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PLOS One logoLink to PLOS One
. 2023 Feb 24;18(2):e0279297. doi: 10.1371/journal.pone.0279297

Clinical outcomes in patients with atrial fibrillation treated with DOACs in a specialized anticoagulation center: Critical appraisal of real-world data

Carla Moret 1,2,*, René Acosta-Isaac 1,2, Sergi Mojal 2, Mariana Corrochano 1,2, Blanca Jiménez 1,2, Melania Plaza 2, Juan Carlos Souto 1,2
Editor: Giulio Francesco Romiti3
PMCID: PMC9955586  PMID: 36827286

Abstract

Aims

Direct oral anticoagulants (DOAC) are progressively replacing vitamin K antagonists in the prevention of thromboembolism in patients with atrial fibrillation. However, their real-world clinical outcomes appear to be contradictory, with some studies reporting fewer and others reporting higher complications than the pivotal randomized controlled trials. We present the results of a clinical model for the management of DOACs in real clinical practice and provide a review of the literature.

Methods

The MACACOD project is an ongoing, observational, prospective, single-center study with unselected patients that focuses on rigorous DOAC selection, an educational visit, laboratory measurements, and strict follow-up.

Results

A total of 1,259 patients were included. The composite incidence of major complications was 4.93% py in the whole cohort vs 4.49% py in the edoxaban cohort. The rate of all-cause mortality was 6.11% py for all DOACs vs 5.12% py for edoxaban. There weren’t differences across sex or between Edoxaban reduced or standard doses. However, there were differences across ages, with a higher incidence of major bleeding complications in patients >85 years (5.13% py vs 1.69% py in <75 years).

Conclusions

We observed an incidence of serious complications of 4.93% py, in which severe bleeding predominated (3.65% py). Considering our results, more specialized attention seems necessary to reduce the incidence of severe complications and also a more critical view of the literature. Considering our results, and our indirect comparison with many real-world studies, more specialized attention seems necessary to reduce the incidence of severe complications in AF patients receiving DOACs.

Introduction

In the last decade, direct oral anticoagulants (DOACs) have been progressively replacing vitamin K antagonists in the prevention of thromboembolism in patients with atrial fibrillation (AF) due to their superior efficacy, safety, and ease of use. However, their real-world clinical outcomes appear to be rather contradictory in terms of major complications. Some studies have reported even fewer complications than in the pivotal randomized controlled trials (RCTs) [14]. Most of these excellent results come from retrospective cohorts with data stored in giant databases, mainly from insurance services [510] or large prospective registries, some international [11, 12] and some from individual countries [13, 14], that, in some cases, may underestimate serious complications. However, there are also reports from large retrospective nationwide [15, 16] or multicenter cohorts [17] describing an incidence of major complication, especially for hemorrhagic complications.

None of the published studies that compare the incidence of serious complications offer information of DOAC management. These aspects could help to explain the differences mentioned above. Other variables that could explain such differences are the different populations’ characteristics, such as age or comorbidities: for example, some are limited to inpatients [9, 18, 19]. Many of the large-scale studies, with tens or hundreds of thousands of patients [5, 7, 8, 1012, 14, 2022] report an incidence of mortality much lower than expected in patients with AF [2325]. In contrast, most studies with a high incidence of serious complications also report significantly higher mortality rates, in line with those expected for these populations [16, 17, 2630].

We present the results of a clinical model for the management of DOACs in real clinical practice that could be useful to understand these discrepancies.

The MACACOD project started in 2019 as a model to ensure the application of the international DOAC guidelines in routine clinical practice [31]. The main objective was to reduce major complications by following strict patient education protocols, laboratory monitoring, selection of DOAC dose, assessment of drug interactions, and an exhaustive registry of complications during follow-up. The patients were unselected, included at the moment of DOAC prescription, and most of them received edoxaban.

We also carried out an indirect comparison with other published registries.

Materials and methods

The MACACOD project (Clinical Application Model for Direct Oral Anticoagulants, NCT04042155) is an ongoing, observational, prospective, single-center study with unselected patients treated at the Hemostasis and Thrombosis Unit of a University Hospital.

Patients over 18 years of age with a diagnosis of AF, receiving anticoagulant therapy with DOACs for the prevention of stroke or systemic embolism due to high thromboembolic risk (CHA2DS2-VASc score [32] more than one) were included. The study was conducted according to the Declaration of Helsinki. Before starting the study, the Ethics Committee of the Hospital de la Santa Creu i Sant Pau approved the study protocol (IIBSP-ACO-2018-21) and all the included patients gave written, signed and dated informed consent.

Patients were treated with DOACs following the indications in the 2016 Therapeutic Positioning Report UT_ACOD / V5 / 21112016 from the Spanish Agency for Medicines and Health Products [33]. Patients were followed up until DOAC treatment was discontinued, the patient died or decided to end his/her participation in the study.

Inclusion criteria

  • Known hypersensitivity or specific contraindication to the use of VKA.

  • History of intracranial hemorrhage (ICH), before starting oral anticoagulant therapy (OAT) or during OAT with VKA.

  • Ischemic stroke with clinical and/or neuroimaging high-risk criteria for ICH (HAS-BLED score [34] of three or more, grade III-IV leukoaraiosis, multiple cortical microbleeds).

  • History of serious arterial thromboembolic event while on treatment with VKA despite good INR control (time in therapeutic range, TTR >65%).

  • Poor INR control while on treatment with VKA despite good therapeutic compliance (TTR <65%).

  • Unable to access conventional INR monitoring.

Exclusion criteria

  • Current treatment with VKA and good INR control.

  • Atrial fibrillation with severe heart valve disease.

  • Patients unable to guarantee collaboration: significant cognitive impairment, alcoholism or psychiatric disorders, unsupervised.

  • Situations in which OAT is contraindicated: pregnancy, severe acute bleeding in the previous month, recent (ten days prior) or planned CNS surgery, severe liver or kidney disease with creatinine clearance according to Cockcroft-Gault formula (CrCl) less than 15 mL/min, severe or uncontrolled hypertension, hereditary or acquired altered hemostasis (coagulation, fibrinolysis, platelet function) with a significant risk of bleeding.

Inclusion in the study and data collection

Recruitment of patients began in July 2019 and data was collected until March 2022. The scheduling of visits, follow-up, and blood tests were the same as for patients not included in the study (usual clinical practice). They were organized chronologically as follows:

  • First medical and specialized nurse visit: baseline clinical information values were collected for each patient. Information on risk of thromboembolic events (CHA2DS2-VASc), risk of bleeding (HAS-BLED), previous history of thrombosis or bleeding, possible contraindications, laboratory values including kidney function, CrCl and liver function, and selection and dosage of DOAC were also recorded. The selection of the drug to be prescribed was independent of inclusion in the study. Dosage was based on the technical datasheet for each drug and international guidelines [31, 35].

  • Educational session: In the first month of DOAC therapy, patients received an individual or group educational session on anticoagulation to learn general concepts, specific information on DOACs, risks when taking DOACs, drug interactions, the importance of adherence, response to complications, management in case of preoperative or invasive procedures, management in case of missing a dose or double doses, and help contact phone numbers.

  • Follow-up visits: A face-to-face visit took place approximately 1 month after starting DOACs for all patients. There were quarterly visits for patients with progressive renal failure, biannual for those at high thrombotic risk, annual for those with medium or low risk, and on-demand visits in case of complications, surgical or invasive procedures, or new potential pharmacological interactions. At each visit, we collected data about tolerance and adherence to the drug, weight, new diagnoses and medication, laboratory data, and thrombotic or bleeding complications since the last visit.

Blood tests

In all patients who received edoxaban, apixaban, or rivaroxaban, anti-FXa (factor Xa) activity was monitored (HemosIL, Liquid Anti-FXa, Werfen) at trough (pre-dose) and peak (2 hours’ post-dose) levels, before the first follow-up visit. In 387 of the patients on edoxaban, the plasma concentration of the drug was also measured before and after the dose (HemosIL, Liquid Anti-FXa calibrated for edoxaban) to demonstrate that anti-FXa levels highly correlated with plasma concentrations of edoxaban [36].

Outcome measures

Treatment outcomes were divided into effectiveness and safety. The primary effectiveness outcome comprised ischemic stroke and systemic embolism as major thrombotic complications and all-cause death during DOAC treatment, similar to the pivotal trials. The outcome clinically relevant non-major thrombosis (CRNMT) included myocardial infarction, transient ischemic attack, venous thromboembolism and superficial thrombophlebitis. Safety outcomes related to bleeding events were defined according to the Bleeding Academic Research Consortium (BARC) Scale [37]: major hemorrhagic complications imply BARC type three to five and clinically relevant non-major bleeding (CRNMB) implies BARC type two. A composite outcome of major thromboembolic and major hemorrhagic complications was added to evaluate the overall risk of each DOAC.

Statistical analyses

Descriptive analysis was conducted. A bivariate analysis was performed to assess differences in baseline characteristics between DOAC group, type of patient, age and sex. Chi-square test or Fisher exact test were used as appropriate to compare categorical variables, and non-parametric Mann-Whitney U test was used to compare continuous variables. Incidence rates and their 95% confidence intervals (exact method) were calculated for the different types of complications and mortality, and were compared between groups with Chi-square test. Finally, a Cox proportional hazards survival analysis was used to assess the relationship between baseline factors and the first occurrence of each type of complication. In all analyses, p-values less than 0.05 were considered statistically significant. Analysis was performed with SPSS 26.0 (IBM Corp.) and R 4.1.1 (R Core Team).

Results

A total of 1,259 patients were included in the MACACOD registry. After excluding the patients who were not using DOACs for stroke prevention in AF or had not had follow-up, 817 patients (75.3% edoxaban, 16.0% apixaban, 7.1% dabigatran, and 1.6% rivaroxaban) were eligible for analysis (Fig 1).

Fig 1. MACACOD patients’ flowchart.

Fig 1

Baseline characteristics

Clinical characteristics of patients, by DOAC, are provided in Table 1, with statistical comparisons between edoxaban vs apixaban and edoxaban vs dabigatran. We avoided comparisons with the rivaroxaban group due to the low number of patients.

Table 1. Baseline clinical characteristics according to DOAC type.

Overall Edoxaban* Edoxaban 30 mg Edoxaban 60 mg Apixaban* Dabigatran* Rivaroxaban*
N 817 615 233 382 131 58 13
Age (years); mean (SD) 77.7 (8.3) 78 (7.8) 81.4 (7.0) 75.9 (7.6) 77.7 (9.3) 74.6 (10.1) 76.2 (7.8)
Sex (male); n (%) 432 (52.9%) 316 (51.4%) 86 (36.9%) 230 (60.2%) 74 (56.5%) 37 (63.8%) 5 (38.5%)
Naive patients; n (%) 185 (22.6%) 90 (14.6%) 31 (13.3%) 59 (15.4%) 52 (39.7%) 37 (63.8%) 6 (46.2%)
CHA2DS2-VASc; mean (SD) 4.02 (1.57) 3.97 (1.52) 4.42 (1.49) 3.69 (1.46) 4.37 (1.78) 3.78 (1.63) 4.15 (1.46)
HAS-BLED; mean (SD) 2.17 (0.80) 2.10 (0.76) 2.14 (0.81) 2.08 (0.73) 2.45 (0.84) 2.28 (1.04) 2.23 (0.60)
CCI**; mean (SD) 1.54 (1.47) 1.46 (1.44) 1.67 (1.46) 1.33 (1.41) 1.93 (1.65) 1.43 (1.33) 1.69 (1.25)
BMI (kg/m2); mean (SD) 27.20 (5.17) 27.02 (4.87) 24.54 (3.99) 28.53 (4.75) 27.29 (5.64) 28.01 (5.32) 30.86 (10.02)
Hemoglobin (g/L); mean (SD) 132.6 (17.8) 133.2 (16.6) 127.5 (16.0) 136.6 (16.0) 126.6 (21.3) 139.6 (18.3) 133.2 (15.7)
Bilirubin (mg/dL); mean (SD) 12.9 (6.2) 12.8 (5.9) 12.5 (5.7) 13.0 (6.1) 13.2 (7.2) 14.6 (6.9) 9.8 (3.3)
AST (mg/dL); mean (SD) 21.0 (8.5) 21.1 (8.1) 21.3 (8.6) 20.9 (7.8) 21.2 (10.5) 19.2 (6.5) 23.9 (9.9)
ALT (mg/dL); mean (SD) 19.1 (11.7) 18.8 (11.0) 17.5 (1.04) 19.6 (11.3) 20.3 (16.1) 19.4 (8.9) 22.5 (8.7)
CrCl (mL/min) ***; mean (SD) 63.8 (25.5) 62.9 (22.5) 44.3 (10.9) 74.3 (20.1) 60.1 (31.1) 77.4 (30.1) 81.2 (46.4)
CrCl*** < 30 mL/min; n (%) 34 (4.20%) 13 (2.10%) 13 (5.6%) 0 (0.0%) 19 (14.5%) 1 (1.7%) 1 (7.7%)
Anti-FXa act. trough (UI/mL); med [25–75] 0.11 [0.06–0.20] 0.10 [0.06–0.15] 0.09 [0.05–0.13] 0.11 [0.06–0.16] φ 0.62 [0.40–0.94] - 0.21 [0.07–0.60]
Anti-FXa act. peak (UI/mL); med [25–75] 1.26 [0.92–1.68] 1.25 [0.91–1.64] 0.99 [0.78–1.17] 1.51 [1.17–1.85] φ 1.26 [0.95–1.87] - 2.23 [1.71–2.76]
Anti-FXa act. difference; med [25–75] 1.07 [0.76–1.48] 1.14 [0.81–1.54] 0.89 [0.69–1.07] 1.40 [1.07–1.72] φ 0.67 [0.46–0.96] - 1.96 [1.64–2.33]
Antiplatelets; n (%) 75 (9.2%) 42 (6.8%) 13 (5.6%) 29 (7.6%) 21 (16%) 11 (19%) 1 (7.7%)
History of stroke; n (%) 110 (13.5%) 72 (11.7%) 32 (13.7%) 40 (10.5%) 23 (17.6%) 14 (24.1%) 1 (7.7%)
History of major bleeding; n (%) 114 (14.0%) 73 (11.9%) 30 (12.9%) 43 (11.3%) 28 (21.4%) 12 (20.7%) 1 (7.7%)

* Standard and reduced doses

** CCI: Charlson Comorbidity Index

*** CrCl: creatinine clearance from Cockcroft-Gault formula (mL/min).

† Statistically significant vs edoxaban group with P<0.05.

‡ Statistically significant vs edoxaban group with P<0.01.

φ Statistically significant vs edoxaban 30mg group with P<0.01.

Mean patient age was 77.7 years (SD: 8.3) and was lower in the dabigatran cohort (74.6 years, SD 10.1, p<0.05) than the edoxaban or apixaban cohort (78.0 and 77.7 years, respectively). We did not find significant sex differences among DOAC groups (52.9% male overall). There was a higher proportion of anticoagulant-naive patients in the apixaban and dabigatran cohorts (39.7% and 63.8%, respectively) than in the edoxaban cohort (14.6%). The mean CHA2DS2-VASc and HAS-BLED scores were higher among those using apixaban (4.37 points, SD 1.78, and 2.45 points, SD 0.84) as reflected by the CCI (1.93 points, SD 1.65). The laboratory characteristics were similar among the different DOAC cohorts. We found significant differences in baseline hemoglobin levels, being lowest in apixaban (126.6g/L) and highest in the dabigatran cohort (139.6g/L). The same occurred for renal function 60.1 mL/min in apixaban and 62.9 mL/min in edoxaban. The CrCl in the dabigatran cohort was higher than in the edoxaban cohort and the dabigatran cohort had the highest history of previous stroke (24.1%).

We also found significant differences between edoxaban and apixaban in anti-FXa activity trough level (0.10 and 0.62 UI/Ml, P<0.01) and the trough-peak difference (1.14 and 0.67 UI/ml, P<0.01).

Between patients taking both edoxaban doses, those on the 30mg were older (81.4 vs 75.9 years), with higher CHA2DS2-VASc score (4.42 vs 3.69) and with worse mean CrCl (44.3 vs 74.3 mg/dL) but without statistically significant differences except for anti-FXa activity trough, peak and its difference (view Table 1).

Main outcome analyses

The median follow-up time was 13.7 months. In total there were 13 major thrombotic events, 37 major hemorrhagic events, and 62 deceased patients. The corresponding event rates were 1.28% patient-years (py) (95% confidence interval [CI]: 0.68–2.19), 3.65% py (95%CI: 2.57–5.02) and 6.11% py (95%CI: 4.68–7.83) (Table 2).

Table 2. Complications according to DOAC type.

Overall Edoxaban* Edoxaban 30 mg Edoxaban 60 mg Apixaban* Dabigatran* Rivaroxaban*
N 817 615 233 382 131 58 13
Total follow-up (years) 1015.16 801.62 322.76 478.86 139.18 65.94 8.42
Follow-up (months); med [P25-P75] 13.7 (7.5–22.8) 15.0 (7.9–24.4) 16.7 (8.4–25.1) 13.6 (7.6–23.8) 11.9 (6.7–18.8) 11.5 (7.8–20.6) 3.3 (1.5–13.5)
Age; mean (SD) 77.7 (8.3) 78 (7.8) 81.4 (7.0) 75.9 (7.6) 77.7 (9.3) 74.6 (10.1) 76.2 (7.8)
Major thrombotic complications (stroke/systemic embolism)
CHA2DS2-VASc; mean (SD) 4.02 (1.57) 3.97 (1.52) 4.42 (1.49) 3.69 (1.46) 4.37 (1.78) 3.78 (1.63) 4.15 (1.46)
Number of events 13 8 3 5 3 2 0
Incidence rate; % py (95%CI) 1.28 [0.68–2.19] 0.99 [0.43–1.97] 0.93 [0.19–2.72] 1.04 [0.34–2.44] 2.16 [0.45–6.30] 3.03 [0.37–10.97] 0.00 [0.00–43.81]
Major hemorrhagic complications
HAS-BLED; mean (SD) 2.17 (0.80) 2.10 (0.76) 2.14 (0.81) 2.08 (0.73) 2.45 (0.84) 2.28 (1.04) 2.23 (0.60)
Number of events 37 28 11 17 6 3 0
Incidence rate; % py (95%CI) 3.65 [2.57–5.02] 3.49 [2.32–5.05] 3.41 [1.70–6.10] 3.55 [2.07–5.68] 4.31 [1.58–9.38] 4.55 [0.94–13.27] 0.00 [0.00–43.81]
Composite (major thrombotic and hemorrhagic complications)
Number of events 50 36 14 22 9 5 0
Incidence rate; % py (95%CI) 4.93 [3.67–6.49] 4.49 [3.15–6.22] 4.34 [2.37–7.28] 4.59 [2.88–6.96] 6.47 [2.96–12.28] 7.58 [2.46–17.70] 0.00 [0.00–43.81]
Clinically relevant non-major thrombosis
Number of events 10 8 3 5 2 0 0
Incidence rate; % py (95%CI) 0.99 [0.47–1.81] 1.00 [0.43–1.97] 0.93 [0.19–2.73] 1.04 [0.34–2.44] 1.44 [0.17–5.19] 0.00 [0.00–5.59] 0.00 [0.00–43.81]
Clinically relevant non-major bleeding
Number of events 85 64 24 40 15 5 0
Incidence rate; % py (95%CI) 8.37 [6.69–10.35] 7.98 [6.15–10.20] 7.44 [4.76–11.10] 8.35 [5.97–11.38] 10.78 [6.03–17.78] 7.58 [2.46–17.70] 0.00 [0.00–43.81]
All-cause mortality
Number of events 62 41 28 13 15 4 2
Incidence rate; % py (95%CI) 6.11 [4.68–7.83] 5.12 [3.67–6.94] 8.68 [5.77–12.54] 2.72 [1.45–4.64] φ 10.78 [6.03–17.78] 6.07 [1.65–15.53] 23.75 [2.88–85.80]

% py = per 100 patient-years

* Standard and reduced doses

† Statistically significant vs edoxaban group with P<0.05.

‡ Statistically significant vs edoxaban group with P<0.01.

φ Statistically significant vs edoxaban 30mg group with P<0.01.

The incidence of major thrombotic complications in the edoxaban group was 0.99% py (95%CI: 0.43–1.97), in the apixaban group was 2.16% py (95%CI: 0.45–6.30), and in the dabigatran group was 3.03% py (95%CI: 0.37–10.97), without statistically significant differences. The incidence of major hemorrhagic complications was 3.49% py (95%CI: 2.32–5.05) in the edoxaban cohort, 4.31% py (95%CI: 1.58–9.38) in the apixaban cohort, and 4.55% py (95%CI 0.94–13.27) in the dabigatran cohort, without statistically significant differences. The incidence rates of clinically relevant non-major thrombosis (CRNMT) were very similar between DOACs. The CRNMB incidence rate was 10.78% py in the apixaban group, 7.98% py in the edoxaban group, and 7.58% py in the dabigatran group.

The all-cause mortality was significantly higher in the apixaban group (10.78% py, 95%CI: 6.03–17.74, p<0.05) than the edoxaban group (5.12% py, 95%CI:3.67–6.94).

The rates of thrombotic and major bleeding events were very similar among different edoxaban doses, with higher all-cause mortality in the edoxaban 30 mg cohort (8.68% py vs 2.72% py, P<0.001).

Table 3 shows the hazard ratios for thrombotic and hemorrhagic complications in the edoxaban cohort for each of the baseline and laboratory characteristics. CCI showed a statistically significant association with the first occurrence of a major thrombotic complication, major hemorrhagic complication and all bleeding complications (HR 1.61, 95%CI:1.23–2.09, p = 0.001; HR 1.27, 95%CI:1.01–1.60, p = 0.04; and HR 1.29, 95%CI:1.13–1.47, p<0.001 respectively, for each additional point of CCI). Lower hemoglobin was found to be a significant risk factor for both hemorrhagic (HR 0.97, 95%CI:0.95–0.99, p = 0.017) and all bleeding complications (HR 0.99, 95%CI:0.97–1.00, p = 0.047) and elevated anti-FXa activity trough (pre-dose) level for all bleeding complications (HR 3.73, 95%CI:1.38–10.08, p = 0.009). ALT was associated with the first occurrence of a major thrombotic complication with a HR of 1.06 (95%CI:1.01–1.11, p = 0.022). Last but not least, a history of previous bleeding was shown to be a risk factor for all bleeding complications, with a HR of 2.47 (95%CI:1.32–4.61, p = 0.005).

Table 3. Clinical and laboratory characteristics related to thrombotic and hemorrhagic complications in the edoxaban cohort.

Major thrombotic complications HR (95%CI) P Major hemorrhagic complications HR (95%CI) P CRNMB or major hemorrhagic complication HR (95%CI) P
Age 0.92 (0.84–1.01) 0.086 1.04 (0.99–1.10) 0.142 1.01 (0.98–1.04) 0.579
Sex (male) 3.19 (0.64–15.81) 0.156 1.18 (0.55–2.55) 0.673 1.53 (0.96–2.44) 0.072
Naive patients 1.53 (0.18–12.99) 0.700 1.06 (0.32–3.57) 0.924 0.73 (0.31–1.69) 0.462
CHA 2 DS 2 -VASc 1.16 (0.74–1.82) 0.512 1.01 (0.78–1.31) 0.931 1.06 (0.91–1.24) 0.446
HAS-BLED 1.66 (0.68–4.07) 0.269 0.99 (0.58–1.69) 0.962 1.10 (0.80–1.52) 0.539
CCI * 1.61 (1.23–2.09) 0.001 1.27 (1.01–1.60) 0.040 1.29 (1.13–1.47) <0.001
High dose 1.19 (0.28–5.00) 0.813 0.90 (0.41–1.96) 0.791 1.03 (0.65–1.65) 0.892
BMI *** , kg/m 2 0.97 (0.83–1.14) 0.740 1.04 (0.97–1.13) 0.267 1.03 (0.98–1.08) 0.250
Hemoglobin g/L 1.02 (0.98–1.07) 0.287 0.97 (0.95–0.99) 0.017 0.99 (0.97–1.00) 0.047
Bilirubin 1.09 (0.93–1.27) 0.303 1.02 (0.94–1.11) 0.671 1.02 (0.97–1.08) 0.433
AST 1.07 (0.97–1.17) 0.194 1.00 (0.94–1.06) 0.971 0.99 (0.95–1.03) 0.559
ALT 1.06 (1.01–1.11) 0.022 0.92 (0.85–1.00) 0.061 0.97 (0.94–1.01) 0.131
CrCl mean ** 0.99 (0.96–1.03) 0.655 0.99 (0.98–1.01) 0.565 1.00 (0.99–1.01) 0.601
Anti-FXa act. trough (UI/mL) 2.04 (0.04–102.3) 0.722 4.13 (0.82–20.9) 0.087 3.73 (1.38–10.08) 0.009
Anti-FXa act. peak (UI/mL) 1.38 (0.29–6.62) 0.687 1.77 (0.76–4.13) 0.189 1.00 (0.60–1.67) 0.995
Antiplatelets n, % 4.45 (0.90–22.09) 0.068 1.82 (0.55–6.04) 0.332 1.26 (0.55–2.91) 0.585
History of previous stroke % 2.58 (0.52–12.78) 0.246 0.68 (0.16–2.87) 0.597 1.01 (0.49–2.10) 0.980
History of previous bleeding % 1.94 (0.24–15.91) 0.538 1.54 (0.46–5.16) 0.482 2.47 (1.32–4.61) 0.005

* CCI: Charlson Comorbidity Index; its HR value refers to each point increase in the index.

** CrCl: creatinine clearance from Cockcroft-Gault formula (mL/min).

*** Body mass index

Subgroup analyses

S1 Table in S1 File describes the characteristics of the 615-patient edoxaban population stratified by age (≤74 years, 75–84 years and ≥85 years) and by sex. When analyzed by age, the proportion of male patients decreased from 57.4% in the ≤74 year-old group to 43.9% in the ≥85 year-old group. The thrombotic risk as measured with CHA2DS2-VASc increased (3.03 to 4.65 points), as did the history of previous ischemic stroke (8.7% to 18.2%). The bleeding risk as measured with HAS-BLED was highest in the oldest group (1.95 in ≤74-year-olds to 2.21 points in ≥85-year-olds). Mean CrCl decreased with age (77.2 to 47.9mg/mL). The proportion of naive patients, CCI and history of previous major bleeding appeared similar across all ages.

The incidence of major thrombotic complications was similar across age groups, but the incidence of major hemorrhagic complications increased notably with age (1.69%, 3.91% and 5.13% py), with only the difference between the youngest and the oldest cohorts reaching statistical significance. The all-cause mortality rate was markedly higher in patients aged ≥85 years: 11.39% py vs 3.39% py in those aged 75–84 years (S2 Table in S1 File).

When analyzed by sex (S1 and S2 Tables in S1 File), female patients were older (79.2 y vs 76.8 y), had worse mean CHA2DS2-VASc score (4.40 vs 3.55) and better HAS-BLED score (2.02 vs 2.18) and CCI (1.17 vs 1.73). 12 patients with GFR <30mL/min were female vs one male. Male patients used more concomitant antiplatelet therapy (10.8% vs 2.7% in women). There were no statistically significant differences in outcomes depending on sex.

DOAC results in anticoagulant-naïve patients only

To ensure that the trends in complications in our study were not related to previous vitamin K antagonist therapy, we performed an analysis in the anticoagulant-naive subgroup of 185 patients (S3 Table in S1 File). In these naive patients, the incidence of major thrombotic and bleeding complications was 2.40% and 3.00% py respectively. This gave a composite of 5.41% py with a mortality of 8.41% py.

Discussion

We have presented the clinical outcomes of an unselected cohort of patients who started treatment with DOACs and followed a systematic care protocol.

The absolute incidence of major complications is the best way to measure the efficacy and safety of any anticoagulant drug in the real world.

To better understand the observed differences in clinical outcomes, we suggest always keeping in mind two critical variables: the mean age and the mean CHA2DS2-VASc of each study. Unfortunately, we usually lack information on the clinical models of DOAC use, but it is reasonable to suppose that, in the large-scale registers, those models must be very heterogeneous [512].

In our overall cohort, there was an incidence of thrombotic complications of 1.28% py; of major hemorrhagic complications, 3.65% py; and of total complications, 4.93% py. The mortality incidence was 6.11% py. We have used these figures to compare our results with other studies in Tables 4 and 5.

Table 4. Main outcomes with DOACs from studies in real practice or RCTs, reporting a lower or similar incidence of major complications than MACACOD.

Incidence of major complications(% patient-year)
Author Ref Country Design1 Drug N° of patients Age in years (mean) CHA2DS2-VASc (mean) Thromb2 Hemorr Total* Death
Connolly (RELY) [1] Multinational RCT Dab 150 6,076 71.5 2.2 & 1.1 3.1 4.2* 3.6
Dab 110 6,015 71.4 2.1 & 1.5 2.7 4.2* 3.7
Patel (ROCKET) [2] Multinational RCT Riv 7,131 73.0 3.5 & 1.7 3.6 5.3* 1.9
Granger (ARISTOTLE) [3] Multinational RCT Apix 9,120 70.0 2.1 & 1.3 2.1 3.2 3.5
Giugliano (ENGAGE) [4] Multinational RCT Edox 60 7,035 72.0 2.8 & 1.2 2.7 3.9* 4.0
Edox 30 7,034 72.0 2.8 & 1.6 1.6 3.2* 3.8
Graham [20] USA RC Dab 67,207 77.0 ** 2.1&$ 1.1 4.3 5.4* 3.3
Larsen [41] Denmark Nationwide RC Dab 12,701 67.6 2.2 1.8 2.0 3.8* 2.4
Riv 7,192 71.8 2.8 2.3 3.6 5.9* 6.7
Apix 6,349 71.3 2.8 4.1 2.7 6.8* 4.8
Graham [5] USA RC Dab 52,240 75.8** 2.3&$ 1.0 3.1 4.1* 2.2
Riv 66,651 75.6** 2.3&$ 0.8 4.5 5.3* 2.5
Carmo [21] Multinational MA Dab 210,279 66.0–79.5 1.2–4.8 1.6 3.9 5.5* 3.6
Camm [5] Multinational PC Riv 6,784 71.5 3.4 0.8 2.1 2.9* 1.9
Mentias [22] USA Medicare RC Dab 21,979 75.8 4.3 1.5 3.4 4.9* 2.6
Riv 23,177 75.7 4.3 1.4 4.7 6.1* 3.1
Chan [44] Taiwan Nationwide RC Dab 20,079 75.0 3.7 2.7 2.0 4.7* 5.0
Riv 27,777 75.0 3.8 2.8 2.1 4.9* 6.0
Apix 5,843 76.0 3.9 2.3 1.5 3.8* 7.2
Gupta [45] USA DOD registry RC Dab 4,129 73.0 3.6 1.0 3.6 4.6* NR
Riv 11,284 75.3 4.0 1.3 4.4 5.7* NR
Apix 11,284 75.3 4.0 1.0 2.9 3.9* NR
Vinogradova [13] United Kingdom PC Dab 4,534 74.7 NR 1.7 2.2 3.9* 4.3
Riv 13,597 75.8 NR 1.6 2.6 4.2* 5.5
Apix 9,199 76.5 NR 1.8 1.5 3.3* 5.3
Lip [46] USA RC Dab 36,990 73.2 3.5 1.3 3.6 4.9* NR
Riv 125,068 75.6 3.8 1.2 5.8 7.0* NR
Apix 100,977 76.1 3.9 1.3 3.6 4.9* NR
Ujeyl [18] Germany RC Dab 23,654 75.4 4.0 $ 1.8 3.4 5.2* 7.2
Riv 59,449 75.4 4.0 $ 1.5 4.1 5.6* 8.8
Apix 4,894 75.4 4.0 $ 1.9 2.6 4.5* 9.5
Gupta [47] USA RC Dab 3,691 74.0 3.7 1.0 3.7 4.7* NR
Riv 8,226 76.5 4.1 1.5 5.0 6.5* NR
Apix 7,607 76.5 4.2 0.9 3.1 4.0* NR
Lee [6] Korea Nationwide RC Dab 17,745 70.8 3.5 2.3 1.5 3.8* NR
Riv 35,965 72.0 3.6 2.4 2.1 4.5* NR
Apix 22,177 72.7 3.8 2.3 1.8 4.1* NR
Edox 15,496 71.7 3.6 2.0 1.6 3.6* NR
Amin [48] USA RC Dab 18,131 77.1 4.4 1.3 4.1 5.4* NR
Riv 55,359 77.9 4.5 1.0 6.1 7.1* NR
Apix 37,525 78.4 4.6 1.0 3.7 4.7* NR
Graham [7] USA RC Dab 86,293 75.5 3.6 $ 0.9 3.0 3.9* 2.1
Riv 106,369 74.9 3.6 $ 0.8 4.1 4.9* 2.4
Apix 73,039 75.2 3.6 $ 0.9 1.9 2.8* 2.1
Villines [8] USA RC Dab 12,763 70.9 3.1 0.5 1.8 2.3* 1.8
Riv 12,763 70.9 3.1 0.7 2.2 2.9* 1.6
Apix 4,802 70.2 3.0 0.4 1.2 1.6* 1.2
Kohsaka [9] Japan RC Dab 6,925 72.5 3.4 1.6 1.4 3.0* NR
Riv 16,564 74.2 3.6 1.6 1.6 3.2* NR
Apix 22,336 77.0 3.9 1.7 1.8 3.5* NR
Edox 12,262 76.3 3.8 1.9 1.8 3.7* NR
Marietta [14] Italy PC D+R+A 2,178 75.4 3.4 0.8 1.9 2.7* 1.7
Jansson [42] Sweden RC Dab 6,453 72.3 2.6 1.1 2.3 3.4* 3.0
Riv 7,897 73.5 3.1 1.6 4.2 5.8* 5.8
Apix 11,493 73.5 3.1 1.4 2.8 4.2* 6.1
Rutherford [43] Norway Nationwide RC Dab 10,431 70,7 3.0 1.8 1.4 3.2* NR
Riv 13,700 71.8 3.1 2.2 2.0 4.2* NR
Apix 28,363 71.7 3.1 2.6 1.6 4.2* NR
Huybrechts [19] USA Hospitalized PC Dab 29,448 67.8 3.0 0.9 4.0 4.9 0.8 ψ
Riv 35,520 NR NR 1.0 6.7 7.7 NR
Apix 19,588 NR NR 0.8 4.0 4.8 NR
Ray [10] USA Medicare RC Apix 353,879 77.0 4.3 0.8 2.6 3.4* 4.5
Riv 227,572 77.0 4.3 0.8 4.3 5.1* 3.9
De Groot [12] Multinational PC Edox 60 9,991 71.8 2.9 0.8 0.9 1.7* 2.4
Edox 30 3,101 79.5 3.8 1.0 1.6 2.6* 7.2
Camm [49] Multinational PC Dab 2,090 72.0** 4.0** 0.9 0.7 1.6* 3.3
R + A 6,790 75.0** 4.0** 0.8 1.0 1.8* 3.7
MACACOD Spain PC All DOACs 817 77.7 4.02 1.28 3.65 4.93 6.11
Edox 615 78 3.97 0.99 3.49 4.49 5.12

1 Types of study: RCT, randomized controlled trial. RC: retrospective cohort. PC: prospective cohort. MA: Meta-analysis

NR: Not reported. DOD: US Department of Defense. Dab: Dabigatran. Riv: Rivaroxaban. Apix: Apixaban. Edox: Edoxaban. D+R+A, dabigatran, rivaroxaban and apixaban.

2. Thrombotic means ischemic stroke or systemic embolism.

*The incidence of total complications was estimated (when not explicitly reported) by the sum of thromboembolic + hemorrhagic complications

** Median

& CHADS2

$ Estimated by the authors

ψ In-hospital

Table 5. Main outcomes with DOACs from studies reporting a similar or higher incidence of major complications than MACACOD.

Incidence of major complications (% patient-year)
Author Ref Country Design1 Drug Number of patients Age in years (mean) CHA2DS2-VASc (mean) Thromb2 Hemorr Total* Death
Van Mieghem [26] Multinational RCT Edox 713 82.1 4.5 2.3 9.7 12.0* 7.8
Nielsen φ [27] Denmark Nationwide RC Dab 8,875 79.9 3.8 3.3 3.0 6.3* 11.0
Riv 3,476 77.9 3.6 2.9 4.4 7.3* 18.2
Apix 4,400 83.9 4.3 5.6 3.8 9.4* 23.8
Lee [28] Korea RC Edox 60 1,835 66.7 2.8 2.3 3.2 5.5* 3.2
Edox 30 2,371 73.8 3.6 4.1 6.4 10.5* 8.6
Yu [29] Korea Nationwide RC Edox 60 2,840 68.2 4.2 4.3 3.1 7.4* 2.7
Edox 30 3,016 72.8 4.9 6.4 5.5 11.9* 7.3
Mueller [52] Scotland RC Dab 1,112 71.1 2.5 1.8 4.1 5.9* 5.2
Riv 7,265 74.8 3.0 1.8 6.3 8.1* 9.4
Apix 6,200 73.7 2.9 1.8 4.7 6.5* 7.5
Bang [15] Korea Nationwide RC Dab 11,414 72.2 4.6 7.1 7.8 14.9* NR
Riv 17,779 73.3 4.6 7.1 9.4 16.5* NR
Apix 10,548 73.9 4.8 8.0 8.3 16.3* NR
Nielsen-Kudsk [17] Denmark RC All DOACs 1,184 75.1 4.3 1.9 10.0 11.9* 15.3
Chen # [16] Netherlands Nationwide RC AF patients 47% DOACS 25% VKA 28% no OAT 342,209 NR NR 6.7 4.1 10.8* 20.1
Buderi [50] USA RC All DOACs 61,214 72.2 4.0 NR 19.0 NR NR
Nielsen [30] Denmark Nationwide RC Edox 60 1,642 73.0 3.2 1.6 3.9 5.5* 6.3
Edox 30 643 80.5 4.2 2.1 3.9 6.0* 16.5
Paschke [40] Germany Nationwide RC Dab 55,131 74.4 4.15 4.9 NR NR 6.3
Riv 234,802 75.0 4.21 3.1 NR NR 7.5
Apix 133,970 76.6 4.44 4.2 NR NR 7.4
Edox 14,666 75.5 4.28 1.7 NR NR 3.1
MACACOD Spain PC All DOACs 817 77.7 4.02 1.28 3.65 4.93 6.11
Edox 615 78 3.97 0.99 3.49 4.49 5.12
Edox 60 382 75.9 3.69 1.04 3.55 4.59 2.72
Edox 30 233 81.4 4.42 0.93 3.41 4.34 8.68

Dab: Dabigatran; Riv: Rivaroxaban; Apix: Apixaban; Edox: Edoxaban.

1. Types of study: RCT, randomized controlled trial. RC, retrospective cohort. PC, prospective cohort.

2. Thrombotic means ischemic stroke or systemic embolism.

*The incidence of total complications was estimated by the sum of thromboembolic + hemorrhagic complications

φ All patients received the reduced dose of their respective DOAC. Incidence rates are crude and calculated at 2.5 years of follow-up.

# The data correspond to the year 2017. As they are sets of the entire population with AF, they do not provide exact values for DOACS.

∞ This high incidence probably includes CRNMB

The selection of these comparative examples does not come from a systematic review. The criteria to select the publications are as follows: first, pivotal studies of the 4 DOACs currently used in the real world; second, real-life results from different geographical areas (Europe, America, and Asia); then, registries with a very high number of patients or registries with a methodology that suggests highly reliable results regardless the number of patients enrolled (in the subjective opinion of the authors). In addition, we included frequently cited publications. We believe that our selection is representative of the literature on DOACs in the real world.

Edoxaban results

Our sample of 615 patients on edoxaban who were followed up for 15.0 months allows us to make reliable estimates of the incidence of major complications. Our population is older and with a worse CHA2DS2-VASc score than most previous studies (Tables 4 and 5). We observed an incidence of 4.49% py of total major complications, with a predominance of major bleeding (3.49% py). When the analysis was split by edoxaban dose, we did not observe differences in incidence of complications, but there was a higher mortality in the 30 mg group, probably due to the clinical characteristics of that group.

Focusing on the age subgroup analysis (S1 and S2 Tables in S1 File), the increased complexity of patients with increasing age was reflected in the number of major hemorrhagic complications; meanwhile, the incidence of thromboembolic events remained stable. This is important to keep in mind while treating elderly patients with DOACs. There were no differences in terms of outcomes when analyzed by sex.

Regarding demographic characteristics related to complications, we found that every increasing point of the Charlson Comorbidity Index [38] represented an increased risk of a first occurrence of a major thrombotic or hemorrhagic complication and of all bleeding complications. Risk factors related to bleeding were low hemoglobin, anti-FXa activity trough (pre-dose) level and history of previous bleeding, but not age.

In Table 6 we compare our results with other reports on edoxaban. Our findings are slightly worse than those of the pivotal ENGAGE RCT [4], which had a population with a mean age six years younger, but with a similar CHA2DS2-VASc score (considering that CHADS2 score is approximately one point lower than CHA2DS2-VASc).

Table 6. Main outcomes with edoxaban from studies in real world or RCTs, in comparison with results from MACACOD, stratified by age.

Incidence of major complications(% patient-year)
Author Ref Country Design1 Drug Number of patients Age in years (mean) CHA2DS2-VASc (mean) Thromb2 Hemorr Total* Death
Giugliano (ENGAGE) [4] Multinational RCT Edox 60 7,035 72.0 2.8 & 1.2 2.7 3.9* 4.0
Edox 30 7,034 72.0 2.8 & 1.6 1.6 3.2* 3.8
Van Mieghem Nej [26] Multinational RCT Edox 713 82.1 4.5 2.3 9.7 12.0* 7.8
Lee [28] Korea RC Edox 60 1,835 66.7 2.8 2.3 3.2 5.5* 3.2
Edox 30 2,371 73.8 3.6 4.1 6.4 10.5* 8.6
Yu [29] Korea Nationwide RC Edox 60 2,840 68.2 4.2 4.3 3.1 7.4* 2.7
Edox 30 3,016 72.8 4.9 6.4 5.5 11.9* 7.3
Lee [6] Korea RC Edox 15,496 71.7 3.6 2.0 1.6 3.6* NR
Kohsaka [9] Japan RC Edox 12,262 76.3 3.8 1.9 1.8 3.7* NR
De Groot [12] Multinational PC Edox 60 9,991 71.8 2.9 0.8 0.9 1.7* 2.4
Edox 30 3,101 79.5 3.8 1.0 1.6 2.6* 7.2
Nielsen [30] Denmark Nationwide RC Edox 60 1,642 73.0 3.2 1.6 3.9 5.5* 6.3
Edox 30 643 80.5 4.2 2.1 3.9 6.0* 16.5
Paschke [40] Germany Nationwide RC Edox 14.666 75.5 4.3 1.7 NR NR 3.1
MACACOD Spain PC Edox 615 78 3.97 0.99 3.49 4.49 5.12
Edox 60 382 75.9 3.69 1.04 3.55 4.59 2.72
Edox 30 233 81.4 4.42 0.93 3.41 4.34 8.68
Edox ≤ 74y 195 68.9 3.03 1.69 1.69 3.39 2.96
Edox 75-84y 288 79.6 4.29 0.52 3.91 4.43 3.39
Edox ≥ 85y 132 87.8 4.65 1.14 5.13 6.27 11.39

Edox: Edoxaban.

1. Types of study: RCT, randomized controlled trial. RC, retrospective cohort. PC, prospective cohort

2. Thrombotic means ischemic stroke or systemic embolism.

*The incidence of total complications was estimated by the sum of thromboembolic + hemorrhagic complications

& CHADS2

Kohsaka et al [9] and Lee et al [6] reported slightly better results than our study but included only complications in hospitalized patients [9] or younger patients with lower CHA2DS2-VASc scores [6]. In contrast, the results from the ETNA registry [12], which were very good, even better than the pivotal study, could have been influenced by some of the problems mentioned above. The edoxaban results from Lee [6], Yu [29], Nielsen [30], Marston [39], and Paschke [40] are slightly worse than ours. The Korean studies [6, 29] found a higher incidence of complications with edoxaban 30 mg than edoxaban 60 mg, but this was not found in the other studies.

Table 4 lists multiple studies reporting a lower incidence of major complications [110, 1214, 1822, 4149], and Table 5 lists those that report a higher incidence. To be conservative, we used as a threshold the incidences observed in our total sample of all four DOACs. By so doing, our results compare well with all the previous results, since those with lower incidences are generally shown to be in younger populations, with less frailty or comorbidity. Some of the studies with worse outcomes than ours are also in younger populations, although in general they have similar or higher CHA2DS2-VASc scores [15, 2830, 40, 50].

Many of the studies summarized in Table 4 have remarkably good results. In their critical evaluation, some points that raise doubts about credibility should be considered. First, it is difficult to obtain similar or even lower incidences of serious complications in clinical practice [514, 22] than in RCTs [14], as already pointed out in the study by de Vries et al [51], for the simple reason that patients in real life are older and have more comorbidity. However, the data they offer on mortality (repeatedly very low) do not align with the expected mortality of 16% py in the first year [23, 24] and 8% py in the following years after AF diagnosis [25]. This 8% refers to a population with a mean age of 70 years and a CHA2DS2-VASc score of 2.8, that is, with a lower risk than the populations in the studies we criticize.

The data in Table 5 seem more consistent with reality and, if true, are certainly worrying due to the high incidence of serious complications. The total complications exceed 10% py in almost all the studies. The best incidences in this table come from nationwide studies from Denmark [27, 30] and a Scottish study [52] and are between 5.5 and 9.4% py, perhaps due to their better health care models. Note that the all-cause mortalities in these studies in are very close to what would be expected [2325].

However, these high incidences of severe complications with DOACs, are lower than those observed with VKA therapy in real world [15, 28, 29, 39, 53]. In the Marston et al study [39], the composite incidence of major thrombotic and hemorrhagic events was 8.8% py with dabigatran, 6.83% py with apixaban, 7.18% py with rivaroxaban and 5.40% py with edoxaban but 11.82% py with VKA treatment.

Perhaps the key to these inconsistencies is found in the article by Bang et al [15], where a huge difference (between half and a third) was observed in the crude incidence rates of major complications when the diagnoses were limited to inpatient claims. Or in the works by Koshaka et al [9], Huybrechts et al [19], and Ujeyl et al [18], which were limited to complications that required hospitalization or deaths that occurred in hospital.

The outcomes of the MACACOD project, may indicate that the specialized management of DOACs helps minimize complications to acceptable levels, but there is undoubtedly still room for improvement. We observed a favorable trend for edoxaban, compared to dabigatran and apixaban. This trend is in line with recent nationwide publications, three of them technically well-designed with propensity-score matching comparisons in Korea [6] and Germany [39, 40], and others in Denmark [27, 30], with lower incidences of major complications with edoxaban than with dabigatran, rivaroxaban, and apixaban.

A critical appraisal of DOACs in daily practice

Marietta et al [54] warned about the difficulty of translating the results of trials into real life because, in an everyday care setting, patients have more comorbidities, are treated without a strict protocol, and are under less intensive surveillance than in an RCT. In addition, we must consider the concerning figures on non-adherence and non-persistence in the treatment with DOACs, which will inevitably worsen clinical results in the real world [55, 56].

One possible option to overcome such difficulties is the management by specialized clinics, where the clinical outcomes are expected to be as good as those presented by some reports [57] and high-quality registries [41, 42]. Our results are as good as those obtained in reliable studies such as those by Rutherford et al [43] in Norway with a population less vulnerable than ours, and even better than those reported by Nielsen et al [27, 30] in Denmark with populations very similar to ours.

This literature of DOACs suggests that the real situation is worse than is generally believed. If the figures for serious complications are like those reported by many of the studies in Table 5, then, “Houston, we have a problem…” The following inconsistency highlights this: the original CHA2DS2-VASc risk scale estimates the risk of thromboembolic events at 4% py for patients with a score of 3–6 [32]. A subsequent adjustment placed the risk between 4% and 6.7% py for scores of 4–5 [58]. A rate of total serious complications higher than 10% (obviously including hemorrhages) leads to an absurd situation, when what we are trying to prevent has an approximate risk of 4–6%. Our results, together with others, indicate the need for more highly-specialized clinical care when prescribing any DOAC.

Strengths and limitations

The relatively small size of our study is both a limitation and a strength. It can be considered a strength because it made possible to guarantee the registration of incidents through personalized follow-up of patients and all their clinical records, both in and out of the hospital. The single-center nature of the study also guarantees a uniform clinical protocol. The main limitation is the relatively small sample size, which mainly affected apixaban, dabigatran, and rivaroxaban, for which we could not make reliable estimates. Another limitation is, due to the nature of the prescription of DOACs in Spain, that they are used as a second-line therapy after VKAs. This translates into a low percentage of naive patients and, consequently, can bias comparisons with other studies.

Conclusions

Although the vast majority of studies on clinical outcomes with DOACs in real life present low or very low incidences of serious complications, these may be underestimated. The complication rates in other recent credible studies are much higher and unacceptable.

The clinical management model proposed by MACACOD seems to be a good way to reduce complications. We observed an incidence of serious complications of 4.93% py, in which severe bleeding predominated (3.65% py). In our results, it seems that the edoxaban group performs better than other DOACs, as shown in some propensity-score real-life nationwide data from Lee [6], Maston [39], and Paschke [40]. Otherwise, our DOAC groups are not equal in terms of ages or basal risks, so these differences in co-variates could explain the observed differences in outcomes. More RCT or at least patient-level meta-analysis are necessary to evaluate the differences in safety and effectiveness between DOACs.

Contrary to the simplistic view of the ease of application and management of DOACs, greater specialization is necessary, as well as a better application of international guidelines and especially patient education regarding their anticoagulant treatment.

Supporting information

S1 Checklist. STROBE statement—checklist of items that should be included in reports of observational studies.

(DOC)

S1 File

(PDF)

Data Availability

All relevant data are within the manuscript and its Supporting Information files.

Funding Statement

The Hemostasis and Thrombosis Unit and the IIB-Sant Pau have received funding from Daiichi-Sankyo to develop and maintain the MACACOD registry (Clinical Application Model of Direct Oral AntiCoagulants). The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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Decision Letter 0

Giulio Francesco Romiti

19 Sep 2022

PONE-D-22-21794Clinical outcomes in patients with atrial fibrillation treated with DOACs in a specialized anticoagulation center: Critical appraisal of real-world dataPLOS ONE

Dear Dr. Moret Puig,

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Reviewer #1: I think that is a quite well-cnducted study.

I think that it is important in the conclusion part to explicit in which dimensions of the outcome edoxaban perform better than other DOAC, also because this is a founded study and I think that it is more ethical.

The novelty of the paper is very low, but real-word data in DOACs are always appreciated.

Reviewer #2: Authors present a prospective, observational, single center study enrolling over 600 patients with atrial fibrillation (MACACOD study) addressing the issue of efficacy and safety of DOAC in a real world setting. Below my major and minor concerns:

MAJOR

- The paper begins as an observational prospective single center study (title, abstract, materials and methods, results) and ends as a non-systematic review of the literature (Discussion). I think it goes beyond the scope of an observational study to comment on the whole literature present. Furthermore, no mention has been made on how some studies have been selected and some others have been discarded. Discussion section should focus instead on interpretation of the interesting results that you presented in the paper, trying to pinpoint what is relevant to the reader and why, and underlining the eventual limitation and possible bias. You might of course compare your results to those of other studies, but Table 4,5 and 6 go beyond this scope.

- Edoxaban and Apixaban population in this study are very different (percentage of naïve patients, antiplatelets drugs, previous bleeding, previous stroke). When presenting non pre-specified, subgroup analysis comparing two very different populations care must be taken not to over-emphasize differences that could easily be explained by the presence of a bias. Such results could be at most “hypothesis generating” and certainly can not support that “In our experience, edoxaban appears to perform better than other DOACs”. In order to state this, you need a RCT or at least a patient level meta-analysis of the available RCTs.

MINOR

- In the section “Materials and methods - Blood tests” authors described meticulously how FXa activity was monitored; by the way, no mention is present in the results section about such an experiment

- Results are often described as statistically significant without reporting confidence intervals and p-value. Even though these are present in the tables, they should be present also in the results section.

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Reviewer #1: Yes: NICCOLO BONINI

Reviewer #2: No

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PLoS One. 2023 Feb 24;18(2):e0279297. doi: 10.1371/journal.pone.0279297.r002

Author response to Decision Letter 0


3 Nov 2022

Responses to the reviewers:

Reviewer #1: I think that is a quite well-conducted study.

I think that it is important in the conclusion part to explicit in which dimensions of the outcome edoxaban perform better than other DOAC, also because this is a founded study and I think that it is more ethical.

The novelty of the paper is very low, but real-word data in DOACs are always appreciated.

Answer: There is a multitude of articles prior to ours presenting the incidence of serious complications of DOACs in real life. In this sense, it is true that the novelty is scarce. However, there are hardly any publications specifying that the clinical results come from rigorous clinical protocols. In our opinion, the novelty of our work consists on showing that, despite carrying out an intensive and specialized protocol, the incidence of complications is considerable. This allows us to take a critical view of many of the existing results, which could present underestimations in the rate of major complications. Therefore, it can cause excessive misguided optimism regarding the results of DOACs in routine clinical practice.

Reviewer #2: Authors present a prospective, observational, single center study enrolling over 600 patients with atrial fibrillation (MACACOD study) addressing the issue of efficacy and safety of DOAC in a real-world setting. Below my major and minor concerns:

MAJOR

• The paper begins as an observational prospective single center study (title, abstract, materials and methods, results) and ends as a non-systematic review of the literature (Discussion). I think it goes beyond the scope of an observational study to comment on the whole literature present. Furthermore, no mention has been made on how some studies have been selected and some others have been discarded

Answer: We prepared an extensive review of the literature to demonstrate the wide variability of clinically relevant outcomes (major complications, mortality) associated with DOACS in real life. As the reviewer points out, our review is not systematic. Although, the criteria for selecting articles were predefined: We selected publications on real-life data; registries from different geographical areas (Europe, America and, Asia) and with a significant number of patients. We also opted for studies with a methodology that suggests very reliable results (in the subjective but well-founded opinion of the authors), despite having a relatively modest number of patients. Finally, we also included some frequently cited articles. All this prolific published information has been used to compare with our results. This allows us to pose our main doubt regarding many of the previously published data, which, with high suspicion, are due to incomplete records or insufficient follow-up quality. This concern is always greater, the larger the sample size is!

On the other hand, we have registries from areas, e.g., Denmark, whose management results and epidemiological credibility have been recognized for the integrity and quality of their databases at the national level.

In the new version of the manuscript, we have made the selection of the compared works more explicit. See in Discussion:

“…The incidence of mortality was 6% p.y. We have used these figures to compare our results with other studies in Tables 4 and 5.

The selection of these comparative examples does not come from a systematic review. The criteria to select the publications are as follows: first, pivotal studies of the 4 DOACs currently used in the real world; second, real-life results from different geographical areas (Europe, America, and Asia); then, registries with a very high number of patients or registries with a methodology that suggests highly reliable results regardless the number of patients enrolled (in the subjective opinion of the authors). In addition, we included frequently cited publications. We believe that our selection is representative of the literature on DOACs in the real world.”

• Discussion section should focus instead on interpretation of the interesting results that you presented in the paper, trying to pinpoint what is relevant to the reader and why, and underlining the eventual limitation and possible bias. You might of course compare your results to those of other studies, but Table 4, 5 and 6 go beyond this scope.

Answer: We understand the reviewer's comment, and it was one of the points that caused the most discussion in our group. However, we are now convinced that Tables 4-6 are very useful to fulfill one of the objectives of the work, already reflected in the title: Critical appraisal of real-world data.

To our knowledge, there is no publication that, in addition to present quality clinical results (as we think ours are), proposes a reflection of this type on the pre-existing results in real life. For this reason, we believe that it is necessary for the publication to maintain the original proposal for Tables and Discussion.

• Edoxaban and Apixaban population in this study are very different (percentage of naïve patients, antiplatelets drugs, previous bleeding, previous stroke). When presenting non pre-specified, subgroup analysis comparing two very different populations care must be taken not to over-emphasize differences that could easily be explained by the presence of a bias. Such results could be at most “hypothesis generating” and certainly can not support that “In our experience, edoxaban appears to perform better than other DOACs”. In order to state this, you need a RCT or at least a patient level meta-analysis of the available RCTs.

Answer: Thank you for the comment. We agree with your point of view, so the sentence in the manuscript is now:

“In our results, it seems that the edoxaban group performs better than other DOACs, as shown in some propensity-score real-life nationwide data from Lee [6], Maston [57], and Paschke [58]. Otherwise, our DOAC groups are not equal in terms of ages or basal risks, so these differences in co-variates could explain the observed differences in outcomes. More RCT or at least patient-level meta-analysis are necessary to evaluate the differences in safety and effectiveness between DOACs.”

MINOR

• In the section “Materials and methods - Blood tests” authors described meticulously how FXa activity was monitored; by the way, no mention is present in the results section about such an experiment

Answer: Thank you for the comment. We have added the trough and peak anti-FXa activity levels and its difference in Table 1. Also, we have included anti-FXa levels in the evaluation of the risks of major thrombotic, major hemorrhagic and all bleeding complications in edoxaban patients in Table 3. There are some sentences added to the manuscript:

In the results:

“We also found significant differences between edoxaban and apixaban in anti-FXa activity trough level (0.10 and 0.62 UI/Ml, P<0.01) and the trough-peak difference (1.14 and 0.67 UI/ml, P<0.01).

Between patients taking both edoxaban doses, those on the 30mg were older (81.4 vs 75.9 years), with higher CHA2DS2-VASc score (4.42 vs 3.69) and with worse mean CrCl (44.3 vs 74.3 mg/dL) but without statistically significant differences except for anti-FXa activity trough, peak and its difference (view Table 1).”

“Lower hemoglobin was found to be a significant risk factor for both hemorrhagic (HR 0.97, 95%CI:0.95-0.99, p=0.017) and all bleeding complications (HR 0.99, 95%CI:0.97-1.00, p=0.047) and elevated anti-FXa activity trough (pre-dose) level for all bleeding complications (HR 3.73, 95%CI:1.38-10.08, p=0.009).”

In the discussion:

“Risk factors related to bleeding were low hemoglobin, anti-FXa activity trough (pre-dose) level and history of previous bleeding, but not age.”

• Results are often described as statistically significant without reporting confidence intervals and p-value. Even though these are present in the tables, they should be present also in the results section.

Answer: Thank you for the comment. We have added the confidence intervals and p-value in the results section.

Attachment

Submitted filename: Rebuttal letter PLOS ONE Clinical Outcomes.docx

Decision Letter 1

Giulio Francesco Romiti

5 Dec 2022

Clinical outcomes in patients with atrial fibrillation treated with DOACs in a specialized anticoagulation center: Critical appraisal of real-world data

PONE-D-22-21794R1

Dear Dr. Moret Puig,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

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Kind regards,

Giulio Francesco Romiti

Academic Editor

PLOS ONE

Reviewers' comments:

Reviewer #2: Review process improved the paper. Authors answered all the comments and extensively reviewed the paper, that is now, in my opinin, suitable fo publications.

********************

Acceptance letter

Giulio Francesco Romiti

14 Dec 2022

PONE-D-22-21794R1

Clinical outcomes in patients with atrial fibrillation treated with DOACs in a specialized anticoagulation center: Critical appraisal of real-world data

Dear Dr. Moret Puig:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

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Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Giulio Francesco Romiti

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Checklist. STROBE statement—checklist of items that should be included in reports of observational studies.

    (DOC)

    S1 File

    (PDF)

    Attachment

    Submitted filename: Rebuttal letter PLOS ONE Clinical Outcomes.docx

    Data Availability Statement

    All relevant data are within the manuscript and its Supporting Information files.


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