Abstract
Repeated, extreme, or traumatic stressors can elicit pathological effects leading to many negative physical and psychological outcomes. Stressors can precipitate the onset of psychiatric diseases, or exacerbate pre-existing disorders including various anxiety and mood disorders. As stressors can negatively impact human psychiatric health, it is essential to identify neurochemicals that may confer protection from the negative sequelae of repeated or extreme stress exposure. Elucidating the neurobiological underpinnings of stress resilience will enhance our ability to promote resilience to, or recovery from, stress-related psychiatric disease. Herein, we will review the evidence for neuropeptide Y as an endogenous mediator of resilience and its potential relevance for the treatment of stress-related psychiatric diseases.
Keywords: neuropeptide Y, stress resilience, stress-related psychiatric disorders, rodent models, emotionality
1. Introduction
Stressors elicit a cascade of neuronal, endocrine, and behavioral responses that promote homoeostatic adaptation to changing or threatening environments. Stressors maintained over prolonged periods of time or perceived as extreme can lead to maladaptive responses within stress-integrative circuitry. Pathological neurochemical and behavioral mechanisms can then manifest in the form of stress-related psychiatric diseases including anxiety disorders, post-traumatic stress disorder (PTSD), and depression. Neuropeptides have been shown to be influential neuromodulators of stress-related emotionality [1]. A growing body of evidence supports a role for neuropeptide Y (NPY) as a protective neurochemical that mediates stress resilience. NPY is a 36-amino acid peptide derived from preproNPY and belonging to a family that also includes pancreatic polypeptide (PP) and peptide YY (PYY) [2]. NPY is highly conserved across mammalian species and is expressed throughout the central nervous system (CNS) [3–7]. In the periphery, NPY is expressed primarily in sympathetic ganglia, the adrenal medulla, and in platelets [3–7]. NPY is the most abundant and widely distributed neuropeptide in the human brain [4], and has been shown to have a significant impact on brain activity. In the CNS, NPY and its receptors (Y1, Y2, Y4, Y5) play important roles in the control of food intake, energy homeostasis, pain, and many behavioral and physiological processes associated with stress and stress resilience [7, 8]. In this review, we will discuss the role of NPY in stress-related behaviors and its relevance to select psychiatric disorders.
2. Neuropeptide Y (NPY)
2.1. NPY and NPY receptor subtypes in the brain
NPY immunopositive cell bodies and fibers are generally found in cortical, limbic, hypothalamic, and brainstem regions [5]. Expression of NPY in the human and rodent brain is similar, with abundant NPY mRNA or immunoreactivity located in the neocortex, amygdala, hippocampus, basal ganglia, hypothalamus, periaqueductal grey, dorsal raphe nucleus, and the A1–3 and A6 noradrenergic cells groups in the brainstem [4, 5, 9–13]. The effects of NPY are mediated by at least four subtypes of G-protein coupled receptors termed Y1, Y2, Y4, and Y5. Y6 receptors are expressed in the mouse brain, but this isoform is absent in the rat and nonfunctional in human and non-human primates [14]. Autoradiographic and immunohistochemical examinations indicate that Y1 and Y2 receptors (Y1R and Y2R) exhibit the greatest expression in the brain, whereas lower levels of Y4 and Y5 receptors (Y4R and Y5R) are also present [15–20]. Significant differences in the distribution of NPY receptors are detectable between the rodent and human brain, warranting caution in the generalization of the role of NPY receptors from preclinical animal models to humans [18]. NPY receptors can couple to various effectors systems by associating with inhibitory Gi/o proteins (see review [21]). NPY receptors inhibit adenylyl cyclase and the accumulation of cAMP, mobilize calcium through phospholipase C and phosphatidylinositol 3-kinase activity, and have effects on multiple ion channels [21]. Within stress responsive brain regions such as the cortex, amygdala, hypothalamus, and locus coeruleus, NPY receptors are localized on or impact the function of neurons expressing GABA, glutamate, corticotropin-releasing factor (CRF), and norepinephrine (NE) [22–27]. It has been hypothesized that NPY serves as a functional “brake” to tone down the excitatory effects of pro-stress neurotransmitters such as CRF and NE [21, 27, 28]. This hypothesis is supported by studies demonstrating that NPY is frequently contained within the same neuroanatomical brain structures as CRF and NE, and the function of NPY is often physiologically and behaviorally opposite to pro-stress neurotransmitters (reviewed in [19, 21, 29]). Although clear interactions between NPY and pro-stress systems in the regulation of stress-related emotionality still need to be established, it is likely that the balance of these neuropeptides and transmitters in stress-related circuits plays a pivotal role in mediating resilience to stress-associated responses discussed in this review.
3. NPY in stress-related psychiatric disorders: insight from human studies
3.1. Stress and Anxiety
Human studies have identified associations between NPY and stress resilience. In healthy human subjects, plasma NPY levels have been shown to rise in response to stress [30–32]. For example, when military soldiers underwent an interrogation model of extreme psychological stress to mimic the captive experience of prisoners of war, higher levels of NPY following interrogation were present in soldiers displaying lower psychological distress or belonging to special operations forces [31, 32]. NPY levels were positively associated with feelings of dominance and self-confidence, and superior performance under interrogation stress [30, 31, 33].
Genetic variants of the preproNPY gene have been associated with differential stress responses and emotionality [34, 35]. Specific NPY haplotypes have been correlated to postmortem levels of NPY mRNA in the brain, plasma NPY concentrations, and brain activity in response to stressful challenges [35]. Individuals possessing a genotype associated with low NPY expression report more negative emotional experiences during a painful stressor, exhibit greater amygdalar reactivity in response to threat-related facial images, and exhibit low stress resilience compared to high NPY genotype carriers [34, 35]. Haplotype-driven NPY expression is also inversely correlated to trait anxiety in healthy individuals [35].
Studies in humans with stress-related psychiatric disorders have also revealed a role for NPY in resilience [27, 36–39], although the evidence stems primarily from populations with PTSD and depression. Rodent studies have provided a wealth of evidence for NPY in resilience to anxiety (see below), but few human studies have been conducted to determine the profile of NPY in generalized anxiety, obsessive compulsive, social anxiety, and panic disorders. One study found an association between a single-nucleotide polymorphism of the NPY gene and increased risk for generalized anxiety disorder in individuals exposed to high stress [40]. Genetic variants of the Y5 receptor gene have been significantly associated with panic disorder [41]. Elevated plasma NPY was detected in a study of individuals with panic disorder, in which the authors suggest that an increase in NPY may be compensatory to buffer enhanced sympathetic activation in this disorder [42]. Other studies have not detected differences in NPY levels between healthy controls and persons with obsessive compulsive, social anxiety, or panic disorders [43, 44], or have failed to identify genetic associations between NPY and anxiety disorders [45].
3.2. Depression
Clinical investigations have revealed that the plasma and CSF of depressed individuals contain decreased concentrations of NPY compared to healthy controls [46–50]. Additional studies have shown lower NPY in clinically depressed patients with a history of suicide attempts compared to healthy persons, and that NPY levels are lowest in individuals with a recent suicide attempt [51]. Likewise, low NPY immunoreactivity has been found in postmortem brain tissue of suicide victims, with the most robust reductions in NPY occurring in the brains of persons with a history of depression [52]. Low levels of NPY mRNA expression are also found in persons with bipolar disorder [53, 54]. Genetic variants of the preproNPY gene have been associated with resilience or vulnerability to depression [47, 55, 56]. For instance, a genetic polymorphism resulting in higher levels of mature NPY appears to be protective against depression despite exposure to environmental risk factors [56], and the presence of this polymorphism is less frequent in depressed patients [47]. In another study, a genotype associated with low NPY expression was found to be overrepresented in persons with major depression compared to healthy controls [34]. Interestingly, antidepressant strategies are associated with parallel elevations in NPY and decreases in corticotropin-releasing hormone (CRH), thereby supporting peptidergic interactions in the mechanisms underlying clinically efficacious treatments for depression. For example, CSF levels of NPY are elevated in depressed patients following electroconvulsive therapy, while levels of corticotropin-releasing hormone decrease concurrently [57, 58]. Increased NPY after treatment with the selective serotonin reuptake inhibitor citalopram is associated with a reduction in depression severity and the levels of CRH [59].
3.3. Post-traumatic stress disorder (PTSD)
Reduced concentrations of cerebrospinal and plasma NPY have been reported in both individuals with PTSD and those who have been exposed to traumatic stress [37–39]. NPY is inversely related to PTSD symptomology, with low NPY correlating specifically to the presence of intrusion symptoms [60]. Higher NPY is predicative of PTSD symptom improvement and shows a positive association with coping following a traumatic event [61]. Aberrant NPY and norepinephrine function have been linked in PTSD. Yohimbine, an antagonist of the presynaptic α2-adrenergic receptor that increases norepinephrine levels, elicits panic attacks and exacerbates the core symptoms of PTSD [62]. Yohimbine has also been shown to stimulate increases in plasma NPY and levels of the norepinephrine metabolite MHPG (3-methyl-4-hydroxy-phenyl-glycol) in healthy subjects. However, yohimbine-stimulated increases in NPY are significantly blunted in persons with PTSD [63, 64]. Additionally, baseline concentrations of plasma NPY correlated negatively to yohimbine-induced increases in MHPG in the same study [63]. This correlation suggests that low basal levels of NPY were associated with an exaggerated increase in MHPG following yohimbine [63]. Both basal and yohimbine-stimulated levels of NPY were negatively correlated to scores on a combat-exposure scale, indicating that greater combat exposure was associated with blunted levels of NPY [63].
4. Potential therapeutic applications of NPY: evidence from animal models
Pathological responses to stress manifest in behaviors that include enhanced anxiety, arousal, and fear. In this section, we review the findings in animal models utilized to examine these three behavioral responses, as well as the effects of NPY in rodent models of PTSD and depression-like behavior. Examples provided in the text are summarized in Table 1.
Table 1.
Rodent Models | Pharmacological Intervention or Genetic Manipulation |
Route of Administration/ Region |
Direction of Behavioral Effect |
Reference |
---|---|---|---|---|
Anxiety-like Behavior | NPY | i.c.v. BLA, CeA Hippocampus Lateral Septum LC |
Decrease | [67–70] [73–75] [71, 72] [77] [76] |
NPY knockout | Increase | [65] | ||
Y1R agonists | i.c.v. CeA Hippocampus |
Decrease | [69, 86] [75, 88] [87] |
|
Y1R antagonists | i.c.v. PAG LC Hypothalamus CeA |
Increase No effect |
[89–91] [89] |
|
Y1R knockout | Increase | [83–85] | ||
Y2R agonist | i.c.v. LC Lateral septum BLA (high dose) |
No effect Decrease |
[67–69, 86] [76] [94] [96] |
|
Y2R antagonists | CeA | Decrease | [98] | |
Y2R knockout | Global, BLA or CeA GABAergic neurons in CeA |
Decrease Increase |
[99–103] [97] |
|
Y4R knockout | Decrease | [100, 102] | ||
Y5R agonist | i.c.v. | Decrease | [86] | |
Y5R antagonist | BLA | Decrease | [105] | |
Arousal | NPY | i.c.v., BLA CeA |
Decrease No effect |
[67, 92, 110] [110] |
NPY knockout | Increase | [66] | ||
Y1R agonists | i.c.v. | Decrease | [67] | |
Y2R | i.c.v. | No effect | [67] | |
Y2R knockout | Increase | [66] | ||
Fear | NPY | i.c.v., Amygdala | Decrease | [110, 116–118] |
NPY knockout | Increase | [119] | ||
Y1R agonists | i.c.v. | Decrease | [116] | |
Y1R antagonists | i.c.v. Amygdala |
Block NPY effects Increase |
[116] [110] |
|
Y1R knockout | Increase | [117] | ||
Y2R knockout | No effect | [119] | ||
Depression-like Behavior | NPY | i.c.v., Hippocampus | Decrease | [122–125] |
Y1R agonists | i.c.v. | Decrease | [124] | |
Y1R antagonists | i.c.v. | Block NPY effects | [124] | |
Y1R knockout | Increase | [81] | ||
Y2R antagonists | i.c.v. | Decrease | [124] | |
Y2R knockout | Decrease | [101] | ||
Y4R knockout | Decrease | [100, 102] | ||
Depression Models (OBX or FSL) |
NPY | Decrease (OBX) | [139] | |
Y1R agonist | i.c.v. | Decrease (OBX) | [139] | |
Y2R agonist | i.c.v. | Increase (OBX) | [141] | |
Y2R antagonist | i.c.v. | Decrease (OBX) | [140] | |
Y5R antagonist | i.c.v. | Decrease (FSL) | [134] | |
PTSD models (PSS and SPS) |
NPY | Intranasal, Hippocampus |
Decrease anxiety, arousal, fear, depression-like behaviors |
[147, 149, 151] |
Y1R antagonist | Hippocampus | Increase anxiety, arousal |
[147] |
4.1. Anxiety
Genetic rodent models and pharmacological studies have provided insight into the anxiolytic properties of NPY in multiple paradigms of anxiety-like behavior [19, 29]. NPY deficiency is associated with an anxiogenic phenotype in rodents [65], and highly anxious rats are more sensitive to the anxiolytic actions of NPY [66]. Intracerebroventricular (i.c.v.) administration of NPY decreases anxiety-like behavior in the elevated plus maze, Vogel’s drinking conflict test [67, 68], and other operant conflict tasks [69, 70]. Site specific-studies have revealed the amygdala, locus coeruleus, lateral septum, and hippocampus as regions that are involved in the anxiolytic properties of NPY [71–77]. For example, infusion of NPY into the basolateral amygdala decreases social anxiety [74], produces anti-conflict effects via the central nucleus of the amygdala [75], and decreases anxiety upon injection into the locus coeruleus [76]. The effects of NPY may be related to interactions with CRF signaling, as NPY attenuates anxiety and avoidance behavior induced by CRF and CRF agonists upon i.c.v. or direct delivery into subregions of the amygdala [78–80]. An interaction with norepinephrine systems has also been implicated, as pretreatment with idazoxan, an α2-adrenergic receptor antagonist, blocks the anxiolytic effects of NPY [68].
The receptor subtypes mediating the anxiolytic properties of NPY are currently under investigation. Studies largely support a role for the activation of Y1R in the attenuation of anxiety-like behavior. For example, the anxiolytic effects of NPY are absent in mice lacking the Y1R [81, 82], and Y1R knockout mice exhibit an anxiogenic phenotype [83, 84]. Selective knockout of Y1R from excitatory forebrain neurons also results in increased anxiety [85]. Centrally administered Y1R agonists are anxiolytic in a number of behavioral paradigms [69, 86], while site-specific examinations implicate the central nucleus of the amygdala and hippocampus as regions of Y1R-mediated anxiolysis [75, 87, 88]. Administration of Y1R antagonists centrally or into the periaqueductal grey produces anxiogenic effects [89, 90], but has no reported effects when delivered into the locus coeruleus, hypothalamus, or central nucleus of the amygdala [89]. The lack of effect in these regions may be due to their low level of expression of Y1R [19]. Central blockade of Y1R is also sufficient to elicit conditioned place aversion, supporting the notion that Y1R are necessary for endogenous anxiolytic actions of NPY [91]. Y1R are found to be preferentially expressed on pyramidal cells in the basolateral amygdala [25], therefore it is likely that Y1R mediate anxiolysis here by influencing glutamatergic input to the central nucleus of the amygdala and subsequent output to the brainstem [92].
The function of Y2R in anxiety is allegedly opposite of the Y1R subtype; however conflicting reports demonstrating both anxiogenic and anxiolytic effects mediated by Y2R make the role of this subtype in anxiety less clear. Y2R are generally considered NPY autoreceptors and evidence for their pre-synaptic localization has been demonstrated in humans and rodents [17, 93]. Central administration of Y2R agonists have failed to alter anxiety-like behavior in a number of studies [67–69, 86]. However, agonism of Y2R in the locus coeruleus and lateral septum produces anxiolytic effects, whereas Y2R are required for NPY-mediated anxiolysis in the hippocampus [76, 94, 95]. Y2R agonism in the basolateral amygdala has bidirectional effects on anxiety in the social interaction test, with low agonist doses generating anxiety and high doses decreasing anxiety [96]. A recent study indicates that knockout of the Y2R in GABAergic neurons located in the central nucleus of the amygdala was anxiogenic specifically in female mice [97]. Contrasting reports indicate that Y2R antagonism in the central nucleus of the amygdala is anxiolytic [98], and that ablation of Y2R in either the basolateral or central nucleus of the amygdala produces an anxiolytic phenotype [99]. Global deletion of Y2R reduces anxiety in the elevated plus maze, light-dark, open-field, and marble burying tests [100–103], and Y2R deficient mice exhibit reduced neuronal activation upon exposure to an anxiogenic environment [104]. Taken together, this evidence suggests that Y2R may function in a regionally specific and neurochemically selective fashion.
The Y4R and Y5R also have putative roles in rodent anxiety-like behavior. Similar to Y2R mutant mice, deletion of the Y4R also reduces anxiety-like behavior in a number of rodent paradigms [100, 102]. Knockout of the Y4R with the Y2R enhances the anxiolytic phenotype observed following deletion of either receptor alone [100]. Finally, pharmacological studies indicate that Y5R ligands may have promising anxiolytic properties. A Y5R antagonist blocked the anxiolytic effects of a Y2R agonist in the basolateral amygdala [105], while i.c.v. delivery of a Y5R agonist produced anxiolytic effects [86]. Y5R can form heterodimers with Y1R [106], and these receptor subtypes are colocalized in the basolateral amygdala, hippocampus, and hypothalamus [20, 84, 107, 108]. Y1 and Y5 receptors act synergistically in the regulation of energy homeostasis [109]. Although the combined effects of Y1 and Y5 receptor agonists have not been tested in the context of anxiety thus far, the notion of co-activating these receptors could be valuable in the development of pharmacotherapeutics for enhanced anxiolytic effects.
4.2. Arousal
Hypervigilance is a characteristic symptom of stress-related psychiatric disorders that may reflect dysregulation of brain arousal systems. Startle responses can be measured in rodents using loud acoustic tones, and can be enhanced in fear-potentiated startle, a paradigm in which startle is tested in an environment previously paired with footshocks. Central administration of NPY inhibits both basal acoustic startle and fear-potentiated startle in rodents [67, 92, 110]. Another study demonstrated that NPY infusion into the basolateral, but not central nucleus, of the amygdala mimics the effects of NPY on acoustic startle and fear-potentiated responses [110]. Central administration of a Y1R agonist attenuates fear-potentiated startle, whereas a Y2R agonist was reported to have no effect [67]. In genetically modified rodents, knockout of NPY or Y2R enhances acoustic startle [65], whereas deletion of the Y1R yields impaired habituation of startle responses [111]. These studies indicate a role for NPY in the modulation of startle and potential for NPY as a therapeutic for hyperarousal in stress-related psychiatric disorders. However the receptor subtypes and brain regions dictating NPY-induced resilience to this behavioral response remain unclear. The NE system originating in the locus coeruleus (LC) is a brainstem region contributing to arousal responses [112, 113], thus NPY may mediate arousal behavior by directly acting in the LC or by influencing brain regions upstream. Figure 1 demonstrates putative neurochemical interactions and circuitry that may influence the function of the LC-NE system and arousal behavior. NPY inhibits the firing rate of NE neurons in the LC, and potentiates the effect of NE on presynaptic autoinhibition of neuronal firing [26, 114]. This electrophysiological evidence suggests that NPY may act to restrain the activity of noradrenergic neurons, which may have important implications for stress-psychiatric diseases in which the LC-NE system is disrupted. In combination with anatomical evidence demonstrating rich NPY innervation of the LC [115] (shown in Figure 2),these studies suggest that NPY may play an important role in the regulation of noradrenergic stress responses and arousal via NE circuitry.
4.3. Fear
Recent rodent studies suggest that NPY may be useful in the treatment of psychiatric diseases such as PTSD, which is heavily characterized by behavioral sequelae associated with fear. NPY has been found to influence multiple fear-related behaviors including the acquisition, incubation, expression, and extinction of conditioned fear. For example, i.c.v. administration of NPY or a Y1R agonist inhibits freezing behavior in both the acquisition and consolidation phases of fear conditioning, and these effects are blocked by pretreatment with a Y1R antagonist [116]. Y1R may not be necessary for the cued-expression of fear, as intra-amygdalar administration of NPY robustly decreases the expression of conditioned fear, but these effects are not replicated by Y1R agonists and are not blocked by pretreatment with a Y1R antagonist [117]. In this particular study, Y1R knockout mice showed slight elevations in freezing behavior during fear conditioning, but did not show an enhanced phenotype upon testing for the cued-expression of fear compared to wildtype mice [117]. In addition, NPY was still capable of reducing the cued-expression of fear in these Y1R deficient mice, suggesting that the Y1R may not be involved in this phase [117]. NPY can suppress the long-term incubation of conditioned fear, while delivery of NPY prior to extinction training attenuates freezing and enhances retention of extinguished fear memories [110, 116, 118]. Y1R antagonism blocks NPY-induced reductions in freezing and blockade of amygdalar Y1R leads to deficient extinction retention [110, 116]. Consistent with pharmacological studies, NPY knockout mice display accelerated acquisition of conditioned fear, excessive recall of fear, and impaired fear extinction [119]. Interestingly, deletion of the Y1R has moderately similar effects, whereas knockout of the Y2R has no effect on fear [119]. However, double Y1R and Y2R knockout mice exhibit a remarkably similar phenotype to NPY deficient mice, indicating that both receptor subtypes do play a role in aspects of fear conditioning [119]. In an inescapable footshock paradigm, interactions between the NPY and CRF systems were evident as increased amygdalar CRFR1 and decreased Y1R mRNA were found concurrently in animals displaying enhanced freezing time, and all of these effects were reversed in parallel following re-exposure to the footshock-paired environment [120]. Indirect evidence for NPY interactions with norepinephrine was obtained using auditory fear conditioning, in which centrally administered NPY and a Y1R agonist blunted fear-induced tachycardia [121]. These effects were blocked by a Y1R antagonist [121].
4.4. Rodent models of depression
NPY is implicated in depression-like behavior and produces antidepressant effects. For example, central administration of NPY dose-dependently reduces immobility and increases swimming time in the forced swim test [122–124], a screening paradigm for pharmacological anti-depressant activity. Y1R agonists and Y2R antagonists also produce anti-depressant effects in forced swim [124], whereas Y1R antagonists block the anti-depressant effects of NPY [124]. Intra-hippocampal infusion of NPY has anti-depressant properties in a learned helplessness paradigm, which is blocked by co-administration of a Y1R, but not a Y2R antagonist [125]. Y1R knockout mice display increased immobility in the forced swim test, indicative of a depression-like phenotype [81]. Both Y2R and Y4R knockout mice exhibit reduced depression-like behavior in the tail suspension test, another common screening assay for antidepressant potential [100–102]. Knockout of both Y2R and Y4R results in augmented anti-depressant effects compared to single-knockout of either receptor [100]. Anti-depressant strategies including imipramine and electroconvulsive stimuli increase NPY immunoreactivity or receptor mRNA and binding sites, respectively [126, 127]. The anti-depressant properties of NPY may be mediated through interactions with the serotonin system, as administration of a tryptophan hydroxylase inhibitor blocked the anti-depressant effects of NPY in the forced swim test [122].
The Flinders-sensitive line (FSL) is a transgenic model of depression in which abnormalities in NPY, serotonin, and catecholaminergic systems have been identified [128, 129]. Depression-like behavior has been associated with impaired hippocampal neurogenesis, and enhanced NPY and serotonin activities been shown to increase cell proliferation in the dentate gyrus of the hippocampus [130]. Hippocampal and amygdalar NPY immunoreactivity is lower in FSL rats compared to Flinders-resistant controls [131–133], and aging is associated with exacerbated loss of hippocampal NPY immunoreactivity in the FSL line [130]. In FSL rats, Y5R antagonism produces anti-depressant effects in the forced swim test [134]. Electroconvulsive stimuli and the selective serotonin reuptake inhibitor fluoxetine increase NPY mRNA or immunoreactivity in the hippocampus and hypothalamus, and upregulate amygdalar Y1R binding sites in FSL rats [93, 135]. Exercise and escitalopram are associated with similar alterations in hippocampal NPY and Y1 receptor mRNA [136]. NPY has also been examined in olfactory bulbectomized rats (OBX), which are utilized as a rodent model due to depression-like disruptions in behavior, physiology, and neurochemistry [137, 138]. Anti-depressant effects are observed following chronic treatment with NPY, a Y1R agonist, and a Y2R antagonist in OBX rats [139, 140]. In contrast, chronic administration of a Y2R agonist enhanced depression-like behavior in OBX rats in the forced swim test [141].
Future studies investigating the efficacy of NPY in depression-like behavior induced by chronic psychosocial stress using the resident-intruder model of social defeat would be interesting. Social defeat reproduces behavioral and physiological indices of depression including disruption of CRF and NE systems [142–146], and would likely yield important information regarding the role of NPY in depressive behavior and disorders.
4.5. Rodent models of PTSD
Several rodent models of PTSD indicate that NPY expression in the brain following stress may be associated with susceptibility to PTSD-associated impairments. For example, rats displaying extreme anxiety and arousal following exposure to predator scent stress (PSS) had lower NPY protein levels in the cortex, amygdala, hippocampus, and periaqueductal grey compared to rodents that were less impaired or to unstressed controls [147, 148]. Injection of NPY into the hippocampus 1 hour after PSS reduced the development of anxiety-like behavior, hyperarousal, and cue-elicited freezing. Additionally, NPY administration reduced the prevalence of an extreme behavioral response [148].
Delivery of NPY to the brain by intranasal (IN) infusion has been used to examine its efficacy in the single prolonged stress (SPS) model of PTSD [149–151]. Intranasal NPY can elevate CSF concentrations to a range that reduces anxiety behavior after i.c.v. administration, while also reaching multiple stress responsive brain regions and leaving plasma NPY levels unchanged [149, 150]. Pretreatment with IN NPY slowed the development of immobility during the forced swim portion of SPS, and reduced the induction of gene expression of the NE biosynthetic enzymes, tyrosine hydroxylase and dopamine beta hydroxylase, in the locus coeruleus shortly after SPS [149]. SPS-induced increases in plasma corticosterone and ACTH were also attenuated by IN NPY, suggesting either less activation or more rapid recovery of the hypothalamic-pituitary-adrenal (HPA) axis [149]. Intranasal NPY administered prior to or immediately after SPS led to pronounced and long-lasting effects on the development of behavioral, neuroendocrine, and molecular impairments associated with PTSD. NPY greatly attenuated, and in many cases prevented, increases in anxiety, hyperarousal, and depression-like behavior observed 1–2 weeks after exposure to traumatic stress [149]. NPY prevented SPS-triggered induction of CRF, glucocorticoid receptor (GR), and FKBP5 mRNAs and the reduction in phosphorylated-GR in the mediobasal hypothalamus [150]. NPY also increased the expression and phosphorylation of GR in the hippocampus [150]. These studies suggest that early intervention with intranasal NPY may prevent dysregulation of the HPA axis by restoring proper negative feedback inhibition by GR. Intranasal NPY also attenuated long-term changes in the central noradrenergic system induced by SPS, including the development of increased sensitization of the LC to re-experiencing the forced swim [149]. Taken together, PSS and SPS studies indicate that a single treatment with NPY near the time of the traumatic stress could provide long-lasting resilience to the development of PTSD and co-morbid impairments such as depression. Moreover, recent work also suggests that NPY may be efficacious as a treatment once PTSD-like symptoms have already manifested. Rats given IN NPY one week after SPS, when PTSD-like symptoms have manifested, exhibit anxiety-like behavior similar to unstressed controls up to 2 days later [151]. Rats administered NPY after SPS also had reduced depression-like behavior [151]. Further studies are necessary to determine if intranasal NPY reverses other impairments associated with PTSD, as well as the duration and sustainability of the improvements.
5. Therapeutic Implications
The examples presented herein demonstrate that pharmacological interventions targeting the NPY system display much promise for the treatment of numerous stress-related psychiatric disorders. Future pharmacotherapeutic studies should consider targeting the central NPY system in stress-related emotionality and resilience. The preponderance of data suggests that NPY itself has significant therapeutic potential as a mediator of stress resilience. There are two major challenges associated with the development of NPY as a drug for psychiatric disorders; it is a peptide and it has a broad range of activities that may result in undesirable side-effects. The attractiveness and challenges of peptide therapeutics for CNS disorders has recently been reviewed [152]. Peptides do not accumulate in tissues and are effectively metabolized by endogenous enzymes; therefore they have limited potential for drug-drug interactions. However, peptides have short half-lives and several methods have been introduced to prolong their stability in vivo. Encouragingly, as demonstrated in rodent models [149–151], NPY may confer long-lasting benefits for stress resilience despite its short half-life.
Although this review has concentrated on the beneficial effects of NPY in the CNS, NPY also has multiple actions in the periphery [7, 153, 154]. For example, NPY is a co-transmitter in sympathetic nerves, plays a role in vascular tone, and contributes to cardiovascular remodeling [155–158]. Rodent studies have demonstrated NPY-induced disruption of metabolic homeostasis, as chronic NPY administration in rodents leads to abnormal baroreflex sensitivity, abdominal obesity, and dyslipidemia [159]. NPY release from sympathetic nerves also stimulates fat angiogenesis, macrophage infiltration, and proliferation and differentiation of new adipocytes leading to abdominal obesity and a metabolic syndrome in rodents [160]. NPY also plays a role in bone physiology, gastrointestinal function, and cancer progression [8]. Peripheral administration of NPY may result in undesirable side effects on these physiological processes, increasing the value and necessity for strategies of NPY administration to the brain. Moreover, peptides do not typically cross the blood-brain barrier unless carried by specific transporters. Although no such transporter is known to exist for NPY, studies have shown that NPY can enter the brain to some extent [161].
Intranasal (IN) infusion represents a clinically relevant and non-invasive approach for the delivery of NPY to the brain. IN administration allows peptides to rapidly and directly enter the CNS via intracellular neuronal olfactory and extracellular trigeminal-associated pathways bypassing the blood–brain barrier to affect multiple sites within the brain [162–165]. As demonstrated in rodent models [149–151], NPY delivered to the brain by IN infusion has beneficial effects on stress-related emotionality and pathology, which is likely achieved by influencing NPY responsive systems in all regions regulating stress responses. A potential disadvantage of IN infusion is the lack of selective targeting and potential for CNS-mediated side effects. For example, NPY is also a powerful orexigenic agent and regulates circadian rhythms [8, 166]. Although not used for stress-related implications, studies have administered NPY by IN infusion in humans [167–171]. One small clinical trial aimed to test the effect of IN NPY on mood and anxiety (NCT 00748956)[172], while another is currently underway to investigate the safety of IN NPY using a dose escalation in PTSD (NCT 01533519) [173]. To date no side effects have been reported. The viability of this route of administration makes it much more feasible to consider clinical proof of concept studies for severe stress-related disorders such as PTSD, for which there are no truly effective treatments and the initiating stress is often known. In the event that CNS-mediated side effects prove to be significant obstacles to the chronic use of NPY as a therapeutic, it is possible that the selective activation or inhibition of individual receptor subtypes may be a safer yet still effective alternative. There is already considerable preclinical data demonstrating the therapeutic potential of Y1R agonists and Y2R antagonists for the treatment of stress-related disorders and these targets clearly merit additional study.
6. Future Directions
Elucidating the neuroanatomical interactions of the NPY system with other neurotransmitters and peptides within stress-integrative circuitry would greatly advance our knowledge regarding the role of NPY in stress resilience and emotionality in future studies. In addition, future studies should consider the impact of sex differences on NPY-mediated effects. Human and rodent studies indicate that females may be more vulnerable to stress and stress-related psychiatric diseases than males [174]. Psychiatric symptomology and treatments responses also vary based on sex [175]. Future studies examining the efficacy of NPY on stress and emotionality in females with direct comparisons to males would advance our understanding of sex differences in stress resilience. Neuroanatomical and molecular studies conducted across sexes would reveal potential mechanisms underlying effective coping to stress and intervention strategies for stress-induced psychiatric diseases.
Highlights.
Overview of neuropeptide Y and receptor subtypes in the central nervous system
Alterations of neuropeptide Y in human stress-related psychiatric disorders
Evidence for neuropeptide Y in resilience to stress-related emotionality in rodent behavioral models
Pharmacotherapeutic implications for neuropeptide Y in the treatment of stress-related psychiatric disorders
Acknowledgements
This work was supported by DA09082 (EJV) from the National Institutes of Health and DM102281(ELS) from US Army, Department of Defense Medical Research and Development Program.
Footnotes
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Contributor Information
Nicole M. Enman, Email: nicole.enman@drexelmed.edu.
Esther L. Sabban, Email: esther_sabban@nymc.edu.
Paul McGonigle, Email: paul.mcgonigle@drexelmed.edu.
Elisabeth J. Van Bockstaele, Email: elisabeth.vanbockstaele@drexelmed.edu.
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