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. 2022 Jun 16;13(2):547–562. doi: 10.1177/21925682221109562

Appraising The Evidence for Conservative versus Surgical Management of Motor Deficits in Degenerative Cervical Radiculopathy

Axumawi Gebreyohanes 1,2,, Marios Erotocritou 3, David Choi 1
PMCID: PMC9972261  PMID: 35708971

Abstract

Study Design

Systematic review.

Objectives

Understanding the prevalence and outcome of motor deficits in degenerative cervical radiculopathy is important to guide management. We compared motor radiculopathy outcomes after conservative and surgical management, a particular focus being painful vs painless radiculopathy.

Methods

MEDLINE and EMBASE databases were searched. We stratified each study cohort into 1 of 6 groups, I–VI, based on whether radiculopathy was painful, painless or unspecified, and whether interventions were surgical or non-surgical.

Results

Of 10 514 initial studies, 44 matched the selection criteria. Whilst 42 (95.5%) provided baseline motor radiculopathy data, only 22 (50.0%) provided follow-up motor outcomes. Mean baseline prevalence of motor deficits was 39.1% (9.2%–73.3%) in conservative cohorts and 60.5% (18.5%–94.1%) in surgical cohorts. Group VI, ‘surgically-managed motor radiculopathy with unclear pain status’ had the largest number of cohorts. Conversely, no cohorts were found in Group III, ‘conservatively-managed painless motor radiculopathy’. Large disparities in data quality made direct comparison of conservative vs operative management difficult.

Conclusions

Overall pre-intervention prevalence of motor deficits in degenerative cervical radiculopathy is 56.4%. Many studies fail to report motor outcomes after intervention, meaning statistical evidence to guide optimal management of motor radiculopathy is currently lacking. Our study highlights the need for more evidence, preferably from a prospective long-term study, to allow direct comparisons of motor outcomes after conservative and surgical management.

Keywords: degenerative disc disease, degenerative cervical radiculopathy, motor radiculopathy, motor outcomes

Introduction

Degenerative cervical radiculopathy is a common condition caused by compression of nerve roots in the cervical neural foramina. This may present as neck or arm pain, sensory deficits and/or motor deficits in corresponding myotomes. Degenerative radiculopathy may be secondary to disc herniation, osteophyte formation or spondylotic deformity occurring in the ageing spine. Initial management is usually conservative: analgesia, physiotherapy or corticosteroid injections. Improvement of arm pain occurs in up to 94% of cases,1,2 but surgery might be suggested if non-operative management fails. However, outcomes for motor radiculopathy after surgery are unclear.

It is a commonly held belief that a key indication for surgical management of radiculopathy is continuing or progressing motor deficit, which can result in significant disability. However, surgery is offered with the assumption that surgery is more effective at improving motor function compared to continued conservative management. Moreover, the risk of potential complications arising from surgery must be borne in mind. We therefore need a clearer understanding of evolving motor deficits in the clinical timeline of conservatively-managed radiculopathy, and of how surgery might influence this timeline.

We undertook a systematic review to ascertain the prevalence of motor deficits in degenerative radiculopathy and to investigate reported motor outcomes of conservative vs surgical management.

Methods

Search strategy and study selection

We conformed with Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) 2009 guidelines 3 (Figure 1). The literature search was carried out by the junior authors (A.G. and M.E.), under supervision of the senior author (D.C.), using MEDLINE and EMBASE databases. An initial search strategy using the following terms was carried out up to January 2021: cervical radiculopathy; motor; painless; surgery; cervical radiculopathy AND surgery; cervical radiculopathy AND physiotherapy; cervical radiculopathy AND conservative; cervical radiculopathy AND natural history.

Figure 1.

Figure 1.

PRISMA literature search strategy.

Eligibility criteria

The following inclusion criteria were stipulated: 1) human studies; 2) adult population; 3) degenerative aetiology for radiculopathy; 4) sample size > 20; and 5) clear motor data at baseline or post-intervention. Exclusion criteria were as follows: 1) animal or in-vitro studies; 2) paediatric population; 3) traumatic radiculopathy series; 4) radiculopathy secondary to malignancy or aneurysm; 5) myelopathy or spinal canal stenosis; 6) sample size < 20; 7) case reports; 8) studies not published in English; and 9) studies without clear motor data.

Risk of bias in individual studies

All included studies were assessed for quality of evidence using the National Institutes of Health (NIH) tools: ‘Quality Assessment of Controlled Intervention Studies’ for randomised controlled trials (RCTs) and ‘Quality Assessment Tool for Observational Cohort and Cross-Sectional Studies’ for non-randomised cohorts. 4

Data collection process

During full text analysis, a spreadsheet with the following headings was populated: 1) first author and publication year; 2) study design; 3) inclusion/exclusion criteria for patient cohort; 4) cohort size; 5) intervention class; 6) baseline motor data; 7) post-intervention motor data; 8) other outcomes assessed (eg pain, sensory deficits).

Results

Search results

At initial screening, 10 514 citations were identified, from which 290 were selected for full-text analysis via title and abstract review. A total of 44 individual articles were included for data extraction (Table 1).

Table 1.

Characteristics of 44 studies included in final analysis.

Reference Study design Intervention class Intervention(s) Motor data format
MacDowall et al, 2020 5 Prospective cohort Surgical ACDF vs PCF a Binary
Bacigaluppi et al, 2019 6 Retrospective cohort Surgical open posterior decompression Binary & quantified
MacDowall et al, 2019 7 Retrospective cohort Surgical ACDF vs ACDR Binary
Akkan & Gelecek, 2018 8 RCT Conservative neck stabilisation exercises vs standard physiotherapy Quantified
Siller et al, 2018 9 Retrospective cohort Surgical ACDF vs open PCF Binary & quantified
Lee et al, 2018 10 Retrospective cohort Surgical endoscopic PCF + discectomy Binary
Scholz et al, 2018 11 Retrospective cohort Surgical ACDF vs MI PCF Binary
Peto et al, 2017 12 Retrospective cohort Surgical PCF (MI) Binary
Kim et al, 2017 13 Retrospective cohort Surgical ACDR vs MI PCF Binary
ElAbed et al, 2016 14 Retrospective cohort Surgical ACDF Binary
Shiban et al, 2016 15 Retrospective cohort Surgical ACDF Binary
Xiao et al, 2015 16 Retrospective cohort Conservative nerve root block + pulsed radiofrequency Binary
Engquist et al, 2015 17 RCT Surgical vs conservative ACDF vs physiotherapy Binary
Lehmann et al, 2014 18 Retrospective cohort Surgical ACDF Binary
Kang et al, 2014 19 Retrospective cohort Surgical open PCF Binary
Church et al, 2014 20 Retrospective cohort Surgical laminoforaminotomy Binary
Park et al, 2013 21 Retrospective cohort Surgical anterior foraminotomy Binary
Peolsson et al, 2013 22 RCT Surgical vs conservative ACDF vs physiotherapy Quantified
Lee et al, 2012 23 Prospective cohort Conservative epidural steroid injections Binary
Lidar & Salame, 2011 24 Retrospective cohort Surgical PCF (MI) + discectomy Binary
Konstantinovic et al, 2010 25 RCT Conservative laser therapy vs placebo Binary
Kuijper et al, 2009 26 RCT Conservative cervical collar vs physiotherapy vs ‘watch-and-wait’ Binary
Kim & Kim, 2009 27 RCT Surgical open vs MI PCF/discectomy Binary
Balasubramanian et al, 2008 28 Retrospective cohort Surgical anterior foraminotomy Binary
Cornelius et al, 2007 29 Retrospective cohort Surgical anterolateral foraminotomy Binary
Xie & Hurlbert, 2007 30 RCT Surgical ACD vs non-plated ACDF vs plated ACDF Binary
Ruetten et al, 2007 31 Prospective cohort Surgical PCF (MI) Binary
Anderberg et al, 2007 32 RCT Conservative transforaminal injections — steroid vs control Binary
Lin et al, 2006 33 Retrospective cohort Conservative epidural steroid injections Binary
Korinth et al, 2006 34 Retrospective cohort Surgical ACD vs open PCF Binary
Aydin et al, 2005 35 Retrospective cohort Surgical anterior contralateral discectomy Binary
Joghataei et al, 2004 36 RCT Conservative cervical traction vs electrotherapy/exercise Quantified
Jho et al, 2002 37 Retrospective cohort Surgical anterior foraminotomy Binary
Rodrigues et al, 2001 38 Retrospective cohort Surgical posterior approaches Binary
Knight et al, 2001 39 Prospective cohort Surgical percutaneous laser Binary
Adamson, 2001 40 Prospective cohort Surgical laminoforaminotomy (MI) Binary
Hamburger et al, 2001 41 Retrospective cohort Surgical ACDF Binary
Heckmann et al, 1999 2 Retrospective cohort Surgical vs conservative ACD vs conservative Binary
Swezey, 1999 42 Retrospective cohort Conservative conservative Binary
Schneeberger et al, 1999 43 Retrospective cohort Surgical ACDF Binary
Persson et al, 1997 44 RCT Surgical vs conservative ACDF/foraminotomy/ laminectomy vs physiotherapy vs cervical collar Quantified
Bush & Hillier, 1996 45 Prospective cohort Conservative steroid injections Binary & quantified
Davis, 1996 46 Retrospective cohort Surgical open posterior decompression Binary
Bertalanffy & Eggert, 1988 47 Retrospective cohort Surgical ACD Binary

Abbreviations: ACD, anterior cervical discectomy; ACDF, anterior cervical discectomy and fusion; ACDR, anterior cervical disc replacement; MI, minimally-invasive; PCF, posterior cervical foraminotomy; RCT, randomised controlled trial.

aPCFs in this study were mixed, including open, endoscopic and minimally-invasive (MI) techniques

The NIH quality of evidence assessments for 10 RCTs8,17,22,2527,30,32,36,44 are summarised in Table 2, whilst those for 6 prospective5,23,31,39,40,45 and 28 retrospective2,6,7,916,1821,24,28,29,3335,37,38,4143,46,47 studies can be found in Table 3.

Table 2.

Quality of evidence assessment for 10 included randomised studies.

Reference 1. Study clearly described as randomised? 2. Adequate randomisation method? 3. Concealed allocation? 4. Participants & providers blinded? 5. Outcome assessors blinded? 6. Similar groups at baseline? 7. Overall drop-out ≤20%? 8. Differential drop-out ≤15% between groups? 9. High adherence to protocols? 10. Similar background interventions between groups? 11. Outcomes assessed using valid & reliable measures? 12. Sample size sufficiently large to detect difference with ≥80% power? 13. Prespecified outcomes? 14. Intention-to-treat analysis?
Akkan & Gelecek, 2018 8 Y Y NR NR NR Y N N N Y Y NR Y N
Engquist et al, 2015 17 Y Y N N NR Y Y Y Y Y Y NR Y Y
Peolsson et al, 2013 22 Y Y N N NR Y Y Y Y Y Y N Y N
Konstantinovic et al, 2010 25 Y Y Y Y Y Y Y Y Y Y Y NR Y Y
Kuijper et al, 2009 26 Y Y N N N Y Y Y Y Y Y Y Y NR
Kim & Kim, 2009 27 Y Y N N N Y Y Y Y Y Y NR Y NA
Xie & Hurlbert, 2007 30 Y Y NR NR NR Y Y N Y Y Y Y Y NA
Anderberg et al, 2007 32 Y Y Y N Y Y Y Y Y Y Y NR Y NA
Joghataei et al, 2004 36 Y Y Y N Y Y Y Y Y Y Y NR Y NA
Persson et al, 1997 44 Y Y N N N Y Y Y Y Y Y NR Y Y

Abbreviations: N, no; NA, not applicable; NR, not reported; Y, yes.

Using National Institutes for Health (NIH) ‘Quality Assessment of Controlled Intervention Studies’.

Table 3.

Quality of evidence assessment for 34 included non-randomised studies.

Reference 1. Clearly-stated research question or objective? 2. Study population clearly defined? 3. ≥50% participation rate of eligible persons? 4. Subjects recruited from similar populations with uniform inclusion & exclusion criteria? 5. Sample size justification, or power calculation provided? 6. Exposures of interest measured prior to outcomes being measured? 7.
Sufficient timeframe to see association between exposure & outcome?
8. Outcomes compared amongst different levels of exposure? 9. Exposures clearly defined, valid, reliable & implemented consistently across all study participants? 10. Exposures assessed at more than 1 time point? 11. Dependent variables clearly defined, valid, reliable & implemented consistently across all study participants? 12. Outcome assessors blinded to exposure status of participants? 13. ≤20% loss to follow-up? 14. Key potential confounding variables measured & adjusted statistically?
MacDowall et al, 2020 5 Y Y Y Y N Y Y NA Y Y Y N N Y
Bacigaluppi et al, 2019 6 Y Y Y NA N Y N NA Y N NA NA Y NA
MacDowall et al, 2019 7 Y Y Y Y N Y Y NA Y Y Y N N Y
Siller et al, 2018 9 Y Y Y Y N Y Y NA Y Y Y N N N
Lee et al, 2018 10 Y Y Y NA N Y Y NA Y Y NA NA Y NA
Scholz et al, 2018 11 Y Y Y Y N Y Y NA Y N Y N Y N
Peto et al, 2017 12 Y Y Y NA N Y Y NA Y Y NA NA N NA
Kim et al, 2017 13 Y Y Y Y N Y Y NA Y N Y N Y N
ElAbed et al, 2016 14 Y Y Y NA N Y Y Y Y Y N NA Y NA
Shiban et al, 2016 15 Y Y Y Y N Y Y Y Y N NA NA Y NA
Xiao et al, 2015 16 Y Y Y NA N Y Y N Y Y Y NA Y NA
Lehmann et al, 2014 18 Y Y Y NA N Y Y NA Y Y NA NA Y N
Kang et al, 2014 19 Y Y Y N N Y Y N Y N Y N N N
Church et al, 2014 20 Y Y Y NA N Y Y NA Y N NA NA Y NA
Park et al, 2013 21 Y Y Y NA N Y Y NA Y Y NA NA Y NA
Lee et al, 2012 23 Y Y Y Y N N Y Y N N N NA Y N
Lidar & Salame, 2011 24 Y Y Y NA N Y Y NA Y Y Y NA Y NA
Balasubramanian et al, 2008 28 Y Y Y NA N Y Y NA Y Y NA NA Y NA
Cornelius et al, 2007 29 Y Y Y NA N Y Y NA Y Y NA NA Y NA
Ruetten et al, 2007 31 Y Y Y NA N Y Y NA Y Y NA NA Y NA
Lin et al, 2006 33 Y Y Y NA N Y Y N Y N NA NA Y NA
Korinth et al, 2006 34 Y Y Y Y N Y Y NA Y N Y N Y N
Aydin et al, 2005 35 Y Y Y NA N Y Y NA Y Y NA NA Y NA
Jho et al, 2002 37 Y Y Y NA N Y Y NA Y N NA NA Y NA
Rodrigues et al, 2001 38 Y Y Y NA N Y Y NA Y N NA NA Y NA
Knight et al, 2001 39 Y Y Y NA N Y Y NA Y N NA NA Y NA
Adamson, 2001 40 Y Y Y NA N Y Y NA Y Y NA NA Y NA
Hamburger et al, 2001 41 Y Y Y NA N Y Y NA Y Y NA NA N NA
Heckmann et al, 1999 2 Y Y Y Y N Y Y NA N N Y N N N
Swezey, 1999 42 Y Y Y NA N Y Y NA N Y NA NA Y NA
Schneeberger et al, 1999 43 Y Y Y NA N Y Y NA Y N NA NA Y NA
Bush & Hillier, 1996 45 Y Y Y NA N Y Y NA N N NA NA Y NA
Davis, 1996 46 Y Y Y NA N Y Y NA Y N NA NA Y NA
Bertalanffy & Eggert, 1988 47 Y Y Y NA N Y Y NA Y Y NA NA N NA

Abbreviations: N, no; NA, not applicable; Y, yes.

Using National Institutes for Health (NIH) ‘Quality Assessment Tool for Observational Cohort and Cross-Sectional Studies’.

Study characteristics

The breakdown of intervention class in included studies was as follows: 10 (22.7%) conservative management only; 30 (68.2%) surgical management only; 4 (9.1%) comparing conservative and surgical management.

37 studies reported motor data in binary form (eg motor deficit ‘present’/‘absent’, or motor outcome ‘improved’/‘unchanged’: see Table 4). Four studies documented motor strength using quantified measures such as Medical Research Council (MRC) motor grading or grip strength in kilograms (Table 5). Three studies provided data in both binary and quantified forms.

Table 4.

Motor data from 40 studies reporting binary data.

Reference Cohort size Baseline motor data Motor data at latest follow-up Additional motor data Motor deterioration or complications
Motor deficit Painless motor deficit Motor deficit Motor improvement Average time
MacDowall et al, 2020 5 4368 68.1% No motor follow-up Baseline motor deficit 69.01% in ACDF; 63.06% in PCF
Bacigaluppi et al, 2019 6 75 81.3% 8.0% 100% 83.5 months 50.7% MRC=4; 30.7% MRC < 4; 18.7% no weakness None
MacDowall et al, 2019 7 3998 68.4% No motor follow-up Baseline motor deficit in ACDF 69.06%; 56.86% in ACDR
Siller et al, 2018 9 31 All painless: see right 3.93% a 65.2% 3.9 years Baseline painless motor deficit 2.81% in ACDF; 5.88% in PCF 2 pts (8.7%)
Lee et al, 2018 10 106 71.70% 14.47% 94.7% 22.4 months 49% MRC=4; 23% MRC < 4; 27% no weakness Transient in 3 pts (2.8%)
Scholz et al, 2018 11 107 73.8% 75.7% 42 months Baseline motor deficit 60.00% in ACDF; 82.09% in PCF 1 pt (.9%) — new motor deficit at adjacent level in PCF group
Peto et al, 2017 12 34 58.8% 11.76% 25.0% 80.0% 30.4 months Baseline motor deficit with radicular pain in 47.06% None
Kim et al, 2017 13 35 57.1% No motor follow-up Baseline motor deficit 52.94% in ACDR; 61.11% in PCF None
ElAbed et al, 2016 14 90 50.0% 15.0% 85.0% 4.5 years Transient in 1 pt (1.1%)
Shiban et al, 2016 15 133 61.7% 84.2% 21 months 2 pts (1.5%)
Xiao et al, 2015 16 42 19.1% No motor follow-up None
Engquist et al, 2015 17 63 45.0% No motor follow-up
Lehmann et al, 2014 18 118 55.1% 16.9% 3.8 years 6 pts (5.1%)
Kang et al, 2014 19 135 18.5% No motor follow-up
Church et al, 2014 20 319 78.1% b 27.9% b 10 years ‘Subjective weakness’ in 53.5%; ‘objective weakness’ in 43.0% 3 pts (.3%)
Park et al, 2013 21 50 36.0% No motor follow-up None
Lee et al, 2012 23 98 9.2% No motor follow-up None
Lidar & Salame, 2011 24 32 100% 39mths None
Konstantinovic et al, 2010 25 60 73.3% No motor follow-up None
Kuijper et al, 2009 26 205 No motor follow-up
Kim & Kim, 2009 27 41 53.7% No motor follow-up None
Balasubramanian et al, 2008 28 34 38.2% No motor follow-up None
Cornelius et al, 2007 29 40 45.0% 5.6% 7.5% 83.3% 4.3 years Transient in 1 pt (2.5%) — C5 palsy
Xie & Hurlbert, 2007 30 42 33.3% No motor follow-up Baseline motor deficit 25.0% in ACD; 26.7% in unplated ACDF; 46.7% in plated ACDF None
Ruetten et al, 2007 31 100 43.0% No motor follow-up None
Anderberg et al, 2007 32 40 10.0% 3 weeks Follow-up motor status unchanged in 90.0% None
Lin et al, 2006 33 70 47.1% No motor follow-up None
Korinth et al, 2006 34 292 67.8% 8.2% No motor follow-up Baseline motor deficit 64.5% in ACD; 70.2% in PCF Transient in 2 pts (.7%) — 1 paraparesis & 1 hemiparesis
Baseline painless motor deficit 5.7% in ACDF; 10.1% in PCF
Aydin et al, 2005 35 182 80.2% 7.1% 18 months None
Jho et al, 2002 37 104 61.5% No motor follow-up Transient in 1 pt (1.0%) —hemiparesis
Rodrigues et al, 2001 38 51 90.2% 6.5% 93.5% 46 months None
Knight et al, 2001 39 105 31.4% 7.2% 43 months 2 pts (1.9%) — 1 transient, 1 persistent
Adamson, 2001 40 100 76.0% No motor follow-up None
Hamburger et al, 2001 41 249 85.1% 1.2% No motor follow-up Painful motor deficit in 10.0%; painful motor and sensory deficit in 73.9% 2 pts (.8%) — 1 transient hemiparesis, 1 persistent tetraparesis
Heckmann et al, 1999 2 60 51.7% 74.2% 5.5 years Baseline motor deficit 43.6% in conservative; 66.7% in surgical None in conservative; 1 pt (5.0%) in surgical
Swezey, 1999 42 83 42.2% 6.0% No motor follow-up
Schneeberger et al, 1999 43 35 31.4% 100% 54 months None
Bush & Hillier, 1996 45 68 75.0% 90.2% 39 months No change in 9.8% None
Davis, 1996 46 170 94.1% No motor follow-up Transient in 2 pts (1.2%) — 1 axillary nerve injury, 1 C5 palsy
Bertalanffy & Eggert, 1988 47 146 77% No motor follow-up Transient in 1 pt (.7%) — paraparesis

Abbreviations: ACD, anterior cervical discectomy; ACDF, anterior cervical discectomy and fusion; ACDR, anterior cervical disc replacement; MI, minimally-invasive; MRC, Medical Research Council grading; PCF, posterior cervical foraminotomy.

aThe 31 patients in this cohort are from a larger group of 788 patients with radiculopathy, which serves as a denominator for baseline prevalence of painless motor radiculopathy.

bBaseline and follow-up motor deficit percentages are provided for ‘subjective’ weakness. ‘Objective’ weakness was only reported as a separate percentage of the 1085 patients that met study inclusion criteria but did not have documented follow-up.

Table 5.

Motor data from 7 studies reporting quantified data.

Reference Cohort size Measurement unit Intervention group Baseline motor data Latest follow-up Significance from baseline Inter-group difference at follow-up
Data Time
Bacigaluppi et al, 2019 6 75 MRC grading Surgery 3.9 (mean) 4.9 (mean) 83.5 months Yes (P < .001)
Siller et al, 2018 9 31 MRC grading Surgery 3 (median) 4 (median) 3.9 years Yes (P = .046)
Akkan & Gelecek, 2018 8 32 Grip strength (kg) Neck stabilisation exercises 18.80 (mean) 27.04 (mean) 12 weeks Yes (P < .001) Not significant (P > .05)
Standard PT exercises 19.07 (mean 25.77 (mean) Yes (P < .001)
Peolsson et al, 2013 22 49 Grip strength (kg) in L and R hand Surgery 34L/36R (both mean) 37L/42R (both mean) 24 months Yes for R hand (P = .01); No for L hand (P = .20) Not significant (P = .83 R hand; P = .71 L hand)
PT 34L/34R (both mean) 36L/38R (both mean) Yes for R hand (P = .01); No for L hand (P = .20)
Joghataei et al, 2004 36 30 Grip strength (kPa) Cervical traction 14.17 (mean) 22.83 (mean) 3.3 weeks a Yes (P < .01) Not significant (P = .65) b
Exercise & electrotherapy 17.64 (mean) 24.91 (mean) Yes (P < .01)
Persson et al, 1997 44 81 Ratio of muscle strength between affected and unaffected side c Surgery Pinch grip .78 Pinch grip .83 16 months No (P > .05) for all (except Yes (P < .05) for Elbow ext, Elbow flex, Shoulder Ab & Shoulder IR) Surgery vs PT significant (P < .05) for Wrist ext, Elbow ext. Shoulder Ab, Shoulder IR
Elbow ext .75 Elbow ext .86
Elbow flex .87 Elbow flex .95
Shoulder Ab .85 Shoulder Ab .97
Shoulder IR .78 (all mean) Shoulder IR .96 (all mean)
PT Pinch grip .91 Not provided No (P > .05) for all except Hand grip Surgery vs collar not significant (P > .05)
Elbow ext .92
Elbow flex .93
Shoulder Ab .92
Shoulder IR .92 (all mean)
Cervical collar Pinch grip .87 Not provided No for all (P > .05) PT vs collar not significant (P > .05)
Elbow ext .85
Elbow flex .85
Shoulder Ab .86
Shoulder IR .91 (all mean)
Bush & Hillier, 1996 45 68 MRC grading Steroid injections 3 (median) 5 (median) 39 months Significance not provided; calculated as P < .0001 (Wilcoxon rank)

Abbreviations: L, left; MRC, Medical Research Council; PT, physiotherapy; R, right.

aThree sessions per week, corresponding with follow-up occurring at 5 and 10 sessions.

bThe inter-group difference was only significant (P = .04) at 5 sessions (1.6 weeks).

c12 muscle groups were tested, of which 5 with statistical significance have been selectively shown above. Shown: Pinch grip, Elbow extensors (Elbow ext), Elbow flexors (Elbow flex), Shoulder abductors (Shoulder Ab) and Shoulder internal rotators (Shoulder IR). Not shown: Hand grip, Wrist extensors, Wrist flexors, Shoulder adductors, Shoulder elevator, Shoulder extensors and Shoulder external rotators.

Motor deficits at baseline (pre-intervention)

42 of 44 (95.5%) studies presented baseline motor data. The remaining 2 studies documented only frequency of post-intervention motor improvement without baseline data.32,38 Another study provided detailed baseline motor deficit by individual muscle group, but no overall baseline prevalence of motor deficits, 26 whilst a further study documented only prevalence of painless motor deficits, but not presence of motor deficits as a whole. 18

Mean baseline prevalence of motor deficits was 56.4% (range 9.2%–94.1%) across all studies reporting binary motor deficit data at baseline: 39.1% (range 9.2%–73.3%) in 6 conservative cohorts and 60.5% (range 18.5%–94.1%) in 29 surgical cohorts.

Motor outcomes (post-intervention)

We categorised motor data from 22 studies (50%) that reported post-intervention outcome data into 6 groups according to whether motor radiculopathy was painful, painless or unspecified, and whether the intervention was conservative or surgical (see Table 6 for summary).

Table 6.

Stratification of studies into 6 categories (Groups I–VI).

Group No. of studies Studies
I: conservatively-managed painful motor radiculopathy 5 • Akkan and Gelecek, 2018 8
• Anderberg et al, 2007 32
• Joghataei et al, 2004 36
• Persson et al, 1997 44
• Bush and Hillier, 1996 45
II: surgically-managed painful motor radiculopathy 6 • Aydin et al, 2005 35
• Rodrigues et al, 2001 38
• Knight et al, 2001 39
• Heckmann et al, 1999 2
• Schneeberger et al, 1999 43
• Persson et al, 1997 44
III: conservatively-managed painless motor radiculopathy 0
IV: surgically-managed painless motor radiculopathy 1 • Siller et al, 2018 9
V: conservatively-managed motor radiculopathy with unspecified pain status 2 • Heckmann et al, 1999 2
• Peolsson et al, 2013 22
VI: surgically-managed motor radiculopathy with unspecified pain status 11 • Bacigaluppi et al, 2019 6
• Lee et al, 2018 10
• Scholz et al, 2018 11
• Peto et al, 2017 12
• ElAbed et al, 2016 14
• Shiban et al, 2016 15
• Lehmann et al, 2014 18
• Church et al, 2014 20
• Lidar and Salame, 2011 24
• Cornelius et al, 2007 29
• Peolsson et al, 2013 22

Group I: conservatively-managed painful motor radiculopathy

Five studies reported motor outcomes for cohorts in this category: 1 with binary data, 3 with quantified data and 1 with both forms.

Anderberg et al 32 reported motor improvements in 10% of patients undergoing steroid injections (90% unchanged) by three-week follow-up. No motor complications were reported.

Akkan and Gelecek 8 reported significantly (P < .001) increased grip strength over a 12-week period during which patients were randomised either to neck stabilisation exercises or standard physiotherapy: there were no significant inter-group differences (P>.05). Grip strength increased from a baseline mean of 18.8kg to 27.0kg at 12 weeks for the neck stabilisation exercise group, and from 19.1kg to 25.8kg in the standard physiotherapy group.

Joghataei et al 36 reported significantly (P < .01) increased grip strength after ten sessions of either cervical traction, or exercise and electrotherapy. Mean grip strength increased from 14.2kPa to 22.8kPa in the traction group, and 17.6kPa to 20.4kPa in the non-traction group.

Persson et al 44 presented an RCT comparing surgical with non-surgical management (see ‘Group II’ section for surgical cohort data). Whilst the authors provide motor data in ratio form (muscle strength in affected to non-affected side) at baseline, post-intervention motor outcomes are not provided for conservative cohorts. The authors reported that only hand grip strength increased significantly for the physiotherapy group at 16-month follow-up (P < .05).

Bush and Hillier 45 reported a significant (P < .0001) increase in median MRC grade from 3 at baseline to 5 after steroid injections, with an average follow-up duration of 39 months. Post-intervention motor improvement occurred in 90.2% of patients with baseline weakness, the remaining 9.8% having unchanged motor function. No motor complications were reported.

Group II: surgically-managed painful motor radiculopathy

Six studies reported motor outcomes for cohorts in this category: 5 with binary data and 1 with quantified data.

Aydin et al 47 reported motor deficits in 7.1% at 18-month follow-up after anterior cervical discectomy (ACD), compared to 80.2% at baseline. No motor complications were reported.

Rodrigues et al 10 reported motor deficits in 6.5% after posterior decompression, compared to 90.2% prevalence at baseline. Mean follow-up duration was 46 months (range 18-108 months). Improved motor function was reported in 93.5% of patients with baseline weakness. No motor complications were reported.

Knight et al 39 reported motor deficits in 7.2% after percutaneous anterior laser disc ablation, compared to a baseline prevalence of 31.4%. Mean follow-up duration was 43 months (range 24 months to 7 years). Motor complications arose in 2 patients (1.9%): 1 transient and 1 persistent.

Heckmann et al 2 reported improved motor function in 50.0% of patients with baseline weakness after anterior cervical discectomy and fusion (ACDF): weakness was unchanged in 21.4% and worse in 28.6%. Pre-operative prevalence of weakness was 66.7%. Average follow-up duration was 5.5 years (range 4.6 months to 10.6 years).

Schneeberger et al 13 reported 100% motor deficit improvement rate after ACDF, with average follow-up duration of 54 months (range 24-102 months). No motor complications were reported. Pre-operative prevalence of weakness was 31.4%.

Persson et al 44 presented 4- and 16-month follow-up motor data. Mean ratio of strength between affected and unaffected sides increased significantly from baseline to latest follow-up in 4 muscle groups: elbow extensors (.75 at baseline to .86 at 16 months, P < .05); elbow flexors (.87 to .95, P < .05); shoulder abductors (.85 to .97, P < .05); and shoulder internal rotators (.78 to .96, P < .01).

Group III: conservatively-managed painless motor radiculopathy

We found no studies reporting cohorts in this category.

Group IV: surgically-managed painless motor radiculopathy

One study, Siller et al, 18 reported motor outcomes this category, with either ACDF or open posterior cervical foraminotomy (PCF) as the surgical intervention. Median MRC grade increased significantly (P=.046) from baseline 3 to 4 at latest follow-up. Post-operative motor improvement occurred in 65.2% (27.3% ACDF; 16.7% PCF) of patients with baseline weakness, whilst 21.7% (27.3% ACDF; 16.7% PCF) remained stable and 13.0% (9.1% ACDF; 16.7% PCF) experienced motor deterioration. Mean follow-up duration was 3.9 years (range 1-10 years). Baseline prevalence of painless motor radiculopathy was 3.93%.

Group V: conservatively-managed motor radiculopathy with unspecified pain status

Two studies reported motor outcomes for cohorts in this category: 1 with binary data and 1 with quantified data.

Heckmann et al 2 reported motor improvement in 94.1% of conservatively-managed patients with baseline weakness. Motor function was unchanged in 5.9%. No patients experienced motor deterioration. Baseline prevalence of motor deficits was 43.6%. Average follow-up duration was 5.5 years (range 4.6 months to 10.6 years).

Peolsson et al 22 reported significantly increased mean grip strength for the right hand in the physiotherapy cohort, from 34kg at baseline to 38kg at final 24-month follow-up (P=.01), but not for the left hand (34kg to 36kg, P=.20).

Group VI: surgically-managed motor radiculopathy with unspecified pain status

Eleven studies reported motor outcomes for cohorts in this category: 9 with binary data, 1 with quantified data and 1 with both.

Bacigaluppi et al 6 reported motor deficits in 8% of the cohort after open posterior decompression, compared to 81.3% at baseline. Mean follow-up duration was 83.5 ± 48 months (no range given). Improved motor function was reported in 100% of patients with baseline weakness. Mean MRC grade increased significantly (P < .001) from 3.7 at baseline to 4.9 at follow-up. No motor complications were reported.

Lee et al 19 reported motor deficits in 14.5% after minimally-invasive PCF, compared to 71.7% at baseline. Average follow-up duration was 22.4 months (range 1-75 months). Improved motor function was reported in 94.7% of patients with baseline weakness. No persisting motor complications were reported.

Scholz et al 20 reported post-operative motor improvement in 75.7% (72.5% ACDF; 77.6% minimally-invasive PCF) of patients with baseline weakness. Baseline prevalence of weakness was 73.8% (60.0% ACDF; 82.1% PCF). Average follow-up duration was 42 months (range 6-89 months). One patient (.9%) experienced motor complications.

Peto et al 21 reported motor deficits in 25.0% after minimally-invasive PCF, compared to 58.8% at baseline. Average follow-up duration was 30.4 months (range 0-96 months). Improved motor function was reported in 80.0% of patients with baseline weakness. No motor complications were reported.

ElAbed et al 28 reported motor deficits in 15.0% after ACDF, compared to 50.0% at baseline. Average follow-up duration was 4.5 years (range 2-7 years). Improved motor function was reported in 85.0% of patients with baseline weakness. Transient neurological deterioration was reported in 1.1%, normalising by 1 year. No persisting motor complications were reported.

Shiban et al 29 reported post-ACDF motor improvement in 84.2% of patients reporting baseline weakness. Baseline prevalence of weakness was 61.7%. Average follow-up duration was 21 months (range 12-47 months). Motor deterioration occurred in 1.5%.

Lehmann et al 34 reported motor deficits in 16.9% of their cohort after ACDF, compared to 55.1% at baseline. The mean follow-up time was 3.8 ± 2.1 years (no range given). New post-operative motor deficits were reported in 5.4%.

Church et al 35 reported motor deficits in 27.9% of their cohort at 18-month follow-up after posterior decompression, compared to 78.1% at baseline. .3% experienced new ‘focal weakness’.

Lidar and Salame 38 reported 100% improvement rate of motor deficits after minimally-invasive PCF, with average follow-up duration of 39 months (range 20-39 months). No motor complications were reported. No pre-operative prevalence of weakness was given.

Cornelius et al 42 reported motor deficits in 7.5% after anterolateral foraminotomy, compared to 45.0% at baseline. Average follow-up duration was 4.3 years (range 2.7-7.4 years). Improved motor function was reported in 83.3% of patients with baseline weakness. One patient (2.5%) experienced transient C5 palsy. No persisting motor complications were reported.

Peolsson et al 22 reported significantly increased mean grip strength for the right hand in the ACDF cohort, from a baseline of 36kg to 42kg at final 24-month follow-up (P=.01), but not for the left hand (34kg at baseline to 37kg at 24 months, P=.20).

Motor outcomes after conservative management: Groups I, III and V

Seven studies reported motor outcomes in conservatively-managed cohorts (5 in Group I, none in Group III and 2 in Group V). Motor outcomes were highly variable in conservative cohorts, with Anderberg et al 32 reporting a modest 10.0% rate of motor improvement, compared to 94.1% in Heckmann et al, 2 and 90.2% in Bush and Hillier. 45 However, since Anderberg and colleagues 32 did not report baseline prevalence of motor deficits, it is impossible to deduce what proportion of the remaining 90.0% with ‘unchanged’ motor status had normal baseline function. Moreover, the follow-up of this study was 3 weeks post-intervention, 32 compared to mean follow-up durations of 39 months 45 and 5.5 years 2 for the others. No patients experienced motor complications in any conservatively-managed cohorts.

Four studies 8,22,36,44 demonstrated variable effects of non-surgical interventions on quantifiable muscle strength. Grip strength was shown to increase significantly (P < .01) in 2 RCTs, 1 investigating benefits of neck stabilisation vs home exercises.8,36 2 other RCTs, meanwhile, demonstrated equivocal results, Persson and colleagues 44 finding that of 12 muscle groups tested, only 1 showed significantly increased strength after physiotherapy, with no significant benefits in any muscles for the cervical collar group, whilst Peolsson et al 22 showed that physiotherapy significantly increased grip strength in the right hand but not the left.

Motor outcomes after surgical management: Groups II, IV and VI

18 studies reported motor outcomes in surgically-managed cohorts (6 in Group II, 1 in Group IV and eleven in Group VI).

Amongst Group II studies (surgically-managed painful motor radiculopathy), the proportion of patients with motor deficits decreased from a baseline mean of 67.3% (range 31.4%–90.2%) to 7.0% post-operatively (range 6.5%–7.2%) in 3 studies reporting this parameter.10,39,47 The mean proportion with improved post-operative motor function was 81.2% (range 50.0% to 100%) in 3 studies reporting rate of motor improvement.2,10,13 42,13,39,47 Group II studies utilised anterior surgical approaches for decompression, 1 10 used posterior approaches and 1 20 had a mixed cohort in which both approaches were used. No motor complications were reported by 4 studies,10,13,44,47 whilst 1 patient (1.0%) in Knight et al 39 experienced persistent motor complications. Heckmann et al 2 reported that of the 14 patients with baseline weakness, 4 (28.6%) had motor deterioration.

In the sole Group IV study (painless motor radiculopathy), Siller and colleagues 18 reported that median MRC grade increased significantly (P=.046) from 3 at baseline to 4 by latest follow-up, occurring at a mean of 3.9 years. Motor function improved in 65.2% of the 23 patients with baseline painless weakness, with comparable results amongst the 11 ACDF (63.6% improvement) and 12 PCF (66.7% improvement) patients. Weakness was unchanged in 21.7% (27.3% ACDF; 16.7% PCF) of the cohort, and worsened in 13.0% (9.1% ACDF; 16.7% PCF).

Amongst Group VI studies (motor radiculopathy with unclear pain status), the proportion of patients with motor deficits decreased from a mean of 62.9% at baseline (range 45.0%–81.3%) to 16.4% post-operatively (range 7.5%–27.9%) in 7 studies reporting post-operative motor deficit.6,19,21,28,34,35,42 The mean proportion with improved motor function at latest follow-up was 87.9% (range 75.7%–100%) in 8 studies reporting rate of motor improvement.6,1921,28,29,38,42 Regarding surgical approach for decompression, 522,28,29,34,42 studies in Group VI used anterior approaches, 56,19,21,35,38 used posterior approaches and 1 20 compared both approaches. Seven studies in Group VI reported no persisting motor complications by latest follow-up.6,19,21,22,28,38,42 1 patient (.9%) in Scholz et al 20 had a new motor deficit after PCF. Shiban et al 29 reported 2 patients (1.5%) experiencing motor deterioration at follow-up. New motor deficits arose post-operatively in 6 patients (5.4%) in Lehmann et al, 34 and in 3 patients (.3%) in Church et al. 35

Discussion

Categorisation of studies into 6 groups

We have stratified study cohorts into 6 categories according to a), whether cohorts contain patients with motor radiculopathy that is painful, painless or unspecified and b), whether cohorts are conservatively- or surgically-managed. The majority of cohorts (eleven) fall into Group VI: ‘surgically-managed motor radiculopathy with unknown or mixed pain status’. By contrast, no studies report cohorts belonging to Group III, ‘conservatively-managed painless motor radiculopathy’, so it is not possible to clarify the natural history of this condition without surgery.

We speculate that the reasons for this are two-fold: firstly, painless motor radiculopathy is a significantly less common entity than painful motor radiculopathy, as evidenced by 6 studies that specified baseline prevalence of painless motor radiculopathy, with a mean of 6.1%.11,12,18,21,42,46 Hamburger and colleagues 11 reported that of 249 radiculopathy patients undergoing ACDF, 1.2% presented with painless motor radiculopathy: 10.0% had painful motor radiculopathy without sensory impairment, but the majority (73.9%) had painful motor radiculopathy with sensory impairment such as hypoaesthesia. Painless motor radiculopathy featured in 1 patient of 40 (5.6%) in Cornelius et al, 42 and in 24 of 292 patients (8.2%) in Korinth et al. 46 Swezey 12 reported painless motor radiculopathy in 5 of 83 patients (6.0%). Peto’s group 21 reported the highest rate of painless motor radiculopathy (11.8%) in a small cohort of 34 patients undergoing PCF, with 47.1% having painful motor radiculopathy. Siller and colleagues recently described the largest cohort of painless motor radiculopathy, with 31 patients (of 788 patients undergoing surgery for radiculopathy, representing 3.9%). 18

The second factor that may explain the absence of patients for inclusion in Group III is the belief that conservative management is more efficacious at addressing the pain component—rather than motor deficits—in radiculopathy. Successful relief of radiculopathic pain, at which conservative treatment is highly effective,1,2 is often accompanied by corresponding improvements in motor function, indicating resolution of ‘subjective weakness’ (in which perceived motor function is limited by pain) rather than true ‘objective weakness’. 19 This is a distinction made by Church et al, 35 who noted that of 580 patients reporting subjective weakness, only 467 were found to have weakness on examination. Notably, the authors used subjective rather than objective weakness when reporting pre- and post-operative motor impairment in their cohort, 35 perhaps to capture the positive effect on perceived motor function in cases with successful post-operative relief of pain. The implication of this is that patients presenting with painless motor radiculopathy (generally—though not always 18 —thought to represent a more advanced stage of radiculopathy) may be more likely to be offered surgical treatment in lieu of conservative options, hence explaining the lack of Group III studies.

Heterogeneity of motor data reporting

The reporting of motor deficits and outcomes is highly variable: a large number of studies were excluded during full-text screening for not reporting motor impairment, often assessing combined ‘neurological deficit’ instead, or using overall measures of outcome, such as Odom’s criteria. 48 Even amongst the 44 studies included for final analysis, half report only baseline motor data without reporting follow-up motor outcomes. Where motor follow-up does occur, average length of time post-intervention ranges considerably from 3 weeks 32 to ten years.18,35 This heterogeneity is perhaps a reflection of the diverse range of disciplines from which the studies originate, from physiotherapists8,22,44 to neurologists 26 and spinal surgeons,13,18,19,21,28 leading to differences in selection criteria, treatment priorities, follow-up duration and reporting style of motor outcomes.

For instance, quantitative studies of muscle strength8,22,36,44 provide no clear ‘cut-off’ values for motor impairment, making it difficult to derive clinically-meaningful conclusions from these data, apart from evidencing the benefit of conservative interventions in motor rehabilitation of cervical radiculopathy. This is in contrast to MRC grading used in other quantitative studies,6,18,45 which demonstrate motor improvement using a validated and clinically-orientated scale.

Comparisons between conservative and surgical management

By stratifying motor radiculopathy studies into 6 categories according to intervention type and presence or absence of associated radicular pain, we had hoped to provide comparable numerical data relating to pre- and post-intervention prevalence of motor deficits, as well as improvement in motor function after operative and non-operative management. However, the published data does not allow direct comparison of conservative vs surgical management in addressing motor deficits in degenerative cervical radiculopathy. This is because of heterogeneity in the reporting of motor deficits, and the paucity of studies investigating motor outcomes in conservative cohorts, where the focus was commonly on pain relief and global (as opposed to motor-specific) outcome measures. Bush and Hillier 45 showed that conservative management resulted in 90.2% of patients with painful motor radiculopathy experiencing motor improvements, a stark contrast to the 10.0% reported by Anderberg et al, 32 who however omitted to state the baseline prevalence of motor deficits and only reported short-term follow-up. Heckmann et al 2 directly compared conservative and surgical management of radiculopathy, demonstrating a superior rate of motor improvement in the conservatively-managed group (94.1%) over the surgical cohort (50.0%), albeit with small cohort sizes of 17 and 14 patients, respectively. The probable selection bias of milder deficits being more likely to be treated conservatively must also be considered. Amongst twelve surgical cohorts (including Heckmann et al 2 ) reporting motor improvement rates, a mean of 83.5% patients experienced improved motor function.

As might be expected due to differences in invasiveness, no reported motor deterioration occurred in any conservative studies, whereas 7 surgical cohorts2,18,20,29,34,35,39 reported persistent motor impairment, the highest rate being 28.6% in Heckmann et al’s 2 ACDF cohort.

The aetiology of degenerative radiculopathy may have prognostic significance in motor outcomes, as well as influencing the effectiveness of conservative measures. Radiculopathy arising from soft disc (non-osteophytic) rather than hard disc (osteophytic) disease is generally associated with improved global11,14,35 and motor-specific35,49 post-operative outcomes. This may be due to the increased likelihood of resorption of a soft disc prolapse, single-level pathology, shorter symptom duration and younger age with soft disc disease,15,49 or possibly decreased operative time. 47 The pre-operative distinction between soft and hard disc is 1 made via imaging. Most studies in our analysis required magnetic resonance imaging (MRI) and/or computerised tomography (CT) to radiologically demonstrate evidence of nerve root pathology as part of the inclusion criteria, though a minority8,33 stipulated only clinical diagnosis of pure radiculopathy in the study inclusion criteria.

Study limitations

Our selection criteria were intentionally strict such that all included studies had to either clearly exclude myelopathic patients, or to analyse patients with myelopathy or combined radiculomyelopathy in a separate cohort. Whilst this methodology has the potential to miss data in studies providing motor data in radiculopathy patients, assessing outcomes of pure radiculopathy cohorts is important since cervical myelopathy is clinically and pathophysiologically distinct, with differing motor outcomes. 15

Conversely, certain studies list ‘severe’ or ‘profound’ weakness (most commonly defined as MRC < 4) as an exclusion criterion, perhaps in an effort to rigorously exclude patients with myelopathy or canal stenosis. Though these studies are included in our review, a degree of outcome bias is to be expected, since a significant proportion of radiculopathy patients are known to present with severe (MRC < 4) rather than mild (MRC=4) weakness, Bacigaluppi et al 6 reporting a figure of 30.7%, Lee et al 19 reporting 23%, and Heckmann et al 2 reporting 10%.

Conclusion

Our aim was to assess the literature to determine if and when surgery should be performed for motor radiculopathy. The data does not allow clear conclusions or guidance. Many studies fail to report motor data entirely, particularly for post-intervention follow-up. No studies document the natural history of untreated painless motor radiculopathy. Future large-scale studies comparing pre- and post-intervention motor data for conservative and surgical cohorts would be highly beneficial.

Footnotes

The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.

Funding: The author(s) received no financial support for the research, authorship, and/or publication of this article.

ORCID iD

Axumawi Mike Hailu Gebreyohanes https://orcid.org/0000-0001-8181-2139

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