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. 2011 Jun 16;58(9):2598–2606. doi: 10.1109/TBME.2011.2159790

Identification of Adequate Neurally Adjusted Ventilatory Assist (NAVA) During Systematic Increases in the NAVA Level

Dimitrios Ververidis 1, Mark van Gils 1, Christina Passath 2, Jukka Takala 2, Lukas Brander 2,
PMCID: PMC7176475  PMID: 21690003

Abstract

Neurally adjusted ventilatory assist (NAVA) delivers airway pressure (Paw) in proportion to the electrical activity of the diaphragm (EAdi) using an adjustable proportionality constant (NAVA level, cm⋅H 2O/Inline graphicV). During systematic increases in the NAVA level, feedback-controlled down-regulation of the EAdi results in a characteristic two-phased response in Paw and tidal volume (Vt). The transition from the 1st to the 2nd response phase allows identification of adequate unloading of the respiratory muscles with NAVA (NAVAAL). We aimed to develop and validate a mathematical algorithm to identify NAVAAL. Paw, Vt, and EAdi were recorded while systematically increasing the NAVA level in 19 adult patients. In a multistep approach, inspiratory Paw peaks were first identified by dividing the EAdi into inspiratory portions using Gaussian mixture modeling. Two polynomials were then fitted onto the curves of both Paw peaks and Vt. The beginning of the Paw and Vt plateaus, and thus NAVA AL, was identified at the minimum of squared polynomial derivative and polynomial fitting errors. A graphical user interface was developed in the Matlab computing environment. Median NAVAAL visually estimated by 18 independent physicians was 2.7 (range 0.4 to 5.8) cm⋅H 2O/Inline graphicV and identified by our model was 2.6 (range 0.6 to 5.0) cm⋅H 2O/Inline graphicV. NAVAAL identified by our model was below the range of visually estimated NAVAAL in two instances and was above in one instance. We conclude that our model identifies NAVAAL in most instances with acceptable accuracy for application in clinical routine and research.

Keywords: Diaphragm electrical activity, neurally adjusted ventilatory assist, patient-ventilator interaction

I. Introduction

Neurally adjusted ventilatory assist (NAVA) is a new mode of mechanical ventilation that delivers airway pressure (Inline graphic) in linear proportion to the electrical activity of the diaphragm (EAdi), a signal arising from the diaphragm's neural activation during spontaneous breathing (Fig. 1) [1]. The NAVA level refers to an adjustable proportionality constant that determines the amount of Inline graphic delivered per unit of EAdi. Thus, Inline graphic [cm ⋅H2O] = EAdi(Inline graphic) [Inline graphicV] ⋅ Inline graphic(Inline graphic) [cm ⋅H2O/ Inline graphicV]. EAdi is a validated measure of global respiratory drive that is controlled via lung-protective feedback mechanisms, which integrate information from pulmonary and extra-pulmonary mechanoreceptors, from blood gases, and from voluntary input [2][5]. If the assist delivered with NAVA exceeds the subject's respiratory demand, EAdi is reflexively down regulated, resulting in less assist for the same NAVA level and vice versa [6][11].

Fig. 1.

Fig. 1.

Principles of neurally adjusted ventilatory assist (NAVA) [1]. The diaphragm electrical activity (EAdi) derived from electrodes on a naso-gastric feeding tube is first amplified and processed. The EAdi signal is then multiplied by an adjustable gain factor (NAVA level) and used to control the pressure generator of a mechanical ventilator. Thus, NAVA delivers pressure to the airways (Inline graphic) in direct synchrony and linear proportionality to the patient's neural inspiratory drive as reflected by the EAdi (Inline graphic = EAdi(Inline graphic) ⋅ Inline graphic(Inline graphic). Vt = tidal volume. Inline graphic = NAVA level that provides adequate unloading of respiratory muscles.

Several experimental and clinical studies with NAVA demonstrated that during ramp increases in the NAVA level, transpulmonary pressure and tidal volume (Vt) initially increase (1st response) before being limited due to feedback-controlled down-regulation of EAdi (2nd response) [6],[7],[8],[9][11]. Hence, the breathing pattern response to systematic increases in the NAVA level is directed towards prevention of lung overdistension [6], [7], [8], [9], [10], [12]. Interestingly, in rabbits loaded with various inspiratory resistors, the transition from the 1st to the 2nd response phase occurred when the animals' inspiratory effort was reduced to levels similar to those observed during spontaneous breathing (i.e., when breathing without assist and without additional load) [10]. Thus the transition from the 1st to the 2nd response phase presumably reflects the transition from an initial insufficient ventilatory assist to an adequate level of respiratory muscle unloading (Inline graphic). Therefore, reliable identification of Inline graphic during a NAVA level titration procedure is of potential clinical relevance, since it may help to individualize the support level during NAVA.

We hypothesized that identification of Inline graphic can be modeled. In Section II, we aimed to develop a mathematical algorithm that would objectively identify the transition from the 1st to the 2nd response phase based on Inline graphic and Vt responses during NAVA level titration procedures that were performed in a previously reported clinical study on 19 critically ill adults [11]. In Section III, Inline graphic as identified by the algorithm was compared to Inline graphic as visually estimated by 18 independent observers [11]. A discussion of the method is outlined in Section IV, and conclusions are drawn in Section V.

II. Development of an Algorithm to Calculate Inline graphic

Identification of Inline graphic is based on the analysis of EAdi, Inline graphic, and Vt recordings while systematically increasing the NAVA level. The principles of such a NAVA level titration procedure have been described elsewhere [6], [7], [9][11]. Briefly, first the NAVA level was reduced to a minimum of 0 cm⋅H2O/Inline graphicV. When sufficient EAdi was detectable (i.e., at least twice the EAdi trigger threshold), the NAVA level was increased by 0.1 cm ⋅H2O/ Inline graphicV every 20 sec while continuously monitoring and recording the EAdi, Paw, and Vt signals (NAVA tracker, Maquet, Solna, Sweden) in NT1 format. The NT1 files were converted into Matlab format for further processing. In the study by Passath et al. [11], the data of one patient were recorded with different software and were, therefore, not included in the experimental part of the present work. A characteristic example of such a titration session is depicted in Fig. 2.

Fig. 2.

Fig. 2.

Example of a NAVA level titration session as used for estimating Inline graphic(a) visually or (b) with the proposed algorithm. Inline graphic refers to the adequate NAVA level early after the transition from the initial steep increase in Inline graphic and Vt(Inline graphic), referred to as 1st response, to the less steep increase or plateau in Inline graphic and Vt(Inline graphic), referred to as 2nd response [6][11]. Flow(Inline graphic) is the air flow. In (a), the Vt(Inline graphic) is estimated on a breath-by-breath basis. If there is false triggering of the ventilator (e.g., based on an EAdi artifact) a minimal Vt (normally a few milliliters) is delivered. Since there is no minimal threshold for Vt, the ventilator displays whatever Vt(Inline graphic) is delivered in the graph. In (b), the Vt(Inline graphic) is calculated as the integral of Flow(Inline graphic) per inspiration as it is described in Section II-B (Step 4A).

A. Visual Estimation of Inline graphic

A visual method for estimating Inline graphic was described and validated recently [6], [7], [9][11]. Briefly, by observing time plots of Inline graphic and Vt on the ventilator monitor or on printouts (Fig. 2), Inline graphic was determined as the NAVA level early after the transition from an initial steep increase in Inline graphic and Vt(Inline graphic) (1st response) to a less steep increase or even a plateau in both parameters (2nd response). For validation of the visual method, an arbitrarily chosen number of 17 independent physicians blinded to the Inline graphic selected during the study were instructed post-hoc identify a NAVA level immediately following the transition from a steep to a less steep increase in Inline graphic and Vt on screen prints of the original trend graphs. The Inline graphic as estimated during the clinical study and post-hoc by the 17 independent physicians was reported previously [11] and used for comparison to Inline graphic, as identified by the algorithm developed in the present study.

B. Algorithm-Based Calculation of Inline graphic

The method to mathematically identify Inline graphic is divided into four steps. The procedure is outlined in Fig. 3. The first step is the identification of the titration session from Inline graphic(Inline graphic) represented by nodes 1(A) and 1(B). The second step is the tracking of inspiration sessions from Inline graphic represented by nodes 2(A), 2(B), and 2(C). The third step consists of identifying the peaks in the Inline graphic per inspiration and of fitting a polynomial function to the Inline graphic peaks, as shown in nodes 3(A) and 3(B), respectively. The fourth step consists of calculating Vt(Inline graphic) from Flow(Inline graphic), and fitting a polynomial function to the Vt, as shown in nodes 4(A) and 4(B). The derivation of Inline graphic based on polynomials can be found in node 4(C). The sampling rate of all signals used was Inline graphic Hz. All steps are described in greater detail below.

Fig. 3.

Fig. 3.

Outline of the algorithm to identify Inline graphic based on the signals Inline graphic(Inline graphic) for the NAVA level, Inline graphic for electrical activity of the diaphragm, and VtInline graphic for tidal volume that was derived from the inspiratory flow.

1. Step 1. Identification of the titration session based on changes in the Inline graphicInline graphic

1A) Let Inline graphic and Inline graphic denote the samples where titration session starts and ends, respectively. We wish to identify Inline graphic and Inline graphic. Inline graphic(Inline graphic) is modeled with Inline graphic straight line segments as Inline graphic where

1.

with Inline graphic being the index of the line segment Inline graphic, Inline graphic the first-order line coefficient, Inline graphic the zero-order coefficient, Inline graphic the starting sample, and Inline graphic the ending sample of the Inline graphicth line segment. It should be noted that there is no noise in Inline graphic(Inline graphic). The line segments are found by fitting a sequence of lines to Inline graphicn) as follows. The first line is fitted to Inline graphic(Inline graphic) for Inline graphic to Inline graphic. Inline graphic is updated by Inline graphic as long as

1.

If (2) is violated, a new line begins, estimated from the next two samples. The benefit of this transformation of Inline graphic(Inline graphic) into lines is that a great compression of signal data is accomplished. The algorithm is summarized in Fig. 4(b).

Fig. 4.

Fig. 4.

(a) Tracking of the NAVA level titration session in Patient 1 (Step 1). (b) Algorithm for modeling {Inline graphic(Inline graphic with lines Inline graphic (Step 1A).

1B) Let Inline graphic be the 2-D vector that will be used for classifying Inline graphic into Inline graphic (Titration class) or into Inline graphic (Nontitration class). The first feature of Inline graphic is the difference of offset level between the previous and current line segments, which, according to the inspection of Fig. 4(a), should be an almost constant number for Inline graphic. The second feature of Inline graphic is the length of each line, which should also be a statistically constant number for Inline graphic. A Gaussian Mixture Modelling (GMM) algorithm is used that searches for a component with a small determinant in Inline graphic space where the number of components is limited to 2. The algorithm used for GMM was found in a previous investigation and is publicly available [13], [14]. Let Inline graphic denote a Gaussian component, with Inline graphic and Inline graphic being its mean vector and its covariance matrix, respectively. Thus, Inline graphic and Inline graphic are found, where Inline graphic, with Inline graphic being the determinant of a matrix inside the delimiters. The titration tracking procedure of the signal of Fig. 4(a) is depicted in Fig. 5. A prediction Inline graphic for each line is given according to the Bayes classifier

1.

where the probability density function (pdf) for each class is given by Inline graphic, with Inline graphic being the multivariate normal pdf. Let Inline graphic and Inline graphic be the estimated sample index where titration starts and ends, respectively. Then Inline graphic and Inline graphic, where

1.

The estimated Inline graphic interval is depicted in Fig. 6. The benefit of this step is that the titration session is tracked without the need of a trigger input from the ventilation machine.

Fig. 5.

Fig. 5.

Inline graphic(Inline graphic) titration session tracking by 2 Gaussian components for Fig. 4. The component with small dispersion corresponds to Titration class (Step 1B).

Fig. 6.

Fig. 6.

The result of titration tracking procedure of Fig. 5. The lines that belong to Inline graphic are assigned to the Titration class (Step 1B).

2. Step 2. Tracking of neural inspiration sessions

The electrical activity of the diaphragm, denoted as Inline graphic for Inline graphic is used to track neural inspiration sessions. This is accomplished by employing the GMM clustering algorithm that searches for three Gaussian components in 2-D feature space. The first feature is the logarithm of the short-term energy, estimated as follows.

2A) A moving average (low pass filter, LPF) of order 40 is applied to Inline graphic to eliminate frequency components above 4 Hz that are not related to breathing, i.e.,

2.

The Inline graphic for Patient 1 is shown in Fig. 7, where only 6 breaths out of 350 are shown for visualization reasons. The LPF does not introduce negative values of Inline graphic that cause problems when the logarithm operator is applied in the following step.

Fig. 7.

Fig. 7.

Tracking of neural inspiration sessions using Inline graphic signal (Step 2C).

2B) Next, short-term energy is estimated. That is, Inline graphic is split into frames Inline graphic, where Inline graphic is an orthogonal window of length Inline graphic ending at sample Inline graphic. In our investigation Inline graphic equals 15, and Inline graphic starts from 15 samples, which correspond to 240 msec. m is updated by m:=m+15. Patients in intensive care typically have breath cycles of approximately 1 to 4 sec duration. Overlapping is avoided because each sample should be assigned to one class. The first feature is the logarithm of energy for the Inline graphic frame ending at Inline graphic

2.

where Inline graphic. The second feature is the derivative of the first feature, given by Inline graphic. The energy and the energy derivative are chosen because the Inline graphic curve should be divided into valleys (expirations) and mountains (inspirations). It was found experimentally that the logarithm operator transforms the distribution of energy from exponential to normal. In this manner, the GMM clustering algorithm can be applied to the feature distribution as described next.

2C) GMM is applied to feature space Inline graphic where three Gaussian components are searched for. The clustering result for Patient 1 is depicted in Fig. 8.

Fig. 8.

Fig. 8.

Clustering of Inline graphic frames to Neural Inspiration and Expiration classes (Step 2C).

Each component Inline graphic is described by its center (Inline graphic) and its covariance matrix (Inline graphic), for Inline graphic. The component with the center of lowest energy Inline graphic corresponds to Neural Expiration class, denoted as Inline graphic. The Neural Inspiration class, denoted as Inline graphic, consists of two Gaussian components. The component with a center signified by maximum derivative of energy Inline graphic corresponds to rising slopes, and the component signified by minimum derivative of energy Inline graphic stands for falling slopes of Inline graphic. The Bayes classifier is again employed in order to assign each frame to Inspiration or Expiration class. Let Inline graphic be a frame with measurements Inline graphic and label Inline graphic. The predicted label of Inline graphic is given by Inline graphic, with Inline graphic and Inline graphic.

A neural inspiration session is constituted by a sequence of frames that belong to the Neural Inspiration class (Inline graphic). The results of this step are shown in Fig. 7. Let Inline graphic be the breath index, where Inline graphic is the total number of breaths. The beginning and the end of the Inline graphicth neural inspiration session are denoted as Inline graphic and Inline graphic, respectively.

3A) Neural inspiration peaks estimation: Let Inline graphic be the airway pressure signal. The neural inspiration peaks indices are found by

2.

for Inline graphic. The airway pressure at neural inspiration peaks is the signal Inline graphic.

3B) Polynomial fit to airway pressure peaks: The polynomial

2.

of order Inline graphic, with Inline graphic being the polynomial coefficients, is fitted onto Inline graphic with the reweighted least-squares method [15]. By finding the Inline graphic one is able to derive the time index of plateau of airway pressure peaks. The order of the polynomial is chosen empirically, so that it is a trade-off between tracking the underlying number of curve peaks and capturing the trivial sudden peaks. However, this is not the only information needed for choosing the optimum time index. Also, the signal formed by the sequence of polynomial fit error values

2.

for Inline graphic is taken into consideration. Inline graphic peaks may present great variance around the fitted polynomial, a fact denoting the patient's inability to synchronize his breath with the ventilation machine. So, another polynomial of order Inline graphic is fitted onto Inline graphic, i.e.,

2.

with Inline graphic being its coefficients. The polynomial of Inline graphic order

2.

includes both information about airway pressure peaks plateau and small variance, where the latter indicates that the plateau is stable.

4A) Tidal volume estimation: The Inline graphic signal for Patient 1 is depicted in Fig. 9.

Fig. 9.

Fig. 9.

The air flow signal, Inline graphic, is divided into inspirations and expirations by zero crossing indices (Step 4A).

Let the tidal volume Inline graphic be the air inhaled during Inline graphicth flow inspiration, where Inline graphic and Inline graphic are the starting and ending index of Inline graphicth airflow inspiration. A flow inspiration session is defined as the time during which air flow is positive. So, a flow inspiration session is found by applying the zero crossings method on Inline graphic. Then, the tidal volume is found by integrating the inspiration flow for each Inline graphic inspiration

2.

4B) Polynomial fit to tidal volume: The polynomial

2.

is fitted onto Inline graphic, where Inline graphic are the polynomial coefficients, in a similar manner as in Step 3B. The sequence of fit errors, i.e.,

2.

for Inline graphic is also exploited. The polynomial

2.

is fitted onto (15), where Inline graphic are the polynomial coefficients. So, the information about the tidal volume plateau and its variance is given by

2.

4C) Estimation of plateau: Inline graphic equals a certain Inline graphic(Inline graphic) when signals Inline graphic and Inline graphic reach a plateau and simultaneously present small variance around the fitted polynomial. Let Inline graphic be the time index when the plateau occurs and small variance is observed. An estimate of Inline graphic, denoted as Inline graphic is found when both (12) and (17) are minimized. A function that includes information about the time index where polynomial derivatives and fitting errors are minimized is

2.

where the fuzzy logic factor is plotted in Fig. 10.

Fig. 10.

Fig. 10.

A fuzzy logic factor used for exploiting Inline graphic bias to 0.25 of total duration of titration session (Step 4C).

The fuzzy logic factor is biased toward the first quarter of titration session duration. It will be shown in experiments that physicians are highly biased at Inline graphic = 2.5. Since NAVA is increasing from 0 to 10 linearly through time, this corresponds to a bias in time toward Inline graphic. The optimum time index is then given by

2.

Finally, we define Inline graphic. As an example, in Fig. 11, the curves resulting from (9), (14), and (18) are plotted for Patient 1.

Fig. 11.

Fig. 11.

Time index of plateau, Inline graphic, is found when Inline graphic is minimized, as described in Steps 3 and 4.

The signals Inline graphic and Inline graphic are also plotted in order to demonstrate the polynomial fitting. It is inferred that Inline graphic is minimized at Inline graphic, which is close to Inline graphic which was given by the clinician. The Inline graphic is 2.5, whereas the algorithm found Inline graphic.

III. Experiments

For all titration sessions performed in the 19 patients, Inline graphic calculated by our algorithm was compared to Inline graphic as visually estimated by the investigators when performing the clinical study (i.e., by author LB) and by an arbitrarily chosen number of 17 independent physician observers posthoc using printouts of the signal trajectories [Fig. 2(a)] [11]. Median Inline graphic, as estimated by the 18 physicians, was 2.5 cm⋅H2O/Inline graphicV with a range from 0.4 to 5.8 cm ⋅H2O/ Inline graphicV. In the study by Passath et al. [11], the number of steps necessary to reach Inline graphic and the highest NAVA level used differed among patients. The highest NAVA level used in the 19 patients included in the present work was (median [range]) 4.9 (1.9–7.4) cm⋅H2O/Inline graphicV and the time to reach this level was 978 (377–1478) sec. The time to reach Inline graphic was 498 (198–997) sec.

Median Inline graphic identified by the algorithm was 2.6 cm⋅H2O/Inline graphicV with a range from 0.6 to 5.0 cm ⋅H2O/ Inline graphicV. In most cases, Inline graphic identified by the algorithm was within the range of Inline graphic estimated by the physicians (Fig. 12). In Patient 7, the Inline graphic identified by the algorithm was higher, and in Patients 15 and 17 it was lower than the Inline graphic estimated by the physicians. In order to calculate the correlation between Inline graphic, as identified by the observers with the results of our algorithm, we computed the multiple correlation coefficient (MCC) [16]. MCC ranges from 0 (no correlation) to 1 (linearly dependent). In our case, MCC indicates the correlation between the matrix of Inline graphic estimates for all observers across all patients with the algorithm result. Furthermore, the Pearson concordance coefficient is used to estimate the concordance between a single observer and the algorithm [11]. The confidence limits are estimated at 95% level of significance. The MCC between Inline graphic as identified by the algorithm and as estimated by the 18 physicians is 0.54±0.06. The Pearson concordance coefficients between the Inline graphic as identified by each observer and the algorithm are presented in Table I. In the last row, the concordance between median Inline graphic for all observers and the algorithm is computed. It can be seen that the concordance of the Inline graphic between each observer and the algorithm is always positive. The lower limit of the concordance coefficient is slightly negative, with a median value of −0.13. The upper confidence limit median is 0.69.

Fig. 12.

Fig. 12.

Comparison between Inline graphic independently estimated by one of the authors (L.B., a physician) and by 17 independent physicians based on visual inspection of the airway pressure (Inline graphic) and tidal volume (Vt) response to systematic increases in the NAVA level (circles) and Inline graphic identified by the algorithm described in this paper (squares).

Table I. Pearson Concordance Coefficient of Inline graphic Estimates between Physician Observers and Algorithm.

Observer Coefficient Lower Limit Upper limit
1 (author L.B.) 0.21 −0.27 0.61 
2 0.25 −0.23 0.63
3 0.41 −0.06 0.73
4 0.37 −0.10 0.71
5 0.40 −0.06 0.72 
6 0.52 0.09 0.79
7 0.41 −0.05 0.73 
8 0.20 −0.28 0.60
MI 9 0.36 −0.11 0.70 
10 0.28 −0.20 0.65
11 0.24 −0.24 0.62 
12 0.48 0.03 0.77
13 0.33 −0.15 0.68 
14 0.20 −0.28 0.60
15 0.41 −0.06 0.73
16 0.23 −0.25 0.62
17 0.14 −0.33 0.56 
18 0.43 −0.03 0.74
Median observer 0.34 −0.13 0.69 

A graphic user interface (GUI) for the algorithm is presented in Fig. 13. The GUI includes most of the figures presented in Section II-B. The final result is compared to the ground truth, i.e., the Inline graphic estimated visually, and displayed as bands in the uppermost panel of Fig. 13.

Fig. 13.

Fig. 13.

The graphic interface provides a synopsis of the signal processing steps described in Figs. 2, 5, 8, and 11, and allows for real time assessment of how the algorithm identifies Inline graphic. Ground truth Inline graphic denotes the visually estimated adequate NAVA level.

IV. Discussion

We developed a multistep algorithm and a user interface to identify adequate assist (Inline graphic) based on analysis of the Vt, Inline graphic, and EAdi responses during a systematic increase in the NAVA level. The algorithm revealed results that were comparable to the previously used visual method for estimating Inline graphic.

Delivering mechanical ventilatory assist during spontaneous breathing aims at unloading the respiratory muscles from excessive work of breathing while preventing both fatigue and disuse atrophy of respiratory muscles. However, determining an assist level that adequately meets the patient's needs is not straightforward. Both too high and too low assist may cause harm. While respiratory muscle fatigue may result from insufficiently unloading the patient from his work of breathing [17], disuse atrophy may follow prolonged delivery of assist in excess of the patient's needs [18][20].

Thus, defining an adequate level of respiratory muscle unloading based on the patient's individual response to changes in the assist level is of clinical relevance but requires reliable measurement of the respiratory drive. The recent introduction of a technology to monitor EAdi, a validated measure of respiratory drive [2][5], provides the opportunity to integrate the patient's response in the process of identifying an adequate level of assist. NAVA is unique in that it directly translates changes in the respiratory drive into changes of the ventilatory pattern. Since with NAVA the ventilator receives the same control signal as the diaphragm, it conceptually acts as an additional external respiratory muscle pump that is directly controlled by the patient's respiratory drive. Thus, NAVA provides the patient with far-reaching control over the ventilatory pattern and with the ability to limit the assist once the inspiratory efforts occur at a level that corresponds to nonloaded conditions, i.e., at a satisfactory, and hence adequate, assist level with NAVA (Inline graphic) [6], [7], [9][11].

In the present study, we demonstrate that Inline graphic can be identified using a multistep polynomial fitting model based on analyzing the Vt, Paw, and EAdi responses during systematic increases in the NAVA level. The Inline graphic identified by the algorithm was in agreement with the Inline graphic estimated visually for most patients. We previously demonstrated not only good reproducibility among physicians for visual estimation of Inline graphic [10], [11] but also stable cardio-pulmonary function without evidence of respiratory failure or distress when implementing Inline graphic for various time spans [6], [7], [9][11].

In 3 out of 19 titration sessions, the Inline graphic identified by the algorithm was either clearly above or clearly below the range of Inline graphic estimated visually. We assume that the discrepancy between the methods in these three patients is most likely due to the fact that the physicians outperformed the current version of the algorithm in recognizing pattern irregularities, as illustrated in Fig. 14. Also, the current version of the ventilator.s graphic interface does not differentiate between real breaths and artifacts when displaying the trend graphs. Therefore the graphs may be difficult to read for users non-experienced with the NAVA level titration procedure. This suggests that, although Inline graphic identified by the algorithm was within the range of Inline graphic estimated visually for >80% of the titration sessions, a visual verification is advisable before using Inline graphic identified by the current version of the algorithm. Further refinement and validation of the algorithm is required before it can be safely implemented in clinical practice.

Fig. 14.

Fig. 14.

NAVA level titration session in patient 17. In this patient the algorithm identified the transition from a steep increase in peak airway pressure (Inline graphic) to a less steep increase or plateau in Inline graphic (i.e., the adequate NAVA level, Inline graphic) clearly below the range of Inline graphic as visually estimated by the clinicians. The discrepancy is most likely due to a short, transitory interruption of the Inline graphic increase during the initial steep increase, i.e., during the 1st response phase (asterisk). We assume that the physicians outperformed the current version of the algorithm in recognizing pattern irregularities.

Of note, since the transition from the 1st to the 2nd response does not occur acutely, some inter-individual variability and discrepancy between methods used in determining Inline graphic can be expected. Also, as Inline graphic and Vt do not or only minimally change after the transition from the 1st to the 2nd response phase, any NAVA level within the 2nd response phase can be expected to have only minor, if any, effects on breathing pattern.

The mathematical algorithm developed is based on post processing of the signals obtained. The algorithm not only allows faster identification of Inline graphic than the visual method but is also independent of observer-related biases and inter-individual variability. However, the algorithm should be modified to identify Inline graphic in real-time, and thus help shorten the time needed for a titration session.

V. Conclusion

Inline graphic can be identified quickly and reliably using our polynomial fitting model based on the analysis of the Inline graphic, Vt, and EAdi responses to systematic increases in the NAVA level. The correlation between the Inline graphic identified by the algorithm and the Inline graphic estimated visually suggests that our model has acceptable accuracy for application in clinical routine and research.

Biography

Authors' photographs and biographies not available at the time of publication.

Funding Statement

The study was supported by grants from the Swiss National Science Foundation (SNF, 3200B0-113478/1) and from the Stiftung für die Forschung in Anästhesiologie und Intensivmedizin, Bern (18/2006), awarded to L. Brander.

Contributor Information

Dimitrios Ververidis, Email: jimver04@gmail.com.

Mark van Gils, Email: Mark.vanGils@vtt.fi.

Christina Passath, Email: christina.passath@insel.ch.

Jukka Takala, Email: jukka.takala@insel.ch.

Lukas Brander, Email: lukas.brander@bluewin.ch.

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