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. 2023 Feb 14;13(4):721. doi: 10.3390/nano13040721

A Nonlinear Nonlocal Thermoelasticity Euler–Bernoulli Beam Theory and Its Application to Single-Walled Carbon Nanotubes

Kun Huang 1,*, Wei Xu 1
Editor: Gregory M Odegard1
PMCID: PMC9959413  PMID: 36839089

Abstract

Although small-scale effect or thermal stress significantly impact the mechanical properties of nanobeams, their combined effects and the temperature dependence of the elastic parameters have yet to attract the attention of researchers. In the present paper, we propose a new nonlocal nonlinear Euler–Bernoulli theory to model the mechanical properties of nanobeams. We considered the small-scale effect, thermal stress, and the temperature dependence of Young’s modulus. A single-walled carbon nanotube (SWCNT) was used to demonstrate the influence of the three factors on elastic buckling and forced bending vibrations. The results indicate that thermal stress and the temperature dependence of Young’s modulus have a remarkable influence on the mechanical properties of slender SWCNTs as compared to the small-scale effect induced by the nonlocal effect. Ignoring the temperature effect of slender SWCNTs may cause qualitative mistakes.

Keywords: Euler–Bernoulli beam theory, nonlocal elasticity, temperature, single-walled carbon nanotubes, buckling, nonlinear vibration

1. Introduction

Nanobeams have significant potential for application in nanoelectromechanical systems (NEMS) [1,2]. However, how to precisely model the mechanical properties of nanobeams under combined physical fields is still an open research question [3,4]. There are two crucial characteristics in the mechanical properties of nanostructures. One is the small-scale effect, which reveals the dependency between the mechanical properties and the geometric size of nanostructures [5,6,7,8]. The other is the ambient temperature that may soften the stiffness of nanobeams [3,9,10,11,12]. The small-scale effect [13,14,15] and thermal stress [3,16] of nanobeams have been extensively studied. However, researchers have rarely paid attention to the change in the elastic parameters induced by temperature for the nonlinear vibrations of nanobeams. Nanobeams are usually used at room temperature. Therefore, clarifying the mechanical characteristics under small-scale effect and a finite temperature is required.

The nonlocal stress gradient theory has been used to model the small-scale effect [17,18]. In this theory, the relationship between the local stress and the nonlocal stress is 1e0a22σij=σ¯ij [17]. Here, σ¯ij is the local stress, σij is the nonlocal stress, e0 is a small-scale parameter, and a is the material characteristic length, which is the carbon–carbon bonding length for SWCNTs. The stress gradient model has been widely used to describe the mechanical properties of CNTs and graphene [19,20,21]. As the mechanical properties of a single atomic layer require a more thorough understanding based on quantum mechanics [22,23], determining the scale parameter e0 remains a controversial open question [24].

A change in temperature may affect the properties of nanomaterials by inducing thermal stress and changing the elastic parameters [11,12,25,26,27]. There is much research on the thermal stress of nanobeams [3,9,11], but the dynamic effects of temperature dependence on the elastic parameters have been scarcely considered by researchers [8,28,29]. The temperature dependence in macro structures cannot be ignored arbitrarily [27]. Because the stiffness of nanobeams is much smaller than that of macrobeams, they are more sensitive to temperature changes. In addition, whether the coupling of temperature and scale effect significantly affects the mechanical properties of nanobeams is also an important research content. Material nonlinearity may impact the nonlinear vibrations of CNTs [6,30]. This influence decreases with an increase in the length of CNTs [6].

The accurate understanding of the mechanical properties of nanostructures is the basis of applications. Comprehensively considering the small-scale effect and the temperature is necessary. Therefore, in the present study, we propose a new beam theory to include the nonlocal effect and temperature.

2. Materials and Methods

We restricted our attention to slender beams to remove the influence of material nonlinearity [6]. Thus, the Euler–Bernoulli hypothesis was employed [31]. The cross-sections perpendicular to the centroid locus before deformation remained on the plane and perpendicular to the deformed locus, suffering no strain on their planes. Under this hypothesis, only the longitudinal (x-direction) strain component of the beam ε¯xx was considered (Figure 1). For simplicity, we assumed that the strain of the beam is finite but small. The local longitudinal stress can be expressed as σ¯xx=σ¯xx0+E¯ε¯xx [31]. Here, σ¯xx0 is the local stress before displacement and E¯ is the elasticity modulus at the ambient temperature. If a beam has two unmovable ends, we have σ¯xx0=σ¯0+E¯γT. Here, γ is the coefficient of thermal expansion (CTE) [25] and σ¯0 is the initial prestress. Recent studies have shown that the elasticity modulus E¯ of CNTs proportionally decreases with an increase in temperature [10,11,32]. As the elasticity modulus was obtained using molecular dynamic simulations at absolute zero, we modelled this linear relationship of CNTs as E¯=E1γ1T. Here, γ1>0 is the coefficient of thermoelasticity expansion (CEE) and E is the elasticity modulus at absolute zero. This formula indicates the softening behavior of the tubes with the temperature. Following the nonlocal differential constitutive relationship [17], a constitutive relationship of the nanobeam with the temperature effect can be written as:

1μ22σxx=σ¯xx=σ¯xx0+E¯ε¯xx=σ¯0E1γ1TγT+E1γ1Tε¯xx, (1)

here, μ=e0a.

Figure 1.

Figure 1

Schematic configuration of a thin-walled nanobeam with the middle surface diameter d and the thickness h of the wall.

The bending may induce the axial extension under finite deformations, for example, hinged–hinged or clamped–clamped beams. We suppose that u and w are axial displacements of a beam in the x- and y-directions, respectively, as shown in Figure 1. Thus, the axial strain is [6,31]:

ε¯xx=ux+12wx2y2wx2 (2)

Substituting Equation (2) into the local stress σ¯xx, we have the local axial force and bending moment as:

N¯=Aσ¯xxdA=N0AE1γ1TγT+AE1γ1Tux+12wx2, (3)
M¯=AE1γ1Tyσ¯xxdA=1γ1TEI2wx2. (4)

In the equations, A and I=Ay2dydz are the cross-sectional area and the area moment of inertia of the cross-section. N0=σ0A is the initial pretension force, as shown in Figure 1. The equations of motion with the extensional effect are [31]:

Nx=m2ut2, (5)
2Mx2+N2wx2=m2wt2+F¯x,t. (6)

Here, m is the mass per unit length of the beam. N and M are the nonlocal axial force and the nonlocal moment, respectively. From Equations (3) and (4), the nonlocal constitutive Equation (1) can be rewritten as:

Mμ22Mx2=E1γ1TI2wx2, (7)
Nμ22Nx2=N0+AE1γ1TγT+1γ1TAEux+12wx2. (8)

Substituting Equations (5) and (6) into Equations (7) and (8), we obtain:

Mμ2m2wt2N2wx2+F¯=1γ1TEI2wx2, (9)
Nμ2xm2ut2=N0A1γ1TγT+1γ1TEAux+12wx2, (10)

We differentiate Equation (9) twice with respect to x. We then substitute it into Equation (6) to obtain:

1γ1TEI4wx4+N2wx2+μ22x2m2wt2N2wx2+F¯=m2wt2+F¯x,t. (11)

From Equation (10), we obtain:

N=μ2xm2ut2N0+AE1γ1TγT+1γ1TEAux+12wx2. (12)

Substituting Equation (12) into Equation (11), we obtain:

1γ1TEI4wx4N0+AE1γ1TγT2wx2+1γ1TEAux+12wx22wx2μ22x2N0+AE1γ1TγT2wx2+1γ1TEAux+12wx22wx2=m2wt2μ24wt2x2+F¯μ22F¯x2. (13)

We ignored the inertia term 2u/t2 in Equation (13) because it is significantly smaller than 2w/t2 for a slender beam [33]. We differentiated Equation (12) with respect to x and then substituted it into Equation (5) to obtain:

1γ1TEAxux+12wx2=m2ut2μ2m4ut2x2. (14)

Equations (13) and (14) are the plane motion equations for the nanobeam with the nonlocal effect and the temperature. If only the bending motion is considered, we can ignore the inertia terms of Equation (14) for a slender beam [33] to obtain:

2ux2=12xwx2 (15)

Integrating Equation (15) with respect to x, we obtain:

ux=12wx2+C1t, u=120xws2ds+C1tx+C2t (16)

where C1 and C2 are functions of time t because u is a function of t and x. The two parameters can be determined by imposing boundary conditions on w. For a beam with two unmovable ends [33],

C1t=12l0lwx2dx,  C2=0. (17)

By substituting Equation (16) into Equation (13) and omitting the quartic terms of w, we obtain:

m2wt2μ24wt2x2+Cwt+N0+AE1γ1TγT2wx2+1γ1TEIμ2N0+AE1γ1TγT4wx41γ1TEA2l2wx2μ24wx40lwx2dx=F¯+μ22F¯x2. (18)

Equation (18) indicates that the initial pretension has an identical effect to the thermal stress. Thus, we neglected the initial pretension N0 for simplicity. We assumed that the transverse load is uniform, namely F¯x=const. Thus, 2F¯/x2=0. In this case, Equation (18) can be rewritten as:

m2wt2μ24wt2x2+Cwt+Iγμ2ATE1γ1T4wx4+AE1γ1TγT2wx21γ1TEA2l2wx2μ24wx40lwx2dx=F¯. (19)

From Equation (19), we observed two key features. First, the temperature softens the stiffness of the nanobeams if γ>0 and γ1>0. Second, the new model will degenerate as the classical beam theory including the thermal stress if γ1=μ2=0. We added a linear damping term Cw/t to Equation (19) to account for the dissipation of energy. For a hinged–hinged beam, the boundary conditions are [31,33]:

w0,t=wl,t=0, 2wx20,t=2wx2l,t=0. (20)

From the structural point of view, SWCNTs can be thought of as a single sheet of graphene, rolled into a cylindrical shape with axial symmetry. The ‘rolling up’ of the graphene sheet is described by the chiral vector, which can be expressed as (m,n), where integers n and m represent the chiral indices. An SWCNT is armchair if m = n. For a tube with thickness h and middle surface diameter d, the area moment of inertia of the cross-section is I=π64d+h4dh4=πhd8d2+h2. Thus, the bending stiffness is EI=Eπdhd2+h2/8. The tensile stiffness is EA=Eπdh, and EI/EA=d2+h2/8. Several studies have shown that the two stiffnesses are independent for SWCNTs [3,34]. However, the stiffnesses of SWCNTs with a large diameter are close to those of thin-walled circular tubes. In the present study, a 10,10 SWCNT is used as an example to demonstrate the mechanical properties of the nanobeams. The diameter is d=1.356 nm, h=0.34 nm, m=2.238×1015 kg/m, and E=1.086×103 GPa at absolute zero [35]. The other parameters are shown in Table 1. The CTE was obtained from [12] and the CEE was obtained by fitting the data of the MD calculations from [11].

Table 1.

The physical parameters of a 10,10 SWCNT with l=15nm.

Bending Rigidity
(nNnm2)
Extensional Rigidity (nN) γ (T1) γ1 (T1) ω02 μ
(nM)
c¯
EI=384.07 EA=1572.16 2×105 7.7×105 2.277×1023 0.6 0.04

3. Results

Introducing dimensionless variables into Equation (19) is convenient. Let x¯=x/l, w¯=w/l, t¯=ω0t, and ω02=π4EIl4m1. Equation (19) can then be rewritten as

2t¯2w¯μ2l22w¯x¯2+Cmω0w¯t+1βπ4β1μ2l24w¯x¯4+β12w¯x¯2β22w¯x¯2μ2l24w¯x¯401w¯x¯2ds¯=F¯mω02l. (21)

The parameters in Equation (21) are

β=γ1TEI+1γ1Tγμ2EATmω02l2, β1=1γ1TγTAEmω02l2, β2=1γ1TEA2mω02l2. (22)

The normalized boundary conditions are

w¯0,t¯=w¯1,t¯=0,  2w¯x¯20,t¯=2w¯x¯21,t¯=0 (23)

It is challenging to accurately solve nonlinear Equation (21). An approximate method to solve nonlinear equations is to reduce the partial differential equation to nonlinear ordinary differential equations and then solve the equations using perturbation methods [33,36]. Another method is to directly solve the nonlinear partial differential equation using the multiscale method [37,38,39]. We applied the Galerkin and the multiscale methods to approximately solve the equation. As Equation (21) and the classical nonlinear beam theory have the same form apart from the coefficients in the equations, their modes in the Galerkin method were identical. Under the boundary conditions of Equations (23), an approximate solution to Equation (21) is

w¯=n=1η¯nt¯sinnπx¯ (24)

Ordinary differential equations were obtained through the Galerkin truncation [31,33]. We substituted Equation (24) into Equation (21); then, sinnπx¯ was multiplied by both sides of the equation and integrated into the interval 0,1. For simplicity, we only took the first term of Equation (24) and let η¯1=η to obtain

m¯η¨+C¯η˙+kη+dη3=F. (25)

The parameters in Equation (25) are

m¯=1+π2μ2l2,  C¯=Cmω0,  k=1βπ4μ2β1l2π2β1, d=β22π4+π6μ2l2,F=4F¯πmω02l. (26)

Equations (26) indicate that the linear and the nonlinear stiffness parameters are functions of the nonlocal parameters and temperature. We used a 10,10 SWCNT to demonstrate the influence of the nonlocal effect and the temperature on the nonlinear mechanical properties. The parameters are shown in Table 1. Determining the nonlocal parameter e0 of SWCNTs is an open problem because there is an ambiguous understanding of the mechanical properties of a one-atom-thick nanostructure [22,23]. If the vibration frequency in CNTs is in the terahertz range, a conservative estimate is e0a<2nm [8]. In this research, e0a=0.6nm [13] was used.

By neglecting the inertia and damping terms in Equation (24), static bending deformations of the middle point of the beam are obtained as

kη+dη3=F. (27)

From the classical theory, the beam will buckle if k=0. We can also obtain post-buckling displacements with the temperature for different parameters, as shown in the next section.

To research the nonlinear vibrational behaviors of a hinged–hinged beam at the primary resonance, we rewrite Equation (25) as

η¨+c¯η˙+ω¯2η+d¯η3=f¯ (28)

where c¯=C¯/m¯, ω2=k/m¯, d¯=d/m¯, and f¯=F/m¯. The energy dissipation of nanostructures is not thoroughly understood; thus, we used c¯=0.04 as an example. The multiple scale method [36], which is widely used to solve weak nonlinear differential equations for macro-structures, was applied to solve Equation (28). Let c¯=2ε2c, f¯=ε3fcosΩt¯ and ε=0.1. This gives

η¨+ω2η+2ε2cη˙+d¯η3=ε3fcosΩt¯. (29)

Suppose that

ηt¯;ε=εη1T0,T2+ε3η3T0,T2 (30)

where T0=t¯ and T2=ε2t¯. We substitute Equation (30) into Equation (29), and then equate the coefficients of ε and ε3 on both sides. This gives

ε: D02η1+ω2η1=0, (31)
ε3: D02η3+ω2η3=2D0D2η12cD0η1d¯η13+12fexpiΩT0 (32)

in which D0=d/dT0, D2=d/dT2, and D02=d2/dT02. The solution of Equation (31) is

η1=AT2expiωT0+CC (33)

where CC is the complex conjugate. Substituting Equation (33) into Equation (32), we obtain

D02η3+ω2η3=12fexpiωT0i2ωA+cA+3d¯A2A¯expiωT0+NST (34)

The prime in Equation (34) denotes the derivative with respect to T2 and NST denotes the non-secular terms [36]. When the frequency Ω of the load approaches the modal frequency ω (primary resonance) of the nanobeam, a small-amplitude excitation may produce a relatively large amplitude response. Under this condition, let Ω=ω+ε2σ; thus, the solvable condition of Equation (34) is

i2ωA+cA3d¯A2A¯+12fexpiσT2=0 (35)

Let A=α/2expiμ, and substitute it into Equation (35). We then separate the real part and the imaginary part to obtain

α=cα+f2ωsinθ,αθ=σα38ωd¯α3+f2ωcosθ, (36)

where θ=σT2μ. Steady-state motion occurs when α=θ=0, which corresponds to the singular points of Equations (36). The steady-state solution can be obtained from the following algebraic equation [36]

c2+σ3d¯8ω2α22α2=f24ω2 (37)

The stability of the steady-state solution is judged by investigating the nature of the singular points of Equations (38). Let a=a0+a1, θ=θ0+θ1, and substitute them into Equation (36), expanding for small a1 and θ1, and maintaining the linear terms in a1 and θ1. We then obtain

α1=cα1+θ1fcosθ02ω,θ1=fcosθ02ωα02+3d¯α04α1θ1fsinθ02ωα0. (38)

Here, a0 and θ0 are the singular points of Equation (36) that are used in Equation (38). The stability of the steady-state motion depends on the eigenvalues of the coefficient matrix of Equation (36). If the real parts of the eigenvalues are greater than zero, the solutions are unstable [36]. Hence, the steady-state motions are unstable if

c2+3d¯α028ωσ9d¯α028ωσ<0 (39)

Equation (39) indicates that the nonlocal effect and the temperature impact the stability of the steady-state solutions. Therefore, we used dashed and solid lines to denote the unstable and stable solutions, respectively, in the figures of the following section.

4. Discussion

If F=0 in Equation (27), one can obtain the buckled deflections induced by temperature in different models, as shown in Figure 2. The image indicates that the nonlocal effect strikingly impacted the buckling temperature because there are a few coupled terms of γ1 in the stiffness k. This means that it is necessary to consider the influence of the temperature on the elastic parameter. The temperature effect on the bending deformations is mainly displayed by the softening of the stiffness due to γ>0 and γ1>0 for SWCNTs, as shown in Figure 3. This figure also demonstrates that the beam has been buckled by thermal stress at T=600K, considering the nonlocal and temperature effects.

Figure 2.

Figure 2

Buckled deflections induced by temperature in different models for F=0.

Figure 3.

Figure 3

Displacements as a function of loads for different temperatures.

From Equation (37), we obtained the effect of the temperature on the load–amplitude curves, as shown in Figure 4. The numerical calculations using the Runge–Kutta method showed the accuracy of the perturbation solution, as shown in Figure 5. From Equations (21) and (25), we observed that the nonlocal effect and the temperature induced a few terms. Figure 4 shows that these coupled terms were the reason why the vibrations of the SWCNT were sensible to the temperature. The nonlocal effect or the temperature-induced decrease in Young’s modulus had little influence on the vibration amplitudes of the SWCNTs at the same temperature, as shown in Figure 6. However, the three models had different bifurcation points that induced a jump in the vibration amplitudes. The sensibility of the mechanical properties to the temperature could also be found in the frequency–response curves, as shown in Figure 7. Figure 7 and Figure 8 also indicate that qualitative mistakes appeared if the temperature was ignored. The frequency–response curves for the three models, as shown in Figure 9, also demonstrated that the nonlocal effect or Young’s modulus change had a minor influence on the vibration amplitudes at the same temperature.

Figure 4.

Figure 4

The temperature effect on the load–response curves for σ,μ,λ1=10,0.6,7.7×105.

Figure 5.

Figure 5

Time evolutions with three different temperatures for f=0.002 at an initial value of η0,η˙0=0,0.

Figure 6.

Figure 6

Load–response curves of the three models for T,σ=200,10.

Figure 7.

Figure 7

Frequency–response curves with three temperatures for f=1.5.

Figure 8.

Figure 8

Time evolutions with three temperatures for σ,f=20,1.5 at the initial value of η,η˙=0.1,0.

Figure 9.

Figure 9

Frequency–response curves of three models for f,T=1.5,200.

The preliminary studies demonstrated that the temperature significantly affected the vibration behavior of the SWCNTs. However, we did not discuss their oscillations after buckling induced by temperature. The dynamic behaviors of the buckling tubes were more complicated than those in this paper [33]. Particularly, the bifurcation problem with two parameters requires further theoretical and experimental research. Our new model provides a basis to study these problems profoundly.

The correctness of the new theory in this paper requires experimental validation. However, experiments of mechanical properties at the nanoscale are very difficult, and those of nonlinear vibrations are even more difficult. The molecular dynamics calculations of the nonlinear vibrations are equally difficult due to enormous expenses. To date, there are no experimental data of nonlinear vibrations of CNTs under finite temperature conditions. It is challenging to obtain the nonlinear vibrations of CNTs using the molecular dynamics calculations. In the present research, we use the mechanical and thermal coefficients obtained using the density functional theory or molecular dynamics simulations. This ensures accuracy of the model parameters. Recent molecular dynamics calculations of SWCNTs show that the buckling deformations of CTs under axial compression loads is highly similar to those of classical beams [40]. This enhances the researchers’ confidence in using the modified continuum mechanics to study nanobeams [6,8,41]. We believe that the nonlinear mechanical properties of nanobeams require further theoretical and experimental research.

5. Conclusions

In the present study, we combined the nonlocal effect and temperature to suggest a new Euler–Bernoulli theory for nanobeams. A 10,10 SWCNT was used as an example to demonstrate the combined impact of the nonlocal effect, the thermal stress, and the temperature dependence of Young’s modulus. The research demonstrated three main impacts induced by temperature:

  • (1).

    The nonlocal effect and the decrease in Young’s modulus substantially influenced the buckling temperature and the post-buckling mechanical behavior.

  • (2).

    The temperature had a softening effect on the stiffness of the SWCNTs and remarkably impacted the nonlinear vibrations of the structures. These effects increased with an increase in the temperature.

  • (3).

    As both the nonlocal effect and the temperature effects significantly impacted the mechanical properties of SWCNTs, noticeable mistakes appeared if they were neglected in the model.

Author Contributions

Conceptualization, K.H. and W.X.; methodology, K.H.; software, K.H. and W.X.; validation, W.X.; formal analysis, K.H.; investigation, K.H.; resources, W.X.; data curation, K.H.; writing—original draft preparation, K.H.; writing—review and editing, W.X.; visualization, K.H.; supervision, W.X.; project administration, W.X.; funding acquisition, K.H. All authors have read and agreed to the published version of the manuscript.

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

The datasets generated during and/or analyzed in the current study are available from the corresponding author on reasonable request.

Conflicts of Interest

The authors declare no conflict of interest.

Funding Statement

This work was supported by the National Natural Science Foundation of China (grant no. 12050001).

Footnotes

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Data Availability Statement

The datasets generated during and/or analyzed in the current study are available from the corresponding author on reasonable request.


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