Abstract
This study investigates the spatial profile and the temporal latency of the brain stimulation induced by the transcranial application of pulsed focused ultrasound (FUS). The site of neuromodulation was detected by using 2-deoxy-2-[18F]fluoro-D-glucose positron emission tomography (FDG-PET) immediately after FUS sonication on the unilateral thalamic area of the Spague-Dawley rats. The latency of the stimulation was estimated by measuring the time taken from the onset of the stimulation of the appropriate brain motor area to the corresponding tail motor response. The brain area showing elevated glucose uptake from the PET image was much smaller (56±10% in diameter, 24±6% in length) than the size of the acoustic focus, which is conventionally defined by the full-width at half-maximum (FWHM) of the acoustic intensity field. The spatial dimension of the FUS-mediated neuromodulatory area was more localized, approximated to be full-width at 90%-maximum of the acoustic intensity field. In addition, the time delay of motor responses elicited by the FUS sonication was 171±63 (s.d.) ms from the onset of sonication. When compared to latencies of other non-ultrasonic neurostimulation techniques, the longer time delay associated with FUS-mediated motor responses is suggestive of the non-electrical modes of neuromodulation, making it a distinctive brain stimulation method.
Keywords: FUS, neuromodulation, ultrasound
Introduction
The research to utilize ultrasound as a novel neuromodulatory tool has been gaining momentum. Ultrasound has been used to modulate the activities of neuromuscular tissues, e.g. the stimulation of nerve and muscle fibers in frog hearts [1], the excitation of auditory nerve responses in a craniotomized cat brain [2], the modification of neuronal action potential in excised rodent brains [3], and the stimulation of motor areas in intact rodent brain tissues [4]. With the accumulation of evidence for these various neuromodulatory effects, the scope of the potential therapeutic use of ultrasound has broadened.
By converging the acoustic energy to a specific location transcranially, focused ultrasound (FUS) techniques have distinguished spatial-specificity and penetrability as a non-invasive therapeutic modality [5], rendering a new breed of applications, such as functional neurosurgery [6] and brain tumor ablation [7]. When given in bursts of short pulses, FUS has been shown to reversibly excite or suppress the region-specific brain functions in rabbits [8] and rodents [9]. Additionally, the administration of this neuromodulatory FUS to the thalamic area of the rodent brain changed the level of extracellular neurotransmitters (GABA, dopamine, and serotonin) [10,11], and shortened the emergence time from anesthesia [12]. Recently, the stimulation of rodent cranial nerves conveyed the potential use of FUS in the functional modulation of the peripheral nervous system (PNS) [13].
In spite of the diverse neuromodulatory effects of FUS, the spatial and temporal characteristics of FUS-mediated neuromodulation, which would form basis for its potential therapeutic use, have not been probed in detail. In this study, the spatial dimension of FUS-mediated neuromodulation was estimated by imaging the changes in glucose metabolism of the brain via the use of 2-deoxy-2-[18F]fluoro-D-glucose positron emission tomography (FDG-PET). The time latency in the motor response, as detected by the tail twitching, with respect to the FUS stimulation of the appropriate motor area of the brain, was also investigated.
Materials and Methods
This study was conducted under the approval of the Harvard Medical Area Standing Committee on Animals.
Sonication Setup
Two waveform generators that are serially connected (33210A, Agilent, Santa Clara, CA) created a train of pulsed electrical signal waves that determined the fundamental frequency (FF), pulse-repetition frequency (PRF), tone-burst duration (TBD), sonication duration (SD), and acoustic intensity (AI), whereby the duty cycle (DC) was determined by the product of the PRF and TBD (detailed methods are described elsewhere [8]). A linear power amplifier (240L, ENI Inc., Rochester, NY) amplified the electrical signals, and transmitted the signal to an air-backed, single-element FUS transducer (spherical-segmented in shape, 6 cm in diameter, 7 cm in radius of curvature, 350 kHz FF). The acoustic characteristics, such as dimension of acoustic focus and intensity, generated by the FUS transducer were measured using a needle-type hydrophone mounted to a field mapping system (procedures described elsewhere [14]).
Estimation of Spatial Profiles of FUS-mediated Neuromodulation
Animal Preparation and Sonication Parameters
Male Sprague–Dawley rats (n=7, 279±15 g) were anesthetized with isoflurane (3.5% for induction, and 1.5% for maintenance, all in 95% oxygen at a flow rate of 1L/min) via a nose cone. The fur over the rat’s head was removed to maintain acoustic transmission through the scalp. After placing a catheter (24-gauge) through the tail vein for 2-deoxy-2-[18F]fluoro-D-glucose (FDG) injection, the rat was immobilized with a stereotactic frame (SRP-AR, Narishige, Japan). The transducer was then coupled to the rat’s head via a cone-shaped degassed water bag with hydrogel applied onto the interface between the scalp and the bag. Under the geometry-based, stereotactic optical guidance [11], the sonication target was placed onto the unilateral thalamic area. The hemispheric side of the sonication target was randomized and balanced across the animals (left: n=3, right: n=4). Immediately after the FDG injection, the sonication commenced and continued for 40 minutes. The same stimulatory sonication parameters (0.5 ms TBD, 1 kHz PRF, 300 ms SD, 2 s of inter-stimulus intervals) that elicited tail movement in rats [15] were adopted, though a lower acoustic intensity (3 W/cm2 Ispta; compared to 4.5 W/cm2 Ispta in [15]) was utilized to comply with the upper limit of ultrasound physiotherapy equipment set by the IEC (International Electrotechnical Commission) [16].
Detection of FUS-mediated metabolic changes using FDG-PET scanning
After the sonication, the animal was removed from the sonication stage and was subjected to PET scanning (eXplore Vista, GE healthcare). The reconstructed PET data consisted of 61 images of 175×175 in matrix size with 68×68 mm2 in the field-of-view, resulting in voxel dimensions of 0.39×0.39×0.78 mm3, and the pixel-by-pixel average standardized uptake value (SUV) was calculated at 1 hour post-injection to detect the level of glucose metabolic activities in the brain [14].
To detect the brain area showing elevated SUV level due to sonication, the average SUV from the unsonicated area (consisted of 6×6 mm2, marked as black rectangle in Fig. 1A), which lies contralateral to the site of sonication, was measured to establish the baseline level of metabolic activity. Then, the pixels showing a greater SUV were located transversely and longitudinally along the sonication path (denoted as arrows in Fig. 1A) to estimate the size of the stimulation profile.
Estimation of Temporal Delay of FUS-mediated Neuromodulation
Animal Preparation and Sonication Parameters
Male Sprague-Dawley rats (n=17) were anesthetized with an intraperitoneal injection of a ketamine/xylazine mixture of 80:10 mg/kg. Based on the functional atlas obtained by transdural electrical stimulation on the motor cortex of the rat [17], the specific brain area for tail movement (2mm posterior to Bregma along the midline) was targeted via the optical guidance system [11].
The same set of sonication parameters (350 kHz FF, 0.5 ms TBD, 1 kHz PRF, 300 ms SD) as the PET experiment was initially employed, although an increased AI (4.5 W/cm2 Ispta) was briefly used to elicit definite tail movement in the rats [15]. After localizing the area that responded to the stimulation, the AIs were changed to determine the minimum AIs (3.5±1.5 W/cm2 Ispta) evoking the motor responses, while varying the TBDs (0.25, 0.5, 1, 2, 3, and 5 ms) at three different DCs (n=9, 287±36 g for 30% DC; n=9, 278±23 g for 50% DC; n=5, 294±21 g for 70% DC). The parameter set used for each session was randomized and balanced across the animals. There were no significant differences in animal weights between any of the groups in comparison (One-way ANOVA; F(2,20)=0.53, p=0.597).
Detection of FUS-mediated Motor Response
The elicited tail movement was detected by an external motion sensor (Piezo Electric Pulse Transducer, MLT1-1010/D, AD Instruments, CO), and recorded (PowerLab 8/30 and LabChart 7, AD Instruments, CO) at a sampling rate of 1 kHz with a low-pass filter (3 Hz) to reduce the contribution of the heart and respiratory signals. For the threshold criterion of detecting the tail movement, 2 times the standard deviation (2σ) of the resting-state signals was chosen over the 3 times (3σ) used in a previous study [18] due to its higher sensitivity to detect subtle movements. The response time was defined by the time difference between the onset of FUS sonication and elicited tail movement, and averaged over a maximum of 6 events of sonication (Fig. 2).
Results
Neuromodulatory Area
The resulting dimensions of the neuromodulatory area (exceeding the baseline signal level) were 3.7±0.7 mm traversal to and 5.6±1.3 mm longitudinal to the sonication path, which were 56±10% in diameter and 24±6% in length of the conventional size of the acoustic focus (i.e. 6.5 mm in diameter and 24 mm in length). This dimension of the neuromodulatory area was comparable to the full-width at 90%-maximum (denoted as ‘FW9/10M’) of the acoustic intensity field. The aspect ratio (0.66), defined by the ratio between the length of the long and short axes of the neuromodulatory area, was higher when compared to that of the acoustic focus (0.27), suggesting that the actual site of neural activation was smaller but rounder in shape compared to the conventional ‘cigar’-like elongated ellipsoidal shape. The results were also illustrated in Fig 1B.
Motor Response Delay
The results of the motor response delay in FUS-mediated neuromodulation are summarized in Table 1. The gross average delay in FUS-mediated motor responses in rats was 171±63 (s.d.) ms, with a minimum value of 54 ms and a maximum value of 435 ms across the tested sonication parameters (three DCs and six TBDs), with no significant difference among the different DCs for each TBD (one-way ANOVA, p>0.05).
Table 1.
TBD (ms) | Delay in Motor Response (ms) | H0: μa=μb= μc | ||||
---|---|---|---|---|---|---|
| ||||||
a.30% DC | b.50% DC | c.70% DC | df | F | p | |
| ||||||
0.25 | 159±23 | 208±27 | 136±13 | 2,12 | 3.512 | 0.063 |
0.5 | 145±23 | 180±22 | 135±24 | 2,13 | 1.343 | 0.295 |
1 | 192±55 | 183±19 | 190±21 | 2,16 | 0.024 | 0.977 |
2 | 218±92 | 182±19 | 134±27 | 2,13 | 1.470 | 0.266 |
3 | 182±45 | 207±13 | 135±29 | 2,14 | 1.451 | 0.267 |
5 | 189±30 | 155±18 | 141±27 | 2,12 | 1.132 | 0.355 |
The variations in delay are represented in standard errors. (H0: null hypothesis, μ: population mean, df: degree-of-freedom, F: F-value, and p: p-value)
Discussion
In this study, the spatial dimension of the neuromodulatory area and temporal delay in the motor response elicited by transcranial FUS were estimated. The size of the neuromodulatory area was revealed to be much smaller than the size of the acoustic focus, as traditionally defined by the FWHM of the acoustic intensity field. The average delay in motor response was measured to be 171±63 (s.d.) ms from the onset of sonication.
Our data suggest that future studies involving FUS-mediated neuromodulation may need to consider that the stimulated area could be smaller than the size of the acoustic focus that is conventionally acknowledged in the field of acoustics. This result is supported by previous findings in which small regions of cortical areas were selectively stimulated via FUS to specifically elicit only whisker, paw, or tail movements in rats [15,19]. The stimulatory effect occurred over roughly the size of the acoustic focus (based on FWHM criterion, illustrated in Fig. 1B in dashed line), a much greater area of the brain, perhaps covering almost the entire hemispheric brain functions in rodents, would have been affected by the sonication.
A smaller stimulatory area compared to the conventions used in acoustics may help to justify the utilization of FUS for neuromodulation studies aimed at human applications. For the transcranial application in humans, the use of a lower fundamental frequency (e.g. 220 kHz which is often used for commercial image-guided FUS system [20]) is favored over higher frequencies because of its increased transmission through the skull. Since the fundamental frequency and the minimum achievable size of the acoustic focus are inversely correlated, the use of a lower frequency would increase the size of the acoustic focus. For example, the minimum diameter of the acoustic focus at 220 kHz, using sonication settings similar to the ones in this experiment, would be on the order of 7 mm (i.e. approximated to the wavelength of acoustic pressure wave, dmin = speed of sound in the water/frequency= 1484 m/s/220 kHz = 7 mm), which in turn, increases the chance for stimulating non-specific, broad brain areas. However, according to FW9/10M of the acoustic intensity profile, the stimulatory area would be 3–4 mm in diameter, instead of 7 mm, which is small enough to elicit digit-specific finger sensation when the stimulation occurs at the somatosensory area of the human brain [21]. It is possible, however, the inhomogenous level of FDG uptake by the inhomogenous neural tissues under sonication, due to the use of small rodents, might have confounded the analysis in the present study. Therefore, further testing in larger animals, having more homogeneous brain regions for the given sonication focus, will give a more accurate assessment of the effective spatial extent of stimulation by the FUS.
Factoring in the minimal time difference between the electromyography (EMG) and the actual movement detection (on the order of 3 ms) [23], the average latency in motor response was much greater than those of non-ultrasonic stimulation methods, e.g. 25 ms for intracortical microelectrode stimulation in rat [22], 26 ms for optogenetic stimulation in mice [23], and 10–20 ms for transcranial magnetic stimulation in human [24]. This finding suggests that the fundamental mechanism behind FUS-mediated neuromodulation may be different from those of non-ultrasonic brain stimulation methods. One possible explanation is the involvement of astroglial systems that are sensitive to mechanical stimulation mediated by long calcium signaling [25]. Further studies need to be conducted in order to reveal definitive causes for the discrepancies.
The spatio-temporal characteristics of FUS-mediated neuromodulation identified in this study, i.e. the smaller stimulatory area and the prolonged delay in motor response, may be helpful in demystifying the fundamental mechanism underlying FUS-mediated neuromodulation. Further extension of this study to larger animals will be conducive to applying this technique to neurotherapeutics in human, whereby the precise estimation of the anticipated neuromodulatory area and delayed effects are crucial.
Acknowledgments
This work was supported by grants from the National Institute of Health (R21 NS074124 to Yoo), KIST Institutional Program (2E23031 to Yoo and Kim), and the National Research Foundation of Korea (Korean Ministry of Education, Science and Technology, 2010-0027294 to Park). We also thank an anomymous reviewer for the helpful and constructive comments.
References
- 1.Harvey EN. The effect of high frequency sound waves on heart muscle and other irritable tissues. American Journal of Physiology -- Legacy Content. 1929;91:284–290. [Google Scholar]
- 2.Foster KR, Wiederhold ML. Auditory responses in cats produced by pulsed ultrasound. The Journal of the Acoustical Society of America. 1978;63:1199–1205. doi: 10.1121/1.381829. [DOI] [PubMed] [Google Scholar]
- 3.Tyler WJ, Tufail Y, Finsterwald M, Tauchmann ML, Olson EJ, Majestic C. Remote excitation of neuronal circuits using low-intensity, low-frequency ultrasound. PLoS One. 2008;3:e3511. doi: 10.1371/journal.pone.0003511. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 4.Tufail Y, Matyushov A, Baldwin N, Tauchmann ML, Georges J, Yoshihiro A, et al. Transcranial pulsed ultrasound stimulates intact brain circuits. Neuron. 2010;66:681–694. doi: 10.1016/j.neuron.2010.05.008. [DOI] [PubMed] [Google Scholar]
- 5.Lele PP. A simple method for production of trackless focal lesions with focused ultrasound: physical factors. J Physiol. 1962;160:494–512. doi: 10.1113/jphysiol.1962.sp006862. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 6.Martin E, Jeanmonod D, Morel A, Zadicario E, Werner B. High-intensity focused ultrasound for noninvasive functional neurosurgery. Annals of neurology. 2009;66:858–861. doi: 10.1002/ana.21801. [DOI] [PubMed] [Google Scholar]
- 7.McDannold N, Clement GT, Black P, Jolesz F, Hynynen K. Transcranial magnetic resonance imaging- guided focused ultrasound surgery of brain tumors: initial findings in 3 patients. Neurosurgery. 2010;66:323–332. doi: 10.1227/01.NEU.0000360379.95800.2F. discussion 332. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 8.Yoo SS, Bystritsky A, Lee JH, Zhang Y, Fischer K, Min BK, et al. Focused ultrasound modulates region-specific brain activity. Neuroimage. 2011;56:1267–1275. doi: 10.1016/j.neuroimage.2011.02.058. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 9.Min BK, Bystritsky A, Jung KI, Fischer K, Zhang Y, Maeng LS, et al. Focused ultrasound-mediated suppression of chemically-induced acute epileptic EEG activity. BMC neuroscience. 2011;12:23. doi: 10.1186/1471-2202-12-23. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 10.Yang PS, Kim H, Lee W, Bohlke M, Park S, Maher TJ, et al. Transcranial Focused Ultrasound to the Thalamus Is Associated with Reduced Extracellular GABA Levels in Rats. Neuropsychobiology. 2012;65:153–160. doi: 10.1159/000336001. [DOI] [PubMed] [Google Scholar]
- 11.Min B-K, Yang PS, Bohlke M, Park S, Rvago D, Maher TJ, et al. Focused ultrasound modulates the level of cortical neurotransmitters: Potential as a new functional brain mapping technique. International Journal of Imaging Systems and Technology. 2011;21:232–240. [Google Scholar]
- 12.Yoo SS, Kim H, Min BK, Franck E, Park S. Transcranial focused ultrasound to the thalamus alters anesthesia time in rats. Neuroreport. 2011;22:783–787. doi: 10.1097/WNR.0b013e32834b2957. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 13.Kim H, Taghados SJ, Fischer K, Maeng LS, Park S, Yoo SS. Noninvasive transcranial stimulation of rat abducens nerve by focused ultrasound. Ultrasound in medicine & biology. 2012;38:1568–1575. doi: 10.1016/j.ultrasmedbio.2012.04.023. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 14.Kim H, Park M-A, Wang S, Chiu A, Fischer K, Yoo S-S. PET/CT imaging evidence of FUS-mediated (18)F-FDG uptake changes in rat brain. Medical physics. 2013;40:033501–033510. doi: 10.1118/1.4789916. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 15.Kim H, Chiu A, Park S, Yoo S-S. Image-guided navigation of single-element focused ultrasound transducer. International Journal of Imaging Systems and Technology. 2012;22:177–184. doi: 10.1002/ima.22020. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 16.Duck FA. Medical and non-medical protection standards for ultrasound and infrasound. Prog Biophys Mol Biol. 2007;93:176–191. doi: 10.1016/j.pbiomolbio.2006.07.008. [DOI] [PubMed] [Google Scholar]
- 17.Fonoff ET, Pereira JF, Jr, Camargo LV, Dale CS, Pagano RL, Ballester G, et al. Functional mapping of the motor cortex of the rat using transdural electrical stimulation. Behavioural Brain Research. 2009;202:138–141. doi: 10.1016/j.bbr.2009.03.018. [DOI] [PubMed] [Google Scholar]
- 18.King RL, Brown JR, Newsome WT, Pauly KB. Effective Parameters For Ultrasound-Induced In Vivo Neurostimulation. Ultrasound in medicine & biology. 2012 doi: 10.1016/j.ultrasmedbio.2012.09.009. [DOI] [PubMed] [Google Scholar]
- 19.Younan Y, Deffieux T, Larrat B, Fink M, Tanter M, Aubry JF. Influence of the pressure field distribution in transcranial ultrasonic neurostimulation. Med Phys. 2013;40:082902. doi: 10.1118/1.4812423. [DOI] [PubMed] [Google Scholar]
- 20.Hertzberg Y, Volovick A, Zur Y, Medan Y, Vitek S, Navon G. Ultrasound focusing using magnetic resonance acoustic radiation force imaging: Application to ultrasound transcranial therapy. Medical physics. 2010;37:2934. doi: 10.1118/1.3395553. [DOI] [PubMed] [Google Scholar]
- 21.Schweizer R, Voit D, Frahm J. Finger representations in human primary somatosensory cortex as revealed by high-resolution functional MRI of tactile stimulation. Neuroimage. 2008;42:28–35. doi: 10.1016/j.neuroimage.2008.04.184. [DOI] [PubMed] [Google Scholar]
- 22.Berg RW, Kleinfeld D. Vibrissa movement elicited by rhythmic electrical microstimulation to motor cortex in the aroused rat mimics exploratory whisking. Journal of neurophysiology. 2003;90:2950–2963. doi: 10.1152/jn.00511.2003. [DOI] [PubMed] [Google Scholar]
- 23.Hira R, Honkura N, Noguchi J, Maruyama Y, Augustine GJ, Kasai H, et al. Transcranial optogenetic stimulation for functional mapping of the motor cortex. Journal of neuroscience methods. 2009;179:258–263. doi: 10.1016/j.jneumeth.2009.02.001. [DOI] [PubMed] [Google Scholar]
- 24.Pascual-Leone A, Valls-Sole J, Wassermann EM, Hallett M. Responses to rapid-rate transcranial magnetic stimulation of the human motor cortex. Brain: a journal of neurology. 1994;117 (Pt 4):847–858. doi: 10.1093/brain/117.4.847. [DOI] [PubMed] [Google Scholar]
- 25.Ostrow LW, Suchyna TM, Sachs F. Stretch induced endothelin-1 secretion by adult rat astrocytes involves calcium influx via stretch-activated ion channels (SACs) Biochemical and biophysical research communications. 2011;410:81–86. doi: 10.1016/j.bbrc.2011.05.109. [DOI] [PMC free article] [PubMed] [Google Scholar]