Abstract
Background and Purpose
Injury of the cerebellar vermis may occur in children with brain malignancies. Since the vermis is involved in motor and cognitive functioning, the goal of this prospective longitudinal study was to evaluate treatment-related changes in vermal volumes and neuropsychological performance in children receiving brain radiation involving the cerebellum.
Materials and Methods
Ten patients (mean age 11.6 years) and ten healthy children (mean age 12.1 years) were examined. Lobar vermal volumes and performance on neuropsychological tests evaluating motor, visual, verbal, attention, memory, and executive functions were assessed at baseline and 6-months follow-up visits.
Results
At baseline, lower mean vermal volumes and impaired performance on visual-spatial and fine motor tasks were detected in patients. At 6-months follow-up, further decrease in vermal volumes was detected only in medulloblastoma patients, who received the largest radiation doses to the entire vermis. The volume decrease was not associated with reduction in neuropsychological performance compared to baseline. At 6-months follow-up, data from all subjects revealed an association between smaller vermal volumes and slower fine motor speed and lower visual-spatial skills.
Conclusion
Reduced brain tissue volumes following radiation have been reported previously in pediatric patients. In this study, lower vermal volumes were detected even earlier, before radiation treatment was initiated or completed. Six months post-radiation, vermal volume decreases detected in medulloblastoma patients were not accompanied by declines in already poor neuropsychological performance. In addition to radiation, presence of brain malignancies and pre-radiation treatment may be important factors affecting cerebellar vermis tissue.
Introduction
Cerebellar vermis has been implicated both in motor functions and non-motor behaviors. Lesions of the vermis or the posterior cerebellum may cause behavioral abnormalities (“cerebellar cognitive affective syndrome”), including impairments of executive function, difficulties with language production, visual–spatial disorganization and impaired visual–spatial memory.1 Anterior vermis is involved in phonological awareness and attention2 and appears vulnerable to perinatal hypoxic-ischemic injury.3 In children prenatally exposed to alcohol, anterior vermal dysmorphology was negatively correlated with performance on verbal learning and memory tests.4 Presence of lesions to the posterior vermis may result in emotional lability and changes in affect.5 Incision of the vermis can lead to cerebellar mutism, which may develop into language and speech disorders, and behavioral problems.6 The nature of the neuropsychological deficits observed in patients with vermal (and cerebellar) lesions is suggestive of disruption of anatomical connections that link the cerebellum with the cerebral association areas and paralimbic regions.1
In children diagnosed with brain tumors, vermal injury may result both from the presence of a tumor or from treatment, which may involve combinations of surgery, adjuvant chemotherapy, and radiation. Although the vermis typically receives the highest radiation doses in the treatment of posterior fossa tumors, it may also be included in the radiation field for tumors distant from the posterior fossa. Children treated with radiation can manifest a wide spectrum of neuropsychological deficits, depending on the type and location of the tumor and subsequent treatment.7 The main risk factors for impairment in cognitive development include younger age at treatment, longer time after treatment completion, female sex, irradiated volume and radiation dose.8 The most challenging long-term sequelae in patients treated with radiation are chronic neurocognitive effects - declines in general intelligence, academic achievement, memory, attention, information processing speed, concentration, visual-perceptual skills, and language.8 Recent studies in children treated for cerebellar tumors demonstrated deficits in executive functions were pronounced in patients with tumors located in the vermis and dentate nucleus.9,10
Radiation and chemotherapy are associated with reduction in volumes of normal appearing white matter. White matter reduction was reported to contribute to deficits in attention, intelligence, and academic achievements.11,12 Cerebellar atrophy is also a negative prognostic factor for cognitive outcome from therapy.13
The objective of this prospective longitudinal study was to evaluate early-delayed effects of radiation treatment on the cerebellar vermis in children with brain tumors or ALL. The aims were to assess 1) changes in anterior and posterior vermal volumes and related neuropsychological performance, 2) effect of radiation dose on changes in vermal volumes and neuropsychological performance, and 3) association between vermal volumes and neuropsychological performance, following radiation. We hypothesized that, 6 months after completion of radiation treatment, 1) vermal volumes and neuropsychological performance in patients would be decreased, 2) the decrease in vermal volumes and neuropsychological test scores will be more pronounced in children receiving higher radiation doses, and 3) performance on neuropsychological tests considered to be associated with the cerebellar vermis function would be reduced in children with lower vermal volumes.
Methods
Ten pediatric patients (7 boys, mean age 11.6 years, standard deviation 4.0 years; 9 right-handed) treated with brain radiation were included in the study (Table 1). Ten healthy, typically developing children (7 boys, mean age 12.1 years, standard deviation 3.4 years; 9 right-handed) comprised the control group. The longitudinal study was designed to include up to four visits: baseline (in patients, before the start of radiation), 6-months, 15-months, and 27-months follow-ups (in patients, after completion of radiation).
At baseline, all participants were free from psychiatric diagnoses, based on DICA-IV assessment. At follow-up assessments, no change in psychiatric status was reported for any of the participants. The study was approved by the Institutional Review Board and each family participating in the study signed a written informed consent form.
High-resolution 3-dimensional SPGR T1-weighted images were acquired on a 1.5 Tesla scanner with 1.5 mm slice partitions. The vermis was measured according to a modified version of a previously published protocol,14 using the program “Measure” (P. Barta, Johns Hopkins University). The midsaggital slice as well as one slice to the right and one to the left, was identified. Separate regions of interest for lobules I–V, VI–VII, and VIII–X, drawn on all three slices of each dataset, were used for volume calculations. Reliability using ICC was determined by two B.A.-level raters, as follows: anterior vermis volume (ICC=0.967), posterior vermis volume of lobules VI and VII (ICC=0.946), and posterior vermis volumes lobules VIII, IX, and X (ICC=0.940).
The neuropsychological tests used in the study provided a broad sampling of relevant neurobehavioral domains, and included two tests recently linked to MR spectroscopic15 and volumetric measures16 in healthy children and adolescents:
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a)
Visual Matching (WJ-III Tests of Cognitive Ability), a measure of visual selective attention and processing speed,
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b)
Retrieval Fluency (WJ-III Tests of Cognitive Ability), a measure of rapid lexical retrieval and executive functioning,
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c)
Bead Memory (SB-IV), a test of visual-spatial working memory,
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d)
Developmental Test of Visual Perception, a visual discrimination test,
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e)
Purdue Pegboard Test, a test of fine motor dexterity and speed,
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f)
CPT-II, a computerized measure of sustained attention, vigilance, and reaction time,
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g)
Statue (NEPSY-2), a test designed to measure motor persistence and inhibition.
All available data are presented in the figures and were used in the main GLM analyses of vermal volumes and neuropsychological test scores. For the present study, we focused on the baseline and 6-months follow-up visits. GLM MANOVA was used to evaluate the relationship between the volumes of vermis subregions (anterior vermis - lobules I–V; posterior vermis - lobules VI–VII; and posterior vermis - lobules VIII–X), age at the baseline visit (years), time since the baseline visit (years), and group (controls, patients). In order to control for differences in brain size, volumes of the vermis subregions were divided by total cranial gray and white matter volume obtained at the baseline visit [according to (vermal volume)*1000/(cranial volume at he baseline visit)], resulting in relative volumes. Two-sided T-tests were applied post-hoc to compare vermal volumes between patients and controls at individual time points. In these analyses, volumes of the posterior vermis - lobules VIII–X in the three patients who had surgically removed tissue from this subregion were not included. Fisher's LSD method was used as post-hoc test to compare changes in relative vermal volumes between controls, patients without surgery and patients with surgery.
Linear regression analyses were used to examine the relationship between changes in vermal volumes (in %) according to [(volume at 6-moth follow-up - volume at baseline)*100/(volume at baseline)] and radiation doses.
GLM analyses were also applied to compare neuropsychological test scores between patients and controls; data from all visits were used in the main analyses. Age-corrected standard scores (Visual Matching, Retrieval Fluency, Bead Memory, Visual Perception, CPT-II Mean Reaction Time), z-scores (Purdue Pegboard Right, Left, and Both Hands), and raw scores (Statue) were used. For neuropsychological tests showing significant differences between patients and controls, correlation analysis was also applied to evaluate the relationship between total relative vermal volumes and neuropsychological test scores at the baseline and the 6-months follow-up.
To account for multiple comparisons in the limited sample size, only results with both p<0.05 and large effect sizes η2≥0.1417 were considered significant. The effect size is presented as eta squared (η2).18
Results
Mid-sagittal images of the vermis are shown in Figure 1. The following number of subjects (N:patients/controls) completed the MRI and neuropsychological (NP) evaluations at each visit: baseline (N:10/10 for both MRI and NP), first follow-up (mean time since the baseline visit 0.61/0.54 years, N:10/8 for MRI, 9/8 for NP), second follow-up (mean time since the baseline visit 1.46/1.29 years, N:6/8 for MRI, 6/7 for NP), and third follow-up (mean time since the baseline visit 2.3/2.3 years, N:3/3 for MRI, 6/7 for NP). In patients, the baseline examination was performed in 4 participants before the start of radiation (Table 1: patients 2, 3, 6, 10), as planned. Four patients completed the baseline examination within 11.5 days into radiation therapy, on average (patients 1, 4, 5, 7), and two patients were evaluated shortly after completion of radiation (7 days - patient 9, and 1 month - patient 8). The main reasons why some patients could not have been evaluated before the start of radiation included poor clinical condition of the patients and busy families' schedules. In all subjects, neuropsychological evaluations were completed within 3 months of the MRI examination (mean 0.8 months, standard deviation 1.2 months). There were no significant group differences in age at baseline (T-test, p=0.75) or at the 6-months follow-up (T-test, p=0.76).
Volumes of vermal subregions (expressed relative to total cranial volumes at the baseline visit) in patients and controls are compared in Figure 2. There was no significant difference in the total cranial gray and white matter volume at the baseline between patients (1200.9 ± 118.5 cm3) and controls (1155.3 ± 180.8 cm3) (T-test, p=0.51). However, the main GLM analyses revealed significantly lower relative vermal volumes in patients compared with controls (anterior vermis, posterior vermis lobules VI–VII, posterior vermis lobules VIII–X: all p<0.0001 and η2>0.39).
At the baseline visit, the volume of the anterior vermis lobules I–V was 13% lower (p=0.051; η2=0.20), volume of lobules VI–VII was 23% lower (p=0.01, η2=0.32), and volume of lobules VIII–X was 33% lower (p=0.002, η2=0.41) in patients (N=10) compared to controls, all with large effect sizes. In the patients who did not have surgery to the posterior vermis, the volume of lobules VIII–X was 19% lower (p=0.02, η2=0.31; N=7) compared to controls, also showing large effect size.
Across all participants, the main GLM analysis did not detect significant changes in relative volumes of vermal subregions between baseline and 6-months follow-up for either controls or patients. However, a significant decrease in relative anterior and posterior (lobules VIII–X) vermal volumes was observed in the three medulloblastoma patients (Table 1: patients 2–4) at the 6-months follow-up, compared to controls and patients without surgery (Figure 2; anterior vermis: p<0.001, η2=0.79; posterior vermis, lobules VIII–X: p=0.035, η2=0.35). While the relative anterior vermal volume in controls and patients with diagnoses other than medulloblastoma remained stable at the 6-months follow-up (mean volume changes < 4% in both groups), in the three medulloblastoma patients, the relative anterior volume decreased by 26 ± 4% on average (both p<0.001, η2>0.84). The decrease in the relative volume of the posterior vermis, lobules VIII–X was also detected in the medulloblastoma patients (−18.1 ± 4.7%) compared to other patients (0.1 ± 10.6%) and controls (−1.4 ± 10.0%) (both p<0.025, η2>0.45). The differences in relative volume changes of the posterior vermis, lobules VI–VII in controls (0.3 ± 5.6%), patients with medulloblastoma (−12.5 ± 12.0%), and patients with other diagnoses than medulloblastoma (−0.5 ± 14.1%) were not significant. While the volume of the posterior vermis, lobules VI–VII decreased by more than 10% in two medulloblastoma patients (Table 1: patients 2 and 4), no changes were observed in the third patient.
The more pronounced volume changes in the medulloblastoma patients appeared to be associated with high posterior fossa radiation doses (>50 Gy). Linear regression analyses indicated an association between changes in anterior and posterior vermal volumes and radiation doses (anterior vermis: r=0.78, p=0.008, posterior vermis, lobules VIII–X: r=0.53, p=0.12) (Figure 3). No significant relationship between changes in relative volume and radiation doses was detected for the posterior vermis, lobules VI–VII.
Across all participants, patients had lower scores on processing speed (Visual Matching) and motor speed (Purdue Pegboard-Both Hands) (main GLM analyses: p=0.015, η2=0.093, and p=0.001, η2=0.18, respectively) (Figure 4). The Purdue Pegboard Right Hand and Left Hand scores also tended to be lower in patients (main GLM analyses: p=0.059, η2=0.059 and p=0.071, η2=0.054, respectively) (Figure 4). No significant group differences were observed on any of the other neuropsychological measures (Retrieval Fluency, Bead Memory, Visual Perception, CPT-II, and Statue).
No significant changes in any of the neuropsychological measures between baseline and 6-months follow-up were detected in either controls or patients. Of all participants, the lowest Visual Matching and Purdue Pegboard-Both Hands scores in the entire sample were observed in two medulloblastoma patients (patient 3 and 4, Table 1; Purdue Pegboard was not completed in medulloblastoma patient 2) at the first two visits, with no changes in test scores between these two visits observed.
In pooled data from both groups, there was a significant relationship between total vermal volumes and motor speed (Purdue Pegboard) at 6-months follow-up, such that worse (slower) performance was associated with lower total relative vermal volumes (Right Hand: r=0.55, p=0.033; Left Hand: r=0.52, p=0.046, Both Hands: r=0.59, p=0.020) (Figure 5). However, there was no significant association between total vermal volumes and processing speed (Visual Matching) either at baseline or 6-months follow-up.
Discussion
The present prospective longitudinal study reports lower relative volumes of anterior and posterior vermal subregions in patients diagnosed with malignancies, treated with combinations of surgery, chemotherapy, and brain radiation. While there was no overall difference in total cranial volumes between patients and age-matched controls at the baseline evaluation (completed in 8 patients before or early in the course of radiation therapy and in 2 patients shortly after radiation treatment), lower relative vermal volumes were detected in patients. At baseline, impaired performance on tests of processing speed and motor speed presumed to be associated with cerebellar function was also observed in patients; these deficits remained unchanged 6 months post-radiation. Pathological changes associated with presence of malignancy or early initial clinical interventions (surgery, chemotherapy, administration of steroids) may contribute to the observed reductions in vermal volumes and affect neuropsychological performance. By 6 months post-radiation, further decrease in vermal volumes was detected only in patients with medulloblastoma. In medulloblastoma patients, the decrease in vermal volumes was not associated with a corresponding decrease in processing speed performance, perhaps because these patients were already performing near floor of the tests at baseline. Across participants, however, there was a significant association between motor speed and vermal volumes observed at 6-months follow-up, indicating the sensitivity of measures of fine motor speed to vermal anatomy.
Impact of treatment for childhood brain tumors and ALL on gray and white matter volumes has been studied previously. In survivors of medulloblastoma treated with surgery, radiation, and with or without chemotherapy, reductions in volumes of normal appearing white matter were detected compared to age-matched patients with low-grade posterior fossa astrocytoma treated only with surgery.19 Longitudinal studies in patients with medulloblastoma demonstrated a decline in volume of normal-appearing white matter over time after tumor resection and radiation treatment; the volume decline was faster in patients receiving higher radiation doses.20,21 Radiation treatment also affects gray matter. In medulloblastoma survivors, hippocampal volumes decreased over a period of 2–3 years after diagnosis, followed by increase in volume.22 The volume loss was explained by the proximity of posterior hippocampal regions to brain regions receiving the highest radiation doses. Thinning of posterior regions of the cerebral cortex was detected in children treated for medulloblastoma who were examined at a mean interval of 2.8 years after diagnosis.23 The posterior regions showing lower cortical thickness in medulloblastoma patients were not cerebral regions receiving the highest radiation doses but cortical regions in which normal age-related thinning is typically observed. While undergoing developmental changes, these regions may be more susceptible to treatment effects.23
In contrast to most previous reports, patients in this longitudinal study were assessed earlier in the course of therapy, contemporaneously with a control group of healthy children. The results suggest that significant reductions in vermal volumes may be detected as early as at the initial stages of treatment, even before early-delayed effects of radiation typically manifest (6–12 weeks post-radiation).24 Six months after completion of radiation, significant declines in vermal volumes were detected only in patients with medulloblastoma although three other patients (Table 1: patients 7, 8, and 9) were also treated with high radiation doses (≥ 35 Gy) to the vermis. Literature findings23 and our data indicate that the radiation dose may be only one of the factors associated with reductions in vermal volumes in children with brain malignancies. In this study, presence of medulloblastoma, affecting the cerebellar midline structures, appears to have the most prominent effect.
In children with cerebellar lesions, impairment in visual-spatial organization, executive function for planning and programming, and reduced information processing speed have been reported.25,26 Studies of childhood cerebellar disorders revealed deficits in attention, processing speed, visuospatial functions, and language.13 Impairment in executive functions was also noted in children treated for posterior fossa medulloblastoma and astrocytoma.10 The “frontal-like” deficits in executive functions were more severe in medulloblastoma patients, particularly those who had a tumor localized in the vermis. Patients with astrocytoma presented with slight to moderate deficits in executive functions and reduced speed of processing. More severe impairment in the medulloblastoma group was explained by the tumor type and additional treatment (medulloblastoma patients received chemotherapy and radiation in addition to surgery, which was the only treatment in the astrocytoma patients). A larger study including 61 children with malignant posterior fossa tumors examined the relationship between neurological deficits, neuropsychological deficits, and anatomical damage. The degree of impairment in neurological and neuropsychological functions (fine motor speed) was related to severity of injury to the dentate and inferior vermis; cerebellar deficits were smaller in patients with an intact vermis or dentate.9 Consistent with the literature findings on the role of cerebellum in higher cognitive functions, impaired performance was detected on the Visual Matching Test, a measure of visual attention and processing speed, and on the Purdue Pegboard Tests, which evaluates manual dexterity and motor speed. In agreement with the recent studies,9, 10 the deficits detected in this study were most pronounced in children with a posterior fossa tumor involving the vermis. However, neuropsychological impairment was also detected in children with brain tumors in the supratentorial regions, indicating impairment skills dependent on frontal-cerebellar connections.
Pre-radiation treatment (surgery and chemotherapy) and pathological changes may contribute to neurocognitive impairment observed at the baseline visit. In agreement with our results, cognitive impairment was reported in children with low-grade cerebellar tumors27 and extracerebellar tumors28 treated only with surgery and evaluated within one year thereafter. In children diagnosed with ALL and treated with chemotherapy, impaired performance on measures of perceptual and motor timing was detected five or more years post-diagnosis.29 The observed deficits were similar to neuropsychological impairment seen in patients with cerebellar-frontal abnormalities.29 Most of the patients in this study (7 out of 10) were treated with surgery and four patients received chemotherapy before the start of radiation treatment. The reported findings of abnormal neuropsychological scores are thus consistent with the literature. A positive relationship between the vermal volumes and motor speed (Purdue Pegboard) was detected at the 6-months follow-up visit, after completion of radiation therapy but not at the baseline visit. This may possibly be due to a wider range of present medical problems early in the therapy. It may also be possible that early in the course of the disease, due to presence of malignancy and initial interventions, brain connectivity may be altered, resulting in changed performance. At 6 month post-radiation, neuropsychological performance may be affected both by clinical condition and possible compensatory mechanisms, which may develop over time. However, a larger study is needed to provide a definite explanation. No deficits in verbal working memory were detected in the patient group, in contrast to findings of a previous study in patients with cerebellar damage.30 This may be, however, due to a relatively short follow-up for the long-term cognitive impairments to manifest.8
The cerebellum continues to develop into the late adolescence, a finding that has implications for how age of diagnosis and cerebellar maturation (before diagnosis) may relate to the symptom onset and developmental changes in phenotypic markers for patients, especially because the cerebellum appears to be sensitive to environmental variables.31 Presence of cerebellar-frontal and cerebellar-parietal functional connectivity in the human brain was first demonstrated in a functional connectivity MRI study.32 Areas of functional coherence in the cerebellum included anterior and posterior vermis. There is also evidence to suggest that the cortex, subcortical white matter, and cerebellum share a pattern of reciprocal influence. For example, white matter injury in premature infants is followed by marked reduction in cortical gray matter at term.33 Early unilateral cerebral injury in premature infants is associated with significantly decreased volume of the contralateral cerebellar hemisphere; conversely, early unilateral cerebellar injury is associated with decrease in contralateral supratentorial brain volume.34 These findings suggest an early “crossed trophic effect” between cerebral and subcortical structures, such that early injury to white matter impairs not only the cerebral cortical development, but also the development of remote developing cerebellum, and vice versa. Thus, the cerebellum may be vulnerable in patients before implementation of radiation therapy, even when lesions and surgery do not directly affect the cerebellum itself.
The prospective longitudinal design, inclusion of carefully screened control group and evaluation of the relationship between volume and neuropsychological deficits can be considered as advantages of this study; however, there are several limitations. The main limitations (which are characteristic for many studies including children treated with brain radiation) include a small number of patients and missing data (missed, or not yet completed visits at the time of data evaluation, three deceased patients). Inclusion of different diagnoses resulted in an inhomogeneous group of patients, however, permitted an evaluation of the relationship between volume changes and radiation doses. Since total vermal volumes were evaluated, it cannot be assessed if lower vermal volumes are the result of reductions in gray or white matter. In future studies, segmentation of gray and white matter of the vermis and cerebellar hemispheres may be applied to evaluate the impairment of cerebello-cerebral connections.
Conclusion
While we hypothesized that reduced vermal volumes and impaired neuropsychological performance will be detected post-radiation, volumetric and neuropsychological deficits were observed earlier in the course of treatment. Radiation treatment contributed to decreases in vermal volumes, while neuropsychological performance remained stable 6 months post-radiation. Presence of brain malignancies and effects of initial surgery, chemotherapy and steroid administration appear to be important clinical factors affecting morbidity.
Acknowledgement
The authors would like to thank Dr. Firouzeh Tannazi for her assistance with evaluating radiation doses.
Abbreviations
- ALL
Acute Lymphoblastic Leukemia
- CPT-II
Conner's Continuous Performance Test-II
- DICA-IV
Diagnostic Interview for Children and Adolescents, Fourth Edition
- GLM
Generalized Linear Model
- ICC
Intraclass Correlation Coefficient
- LSD
Least Significant Difference
- MANOVA
Multiple Analysis of Variance
- NEPSY
A Developmental Neuropsychological Assessment
- SB-IV
Stanford-Binet Intelligence Scale, Fourth Edition
- SPGR
Spoiled Gradient-echo
- WJ-III
Woodcock-Johnson III
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