Abstract
Background
Ipilimumab is a monoclonal antibody which antagonizes cytotoxic T lymphocyte antigen (CTLA)-4, a negative regulator of the immune system. We report on advanced refractory melanoma patients treated on a compassionate-use trial of ipilimumab at the Memorial Sloan-Kettering Cancer Center.
Patients and methods
Patients with advanced refractory melanoma were treated on a compassionate-use trial with ipilimumab 10 mg/kg every three weeks for four doses. Those with evidence of clinical benefit (CB) at Week 24 – complete or partial response (CR or PR) or stable disease (SD) – then received ipilimumab every 12 weeks.
Results
53 patients were enrolled, with 51 evaluable. Grade 3/4 immune-related adverse events (irAEs) were noted in 29% of patients, with the most common irAEs being pruritus (43%), rash (37%) and diarrhea (33%). Based on immune-related response criteria, the response rate (CR+PR) was 12% (95% CI: 5%, 25%) while 29% had SD (95% CI: 18%, 44%). Median progression-free survival was 2.6 months (95% CI: 2.3, 5.2) while median overall survival (OS) was 7.2 months (95% CI, 4.0, 13.3). Patients with an absolute lymphocyte count (ALC) ≥1,000/μL after two ipilimumab treatments (week 7) had significantly improved CB rate (51% versus 0%, p=0.01) and median OS (11.9 versus 1.4 months, p<0.001) compared to those with an ALC <1,000/μL.
Conclusion
Our results confirm that ipilimumab is clinically active in patients with advanced refractory melanoma. The ALC after two ipilimumab treatments appears to correlate with CB and OS and should be prospectively validated.
Introduction
Melanoma is one of several cancers whose incidence has increased in the past several decades.1 In the metastatic setting, therapy is toxic and relatively ineffective.2-4 Most trials have reported objective responses in <15% of patients, which tend to be short-lived. In fact, a clear survival benefit for chemotherapy has yet to be demonstrated. The notable exception is treatment with high dose interleukin-2 (IL-2), which has a similarly low response rate and serious toxicity but does lead to durable complete responses in a small subset of patients. As such, more effective therapy is urgently needed.
Cytotoxic T lymphocyte antigen 4 (CTLA-4) is a co-inhibitory molecule expressed by activated T cells and a subset of regulatory T cells.5-7 CTLA-4 is of primary importance in maintaining immune homeostasis by down-regulating T cell signaling to inhibit the CD28-B7 costimulatory pathway, limiting T cell responses and contributing to tolerance to self-antigens.8, 9 Therefore, blockade of CTLA-4 is thought to prevent downregulation of T cells and can potentiate immune responses against antigens expressed on tumor cells.10-13
Ipilimumab is a fully human IgG1 monoclonal antibody which blocks CTLA-4. In several phase I and II trials, it has been found to produce objective and durable tumor responses in a number of tumor types, notably melanoma.14, 15 A group of mechanism-based side effects, termed immune-related adverse events (irAEs) occur in patients treated with CTLA-4 blocking antibodies. The induction of this organ-specific inflammation underscores the importance of CTLA-4 in restraining the immune system under normal circumstances. The irAEs can be controlled using corticosteroids, according to simple algorithms. Interestingly, the frequency of clinical benefit has been observed to be higher in patients having irAEs and the use of corticosteroids and other immunosuppressive medications does not interfere with sustained tumor immunity.16
In this paper, we report on 51 evaluable patients with advanced melanoma treated on a compassionate-use trial of ipilumumab at Memorial Sloan-Kettering Cancer Center (MSKCC). These were heavily pretreated patients who did not qualify for other clinical trials and were expected to have a poor prognosis. In addition to communicating a large single-institution experience with ipilimumab, which largely corroborates findings of multi-institutional trials, we also propose that the absolute lymphocyte count (ALC) after the first two treatments may be a useful biomarker to identify patients who are unlikely to benefit from ipilimumab therapy. Given the occurrence of irAEs in a significant number of patients and the sometimes long time interval required to obtain clinical benefit, a simple biomarker for identification of patients with low chance for benefit represents an important goal.
Patients and Methods
Eligibility criteria
Eligibility criteria included unresectable stage III/IV melanoma, with all histology confirmed at MSKCC. Patients had experienced progressive disease (PD) or intolerance to at least one prior systemic therapy (except for ocular primary tumor patients, who were required to have local control of their disease), with the last therapy administered ≥28 days prior to trial entry (with the exception of palliative radiotherapy). All patients were ≥18 years old and were required to have essentially normal bone marrow and organ function and an Eastern Cooperative Oncology Group (ECOG) performance status of ≤2. Patients with primary ocular or mucosal melanomas were eligible, as were those with brain metastases. Exclusion criteria included prior therapy with ipilimumab or eligibility for another on-going trial of ipilimumab. The protocol was reviewed by the MSKCC Institutional Review Board and all patients gave informed consent. Additional blood samples were obtained for immune function correlative assays under a separate IRB-approved procurement protocol.
Treatment plan
Ipilimumab (MDX-010) was provided by Bristol-Myers Squibb (Plainsboro, NJ). During the induction phase, it was administered at 10 mg/kg intravenously over 90 minutes every three weeks for four doses (on Weeks 1, 4, 7 and 10). Patients completed the induction phase unless they developed clear clinical deterioration or unacceptable toxicity (refractory grade ≥3 irAE).
After induction ipilimumab, patients were re-evaluated at Weeks 12 and 24. Those without unacceptable toxicity and with evidence of clinical benefit at Week 24 – defined as complete or partial response (CR or PR) or stable disease (SD) – received maintenance ipilimumab 10 mg/kg every 12 weeks. Patients continued on therapy until progressive disease (PD), death or unacceptable toxicity occurred. Patients off therapy continued to be followed until death or until they were lost to follow-up.
Evaluation at baseline and during treatment
Pretreatment evaluations included a complete history and physical examination, routine laboratory testing and imaging of measurable disease. Prior to each ipilimumab administration, patients underwent repeat laboratory testing and were monitored for toxicity, which was graded according to National Cancer Institute Common Terminology Criteria for Adverse Events, version 3.0.
Patients underwent repeat radiographic imaging at Weeks 12 and 24 and prior to each subsequent dose of maintenance ipilimumab. Because responses to ipilimumab may follow an atypical pattern from cytotoxic chemotherapy, recently proposed immune-related (ir) response criteria were used for clinical decision-making.17, 18 These criteria represent an amendment to the modified World Health Organization (mWHO) criteria so that the appearance of new lesions does not automatically constitute PD. Instead, the total tumor burden (TB) is calculated by summation of the product of the perpendicular diameters of new and previously measurable lesions. An irCR occurs when all measurable disease disappears; an irPR occurs when there has been >50% but <100% decrease in TB; irSD occurs if there has been ≤50% decrease or ≤25% increase in the TB and; irPD occurs if the TB increases by >25%.
Statistical plan
Any patient who received at least one ipilimumab treatment and had at least one follow-up evaluation was eligible for analysis. As this was a compassionate-use trial, there was no specific target accrual. Univariate analyses of clinical characteristics and outcomes, including response proportion (CR+PR) and clinical benefit rate (CR+PR+SD) at Week 24 were assessed using the χ2-test. Kaplan-Meier survival distributions were estimated to assess progression-free survival (PFS) and overall survival (OS). The log-rank test was used for comparison of survival distributions.
To determine whether the ALC after the first and second ipilimumab treatments, respectively, were associated with improved survival, a landmark analysis was performed in which OS was defined as the time from three and six weeks respectively after treatment start (approximately the time of each post-treatment complete blood count or CBC) to the date of death or last follow-up. This was done to correct for patients who died before they underwent repeat CBC measurements.19 A Cox proportional hazards model was fit to adjust for baseline lactate dehydrogenase (LDH) levels when further examining the association of ALC on OS.
Results
Demographics
From October 2007 through September 2008, 53 patients have been enrolled. Two patients are inevaluable: one patient was lost to follow-up after receiving one dose of ipilimumab while the other patient received chemotherapy between ipilimumab doses. Patient demographics are summarized in Table 1.
Table 1. Patient demographics (n=53).
Age, years | |
Median | 62 |
Range | 38-86 |
Sex | |
Male | 34 (64%) |
Female | 19 (36%) |
ECOG performance status | |
0 | 16 (30%) |
1 | 29 (55%) |
2 | 8 (15%) |
Stage | |
IIIC | 1 (2%) |
IV | 52 (98%) |
Primary site | |
Cutaneous | 42 (79%) |
Ocular | 5 (9%) |
Mucosal | 3 (6%) |
Unknown | 3 (6%) |
Lactate dehydrogenase (LDH) | |
≤ upper limit of normal (ULN; 200 units/L) | 23 (43%) |
1.1 - <2× ULN | 13 (25%) |
>2× ULN | 17 (32%) |
Prior therapy | |
Radiation therapy | 21 (40%) |
Cytotoxic chemotherapy | 49 (93%) |
Biologic therapy | |
• Adjuvant IFN-α (adjuvant) | 9 (17%) |
• High-dose IL-2 (metastatic disease) | 8 (15%) |
Vaccine therapy | 4 (7%) |
Others (e.g. small molecule inhibitors) | 23 (43%) |
No. of prior systemic therapies | |
Median | 2 |
Range | 0-6 |
ECOG, Eastern Cooperative Oncology Group
The median age of patients was 62 years (range, 38-86 years). Sixty-four percent were male and 85% had an ECOG status of 0-1. Patients had relatively advanced disease as assessed by baseline LDH – 32% had a baseline LDH >2× the ULN.
Most patients were heavily pre-treated, with the median number of prior systemic therapies 2 (range, 0-6). Ninety-three percent had received prior cytotoxic chemotherapy (primarily temozolomide-based regimens) and 43% had also received therapy with investigational agents, such as small molecule inhibitors, e.g. imatinib, sorafenib. Seventeen and 15% respectively of patients had received adjuvant interferon-α and high-dose IL-2 in the metastatic setting, while 7% had received prior vaccine therapy either in the adjuvant or metastatic setting.
Toxicity
There were no treatment-related deaths, although eight of 51 evaluable patients (16%) died within 30 days of their last dose of ipilimumab. Toxicities seen on this trial were largely consistent with the known toxicities of anti-CTLA-4 therapies in a population with advanced cancer. All irAEs, significant grade 3/4 and grade 1/2 toxicities noted in >20% of patients are listed in Table 2.
Table 2. Toxicities (n=51).
Grade (% of patients) | ||||
---|---|---|---|---|
Toxicity | 1 | 2 | 3 | 4 |
Adrenal insufficiency | - | 1 (2) | 1 (2) | - |
Anemia | 28 (55) | 14 (27) | 4 (8) | 1 (2) |
Colitis | - | 1 (2) | 3 (6) | 1 (2) |
Confusion | - | - | 3 (6) | 1 (2) |
Conjunctivitis | - | 2 (4) | - | - |
Dehydration | - | - | 3 (6) | - |
Diarrhea | 6 (12) | 3 (6) | 8 (16) | - |
Dyspnea | 9 (18) | 4 (8) | 4 (8) | 1 (2) |
Fatigue | 17 (33) | 9 (18) | 4 (8) | - |
Hypothyroidism | - | 1 (2) | - | - |
Increased ALT | 9 (18) | 5 (10) | 2 (4) | 2 (4) |
Increased AST | 11 (22) | 4 (8) | 2 (4) | 2 (4) |
Increased bilirubin | - | - | 2 (4) | 2 (4) |
Increased lipase | 1 (2) | - | - | 1 (2) |
Infection | - | - | 3 (6) | 2 (4) |
Leukopenia | 10 (20) | 1 (2) | - | 1 (2) |
Lymphopenia | 6 (12) | 9 (18) | 9 (18) | - |
Nausea/vomiting | 15 (29) | 4 (8) | 2 (4) | - |
Neutropenia | - | - | - | 1 (2) |
Pain | 10 (20) | 8 (16) | 2 (4) | - |
Pruritis | 18 (35) | 4 (8) | - | - |
Rash | 13 (25) | 5 (10) | 1 (2) | - |
Thrombosis | - | - | 1 (2) | 1 (2) |
Thrombocytopenia | 1 (2) | 2 (4) | 2 (4) | 1 (2) |
ALT, alanine aminotransferase; AST, aspartate aminotransferase
Treatment-related grade 3/4 hematologic toxicity was noted only in one patient (2%), a 47 year-old man who had previously developed pancytopenia on temozolomide therapy, considered an idiosyncratic reaction. After receiving the third dose of ipilimumab, he developed grade 4 neutropenia and thrombocytopenia and grade 2 anemia. Bone marrow biopsy revealed a hypercellular marrow with an infiltrate of lymphocytes and plasma cells, along with granuloma formation. He received filgrastim, intravenous methylprednisolone, intravenous immunoglobulin, infliximab and, finally, cyclosporine. His blood counts eventually recovered but, presumably because of the four-week period of neutropenia and immunosuppression therapy, he subsequently developed Fournier's gangrene, requiring extensive surgical debridement. Fortunately, he has since recovered from all toxicities.
In terms of non-hematologic toxicities, a constellation of irAEs related to the inhibition of negative regulation by CTLA-4 was observed. The most common irAEs were grade 1/2 pruritus in 22 patients (43%) and rash in 19 patients (37%, one grade 3). Diarrhea was noted in 17 patients (33%), with 8 patients (16%) experiencing grade 3 diarrhea. Five of these patients (10%) were also found to have colitis by colonoscopy. Other serious irAEs included grade 3/4 aspartate aminotransferase/alanine aminotransferase elevation secondary to non-infectious hepatitis in four patients (8%), adrenal insufficiency in two patients (4%, one grade 2 and with evidence of hypophysitis on magnetic resonance imaging and one grade 3), grade 2 conjunctivitis in two patients and grade 4 lipase elevation secondary to pancreatitis in one patient. One patient developed grade 2 hypothyroidism without other evidence of endocrine dysfunction that may have been treatment-related.
Overall, 15 of 51 patients (29%) developed one or more grade 3/4 irAEs. Seven patients (14%) discontinued therapy due to irAEs.
Clinical Responses
Based on the ir response criteria, we noted a pattern of response that was atypical for that of cytotoxic chemotherapy. One patient (2%) experienced an irPD before experiencing irSD. Twelve patients (24%) experienced prolonged irSD as their best response, with a median TTP of 8.4 months.
The objective response rate (ORR) was 12% (4 irCRs and 2 irPRs; 95% CI: 5%, 25%). Of the patients with irCRs, one patient had completed radiation therapy just prior to study entry and experienced a CR after ipilimumab therapy in lesions that were within and outside of the radiation field. Another patient underwent resection of the only site of residual metastatic disease after experiencing a CR at other metastatic sites and has since maintained a CR. A third patient (who experienced grade 4 hematologic toxicity as described above) underwent resection of pelvic lymph nodes that comprised the only site of residual metastatic disease (at the time of a colostomy reversal) and was found to have achieved a pathologic CR. Characteristics of these patients are presented in Table 3, while representative radiographic images of a patient with a CR are shown in Figure 1.
Table 3. Clinical characteristics of patients with objective responses.
Age/sex | Baseline LDH | No. of prior therapies | Disease sites | Best response | Time-to-response (mos) | Response duration (mos) | OS (mos) |
---|---|---|---|---|---|---|---|
76/M | 113 | 3 | Lung, soft tissue | irCRa | 3.5 | 10.2+ | 13.7+ |
78/F | 160 | 3 | Lung, soft tissue, bone | irPR | 2.4 | 2.8 | 8.3 |
62/M | 92 | 4 | Soft tissue | irCRb | 5.2 | 6.2+ | 11.4+ |
66/M | 121 | 2 | Lung, soft tissue, lymph node | irCR | 5.6 | 5.6+ | 11.2+ |
62/M | 171 | 3 | Lung, lymph node | irPR | 4.3 | 6+ | 10.3+ |
47/M | 210 | 1 | Lymph node | irCRc | 2.6 | 4.4+ | 7.0+ |
CR, complete response; LDH, lactate dehydrogenase; mos, months; OS, overall survival; PR, partial response
This patient experienced a CR to ipilimumab and surgery;
This patient received radiotherapy prior to study entry;
This patient was found to have achieved a pathologic CR when the only metastatic site was resected.
Fifteen patients (29%; 95% CI: 18%, 44%) experienced irSD as their best response while the remaining 30 patients (59%) experienced irPD/death. As the decision to continue maintenance ipilimumab was based on an assessment at Week 24, we also calculated the clinical benefit rate at Week 24, which was 33% (95% CI: 21%, 48%).
While patients with and without high-grade irAEs experienced objective response, there appeared to be a correlation between the development of grade 3/4 irAEs and clinical response. Patients with grade 3/4 irAEs had a significantly higher clinical benefit rate at Week 24 (9/15 patients or 60% vs. 8/36 patients or 22%, p<0.01) compared to those with grade ≤2 irAEs. There was also a borderline significant trend toward an increased ORR in patients with grade 3/4 irAEs (4/15 patients or 27% vs. 2/36 patients or 6%, p<0.05).
Survival
The median PFS of all 51 patients was 2.6 months (95% CI: 2.3, 5.2 months). Median OS was 7.2 months (95% CI: 4.0, 13.3 months). There were no significant differences in OS when patients were stratified by known prognostic factors in melanoma: baseline LDH, number of prior systemic therapies and cutaneous versus mucosal/ocular primary tumors.
Biomarker evaluation: absolute lymphocyte count (ALC)
We sought to correlate the ALC at different early time-points with the rate of clinical benefit at Week 24 and OS. ALC values at different time-points are shown in Figure 2. We stratified patients based on a cut-off of ≥1,000/μL (high ALC) versus <1,000 cells/μL (low ALC). Kaplan-Meier survival curves based on the ALCs at baseline and after one and two ipilimumab doses respectively are shown in Figure 3.
When patients were stratified based on their baseline ALC, there was a non-significant trend toward an increased rate of clinical benefit at Week 24 for patients with a high versus low ALC (10/21 patients or 48% vs. 7/30 23%, p=0.07). There was also a borderline significant trend toward improved OS for the high ALC group (median OS 13.3 vs. 5.1 months, p=0.06). This trend remained after adjusting for baseline LDH (p=0.06). Six and 12-month OS were 76% vs. 43% and 53% vs. 25% respectively when stratified by high vs. low ALC (Figure 3A).
When patients were stratified by their ALC after one ipilimumab dose (obtained three weeks later on the day of their planned second ipilimumab dose), there was a non-significant trend toward increased clinical benefit at Week 24 for high versus low ALC patients (16/39 patients or 41% vs. 1/10 or 10%, p=0.07). Patients with a high ALC after one ipilimumab dose did have significantly improved OS (median OS 7.9 vs. 1.8 months, p<0.01). This trend remained after adjusting for baseline LDH (p<0.01). Six and 12-month OS were 66% vs. 10% and 44% vs. 10% respectively by high vs. low ALC (Figure 3B).
Finally, we stratified patients by their ALC after two ipilimumab doses (obtained three weeks later on the day of their planned third ipilimumab dose). Patients with a high ALC had a significantly higher clinical benefit rate at Week 24 compared to those with a low ALC (17/33 patients or 51% versus 0/8, p<0.01) as well as improved OS (median OS 11.9 vs. 1.4 months, p<0.0001). ). This trend remained after adjusting for baseline LDH (p<0.0001). Six and 12-month OS were 75% vs. 0% and 47% vs. 0% respectively by high vs. low ALC (Figure 3C).
Discussion
The results of this trial of compassionate-use ipilimumab at MSKCC are largely consistent with the results presented in abstract form for several other phase II trials of similar doses/schedules of ipilimumab.20-22 Specifically, our ORR of 12% -- as adjudicated by the proposed ir response criteria – is very comparable to the ORRs of 5.8-15.8% adjudicated by standard mWHO criteria that are reported on other phase II trials. These trials also reported CR+PR+SD rates of 27.1-35.1%, similar to our irCR+irPR+irSD rate of 41%. Finally, grade 3/4 irAEs were noted in 20-38.6% of patients on these trials, consistent with the rate of 29% we describe here.
In addition, the results of a phase I/II trial of two doses and schedules of tremelimumab, another anti-CTLA-4 antibody, were recently published.23 This trial reported an ORR of 9% by RECIST criteria, a CR+PR+SD rate of 39-41% and a grade 3/4 toxicity rate of 13-27%. Median time-to-progression was about 1.9 months, with median OS of 9.97-11.53 months. With the exception of the longer OS reported on this trial, which was likely due to the enrollment of only treatment-naïve patients with relatively low LDH and despite the caveats of comparing different phase II trials, these results are otherwise strikingly similar to ours. Certainly, the median OS of 7.2 months that we report in our heavily pre-treated patients also compares favorably to standard first-line therapies for melanoma, such as temozolomide or dacarbazine.24
In this study, results were reported according to ir response criteria because these were used for clinical decision-making. When we also evaluated responses using traditional mWHO criteria, we noted strong agreement between both criteria. As might be expected, the only discrepancies occurred when two patients who were adjudicated to have irSD would have experienced PD by the mWHO criteria because of the development of new metastatic lesions (that increased the total tumor burden used in the ir criteria by <25%). As such, there was no change in the ORR or best response rate of SD or PD. There was a slight difference in the Week 24 CR+PR+SD rate of 30% (15/51 patients) vs. the Week 24 irCR+irPR+irSD rate of 33% (17/51 patients), as well as small change in the median PFS by mWHO vs. ir criteria (2.5 vs. 2.6 months, respectively).
Our results suggest that patients who develop grade 3/4 irAEs are more likely to experience clinical benefit at Week 24 compared to those with no or mild immune-mediated toxicity. These results are consistent with prior reports25-27 and are also biologically consistent with the belief that CTLA-4 blockade acts in a non-specific fashion to de-repress the immune system, resulting in the frequent but not absolute co-occurrence of anti-tumor effect and autoimmune-like toxicity. Of note, the median number of ipilimumab treatments which patients with grade 3/4 irAEs received – which was four – was identical to the median number of treatments patients with grade ≤2 irAEs received. The comparable duration of therapy suggests that the increased grade 3/4 irAE rate in patients with clinical benefit was not likely to be because of increased exposure to ipilimumab.
Remarkably, our analysis shows that the ALC correlates strongly both with clinical benefit and OS. The ALC obtained at baseline and after one ipilimumab treatment appear to be prognostic but these early ALCs may be more of a reflection of the extent of prior therapy and tumor burden. Still, the suggestion that a low baseline ALC may be associated with poorer OS does have implications for the sequencing of therapy in future trials that combine ipilimumab with chemotherapy.
The ALC obtained after the second ipilimumab dose appears to be a particularly informative biomarker. None of eight patients with an ALC <1,000 cells/μL experienced clinical benefit at Week 24; these patients also had statistically and clinically significantly inferior OS compared to patients with an ALC ≥1,000 cells/μL. There was a difference in ORR between both groups (18% vs. 0%) but this was not statistically significant (p=0.33), possibly because of the small number of objective responses that were noted on this trial.
The relatively small number of patients on this trial precluded us from performing a detailed multivariate analysis, although the ALC remained a significant prognostic marker when we controlled for baseline LDH. Nevertheless, the observation that other prognostic factors — number of prior therapies and the primary site of the tumor — were not correlated with OS suggests that the ALC does represent an independent biomarker.
There is a strong biological rationale that the ALC value is correlated with benefit from ipilimumab since it directly blocks CTLA-4 expressed on various lymphocyte populations. Presumably, a threshold ALC of 1,000 cells/μL reflects the underlying capacity of the immune system to be adequately activated by ipilimumab to mediate clinically meaningful anti-tumor effects. Our observation also complements recent data that the rate of change of ALC with ipilimumab therapy is positively associated with the CR+PR+SD rate.28 In particular, the observation from this larger data set that patients whose ALCs drop after initiation of ipilimumab have a 0% CR+PR+SD rate is consistent with our observation that a minimum ALC level may be required for patients to derive clinical benefit from ipilimumab.
Overall, these data have strong implications for clinical practice as they suggest that the approximately 20% of patients with an ALC <1,000 cells/μL will not benefit from additional ipilimumab therapy. Such patients could be spared the potential toxicity of further therapy and could be switched to an alternative treatment plan.
In conclusion, this report of patients with advanced melanoma treated at MSKCC on a trial of compassionate-use ipilimumab is consistent with other phase II evaluations of anti-CTLA-4 antibodies. Furthermore, our results suggest a single ALC measurement obtained after two ipilimumab treatments is strongly predictive of clinical response to ipilimumab. A larger retrospective multivariate review as well as prospective validation of this biomarker is to be strongly considered as it has the potential to identify patients who are unlikely to benefit from ipilimumab therapy, while enriching for those who are.
Acknowledgments
We thank Sumit Subudhi and Elizabeth Won for their assistance with collating patient data and reviewing the manuscript.
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