Skip to main content
PLOS One logoLink to PLOS One
. 2023 Mar 6;18(3):e0282517. doi: 10.1371/journal.pone.0282517

Comparison between passive knee kinematics during surgery and active knee kinematics during walking: A preliminary study

Xavier Gasparutto 1,*, Alice Bonnefoy-Mazure 1, Michael Attias 2, Raphaël Dumas 3, Stéphane Armand 1, Hermès Miozzari 4
Editor: Emiliano Cè5
PMCID: PMC9987822  PMID: 36877708

Abstract

Recovery of function is among a patient’s main expectations when undergoing total knee arthroplasty (TKA). However, normal gait knee function is not always completely restored, which can affect patient satisfaction and quality of life. Computer-assisted surgery (CAS) allows surgeons to evaluate passive knee kinematics intra-operatively. Understanding associations between knee kinematics measured during surgery and during daily activities, such as walking, could help define criteria for success based on knee function and not only on the correct alignment of the implant or the leg. This preliminary study compared passive knee kinematics measured during surgery with active kinematics measured during walking. Eight patients underwent a treadmill gait analysis using the KneeKG™ system both before surgery and three months afterwards. Knee kinematics were measured during CAS both before and after TKA implantation. The anatomical axes of the KneeKG™ and CAS systems were homogenised using a two-level, multi-body kinematics optimisation with a kinematic chain based on the calibration measured during CAS. A Bland–Altman analysis was performed before and after TKA for adduction–abduction angle, internal–external rotation, and anterior–posterior displacement over the whole gait cycle, at the single stance phase and at the swing phase. Homogenising the anatomical axes between CAS and treadmill gait led to limited median bias and limits of agreement (post-surgery -0.6 ± 3.6 deg, -2.7 ± 3.6 deg, and -0.2 ± 2.4 mm for adduction–abduction, internal–external rotation and anterior–posterior displacement, respectively). At the individual level, correlations between the two systems were mostly weak (R2 < 0.3) over the whole gait cycle, indicating low kinematic consistency between the two measurements. However, correlations were better at the phase level, especially the swing phase. The multiple sources of differences did not enable us to conclude whether they came from anatomical and biomechanical differences or from measurement system errors.

Introduction

The primary expectation for patients undergoing total knee arthroplasty (TKA) is pain relief. The four next most frequently expressed expectations are all linked to the recovery of function: mobility, walking, physical activities and daily activities [1]. However, TKA does not always fully restore knee function [2], which patients may experience as a failure, with direct effects on their satisfaction and quality of life [3]. In this context, several tools and technologies have been developed to support surgeons in their practice and to assess the knee joint’s functional behaviour during surgery (passive movements) and functional tasks such as walking (active movements). Computer-assisted surgery (CAS) was developed to help plan and execute surgical interventions [4]; its goal is to improve the accuracy and precision of component positioning and leg alignment [4]. More recent CAS systems can also evaluate passive knee kinematics and stability and provide real-time feedback on multiple parameters, such as implant positioning and overall alignment, passive knee range of motion (RoM), ligament balancing and knee laxity during surgery. Fluoroscopy and optoelectronic motion-capture systems are the current standards for assessing active knee movements before and after TKA. Contrary to optoelectronic methods, however, fluoroscopy is not affected by soft-tissue artefacts (STAs) and is thus the gold standard for evaluating active knee function. However, fluoroscopy is highly invasive due to the large dose of radiation received during measurement and the need to perform a CT scan of the lower limb. This method is mainly used for research purposes and, in clinical settings, optoelectronic systems such as the KneeKG™ [5] are the standard means of measuring knee function. The KneeKG™ system was developed to provide patients with a knee kinesiography examination during walking [6], i.e. a measurement of knee kinematics in mobility-impaired patients. This system could be considered the silver standard for knee assessment as it provides surgeons with a rapid understanding of a patient’s knee kinematics and gait before and after TKA [6]. It is an approved medical device in Europe (CE mark class IIa) and the United States of America (FDA 510(k) clearance). Understanding whether there is an association between passive knee kinematics measured during surgery (using CAS) and knee kinematics measured during daily activities such as walking (using KneeKG™) could help surgeons get closer to reproducing normal knee function during daily activities rather than focussing solely on component alignment. Grassi et al. recently showed that there were no significant differences between active and passive intra-operative knee kinematics as measured using a CAS system during knee flexion–extension before and after TKA [7]. Belvedere et al. showed that passive knee kinematics measured using CAS before wound closure, with the definitive TKA component in place, was predictive of post-surgical kinematics measured using monoplane fluoroscopy during multiple weight bearing activities (stair ascent, chair standing and sitting) and during flexion–extension against gravity, six months after surgery [8, 9].

However, to the best of our knowledge, no studies have analysed the link between CAS and KneeKG™ measurements before and after TKA. Since this method is the standard in clinical practice, it seems relevant to explore associations between intra-operative kinematics and gait assessment pre- and post-TKA.

This preliminary study investigated potential associations between passive knee kinematics, measured using CAS before and after TKA, and active knee kinematics measured during treadmill gait analysis using the KneeKG™ system, before and three months after surgery. Data were compared in terms of corresponding (1) anatomical axes, (2) patterns and (3) variability.

Materials and methods

Participant selection and characteristics

All patients scheduled for a primary unilateral TKA for symptomatic end-stage osteoarthritis (OA, i.e. grade III to IV on the Kellgren–Lawrence classification) at our tertiary care centre between 2019 and 2020 were asked to participate in this preliminary study. Patient exclusion criteria were previous lower-limb arthroplasty, a history of lower-limb or lower-back surgery, neurological or orthopaedic disorders that could affect gait or balance, and the use of crutches or any walking aid. The local ethics committee approved the study (n. CCER 2018–00819). Written informed consent was obtained from all participants.

All the TKAs were performed by a senior surgeon (HHM), using a standard medial parapatellar approach and a routine measured resection technique, with either a posterior stabilised or a medial-pivot TKA design. CAS was only used to record passive motion. Four patients had their patella resurfaced. All components were fixed using bone cement (polymethylmethacrylate). The location of the patient’s knee OA (the medial tibiofemoral, lateral tibiofemoral and patellofemoral compartments) was assessed before TKA using weight-bearing antero–posterior and lateral X-rays as well as a skyline view of the patella. In addition, lower-limb alignment was quantified using the hip–knee–ankle angle from standing long-leg X-rays. These values were measured by an experienced orthopaedic surgeon (HHM).

Computer-assisted surgery measurements

During surgery, intra-cortical pins with reflective markers were implanted in the femur and tibia after arthrotomy, and a standard medial release (as part of the approach) left the central pivot untouched. An anatomical calibration of the lower limb was then performed. Measures recorded before the definitive fixation of the TKA (OA conditions) and after the definitive fixation of the TKA component (before closing the arthrotomy) included passive flexion–extension movements, with and without adduction–abduction stress, as well as internal–external rotation and anterior–posterior translation at various degrees of flexion of the lower limb. The present study only considered passive flexion–extension movements without adduction–abduction stress. The CAS system routinely used was the Knee 3 (Brainlab, Munich, Germany), with a customised ‘record’ button employed for specific research purposes.

Gait measurement

Patients performed a standardized barefoot treadmill gait analysis using the KneeKG™ system (Emovi, Montreal, Canada) one week before and three months after TKA. Patients selected their own treadmill velocity at each visit during a 3–5 minute adaptation phase without the KneeKG™ system. Once the patient was sufficiently at ease walking on the treadmill, the KneeKG™ harness was positioned and calibrated, and 45 seconds of the patient’s gait were recorded.

Kinematic conventions

Fully Cartesian coordinates were used to define non-orthogonal local coordinate systems (LCS) of the femur and tibia [10]. Knee kinematics computations followed International Society of Biomechanics conventions [11] using a previously described method [10]. Both joint angles (flexion–extension, adduction–abduction and internal–external rotation) and joint displacements (medial–lateral, anterior–posterior and superior–inferior) were computed.

Computer-assisted surgery local coordinate systems

The femur’s LCS during computer-assisted navigation was defined as follows (Fig 1). The proximal endpoint (rPf) was the hip joint centre, estimated using a functional method included in the Knee 3 CAS system (Brainlab, Munich, Germany). The distal endpoint (rDf) was the knee joint centre, estimated as the midpoint of the epicondyles projected onto the knee flexion–extension axis. The knee flexion–extension axis was estimated using the SARA method [12] and was used as the medial–lateral axis (wf) of the femur’s LCS. This functional method was performed before and after definitive TKA, leading to a slightly different LCS at each time point. The anterior–posterior axis (uf) was defined as the normalised cross-product of the distal–proximal axis (rPf-rDf) by the medial–lateral axis (wf).

Fig 1. Local coordinate systems of the femur and tibia.

Fig 1

The tibia’s LCS during computer-assisted navigation was defined as follows (Fig 1). The proximal endpoint (rPt) was the knee joint centre expressed as a point on the tibia at minimal flexion. The distal endpoint (rDt) was the midpoint of the malleoli. The anterior–posterior axis (ut) was aligned with the uf at minimal flexion. The medial–lateral axis (wt) was the normalised cross-product of the anterior–posterior axis (ut) and the distal–proximal axis (rPt-rDt).

KneeKG™ local coordinate systems

The KneeKG™ system consists of a harness that reduces STAs and a calibration method that combines anatomical calibration, i.e. manual identification of anatomical points, and functional calibration, i.e. specific movements to identify axis and joint centres [5]. To avoid discrepancies in axis definition that would result in kinematic differences, the lower-limb geometry measured with the CAS system was introduced into the gait measurements using the calibration procedure described below.

First, a kinematic chain was defined based on the calibration of the CAS system, with a pivot at the knee and spherical joints at the hip and ankle. The pivot’s axis was based on the flexion–extension axis (wf) estimated during CAS. The kinematic chain was introduced into the treadmill gait measurements using a two-level multi-body kinematics optimisation [13], where the variables to optimise were the fully Cartesian coordinates (uf, rPf, rDf, wf, ut, rPt, rDt, wt) and the positions of the reflective markers with respect to this kinematic chain. The outcome of the optimisation determined the optimal position of the kinematic chain, i.e. joint centres and flexion-extension axis, with respect to the thigh and shank clusters of the KneeKG™ system. These positions were used as the final calibration for the KneeKG™ system. In this way, the six degrees of freedom (DoF) kinematics were computed with the femur and tibia LCS matching those used during the CAS measurement.

Data analysis

Each DoF measured using the CAS system was expressed as a function of the knee flexion–extension angle (coupling curves) [14]. Then, the CAS kinematics were expressed as a theoretical gait cycle by matching the CAS knee flexion measurement with the corresponding average knee flexion angle measured using the KneeKG™ system during gait (Fig 2). The matching was performed in four steps: 1) at each frame of the treadmill gait cycle, the knee flexion-extension angle was identified, 2) all the frames from the CAS measurements with this knee flexion-extension angle were identified, 3) the values of the different degrees of freedom of the knee at those frames were identified, 4) those values were reported as the CAS values at this instant of the gait cycle. In this way, the theoretical CAS kinematics during treadmill gait are determined and can be compared to the knee kinematics assessed with the KneeKGTM. To increase the number of corresponding points between systems, the kinematic measurements from the CAS and the KneeKG™ were upsampled from 100 Hz to 300 Hz, and a distinction was made between the extension and flexion phases.

Fig 2. Workflow of kinematic measurements and data analysis.

Fig 2

min f represents the two-level optimisation methods used to fit the calibration of the CAS system on the gait measurement, DoF = f(FE) represents the degrees of freedom measured with the CAS system expressed in function of the flexion-extension of knee, FE Gait represents the matching of CAS knee flexion-extension with knee flexion-extension measured during gait to obtain the DoF in percentage of GC (DoF in %GC).

Each patient’s adduction–abduction (AA) angle, internal–external rotation (IER) angle and anterior–posterior (AP) displacement [5], as measured during the treadmill gait test were averaged over the gait cycles and compared using a Bland–Altman analysis [15] to the corresponding CAS measurements averaged over the gait cycles. Next, bias and limits of agreement tests assessed how well their anatomical axes corresponded, while Spearman’s correlation coefficient assessed the consistency of their kinematics pattern. Correlation coefficients were categorised as weak (0–0.30), moderate (0.31–0.50), good (0.51–0.70) and high (> 0.70) [16]. Each DoF’s RoM was assessed as a reference for the limits of agreement. Finally, each system and patient’s variability was assessed using the square root of the standard deviation (SD). A non-parametric Wilcoxon test was performed to assess differences in variability between systems. These analyses were performed over the whole gait cycle, for the single support phase and for the swing phase at two timepoints: before and after definitive TKA. Analyses at the two latter phases were selected to avoid any STAs due to foot contact in KneeKG™ measurements.

Calculations were made using the open-source Biomechanical ToolKit package [17], the 3D Kinematics and Inverse Dynamics toolbox [18], the Bland–Altman and Correlation Plot toolbox [19], and Matlab R2016b (MathWorks, USA). The workflow of measurements and data analysis is summarised in Fig 2.

Results

This preliminary study included eight patients (mean ± SD: age, 70.4 ± 8.9 years; height, 161.9 ± 10 cm; weight, 78.6 ± 26.7 kg; 7 females), seven of whom underwent a TKA with a medial pivot design. Before surgery, all the patients walked more slowly on the treadmill than in their overground gait: 0.29 ± 0.19 m/s more slowly on average (Table 1).

Table 1. Patient characteristics, the Hip Knee Ankle (HKA) angle was noted as positive for adducted knees (valgus) and negative for abducted knees (varus).

PRE = pre-surgery; P3M = three months post-surgery.

Sex Age (years) Weight (kg) Height (cm) BMI (kg/m2) TKA side HKA PRE (deg) HKA P3M (deg) Location OA Femoral implant Tibial implant Patella implant Overground Gait Speed (m/s) Treadmill Gait Speed (m/s)
Patient 1 F 71.5 63.5 156.5 26 R -2 0 FTI+FTE+FP PFC PFC - 0.94 0.89
Patient 2 F 49.6 121 154.0 51 L -8 -2 FTI+FTE+FP GMK SPHERE GMK SPHERE - 1.11 0.56
Patient 3 F 72.7 56 151.3 24 L -5 0 FTI+FTE+FP GMK SPHERE GMK SPHERE GMK 0.94 0.56
Patient 4 F 75.6 70 158.0 28 R -3 0 FTI+FTE+FP GMK SPHERE GMK SPHERE GMK 1.03 0.97
Patient 5 M 67.4 82 182.3 25 L -14 -1 FTI+FTE+FP GMK SPHERE GMK SPHERE GMK 1.36 1.11
Patient 6 M 61.6 108 179.4 34 R -6 - FTI+FTE+FP GMK SPHERE GMK SPHERE GMK 1.25 0.69
Patient 7 F 73.5 118 160.0 46 R -4 4 FTI+FTE+FP GMK SPHERE GMK SPHERE - 0.64 0.39
Patient 8 F 76.5 63 164.0 23 L -8 2 FTI+FTE+FP GMK SPHERE GMK SPHERE - 0.83 0.58
Median - 68.6 85.2 163.2 32 - -6 0 - - - - 1.01 0.72
IQR - 9.0 26.6 11.6 10.7 - 4 2 - - - - 0.23 0.25

Fig 3 shows patient 1’s knee kinematics curves as a typical example of the data used in the study. The kinematics of patients 2 to 8 are reported in S1 File. Table 2 reports on AA, IER and AP, bias, limits of agreements, RoM and SD, and Table 3 reports the number of patients per category of Spearman’s correlation coefficient.

Fig 3. Comparison of the degrees of freedom measured during computer-assisted navigation and treadmill gait assessement for patient 1, before (PRE) and after (P3M) surgery.

Fig 3

Table 2. Bias (b), limits of agreement (LoA), ranges of motion (RoM) and square root of the variance averaged over the gait cycle (SD) with KneeKG (KKG) and Computer-Assisted Surgery (CAS) for each degree of freedom and for the whole gait cycle, the single stance phase and the swing phase, both before and after TKA.

Results are reported in degrees as: Median (Inter-Quartile Range).

Pre-Surgery Post-Surgery
  Gait Cycle Single Stance Swing Phase Gait Cycle Single Stance Swing Phase
Adduction–Abduction
Bias 0.1 (0.5) -0.5 (1.5) 0.6 (1.0) -0.6 (1.2) -1.2 (1.6) -0.2 (1.0)
LoA 4.4 (2.4) 2.3 (1.5) 5.3 (4.9) 3.6 (1.1) 1.7 (1.1) 4.6 (2.0)
RoM KKG 7.2 (4.8) 3.3 (1.5) 6.6 (5.4) 6.6 (3.8) 2.5 (1.9) 6.4 (3.4)
RoM CAS 3.0 (1.2) 2.7 (1.7) 2.9 (1.5) 1.2 (0.7) 0.8 (0.4) 1.0 (0.7)
SD KKG 0.5 (0.2) 0.4 (0.2) 0.5 (0.2) 0.5 (0.2) 0.3 (0.2) 0.5 (0.2)
SD CAS 1.8 (1.1) 1.5 (1.3) 1.8 (1.1) 0.3 (0.2) 0.3 (0.3) 0.3 (0.2)
Internal–External Rotation
Bias -1.1 (1.4) -1.3 (1.7) -1.2 (1.2) -2.7 (1.6) -3.1 (1.0) -2.7 (2.5)
LoA 3.5 (1.9) 1.9 (2.6) 4.2 (3.1) 3.6 (1.3) 3.1 (0.6) 4.1 (2.0)
RoM KKG 7.0 (3.4) 3.4 (2.7) 7.0 (3.2) 8.0 (3.4) 2.9 (2.3) 7.6 (3.4)
RoM CAS 5.9 (3.5) 2.8 (1.7) 5.7 (3.5) 4.9 (2.9) 3.7 (1.6) 4.3 (1.9)
SD KKG 1.7 (0.4) 1.4 (0.3) 1.9 (0.6) 1.5 (0.5) 1.5 (0.5) 1.4 (0.6)
SD CAS 2.0 (1.9) 1.4 (1.6) 3.2 (2.7) 1.3 (0.8) 2.0 (0.7) 0.9 (0.7)
Anterior–Posterior Displacement
Bias -0.7 (1.2) -0.2 (2.8) -0.5 (1.4) -0.2 (0.6) -0.2 (1.1) -0.2 (0.9)
LoA 3.3 (1.2) 2.3 (1.1) 3.2 (2.0) 2.4 (2.1) 2.2 (1.4) 2.6 (2.2)
RoM KKG 6.4 (1.3) 3.6 (1.7) 6.0 (1.5) 4.6 (5.2) 3.0 (2.5) 3.9 (5.2)
RoM CAS 3.3 (1.4) 1.8 (1.8) 2.9 (1.9) 2.0 (1.5) 1.3 (0.4) 1.7 (1.1)
SD KKG 0.8 (0.3) 0.7 (0.4) 0.8 (0.3) 0.7 (0.2) 0.7 (0.2) 0.7 (0.3)
SD CAS 1.0 (0.8) 0.7 (0.5) 1.2 (1.1) 0.5 (0.1) 0.6 (0.2) 0.3 (0.2)

Table 3. Number of patients in each category of R2 for each degrees of freedom and for the whole gait cycle (GC), the single stance phase (SS) and the swing phase (SW) before and after TKA.

Pre-surgery Post-surgery
GC SS SW GC SS SW
Adduction–Abduction
n weak 7 6 3 7 3 4
n moderate 0 1 2 1 3 2
n good 1 0 3 0 1 0
n high 0 1 0 0 1 2
Internal–External Rotation
n weak 5 6 3 6 7 3
n moderate 2 2 2 2 0 2
n good 1 0 3 0 0 3
n high 0 0 0 0 1 0
Anterior–Posterior Surgery 
n weak 7 8 4 7 5 5
n moderate 1 0 1 1 1 2
n good 0 0 3 0 1 1
n high 0 0 0 0 1 0

Before surgery, the variability in AA angle measured during treadmill gait was significantly lower than when measured during passive flexion–extension over the whole gait cycle (p = 0.008), in the single stance phase (p = 008) and in the swing phase (p = 0.008). On the contrary, after surgery, the variability in AP displacement measured during treadmill gait was significantly higher than during passive flexion–extension, but only when considering the whole gait cycle (p = 0.023). There were no other significant differences regarding variability.

Discussion

This preliminary study investigated associations between passive knee kinematics measured using CAS before and after a definitive TKA and active knee kinematics during a treadmill gait assessment before and three months after surgery. The low biases calculated showed how well the anatomical axes identified with each system corresponded with each other. Indeed, before and after surgery biases were close to one degree and to one millimetre for the AA angle and AP displacement, respectively, and below three degrees for the IER angle. This is supported by a recent study showing a strong positive correlation (R = 0.66) between AA angle measurements at minimal knee flexion during computer-assisted navigation and during gait analysis [20]. These results indicate that when a knee is more adducted and internally rotated during computer-assisted surgery, the same general alignment can be observed during gait assessment and vice versa. The LoA of the AA and IER angles seemed high since they were of the same order of magnitude as their RoM during walking. Nevertheless, a previous study comparing standard marker-based methods to gold-standard kinematics measurement methods found slightly higher LoA for AA angles (5.2°), IER angles (4.1°) and AP displacements (10.1 mm) during gait assessment [21]. It seems that the calibration of the KneeKG™ system employing a kinematic chain defined using computer-assisted navigation performed well compared to standard marker-based methods. Still, the mean AA angle three months post-surgery seemed largely overestimated during the treadmill measurement when compared to the outcomes of CAS.

The majority of individual correlations between the CAS system data and treadmill gait data were weak over the whole gait cycle. Correlations were better at the phase level and better during the swing phase than during the single support phase. Indeed, half of the correlations for the swing phase were moderate to high, whereas only a third of the correlations in the single support phase were in these categories. This indicates that although the optimised calibration and static alignment seemed right, kinematics patterns between the measurements were not always consistent. Likewise, Roda et al. found no statistically significant associations between the preoperative varus thrust (range of the AA angle in early stance), as measured using standard marker-based methods, and the peak and range of the AA angle measured intraoperatively [22].

In the present study, the variability of the AA angle measured during pre-surgery treadmill gait was lower than those in the CAS measurements. This could suggest that muscle control under weight-bearing conditions can help to stabilise an arthritic knee joint. Interestingly, larger discontinuities and SDs in the AA angle and AP displacement were observed in the computer-assisted navigation data before TKA than after it. This may indicate that end-stage knee OA can lead to potential knee instability, as underlined by the greater variability in those two DoF. This kinematics variability in joint kinematics also reflects the variability in the external loads magnitude and direction applied manually by the surgeons during passive flexion-extension. Post-TKA evaluations showed less variability and a more consistent pattern, which could indicate increased passive stability after TKA.

The CAS and KneeKG™ systems present several sources of differences. First, regarding anatomical and biomechanical differences, during CAS, knee kinematics are assessed after arthrotomy, passively and without loading, whereas gait kinematics are assessed with a closed knee, actively and with loading and impacts. One recent study suggested that there were no differences between active and passive knee flexion–extension angles after arthrotomy but without loading [7]. Moreover, good correlations were found between CAS measurements and impact-free weight-bearing knee kinematics assessed using monoplane fluoroscopy six months after surgery [8, 9]. These results suggest that the differences observed in the present study could come from the weight-bearing conditions pre-surgery, from the impact conditions post-surgery and from measurement errors. Regarding the second source of differences—i.e. measurement methods and systems—both systems (CAS and KneeKG™) use single beam optoelectronic cameras (Northern Digital, Ontario, Canada) and a combination of anatomical and functional calibration. An optimisation procedure was used to minimise the calibration differences between the two systems. Thus, the main technical difference seems to come from how the clusters of reflective markers were attached to the lower limb. Indeed, during CAS, each cluster is fixed to two intracortical pins, whereas during the gait assessment, the clusters are fixed to two harnesses attached on the skin. Although the femur harness tends to reduce STAs [2325] in quasi-static and non-weight-bearing conditions, some errors may remain, leading to differences in gait kinematics assessment. A previous study of obese subjects evaluated root-mean-square errors of between 1.2° and 3.0° for the three angles during quasi-static squats and of between 4.4 mm and 8.9 mm for the three displacements, with values from 1.4° to 8.0° and 5.2 mm to 9.1 mm for non-obese subjects [25]. Due to these multiple sources of differences, this preliminary study could not prove that knee kinematics during passive movement and treadmill gait were different. Answering this question would require comparing the gold-standard CAS measurement with the gold-standard gait measurement (i.e. biplane fluoroscopy).

From a methodological standpoint, apart from the optimised calibration of the KneeKG™ system, using the mean knee flexion–extension angle to compare passive flexion–extension and gait kinematics allowed us to make a simple comparison between movements using measurements of their different amplitudes, durations and velocities. This was similar to the method used by Deroche et al. [20] but extended over the whole gait cycle. Our method was specifically designed to assess the potential of using CAS measurements to predict gait kinematics, whereas other studies had used RoM and peaks [22] or coupling curves between flexions and the other DoFs [8, 9]. The fact that the bias and LoA found in the present study were consistent with the reported errors due to STAs also suggests that the passive kinematics measured during CAS may potentially serve as constraints [21, 26] to compensate for STA.

This preliminary study had some limitations. First, the number of subjects was rather low: a larger database would provide additional information and enable a better understanding of the differences observed. Second, the treadmill was a significant limitation because patients were not used to a treadmill gait and, due to pain and age, the adaptation phase before performing the measurements had to remain short (3–5 minutes). Consequently, most patients showed significant differences between their treadmill and overground gait, as illustrated by the differences in speed (median 1.01 m/s overground vs median 0.72 m/s on the treadmill). Third, intraoperative recordings were made after the arthrotomy and before closing the opening. Indeed, the calibration of the distal femur and the proximal tibia required an open joint. The knee’s central pivot (anterior and posterior cruciate ligaments) was left untouched for the acquisition of passive RoM under OA conditions, thus allowing for data as close as possible to the native situation. Nevertheless, arthrotomy could potentially bias the DoF compared to a closed joint. In future studies, the incision could be sutured before acquiring movements, but this would require longer surgery time.

Conclusions

The optimised calibration used in this preliminary study led to closely corresponding anatomical axes of the knee when comparing measurements from computer-assisted surgery and the KneeKG™ system, i.e. knees found to be more adducted and internally rotated during computer-assisted surgery presented with the same general alignment during gait assessments. However, it seems that the consistency between the systems’ kinematics patterns was low. The difference in variability between the active and passive measurements taken before surgery suggests that muscle control may stabilise the knee during a gait assessment and that the two approaches are complementary. The multiple sources of differences meant that we were unable to understand whether they came from true anatomical and biomechanical differences or from measurement discrepancies. A comparison of computer-assisted surgery measurement and gait measured using a gold-standard motion-capture system (e.g. biplane fluoroscopy) would be necessary to answer this question.

Supporting information

S1 File. Comparison of the degrees of freedom measured during computer-assisted navigation and treadmill gait assessement for patient 2 to 8, before (PRE) and after (P3M) surgery.

(PDF)

Data Availability

All data are shared on the online repository Yareta (https://doi.org/10.26037/yareta:33ylesvms5heboezppb7nkcpau). Code are shared on GitLab (https://gitlab.unige.ch/KLab).

Funding Statement

This work was supported by Geneva University Hospitals’ Department of Orthopaedic Surgery and Trauma Care. The funding source played no role in the study’s design.

References

  • 1.Conner-Spady BL, Bohm E, Loucks L, Dunbar MJ, Marshall DA, Noseworthy TW. Patient expectations and satisfaction 6 and 12 months following total hip and knee replacement. Quality of Life Research. 2020;29(3):705–19. doi: 10.1007/s11136-019-02359-7 [DOI] [PubMed] [Google Scholar]
  • 2.Bytyqi D, Shabani B, Lustig S, Cheze L, Karahoda Gjurgjeala N, Neyret P. Gait knee kinematic alterations in medial osteoarthritis: three dimensional assessment. International Orthopaedics. 2014;38(6):1191–8. doi: 10.1007/s00264-014-2312-3 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 3.Gunaratne R, Pratt DN, Banda J, Fick DP, Khan RJK, Robertson BW. Patient Dissatisfaction Following Total Knee Arthroplasty: A Systematic Review of the Literature. The Journal of Arthroplasty. 2017;32(12):3854–60. doi: 10.1016/j.arth.2017.07.021 [DOI] [PubMed] [Google Scholar]
  • 4.Jones CW, Jerabek SA. Current Role of Computer Navigation in Total Knee Arthroplasty. J Arthroplasty. 2018;33(7):1989–93. Epub 2018/03/07. doi: 10.1016/j.arth.2018.01.027 . [DOI] [PubMed] [Google Scholar]
  • 5.Hagemeister N, Parent G, Van De Putte M, St-onge N, Duval N, de Guise J. A reproducible method for studying three-dimensional knee kinematics. Journal of biomechanics. 2005;38:1926–31. doi: 10.1016/j.jbiomech.2005.05.013 [DOI] [PubMed] [Google Scholar]
  • 6.Cagnin A, Choinière M, Bureau NJ, Durand M, Mezghani N, Gaudreault N, et al. A multi-arm cluster randomized clinical trial of the use of knee kinesiography in the management of osteoarthritis patients in a primary care setting. Postgraduate Medicine. 2020;132(1):91–101. doi: 10.1080/00325481.2019.1665457 [DOI] [PubMed] [Google Scholar]
  • 7.Grassi A, Pizza N, Lopomo NF, Marcacci M, Capozzi M, Marcheggiani Muccioli GM, et al. No differences in knee kinematics between active and passive flexion-extension movement: an intra-operative kinematic analysis performed during total knee arthroplasty. Journal of Experimental Orthopaedics. 2020;7(1). doi: 10.1186/s40634-020-00229-7 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 8.Belvedere C, Tamarri S, Ensini A, Durante S, Ortolani M, Leardini A. Can Computer-Assisted Total Knee Arthroplasty Support the Prediction of Postoperative Three-Dimensional Kinematics of the Tibiofemoral and Patellofemoral Joints at the Replaced Knee? The Journal of Knee Surgery. 2020;1(212). doi: 10.1055/s-0040-1701265 [DOI] [PubMed] [Google Scholar]
  • 9.Belvedere C, Tamarri S, Notarangelo DP, Ensini A, Feliciangeli A, Leardini A. Three-dimensional motion analysis of the human knee joint: Comparison between intra- and post-operative measurements. Knee Surgery, Sports Traumatology, Arthroscopy. 2013;21(10):2375–83. doi: 10.1007/s00167-012-2271-4 [DOI] [PubMed] [Google Scholar]
  • 10.Dumas R, Robert T, Pomero V, Cheze L. Joint and segment coordinate systems revisited. Computer methods in biomechanics and biomedical engineering. 2012;15 Suppl 1(September):183–5. doi: 10.1080/10255842.2012.713646 [DOI] [PubMed] [Google Scholar]
  • 11.Wu G, Cavanagh PR. ISB Recommendations in the Reporting for Standardization of Kinematic Data. Journal of Biomechanics. 1995;28(10):1257–61. [DOI] [PubMed] [Google Scholar]
  • 12.Ehrig RM, Taylor WR, Duda GN, Heller MO. A survey of formal methods for determining functional joint axes. Journal of Biomechanics. 2007;40(10):2150–7. doi: 10.1016/j.jbiomech.2006.10.026 [DOI] [PubMed] [Google Scholar]
  • 13.Reinbolt JA, Schutte JF, Fregly BJ, Koh BI, Haftka RT, George AD, et al. Determination of patient-specific multi-joint kinematic models through two-level optimization. Journal of biomechanics. 2005;38(3):621–6. doi: 10.1016/j.jbiomech.2004.03.031 [DOI] [PubMed] [Google Scholar]
  • 14.Walker PS, Rovick JS, Robertson DD. The effects of knee brace hinge design and placement on joint mechanics. Journal of biomechanics. 1988;21(11):965–74. doi: 10.1016/0021-9290(88)90135-2 [DOI] [PubMed] [Google Scholar]
  • 15.Bland JM, Altman DG. Statistical methods for assessing agreement between two methods of clinical measurement. Lancet. 1986;1(8476):307–10. Epub 1986/02/08. . [PubMed] [Google Scholar]
  • 16.Cohen J. Statistical Power Analysis for the Behavioral Sciences. 2nd ed. New York: Routledge; 1988. [Google Scholar]
  • 17.Barre A, Armand S. Biomechanical ToolKit: Open-source framework to visualize and process biomechanical data. Comput Methods Programs Biomed. 2014;114(1):80–7. doi: 10.1016/j.cmpb.2014.01.012 . [DOI] [PubMed] [Google Scholar]
  • 18.Dumas R. 3D Kinematics and Inverse Dynamics. 2.2 ed. https://www.mathworks.com/matlabcentral/fileexchange/58021-3d-kinematics-and-inverse-dynamics: MATLAB Central File Exchange; 2021. [Google Scholar]
  • 19.Klein R. Bland-Altman and Correlation Plot. https://www.mathworks.com/matlabcentral/fileexchange/45049-bland-altman-and-correlation-plot: MATLAB Central File Exchange; 2021. [Google Scholar]
  • 20.Deroche E, Naaim A, Lording T, Dumas R, Servien E, Cheze L, et al. Femorotibial alignment measured during robotic assisted knee surgery is reliable: radiologic and gait analysis. Archives of Orthopaedic and Trauma Surgery. 2021. doi: 10.1007/s00402-021-04033-5 [DOI] [PubMed] [Google Scholar]
  • 21.Richard V, Cappozzo A, Dumas R. Comparative assessment of knee joint models used in multi-body kinematics optimisation for soft tissue artefact compensation. Journal of Biomechanics. 2017;62:95–101. doi: 10.1016/j.jbiomech.2017.01.030 [DOI] [PubMed] [Google Scholar]
  • 22.Roda RD, Wilson JLA, Wilson DAJ, Richardson G, Dunbar MJ. The Knee Adduction Moment During Gait is Associated With the Adduction Angle Measured During Computer-Assisted Total Knee Arthroplasty. The Journal of Arthroplasty. 2012;27(6):1244–50. doi: 10.1016/j.arth.2012.02.009 [DOI] [PubMed] [Google Scholar]
  • 23.Ganjikia S, Duval N, Yahia L, de Guise J. Three-dimensional knee analyzer validation by simple fluoroscopic study. Knee. 2000;7(4):221–31. Epub 2000/12/06. doi: 10.1016/s0968-0160(00)00063-6 . [DOI] [PubMed] [Google Scholar]
  • 24.Sati M, de Guise JA, Larouche S, Drouin G. Improving in vivo knee kinematic measurements: application to prosthetic ligament analysis. The Knee. 1996;3(4):179–90. doi: 10.1016/S0968-0160(96)00209-8 [DOI] [Google Scholar]
  • 25.Clément J, de Guise JA, Fuentes A, Hagemeister N. Comparison of soft tissue artifact and its effects on knee kinematics between non-obese and obese subjects performing a squatting activity recorded using an exoskeleton. Gait Posture. 2018;61:197–203. Epub 2018/01/23. doi: 10.1016/j.gaitpost.2018.01.009 . [DOI] [PubMed] [Google Scholar]
  • 26.Potvin BM, Shourijeh MS, Smale KB, Benoit DL. A practical solution to reduce soft tissue artifact error at the knee using adaptive kinematic constraints. J Biomech. 2017;62:124–31. Epub 20170221. doi: 10.1016/j.jbiomech.2017.02.006 . [DOI] [PubMed] [Google Scholar]

Decision Letter 0

Heike Vallery

14 Jul 2022

PONE-D-21-38814Comparison between passive knee kinematics during surgery and active knee kinematics during walking: a preliminary studyPLOS ONE

Dear Dr. Gasparutto,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. Two reviewers provided input for the assessment of your manuscript. Please carefully address their comments. The reviewers particularly agree that the sample size is low, and that it cannot serve as a basis for meaningful conclusions. Therefore, a revised version should focus more on explanation of methods and tone down conclusions from the study (which might better be called a pilot), besides leading to formulation of protocols and hypotheses that remain to be tested. Furthermore, I could not find any information on pre-registration of this study and its protocol. Please add that information. Please submit your revised manuscript by Aug 28 2022 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: https://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols. Additionally, PLOS ONE offers an option for publishing peer-reviewed Lab Protocol articles, which describe protocols hosted on protocols.io. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols.

We look forward to receiving your revised manuscript.

Kind regards,

Heike Vallery

Academic Editor

PLOS ONE

Journal Requirements:

When submitting your revision, we need you to address these additional requirements.

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at

https://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and

https://journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdf

2. Thank you for stating in your Funding Statement:

“This work was supported by Geneva University Hospitals’ Department of Orthopaedic Surgery and Trauma Care. The funding source played no role in the study’s design.”

Please provide an amended statement that declares *all* the funding or sources of support (whether external or internal to your organization) received during this study, as detailed online in our guide for authors at http://journals.plos.org/plosone/s/submit-now.  Please also include the statement “There was no additional external funding received for this study.” in your updated Funding Statement.

Please include your amended Funding Statement within your cover letter. We will change the online submission form on your behalf.

3. Thank you for stating the following in the Competing Interests/Financial Disclosure* (delete as necessary) section:

“I have read the journal's policy and the authors of this manuscript have the following competing interests: Hermes Miozzari is an associate editor for EFORT Open Reviews and a board member of Swiss Orthopaedics. Stéphane Armand is a member of the editorial board of EFORT Open Reviews.

There are no competing interests associated with this research.”

We note that one or more of the authors are employed by a commercial company: EFORT Open Reviews and Swiss Orthopaedics

a. Please provide an amended Funding Statement declaring this commercial affiliation, as well as a statement regarding the Role of Funders in your study. If the funding organization did not play a role in the study design, data collection and analysis, decision to publish, or preparation of the manuscript and only provided financial support in the form of authors' salaries and/or research materials, please review your statements relating to the author contributions, and ensure you have specifically and accurately indicated the role(s) that these authors had in your study. You can update author roles in the Author Contributions section of the online submission form.

Please also include the following statement within your amended Funding Statement.

“The funder provided support in the form of salaries for authors [insert relevant initials], but did not have any additional role in the study design, data collection and analysis, decision to publish, or preparation of the manuscript. The specific roles of these authors are articulated in the ‘author contributions’ section.”

If your commercial affiliation did play a role in your study, please state and explain this role within your updated Funding Statement.

b. Please also provide an updated Competing Interests Statement declaring this commercial affiliation along with any other relevant declarations relating to employment, consultancy, patents, products in development, or marketed products, etc. 

Within your Competing Interests Statement, please confirm that this commercial affiliation does not alter your adherence to all PLOS ONE policies on sharing data and materials by including the following statement: "This does not alter our adherence to  PLOS ONE policies on sharing data and materials.” (as detailed online in our guide for authors http://journals.plos.org/plosone/s/competing-interests) . If this adherence statement is not accurate and  there are restrictions on sharing of data and/or materials, please state these. Please note that we cannot proceed with consideration of your article until this information has been declared.

Please include both an updated Funding Statement and Competing Interests Statement in your cover letter. We will change the online submission form on your behalf.

4. We note that you have stated that you will provide repository information for your data at acceptance. Should your manuscript be accepted for publication, we will hold it until you provide the relevant accession numbers or DOIs necessary to access your data. If you wish to make changes to your Data Availability statement, please describe these changes in your cover letter and we will update your Data Availability statement to reflect the information you provide.

5. Thank you for stating the following in the Acknowledgments Section of your manuscript:

“This work was supported by Geneva University Hospitals’ Department of Orthopaedic Surgery and Trauma Care. The funding source played no role in the study’s design.”

We note that you have provided additional information within the Acknowledgements Section that is not currently declared in your Funding Statement. Please note that funding information should not appear in the Acknowledgments section or other areas of your manuscript. We will only publish funding information present in the Funding Statement section of the online submission form.

Please remove any funding-related text from the manuscript and let us know how you would like to update your Funding Statement. Currently, your Funding Statement reads as follows:

“This work was supported by Geneva University Hospitals’ Department of Orthopaedic Surgery and Trauma Care. The funding source played no role in the study’s design.”

Please include your amended statements within your cover letter; we will change the online submission form on your behalf.

6. Please include captions for your Supporting Information files at the end of your manuscript, and update any in-text citations to match accordingly. Please see our Supporting Information guidelines for more information: http://journals.plos.org/plosone/s/supporting-information.

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Partly

Reviewer #2: Yes

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: No

Reviewer #2: I Don't Know

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Thank you for reviewing this interesting study. Although the reviewer understands this is a preliminary study, the limited number of patients (n=8) cannot add any information about the comparison between passive knee kinematics during surgery and active knee kinematics during walking.

Reviewer #2: This study aims to develop a relationship between passive knee kinematics obtained during surgery and active kinematics during gait following surgery. This is an interesting idea, which immediately brings several concerns to mind, but it would be a valuable contribution for surgeons. The idea is an excellent one.

The article is also well written and with well articulated objectives.

One paragraph still has me struggling to understand. Lines 159-165, where the optimization of the coordinates used in the CAS system were determined in the KneeKG system, in order to compare the two kinematic outputs. I don’t quite follow this, and I am wondering how a comparison can be made between passive knee flexion extension and gait.

Line 170 – reference should be to figure 2, not figure 1

Line 172 - How and why was the upsampling done?

Line 174 – “mean AA angle, IE angle and AP displacement” – why these variables specifically? Does “mean” indicate that a mean angle was taken from the entire gait cycle, or from a specific knee flexion extension angle?

Line 190 – I think it would be helpful to understand if more detail were added to the caption for Figure 2, explaining in particular what data is shown in DoF = f(FE), how this is impacted by FE Gait, and again DoF in %GC.

Table 1 title – please define hka – hip knee ankle

I make the above suggestions since the value in this manuscript to readers is in understanding the methods the authors have used to relate the two distinctly derived knee kinematic measures. No other real conclusions can be drawn from this manuscript due to the low sample size, but this is appropriate for a preliminary study such as this one.

**********

6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: No

**********

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

Decision Letter 1

Heike Vallery

31 Aug 2022

PONE-D-21-38814R1Comparison between passive knee kinematics during surgery and active knee kinematics during walking: a preliminary studyPLOS ONE

Dear Dr. Gasparutto,

Thank you for submitting your manuscript to PLOS ONE. I noticed that the data is not yet available for review, so I have not sent this manuscript out to reviewers yet. Please resubmit your files including a link to the data and code, such that the reviewers have access. Of course, this may at this stage be a private link.  Please submit your revised manuscript by Oct 15 2022 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Kind regards,

Heike Vallery

Academic Editor

PLOS ONE

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

PLoS One. 2023 Mar 6;18(3):e0282517. doi: 10.1371/journal.pone.0282517.r004

Author response to Decision Letter 1


30 Sep 2022

The response to the reviewers comments are detailed in the document "NK - Response to reviewers_Final.DOCX".

Best regards,

The authors

Attachment

Submitted filename: NK - Response to reviewers_Final.DOCX

Decision Letter 2

Heike Vallery

14 Nov 2022

PONE-D-21-38814R2Comparison between passive knee kinematics during surgery and active knee kinematics during walking: a preliminary studyPLOS ONE

Dear Dr. Gasparutto,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. Reviewers agree that this is an interesting study. One of the reviewers still has several comments that need addressing in a revision.The main concern of this manuscript remains the small study size and limited possibility to draw conclusions. So, conclusions of the manuscript should be toned down more, towards formulating hypotheses that could serve as the basis for a bigger study.

Please submit your revised manuscript by Dec 29 2022 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: https://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols. Additionally, PLOS ONE offers an option for publishing peer-reviewed Lab Protocol articles, which describe protocols hosted on protocols.io. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols.

We look forward to receiving your revised manuscript.

Kind regards,

Heike Vallery

Academic Editor

PLOS ONE

Journal Requirements:

Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice.

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #2: All comments have been addressed

Reviewer #3: (No Response)

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #2: Yes

Reviewer #3: Partly

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #2: Yes

Reviewer #3: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #2: Yes

Reviewer #3: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #2: Yes

Reviewer #3: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #2: (No Response)

Reviewer #3: This study sought to present a detailed comparison between passive knee kinematics (i.e., passive flexion-extension) acquired during total knee arthroplasty (TKA) by means of computer assisted-surgery system and active kinematics measured during walking with a marker-based optoelectronic system (KneeKG). The analysis was performed on 8 patients, who underwent TKA. Active kinematics was acquired before surgery and 3 months after, whereas passive kinematics was measured before and after TKA implantation. Anatomical axes were homogenised by using 2-levels optimization based on multi-body modelling, so as to limit any bias between active and passive kinematics. The authors compared knee joint angles acquired before and after TKA. The authors underlined very weak correlations between active and passive kinematics and they were not able to identify the source of errors.

General comment

The hypothesis at the basis of this paper is clearly reported as far as the main objective. Both the experimental phase and data analysis are written with a good level of details; the analysis in particular was performed well, and the synthesis of the obtained results is appreciable. Although the methodology in itself is not that innovative, the comparison provides useful hints and novel perspective for the application field.

The structure of the article seems to be precise (Abstract, Introduction, Methodology [with subheadings], Results, Discussion and Conclusions).

Experimental phase and data analysis seem to be clearly reported and are coherent with the work objectives. Several concerns have been reported to the authors.

The use of the English language seems to be correct.

Specific Comments

Title

Ok.

Abstract

In general, this section is quite ok.

Line 35-37: Please give few more hints concerning the “homogenization” technique.

Keywords

I would not use the name of a commercial system (KneeKG) as a keyword for a scientific work.

Introduction

Ok, well identified the main hypotheses and defined the main goal.

Materials and Methods

Ok, the experimental phase and data analysis was reported with a good level of detail.

Since the study was approved by an Ethical Committee, could you please give some information about the identification of the correct sample size? Did you perform any power analysis? How this led you to the possibility to generalize your results?

The passive flexion-extension was performed while loading the limb from the foot? Did you think loads could influence your results?

How did you identify the “gait cycle” over the passive

Results

Ok.

Discussion

Ok. Thank you for underling the main limitations of your work.

Conclusions

Ok. My only concern is related to the possibility to generalize your results with such a small sample size.

References

The references to previous works seem to be precise, wide and up-to-date.

Figures

Ok.

Tables

Ok.

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #2: No

Reviewer #3: Yes: Nicola Francesco Lopomo

**********

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

Decision Letter 3

Emiliano Cè

17 Feb 2023

Comparison between passive knee kinematics during surgery and active knee kinematics during walking: a preliminary study

PONE-D-21-38814R3

Dear Dr. Gasparutto,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Emiliano Cè

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #2: (No Response)

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #2: Partly

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #2: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #2: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #2: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #2: (No Response)

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #2: No

**********

Acceptance letter

Emiliano Cè

24 Feb 2023

PONE-D-21-38814R3

COMPARISON BETWEEN PASSIVE KNEE KINEMATICS DURING SURGERY AND ACTIVE KNEE KINEMATICS DURING WALKING: A PRELIMINARY STUDY

Dear Dr. Gasparutto:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org.

If we can help with anything else, please email us at plosone@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Professor Emiliano Cè

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 File. Comparison of the degrees of freedom measured during computer-assisted navigation and treadmill gait assessement for patient 2 to 8, before (PRE) and after (P3M) surgery.

    (PDF)

    Attachment

    Submitted filename: NK - Response to reviewers_Final.DOCX

    Attachment

    Submitted filename: NK - Response to reviewers_Final.DOCX

    Attachment

    Submitted filename: NK - Response to reviewers - Review 2.docx

    Data Availability Statement

    All data are shared on the online repository Yareta (https://doi.org/10.26037/yareta:33ylesvms5heboezppb7nkcpau). Code are shared on GitLab (https://gitlab.unige.ch/KLab).


    Articles from PLOS ONE are provided here courtesy of PLOS

    RESOURCES