Abstract
Background and Purpose
Neuroimaging methods have been utilized to improve our understanding of topographical organization of the brain. In our study, proton magnetic resonance spectroscopic imaging (¹H MRSI) was used to evaluate frontal lobe function. The goal was to determine the relationship between neuropsychological measures of frontal lobe function and levels of a surrogate neuronal marker, N-acetyl aspartate (NAA), in typically developing healthy children and adolescents.
Methods
Fifty one healthy children (25 girls, 6.2 to 18.3 years old, mean age 12.3 ± 3.6 years) were examined. All children completed a neuropsychological assessment including measures of attention, executive function, memory, language, visual, and motor skills. ¹H MRSI was performed using a multi-slice spin-echo sequence at 1.5 T. General linear model ANCOVA was used to examine the relationship between the neuropsychological test scores and NAA/creatine (Cr) ratios, controlling for age and sex.
Results
A positive relationship between frontal lobe white matter NAA/Cr ratio and performance on two neuropsychological tests associated with frontal lobe function was detected. The Purdue Pegboard Right Hand scores were higher with increasing NAA/Cr in the left frontal white matter (p=0.047) and Stanford-Binet-IV Bead Memory scores improved with increasing NAA/Cr ratio in the right frontal white matter (p=0.032).
Conclusion
An association between frontal white matter NAA/Cr ratios and measures of manual speed and dexterity, and visual working memory was detected. Our data may provide a quantitative basis for assessment of frontal lobe impairments in disease states.
Introduction
Neurological models of frontal lobe structure and function highlight five frontal-subcortical circuits (1, 2), of which two are related to motor function, and the other three are crucial in executive control. These circuits link specific regions of the frontal lobes to subcortical structures, and supply modality-specific mechanisms for interaction with the environment (3). Motor and executive control systems develop in a parallel manner, such that both display a protracted developmental trajectory, with periods of rapid growth in elementary years and continued maturation into young adulthood (4). Working memory and response inhibition represent two core components of executive control that appear to be dissociable in children (5, 6). Imaging and lesion studies have linked working memory to the lateral prefrontal cortex (7, 8). Frontal regions underlying response inhibition may differ, depending on the context in which the response needs to be inhibited (9).
Compared with the adult brain, localization of function is less well understood in children, due to continuing brain development (10-12). Understanding the relationship between neuropsychological function and frontal lobe neurochemistry in healthy children may help in assessment of behavioral manifestations of neuronal dysfunction or impairment associated with pathological levels of brain neurochemicals. Several neurochemicals related to brain tissue structure or metabolism can be detected by in vivo proton magnetic resonance spectroscopy (¹H MRS) (13). Application of ¹H MRS to studies of the brain stimulated an interest in N-acetyl aspartate (NAA), a major chemical component of the central nervous system. NAA, which is found primarily in neuronal cells, can be considered a marker of neuronal function and integrity (14).
The purpose of this study was to determine the associations between the proposed neuropsychological measures of frontal lobe function and NAA levels in healthy children and adolescents using high-resolution 1H magnetic resonance spectroscopic imaging (MRSI) (15). We hypothesized that performance-based measures of motor and executive control would be more highly correlated with frontal, compared with non-frontal NAA levels. We further hypothesized hemispheric specificity within these relationships, such that verbal working memory would be associated with left frontal NAA, while visuospatial working memory would correlate with right frontal NAA levels. Similarly, we hypothesized that right motor speed would correlate with left frontal NAA, while left motor speed would correlate with right frontal NAA levels.
Methods
The participants consisted of 51 healthy children and adolescents (25 female, 6.2 to 18.3 years old, mean age 12.3 ± 3.6 years, 40 right-handed). Participants were recruited by advertisement as a healthy, typically developing control group for a research study. Children were initially screened via telephone interview with a parent, and were excluded if there was a prior history of psychiatric or neurological disorder, intellectual disability, language disorder, or learning disability. Additionally, participants were also excluded if they had an estimated IQ of <70 based on administration of the Peabody Picture Vocabulary Test (16). Parents of those children meeting these eligibility criteria participated in a structured diagnostic interview using the Diagnostic Interview for Children and Adolescent-Fourth Edition (DICA-IV) (17) which is based on the Diagnostic and Statistical Manual of Mental Disorders-Fourth Edition (DSM-IV) (18). Children meeting DSM-IV criteria for a psychiatric disorder were subsequently excluded. Each family participating in the study signed a written informed consent form following the Institutional Review Board standards of the Johns Hopkins Medical Institutions.
All participants completed a neuropsychological assessment including measures of attention, executive function, memory, language, visual, and motor skills. Handedness was determined during the neuropsychological assessment, by writing/drawing, and by asking the child during the Purdue Pegboard test, which was his/her preferred hand.
The tests were completed within 3 months of the MRSI examination. The following tests examined for the current analyses:
Purdue Pegboard (Right and Left Hands) (19), a measure of manual dexterity and fine motor speed (corresponding functional domain: opposite motor cortex);
Bead Memory Stanford-Binet-IV (SB-IV) (20), a visual working memory task (corresponding functional domain: right dorsolateral prefrontal cortex);
Retrieval Fluency (Woodcock Johnson Tests of Cognitive Abilities-III; WJ-III) (21), a measure of rapid lexical retrieval, production, and efficient organization (corresponding functional domain: left supplementary motor cortex and dorsolateral prefrontal cortex);
Auditory Working Memory (WJ-III), a test of auditory (verbal) working memory (corresponding functional domain: left dorsolateral prefrontal cortex).
Routine brain MRI and ¹H MRSI were carried out at 1.5 Tesla. ¹H MRSI was performed using a multi-slice spin echo sequence with outer volume suppression (15), with four supratentorial oblique axial 15 mm thick slices (2.5 mm gap) with TR/TE=2000/140 ms and nominal voxel size 0.8 ml. The full echo signal was digitized with 256 data points and a spectral width of 1000 Hz was used. Water suppression was accomplished with a single chemical shift selective pulse with a bandwidth of 110 Hz. The MRSI data sets were processed by 3-dimensional Fourier transformation, with cosine filters in the spatial (phase-encoding) domains after zero-filling to 32×32 matrix size, and exponential line broadening of 3 Hz, zero-filling to 8192 data points, and a high-pass convolution filter to remove the residual water signal (50 Hz stop-band) in the time-domain. No baseline correction was needed as the spectra obtained at the long echo time had a flat baseline. Signals of Cho, Cr, and NAA were fitted to a Gaussian lineshape applying a simplex routine, using in-house software csx3 and imax3 (http://godzilla.kennedykrieger.org/csx/). Spectra were evaluated from the dorsolateral prefrontal cortex, frontal white matter (forceps minor), dorsal and inferior parietal cortex, and deep parietal white matter, in both hemispheres (Figure 1). Only voxels which appeared to be completely encompassed in the desired region of interest on the localizer images were included for the analyses. NAA/Cr ratio was calculated from areas under the respective signals. Data from 2-4 voxels for each region were averaged. Prior to MRSI, T1-weighted localizer images were recorded at the same slice location and thickness as MRSI for selection of the regions of interest.
A paired t-test was used to assess differences in NAA/Cr between the hemispheres. Linear regression analysis was used to test for the effect of age on NAA/Cr and on neuropsychological tests scores. Raw scores of neuropsychological tests were used in all analyses. General linear model ANCOVA was applied to evaluate the relationship between the neuropsychological test scores and the NAA/Cr ratio, controlling for sex. Additional ANCOVA analyses were performed to include race, handedness, and socioeconomic status. To account for heteroscedasticity (22) and for the effect of the age on both dependent and independent variables, neuropsychological test raw scores and NAA/Cr ratios were log-transformed and the residuals after regressing on age were calculated. Control analyses between neuropsychological test scores and NAA/Cr ratios in a region where no relationship was expected (parietal lobe gray and white matter) were also performed. In all statistical analyses, significance level was set to p<0.05.
Results
Figure 1 shows T1-weighted spin-echo localizer images, depicting the regions of interest and corresponding spectra. High-resolution, good quality spectra were obtained in most subjects; a small number of spectra could not be processed due to susceptibility or motion artifacts (N≤3 in each region). Table 1 lists demographic information, raw scores of the neuropsychological tests and mean lobar gray and white matter NAA/Cr ratios.
Table 1.
Demographics | Boys (n = 26) | Girls (n = 25) | Total (n = 51) | |||
---|---|---|---|---|---|---|
Mean | SD | Mean | SD | Mean | SD | |
Age (years) | 12.0 | 3.9 | 12.6 | 3.3 | 12.3 | 3.6 |
SES | 45.9 | 11.3 | 42.9 | 13.3 | 44.5 | 12.2 |
Estimated IQ | 139 | 31 | 142 | 27 | 141 | 29 |
Race | n | % | n | % | n | % |
Caucasian | 13 | 25 | 8 | 16 | 21 | 41 |
African-American | 10 | 20 | 15 | 29 | 25 | 49 |
Other | 3 | 6 | 2 | 4 | 5 | 10 |
Handedness | ||||||
Right | 19 | 37.3 | 21 | 41.2 | 40 | 78 |
Left | 7 | 13.7 | 4 | 7.8 | 11 | 22 |
Mixed | 0 | 0 | 0 | 0 | 0 | 0 |
Neuropsychological Test Scores | Mean | SD | Mean | SD | Mean | SD |
Purdue Pegboard RH | 12.7 | 2.1 | 13.3 | 2.3 | 13 | 2.2 |
Purdue Pegboard LH | 11.9 | 2.5 | 13.3 | 2.6 | 12.6 | 2.6 |
SB-IV Bead Memory | 22.8 | 4.9 | 24.4 | 5.4 | 23.6 | 5.2 |
WJ-III Auditory Working Memory | 21.1 | 9.1 | 22.5 | 6.1 | 21.8 | 7.8 |
WJ-III Retrieval Fluency | 56.1 | 15.1 | 67.4* | 17.1 | 61.9 | 16.9 |
NAA/Cr | Mean | SD | Mean | SD | Mean | SD |
Frontal GM | R 2.1 | 0.5 | 2.1 | 0.4 | 2.1 | 0.5 |
L 2.2 | 0.4 | 2.0 | 0.3 | 2.1 | 0.3 | |
Frontal WM | R 2.5 | 0.3 | 2.5 | 0.3 | 2.5 | 0.3 |
L 2.4 | 0.3 | 2.4 | 0.3 | 2.4 | 0.3 | |
Parietal GM | R 2.1 | 0.2 | 2.1 | 0.2 | 2.1 | 0.2 |
L 2.1 | 0.2 | 2.1 | 0.2 | 2.1 | 0.2 | |
Parietal WM | R 2.5 | 0.4 | 2.6 | 0.3 | 2.5 | 0.4 |
L 2.3 | 0.3 | 2.5 | 0.2 | 2.4 | 0.3 |
SD – standard deviation; LH – left hand, RH – right hand; n - number of subjects; WM-white matter; GM-gray matter; SB-IV Stanford-Binet-IV; WJIII - Woodcock Johnson Tests of Cognitive Abilities-III.
Girls had higher scores on the WJ-III-Retrieval Fluency test (p<0.05).
Raw scores of all tests improved with age (all p<0.0002, 0.2≤r²≤0.54). Girls had 20% higher scores than boys on the WJIII-Retrieval Fluency test (p=0.008); no other sex differences in neuropsychological test scores were detected.
NAA/Cr tended to increase with age in the right parietal white matter (slope=0.039 year-1, p=0.018, r²=0.12) and the right parietal gray matter (slope=0.011 year-1, p=0.059, r²= 0.08). No differences in the NAA/Cr ratio between the hemispheres were detected in any of the examined regions. The only detected sex difference was a 0.2 % higher NAA/Cr ratio in right frontal white matter in girls than in boys (p=0.011).
Of the tests hypothesized to be associated with the left frontal lobe, the Purdue Pegboard Right Hand raw scores improved with increasing left frontal white matter NAA/Cr ratios, controlling for age and sex (p=0.047) (Figure 2A). No significant relationship between the Purdue Pegboard Right Hand raw scores and left frontal gray matter NAA/Cr ratios was detected. ANCOVA did not reveal any significant relationship between the raw scores of the WJIII-Auditory Working Memory or WJIII-Retrieval Fluency and left frontal gray or white matter NAA/Cr ratios. As expected, there were no significant relationships between the tests hypothesized to be associated with right frontal lobe function (Purdue Pegboard Left Hand, Bead Memory) and left frontal gray or white matter NAA/Cr ratios (all p>0.2).
Of the tests hypothesized to be associated with the right frontal lobe, the SB-IV Bead Memory raw scores improved with increasing right frontal white matter NAA/Cr ratios (p=0.032) (Figure 2B). No significant relationship between the SB-IV Bead Memory raw scores and right frontal gray matter NAA/Cr ratios was detected. ANCOVA did not detect any significant relationship between the Purdue Pegboard Left Hand raw scores, or tests of left frontal function (Purdue Pegboard Right Hand, WJ-III Auditory Working Memory, WJ-III Retrieval Fluency) and right frontal gray or white matter NAA/Cr ratios (all p>0.2).
No significant effect on race, handedness, or socioeconomic status was detected in the analyses showing a significant relationship between the neuropsychological variables and NAA/Cr. The control analysis did not reveal any significant relationship between raw scores of any of the tests hypothesized to be associated with frontal lobe function and parietal gray or white matter NAA/Cr ratios.
Discussion
In order to appreciate the extent of cognitive damage caused by brain pathology or injury, it is essential to evaluate localization of brain function in typically developing brains. Several studies provided evidence that ¹H MRS is a sensitive method to detect normal variation in brain functioning (23). Our study performed in a cohort of carefully screened healthy children and adolescents demonstrated a positive relationship between frontal lobe white matter NAA/Cr ratio and scores of two neuropsychological tests associated with frontal lobe function – the Purdue Pegboard Right Hand (a test assessing manual dexterity and speed) and SB-IV Bead Memory test (a test of visuospatial working memory). The scores on the Purdue Pegboard Right Hand test improved with increasing left frontal white matter NAA/Cr ratios and the scores of the SB-IV Bead Memory test improved with increasing right frontal white matter NAA/Cr ratios. Our results suggest that ¹H MRS can provide a means for testing specific hypotheses on the relationship between brain function and neurochemistry.
Over the past two decades, ¹H MRS has been utilized in patients with a wide range of neurological and psychiatric disorders to understand the effects of brain pathologies, identify differences between diagnostic groups, and monitor long-term changes with or without drug therapy (23). Abnormal frontal lobe NAA levels have been reported in children with traumatic brain injury (24, 25), lead exposure (26), epilepsy (27), developmental delay (28), bipolar disorder (29), psychosis (30), autism (31), and childhood obstructive sleep apnea (32). Frontal NAA levels were directly related to performance on language and visuomotor tests (24), mathematical skills (25), and reaction times (33) in children with traumatic brain injury. In a group of healthy 20-75 year old women, NAA in the dorsolateral prefrontal cortex positively correlated with vocabulary scores (34). A significant correlation between frontal white matter NAA levels and a composite measure of speed of information processing, attention, and visual memory was observed in healthy elderly subjects (35). In a recent review, previous findings on the application of MRS in cognitive research were summarized (23). It was noted that data in healthy controls were limited. Only a few studies have evaluated the relationship between NAA levels and neuropsychological performance in healthy adolescents (36) or children (10).
NAA, believed to be a marker of neuronal health and neuronal function, has been a compound of major interest in neuropsychological studies. In several of the studies including patients with brain pathologies, levels of other neurochemicals, such as cholines (Cho) (24, 25, 33, 37, 38), or myo-inositol (mI) (39, 40) were reported to be associated with the degree of cognitive impairment. However, NAA levels may have the strongest and most consistent correlations with cognitive outcome measures (41), particularly in the healthy brain (23). Jung et al (42) reported a positive correlation between occipito-parietal white matter NAA and Full-Scale Intelligence Quotient (FSIQ) and a negative correlation between Cho and FSIQ in healthy young adults. The results on NAA but not on Cho were confirmed in a later study (43). No specific hypotheses on the relationship between Cho levels and neuropsychological performance were considered in our study. We note, however, that the exploratory analyses we performed did not show any evidence of a significant relationship between regional gray and white matter Cho/Cr ratios and neuropsychological test scores (data are not reported).
The frontal lobe is associated with sustained attention, executive function, and memory retrieval (44). Frontal lobes have the highest degree of connectivity and are involved in integration of mental operations (44). The majority of previous research studies on higher cognitive abilities examined the cerebral cortex. However, more recent studies demonstrated that maturation of white matter is associated with development of specific cognitive abilities in children and adolescents and that white matter abnormalities are associated with a wide spectrum of cognitive and emotional problems (44, 45). Advances in research on white matter were facilitated by introduction of novel techniques of physiological neuroimaging. These techniques, including 1H MRS, were instrumental in improving our understanding of the relationship between white matter structure and brain function across the lifespan in healthy and diseased states (12). In healthy participants, age-related differences in frontal white matter metabolism were related to age-related differences in cognition (35, 46). A positive correlation between NAA levels in the left frontal subcortical white matter and performance on executive and attentional tasks (46) and a composite measure of speed of information processing was reported in healthy middle aged and elderly adults (35). In a larger group of middle aged and elderly adults, a positive correlation between NAA levels in the centrum semiovale and executive functioning (but not working memory, information processing speed, long-term memory or fluid intelligence) was detected (47). In addition, measures of water diffusion in the tissue (fractional anisotropy and mean diffusivity, obtained with diffusion tensor imaging (DTI) correlated with working memory (but not executive function and information processing speed) (48). Our results in children, showing higher white matter NAA/Cr ratios with higher scores on both the Purdue Pegboard and SB-IV Bead Memory tests are in accord with previously demonstrated association between white matter maturity and cognitive abilities, particularly those involving motor speed and executive functions.
The Purdue Pegboard is a relatively simple task involving motor speed. Functional MRI (fMRI) showed that in normal subjects (including healthy children), finger movements with either hand primarily activate the sensorimotor and premotor cortices in both hemispheres, with a predominant activation of the contralateral hemisphere (49-51). The range of raw test scores for the Purdue Pegboard was in general agreement with those reported in the NIH MRI study on normal brain development (52), although in our sample, girls did not have higher scores than boys. As expected for the age of our participants, the overall disparity between hands was small. For the Purdue Pegboard Test, the only significant correlation was detected for the right hand, which was dominant for majority of our subjects (40 out of 51). Although both Purdue Pegboard Left Hand and Right Hand test scores, and left and right frontal white matter NAA/Cr ratios were highly correlated (both p<0.0001), we did not find a significant correlation between the Purdue Pegboard Left Hand and right frontal white matter NAA/Cr ratio. This may be due to a larger scatter of scores for the left hand test, observed mainly in boys. Several other ¹H MRS studies compared scores on the Purdue Pegboard or Grooved Pegboard tests and NAA, mI or Cho levels in diseased states and healthy controls. However, these studies did not state specific hypotheses regarding expected correlations in specific brain regions and involved a relatively small number of subjects (37, 39). A strong positive correlation (p=0.006) between the Purdue Pegboard Dominant Test scores and right frontal white matter mI/Cr ratio and a correlation between the Purdue Pegboard Nondominant test scores and mI concentration in the right hippocampal region (p=0.03) was detected in 13 healthy control subjects 6-16 years old (37). If most of the children were right-handed (handedness was not reported), the significant correlation with the ipsilateral hemisphere appears unexpected. No significant relationship between the Purdue Pegboard Right and Left Hands and left medial temporal lobe or left basal ganglia was detected in 20 healthy young adults (53).
SB-IV Bead Memory test is a task of visual working memory, a short-term maintenance and manipulation of visual information. In our sample of healthy controls, the range of raw scores for the Bead Memory test was consistently within the average range for age, based on age-based norms from the SB-IV standardization manual (20). In humans, areas specialized for object and spatial working memory is located in the prefrontal cortex (54). Previous studies demonstrated hemispheric laterality, with a left mid-frontal region specialized for object working memory and right superior and inferior frontal regions specialized for spatial working memory (55). The importance of frontal white matter maturation for development of visuo-spatial working memory networks, including fronto-parietal cortical regions and connecting white matter tracts was also demonstrated in DTI studies of white matter in children and adolescents (56). In agreement with these findings we detected a significant relationship between the SB-IV Bead Memory test scores and NAA/Cr ratio in the right frontal white matter and not in the left frontal white matter. Similarly as in our study, NAA levels in the right frontal white matter were associated with visual working memory (Visual Two-Back Test) in 7-12 years old children (10).
A relationship between NAA/Cr and verbal working memory performance was also tested in our study. A recent study in patients with focal lesions in the inferior frontal or inferior parietal lobe examined specific roles of these two brain regions in verbal working memory (57). In a group of healthy adults and patients with schizophrenia, verbal learning task performance was positively correlated with NAA/Cr ratio in the left inferior frontal cortex (58). However, the correlation was not significant in either group alone. A lower NAA/Cho ratio in the right frontal cortex (and left hippocampal region) has been reported in children with obstructive sleep apnea (compared to healthy children), who also demonstrated associated deficits in verbal working memory and verbal fluency (32); however, no correlations were reported.
In our study, no significant relationship between the scores on the verbal working memory tests and frontal or parietal NAA/Cr ratio was detected. A possible explanation may be that the WJ-III Auditory Working Memory is not as direct a measure of frontal lobe function as the Purdue or the Bead Memory. It has been reported that WJ-III Auditory Working Memory was moderately correlated with frontal lobe gray matter volumes, but also moderately correlated with temporal and parietal white matter volumes, suggesting that it may be functionally less specific than other tests, because of broader representation of language in children (59). Similarly, the WJ-III Retrieval Fluency test may be less specific to frontal lobe function, with a more broad representation in the brain (frontal and temporal regions).
1H MRS has been an important tool in the diagnosis and treatment of many disorders affecting the pediatric brain such as seizure disorders, metabolic disorders, neoplasms, hypoxic/ischemic insults, childhood neurodegenerative disorders, and neuropsychiatric disorders (60, 61). Clinical applications of proton MRS are being rapidly developed in the field of pediatric neuropsychiatric disorders because of the lack of robust findings on conventional imaging in general. However, the underlying pathologies may be revealed by methods of physiological imaging, including proton MRS, fMRI, and DTI (62). While our analyses were focused on the neuronal marker, NAA, it has to be noted that NAA may not be affected in all pathologies or patients (for example, in bipolar affective disorder (63) or depression (64)).
There are several limitations to our study. First, the subject group consisted of limited number of participants. Therefore, with larger samples, future studies may show may detect statistically significant correlations in additional comparisons. Significant results were not detected in all hypothesized relationships and a limited number of brain regions were examined. There was also a relatively wide age range for the number of subjects included. Thus, it may not be possible to evaluate how consistent our results are across the entire age range of 6-18 years. ¹H MRS data were collected with a high-resolution spectroscopic imaging technique, minimizing partial volume effects. However, metabolite concentrations were not measured and NAA levels were expressed as NAA/Cr ratios. Variability in NAA/Cr ratios may therefore be explained not only by differences in NAA concentrations, but also by differences in Cr concentrations.
Conclusion
Our data contribute to a growing body of literature on the association between neuropsychological test scores and neurometabolites (23). Most of the previous studies evaluating correlations between MRS-detected metabolites and cognitive measures were focused on specific diseases; as stated above there have been few reports in healthy children or adults (23, 35, 36). Our population included thoroughly screened subjects, using detailed psychiatric interview, parents' ratings and a detailed neuropsychological test battery. Individual test scores, rather than composite scores (including similar tests used in our study (24, 41, 65, 66), were used. Since frontal lobe white matter is affected by a number of brain pathologies, our data may provide a quantitative basis for assessment of frontal lobe impairments in disease states. Future studies may elucidate in what type of frontal lobe pathologies low NAA/Cr ratios are predictive of impaired neuropsychological performance and if there are any pathologies associated with abnormal NAA levels but normal neuropsychological test scores or normal NAA levels and abnormal neuropsychological test scores.
Acknowledgments
Supported by NIH grants RO1 NS042851 and R 00052.
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