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. 2024 Jun 27;62(6):myae043. doi: 10.1093/mmy/myae043

Cryptococcosis—a systematic review to inform the World Health Organization Fungal Priority Pathogens List

Aiken Dao 1,2,3,2, Hannah Yejin Kim 4,5,6,2, Katherine Garnham 7,8, Sarah Kidd 9, Hatim Sati 10, John Perfect 11, Tania C Sorrell 12,13,14, Thomas Harrison 15,16, Volker Rickerts 17, Valeria Gigante 18, Ana Alastruey-Izquierdo 19, Jan-Willem Alffenaar 20,21,22, C Orla Morrissey 23,24, Sharon C-A Chen 25, Justin Beardsley 26,27,28,
PMCID: PMC11210623  PMID: 38935902

Abstract

Cryptococcosis causes a high burden of disease worldwide. This systematic review summarizes the literature on Cryptococcus neoformans and C. gattii infections to inform the World Health Organization’s first Fungal Priority Pathogen List. PubMed and Web of Science were used to identify studies reporting on annual incidence, mortality, morbidity, antifungal resistance, preventability, and distribution/emergence in the past 10 years. Mortality rates due to C. neoformans were 41%–61%. Complications included acute renal impairment, raised intracranial pressure needing shunts, and blindness. There was moderate evidence of reduced susceptibility (MIC range 16–32 mg/l) of C. neoformans to fluconazole, itraconazole, ketoconazole, voriconazole, and amphotericin B. Cryptococcus gattii infections comprised 11%–33% of all cases of invasive cryptococcosis globally. The mortality rates were 10%–23% for central nervous system (CNS) and pulmonary infections, and ∼43% for bloodstream infections. Complications described included neurological sequelae (17%–27% in C. gattii infections) and immune reconstitution inflammatory syndrome. MICs were generally low for amphotericin B (MICs: 0.25–0.5 mg/l), 5-flucytosine (MIC range: 0.5–2 mg/l), itraconazole, posaconazole, and voriconazole (MIC range: 0.06–0.5 mg/l). There is a need for increased surveillance of disease phenotype and outcome, long-term disability, and drug susceptibility to inform robust estimates of disease burden.

Keywords: Cryptococcus neoformans, Cryptococcus gattii, cryptococcosis, cryptococcal meningitis, invasive fungal infection

Introduction

Invasive fungal infections pose a significant threat to global health. Although their burden is ill-defined, crude estimates suggest they cause over 1.6 million deaths annually.1 The absence of strong surveillance systems results in clinicians making decisions based on limited information about local epidemiology, antimicrobial resistance, and effective treatment strategies. In response to this growing threat, the World Health Organization (WHO) developed a Fungal Priority Pathogens List (FPPL). This list, published in 2022, was created through a comprehensive international consultation process, using a survey incorporating a discrete choice experiment. The individual fungal pathogens, including Cryptococcus neoformans and C. gattii, were ranked based on the results of systematic reviews, expert opinion, and data from the discrete choice experiments.

Cryptococcosis is a life-threatening invasive fungal infection, that poses a significant global health challenge. Historically, Cryptococcus was described as two species: C. neoformans (var. grubii and var. neoformans) and C. gattii. More recently, phylogenetic analyses have distinguished seven clades representing species (VNI-III and VGI-IV), and there are likely more, with varying virulence and regional distribution.2,3 For example, VGI is prevalent in Australia and Asia, VGII is particularly associated with the emergence in North America, VGIII is increasing among immunocompromised individuals in the United States, and VGIV is primarily found in Africa.3–5 Notably, the terminology of two cryptococcal ‘species complexes’ remains common in clinical practice as it is the most practicable for management purposes.

Cryptococcosis is best documented in people living with HIV/AIDS. However, it is increasingly recognized in other immunocompromised hosts, and occurs in people with various underlying conditions and even unrecognized risk factors.6–8 Members of the C. neoformans and C. gattii species complexes are the predominant causative agents,9 with species-specific differences in epidemiology: for example, C. neoformans species complex has traditionally been observed in HIV/AIDS patients, whilst C. gattii species complex infection has a propensity to occur in immunocompetent patients.10

Innate and adaptive responses work together to combat Cryptococcus spp., with CD4 + T-cells particularly important for an effective adaptive response.11,12 Symptomatic infection often indicates a compromised immune system, particularly in individuals with reduced CD4 + T-cell counts, such as people living with HIV.13–15 Latency and dormancy are also important aspects of cryptococcal pathogenesis. The fungus can remain dormant in the host due to both immune pressure and fungal factors,16–19 and in certain host environments, including granulomas, it can avoid immune detection.19 Reactivation of dormant cryptococci becomes a concern when the host's immune system becomes compromised, potentially leading to invasive disease.20 Improving our understanding of these and other factors is crucial for improving diagnostic, therapeutic, and preventive strategies.21

Cryptococcus neoformans and C. gattii species complexes are acquired via the respiratory tract, where they can cause local infection, although it is their tropism for the central nervous system (CNS) that is associated with the most serious manifestations of infection. Cryptococcal meningitis (CM) remains the most common cause of fungal meningitis worldwide with over 220 000 new cases and 180 000 deaths per annum.22 Consequently, CM is an infection of global relevance, with most deaths seen in sub-Saharan Africa and in South and Southeast Asia.23–25

Treatment options for invasive cryptococcosis are limited, and development of novel anti-cryptococcal agents has been slow in recent decades.26 Cryptococci are intrinsically resistant to echinocandins.27 Optimal induction treatment relies on amphotericin B and 5-flucytoscine despite their substantial toxicity and limited access associated with economic and logistical constraints. Prolonged treatment with azoles is required following induction therapy.28

In low- and middle-income countries (LMICs) where disease burden is highest, poor access to optimal therapeutics (i.e., 5-flucytosine and amphotericin B lipid formulations) increases the clinical challenges and contributes to the observed persistent poor clinical outcomes of cryptococcosis.29

This systematic review evaluates C. neoformans and C. gattii species complexe infections against a set of criteria, namely: mortality, hospitalization and disability, antifungal drug resistance, preventability, yearly incidence, global distribution, and emergence, based on data published between 2011 and 2021. The purpose is to determine knowledge gaps for both C. neoformans and C. gattii species complexes in the above areas to highlight research needs and to inform the WHO FPPL.

Materials and methods

Search strategies

We conducted a comprehensive search for studies published in English using the PubMed and Web of Science databases. These databases were chosen due to their extensive coverage of medical and scientific literature. The study was conducted according to PRISMA guidelines.30 All searches were limited to the last 10 years (from 1st January 2011 to 19th February 2021).

On PubMed, we used medical subject headings (MeSH) and/or keyword terms in the title/abstract for each pathogen and criterion.

For C. neoformans, the final search used (C. neoformans[Title] OR C. neoformans[Title]) combined; for C. gattii, the final search used (C. gattii [MeSH Terms]) combined, using AND term, with criteria terms including (mortality[MeSH Terms]) OR (morbidity[MeSH Terms]) OR (hospitalization[MeSH Terms]) OR (disability[All Fields]) OR (drug resistance, fungal[MeSH Terms]) OR (prevention and control[MeSH Subheading]) OR (disease transmission, infectious[MeSH Terms]) OR (diagnostic[Title/Abstract]) OR (antifungal agents[MeSH Terms]) OR (epidemiology[MeSH Terms]) OR (surveillance [Title/Abstract]).

On Web of Science, MeSH terms are not available and therefore topic search (TS), title (TI), or abstract (AB) search were used. The final search used [TI=(‘cryptococcus neoformans/cryptococcus gattii’) OR TI=(‘C. neoformans’) OR AB=(‘cryptococcus gattii’)], combined using AND term with criteria terms each as topic search, including (mortality) OR (case fatality) OR (morbidity) OR (hospitalization) OR (disability) OR (drug resistance) OR (prevention and control) OR (disease transmission) OR (diagnostic) OR (antifungal agents) OR (epidemiology) OR (surveillance). Symbol * allows a truncation search for variations of the term (e.g., hospitalization or hospitalization).

Study selection

We imported search results from each database into the online systematic review software, Covidence® (Veritas Health Innovation, Australia), and removed duplicates. The inclusion criteria were retrospective/prospective observational studies, randomized controlled trials, guidelines, epidemiology, surveillance reports, published within the last 10 years (2011–2021), reporting adults and paediatric data, including data on the fungal pathogen, and data on at least one criterion. Exclusion criteria were studies reporting on non-human data (e.g., animals, plants) or non-fungal data (e.g., bacteria), no data on relevant pathogens or criteria, case reports, conferences, abstracts, reviews, papers on drugs without marketing authorization, in vitro papers on resistance mechanisms, and papers published in non-English language. Identified articles underwent title and abstract screening based on the inclusion criteria. No reason was provided for exclusion during title and abstract screening. Two independent reviewers (AD and HYK) performed full text screening for the final eligible articles on Covidence®. A third reviewer resolved any discrepancies (JWA). Excluded articles were recorded with reasons when excluded during full text screening. If there were any additional articles identified from references of the included articles, these were added. The resulting articles were subject to the final analysis.

Data collection and synthesis

Data from the final included studies were extracted for relevant criteria (AD and HYK). The extracted data were checked by the second reviewer (JWA) (initially 10% check, then expanded to 20% and more if needed, depending on the type of extent of observed errors). The extracted data on the outcome criteria were qualitatively AND/OR quantitatively synthesized, depending on the amount and nature of the data.

Risk of bias assessment

We assessed risk of bias using the risk of bias tool for randomized trials version 2 (ROB 2) tool for randomized controlled trials.31 The risk of bias in non-randomized studies (RoBANS) tool was used to assess the non-randomized studies.32 For the overall risk, using ROB 2 tool, the studies were rated ‘low’, ‘high’, or ‘some’ concerns. Using the RoBANS tool, the studies were rated as ‘low’, ‘high’, or ‘unclear’ risk.

For the purposes of this review, we considered each criterion as an outcome of the study and assessed if any bias was expected based on the study design, data collection, and analysis methods for that outcome. Studies that were classified as having an unclear or high overall risk were still eligible for inclusion with cautious interpretation.

Results

Study selection

For C. neoformans, PubMed and Web of Science Core Collection databases searched between 1 January 2011 and 19 February 2021 yielded 287 and 388 articles, respectively (Fig. 1). For C. gattii, the search yielded 219 and 277 articles, respectively (Fig. 2). A total of 45 (C. neoformans) and 14 (C. gattii) articles were included in the final analysis.

Figure 1.

Figure 1.

Flow diagram for selection of studies included in the systematic review for C. neoformans.

Figure 2.

Figure 2.

Flow diagram for selection of studies included in the systematic review for C. gattii.

Risk of bias

For C. neoformans, the overall risk of bias for each study is presented in the Table 1A. Of the included studies, 22 studies were classified as low risk of bias in all domains assessed. Twenty-three studies were classified as unclear risk of bias, mostly due to the potential selection biases caused by unclear eligibility criteria or population groups, or unclear confirmation/consideration of confounding variables.

Table 1.

The risk of bias for each study of C. neoformans.

Author Publication year Risk of bias (low, high, and unclear) Reference
A
Andrade-Silva et al. 2013 Unclear 33
Andrade-Silva et al. 2018 Unclear 34
Ashton et al. 2019 Unclear 35
Bariao et al. 2020 Low 36
Beale et al. 2015 Low 37
Bertout et al. 2012 Unclear 38
Cao et al. 2019 Low 39
Chan et al. 2014 Low 40
Chen et al. 2015 Low 41
Chen et al. 2018 Low 42
Chowdhary et al. 2011 Unclear 43
Cogliati et al. 2018 Unclear 44
Córdoba et al. 2016 Low 45
de Oliveira et al. 2017 Low 46
Desnos-Ollivier et al. 2015 Unclear 47
Espinel-Ingroff et al. 2012 Unclear 48
Espinel-Ingroff et al. 2012 Unclear 49
Espinel-Ingroff et al. 2015 Unclear 50
Fan et al. 2016 Low 51
Gonzalez et al. 2016 Low 52
Govender et al. 2011 Unclear 53
Gutch et al. 2015 Unclear 54
Hagen et al. 2016 Unclear 55
Herkert et al. 2018 Unclear 56
Hurtado et al. 2019 Low 57
Kassi et al. 2016 Low 58
Lahiri et al. 2020 Unclear 59
Lin et al. 2015 Unclear 60
Mahabeer et al. 2014 Low 61
Mahabeer et al. 2014 Low 62
Martins et al. 2011 Low 63
Mdodo et al. 2011 Unclear 64
Miglia et al. 2011 Unclear 65
Naicker et al. 2020 Unclear 66
Nascimento et al. 2017 Low 67
Nishikawa et al. 2019 Low 68
Nyazika et al. 2016 Low 69
Pan et al. 2012 Unclear 70
Pfaller et al. 2011 Unclear 71
Prakash et al. 2020 Low 72
Rakotoarivelo et al. 2020 Unclear 73
Selb et al. 2019 Low 74
Smith et al. 2015 Low 75
Tewari et al. 2012 Unclear 76
Yoon et al. 2020 Low 77
B. The risk of bias for each study of C. gattii
Chen et al. 2012 Low 78
Chen et al. 2013 Low 79
Espinel-Ingroff et al. 2012 Unclear 48
Espinel-Ingroff et al. 2012 Unclear 49
Espinel-Ingroff et al. 2015 Unclear 50
Firacative et al. 2016 Unclear 80
Harris et al. 2011 Low 81
Hurtado et al. 2019 Unclear 57
Kassi et al. 2016 Unclear 58
Lahiri et al. 2020 Unclear 59
Lee et al. 2019 Unclear 82
Lockhart et al. 2012 Unclear 83
Phillips et al. 2015 Low 84
Smith et al. 2014 Low 85

For C. gattii, the overall risk of bias for each study is presented in the Table 1B. Of the 14 studies, 5 studies were classified as low risk of bias in all domains assessed. Nine studies were classified as unclear risk of bias, mostly due to the selection biases caused by unclear eligibility criteria or population groups, or unclear confirmation/consideration of confounding variables.

Mortality rates

For C. neoformans, 13 studies reported on mortality (Table 2). The mortality rates due to C. neoformans were reported to be as high as 41%–61% for patients with HIV infection.37, 63, 64, 69, 73 Mortality rates specifically reported for HIV-negative patients were lower, ranging from 8% to 20%, but small patient numbers are noted (N = 12–44).63,40,77

Table 2.

The mortality rates due to C. neoformans and C. gattii infections.

Author Study period Pathogen species Country Study design Level of care Population description Patients (N=) Mortality type, N/N, %
Desnos-Ollivier et al. 47 1997 to 2001 Cryptococcus neoformans France Qualitative data and lab surveillance study (MC) ND Patients enrolled during the CryptoA/D study or the nationwide survey on cryptococcosis in France 181 % Patients who died within 90 days after diagnosis/total
Serotype A: 21/82 (26%)
Serotype D: 7/22 (32%)
Serotype AD: 7/25 (28%)
Chan et al. 40 1999 to 2007 Cryptococcus neoformans Singapore RCS (SC) Tertiary HIV with CD4 counts < 200 cells/mm3 62 HIV+ 15/45 (33%)
HIV- 1/12 (8%)
OR (95% CI) 5.5 (0.65–46.69)
P-value = 0.118
HIV+
Deaths at less or equal to 30 days = 9/46 (20%)
HIV-
Deaths at less or equal to 30 days = 1/12 (8%)
OR (95% CI) 2.68 (0.30–127.77)
P-value = 0.670
Nascimento et al. 67 2000 to 2011 Cryptococcus neoformans Brazil LSS (SC) Tertiary Patients with CM 61 6/61 (10%) deaths (C. neoformans var. grubii) in AIDS patients
Govender et al. 53 2002 to 2008 Cryptococcus neoformans South Africa PBS (MC) Tertiary Patients who had been diagnosed with the first episode of laboratory-confirmed cryptococcosis.
Only 1033 out of 8439 met the selection criteria.
1033 Case fatality (non-30-day mortality)
2002–2003: 62/238 (26%)
2007–2008: 84/249 (36%)
Yoon et al. 77 2005 to 2017 Cryptococcus neoformans United States RCS (SC) Tertiary All patients ≥ 18 years old with the diagnosis of cryptococcosis at Montefiore Medical Centre 126 30-day mortality:
HIV+ 4/68 (6%)
HIV- 9/44 (20%)
1-year mortality
HIV+ 7/55 (13%)
HIV- 10/42 (24%)
Cause of death due to cryptococcosis
HIV + 3/7 (43%)
HIV- 6/10 (60%)
Naicker et al. 66 2007 to 2008 and 2017 Cryptococcus neoformans South Africa Prospective cohort study (MC) ND Patients with the first episode of culture-confirmed cryptococcal disease at 37 South African hospitals 249 and 204 In-hospital deaths
2007–2008: 84/249 (34%)
2017: 62/204 (30%)
Mdodo et al. 64 2008 to 2009 Cryptococcus neoformans Kenya LSS (MC) Tertiary HIV-positive patients from Kenyatta National Hospital and Mbagathi District Hospital in Nairobi Kenya 67 In-hospital mortality 38/62 (61%)
Martins et al. 63 2008 to 2010 Cryptococcus neoformans Brazil LSS (SC) Tertiary Patients diagnosed with mycological CM 63 Deaths occurred in 49% of the cases
HIV+ 18/37 (49%)
HIV- 13/26 (50%)
The number is higher for patients infected by C. neoformans VNI genotype.
Cryptococcus neoformans VNI predominated in HIV + patients
Smith et al. 75 2010 to 2014 Cryptococcus neoformans Uganda LSS (MC) Tertiary HIV infected and was presenting with his or her first episode of CM. 198 Day 60 deaths:
FLU susceptible: 29/58, 50%
FLU dose-dependent: 11/27, 41%
FLU resistant: 1/5, 20%
AMB susceptible 41/89, 46%
AMB resistant 0/1
Nyazika et al. 69 2013 to 2014 Cryptococcus neoformans Zimbabwe LSS (MC) ND HIV-infected adult inpatients from Parirenyatwa Group of Hospitals presenting signs and symptoms of meningitis. 100 Overall mortality rate 56% (30/54)
AFLPI/VNI genotype 22/39 (56%)
AFLPIA/VNB/VNII genotype 5/8 (63%)
AFLPIB/VNII 3/7 genotype (43%)
Hurtado et al. 57 2013 to 2015 Cryptococcus neoformans Brazil Autopsy study (MC) Tertiary 284 deceased patients;
Cause of death assigned to a cryptococcal infection
284 Seventeen died from fatal cryptococcal infections.
7/17 patients (41%) died within the first 72 hours of admission.
Rakotoarivelo et al. 73 2014 to 2016 Cryptococcus neoformans Madagascar CSS (MC) Tertiary Consecutive HIV-infected adults presenting with CD4 cell counts ≤ 200/µl 129 90-day mortality: 30/129 (23%)
90-day mortality with CM: 8/14 (57%)
90-day mortality without CM: 22/115 (19%)
Beale et al. 37 2005 to 2010 Cryptococcus neoformans South Africa RCS (MC) ND HIV infected individuals prior to the initiation of antifungal treatment 230 The overall mortality of 27% at 10 weeks,
41% at one year
Phillips et al. 84 1999 to 2007 Cryptococcus gattii British Columbia RCS (MC) ND Patients with C. gattii infection, reported to BC Centre for Disease Control 152 Death due to C. gattii or where C. gattii contributed
11/47 (23.4%) (patients with CNS disease),
13/89 (14.6%) (with lung infection only)
Chen et al. 79,78 2000 to 2007 Cryptococcus gattii Australia RCS (MC) Tertiary Adults with C. gattii infection 86 11/85 (13%) (10 from C. gattii): within 4 months of diagnosis,
10/73 (13.6%) in CNS infection,
11% in CNS + lung infection,
17% in CNS infection only,
(7/24) immunocompromised vs. (3/62) healthy hosts,
6/31 (19%) death at 12 months, patients with raised ICP
Smith et al. 85 2004 to 2011 Cryptococcus gattii United States Pacific Northwest (PNW) RCS (MC) ND Patients with invasive C. gattii infection reported to CDC 70 3-month mortality in patients
13/70 (19%) in all patients,
3/7 (43%) in bloodstream infections,
7/33 (21%) pulmonary infections,
3/30 (10%) CNS infections
Harris et al. 81 2004 to 2011 Cryptococcus gattii United States RCS (MC) Tertiary Patients with C. gattii reported to the CDC, US 76 Died of or with infection
19/57 (33%)

CSS = Cross sectional study; LSS = Lab surveillance study; MC = Multi-centre; ND = Not determined; PBS = Population-based surveillance; RSC = Retrospective cohort study; SC = Single centre

For C. gattii, four studies reported on mortality (Table 2). The mortality rate due to C. gattii-related bloodstream infection was 43% (N = 7) in the study by Smith et al.85 Other studies reported mortality rates of 10%–23.4% for CNS infections78, 79, 84, 85 and 14.6%–21% for pulmonary infections, acknowledging the relatively small cohorts.85,84

Antifungal susceptibilities

In total, 33 studies reported results of antifungal susceptibility testing on C. neoformans isolates (Table 3), and 6 studies for C. gattii (Table 4); methodologies included CLSI standard, EUCAST standard, Etest, Vitek 2 YST AST, and Sensititre YeastOne assays. Details of these studies are presented in the appendix (Tables A1 and A2).

Table 3.

Antifungal susceptibility of C. neoformans.

Author MIC methods Fluconazole Isavuconazole Itraconazole Ketoconazole Posaconazole Voriconazole Amphotericin B Flucytosine
Andrade-Silva et al. 33 CLSI M27-A3 MIC GM 9.7
MIC range 2–32
MIC50 8
MIC90 16
%R 0%
97.9% MIC ≤ ECV 16
NA MIC GM 0.30
MIC range 0.06–2
MIC50 0.5
MIC90 1
%R 22% (21/95)
100% MIC ≤ ECV 1
MIC GM 0.16
MIC range 0.03–0.5
MIC50 0.12
MIC90 0.5
%R 0%
100% MIC ≤ ECV 0.5
NA MIC GM 0.11
MIC range 0.06–0.25
MIC50 0.12
MIC90 0.25
%R 0%
97.9% ≤ ECV 1
MIC GM 0.69
MIC range 0.12–4
MIC50 1
MIC90 2
%R 11% (10/95)
97.9% ≤ ECV 2
NA
Bariao et al. 36 CLSI M27-A3 MIC GM 1.369 MIC range 0.25–16
MIC50 1
MIC90 4
NA MIC GM 0.092 MIC range 0.031–0.25
MIC50 0.125
MIC90 0.125
NA NA MIC GM 0.089 MIC range 0.031–1
MIC50 0.062
MIC90 0.25
MIC GM 0.107 MIC range 0.031–1
MIC50 0.125
MIC90 0.25
MIC GM 1.079 MIC range 0.125–4
MIC50 1
MIC90 2
Bertout et al. 38 Sensititre YeastOne MIC GM 3.22 MIC range 0.5–32
MIC50 2
MIC90 16
NA MIC GM 0.05 MIC range < 0.008–0.12 MIC50 0.015
MIC90 0.12
MIC GM 0.08 MIC range < 0.008–0.25 MIC50 0.015
MIC90 0.12
MIC GM 0.10 MIC range 0.008–0.5 MIC50 0.06
MIC90 0.5
MIC GM 0.06 MIC range < 0.008–0.12 MIC50 0.015
MIC90 0.12
MIC GM 0.31 MIC range 0.06–1
MIC50 0.06
MIC90 0.5
MIC GM 2.76 MIC range 0.5–16
MIC50 2
MIC90 8
Chen et al. 41 CLSI M27-A3 MIC range 2–64
30/89 (34%) fluconazole MIC ≥ 8
NA NA NA NA NA NA NA
Chen et al. 42 ATBTM FUNGUS-3 kit No isolates with MIC ≥ 16
MIC range 1–8
NA No isolates with MIC ≥ 1
MIC range 0.125–0.5
NA NA No isolates with MIC ≥ 1
MIC range 0.06–0.25
No isolates with MIC ≥ 2
MIC range < 0.5–1
No isolates with MIC ≥ 32
MIC range < 4–4
Chowdhary et al. 43 CLSI M27-A3 MIC GM 2.190 MIC range 0.5–8
MIC50 2
MIC90 4
NA MIC GM 0.099 MIC range 0.031–0.250
MIC50 0.125
MIC90 0.250
NA NA MIC GM 0.053 MIC range 0.015–0.125
MIC50 0.062
MIC90 0.125
MIC GM 0.235 MIC range 0.031–1
MIC50 0.250
MIC90 0.5
MIC GM 1.450 MIC range 0.031–64
MIC50 2
MIC90 4
Cogliati et al. 44 Yeast nitrogen base (YNB) broth microdilution method MIC GM 1.962
MIC range 0.12–16
MIC mode 4
98.6% MIC ≤ ECV 8
NA MIC GM 0.096 MIC range 0.03–1
MIC mode 0.03 or 0.06
99.7% MIC ≤ ECV 0.5
NA NA MIC GM 0.049
MIC range 0.03–0.5
MIC mode 0.03
96.9% MIC ≤ ECV 0.12
NA MIC GM 0.297 MIC range 0.12–64
MIC mode 0.25
MIC mean 0.297
97.8% MIC ≤ ECV 1
Córdoba et al. 45 EUCAST MIC range 0.13–128
MIC50 8
MIC90 32
MIC mode 8
ECV95 32 (2.2% non-WT)
ECV99 64 (0.7% non-WT)
NA MIC range 0.015–1
MIC50 0.03
MIC90 0.25
MIC mode 0.015
ECV95 0.5 (0.6% non-WT)
ECV99 0.5 (0.6% non-WT)
NA MIC range 0.015–0.13
MIC50 0.015
MIC90 0.06
MIC mode 0.015
ECV95 0.06 (1.3% non-WT)
ECV99 0.13 (0% non-WT)
MIC range 0.015–2
MIC50 0.13
MIC90 0.25
MIC mode 0.13
ECV95 0.5 (1.9% non-WT)
ECV99 1 (0.3% non-WT)
MIC range 0.015–1
MIC50 0.25
MIC90 0.5
MIC mode 0.25
ECV95 0.5 (3.8% non-WT)
ECV99 1 (0% non-WT)
MIC range
0.13–128
MIC508
MIC90 16
MIC mode 4
ECV95 32 (2.4% non-WT)
ECV99 128 (0% non-WT)
de Oliveira et al. 46 EUCAST NA NA NA NA NA NA MIC GM 0.4 MIC range
0.12–1
MIC mode 0.5
MIC50/90 0.5
NA
Espinel-Ingroff et al. 48 CLSI M27-A3 MIC range ≤ 0.12–≥ 64
MIC mode 4–8
98.3% MIC ≤ ECV 16
NA MIC range ≤ 0.008–≥ 4
MIC mode 0.12
98.9% MIC ≤ ECV 0.5
NA MIC range ≤ 0.008–≥ 2
MIC mode 0.12
94.3% MIC ≤ ECV 0.25
MIC range ≤ 0.008–≥ 4
MIC mode 0.06
96.5% MIC ≤ ECV 0.25
NA NA
Espinel-Ingroff et al. 49 CLSI M27-A3,
Etest
NA NA NA NA NA NA MIC range ≤ 0.03–4
MIC mode 0.25
ECV95 1
ECV99 2
MIC range 0.06– to ≥ 64
MIC mode 4
ECV95 = 16
ECV99 = 32
Espinel-Ingroff et al. 50 CLSI M27-A3 NA MIC range 0.008–0.5
MIC mode 0.03
ECV95 0.06–0.12
ECV97.5 0.12
NA NA NA NA NA NA
Fan et al. 51 Sensititre YeastOne MIC GM 4.28 MIC range 0.5–64
MIC50 4
MIC90 8
WT 92.4%
Non-WT 7.6%
NA MIC GM 0.057 MIC range 0.015–0.5
MIC50 0.06
MIC90 0.12
WT 99%
Non-WT 1%
NA MIC GM 0.084 MIC range 0.008–0.5
MIC50 0.06
MIC90 0.25
WT 97.7%
Non-WT 2.3%
MIC GM 0.034 MIC range 0.008–0.5
MIC50 0.03
MIC90 0.12
WT 98.3%
Non-WT 1.7%
MIC GM 0.60 MIC range 0.25–1.0
MIC50 0.5
MIC90 1.0
WT 100%
Non-WT 0%
MIC GM 3.42 MIC range 0.06–16
MIC50 4
MIC90 8
WT 98.7%
Non-WT 1.3%
Gonzalez et al. 52 CLSI M27-A3 MIC GM 1.335
MIC range 0.5–4
MIC50 2
MIC90 2
NA NA NA NA MIC GM 0.061 MIC range 0.03–0.125
MIC50 0.06
MIC90 0.125
MIC GM 0.343 MIC range 0.125–1
MIC50 0.25
MIC90 1
NA
Govender et al. 53 CLSI M27-A3 2002–2003
MIC range 0.5–16
MIC50 1
MIC90 2
2007–2008
MIC range 0.25–8
MIC50 1
MIC90 2
NA 2002–2003
MIC range 0.03–1
MIC50 0.12
MIC90 0.25
2007–2008
MIC range 0.015–0.5
MIC50 0.06
MIC90 0.12
NA 2002–2003
MIC range 0.03–0.5
MIC50 0.12
MIC90 0.25
2007–2008
MIC range 0.03–1
MIC50 0.06
MIC90 0.12
2002–2003
MIC range 0.008–0.25
MIC50 0.015
MIC90 0.06
2007–2008
MIC range 0.008–0.25
MIC50 0.015
MIC90 0.03
2002–2003
MIC range 0.012–0.38
MIC50 0.094
MIC90 0.19
2007–2008
MIC range 0.008–0.94
MIC50 0.094
MIC90 0.19
2002–2003
MIC range 0.25–16
MIC50 1
MIC90 4
2007–2008
MIC range 0.05–8
MIC50 1
MIC90 2
Tewari et al. 76 Vitek 2, Etest, CLSI M27-A3 CLSI
MIC range 0.25–32
MIC90 16
Etest
MIC range 1– >256
MIC90 16
Vitek 2
MIC range < 1–>64
MIC90 8
80%–90% of isolates MIC ≤ 8
NA NA NA NA NA CLSI
MIC range 0.06–5
MIC90 0.5
Etest
MIC range 0.047–0.38
MIC90 0.25
Vitek 2
MIC range < 0.25–2
MIC90 1
98%–100% of isolates MIC < 1
NA
Gutch et al. 54 CLSI M27-A MIC range 0.063–64
MIC50 8
MIC90 32
Mean 6.93 MIC ≥ 64, 8.6%
MIC 16–32, 31.1%
MIC ≤ 8, 60.3%
NA MIC range
0.03–1
MIC50 0.125
MIC90 0.5
Mean 0.124
MIC ≥ 1, 5.2%
MIC 0.25–0.5, 24.1%
MIC ≤ 0.125, 70.7%
MIC range 0.03–0.25
MIC500.064
MIC90 0.064
Mean 0.051 MIC ≥ 0.125, 6.9%
MIC 0.0625, 55.2%
MIC < 0.0625 37.9%
NA NA NA NA
Hagen et al. 55 EUCAST MIC GM 8.96
MIC range 0.5–> 32
MIC50 4
MIC GM 0.065
MIC range < 0.03–0.25 MIC50 0.06
NA NA NA MIC GM 0.104
MIC range < 0.03–0.5 MIC50 0.06
MIC GM 0.180
MIC range < 0.03–1
MIC50 0.125
MIC GM 8.80
MIC range 1–> 32
MIC50 8
Herkert et al. 56 CLSI M27-A3 MIC GM 0.516 MIC range 0.125–8
MIC50 0.5
MIC90 0.5
MIC GM 0.011 MIC range < 0.016–0.063
MIC50 < 0.016
MIC90 0.031
MIC GM 0.027 MIC range < 0.016–0.25
MIC50 0.031
MIC90 0.063
NA MIC GM 0.027 MIC range < 0.016–0.125
MIC50 0.031
MIC90 0.063
MIC GM 0.021 MIC range < 0.016–0.125
MIC50 0.031
MIC90 0.031
MIC GM 0.098 MIC range < 0.016–0.125
MIC50 0.125
MIC90 0.125
MIC GM 2.42 MIC range
0.25–8
MIC50 2
MIC90 4
Hurtado et al. 57 Sensititre YeastOne MIC range 4–16 NA MIC range 0.03–0.12 NA MIC range 0.06–0.25 MIC range 0.06–0.25 MIC range 0.5–1 MIC range 1–16
Kassi et al. 58 CLSI M27-A3 MIC range 0.125–8 NA NA NA NA NA MIC range 0.125–1 MIC range 0.5–16
Mahabeer et al. 61 CLSI M27-A3, Etest, Vitek 2 CLSI
MIC range 0.25–4
MIC50 1
MIC90 2
Etest
MIC range 0.25–4
MIC50 1
MIC90 2
Vitek 2
MIC range ≤ 1–16
MIC50 ≤ 1
MIC90 2
NA NA NA NA CLSI
MIC range ≤ 0.002–0.064 MIC50 0.004
MIC90 0.016
Etest
MIC range ≤ 0.002–0.064 MIC500.008
MIC90 0.016
CLSI
MIC range ≤ 0.008–1
MIC50 0.125
MIC90 0.25
Etest
MIC range ≤ 0.008–0.25
MIC50 0.06
MIC90 0.125
Vitek 2
MIC range ≤ 0.25–0.5
MIC50 ≤ 0.25
MIC90 0.5
CLSI
MIC range ≤ 0.125–4 MIC50 1
MIC90 2
Etest
MIC range ≤ 1–8 MIC50 ≤ 1
MIC90 2
Mahabeer et al. 62 CLSI M27-A3, Etest, Vitek-2 CLSI
MIC range 0.25–4
MIC50 1
MIC90 2
Etest
MIC50 1
MIC90 2
MIC range 0.06–4
Vitek-2
MIC range ≤ 1–16
MIC50 ≤ 1
MIC90 2
NA NA NA NA CLSI
MIC range ≤ 0.002–0.064 MIC50 0.004
MIC90 0.016
Etest
MIC range ≤ 0.002–0.064 MIC50 0.008
MIC90 0.016
CLSI
MIC range ≤ 0.008–1
MIC50 0.125
MIC90 0.25
Etest
MIC range ≤ 0.008–0.25 MIC50 0.06
MIC90 0.125
Vitek-2
MIC range ≤ 0.25–0.5
MIC50 ≤ 0.25
MIC90 0.5
CLSI
MIC range ≤ 0.125–4
MIC50 1
MIC90 2
Vitek-2
MIC range ≤ 1–8
MIC50 ≤ 1
MIC90 2
Mdodo et al. 64 CLSI M27-A3 MIC range 0.25–16
MIC50 4
MIC90 8
NA NA NA NA MIC range 0.015–0.25
MIC50 0.06
MIC90 0.25
MIC range 0.5–1
MIC50 1
MIC90 1
MIC range 1–16
MIC50 2
MIC90 4
Naicker et al. 66 CLSI M27-A3 2007–2008
MIC GM: 2.08
MIC range 0.25–8
MIC50 1
MIC90 2
2017
MIC GM: 4.11
MIC range 0.5–64
MIC50 4
MIC90 8
NA NA NA NA NA NA NA
Nascimento et al. 67 CLSI M27-A2,
E–test
CLSI
MIC GM 0.30 MIC range 1–16
MIC50 0.25
MIC90 0.5
Etest
MIC GM 0.20 MIC range 0.047–0.5
MIC50 0.19
MIC90 0.38
NA CLSI
MIC GM 0.13 MIC range 0.03–1.0
MIC50 0.06
MIC90 0.25
Etest
MIC GM 0.44 MIC range 0.016–2.0
MIC50 0.38
MIC90 0.75
NA NA CLSI
MIC GM 0.27 MIC range 0.03–0.5
MIC50 0.25
Broth MIC90 0.50
Etest
MIC GM 0.14 MIC range 0.016–0.75
MIC50 0.094
MIC90 0.25
CLSI
MIC GM 0.30 MIC range 0.13–0.5
MIC50 0.25
Broth MIC90 0.50
Etest
MIC GM 0.20 MIC range 0.047–0.5
MIC50 0.19
MIC90 0.38
NA
Nishikawa et al. 68 CLSI M27-A3,
Etest,
Vitek 2
CLSI
MIC range 2–8
MIC50 4
MIC90 4
MIC mode 4
Etest
MIC range 2–32
MIC50 4
MIC90 16
MIC mode 8
Vitek 2
MIC range ≤ 1–2
MIC50 1
MIC90 2
MIC mode 2
NA CLSI
MIC range 0.06–0.5
MIC50 0.125 MIC90 0.125
MIC mode 0.125
Etest
MIC range 0.032–1
MIC50 0.125
MIC90 0.75
MIC mode 0.125
NA NA CLSI
MIC range 0.015–0.25
MIC50 0.06 MIC90 0.06
MIC mode 0.06
Etest
MIC range 0.016–0.38
MIC50 0.047
MIC90 0.094
MIC mode 0.06
Vitek 2
MIC range ≤ 0.125
MIC50 ≤ 0.125
MIC90 ≤ 0.125
MIC mode ≤ 0.125
CLSI
MIC range 0.5–2
MIC50 1
MIC90 1
MIC mode 1
Etest
MIC range 0.012–0.25
MIC50 0.094
MIC90 0.125
MIC mode 0.094 or 0.125
Vitek 2
MIC range 1–2
MIC50 1
MIC90 1
MIC mode 1
CLSI
MIC range 1–8
MIC50 2
MIC90 4
MIC mode 2, 4
Etest
MIC range 0.125–>32
MIC50 4
MIC90 8
MIC mode 4
Vitek 2
MIC range ≤ 1–2
MIC50 ≤ 1
MIC90 2
MIC mode ≤ 1
Pan et al. 70 CLSI M27-A3 MIC GM 2.294
MIC range 0.125–32
MIC50 2
MIC90 4
MIC GM 0.027 MIC range < 0.016–0.125
MIC50 0.031
MIC90 0.063
MIC GM 0.063 MIC range < 0.016–0.5
MIC50 0.063
MIC90 0.25
NA MIC GM 0.061 MIC range < 0.016–0.5
MIC50 0.063
MIC90 0.125
MIC GM 0.049 MIC range < 0.016–0.5
MIC50 0.063
MIC90 0.125
MIC GM 0.251 MIC range 0.063–1
MIC50 0.25
MIC90 0.5
MIC GM 3.483 MIC range < 0.063–>64
MIC50 4
MIC90 8
Pfaller et al. 71 CLSI M27-A3 MIC range 0.25–32
Mode 4
ECV 8
96.9% MIC ≤ ECV 8
NA NA NA MIC range 0.03–0.5
Mode 0.12
ECV 0.25
96.5% MIC ≤ ECV 0.25
MIC range 0.008–0.5
Mode 0.06
ECV 0.12
95.1% MIC ≤ ECV 0.12
NA NA
Prakash et al. 72 CLSI M27-A3 MIC GM 3.575
MIC range 0.06–64 MIC50 4
MIC90 8
MIC GM 0.03136
MIC range 0.016–0.25 MIC50 0.03
MIC90 0.063
MIC GM 0.517
MIC range 0.016–0.5
MIC50 0.06
MIC90 0.125
NA MIC GM 0.06658
MIC range 0.016–0.5 MIC50 0.06
MIC90 0.125
MIC GM 0.051
MIC range 0.016–1
MIC50 0.06
MIC90 0.125
MIC GM 0.228
MIC range 0.03–4
MIC50 0.25
MIC90 0.5
MIC GM 4.660
MIC range 0.25–64
MIC50 4
MIC90 16
Rakotoarivelo et al. 73 Etest MIC range 0.5–>256
MIC mode 12
ECV 32
NA NA NA NA MIC range 0.004–0.5
MIC mode 0.047
ECV 0.5
MIC range 0.032–0.5
MIC mode 0.250
ECV 1
MIC range 4–>32
MIC mode > 32
ECV 16
Selb et al. 74 CLSI M27-A3 Serotype A
MIC range 0.5–16
MIC50 1
MIC90 2
MIC mode 1
Serotype D
MIC range 0.125–0.5 MIC50 0.5
MIC90 2
MIC mode 0.5
NA NA NA Serotype A
MIC range 0.03–0.5
MIC50 0.06
MIC90 0.125
MIC mode 0.06
Serotype D
MIC range 0.03–0.125 MIC50 0.03
MIC90 0.06
MIC mode 0.03
Serotype A
MIC range 0.03–0.125 MIC50 0.03
MIC90 0.03
MIC mode 0.03
Serotype D
MIC range 0.03
MIC50 0.03
MIC90 0.03
MIC mode 0.03
Serotype A
MIC range 0.125–0.5
MIC50 0.5
MIC90 0.5
MIC mode 0.5
Serotype D
MIC range 0.25–0.5
MIC50 0.5
MIC90 0.5
MIC mode 0.5
Serotype A
MIC range 0.25–>64
MIC50 1
MIC90 1
MIC mode 1
Serotype D
MIC range 1–>64
MIC50 4
MIC90 8
MIC mode 2
Smith et al. 75 CLSI MIC range 0.125–64
MIC mode 8
MIC50 8
MIC90 32
69% isolates MIC < 16
NA NA NA NA NA MIC range 0.125–2
MIC mode 0.5
MIC50 0.5
MIC90 1
NA

Data are reported as they appear in source documents. Susceptibility is expressed as mg/l unless indicated otherwise. ECV = epidemiological cutoff value, GM = geometric mean, MIC = minimum inhibitory concentration, NA = not available, MIC50 = MIC required to inhibit the growth of 50% of isolates, MIC90 = MIC required to inhibit the growth of 90% of isolates.

Table 4.

Antifungal susceptibility of C. gattii.

Author Year MIC method Fluconazole Isavuconazole Itraconazole Posaconazole Voriconazole Amphotericin B Flucytosine
Espinel-Ingroff et al. 48 2012 CLSI M27A-3 MIC mode
Non-typed 4
VGI 4
VGII 8
VGIIa 4
VGIII 4
VGIV 8
NA MIC mode
Non-typed 0.12
VGI 0.25
VGII 0.12
VGIII 0.25
VGIV 0.5
MIC mode
Non-typed 0.12
VGI 0.12
MIC mode
Non-typed 0.06
VGI 0.12
VGII 0.12
VGIIa 0.12
NA NA
Espinel-Ingroff et al. 49 2012 CLSI M27A-3 NA NA NA NA NA MIC mode (range)
Non-typed 0.5 (0.06–1)
VGI 0.25 (0.03–1)
VGII 0.5 (0.125–2)
VGIIa 0.25 (0.06–1)
MIC mode
Non-typed 1 (0.25–8)
VGI 2 (0.125–>64)
VGII 2 (0.25–≥64)
Espinel-Ingroff et al. 50 2015 CLSI NA MIC mode (range) 0.03 (0.008–0.5) NA NA NA NA NA
Firacative et al. 80 2016 Sensititre YeastOne Clinical isolates
GM MIC 5.384
NA Clinical isolates
GM MIC 0.0453
Clinical isolates GM MIC 0.06 987 Clinical isolates
GM MIC 0.04421
Clinical isolates
GM MIC 0.2726
Clinical isolates
GM MIC 1.927
Lee et al. 82 2019 Sensititre YeastOne VGI
GM MIC 1.46
MIC range 0.25–2
NA VGI
GM MIC 0.02 MIC range 0.015–0.06
VGI
GM MIC 0.04 MIC range 0.008–0.12
VGI
GM MIC 0.02 MIC range 0.008–0.06
VGI
GM MIC 0.39 MIC range 0.12–1
VGI
GM MIC 0.47 MIC range 0.25–2
Lockhart et al. 83 2012 CLSI All isolates
GM MIC 5.51 MIC range 0.5–32
VGI
GM MIC 1.69 MIC range 0.5–8
VGII
GM MIC 8.60
MIC range 1–32
VGIII
GM MIC 3.48
MIC range 1–16
VGIV
GM MIC 4.79
MIC range 0.5–32
NA All isolates
GM MIC 0.30 MIC range 0.03–2
VGI
GM MIC 0.19
MIC range 0.03–1
VGII
GM MIC 0.36
MIC range 0.06–2
VGIII
GM MIC 0.28
MIC range 0.06–0.5
VGIV
GM MIC 0.30
MIC range 0.06–2
All isolates
GM MIC 0.31
MIC range 0.008–1
VGI
GM MIC 0.20
MIC range 0.03–1
VGII
GM MIC 0.33
MIC range 0.008–1
VGIII
GM MIC 0.34
MIC range 0.12–1
VGIV
GM MIC 0.34
MIC range 0.12–1
All isolates
GM MIC 0.10
MIC range 0.008–1
VGI
GM MIC 0.03
MIC range 0.008–0.25
VGII
GM MIC 0.13
MIC range 0.015–1
VGIII
GM MIC 0.07
MIC range 0.03–0.25
VGIV
GM MIC 0.10
MIC range 0.03–0.5
NA NA

Data are reported as they appear in source documents. Susceptibility is expressed as mg/l unless indicated otherwise. ECV = epidemiological cutoff value, GM = geometric mean, MIC = minimum inhibitory concentration, NA = not available, MIC50 = MIC required to inhibit the growth of 50% of isolates, MIC90 = MIC required to inhibit the growth of 90% of isolates.

Cryptococcus neoformans susceptibility to antifungals

Before 2020, when EUCAST has provided a CBP for amphotericin B only, there were no interpretative clinical breakpoint (CBP) MICs for C. neoformans. It is also noteworthy that no causal relationship has been established between MIC and treatment failure.86 Consequently, interpretive criteria applied to antifungal MIC results for C. neoformans in the reviewed publications were highly variable both within and between publications. Examples of interpretive criteria included utilizing C. albicans CBPs, or breakpoints suggested with user manuals provided with testing kits, CLSI epidemiologic cutoff values (ECVs), and values selected from previous scientific publications.

Reported susceptibility of C. neoformans to fluconazole was variable, with two studies reporting no ‘resistance’ in their tested isolates33,42 and some others reporting higher ‘resistance’ rates of up to 30%.41,75 Fluconazole MIC90 values were variable between studies; however, were as high as 16 to 32 mg/l based on CLSI33,54, 75, 76 and EUCAST methods for MIC determination.45 Chen et al. observed significantly increasing numbers of isolates with fluconazole MIC ≥ 8 mg/l over the study period 2001–2012 (P < 0.001).41

Limited numbers of studies reported susceptibility to isavuconazole. Geometric mean MIC values from these studies ranged from 0.011 to 0.065 mg/l55, 56, 70, 72 and MIC90 values ranged from 0.031 to 0.063 mg/l.56, 70, 72 Reduced susceptibility to itraconazole (0.03–2 mg/l) was uncommon, ranging from 0% to 22%,42,54 with ≤ 1% non-wild type (non-WT) rates.45,48,51 ‘Resistance’ rates were lower for ketoconazole (0%–7%)33,54 and voriconazole (0%).33,42 For posaconazole and voriconazole, non-WT rates of 1.3%–5.7% were reported.45,48,51

For amphotericin B, Andrade-Silva et al. reported a resistance rate of 11% based on 95 isolates from HIV/AIDS patients in Brazil,33 in contrast to Tewari et al. reporting < 2% resistance rate in their Indian population (80% without HIV infection).76

Susceptibility to 5-flucytosine was only reported as non-WT rates of 1%–2%,45,51 and MIC90 values were highly variable between studies but were as high as 8–16 mg/l.45,70,72,51,38 Selb et al. observed a lower MIC90 of 1 mg/l for serotype A (genotype VNI) compared with MIC90 of 8 mg/l for serotype D (genotype VNIV).74

Cryptococcus gattii susceptibility to antifungals

For C. gattii, all studies reported MIC values without interpretive CBP MICs.

Studies by Espinel-Ingroff et al. and Lockhart et al. were conducted on large number of isolates (∼300) from multiple countries.48,49, 50, 83 Reported MICs for fluconazole were generally high (range: 0.5–32 mg/l), although variable, with isolates of molecular type VGII showing the highest modal or geometric mean MIC of > 8 mg/l compared with other molecular types (1.7–4.0 mg/l for VGI and VGIII).48,83 Modal MICs of itraconazole, posaconazole, and voriconazole for C. gattii ranged from 0.06 to 0.5 mg/l for both molecular-typed and non-typed isolates.48

For amphotericin B, modal or geometric mean MICs ranged from 0.25 to 0.5 mg/l for both typed and non-typed isolates.49,80,82 Susceptibility results for flucytosine were variable with modal or geometric mean MICs of 0.5–2 mg/l, and with higher values reported (> 64 mg/l) for molecular types VGI and VGII.49,80,82 No susceptibility data were available for echinocandins, but Cryptococcus species, like all basidiomycetes are intrinsically resistant to this class.

Annual incidence and global distribution

Annual global incidence rates for C. neoformans and C. gattii could not be assessed due to lack of denominator from all included studies. However, at a population level, there were estimated 220 000 cases of CM globally in 2014 (about 3 in 100 000 population).22 Chen et al. reported the annual incidence of C. gattii infections was 6 in 100 000 between 2000 and 2007 in Australia,78 but higher (nearly 10-fold) annual incidence rate was reported in Aboriginal Australians.78

Although its proportional contribution to total cases of cryptococcal disease varies by geographic region, it was evident that C. neoformans was globally distributed.87 The prevalence of C. neoformans among isolates causing CM was reported in three multi-centre studies from African countries73,58,65 and one single-centre study from India (Table 5).59 In Madagascar during 2014–2016, the proportion of cryptococcal infection caused by C. neoformans var. grubii (serotype A) in HIV-infected patients was 13.2%.73 A multi-centre lab surveillance study conducted in South Africa during 2005–2006 reported a high prevalence (82%) of C. neoformans serotype A (VNI) and a lower prevalence (0%–10%) of serotype A (VNB, VNII), serotype AD (VNIII), and serotype D (VNIV) among paediatric patients with cryptococcosis.65 Similarly, in Ivory Coast during 2012–2014, a study showed 86% of HIV-associated CM was caused by C. neoformans VNI genotype.58 In India, the majority of the CNS cryptococcosis patients were from Bangalore Urban, Karnataka, which is in the southern part of India; 80% of the clinical strains were C. neoformans VNI and 8.75% were C. neoformans VNII.59

Table 5.

The incidence and global distribution of C. neoformans and C. gattii.

Study period Pathogen Country Study design Level of care Population description Patients (N=) Incidence References
2005 to 2006 Cryptococcus neoformans South Africa LSS (MC) ND Paediatric and adult patients with cryptococcosis during a 2-year period in South Africa 199 Paediatric cases
Serotype A, VNI: 67/82 (82%)
Serotype A, VNB: 8/82 (10%)
Serotype A, VNII: 6/82 (7%)
Serotype AD, VNIII: 1/82 (1%)
Serotype D, VNIV: 0/82
Miglia et al. 65
2008 to 2017 Cryptococcus gattii Australia RCS (MC) ND Patients with cryptococcal infections ND 13/55 (24%) C. gattii complex (majority VGI (11), VGII (2) uncommon) Lee et al. 82
2012 to 2014 Cryptococcus neoformans and C. gatii Ivory Coast LSS (MC) Tertiary Patients with HIV positive, and none of them received a systemic antifungal treatment 61 High prevalence of CM (86%) due to C. neoformans VNI among HIV-infected patients.
The results show the prevalence (95%) of serotype A in Ivory Coast.
1/61 (C. gattii (VGII))
Kassi et al. 58
2013 to 2015 Cryptococcus gattii Mozambique and Brazil Autopsy study (MC) Tertiary Deceased patients (for diagnostic autopsies) 223 (Mozambique) and 61 (Brazil) 5/15 (33%) C. gattii (VGI and VGIV molecular types) out of fatal cryptococcal infections Hurtado et al. 57
2014 to 2016 Cryptococcus neoformans Madagascar CSS (MC) Tertiary Consecutive HIV-infected adults presenting with CD4 cell counts ≤ 200/µl 129 The overall prevalence of cryptococcal infection was 13.2% (17/129, 95% CI7.9-20.3), and that of CM was 10.9% (14/129, 95% CI 6.1–17.5). Rakotoarivelo et al. 73
ND Cryptococcus neoformans and C. gatii India Epidemiology study (SC) Tertiary CNS cryptococcosis patients attending the neurological and neurosurgical services of National Institute of Mental Health and Neurosciences. 160 146/160 (91%) from Karnataka
14/160 (9%) from Tamil Nadu, Andhra Pradesh, West Bengal, Orissa, Bihar, and Pondicherry.
80% C. neoformans VNI, 8.75% VNII and 22.5% C . gattii (VGI), 8.75% C. gattii (VGIV).
Lahiri et al. 59
ND Cryptococcus gattii India PCS (SC) Tertiary Patients with CNS cryptococcosis 160 18/160 (11.25%) C. gattii (Of these, 14 (8.75%) were C. gattii genotype AFLP7/VGIV (serotype C), and 4 (2.5%) C. gattii AFLP4/VGI (serotype B). Lahiri et al. 59

CSS = Cross sectional study; LSS = Lab surveillance study; MC = Multi-centre; ND = Not determined; PCS = Prospective cohort study; RSC = Retrospective cohort study; SC = Single centre

There was limited data available to assess the global distribution of C. gattii, four studies informed prevalence of C. gattii in patients with cryptococcal infections in different study locations, including Australia, India, Brazil, and Africa (Table 5). Overall, C. gattii accounted for 11%–33% of cryptococcal infections.82,59,57 In contrast, the earlier study conducted in Ivory Coast reported only one case of C. gattii infection in 61 HIV-positive patients with cryptococcal infections.58 Like C. neoformans, the distribution of C. gattii molecular types seems to vary across regions, although it was difficult to assess as few regions were represented. In Australia, genotype VGI caused the majority of the C. gattii cases,82 whereas in India, VGIV was the most commonly observed genotype.59

Inpatient care and the length of stay in hospital

The median hospital length of stay in patients with C. neoformans infection ranged from 18 to 39 days,40, 69, 73,39 with only Cao et al. 2019 reporting on HIV-negative patients (Table 6). Although Chan et al. reported a greater length of stay for HIV-negative patients with cryptococcosis (predominantly involving C. neoformans var. grubii VNI) compared with HIV positive cryptococcosis patients (31 days vs. 18.5 days), this difference was based on only 12 HIV-negative patients and was not statistically significant.40

Table 6.

The hospital length of stay due to C. neoformans and C. gattii infections.

Study period Pathogens Study design Country Level of care Population description Patients (N=) Length of stay References
1999 to 2007 Cryptococcus neoformans RCS (SC) Singapore Tertiary HIV with CD4 counts < 200 cells/mm3 62 HIV+ 18.5 days (13–33) (median IQR)
HIV- 31 days (17.5–44.5)
OR (95% CI) 0.99 days (0.97–1.01), P-value 0.192
Chan et al. 40
2000 to 2007 Cryptococcus gattii RCS (MC) Australia Tertiary Adults with C. gattii infection 86 mean ICU stay: 9.1 days (range 1–29) (n = 18) Chen et al. 79,78
2010 to 2016 Cryptococcus neoformans RCS (SC) China Tertiary CM patients 90 Pulmonary nodule (PN) positive: 39 days (2–180)
PN negative: 37 days (5–210)
P-value 0.768
Cao et al. 39
2013 to 2014 Cryptococcus neoformans LSS (MC) Zimbabwe ND HIV-infected adult inpatients from Parirenyatwa Group of Hospitals with signs and symptoms of meningitis. 100 17.5 days of hospital stay
IQR (10–22 days)
Nyazika et al. 69
2014 to 2016 Cryptococcus neoformans CSS (MC) Madagascar Tertiary Consecutive HIV-infected adults presenting with CD4cell counts ≤ 200/µl 129 Hospital stay, days, median, (IQR): 22 (11.0–35.0) Rakotoarivelo et al. 73

CSS = Cross sectional study; LSS = Lab surveillance study; MC = Multi-centre; ND = Not determined; RSC = Retrospective cohort study; SC = Single centre

Only one study reported on the hospital length of stay in patients with C. gattii infection (Table 6). This nationwide retrospective study conducted in Australian hospitals described average intensive care unit (ICU) stay related to C. gattii infection in 18 adult patients as 9.1 days with a wide range of 1–29 days.78 It did not report overall hospital length of stay. Notably, 90% of patients in this study received amphotericin B for the first 14 days, which typically requires inpatient therapy.

Complications, sequelae, and disabilities

Both C. neoformans and C. gattii infections can lead to severe complications, sequelae, and disabilities (Table 7).

Table 7.

The complications, sequelae and disabilities caused by C. neoformans and C. gattii.

Study period Pathogens Study design Country Level of care Population description Patients (N=) Complications, sequelae, and disabilities References
1999 to 2007 Cryptococcus neoformans RCS (SC) Singapore Tertiary HIV with CD4 counts < 200 cells/mm3 62 Complications in 50 HIV+ patients:
Raised ICP needing shunts (18%) of patients, blindness (12%), acute renal impairment (28%)
Chan et al. 40
1999 to 2007 Cryptococcus gattii RCS (MC) British Columbia ND Patients with C. gattii infection, reported to BC Centre for Disease Control 152 Persistent neurological symptoms at the end of 12-month follow-up in 8/47 (17%) of CNS patients:
including gait or balance disturbance (n = 3), partial hearing loss (n = 2), cognitive impairment (n = 2), blindness (n = 1), and seizure disorder (n = 1)
Phillips et al. 84
2000 to 2007 Cryptococcus gattii RCS (MC) Australia Tertiary Adults with C. gattii infection 86 20/73 (27%) with neurological sequelae at 12 months, including:
visual impairment (n = 8),
deafness (n = 3),
limb weakness (n = 2),
dysphasia (n = 2),
IRIS (n = 8) after 6 weeks to 12 months
Chen et al. 79,78
2010 to 2016 Cryptococcus neoformans RCS (SC) China Tertiary CM patients 90 Unfavourable clinical outcome in pulmonary nodule (PN)-positive patients vs. PN-negative patients
(72.5% vs. 48%, P = 0.019):
Glasgow Outcome Scale score (on discharge) of 1 to 4, which indicates death, vegetative status, severe and moderate disability, was considered unfavourable clinical outcomes.
[40/90 (44%) patients was PN-positive and 50/90 (56%) was PN-negative]
Cao et al. 39

MC = Multi-centre; ND = Not determined; RSC = Retrospective cohort study; SC = Single centre

A 2017 review highlighted that neurosensorial impairment and disability are common sequelae 6 months to 1 year after diagnosis in C. neoformans infections. Symptoms mainly include residual headache, motor deficit, and vertigo.88 Other common complications may include anaemia, hypokalaemia, elevated aminotransferase levels, neutropenia, hypercreatinemia, and opportunistic infections.89

A study (n = 50) described complications from C. neoformans infection and treatment in HIV-positive individuals (mostly infected with C. neoformans var. grubii VNI genotype), including acute renal impairment, likely associated with antifungal therapies (28% of patients), raised intracranial pressure (ICP) needing shunts (18%), and blindness (12%).40 Cao et al. reported a higher rate of unfavourable clinical outcome (defined as death, vegetative status, or severe to moderate disability) in CM patients with pulmonary nodules compared with those without the pulmonary nodule involvement (72.5% vs. 48%, P = 0.019).39

Day et al. (2013) found that baseline fungal count and Glasgow Coma Scale (GCS) were independent predictors of 6-month survival for CM. Furthermore, the choice of therapy regimen affects the survival rate and complications. For instance, it was found that neutropenia was more frequent among patients receiving amphotericin B with fluconazole or flucytosine than patients receiving amphotericin B monotherapy. Also, fewer patients had severe anaemia and visual deficit when combined therapy of amphotericin B with fluconazole/flucytosine than amphotericin B therapy alone.89

Neurological sequelae at 12 months of treatment were reported in 17%–27% of patients with C. gattii infections, and included signs and symptoms of visual impairment, hearing loss, limb weakness or balance disturbance, and cognitive impairment.78,84

Immune reconstitution inflammatory syndrome (IRIS) was observed in 9.4% of patients with C. gattii infections from 6 weeks to as long as 12 months after the initiation of azole eradication therapy, and these patients presented with new or enlarging brain lesions.78

Preventability

Risk factors for C. neoformans infection were documented in two studies. HIV/AIDS, cell-mediated immunity-suppressive regimens without calcineurin inhibitors, and decompensated liver cirrhosis were risk factors for CM (adjusted OR of 181.4, 15.9, and 8.5, respectively) and cryptococcemia (adjusted OR of 216.3, 7.3, and 23.8, respectively).60 Autoimmune diseases (adjusted OR = 9.3) were an additional risk factor for cryptococcemia.60

HIV-infected patients and immunocompromised individuals are particularly vulnerable to cryptococcal infections and CM. Although not specific to C. neoformans, a retrospective review of routine cerebrospinal fluid laboratory records (N = 4702) between 2000 and 2014 in Botswana, South Africa, determined that antiretroviral therapy access alone did not lead to a significant decrease in the incident rate of HIV-associated CM.90 Furthermore, several systematic reviews have quantified the preventative effect of pre-emptive therapy on CM: Relative risk of 0.19 (P < 0.0001)91; incidence reduced from 21% to 5% in patients with CD4 < 100, relative risk 0.2392; and incidence reduced from 5% to 3% in patients with CD4 < 200, relative risk 0.6.93

A study by Harris et al. observed that patients with C. gattii outbreak strain infections had more pre-existing conditions compared with patients with non-outbreak strain infections (86% vs. 31%; P < 0.0001).81 The pre-existing conditions mainly involved immunosuppression or previous use of oral corticosteroids (during the year before infection) in 50% of patients and existing lung, renal, heart disease, or diabetes in 20%–30% of patients. It was also observed that patients with outbreak strain infections were older [median (range) of 56 (2–95) vs. 45 (18–56) years, P = 0.007].

Discussion

Cryptococcosis is particularly common in HIV/AIDS patients. However, antiretroviral therapy (ART) access alone has not always decreased the incidence of HIV-associated CM significantly.90 This observation may be associated with late presentation and cumulative default from care by HIV/AIDS patients, suggesting that integrated interventions beyond simply providing ART are required to prevent cryptococcosis and CM.

Cryptococcosis can lead to prolonged hospitalization. The long length of stay in hospital may be partially attributed to treatment recommendations involving 14 days induction therapy with amphotericin B for most of the study period (although current WHO treatment recommendations for HIV-associated CM now favour shorter courses of amphotericin). Amphotericin B must be administered intravenously and, in most settings, is delivered as in-patient therapy. Although CM clearly causes significant morbidity and has a long-term impact on patients, the effect is poorly quantified, and future CM studies should continue to expand the evidence on short- and longer-term disability and quality of life.

There is clear evidence that cryptococcosis is associated with high mortality. Baddley et al. stated that the all-cause mortality rates were 18.8% at 3 months and 25.5% at 12 months.94 The rates described in this review are higher than those observed in clinical trials. For example, some studies have reported mortality rates for CM of around 20%.95–99 In trials, patients with significant co-morbidities or very advanced disease may be excluded, and interventions and investigations follow a strict protocol. These factors may contribute to the lower mortality.26,100 Furthermore, diagnoses such as toxoplasmosis, Pneumocystis jirovecii pneumonia, or other opportunistic infections may be more thoroughly screened for and managed in trial settings. This hypothesis is supported by Tenforde et al. (2020), who found that in sub-Saharan Africa, short-term mortality rate was 44% in observational studies and only 21% in randomized control trials.101 Regardless, the mortality rate is unacceptably high, and global research to improve outcomes is needed.

A detailed summary of antifungal susceptibility data is presented in this review. We observed rising MICs to azoles (e.g., itraconazole, ketoconazole, and voriconazole), including in vitro ‘resistance’ to fluconazole in up to 30%,41 with an increasing number of isolates with MIC ≥8 µg/ml between 2001 and 2012. However, the data are limited, and there is yet no clear association between MIC and clinical outcomes. Nonetheless, this observation calls for ongoing surveillance globally and investigation into the cause. Since Cryptococcus spp. are not transmitted from human to human, an environmental selection pressure for azole resistance could hypothetically be at play, as described for other fungal pathogens such as Aspergillus.102 Two studies reported that in patients with HIV/AIDS, 11% of the Cryptococcus strains showed non-WT MICs to amphotericin B. A much lower percentage (< 2%) of the Cryptococcus strains showed non-WT MICs to amphotericin B in HIV-negative patients.

Cryptococcus gattii susceptibility data varied with molecular type and, in general, showed higher MICs to fluconazole compared with other azoles, including isavuconazole, itraconazole, posaconazole, and voriconazole. MICs for amphotericin B (0.25–0.5 mg/l) and 5-flucytosine (0.5–2 mg/l) were low. Therefore, future studies should continue tracking antifungal susceptibility and resistance for C. gattii, and their correlation with clinical outcomes.

There have been significant developments in prevention of CM over the past decade. Strong evidence has emerged for the cost-effectiveness of screening for C. neoformans cryptococcal antigenaemia with point-of-care antigen tests and treating positive cases, especially in low-resource settings or high-prevalence areas with high number of HIV cases.103,104 However, there are no data on high-income countries, for C. gattii, or for patient groups outside of HIV/AIDS.

The systematic reviews of C. neoformans and C. gattii infections were characterized by sparse, frequently inconsistent data. For instance, there were few studies determining the incidence of infections in specific countries. However, it is known that C. neoformans is globally distributed, with some geographic variation between members of the species complex as the causative agent. For example, in Madagascar, 13.2% of HIV-infected patients had cryptococcal infection due to C. neoformans var. grubii (serotype A). Studies in South Africa, Ivory Coast, and India reported high prevalence of C. neoformans serotype A (VNI) (80%–86%) in adult and paediatric patients with cryptococcosis. C. gattii accounted for 11%–33% of cryptococcal infections overall in countries such as Australia, India, Brazil, and Africa.

Trends over the last 10 years for C. neoformans were difficult to assess due to incomplete data. However, the prevalence of C. neoformans serotype A VNI reported in two African countries and India was comparable and was consistently high (80%–86%) over the period of 2011–2020.58, 59, 65 Apart from that, there was also a lack of country-level or global surveillance studies reporting the emergence of C. gattii infections in the last 10 years. The studies reporting the prevalence of C. gattii did not provide adequate data to assess global trends. Although studies conducted in African countries (Ivory Coast and Mozambique, respectively) showed a greater prevalence of 33% in 2019 compared with 1.6% in 2016,58,57 these data are confounded by environmental and study population-related variables. Thus, it is not possible to make a conclusive statement about the trend in this region.

Our review has several limitations. In particular, we were unable to include non-English-language studies. We only included data from peer-reviewed and indexed publications and may therefore have missed valuable data.

Future perspectives

Future research on C. neoformans and C. gattii should focus on several key areas: (1) obtaining more robust clinical and microbiological data to support diagnosis and treatment; (2) developing new diagnostic tools and treatments; (3) understanding the genetic and molecular mechanisms of these pathogens; (4) understanding host-pathogen interactions and host’s immunological response to the infection; (5) understanding the epidemiology of these pathogens in different regions and populations to identify high-risk groups and develop targeted prevention and control strategies.

Stronger surveillance systems and epidemiology studies would better inform the disease burden and the global distribution of C. neoformans and C. gattii. These may allow more rigorous identification of at-risk populations, dispersion patterns, and preventative measures. Better understanding of clinical manifestations and susceptibility profiles for different molecular types is needed and could potentially inform individualized treatment options. Conducting trials in cryptococcosis is complex because disease is rare, and it is difficult to recruit sufficient patients into clinical trials to detect impacts on clinical outcome, especially in non-HIV populations. Several groups have investigated surrogate markers of treatment effect (such as early fungicidal activity)105,106 to allow smaller trials. Additional work in this area is needed.

Conclusion

Cryptococcus neoformans and C. gattii are important fungal pathogens. Both are globally distributed with significant incidence and mortality rates. Although rising MICs to antifungals have been reported, these are yet to show a clear impact on clinical outcomes. Careful ongoing systematic observations are warranted alongside detailed work to better define burden of infection in terms of both death and disability.

The knowledge gaps identified through this systematic review open avenues for future research studies to elucidate the genetic and molecular mechanisms underlying C. neoformans and C. gattii infections. Understanding host-pathogen interactions, the role of host immune responses, and the impact of specific molecular characteristics on disease outcomes can guide the development of targeted therapies and interventions. Furthermore, the observed disparities in global distribution and prevalence among different regions and populations emphasize the importance of region-specific surveillance and tailored public health strategies. By addressing these research gaps, the disease burden of cryptococcosis can be reduced, and the health outcomes of affected individuals across the globe can be improved.

Supplementary Material

myae043_Supplemental_File

Acknowledgements

This work, and the original report entitled ‘WHO Fungal Priority Pathogens List to Guide Research, Development, and Public Health Action’, was supported by funding kindly provided by the Governments of Austria and Germany (Ministry of Education and Science). We acknowledge all members of the WHO Advisory Group on the Fungal Priority Pathogens List (WHO AG FPPL), the commissioned technical group, and all external global partners, as well as Haileyesus Getahun (Director Global Coordination and Partnerships Department, WHO), for supporting this work. The authors alone are responsible for the views expressed in this article and they do not necessarily represent the decisions, policies, or views of the World Health Organization.

Contributor Information

Aiken Dao, Sydney Infectious Diseases Institute, The University of Sydney, Sydney, Australia; Westmead Institute for Medical Research, Westmead, Sydney, Australia; Westmead Clinical School, Westmead Hospital, Sydney, Australia.

Hannah Yejin Kim, Sydney Infectious Diseases Institute, The University of Sydney, Sydney, Australia; Sydney Pharmacy School, Faculty of Medicine and Health, The University of Sydney, Camperdown, Australia; Department of Pharmacy, Westmead Hospital, Westmead, Australia.

Katherine Garnham, Sydney Infectious Diseases Institute, The University of Sydney, Sydney, Australia; Sunshine Coast University Hospital, Birtinya, Qld 4575, Australia.

Sarah Kidd, National Mycology Reference Centre, Microbiology and Infectious Diseases, SA Pathology, Adelaide, Australia.

Hatim Sati, AMR Division, World Health Organization, Geneva, Switzerland.

John Perfect, Duke University Medical Center, Durham, NC, USA.

Tania C Sorrell, Sydney Infectious Diseases Institute, The University of Sydney, Sydney, Australia; Westmead Institute for Medical Research, Westmead, Sydney, Australia; Westmead Clinical School, Westmead Hospital, Sydney, Australia.

Thomas Harrison, Institute of Infection and Immunity, St George’s University London, London, UK; Medical Research Council Centre for Medical Mycology, University of Exeter, Exeter, UK.

Volker Rickerts, Robert Koch Institute, Berlin, Germany.

Valeria Gigante, AMR Division, World Health Organization, Geneva, Switzerland.

Ana Alastruey-Izquierdo, Mycology Reference Laboratory, National Centre for Microbiology, Instituto de Salud Carlos III, Madrid, Spain.

Jan-Willem Alffenaar, Sydney Infectious Diseases Institute, The University of Sydney, Sydney, Australia; Westmead Clinical School, Westmead Hospital, Sydney, Australia; Sydney Pharmacy School, Faculty of Medicine and Health, The University of Sydney, Camperdown, Australia.

C Orla Morrissey, Department of Infectious Diseases, Alfred Health, Melbourne, Australia; Monash University, Department of Infectious Diseases, Melbourne, Victoria, Australia.

Sharon C-A Chen, Centre for Infectious Diseases and Microbiology Laboratory Services, Institute of Clinical Pathology and Medical Research, New South Wales Health Pathology, Westmead Hospital, Westmead, Sydney, Australia.

Justin Beardsley, Sydney Infectious Diseases Institute, The University of Sydney, Sydney, Australia; Westmead Institute for Medical Research, Westmead, Sydney, Australia; Westmead Clinical School, Westmead Hospital, Sydney, Australia.

Author contributions

Aiken Dao (Data curation, Investigation, Project administration, Writing – original draft), Hannah Yejin Kim (Conceptualization, Investigation, Methodology, Project administration, Writing – original draft, Writing – review & editing), Katherine Garnham (Data curation, Formal analysis, Writing – original draft, Writing – review & editing), Sarah Kidd (Data curation, Validation, Writing – review & editing), Hatim Sati (Conceptualization, Data curation, Formal analysis, Funding acquisition, Methodology, Project administration, Writing – review & editing), John Perfect (Conceptualization, Formal analysis, Methodology, Writing – review & editing), Tania C. Sorrell (Conceptualization, Methodology, Writing – review & editing), Thomas Harrison (Conceptualization, Methodology, Writing – review & editing), Volker Rickerts (Conceptualization, Methodology, Writing – review & editing), Valeria Gigante (Data curation, Project administration, Writing – review & editing), Ana Alastruey-Izquierdo (Conceptualization, Formal analysis, Methodology, Project administration, Writing – review & editing), Jan-Willem Alffenaar (Conceptualization, Data curation, Formal analysis, Investigation, Methodology, Project administration, Writing – review & editing), C. Orla Morrissey (Conceptualization, Data curation, Formal analysis, Investigation, Methodology, Project administration, Writing – review & editing), Sharon C-A. Chen (Data curation, Formal analysis, Writing – review & editing), and Justin Beardsley (Conceptualization, Formal analysis, Funding acquisition, Methodology, Project administration, Visualization, Writing – original draft, Writing – review & editing)

Conflict of interest

AA-I has received personal fees for educational talks on behalf of Gilead and Pfizer.

None.

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