Abstract
Primary malignant melanoma of the esophagus is a rare disease with a severely poor prognosis. Here, we report a patient with primary malignant melanoma of the esophagus surviving without recurrence after surgery and adjuvant therapy with nivolumab. The patient was a 60-year-old female with dysphagia. Esophagogastroscopy showed an elevated dark brown tumor in the lower thoracic esophagus. A histological examination of the biopsy revealed human melanoma black 45 and melan-A positivity. The patient was diagnosed with primary malignant melanoma of the esophagus and was treated with radical esophagectomy. As postoperative treatment, the patient was given nivolumab (240 mg/body) every 2 weeks. Although bilateral pneumothorax occurred after 2 courses, she recovered after chest drainage. Nivolumab treatment is still ongoing over 1 year after the surgery, and the patient has survived without recurrence. We conclude that nivolumab is an optimal option as a postoperative adjuvant treatment for PMME.
Keywords: Esophageal melanoma, Adjuvant treatment, Nivolumab
Introduction
Primary malignant melanoma of the esophagus (PMME) is an extremely rare disease that accounts for 0.1–0.2% of all malignant esophageal tumors, and 0.5% of all noncutaneous melanomas [1, 2]. PMME behaves aggressively and has a poor prognosis and 5-year overall survival (OS) rate of < 5% [3]. No comprehensive treatment strategy has been established because the number of patients with PMME is very low, leading to a lack of clinical evidence.
In recent years, immune-checkpoint inhibitors, such as the anti-programmed cell death 1 (PD-1) antibody, nivolumab, have been reported as effective treatments for malignant melanoma [4–6]. Some reports demonstrated the efficacy of nivolumab to treat recurrent or unresectable PMME [7, 8]. However, there are few reports of nivolumab as an adjuvant therapy for PMME. Here, we report the first example of a patient with PMME who underwent surgery followed by adjuvant nivolumab monotherapy and survived without recurrence.
Case report
A 60-year-old woman visited our hospital with dysphagia as her chief complaint. The patient had a past medical history of dermatomyositis and breast cancer. Esophagogastroscopy showed an elevated dark brown tumor 60 mm in size with black pigmentations on its surface, located in the lower thoracic esophagus (Fig. 1a). An esophageal double contrast study revealed a mass with a smooth surface and clear margins (Fig. 1b). Computed tomography (CT) was used to determine the localized wall thickness (Fig. 1c). Fluorine-18 fluorodeoxyglucose positron emission tomography (PET)-CT indicated an abnormal accumulation in the same region (Fig. 1d).
Fig. 1.
Preoperative diagnostic imaging. (a) Esophagogastroscopy showed an elevated tumor in the lower thoracic esophagus. (b) An esophageal double contrast study revealed a huge mass with a smooth surface. (c) CT was used to determine the wall thickness of the esophagus. (d) PET-CT showed an abnormal accumulation in the tumor region
A histopathological examination of the biopsy specimen revealed atypical round cells with oval hyperchromatic nuclei, occasional distinct nucleoli, ill-bordered cytoplasm, and melanin pigments (Fig. 2a). Immunohistochemical staining demonstrated the positive expression of human melanoma black 45 (HMB-45) (Fig. 2b) and melan-A (Fig. 2c). There were no signs of cutaneous melanoma or pigmentation on the rest of the body. No lymph node metastasis or distant metastasis was observed, and the patient was diagnosed with clinical T3N0M0 Stage II PMME, according to the Japanese Classification of Esophageal Cancer, 11th Edition [9].
Fig. 2.
Microscopic findings of the biopsy specimen. (a) Histopathological examination (HE) with magnification × 20. (b) HMB-45 staining with magnification × 20. (c) Melan-A staining with magnification × 20
The patient underwent thoracoscopic esophagectomy with two-field lymphadenectomy reconstructed by a gastric tube through the posterior sternum route. The postoperative hospital stay was 15 days with no complications. The resected specimen showed a type 1 tumor measuring 70 × 45 mm with black pigmentation (Fig. 3). Microscopic examination demonstrated subserosal invasion of atypical cells (T3) and lymph node metastases in the No. 1, No. 11p, and No. 107 nodes (N4). The pathological diagnosis was T3N4M0 Stage IV a according to the Japanese Classification of Esophageal Cancer, 11th Edition. A molecular study indicated no V600E mutation in the V-raf murine sarcoma viral oncogene homolog B1 (BRAF).
Fig. 3.

Surgical specimen of the esophagus
As adjuvant treatment, intravenous nivolumab (240 mg/body) was administered every 2 weeks. After 2 courses, the patient complained of dyspnea and chest radiography showed a bilateral pneumothorax. Chest drainage with 8 Fr tubes was carried out and the patient recovered. Careful follow-up was continued every 3 months with chest and abdominal CT. The patient survived without recurrence over 1 year following the surgery.
Discussion
In this case report, we showed that nivolumab may be a beneficial option as a postoperative adjuvant treatment for resectable PMME, in the absence of evidence for a comprehensive treatment strategy.
Melanocytes are present in the gastrointestinal tract mucosa such as the oral cavity, esophagus, and anorectum. PMME mostly occurs in the lower and middle segment of the esophagus due to a greater concentration of melanocytes [10]. Dysphagia is one of the common presenting symptoms. As the PMME is commonly soft in nature, fewer symptoms are observed compared to esophageal carcinoma. Therefore, PMME is often diagnosed at advanced stages, with 30–40% of patients having lymph node involvement or distant metastases [11]. Because most esophagogastrointestinal melanomas are metastases from cutaneous melanoma, metastasis must be ruled out before making a diagnosis of PMME. In our case, the patient complained of dysphagia and a large tumor was located in the lower thoracic esophagus. No primary lesions of the skin, mucosa or any other organ were discovered, and the patient was, therefore, diagnosed with PMME.
Radical surgery is the preferred treatment for resectable PMME, with a postoperative 5-year survival rate of 37% [12]. On the other hand, X. Wang et al. analyzed 76 cases of patients with PMME and reported that postoperative recurrence occurred in 89.7% of patients who underwent complete excision, and the median recurrence-free survival (RFS) was only 4.5 months [13]. The risk of recurrence is extremely high after radical surgery, reflecting the important role of multimodal treatment including adjuvant therapy. However, because of the rarity of PMME, optimal adjuvant treatments have not yet been established. A previous trial reported that adjuvant chemotherapy with temozolomide could improve both RFS and OS in patients with mucosal melanoma [14]. Another report showed that the RFS of PMME patients who received adjuvant chemotherapy with temozolomide and dacarbazine was 6 months, whereas the RFS of patients who did not receive adjuvant therapy was 2 months [13]. These results demonstrate that RFS is still low despite the above adjuvant chemotherapies.
Nivolumab is one of the standard treatments for advanced malignant melanoma [4–6]. The CheckMate 238 clinical trial showed that, in patients with resected stage IIIB, IIIC, or IV melanoma, adjuvant therapy with nivolumab resulted in a significantly longer RFS versus ipilimumab [15]. Some reports have noted the antitumor efficacy of nivolumab in recurrent or unresectable PMME [7, 8, 16]. M. Urabe et al. administered nivolumab as the adjuvant therapy in one patient, but the RFS was only 4 months [17]. Our patient was given nivolumab following radical surgery based on the above trials and reports, and she has now experienced over 1 year of RFS.
Nivolumab causes adverse effects, known as immune-related adverse events, through immune-mediated tissue damage. There are a few reports of pneumothorax during nivolumab administration [18, 19]. These reports indicate that immunotherapy may cause immune-related pneumothorax based on immune pneumonitis. Although there are several factors that can cause pneumothorax, such as past smoking, lean body shape, and thoracoscopic esophagectomy in our patient, the causal relationship between pneumothorax and nivolumab cannot be denied considering that it occurred in bilateral thoracic cavities. We carefully re-administered nivolumab after explaining the risk of pneumothorax recurrence, and pneumothorax has not recurred so far.
Some limitations exist in this report. First, the follow-up period was short. Second, the results were based on only one case. Further follow-up and cases are required to clarify these.
In conclusion, to our knowledge, this case demonstrates the longest RFS to date in a patient with PMME treated with nivolumab as adjuvant treatment following esophagectomy. We also showed that nivolumab may be an optimal option as a postoperative adjuvant treatment for PMME.
Abbreviations
- PMME
Primary malignant melanoma of the esophagus
- OS
Overall survival
- PD-1
Programmed cell death 1
- CT
Computed tomography
- PET
Positron emission tomography
- HMB-45
Human melanoma black 45
- BRAF
V-raf murine sarcoma viral oncogene homolog B1
- RFS
Recurrence-free survival
Author contributions
All authors attest that they meet the criteria for authorship. All authors read and approved the final manuscript.
Funding
This study was not funded.
Data availability
All data generated or analyzed during this study are included in this published article.
Declarations
Conflict of interest
No potential conflicts of interest were disclosed.
Ethics approval
Written informed consent was obtained from the patient for publication of this case report and any accompanying images.
Consent for publication
Written informed consent was obtained from the patient for publication of this case report and any accompanying images.
Footnotes
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
References
- 1.Bisceglia M, Perri F, Tucci A, et al. Primary malignant melanoma of the esophagus: a clinicopathologic study of a case with comprehensive literature review. Adv Anat Pathol. 2011;18:235–252. doi: 10.1097/PAP.0b013e318216b99b. [DOI] [PubMed] [Google Scholar]
- 2.de Perrot M, Bründler MA, Robert J, et al. Primary malignant melanoma of the esophagus. Dis Esophagus. 2000;13:172–174. doi: 10.1046/j.1442-2050.2000.00108.x. [DOI] [PubMed] [Google Scholar]
- 3.Kido T, Morishima H, Nakahara M, et al. Early stage primary malignant melanoma of the esophagus. Gastrointest Endosc. 2000;51:90–91. doi: 10.1016/s0016-5107(00)70397-x. [DOI] [PubMed] [Google Scholar]
- 4.Weber JS, D'Angelo SP, Minor D, et al. Nivolumab versus chemotherapy in patients with advanced melanoma who progressed after anti-CTLA-4 treatment (CheckMate 037): a randomised, controlled, open-label, phase 3 trial. Lancet Oncol. 2015;16:375–384. doi: 10.1016/s1470-2045(15)70076-8. [DOI] [PubMed] [Google Scholar]
- 5.Topalian SL, Sznol M, McDermott DF, et al. Survival, durable tumor remission, and long-term safety in patients with advanced melanoma receiving nivolumab. J Clin Oncol. 2014;32:1020–1030. doi: 10.1200/jco.2013.53.0105. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 6.Robert C, Long GV, Brady B, et al. Nivolumab in previously untreated melanoma without BRAF mutation. N Engl J Med. 2015;372:320–330. doi: 10.1056/NEJMoa1412082. [DOI] [PubMed] [Google Scholar]
- 7.Inadomi K, Kumagai H, Arita S, et al. Bi-cytopenia possibly induced by anti-PD-1 antibody for primary malignant melanoma of the esophagus: a case report. Medicine (Baltimore) 2016;95:e4283. doi: 10.1097/md.0000000000004283. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 8.Ito S, Tachimori Y, Terado Y, et al. Primary malignant melanoma of the esophagus successfully treated with nivolumab: a case report. J Med Case Rep. 2021;15:237. doi: 10.1186/s13256-021-02821-6. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 9.Japanese Classification of Esophageal Cancer 11th Edition: part II and III. Esophagus. 2017;14:37–65. doi: 10.1007/s10388-016-0556-2. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 10.Adili F, Mönig SP. Surgical therapy of primary malignant melanoma of the esophagus. Ann Thorac Surg. 1997;63:1461–1463. doi: 10.1016/s0003-4975(97)00111-2. [DOI] [PubMed] [Google Scholar]
- 11.Sabanathan S, Eng J, Pradhan GN. Primary malignant melanoma of the esophagus. Am J Gastroenterol. 1989;84:1475–1481. [PubMed] [Google Scholar]
- 12.Volpin E, Sauvanet A, Couvelard A, et al. Primary malignant melanoma of the esophagus: a case report and review of the literature. Dis Esophagus. 2002;15:244–249. doi: 10.1046/j.1442-2050.2002.00237.x. [DOI] [PubMed] [Google Scholar]
- 13.Wang X, Kong Y, Chi Z, et al. Primary malignant melanoma of the esophagus: a retrospective analysis of clinical features, management, and survival of 76 patients. Thorac Cancer. 2019;10:950–956. doi: 10.1111/1759-7714.13034. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 14.Lian B, Si L, Cui C, et al. Phase II randomized trial comparing high-dose IFN-α2b with temozolomide plus cisplatin as systemic adjuvant therapy for resected mucosal melanoma. Clin Cancer Res. 2013;19:4488–4498. doi: 10.1158/1078-0432.Ccr-13-0739. [DOI] [PubMed] [Google Scholar]
- 15.Weber J, Mandala M, Del Vecchio M, et al. Adjuvant Nivolumab versus Ipilimumab in resected stage III or IV melanoma. N Engl J Med. 2017;377:1824–1835. doi: 10.1056/NEJMoa1709030. [DOI] [PubMed] [Google Scholar]
- 16.Endo F, Akiyama Y, Onishi M, et al. Primary esophageal malignant melanoma successfully treated with anti-PD-1 antibody for retroperitoneal recurrence after esophagectomy: a case report. Int J Surg Case Rep. 2020;75:152–156. doi: 10.1016/j.ijscr.2020.09.034. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 17.Urabe M, Haruta S, Ohkura Y, et al. Clinicopathological presentations and surgical outcomes of esophageal melanoma. Asian Cardiovasc Thorac Ann. 2019;27:548–553. doi: 10.1177/0218492319866064. [DOI] [PubMed] [Google Scholar]
- 18.Sardeli C, Zarogoulidis P, Romanidis K, et al. Acute pneumothorax due to immunotherapy administration in non-small cell lung cancer. Respir Med Case Rep. 2020;31:101258. doi: 10.1016/j.rmcr.2020.101258. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 19.Kucukarda A, Sayın S, Gokyer A, et al. Secondary pneumothorax during immunotherapy in two patients with metastatic solid tumors; a new entity. Immunotherapy. 2021;13:565–570. doi: 10.2217/imt-2020-0233. [DOI] [PubMed] [Google Scholar]
Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Data Availability Statement
All data generated or analyzed during this study are included in this published article.


