Version Changes
Revised. Amendments from Version 1
We have modified our manuscript to emphasise that we undertook a narrative literature review to summarise population-wide chronic HBV infection prevalence estimates produced to date. We have also considered additional data sources suggested by reviewers, and updated our discussion accordingly to reflect this
Abstract
Background: HBV is the leading global cause of cirrhosis and primary liver cancer. However, the UK HBV population has not been well characterised, and estimates of UK HBV prevalence and/or incidence vary widely between sources. We aimed to i) extract and summarise existing national HBV prevalence estimates, ii) add a new estimate based on primary care data, and; iii) critique data sources from which estimates were derived.
Methods: We undertook a narrative review, searching for national estimates of CHB case numbers in the UK (incorporating incidence, prevalence and/or test positivity data) across a range of overlapping sources, including governmental body reports, publications from independent bodies (including medical charities and non-governmental organisations) and articles in peer-reviewed scientific journals. An alternative proxy for population prevalence was obtained via the UK antenatal screening programme which achieves over 95% coverage of pregnant women. We also searched for diagnoses of HBV in the QResearch primary care database based on laboratory tests and standardised coding.
Results: We identified six CHB case number estimates, of which three reported information concerning population subgroups, including number of infected individuals across age, sex and ethnicity categories. Estimates among sources reporting prevalence varied from 0.27% to 0.73%, congruent with an estimated antenatal CHB prevalence of <0.5%. Our estimate, based on QResearch data, suggests a population prevalence of ~0.05%, reflecting a substantial underestimation based on primary care records.
Discussion: Estimates varied by sources of error, bias and missingness, data linkage, and “blind spots” in HBV diagnoses testing/registration. The UK HBV burden is likely to be concentrated in vulnerable populations who may not be well represented in existing datasets including those experiencing socioeconomic deprivation and/or homelessness, ethnic minorities and people born in high-prevalence countries. This could lead to under- or over-estimation of population prevalence estimation. Multi-agency collaboration is required to fill evidence gaps.
Keywords: hepatitis B virus, HBV, prevalence, epidemiology
Introduction
Hepatitis B virus (HBV) is the leading global cause of cirrhosis, and of primary liver cancer incidence and mortality 1, 2 . Nearly 300 million individuals worldwide are estimated to be living with chronic HBV (CHB) infection. Risks of complications and death are mitigated by screening to detect cases of infection, clinical monitoring of chronic infection (including liver cancer surveillance in high-risk cases), and antiviral therapy in those who meet treatment criteria 3 .
The United Kingdom (UK) is regarded as a low prevalence setting for CHB 3, 4 . However, the attributable disease burden may be substantial in specific population subgroups including people who inject drugs, the prison population, people experiencing homelessness, and individuals belonging to minority ethnic groups and born in countries where the prevalence of CHB is higher 5 . Thus, CHB is concentrated in potentially under-served, vulnerable and/or disadvantaged population subgroups 6 .
Epidemiological characterisation of the UK CHB population has been limited, with no central registry of infected persons. Existing data may primarily reflect new diagnoses (a combination of incident acute infection and new diagnoses of chronic infection), but caution is needed in making inferences about prevalence. Accurate estimation of prevalence is challenging, because complete HBV data are not likely to be well captured by large-scale electronic health record (EHR) databases for either primary or secondary care 7 , as many CHB cases remain untested and therefore undiagnosed. Addressing the lack of HBV summary data in the UK would aid researchers and policy makers in addressing further evidence gaps.
The World Health Organization (WHO) has set targets for viral hepatitis elimination within its Sustainable Development Goals for 2030. The Global Health Sector Strategy on Viral Hepatitis 8 identifies specific goals, including diagnosis in 90% of chronic infections, 90% reduction in incidence of chronic infection, and 80% treatment coverage in those eligible. High quality epidemiological data are therefore crucial to focus and measure progress, inform policy and interventions, reduce inequities and underpin resource allocation. We therefore aimed to i) extract and summarise existing national HBV prevalence estimates; (ii) present new data from the QResearch primary care database; and iii) summarise and critique the data sources from which these estimates were derived.
Methods
We searched for estimates of CHB case numbers in the UK (incorporating incidence and/or prevalence-like data) across a range of available sources in a narrative (rather than systematic) review approach. We included UK-wide reports from government bodies, publications from independent bodies (including medical charities and non-governmental organisations) and articles in peer-reviewed scientific journals, excluding smaller epidemiological studies when there was overlap of data sources with larger samples from other studies. We present positivity rates from each respective data source, but caution that these estimates are not representative of the true UK-wide population prevalence. Details of study samples/denominator are provided. The Office for National Statistics (ONS) provides UK population estimates as a point of reference for the overall denominator 9 .
We also generated a new prevalence estimate, utilising data from the UK primary care database QResearch, which contains over 35 million patient records from more than 1800 individual practices 10 . QResearch was established in 2002 and contains anonymised individual-level patient EHR. Data are collected prospectively and are linked to hospital episode statistics (HES), National Cancer Registration Analysis Service (NCRAS) and ONS mortality data. QResearch ethics approval is with East Midlands-Derby Research Ethics Committee (reference 18/EM/0400).’
We identified individuals in the QResearch (version 44) database who had a record of a diagnostic Systemised Nomenclature of Medicine (SNOMED)/Read or International Classification of Disease (ICD) code indicative of CHB, or who had a history of ≥1 hepatitis B surface antigen (HBsAg) or viral load (VL) measurement. From this sample we identified individuals between 01 January 1999 and 31 December 2019, age ≥18 years with CHB, defined as: i) record of a diagnostic SNOMED/Read code indicating CHB; or ii) record of a diagnostic ICD-9 or -10 code indicating CHB; and/or iii) Presence of HBsAg or VL on ≥2 recordings ≥6 months apart. The characteristics of HBV infection in the cases we identified are further described elsewhere 9 .
We have also drawn on findings from a similar investigation previously undertaken in the Clinical Practice Research Datalink (CPRD) 11 , which is another UK primary care database containing EHRs for over 16 million patients. This previous investigation identified CHB individuals from patients registered in the database between 2000 and 2015.
This article can be found on medRxiv 12 .
Results and discussion
UK data for CHB epidemiology are summarised in Table 1. Three of six estimates report information concerning population demographics, including number of infected individuals across age, sex and ethnicity categories. Among sources setting out to report prevalence, estimates varied from 0.27% (British Liver Trust / Department of Health and Social Care (DHSC) 2002 estimate) to 0.73% (estimate by the Polaris Institute). An alternative proxy for population prevalence is obtained via the UK antenatal screening programme, which achieves over 95% coverage of every pregnant woman annually (approx. 700,000 women in the UK), with a CHB prevalence of <0.5% 13 . Differences between sources highlights varied sources of error, bias and missingness, problems with data linkage, and substantial “blind spots” in consistent testing and registration of HBV diagnoses.
Table 1. Prevalence estimates for chronic hepatitis B virus (HBV) infection in sub-populations in the United Kingdom.
Estimate source | Population and/or data
source (study period/year) |
Sources and
citation(s) |
Estimate type | Denominator
(population tested) |
Number
of adults testing positive for HBV infection |
Percentage
infected with HBV in study/ survey population (%) |
Information
on relevant population characteristics † |
---|---|---|---|---|---|---|---|
PHE / UKHSA | Individuals tested for
HBsAg in 19 participating laboratories (excludes testing in antenatal services and reference lab testing; deduplicated using identifiers where available) (2020) |
Sentinel surveillance
of BBV testing 13 |
Positivity amongst
those tested (diagnosed prevalence) |
302,135 | 2611 | 0.86% | Yes: information
by ethnicity, sex, age, region |
Polaris
Observatory 14 |
Modelling study based on
literature review and expert interviews (2016) |
Razavi-Shearer
et al.,
2018 14 |
UK HBV population
prevalence |
2016 UK population of
65,648,000 15 |
440,000 | 0.73% | No |
PHE Infectious
Diseases in Pregnancy Screening Programme |
Pregnant women attending
antenatal services in England (April 2019-March 2020) |
Antenatal screening
standards data report 1 April 2019 – 31 March 2020 16 |
Antenatal population
prevalence |
Pregnant women
attending antenatal services 661,281 (screening coverage of 99.8%) |
2493 | 0.38% | No |
BLT 17 * | Source unavailable (likely
2002) § |
NICE guidelines 18, 19 ** | Number of people in
the UK positive for HBV - prevalence |
Not clearly stated
– likely 2002 UK population of 59,365,677 20 |
180,000 | 0.27% | No |
CPRD | CPRD primary care database
consisting of EHRs from >16 million patients (2000 to 2015) |
Ferreira et al. 10 | Number of CHB
diagnoses in database |
CPRD subset of EHRs
from 4.4 million patients ¶ |
3927 | 0.09% | Yes |
QResearch
cohort 21 |
QResearch primary care
database (1999 to 2019) |
CCCC-UK cohort 9 | Number of CHB
diagnoses in database |
QResearch database
subset of EHRs from 16.9 million patients 7 |
8039 | 0.05% | Yes |
HBV, Hepatitis B virus; UKHSA, United Kingdom Health Security Agency; PHE, Public Health England; PWID, people who inject drugs; BLT, British Liver Trust; NICE, National Institute for Health and Care Excellence; CPRD, Clinical Practice Research Datalink; CHB chronic Hepatitis B virus infection; EHR, electronic health record; CCCC, Characteristics of Chronic Hepatitis B associated with Cirrhosis and Cancer.
* The British Liver Trust published a HBV report in 2017 stating that approximately 180,000 people live with chronic HBV infection in the UK 17 . This report cited a governmental migrant health guide citing this prevalence estimate 18 . The source which this government report cited was a National Institute for Health and Care Excellence (NICE) testing guideline which stated this prevalence estimate and dated it to 2002 19 .
† May include but is not limited to: age, sex, ethnicity and socioeconomic status.
‡ Sources include “laboratory data and sentinel surveillance data” 13 .
§ Department of Health 2002 report cited 20 is unavailable for download. No clear methodology reported
¶ Subset of total (16.9 million) patients in CPRD with valid EHR information and temporality who were acceptable for research 10 .
As HBV is a notifiable disease in the UK, the UK Health Security Agency, UKHSA (previously Public Health England, PHE), has a comprehensive surveillance system for monitoring burden of CHB, by monitoring testing and diagnoses across the care pathway. This incorporates data from diagnoses through to outcomes, (including end-stage liver disease, transplantation, liver cancer and deaths) using laboratory testing surveillance (sentinel surveillance of blood-borne virus (BBV) testing in primary and secondary care settings), new laboratory diagnoses, hospital activity datasets and registries (NHS Digital hospital episode statistics, ONS cancer and deaths registries, NHS Blood and Transplant registry). However, these data have not yet been combined and incorporated in a statistical model to estimate prevalence. Sentinel surveillance captures testing in community, primary care and secondary care settings across a network of laboratories covering approximately 40% of the general population of England 13 . This likely gives the best estimate of diagnosed prevalence among a tested population, but because it combines acute incident infections and new diagnoses of pre-existing chronic infection, incidence and prevalence cannot be disaggregated.
The majority of diagnostic data are generated through testing individuals with risk factors for HBV infection or evidence of liver disease, and among those accepting risk-based testing (as captured in laboratory testing surveillance) likely overestimates the overall population prevalence. Alternative estimates can be generated from screening blood donors 22 , but this group are self-selected low-risk individuals who have undergone deferral discussions 23– 25 , and are predominantly UK born, and therefore are not representative of the general population, leading to an under-estimate of prevalence 23 . No existing estimates factor in the undiagnosed burden, which represents the majority of people living with HBV infection (the WHO estimates that only 10.5% of people with CHB are aware of their infection status 3 ). Furthermore, the highest prevalence of CHB is in groups for whom provision of healthcare is inadequate, and/or access to healthcare is challenging (including migrants, sex-workers, prisoners, and people experiencing homelessness), so overall there are still many gaps in the data, and it is most likely that estimates using primary care datasets considerably underestimate the true burden 6 . There is a need for more evidence to delineate epidemiology in these populations.
Previous investigation has reported an increased burden of HBV infection in young, male, socioeconomically deprived individuals belonging to ethnic minorities within the UK 26 . These individuals comprise a larger percentage of the London city population as compared to other regions in the UK, and therefore regional differences must be considered when deriving a population-wide prevalence estimate, which can be achieved through statistical models.
Less biased estimates are achieved by non-targeted testing programmes such as universal antenatal screening. Opt-out screening of blood drawn from patients admitted to a selection of Emergency Departments (EDs) for HBV, HCV and HIV is being piloted across 34 sites across the UK, with new HBV diagnoses outnumbering HIV or HCV by >2:1 in the first 100 days 27 . Over time, expansion of this programme should provide an additional valuable source of epidemiological data.
While UKHSA surveillance data may include some demographic characteristics (age, sex, postcode for deprivation), unless linked to other healthcare datasets, they typically lack more detailed clinical and demographic indicators (for example, measures of deprivation, lifestyle factors, assessment of liver disease, and HBV treatment coverage) which are needed to characterise the infected population. In contrast, EHR databases (such as CPRD and QResearch) have the advantage of collecting relevant demographic and clinical metadata which are not captured by UKHSA. However, linkage across data sources is disaggregated, and thereby each EHR-based estimate misses a portion of the infected population. For example, primary care data may not reflect testing conducted in secondary care 28 , blood safety (transfusion/transplantation) and laboratory data generated by other services, while secondary care data are typically only reliable for the sub-population enrolled in consistent hospital follow-up. Poor data flow between diagnostic testing and EHR reflect a low clinical follow-up rate following a positive HBsAg test. This limited linkage to care reflects how services may not provide well for the CHB population, with gaps in referral pathways, inadequate communication and education (including translation services), and failures to deliver services to marginalised communities. Therefore, EHR databases offer the potential to characterise a subset of those infected with HBV, but do not currently generate a picture that is generalisable to the wider infected population, and cannot on their own be used to estimate prevalence.
Prevalence estimates for Hepatitis C virus (HCV) 29 and human immunodeficiency virus (HIV) 30 have recently been generated using multi-parameter evidence synthesis and back-calculation models. Similar modelling approaches to produce estimates of HBV incidence and prevalence in the UK are warranted. Enhanced investment is needed to support the establishment of national registries with robust centralised data linkage between sources including national laboratory surveillance systems of BBV testing and new diagnoses, and thus determine which population subgroups are bearing the majority of the HBV disease burden. This will inform prevalence modelling and provide an evidence base for delivery of appropriate resources and interventions, and to benchmark progress towards elimination targets.
Summary box: Recommendations for the generation of enhanced insights into national CHB epidemiology and caseload, and evidence gaps to be addressed with each recommendation.
Recommendation | Evidence gap addressed |
---|---|
Expansion of systematic screening, including opportunistic approaches (sexual health, antenatal, emergency medicine, people born in high-prevalence settings) to better understand HBV epidemiology in the UK. | Lack of knowledge of UK HBV epidemiology and distribution. |
Improved centralised data linkage between services, including laboratory records, blood and transplant services, primary and secondary care, supported by collection of metadata. | Inefficient use of administrative health data for research and to inform policy and service delivery. |
Disaggregation of incidence/prevalence data where possible at source. | Lack of clarity regarding existing and incident burden of HBV. |
Establishment of regional and/or national registries to collate linked data for HBV infection at a population level and within high risk groups. | Lack of comprehensive identification of infections at a regional/national level, and poor representation of high risk groups. |
Mathematical modelling to optimise use of existing data to generate incidence, prevalence and caseload estimates (accounting for variations between geographic centers and populations) | Lack of a robust national-level prevalence estimate, and refinement to identify differences between population groups. |
Efficient use of existing data sources to identify systematic data gaps, refine allocation of resources and predict progress towards elimination targets. | Insufficient progress towards elimination targets required to achieve elimination of viral hepatitis as a public health threat by 2030. |
Ethics approval
QResearch ethics approval is with East Midlands-Derby Research Ethics Committee (reference 18/EM/0400).
Acknowledgements
Access to the data was facilitated by the PHE Office for Data Release. We acknowledge the contribution of EMIS practices who contribute to QResearch® and EMIS Health and the CHANCELLOR MASTERS AND SCHOLARS OF THE UNIVERSITY OF OXFORD for expertise in establishing, developing and supporting the QResearch database. United Kingdom Health Security Agency bear no responsibility for the analysis or interpretation of the data. We would like to thank Iain Gillespie at GSK for his helpful comments on the manuscript.
Funding Statement
PCM is funded by Wellcome (grant ref 110110), by the Francis Crick Institute, and by University College London Hospitals NIHR BRC. CC’s doctoral project is funded by the Nuffield Department of Medicine, University of Oxford and by GlaxoSmithKline. EB is funded by the Oxford NIHR Biomedical Research Centre and is an NIHR Senior Investigator. The views expressed in this article are those of the author and not necessarily those of the NHS, the NIHR, or the Department of Health. PCM, EB and CC are supported by the DeLIVER program “The Early Detection of Hepatocellular Liver Cancer” project is funded by Cancer Research UK (Early Detection Programme Award, grant reference: C30358/A29725). EB, TW, CC and PCM acknowledge support from the NIHR Health Informatics Collaborative. JH-C is an unpaid director of QResearch, a not-for-profit organisation which is a partnership between the University of Oxford and EMIS Health that supplies the QResearch Database used for this work. JH-C is chair of the NERVTAG subgroup on risk stratification and a member of SAGE groups on data and ethnicity. JH-C is a founder and shareholder of ClinRisk and was its medical director until 31 May 2019.
The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.
[version 2; peer review: 3 approved]
Data availability
Only CC, TW, RB and JH-C have access to the QResearch individual-level patient data in order to ensure confidentiality of personal and health information, in accordance with the relevant licence agreements. QReseearch data access is according to the information on the QResearch website ( www.qresearch.org).
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