Health Care, the Stanford Children’s
Hospital, the University Healthcare Alliance and
Packard Children's Health Alliance clinics and other
auxiliary data from Hospital applications such
as radiology PACS. STARR platform is developed
and operated by Stanford Medicine Research IT
team and is made possible by Stanford School
of Medicine Research Office. https://arxiv.org/abs/2003.10534
1) When using our results, you must always use
this specific name and this citation when referring
to our database. No other labels should be used in
presenting our results. 2) The results are considered
fit-for-use and were generated for this specific
protocol. Derivations from the intent of this protocol
are not validated by our institution. 3) Our institution
expects all authors to comply with all applicable
personal data protection rules 4) Our institution
reserves the right to request to omit our results
from a drafted publication if the findings could inflict
reputational or institutional harm.
https://med.stanford.edu/starr-omop.
html
VA-OMOP Department of
Veterans Affairs
VA OMOP data reflects the national Department
of Veterans Affairs health care system, which is
the largest integrated provider of medical and
mental health services in the United States. Care
is provided at 170 VA Medical Centers and 1,063
outpatient sites serving more than 9 million
enrolled Veterans each year.
1) Please allow for 2 weeks lead time for all
publications using these results to go through
internal review process. 2) When using our results,
you must always use this specific name and this
citation when referring to our database. No other
labels should be used in presenting our results. We
would like to have the name and description of the
database standardized.3) The results are considered
fit-for-use and were generated for this specific
protocol. Derivations from the intent of this protocol
are not validated by our institution. 4) Our institution
expects all authors to comply with all applicable
personal data protection rules (such as the European
Data Protection Regulation 2016/679, of April 27,
2016). 5) Our institution reserves the right to request
to omit our results from a drafted publication if the
findings could inflict reputational or institutional
harm. In line with item 3, we would like to make
sure that data created and validated with one use
case in mind still fits for other use cases. We do not
anticipate examples where data would produce such
harm (outside of some data quality issue / need for
retraction), but if that were the case, we would need
to alert VA leadership and ensure the wording was
objective. 6) We need to acknowledge our funding
using language like: "This work was supported
using resources and facilities of the Department of
Veterans Affairs (VA) Informatics and Computing
Infrastructure (VINCI), VA HSR RES 13–457." This can
be shortened and arranged in the acknowledgement
section with others. 7) We need a disclaimer such
as: "The views expressed are those of the authors
and do not necessarily represent the views or
policy of the Department of Veterans Affairs or the
United States Government." This can be shorted and
combined with other institutions' disclaimers.
https://www.data.va.gov/

Acknowledgements

We would like to acknowledge the patients who suffered from or died of this devastating disease, and their families and carers. We would also like to thank the healthcare professionals involved in the management of COVID-19 during these challenging times, from primary care to intensive care units. Furthermore, we acknowledge the work and dedication of the 350 participants from 30 nations in the March 2020 OHDSI COVID-19 Virtual Study-a-thon, without whom this study could not have been realized including Liza Schilling for their active participation in the study execution.

Funding Statement

The European Health Data & Evidence Network has received funding from the Innovative Medicines Initiative 2 Joint Undertaking (JU) under grant agreement No 806968. The JU receives support from the European Union’s Horizon 2020 research and innovation programme and EFPIA; This research received partial support from the National Institute for Health Research (NIHR) Oxford Biomedical Research Centre (BRC), US National Institutes of Health, US Department of Veterans Affairs, Janssen Research & Development, and IQVIA; The University of Oxford received funding related to this work from the Bill & Melinda Gates Foundation (Investment ID INV-016201 and INV-019257); IDIAPJGol received funding from the Health Department from the Generalitat de Catalunya with a grant for research projects on SARS-CoV-2 and COVID-19 disease organized by the Direcció General de Recerca i Innovació en Salut; DPA receives funding from NIHR Academy in the form of an NIHR Senior Research Fellowship. The views and opinions expressed are those of the authors and do not necessarily reflect those of the Clinician Scientist Award programme, NIHR, United States Department of Veterans Affairs or the United States Government, NHS, or the Department of Health, England; DRM is supported by a Wellcome Trust Clinical Research Development Fellowship (Grant 214588/Z/18/Z, <a href=https://doi.org/10.35802/214588>https://doi.org/10.35802/214588</a>); and DMM is funded by Health Data Research-UK.

The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

[version 3; peer review: 2 approved]

Data availability

Underlying data

Raw data from each database cannot be shared due to data privacy and governance requirements but raw data could be accessed according to the terms and conditions of each data source. The data source information including the terms and conditions for data access can be found in Table 8. Analyses were performed locally in compliance with all applicable data privacy laws. All aggregate data has been made freely available for public inquiry ( https://data.ohdsi.org/Covid19CharacterizationCharybdis/).

All analytic code and result sets have been made available ( https://github.com/ohdsi-studies/Covid19CharacterizationCharybdis).

Archived analysis code as at time of publication: https://doi.org/10.5281/zenodo.5779264 28 . Code is available under the terms of the Apache License 2.0.

Extended data

Zenodo: Characteristics and outcomes of COVID-19 patients with COPD from the United States, South Korea, and Europe - Supplementary Materials. https://doi.org/10.5281/zenodo.5729423 11 .

This project contains the following extended data:

  • Supplementary Table S1. Age and gender distribution of hospitalized COVID-19 patients with COPD.

  • Supplementary Table S2. Age and gender distribution of diagnosed COVID-19 patients with COPD.

  • Supplementary Table S3. Prevalence of treatments in patients with COPD in the 30 days before COVID-19 diagnosis.

  • Supplementary Table S4. Prevalence of outcomes in diagnosed COVID-19 patients with COPD with 95%CI.

  • Supplementary Figure S1. Flow chart showing database selection.

  • Supplementary Figure S2. Prevalence of age and gender among COPD patients with COVID-19 who have been diagnosed and hospitalized.

  • Supplementary Figure S3. Comparison of characteristics between COPD patients with COVID-19 in the diagnosed and hospitalized cohorts by SMD.

  • Appendix 1. Overview of Data Sources Screened for Eligibility and Contributing Results

  • Appendix 2. Definitions and codes used to identify COVID-19

  • Appendix 3. Definitions and codes used to identify COPD patients

Data are available under the terms of the Creative Commons Attribution 4.0 International Public License (Attribution 4.0 International).

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Wellcome Open Res. 2023 Jan 13. doi: 10.21956/wellcomeopenres.20813.r54044

Reviewer response for version 3

Laurie Tomlinson 1

The authors have addressed the minor issues I commented on previously - many thanks.

Is the work clearly and accurately presented and does it cite the current literature?

Partly

If applicable, is the statistical analysis and its interpretation appropriate?

Yes

Are all the source data underlying the results available to ensure full reproducibility?

Partly

Is the study design appropriate and is the work technically sound?

Yes

Are the conclusions drawn adequately supported by the results?

Yes

Are sufficient details of methods and analysis provided to allow replication by others?

Yes

Reviewer Expertise:

Pharmacoepidemiology and clinical epidemiology

I confirm that I have read this submission and believe that I have an appropriate level of expertise to confirm that it is of an acceptable scientific standard.

Wellcome Open Res. 2022 Dec 14. doi: 10.21956/wellcomeopenres.19703.r52973

Reviewer response for version 2

Laurie Tomlinson 1

This is a powerful multi-database, multi-country study that carefully describes the demographics of COVID-19 patients with COPD during the first wave of the pandemic. It carefully describes the data sources and methods, and does not over interpret the causal significance of their findings.

I have a few minor points that I think can be easily addressed.

  1. I think the definition of hospital cases will include those who caught COVID-19 while in hospital. These people tended to have a different disease course and may not represent the patients who were admitted with COVID-19. This could be pointed out as a limitation.

  2. There is likely to be some misclassification of asthmatics who were classified through medication use and were asthma had not been coded. These people may have fewer comorbidities than those with COPD: again this is simply a minor limitation.

  3. The section about hydroxychloroquine and azithromycin is now historic and could be removed – or clarified that this will only relate to a small % of people in analyses of Wave 1.

  4. A key limitation is the differences in prevalence and timing of Wave 1 in these countries in relation to the period of data capture, as well as the healthcare response in each country. This is likely to impact on between country differences, particularly mortality. This should be highlighted at least in the discussion.

Is the work clearly and accurately presented and does it cite the current literature?

Partly

If applicable, is the statistical analysis and its interpretation appropriate?

Yes

Are all the source data underlying the results available to ensure full reproducibility?

Partly

Is the study design appropriate and is the work technically sound?

Yes

Are the conclusions drawn adequately supported by the results?

Yes

Are sufficient details of methods and analysis provided to allow replication by others?

Yes

Reviewer Expertise:

Pharmacoepidemiology and clinical epidemiology

I confirm that I have read this submission and believe that I have an appropriate level of expertise to confirm that it is of an acceptable scientific standard, however I have significant reservations, as outlined above.

Wellcome Open Res. 2022 Mar 31. doi: 10.21956/wellcomeopenres.19703.r49458

Reviewer response for version 2

Marta A Kisiel 1

I have read the current version of manuscript and it is improved, the authors responded to all my questions. I have no more questions at this moment and I would recommend the manuscript for indexing.

Is the work clearly and accurately presented and does it cite the current literature?

Yes

If applicable, is the statistical analysis and its interpretation appropriate?

Yes

Are all the source data underlying the results available to ensure full reproducibility?

Partly

Is the study design appropriate and is the work technically sound?

Partly

Are the conclusions drawn adequately supported by the results?

Yes

Are sufficient details of methods and analysis provided to allow replication by others?

Partly

Reviewer Expertise:

NA

I confirm that I have read this submission and believe that I have an appropriate level of expertise to confirm that it is of an acceptable scientific standard.

Wellcome Open Res. 2022 Jan 31. doi: 10.21956/wellcomeopenres.19241.r48211

Reviewer response for version 1

Marta A Kisiel 1

This study addressed an important topic, investigating COVID-19 patients with COPD. The study is based on several databases from different countries. The main conclusion was that there were more COPD patients in the hospitalised COVID-19 group than in the diagnosed COVID-19 group. The authors highlighted the limitation of heterogenicity of the cohorts. Also, the accuracy of COPD diagnosis in all included cohorts might be a limitation that should be added. The authors show other comorbidities like obesity, cardiovascular diseases and diabetes. It might be that association of COPD and hospitalised COVID-19 should be adjusted by other comorbidities. 

The information on different cohorts is hard to find among all supplementary tables and might be organised in a more available form. As the authors should extend the list of study limitations. 

The study should undergo a minor revision before it can be accepted. 

Is the work clearly and accurately presented and does it cite the current literature?

Yes

If applicable, is the statistical analysis and its interpretation appropriate?

Yes

Are all the source data underlying the results available to ensure full reproducibility?

Partly

Is the study design appropriate and is the work technically sound?

Partly

Are the conclusions drawn adequately supported by the results?

Yes

Are sufficient details of methods and analysis provided to allow replication by others?

Partly

Reviewer Expertise:

Asthma, Occupational Lung Disease, Smal airways, Post covid

I confirm that I have read this submission and believe that I have an appropriate level of expertise to confirm that it is of an acceptable scientific standard, however I have significant reservations, as outlined above.

Wellcome Open Res. 2022 Mar 18.
David Moreno Martos 1

We thank the reviewer for their time in reviewing the manuscript. We agree it is entirely possible that some of the differences in outcomes between COVID-19 diagnosed and hospitalised patients may be as a result of other comorbidities. However, this study is descriptive in nature and hypothesis generating rather than intended to provide causal inference, which would be beyond the scope of the current study. We have now expanded the study limitations in the Discussion. Journal requirements preclude us to include supplementary material here although we have re-formatted the supplementary material document to improve clarity.

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Data Availability Statement

    Underlying data

    Raw data from each database cannot be shared due to data privacy and governance requirements but raw data could be accessed according to the terms and conditions of each data source. The data source information including the terms and conditions for data access can be found in Table 8. Analyses were performed locally in compliance with all applicable data privacy laws. All aggregate data has been made freely available for public inquiry ( https://data.ohdsi.org/Covid19CharacterizationCharybdis/).

    All analytic code and result sets have been made available ( https://github.com/ohdsi-studies/Covid19CharacterizationCharybdis).

    Archived analysis code as at time of publication: https://doi.org/10.5281/zenodo.5779264 28 . Code is available under the terms of the Apache License 2.0.

    Extended data

    Zenodo: Characteristics and outcomes of COVID-19 patients with COPD from the United States, South Korea, and Europe - Supplementary Materials. https://doi.org/10.5281/zenodo.5729423 11 .

    This project contains the following extended data:

    • Supplementary Table S1. Age and gender distribution of hospitalized COVID-19 patients with COPD.

    • Supplementary Table S2. Age and gender distribution of diagnosed COVID-19 patients with COPD.

    • Supplementary Table S3. Prevalence of treatments in patients with COPD in the 30 days before COVID-19 diagnosis.

    • Supplementary Table S4. Prevalence of outcomes in diagnosed COVID-19 patients with COPD with 95%CI.

    • Supplementary Figure S1. Flow chart showing database selection.

    • Supplementary Figure S2. Prevalence of age and gender among COPD patients with COVID-19 who have been diagnosed and hospitalized.

    • Supplementary Figure S3. Comparison of characteristics between COPD patients with COVID-19 in the diagnosed and hospitalized cohorts by SMD.

    • Appendix 1. Overview of Data Sources Screened for Eligibility and Contributing Results

    • Appendix 2. Definitions and codes used to identify COVID-19

    • Appendix 3. Definitions and codes used to identify COPD patients

    Data are available under the terms of the Creative Commons Attribution 4.0 International Public License (Attribution 4.0 International).


    Articles from Wellcome Open Research are provided here courtesy of The Wellcome Trust

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