Abstract
Adult brains undergo large-scale plastic changes following peripheral and central injuries. Although it has been shown that both the cortical and thalamic representations can reorganize, uncertainties exist regarding the extent, nature, and time course of changes at each level. We have determined how cortical representations in the somatosensory area 3b and the ventroposterior (VP) nucleus of thalamus are affected by long standing unilateral dorsal column lesions at cervical levels in macaque monkeys. In monkeys with recovery periods of 22-23 months, the intact face inputs expanded into the deafferented hand region of area 3b following complete or partial lesions of the dorsal columns. The expansion of the face region could extend all the way medially into the leg and foot representations. In the same monkeys, similar expansions of the face representation take place in the VP nucleus of the thalamus, indicating that both these processing levels undergo similar reorganizations. The receptive fields of the expanded representations were similar in somatosensory cortex and thalamus. In two monkeys, we determined the extent of the brain reorganization immediately after dorsal column lesions. In these monkeys, the deafferented regions of area 3b and the VP nucleus became unresponsive to the peripheral touch immediately after the lesion. No reorganization was seen in the cortex or the VP nucleus. A comparison of the extents of deafferentation across the monkeys shows that even if the dorsal column lesion is partial, preserving most of the hand representation, it is sufficient to induce an expansion of the face representation.
Keywords: Plasticity, Spinal cord injury, Dorsal Column, Primate, Microelectrode, Mapping, Receptive Field
Introduction
Adult brains retain a remarkable ability to change in response to injuries that interrupt transmission of peripheral inputs due to damage to the peripheral or central pathways (see Jones, 2000; Chen et al., 2002; Jain, 2002; Kaas et al., 2008). The extent and nature of the brain reorganization depends on the extent and level of the injury. One of the earliest definitive studies on adult brain plasticity in primates showed that following transection of the median nerve to the hand in monkeys, remaining inputs to the hand expand into the deprived hand region of somatosensory area 3b of cortex (Merzenich et al., 1983a; Merzenich et al., 1983b). Since then, reorganization of the cortical maps has been demonstrated in a variety of mammalian species following different kinds of deprivations including digit or limb amputations (Merzenich et al., 1984; Wall and Cusick, 1984; Calford and Tweedale, 1988; Turnbull and Rasmusson, 1991; Florence et al., 1998), nerve transections (Wall and Kaas, 1985; Garraghty and Kaas, 1991b), dorsal root transections (Pons et al., 1991; Darian-Smith and Brown, 2000), and spinal cord injuries (Jain et al., 1997; Jain et al., 2000). The most extensive reorganization of the somatosensory cortex reported to date followed transection of the dorsal roots from C2 to T4, and after lesions of the dorsal columns at upper cervical levels. After an extensive recovery period the boundaries of the face representation shift medially into the hand region by as much as 10-14 mm in macaque monkeys (Pons et al., 1991) and a comparable 5 mm in smaller owl monkeys (Jain et al., 1997). However, the number of studies investigating extensive large-scale reorganization in primates remains few.
In both studies that examined the large-scale reorganization in the somatosensory cortex (Jain et al., 1997; Pons et al., 1991), the more medial regions of somatosensory cortex were not mapped. Thus, it is not known how far the boundary of the face representation can extend medially in area 3b.
The ventroposterior (VP) nucleus, the main somatosensory thalamic nucleus, also reorganizes following nerve injuries and limb amputation in monkeys and humans (Garraghty and Kaas, 1991b; Lenz et al., 1998; Dostrovsky, 1999; Florence et al., 2000). However, it is not clear if the VP nucleus is also capable of large-scale reorganization as observed in area 3b following dorsal column injuries.
Here we report our results on reorganization of cortical area 3b and the VP nucleus of the thalamus following unilateral lesion of the dorsal columns at cervical levels. The extent of reorganization of area 3b following chronic lesions of the dorsal columns was determined in three macaque monkeys. In two of these monkeys, we mapped area 3b up to the midline of the cerebral hemispheres where the foot is normally represented. In two of these monkeys, we also mapped the VP nucleus of thalamus to determine the extent of correspondence between cortical and thalamic reorganizations. Finally, in two additional macaque monkeys, we determined the extent of the cortical and thalamic reorganization immediately after a dorsal column lesion.
Methods
Animals
Five adult macaque monkeys were used for these experiments. Three of the monkeys were rhesus macaques (Macaca mulatta) and two were pig-tailed macaques (Macaca nemestrina). For details about each monkey see Table I.
Table I.
Monkey | Recovery period, exact (as rounded off in the text) | Species | Sex | Age | Sex | Weight at the time of the lesion | Lesioned side |
---|---|---|---|---|---|---|---|
MCh21 | 23 months 10 days (23 mo) | M. mulatta | M | Adult, exact age not known | M | 8 kg | Right |
MCh73 | 21 months 21 days (22 mo) | M. nemestrina | F | >3yrs | F | 5.5 kg | Left |
MCh75 | 22 months 14 days (22 mo) | M. nemestrina | F | >3yrs | F | 4.7 kg | Right |
MAc19 | Acute | M. mulatta | F | 13yrs | F | 12 kg | Left |
MAc20 | Acute | M. mulatta | F | 4yr | F | 5 kg | Left |
Dorsal column lesions
The monkeys were anesthetized using a mixture of ketamine (15 mg/kg, IM) and xylazine (0.4 mg/kg, IM) with supplemental doses given at one tenth of the initial dose as required. The surgical site was prepared and a midline incision was made above the dorsal spinal cord and muscles were retracted. After laminectomy the dura was incised and retracted, and dorsal columns were lesioned on one side at cervical levels using a pair of sharp fine forceps (Jain et al., 1997). The side for the lesion was selected to minimize damage to surface blood vessels. After the lesion, the dura was folded back in place and the spinal cord was covered with gel foam. The muscles and the skin were sutured in layers. The animals were given antibiotics, analgesics and dexamethasone (in reducing dose) for five days post surgery. During the recovery period the animals were carefully monitored for food and fluid intake, and any signs of self-injury. No complications were observed and recoveries were uneventful. Surgical procedure for the two monkeys with acute lesions was similar except that they were mapped immediately after the lesion. Dorsal column lesions were between C5 – C8 spinal segments. Results on growth of trigeminal inputs into the cuneate nucleus from monkey MCh75 have been reported earlier (Jain et al., 2000). All experimental protocols were reviewed and approved by the Vanderbilt Institutional Animal Care and Use Committee and followed NIH guidelines.
Microelectrode Mapping
Organization of the somatosensory cortex (five monkeys) and thalamus (three monkeys) was determined by recording with microelectrodes from dense arrays of recording sites after a recovery period of 22 – 23 months or immediately following the lesion (see Table I). Standard multiunit mapping procedures (e.g Nelson et al., 1980; Jain et al., 1995) were used to map the primary somatosensory cortex (S1 or area 3b) and the surrounding cortex (Fig. 1) and the ventroposterior nucleus of the thalamus using parylene coated tungsten microelectrodes (1MΩ at 1kHz, Microprobe Inc., MD, USA). For the mapping procedures, the animals were anaesthetized with ketamine and xylazine as described above, supplemented with urethane (250 mg/kg IP). For monkey MAc19 no urethane supplement was used. The animals were given continuous infusion of IV fluids (7ml/kg/hour) supplemented with dextrose (2.5%) for four hours every eight hours. The brain was exposed in the region of interest and receptive fields of neurons were determined at large numbers of recording sites. At each microelectrode recording site, the entire body was thoroughly explored for neuronal responses using cutaneous stimulation, taps and movements of joints and muscles. For area 3b, the electrode was inserted perpendicular to the exposed cortical surface and the receptive fields were determined at 300 μm intervals as the electrode was advanced down the cortex of the posterior bank of the central sulcus until no more responses were obtained. At many locations multiple closely spaced penetrations were made at different rostrocaudal distances from the central sulcus in order to explore and maximally sample the cortex of the posterior bank of the central sulcus.
For mapping the VP nucleus of the thalamus, the electrode was inserted in the stereotaxically vertical plane and advanced manually to the dorsal surface of the thalamus. Thereafter the electrode was advanced using a hydraulic microdrive (Kopf, Tujunga, CA) and the receptive fields of neurons were determined every 200 or 300 μm. Each of the sites where receptive fields were determined in the cortex or the thalamus is called a recording site. The total number of penetrations made in each monkey was based on our goal to sample the desired extent of area 3b, and the VP nucleus, while maintaining an optimal experimental duration. At the end of the mapping procedures, electrolytic lesions were made at selected locations to aid the identification of electrode penetration sites in sections of the cortex (Fig. 2B) or thalamus (Fig. 3). In order to determine the trajectory of the electrodes, continuous lesions were made in a few penetrations by continuously passing a 10μA current as the electrode was withdrawn at the rate of 25μm/s (Fig. 2B).
In order to identify the path of the electrode tracks in the cortex of monkeys MCh73 and MCh75 where the cortex was flattened (see below), we made electrolytic lesions and we coated the electrode with DiI (1,1′,dioctadecyl-3,3,3′3′-tetramethylindocarbocyanine perchlorate) or DiO (3,3′-dioladecyloxacarbocyanine perchlorate) before some of the penetrations towards the end of the experiment. The sections of the flattened cortex (see below) were temporarily mounted on glass slides in glycerol and examined under fluorescent microscope equipped with a drawing tube to draw the electrode tracks labeled with DiI or DiO (Fig. 2A). Blood vessel pattern and other tissue artifacts were also drawn using a dark field microscope for later matching the electrode tracks with the myelin stained sections. For other details of the mapping procedures and reconstruction of the maps see Nelson et al., (1980), Kaas et al., (1984), and Jain et al., (1995).
Histology
The monkeys were perfused transcardially with buffered (pH 7.5) 2 or 3% paraformaldehyde, followed by buffered paraformaldehyde with 10% sucrose and finally with 10% buffered sucrose. The brain was removed, and the cortex was separated from the underlying tissue, blocked, and cryoprotected in 30% sucrose. For the monkeys MCh73, MCh75 and MAc19, the somatosensory cortex was flattened between glass slides after carefully opening the sulci. The flattened cortex was frozen and cut parallel to the pial surface on a sliding microtome into 40μm thick sections. The sections were stained for myelin in order to reconstruct electrode penetrations sites and to define the anatomical boundaries of the hand and face representations (Jain et al., 1998; Jain et al., 2001). For the remaining two monkeys MCh20 and MAc20 the cortex was cut into 50μm thick sections in a plane perpendicular to the central sulcus, which is slightly off the parasagittal plane. Different series of sections from the cortex were stained for Nissl substance, myelin (Jain et al., 1998), and cytochrome oxidase activity (Wong-Riley, 1979). The spinal cords of the three monkeys with chronic lesions were cut in a parasagittal plane at a thickness of 40 or 50 μm for reconstruction of the lesion. For the two acute cases, the spinal cord was cut in a transverse plane into 50 or 60 μm thick sections.
Reconstruction of the lesion site
Drawings of the spinal cord sections in the region of the lesion were made using a microscope equipped with a camera lucida, or the images of the sections were acquired using a digital camera attached to a microscope. The maximal extent of the lesion, the white matter and the grey matter were measured and the spinal cord was reconstructed in the coronal plane. For the acute cases all the transverse spinal cord sections with lesion were drawn and overlaid on a transparency sheet in order to define the maximum extent of the lesion.
Results
We first present results on the reorganization of area 3b of the monkeys with chronic and acute lesions, and then on the reorganization of the ventroposterior nucleus of the thalamus.
Reorganization in area 3b
In macaque monkeys, area 3b forms a mediolateral strip of cortex along in the posterior bank of the central sulcus (Fig. 1). In area 3b, there is an orderly representation of somatosensory inputs from the contralateral body surface with the foot medial most, followed laterally by representations of the leg, trunk, arm and the hand (Nelson et al., 1980). Medially, parts of the foot and leg representations extend onto the medial wall of the cerebral hemisphere. Lateral to the hand representation, starting at a location near the end of the intraparietal sulcus, trigeminal inputs from the face followed by those from the oral cavity are represented. The border between the hand and the face representations, as well as borders between the digit representations, can be visualized in histological sections of the flattened cortex stained for myelin (Jain et al., 1998; Jain et al., 2001; Qi and Kaas, 2004)
Reorganization of area 3b in monkeys with recovery periods of 22-23 months
In area 3b of the three monkeys with long recovery periods we observed a medial expansion of the region responsive to tactile stimulation of the contralateral face. The extent of cortical reorganization and the nature of the recorded receptive fields varied for each monkey depending upon the extent and level of the lesion as described below.
Monkey MCh75
This monkey, which had the lesion at the level of C6/C7 (Fig. 4C), was mapped 22 months after the spinal cord lesion. A lesion at this level is expected to remove most of the inputs from digits 3, 4 and 5, while preserving those from most of the palm, digits 1 and 2 and the anterior arm (Sherrington, 1939; Florence et al., 1988; Flor et al., 1997; Darian-Smith and Ciferri, 2005). The lesion was partial (Fig. 4B). There was sparing of part of the dorsal columns on the medial side at the location of the fasciculus gracilis. The sparing of much of fasciculus gracilis preserved inputs from the lower body. The spinal cord damage extended to portions of the ipsilateral dorsal and ventral horns, but did not damage other fiber tracts.
Results from mapping of area 3b show that the face responsive region extended into the hand cortex and somewhat beyond into the region of the arm representation (Fig. 4A). The expansion was about 12 mm medial to the normal hand-face border. We ascertained the normal border between the hand and the face representations (open arrow, Fig. 4A) by staining sections of the flattened cortex for myelin, which clearly shows this border as a myelin-light septum (Fig. 5). We have previously shown that this border remains immutable despite cortical reorganization following deafferentations (Jain et al., 1998).
Within the hand region, at a majority of the mapping sites the neurons responded to either the stimulation of the face alone, or to the stimulation of both the face and the hand. Of 105 recording sites where neurons responded to touch on the hand, at only 16 (i.e. 15.2%) of the sites the receptive field was restricted to the hand. At the remaining 89 sites the receptive fields included skin on both the hand and the face. All the receptive fields on the face in the expanded face representation, i.e. medial to the normal hand-face border, were on the chin (Fig. 6). A few of these receptive fields also extended to the neck area. The neurons usually responded to vigorous stimulation of the hairs on the chin or to light taps. In the normal face region, lateral to the hand-face border, we found neurons with receptive fields distributed all over the face as expected (not shown).
The receptive fields on the hand were confined to the radial half – D1, D2, D3 and the radial palm (Fig. 7 and 8). The sparing of the radial hand inputs corresponds to the level of the lesion as these inputs enter the spinal cord rostral to C7 (Sherrington, 1939; Florence et al., 1988, 1989). However, the somatotopy of the spared hand inputs was highly abnormal. The receptive fields were large, often encompassing one or more complete digits, and even parts of the palm (Fig. 7). The neuronal responses were usually weak and required light taps on the hand. In contrast, the receptive fields in the hand region of area 3b of normal macaque monkeys are generally very small, and are confined to a small portion of the skin of a phalanx of a digit, requiring only light cutaneous touch for neuronal activation (Nelson et al., 1980; Pons et al., 1987). Although there is an overall latero-medial trend of topography in the hand region from D1 to D3, the pattern of discrete representations of the digits was completely disrupted (Fig. 8), indicating that a reorganization within the hand region occurred as a result of the partial deafferentation of hand inputs.
In this monkey, we also found many recording sites where neurons responded to the stimulation of both the arm and the face. There were a total of 59 sites with cells responsive to stimulation of the arm. Out of these, neurons at 23 sites had responses to stimulation of the chin as well as the arm. The receptive fields on the arm were found on the anterior upper arm and radial forearm for which inputs enter the spinal cord rostral to the level of the lesion at C6/C7 (Sherrington, 1939; Dykes and Terzis, 1981). Moreover, the arm region did not form a sharp boundary with the hand region. There was considerable inter-digitation of the hand and arm responsive areas. The arm representation appeared to have extended laterally into the deafferented hand region. However, unlike the hand-face border, it is hard to clearly establish the pre-lesion hand-arm boundary, precluding a measurement of the exact extent of the expansion. As in normal monkeys, none of the recordings produced receptive fields on both the arm and the hand.
More medially, the leg, the trunk, and the foot were represented in the expected somatotopic order (Fig. 1; see Nelson et al., 1980). Presence of responses to touch on these body regions likely reflects the sparing of the fasciculus gracilis (Fig. 4B). No responses to touch on the face were found in this region of area 3b.
Finally, tactile stimuli failed to elicit clear responses at a number of recording sites (x's in Fig. 4). This could reflect the deafferentation, but most likely most of the unresponsive sites were a result of the site being suboptimal relative to the cortical layers during the long vertical electrode penetrations (see Fig.2C). Unresponsive sites were found in the face and the lower body portions of area 3b, regions expected to have normal or near normal sensory activation, and they commonly occur in such electrode penetrations in normal monkeys.
Monkey MCh73
In monkey MCh73, which was mapped 22 months after the lesion, the dorsal column lesion was at C7/C8 level (Fig. 9C). The lesion completely damaged the dorsal columns on the left side except for very minor sparing of the dorsomedial part corresponding to part of the gracilis fasciculus (Fig. 9B). There was also some damage to the contralateral dorsal columns adjacent to the midline. The ipsilateral dorsal horn was also damaged. This resulted in complete sparing of inputs from the radial hand and arm and some from the ulnar hand (Sherrington, 1939; Dykes and Terzis, 1981; Florence et al., 1988, 1989; Dykes et al., 1995).
In this monkey, we observed an expansion of the face representation into the hand region up to a distance of approximately 7.5 mm medial to the normal hand-face border, which was determined using myelin stained sections of the flattened cortex (see below). The region of the cortex where we found abnormal responses to touch on the face was more limited compared to MCh75. The expanded face responsive region was not contiguous but was found in four separate patches, only two of which bordered the normal face region. All of the face responsive recording sites found in the reorganized hand region had dual receptive fields on both the face and the hand. Out of a total of 174 recording sites, there were 56 sites with receptive fields on both the face and the hand. Unlike monkey MCh75 there was no region in the hand cortex where neurons responded only to the stimulation of the face. As for monkey MCh75 the receptive fields in the expanded face representation were confined to the chin (Fig. 10B) while those in the normal face region were present all over the face (Fig. 10A). Neurons at the remaining 118 recording sites in the hand region had receptive fields on the hand alone.
Consistent with the level of the lesion, the hand region in monkey MCh73 had normal topography for the radial half of the hand (Fig. 11). Borders between digits D1-D2, and D2-D3 were at the normal, expected locations. This was confirmed by comparing with the anatomical borders between these digits revealed in the sections of the flattened cortex stained for myelin (compare Fig. 11A and 11B). Receptive fields were small, restricted to a small portion of the skin of the digit and became smaller towards the distal part of the digits as in normal monkeys (Fig. 11C; Nelson et al., 1980). The neurons responded to light cutaneous touch on the hand. In the medial portion of the hand representation, we encountered neurons responding to stimulation on D4 and D5. However, parts of these inputs are expected to be disrupted by the lesion. Consistent with this expectation, the somatotopy in this region was abnormal. The border between the D4 and D5 representations was not apparent (c.f. Nelson et al., 1980), and the receptive fields tended to be larger, covering entire digits or spread over two digits (Fig. 11D). The neurons in this region generally responded to taps rather than cutaneous touch, similar to the hand representation in area 3b of monkey MCh75.
In the myelin stained sections cut tangential to the cortical surface from this monkey, a septum corresponding to the normal hand face border was apparent, as well as septa between representations of digits 1 and 2, and digits 2 and 3 (Fig. 11A). The recording results were consistent with the interpretation that the face, and digits 1 and 2 were represented in normal locations (Fig. 11B), but inputs from the face co-activated parts of the hand representation (Fig. 9).
Monkey MCh21
The monkey MCh21, which was mapped 23 months after the lesion, had the most extensive expansion of the face inputs. The lesion was at the level of C5 (Fig. 12C). It completely cut the dorsal columns and damaged part of the contralateral fasciculus gracilis (Fig. 12B). There was also damage to the ipsilateral dorsal horn. However, in this case the lesion extended to the ipsilateral ventral horn and part of the white matter at the junction of the ventral and lateral funiculi as evidenced by the presence of translucent scar tissue, which is likely due to secondary damage after the lesion (Fleming et al., 2006). Neurons at all the sites mapped in the expected hand representation had responses to stimulation on the face (Fig. 12A) with the receptive fields located on the chin (Fig. 13B). At two sites that bordered the normal face representation the receptive fields extended to the upper lip (see the left most figurine in Fig. 13B). There was only one recording site where we found neurons responding weakly to taps on D5. Neurons at this site also responded to stimulation on the chin. For this monkey, the cortex was sectioned in an off-parasagittal plane. Thus, the septum that marks the normal hand-face border was not apparent. However, the border between the normal hand and face representations is known to be near the end of the intraparietal sulcus (Florence and Kaas, 1995; also see Fig. 15). In area 3b lateral to the end of the intraparietal sulcus, the receptive fields on the face were located all over the face (Fig. 13A) as in normal monkeys.
At more medial recording sites, as in monkey MCh75, we found neurons responding to stimulation of both arm and face. We mapped a total of 25 sites with responses to stimulation on the arm. Neurons at 16 of these sites had dual receptive fields on the arm and the chin. All the receptive fields on the arm were on the anterior skin of the upper arm, inputs from which enter the spinal cord rostral to the site of the lesion (Fig. 14). Unlike the other two monkeys, we also found neurons that responded only to the stimulation of the chin in the expected arm region of cortex. There was also an expansion of the arm representation. The arm representation extended about 4 mm mediolaterally, which is about twice the width reported in normal monkeys (Nelson et al., 1980). However, in the absence of any physical landmark for the hand-arm border it was not possible to precisely determine the extent to which the arm representation expanded laterally into the hand region.
Medial to the hand representation, we encountered the shoulder/arm/occiput region, the inputs that enter the spinal cord rostral to the lesion (Fig. 14; see Sherrington, 1939; Nelson et al., 1980). Interestingly, even at these very medial locations we found neurons responding to stimulation on the chin. There were neurons that responded to stimulation on the chin, occiput and arm, and those that responded to stimulation on the dorsal upper trunk, chin and arm; that is, receptive fields were located on three different body parts (Fig. 14). Although in normal monkeys, the shoulder/occiput/neck region and the trunk region are located at the same mediolateral level, the presence of neurons with receptive fields on these body parts intermingled with neurons with receptive fields on the arm has not been reported. Since the occiput region extends laterally up to the level of the single site where we encountered responses to D5, it appears that these representations have expanded laterally into the arm region (c.f. Fig. 1).
More medially, trunk, leg and foot representations were found in the expected somatotopic order. However, we found that neurons in the medial-most region, next to and along the medial wall also responded to stimulation on the chin (Fig. 13C). We encountered neurons with dual receptive fields on the foot and the chin, as well as those with receptive fields on the chin alone. At a few points in this region, we also encountered neurons with responses to stimulation on parts of the occiput/shoulder/neck regions. We estimated that the expansion of the face inputs up to the occiput representation was as much as 10 mm from the normal hand-face border. However, since the expansion of the face inputs was up to the foot representation, the overall expansion was more than 20 mm.
It is unlikely that the presence of the chin inputs in the foot and leg region in monkey MCh21 is due to the lesion extending into the ventrolateral region of the spinal cord since (1) the influence of such a lesion on crossed spinothalamic pathways is likely to be in cortex ipsilateral to the lesion and (2) lesions of the ventrolateral spinal cord do not lead to the face region expanding into the foot region (Weng et al., 2000). However, it cannot be ruled out that the lesions of the ventrolateral pathway in combination with the dorsal column pathway lead to such reorganization.
Immediate effects of dorsal column lesions on the organization of area 3b
In two monkeys, MAc19 and MAc20, we did a limited mapping of area 3b, made a unilateral lesion of the dorsal columns and remapped at or near the previously mapped penetration sites. The goal of these experiments was to determine if neurons located in the normal hand region acquire receptive fields on the face immediately after the lesion.
MAc19
In monkey MAc19 we made one penetration in the region of the face representation and two penetrations in the adjacent hand region to establish the hand face border with a resolution of about 800 μm (Fig. 15C). Additionally, three penetrations were made in the hand area and one in the arm area. Dorsal columns contralateral to the mapped hemisphere were then lesioned. After the lesion, area 3b was remapped (Fig. 15D) with the electrode at the same angle as before the lesion.
The dorsal column lesion was at the C5/C6 level. Reconstruction of the lesion site showed that the dorsal columns were completely cut except for a small sliver of tissue next to the midline. There was some damage to the ipsilateral dorsal horn (Fig. 15, inset at the bottom). For histological processing, the cortex of this monkey was flattened and series of sections were stained for cytochrome oxidase (Fig. 15A) or myelin (Fig. 15B) to confirm the electrode penetration sites and the hand-face border respectively. As expected, the pre-lesion electrode tracts that encountered neurons responsive to digit 1 were located between the septum at the histological hand-face border and the septum marking the D1-D2 border (Fig. 15B). Neurons responsive to the face were found lateral to the hand-face septum.
Post-lesion, we found no expansion of the face representation into the hand area. In the region of the hand representation, the neurons were unresponsive to stimulation of the skin of any part of the body. In one penetration adjacent to the face representation, we could evoke very weak responses to hard taps on the upper lip and cheek at depths between 5600μm – 6400μm from the surface. At a few points near the medial hand representation, we found weak responses to the taps or hard taps on the arm or ulnar digits and the palm, perhaps due to sparing of some of the fibers in the dorsal columns (see Fig. 15).
Thus, there was no emergence of the face responses in the hand area immediately after the dorsal column lesion. Although it cannot be ruled out that some minor expansion of the face representation up to a distance of less than 800μm could have occurred.
MAc20
The results from Monkey MAc20 were similar to those for the monkey MAc19. The lesion at the C5 level (Fig. 16C) was complete with additional damage to the columns on the contralateral side, next to the midline, which damaged mainly a part of the contralateral gracilis fasciculus (Fig. 16D). There was also some damage to the ipsilateral dorsal horn. Area 3b of this monkey was mapped immediately before (Fig. 16A) and after (Fig. 16B) a unilateral dorsal column lesion. Neurons in the hand region did not respond to stimulation of any part of the body except at a few locations where very weak responses to very hard taps on the hand were seen. The receptive fields could not be localized to any particular part of the hand. The small region of the arm representation that was mapped continued to show responses similar to the pre-lesion state except that the responses were somewhat weaker. There was no observable immediate expansion of the face representation into the deafferented hand region of area 3b.
Reorganization of the ventroposterior nucleus of the thalamus
In normal monkeys, somatic inputs to the ventroposterior (VP) nucleus of thalamus are organized in a somatotopic manner. Inputs from the face are medial most in VPM (the medial subdivision of the VP nucleus) followed by hand, foot and tail in successive lateral representations in VPL (the lateral subdivision of the VP nucleus). The arm, leg, occiput and trunk are represented in more dorsal locations (see Fig. 3; Jones and Friedman, 1982; Kaas et al., 1984). In the VP nucleus the regions that receive inputs from the face, hand, foot and tail can be distinguished in histological preparations. The borders between these representations are seen as cell sparse septa in sections stained for Nissl substance, and as lightly stained regions in the sections stained for cytochrome oxidase activity (Fig. 3). The locations of the neurons that were mapped in the present study were confirmed in histological preparations. We investigated whether the topographic arrangement in the VP nucleus undergoes reorganization following lesions of the dorsal columns, and how this reorganization compares with the reorganization in area 3b of cortex.
Reorganization of the ventroposterior nucleus of the thalamus in monkeys with long-term dorsal column lesions
The ventroposterior nucleus of the thalamus was mapped in two monkeys with chronic lesions - MCh75 and MCh21. The somatosensory cortex (area 3b) was also mapped in the same two monkeys (Figs. 4 and 12). We found that following lesions of the dorsal columns and long recovery periods, the VP nucleus of the thalamus shows topographic reorganization.
Monkey MCh75
In monkey MCh75, we made a total of 12 penetrations in the left ventroposterior nucleus, which is contralateral to the dorsal column lesion (see Fig. 4B and 4C). In 7 penetrations, we encountered neurons with responses to touch on various body parts. In the medial most penetrations #114, #115 and #116 (Fig. 17B), which passed through VPM and the parvocellular subdivision of the VP nucleus, (VPMpc), we encountered neurons with receptive fields on the face and in the oral cavity as expected (receptive fields not shown). However, receptive fields of neurons in more lateral penetrations did not match with the expected thalamic somatotopy or the architecture. In two of the penetrations, which passed through the hand subnucleus of the VPL (pen #119, Fig. 17A, and pen #120, Fig. 17C) we encountered neurons responding to stimulation of the chin where responses to the touch on the hand were expected. At most of these locations, neurons responded to touch on both the hand and chin as was observed for area 3b for this monkey (see Figs. 4 and 7). In addition, in penetrations #118, #119 and #120, we found neurons responding to stimulation on the arm at locations which are more ventral than in normal monkeys and correspond to locations of the inputs from the hand (Jones and Friedman, 1982; Kaas et al., 1984). This expansion of the arm representation into the hand region is similar to the lateral expansion of the arm-responsive region into the hand region in area 3b (Fig. 4). At more superficial levels in these penetrations, we encountered neurons with receptive fields on the arm, and the occiput/neck area as expected.
Monkey MCh21
In the VP nucleus of monkey MCh21, which was mapped 23 months after a complete lesion of the dorsal columns, we found a more extensive lateral shift in the representation of the chin. A total of 19 penetrations were made through the VP nucleus (Fig. 18, Fig. 19, Fig. 19, Fig. 20, Fig. 21, 22). Neurons in VPM responded to stimulation on the face and oral cavity with receptive fields distributed all over the face, as expected. Somatotopy was normal in VPM (e.g. penetration #122, Fig. 19, and part of #120, Fig. 21). In contrast, the somatotopy in VPL was highly abnormal. We did not find any receptive fields on the deafferented regions of the body, that is on the contralateral hand, forearm, or the deafferented parts of the upper arm. At three recording sites in penetrations #110 (Fig. 20) and #126 (Fig. 18), we encountered responses to stimulation of the hand. At all these sites, the neuronal responses were weak and could only be elicited after stimulation of the deep tissue, and it was not possible to precisely localize the receptive fields on the hand. The abnormal features of the map can be summarized as follows: (1) The arm representation was greatly expanded to include neurons down to the ventral-most regions of the ventroposterior nucleus. (2) There was an extensive expansion of representation of the inputs from the occiput, shoulder and neck regions throughout VPL. (3) There were multiple receptive fields on the arm, chin and the occiput/neck region for neurons distributed throughout the reorganized VP nucleus. (4) There were multiple receptive fields with neural responses evoked from the face, leg and foot (penetration #104, Fig. 18). There were also discrete receptive fields on the face as well as foot for recording sites in the same vertical penetration (see penetration #113, Fig. 21) unlike in normal monkeys. (5) The trigeminal face receptive fields that were abnormally located were all found on the chin. All these features were also seen in the reorganized area 3b of the cortex (See Fig. 12 and 13), including presence of responses to stimulation of the occiput and the face in the foot/leg representations.
Comparing the normal histological borders between the foot, hand, and the face regions of the VP nucleus (see above) with the microelectrode recording results, it was clear that the reorganization in the VP nucleus did not include expansion of the remaining foot inputs into the adjacent deafferented hand subnucleus. However regions that are dorsal to the hand subnucleus, the arm and the occiput/neck/shoulder region did show an expansion into the hand region. The major source of reactivation in the deafferented parts of the hand and foot sub-nuclei was from tactile receptors on the chin.
Reorganization of the ventroposterior nucleus immediately after the dorsal column lesion
Monkey MAc20
In one monkey we made penetrations through the VP nucleus in the region of the face and the hand representations, lesioned the contralateral dorsal columns (see Fig. 16) and immediately remapped approximately the same sites in the VP nucleus (Fig. 23). Post-lesion responses to the stimulation of the skin of the hand or arm in the VPL were abolished (compare pre-lesion penetration # 19 and #20 with post-lesion penetration #101 and #103 respectively). Responses to the stimulation of the face remained normal in the VPM. We did not observe any expansion of the face-responsive region into the hand area immediately after the dorsal column lesion.
Discussion
In the present study, we extensively mapped the somatosensory area 3b and the ventroposterior (VP) nucleus of the thalamus of adult macaque monkeys following long-term recoveries or immediately after unilateral lesions of the dorsal columns at cervical levels. The major findings are: (1) the reorganization leading to the expansion of the face region in area 3b is not restricted to the adjacent hand area but extends into the arm, occiput and distant foot regions; (2) there is lateral expansion of the arm and occiput region into the deafferented hand cortex; (3) the pattern of the large-scale reorganization is similar in the VP nucleus, including expansion of the face inputs into the foot region, the expansion of the arm into the hand subnucleus, and the expansion of the occiput/neck/shoulder region into the hand and the foot regions. We also show that there is no immediate large-scale reorganization in either the VP nucleus or area 3b after lesions of the dorsal columns.
Limits of plasticity in area 3b
The maximal extent of shift in representational boundaries reported before this study is in the range of 10-14 mm for macaque monkeys (Pons et al., 1991) and about 5 mm for smaller brained owl monkeys (Jain et al., 1997). This expansion is 1.7 times the mediolateral extent of the hand representation in area 3b of adult macaque monkeys and a comparable 1.5 times for adult owl monkeys. Here we show that brain reorganization can extend well beyond these limits. The face representation can reach as far as the medial most zone of area 3b, which is up to 20 mm from the normal face representation as was observed in our one monkey with complete lesion. We have not come across any report that describes brain reorganization of this magnitude in adult primates. It is possible that this has not been reported before because the foot region of the cortex was not mapped previously (Pons et al., 1991; Jain et al., 1997).
Nature of reorganization after deafferentation in adult primates
Many kinds of deafferentations lead to an expansion of the adjacent inputs from the same body part into the deprived region of area 3b and the VP nucleus of the thalamus. Following partial loss of hand inputs due to nerve cut or digit amputations there is ‘filling in’ by the remaining hand inputs (Merzenich et al., 1983b; Merzenich et al., 1984; Wall et al., 1986; Garraghty et al., 1994); and following upper or lower limb amputations, representation of the skin of the limb proximal to the amputation expands (Lenz et al., 1998; Dostrovsky, 1999; Florence et al., 2000). In contrast, after transection of the dorsal roots of the spinal cord from C2 to T4, the deprived hand, arm and occiput regions of area 3b come to respond to the inputs from the chin (Pons et al., 1991). Similar changes also took place in the VP nucleus, although they were accompanied by gross morphological changes due to transneuronal degenerations (Jones and Pons, 1998). Our results presented here and those previously from owl monkeys (Jain et al., 1997) show reorganization that involves both the expansion of the face inputs as well as any remaining hand inputs in both area 3b and VP nucleus.
Previous reports of expansions of the preserved inputs in VP nucleus after spinal cord injuries relate to deprivation of the lower body. Pollin and Albe-Fessard (1979) reported a lateral shift of the hand representation in the foot region of the VP nucleus 2 – 4 weeks after dorsal quadrant lesions at T3 – T5 levels. In patients with spinal cord injuries at thoracic levels there was an expansion of the body region just proximal to the deafferented part (Lenz et al., 1994). However, we are not aware of any previous reports of expansion of the face into the lower limb region in the VP nucleus.
Our results also show that there is an expansion of a third set of intact inputs into the deafferented regions of area 3b and the VP nucleus. These inputs originate from part of the anterior arm and the occiput regions. Likewise, in a human patient with spinal lesion at the C6 level, a great portion of the expected hand region of the VP nucleus was occupied by the representation of the neck, occiput and ear (Lenz et al., 1987). In our experiments, the occiput region expanded into the hand and the foot subnuclei of VP as well as these representations in the cortex, whereas the arm representation expanded only in the hand subnucleus.
It is not clear why we do not see an expansion of the foot inputs into the hand area particularly in the VP nucleus of thalamus because these representations are also adjacent. In the somatosensory cortex of a human with amelia who was missing both upper limbs since birth, MEG studies showed that both the face and the foot representations expanded towards the hand region, although the foot region may not have moved lateral enough to be in the normal hand region. Thus, an expansion of the foot region appears to be possible. In another study, in the post central cortex, a larger than normal activation was seen upon stimulation of the stump in a person with lower leg amputation (Condes-Lara et al., 2000). However, here also it is not clear if the stump representation expanded beyond the region of the leg area into the representation of a different body part. As another example of restricted expansions, following median nerve cut only radial nerve inputs expand into the deprived region of area 3b although the deprived median nerve region lies immediately adjacent to the normally-innervated face region (Merzenich et al., 1983a; Wall et al., 1983; Garraghty and Kaas, 1991b). Thus, there appear to be certain limitations to the representations that can expand into the deprived territories.
Correlation of the reorganization in the VP nucleus with cortical reorganization
We observed an expansion of the chin, upper arm and the occiput region after dorsal column injuries in both area 3b and the VP nucleus. Although the nature of reorganization in these two regions was similar, there were clear differences. For example, the occiput representation expanded throughout the hand subnucleus of the VP nucleus. Whereas in the somatosensory cortex neuronal responses to touch on the occiput region were restricted to the medial portion of the hand representation suggesting that reorganization in the VP nucleus may not be expressed completely in the cortex. Although previous reports from monkeys suggest largely similar reorganizations in the VP nucleus and area 3b (Jones, 1983; Garraghty and Kaas, 1991a; Jones and Pons, 1998; Jones, 2000) differences have been reported (e.g. Florence et al., 2001), which could be due to shaping of the receptive fields at each level by complex interactions of the divergent feedforward and feedback connections (Ergenzinger et al., 1998; Krupa et al., 1999).
Mechanisms of reorganization
We did not observe large-scale plasticity in either area 3b or the VP nucleus of thalamus immediately after lesion, although an expansion of the order of few hundred microns cannot be ruled out. Previous results have shown an immediate expansion of the representations of adjacent digits following amputation or denervations of a digit, presumably due to disinhibition of the preexisting inputs (Calford and Tweedale, 1988, 1991). Our previous results on the time course of cortical reorganization following chronic dorsal column lesions indicate that remaining inputs from the hand, if any, first expand to activate the deprived hand cortex over the initial two months of recovery. This is followed by expansion of inputs from the face, which were extensive by 6 - 8 months, but could have expanded between 2 months and 6 months (Jain et al., 1997). It is thus clear that preserved hand inputs, perhaps with overlapping silent connections, are the early candidates of plasticity, followed by changes that require other mechanisms such as more extensive neuronal growth (Jain et al., 2000). However, it is not clear why large-scale expansion of the face inputs into the deprived hand cortex has not been seen after deafferentation by cutting the nerves to the hand. The organization of the cortex following median nerve or median and ulnar nerve cuts has been explored after as much as five (Merzenich et al., 1983b; Garraghty and Kaas, 1991b) or eleven months (Garraghty et al., 1994). Therefore, the duration of the recovery period is unlikely to be the only factor.
A small expansion of the face inputs into the hand region of the cortex was seen long after hand or arm amputations (Flor et al., 1995; Florence and Kaas, 1995; Grusser et al., 2004), or immediately after median and radial nerve injury or block (Silva et al., 1996; Weiss et al., 2004). Between the hand and the face representations in area 3b of monkeys only few intracortical connections have been reported (Manger et al., 1997; Fang et al., 2002). Even these connections are restricted to a small region in the immediate vicinity of the hand-face border and would be insufficient to support the large-scale extensive reorganization observed here. However, it cannot be ruled out that minor changes in representational boundaries could be mediated by unmasking of the preexisting overlapping intracortical connections between the hand and the face representations (Manger et al., 1997), perhaps in combination with limited neuronal growth (Florence et al., 1998).
Reorganization in area 3b of cortex does not follow the adjacency rule based on normal somatotopy, which would be essential if the overlap of thalamocortical connections was the only mechanism of plasticity. The expanded face region is not necessarily always contiguous with the normal face region (monkey MCh73; also see Moore et al., 2000). In the monkey MCh21 with even more massive reorganization, the face representation expands into the leg region bypassing the entire trunk region of area 3b. Moreover, for expansion of intact face inputs a complete deafferentation of the adjacent cortex is not required. We saw an expansion of the face inputs even when a normal topography was preserved in the adjacent hand representation (monkey MCh73). Perhaps a partial injury is sufficient to induce reactive growth at brain stem, or thalamic levels leading to the reorganization (Jain et al., 2000).
The most likely site of growth is from the intact trigeminal nucleus in the brain stem to the completely or partially deafferented cuneate nucleus. The trigeminal inputs that expand have their receptive fields mostly centered on the chin, which in the trigeminal nucleus lie adjacent to the cuneate nucleus (see Kaas et al., 1999). Although, in the VP nucleus of the thalamus the chin inputs are close to the hand region, no evidence of growth between these two regions of the VP nucleus is available. The notion of reactive growth of the chin inputs into the adjacent deprived hand region and further into the deprived foot region at the subcortical levels is attractive because such growth could take place bypassing the dorsal trunk representation, which in area 3b is not activated by chin inputs in the monkeys with the lesions.
Although the exact mechanisms of brain reorganization remain to be established, two interesting questions emerge. First, why does the foot representation not expand into the deafferented hand cortex of area 3b or into the hand subnucleus of VP, while the chin representation can expand all the way medially into the foot representation? Second, why is the lateral expansion of the occiput and the arm representations rather limited, not extending further up to the hand-face border in area 3b?
Acknowledgments
Funded by NIH Grant NS16446 to J.H.K. and Wellcome Trust Senior Research Fellowship (063259/Z/00/Z) to N.J. We thank Ken Catania for help during some of the recording sessions and Shashank Tandon for some of the data analysis.
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