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. 2024 Oct 23;19(10):e0311619. doi: 10.1371/journal.pone.0311619

The negative association between weight-adjusted-waist index and lung functions: NHANES 2007–2012

Di Fan 1, Liling Zhang 2, Tingfan Wang 3,*
Editor: Zahra Cheraghi4
PMCID: PMC11498673  PMID: 39441792

Abstract

Obesity is a common public health issue worldwide, and its negative impact on lung function has garnered widespread attention. This study sought to investigate the possible association between a new obesity metric, the weight-adjusted waist index (WWI), and lung functions, providing a basis for the monitoring and protection of lung functions. We conducted a cross-sectional evaluation, analyzing data from adults in the U.S. gathered through the National Health and Nutrition Examination Survey (NHANES) from 2007 to 2012. To explore the correlation between WWIs and lung functions, we utilized a multivariate logistic regression model with appropriate weighting to ensure accuracy. Smooth curve fitting also helped to confirm the linear nature of this relationship. Subgroup analyses were conducted to confirm the uniformity and dependability of the results. Our study included data from 13,805 adults in the United States. Multivariate linear regression analysis revealed that, in the fully adjusted model, higher WWIs were negatively correlated with forced vital capacity (FVC), forced expiratory volume in the first second (FEV1), FEV1/FVC, peak expiratory flow rate (PEF), and forced expiratory flow rate (FEF) 25%-75% (β = -0.63; 95% confidence interval [CI] [-0.71, -0.55]; β = -0.55; 95% CI [-0.62, -0.48]; β = -0.02; 95% CI [-0.03, -0.01]; β = -1.44; 95% CI [-1.65, -1.23]; β = -0.52; 95% CI [-0.65, -0.39], respectively). Additionally, when analyzing the WWI as a categorical variable, a significant downward trend in the FVC, FEV1, PEF, and FEF 25%-75% was observed from Q2 to Q4 as the WWI increased (trend P < 0.05). Subgroup analysis showed stronger associations between WWI and lung functions, particularly among younger, non-Hispanic white, male participants, and current smokers. Our results indicate that elevated WWI is strongly associated with declining lung functions, demonstrating the importance of long-term monitoring and tracking of WWIs.

Introduction

Obesity is an urgent public health concern and is one of the most prevalent health risks worldwide. The global incidence of obesity is rising annually because of insufficient physical exercise and excessive eating [1]. More than just a significant health burden, obesity is a well-established contributing factor for a myriad of chronic conditions, including diabetes mellitus, osteoarthritis, and cardiovascular diseases [2,3]. Furthermore, obesity can compromise lung function, leading to an increased likelihood of asthma and obstructive sleep apnea syndrome [4]. Currently, waist circumference (WC) and body mass index (BMI) are the prevalent clinical indicators used to assess obesity. However, due to the "obesity paradox,” relying solely on BMI or WC for assessment has its limitations. The weight-adjusted waist index (WWI), introduced by Park et al [5], is a new metric for assessing obesity. It measures the WC in centimeters and divides it by the square root of the body weight in kilograms, highlighting central obesity. A study by the same team [4] indicated that the WWI is a strong predictor of cardiometabolic disease and mortality risk. Furthermore, researchers have found that in older adults, the WWI positively correlates with body fat and inversely with muscle mass [5]. These findings suggest that the WWI, as an innovative obesity assessment tool, can accurately reflect adiposity and muscle mass components across different BMI categories, enhancing the precision of obesity classification and risk prediction. This facilitates more focused treatments and monitoring strategies.

Several studies have investigated the association between obesity and lung function [4,6,7]. Research by Park et al [4], suggested that obesity, particularly central obesity, has a significant effect on lung function in middle-aged Asians. Another study revealed that while obesity does not hinder complete inflation or deflation of the lungs, it markedly reduces the resting lung capacity in those with obesity [6]. Abdominal obesity can compromise respiratory muscle efficiency and lung compliance, influencing diaphragm and chest wall movements. This, in turn, affects the ventilation-perfusion ratios and breathing patterns, leading to diminished exercise tolerance and hypoxemia. Therefore, the need for health examination follow-up and lung function screening in individuals with abdominal obesity has been suggested to prevent the progression of chronic respiratory diseases [7]. Furthermore, oxidative stress and inflammation are believed to play crucial roles in the association between obesity and deteriorating lung functions [6,8].

Recently, the WWI has been shown to be associated with hepatic steatosis [9], abdominal aortic calcification [10] and cognitive function [11]. However, there has not been a study that examined the relationship between the WWI and lung functions. We used data from the National Health and Nutrition Examination Survey (NHANES) from 2007 to 2012 to explore the relationship between the WWI and various lung function indicators to test our hypothesis that there is a risk of diminished lung function with increasing WWIs.

Materials and methods

Data source and study population

The NHANES is a biennial cross-sectional survey conducted by the National Center for Health Statistics (NCHS), aimed at assessing the health and nutritional status of adults and children in the United States. The study data includes household interviews and mobile center-based laboratory tests used in epidemiological studies and health science research. NHANES uses a complex, multistage, stratified, and clustered sampling design to ensure national representativeness. In this study, we applied the appropriate sampling weights to ensure that the survey results accurately reflect the health and nutritional status of the U.S. population. Additional information is available on the NHANES website (https://www.cdc.gov/nchs/nhanes/index.htm). The survey received clearance from the NCHS Ethics Review Board, and all subjects gave their written informed agreement. The Ethics Committee of Affiliated Hospital of Southwest Medical University has granted an exemption from review for this particular study, ethics number was KY2024148.

A total of 30,442 participants in NHANES from 2007 to 2012 were enrolled in this study. We excluded participants with missing data on the WWI (N = 4751), pulmonary function (N = 6147), and <19 years of age (N = 5739). In total, 13805 adults were selected for this study (Fig 1).

Fig 1. Study flowchart.

Fig 1

WWI: Weight-adjusted waist index; NHANES: National Survey of the National Center for Health Statistics.

WWI assessment

The WWI is a measurement index calculated as the patient’s WC (cm) divided by the square root of their weight (kg) [5]. The "Body Measurements" information for WC (cm) and weight (kg) were obtained by skilled health technicians at the mobile examination center and were available on the NHANES website. In this study, we selected the WWI as the exposure variable and analyzed it using both continuous and categorical approaches. Based on the WWI quartiles, we divided the survey participants into four groups (Q1-Q4).

Lung function assessment

We selected individuals aged 19–79 years from the 2007–2012 NHANES data for spirometry tests performed according to the American Thoracic Society recommendations [12] and excluded participants who were experiencing chest pain or had problems with forceful exhalation at the time of the data collection, those on supplemental oxygen, and individuals who had recently undergone surgery on their eyes, chest, or abdomen. Furthermore, we excluded individuals who had recently experienced a heart attack or stroke, were exposed to tuberculosis, or had bloody sputum. We also omitted adults with a previous diagnosis of a dislodged retina or deflated lung, as well as children with distressing ear inflammations. Our study involved five key lung function measurements: the forced vital capacity (FVC), the forced expiratory volume in the first second (FEV1), the FEV1: FVC ratio calculated by dividing the FEV1 by the FVC, the peak expiratory flow rate (PEF), and the mid-exhalation forced expiratory flow rate (FEF 25–75%).

Covariate assessment

Our selection of covariates was guided by earlier research on lung functions and factors related to WWIs [911,13,14]. Our analysis incorporated a range of variables, including age, sex, ethnicity, poverty-income ratio (PIR), weight, BMI, direct high-density and low-density lipoprotein cholesterol levels (HDL and LDL), triglyceride levels, total cholesterol levels, serum cotinine levels, smoking habits (never, former, current), alcohol intake (assessed as over or under 12 drinks per year), asthma (defined as an affirmative response to both ’Has a doctor diagnosed you with asthma?’ and ’Have you experienced wheezing or whistling in your chest in the past 12 months?’ with participants answering "no" to either question classified as the control group), along with diagnoses of congestive heart failure, heart attack, stroke, diabetes mellitus and hypertension(yes/no). Physical activity (PA) was also included, with PA calculated based on the MET values provided by NHANES for each type of activity, factoring in weekly frequency and duration. The formula used was PA (MET-min/wk) = MET × weekly frequency × duration of each activity. Data were collected via structured interviews, clinical evaluations, and laboratory tests facilitated by skilled healthcare personnel. Additional information is accessible on the NHANES website (https://www.cdc.gov/nchs/nhanes/index.htm).

Statistical analysis

Analyses were carried out using R version 3.4.4 (https://www.R-project.org/), with a two-tailed P-value of less than 0.05 considered significant. Given that the objective of the NHANES is to reflect the U.S. non-institutionalized civilian population, our statistical methods employed NHANES-specific sample weights. To identify important confounding variables associated with lung function, we performed univariate analyses (S1 Table) and addressed multicollinearity by excluding variables with VIF values over 10 (S2 Table). We divided the participants’ demographics into quartiles according to their WWIs, applying the weighted Student’s t-test for continuous variables and the weighted chi-squared test for categorical variables. To examine the relationship between the WWI and lung functions, we used weighted multivariate linear regression and explored nonlinear dynamics through smooth curve fitting. Stratified and interaction analyses were also conducted to explore how this relationship varied with age, sex, race, and smoking status. The analysis framework included three models: Model 1, without adjustment; Model 2, adjusted for age, sex, and race; and Model 3, which accounted for all covariates listed in Table 1, excluding those directly linked to the WWI and lung functions, with Model 3 serving as the basis for subgroup evaluations and curve fitting.

Table 1. Basic characteristics of participants by weight-adjusted waist index quartiles.


Weight-adjusted waist index (cm/√kg) P-value
Q1 (8.11–10.32)
N = 3451
Q2 (10.32–10.91)
N = 3451
Q3 (10.91–11.48)
N = 3451
Q4 (11.48–14.20)
N = 3452
Age (years) 34.11 ± 13.02 42.96 ± 13.90 48.34 ± 14.50 53.09 ± 15.65 <0.001
Sex (%) <0.001
Male 58.83 54.11 48.49 34.23
Female 41.17 45.89 51.51 65.77
Race/ethnicity (%) <0.001
Mexican American 4.87 8.31 10.59 11.55
Other Hispanic 4.54 5.64 6.47 6.04
Non-Hispanic White 68.20 68.54 67.15 66.83
Non-Hispanic Black 14.70 10.11 9.61 10.14
Other Race 7.70 7.39 6.17 5.44
PIR 3.02 ± 1.66 3.12 ± 1.63 2.96 ± 1.61 2.69 ± 1.58 <0.001
Weight (kg) 73.26 ± 15.47 80.32 ± 19.05 85.85 ± 20.66 91.73 ± 24.07 <0.001
BMI (kg/m 2 ) 24.28 ± 4.08 27.40 ± 5.14 30.13 ± 5.94 33.76 ± 7.36 <0.001
HDL (mmol/L)) 1.45 ± 0.41 1.37 ± 0.41 1.30 ± 0.38 1.29 ± 0.37 <0.001
LDL (mmol/L)) 2.84 ± 0.58 2.96 ± 0.57 2.99 ± 0.63 2.99 ± 0.65 <0.001
Triglyceride (mmol/L) 1.16 ± 0.60 1.30 ± 0.80 1.38 ± 0.88 1.45 ± 0.92 <0.001
Total Cholesterol (mmol/L) 4.76 ± 0.95 5.12 ± 0.97 5.23 ± 1.07 5.20 ± 1.10 <0.001
Serum cotinine level (ng/mL) 58.28 ± 123.55 60.48 ± 129.65 54.19 ± 127.19 50.88 ± 118.09 0.009
Physical activity (MET-minutes per week) 3578.27 ± 4483.72 4432.95 ± 4728.87 5187.79 ± 5526.89 6249.58 ± 6736.21 <0.001
Hypertension (%) <0.001
Yes 9.62 22.96 31.70 47.73
No 90.35 76.98 68.24 52.10
Don’t know 0.03 0.06 0.06 0.17
Diabetes mellitus (%) <0.001
Yes 1.59 3.40 7.90 18.50
No 97.78 95.24 89.95 78.45
Borderline 0.63 1.32 2.03 3.00
Don’t know 0.04 0.12 0.05
Asthma (%) <0.001
Yes 14.43 11.86 13.87 17.07
No 85.57 88.14 86.13 82.93
Coronary heart disease (%) <0.001
Yes 2.22 5.50 7.93 11.48
No 97.78 94.50 92.07 88.52
Congestive heart failure (%) <0.001
Yes 3.08 0.98 0.49 0.60
No 96.92 99.02 99.51 99.40
Stroke (%) <0.001
Yes 4.52 1.76 0.68 0.71
Yes 95.48 98.24 99.32 99.29
Had at least 12 alcoholic drinks/1 year? (%) <0.001
Yes 84.51 82.76 77.12 72.61
No 15.49 17.24 22.88 27.39
Smoking status (%) <0.001
Never smoked 59.66 56.33 52.48 50.06
Former smoker 16.93 21.06 28.05 28.94
Current smoker 23.42 22.61 19.48 21.00
WWI (cm/√kg) 9.85 ± 0.36 10.63 ± 0.17 11.18 ± 0.17 11.96 ± 0.39 <0.001
FEV1 (L) 3.77 ± 0.87 3.38 ± 0.82 3.06 ± 0.77 2.59 ± 0.75 <0.001
FVC (L) 4.70 ± 1.06 4.33 ± 1.01 3.95 ± 0.94 3.37 ± 0.90 <0.001
FEV1/FVC 0.80 ± 0.08 0.78 ± 0.08 0.78 ± 0.08 0.77 ± 0.09 <0.001
PEF (L/s) 9.13 ± 2.10 8.66 ± 2.12 8.12 ± 2.07 7.00 ± 1.96 <0.001
FEF 25%-75% (L/s) 3.66 ± 1.30 3.16 ± 1.22 2.85 ± 1.21 2.40 ± 1.18 <0.001

Mean ± SD for continuous variables; P-values were calculated using the weighted linear regression model; (%) for categorical variables and P-values were calculated using the weighted chi-squared test for categorical variables. Q: Quartile; PIR: The ratio of income to poverty; BMI: Body mass index; HDL: High-density lipoprotein; LDL: Low density lipoprotein; WWI: Weight-adjusted waist index; FEV1: Forced expiratory volume in 1 s; FVC: Forced vital capacity; FEV1/FVC: Ratio of FEV1 to FVC; PEF: Peak expiratory flow rate; FEF 25–75%: Forced expiratory flow between 25 and 75% of FVC.

Results

Baseline characteristics of participants

Table 1 summarizes the demographic characteristics and five pulmonary function indicators of the study participants, which included 50.32% males and 49.68% females. Based on the WWI values, participants were divided into four quartiles: the ranges for the first, second, third, and fourth quartiles of WWIs were 8.11–10.32 cm/√kg, 10.32–10.91 cm/√kg, 10.91–11.48 cm/√kg, and 11.48–14.20 cm/√kg, respectively. The pulmonary function parameters of the participants decreased with an increase in WWIs (P < 0.001). Additionally, participants in the highest WWI quartile were more likely to be female, non-Hispanic White, smokers, have lower alcohol consumption, and have been diagnosed with asthma, coronary heart disease, congestive heart failure, stroke, hypertension and diabetes mellitus. Furthermore, with an increase in WWIs, there was a corresponding increase in age, BMI, weight, total cholesterol, triglycerides, LDL levels and physical activity. Conversely, HDL levels, PIR, and serum cotinine levels decreased with increasing WWIs (Table 1).

Association between WWI and lung function indices

Table 2 illustrates the relationship between the WWI and lung functions using the three analytical models. In Model 1, WWIs (both continuous and categorized) showed a significant negative correlation with all lung function metrics (P < 0.001). With the complete adjustment in Model 3, the negative association remained robust between continuous WWIs and lung function parameters including FVC, FEV1, FEV1/FVC, PEF, and FEF 25%–75% (β = -0.63; 95% confidence interval CI [-0.71, -0.55]; β = -0.55; 95% CI [-0.62, -0.48], β = -0.02; 95% CI [-0.03, -0.01], β = -1.44; 95% CI [-1.65, -1.23], β = -0.52; 95% CI [-0.65, -0.39], respectively). Moreover, when categorizing WWIs and using the first quartile as the reference, there was a significant reduction in FVC, FEV1, PEF, and FEF 25%–75% across the second to fourth quartiles as WWIs increased (P for trend < 0.05); however, the link between WWIs and FEV1/FVC was not significant (P for trend = 0.336). Additionally, from a nonlinear perspective, the application of a generalized model and smooth curve fitting further corroborated this negative correlation (Fig 2).

Table 2. The association between WWI and lung function.

Crude model
β (95% CI) P-value
Minimally adjusted model
β (95% CI) P-value
Fully adjusted model
β (95% CI) P-value
FVC
WWI (continuous) -0.61 (-0.63, -0.59) * -0.30 (-0.31, -0.28) * -0.63 (-0.71, -0.55) *
WWI groups
Quartile 1 Reference Reference Reference
Quartile 2 -0.37 (-0.41, -0.33) * -0.14 (-0.17, -0.11) * -0.10 (-0.13, -0.07) *
Quartile 3 -0.75 (-0.80, -0.70) * -0.34 (-0.37, -0.30) * -0.21 (-0.25, -0.16) *
Quartile 4 -1.33 (-1.37, -1.28) * -0.63 (-0.66, -0.59) * -0.33 (-0.40, -0.26) *
P for trend <0.001 <0.001 <0.001
FEV1
WWI (continuous) -0.55 (-0.57, -0.53) * -0.23 (-0.24, -0.22) * -0.55 (-0.62, -0.48) *
WWI group
Quartile 1 Reference Reference Reference
Quartile 2 -0.39 (-0.43, -0.35)* -0.13 (-0.16, -0.11) * -0.09 (-0.12, -0.06) *
Quartile 3 -0.71 (-0.75, -0.67) * -0.26 (-0.29, -0.24) * -0.16 (-0.20, -0.12)*
Quartile 4 -1.18 (-1.22, -1.14) * -0.48 (-0.51, -0.45) * -0.25 (-0.31, -0.19)*
P for trend <0.001 <0.001 <0.001
FEV1/FVC
WWI (continuous) -0.02 (-0.02, -0.02) * 0.00 (-0.00, 0.00) -0.02 (-0.03, -0.01) *
WWI group
Quartile 1 Reference Reference Reference
Quartile 2 -0.02 (-0.03, -0.02)* -0.00 (-0.00, 0.00) -0.00 (-0.01, 0.00)
Quartile 3 -0.03 (-0.03, -0.02) * 0.00 (-0.00, 0.01) -0.00 (-0.01, 0.00)
Quartile 4 -0.04 (-0.04, -0.03) * 0.00 (-0.00, 0.01) -0.00 (-0.01, 0.00)
P for trend <0.001 0.097 0.336
PEF
WWI (continuous) -0.97 (-1.02, -0.93) * -0.41 (-0.45, -0.37) * -1.44 (-1.65, -1.23) *
WWI group
Quartile 1 Reference Reference Reference
Quartile 2 -0.47 (-0.56, -0.38) * -0.08 (-0.15, -0.00) * -0.13 (-0.22, -0.04) *
Quartile 3 -1.01 (-1.11, -0.91) * -0.30 (-0.38, -0.22) * -0.31 (-0.43, -0.18) *
Quartile 4 -2.13 (-2.23, -2.03) * -0.90 (-0.99, -0.82) * -0.75 (-0.94, -0.57) *
P for trend <0.001 <0.001 <0.001
FEF25%-75%
WWI (continuous) -0.60 (-0.62, -0.57) * -0.13 (-0.15, -0.11) * -0.52 (-0.65, -0.39) *
WWI group
Quartile 1 Reference Reference Reference
Quartile 2 -0.50 (-0.56, -0.45) * -0.08 (-0.13, -0.04) * -0.07 (-0.13, -0.02) *
Quartile 3 -0.81 (-0.87, -0.76) * -0.12 (-0.17, -0.07)* -0.08 (-0.16, -0.01) *
Quartile 4 -1.27 (-1.33, -1.21) * -0.27 (-0.32, -0.21) * -0.18 (-0.29, -0.06) *
P for trend <0.001 <0.001 0.005

*p<0.05. Values are presented as β (95% confidence interval) or P-values. Crude model: No covariates were adjusted. The minimally adjusted model was adjusted for age, sex, race, and ethnicity. Fully adjusted model: Except for the stratification component, all covariates presented in Table 1 were adjusted (age, sex, race/ethnicity, BMI, PIR, weight, HDL, LDL, triglyceride, total cholesterol, serum cotinine levels, physical activity, smoking status, alcohol consumption, asthma, coronary heart disease, congestive heart failure, stroke, diabetes mellitus, and hypertension). CI: Confidence interval; FEV1: Forced expiratory volume in 1 s; FVC: Forced vital capacity; FEV1/FVC: Ratio in FEV1 to FVC; PEF: Peak expiratory flow rate; FEF 25–75%: Forced expiratory flow in 25 and 75% of FVC.

Fig 2. Association between WWI and lung functions for Model III.

Fig 2

Adjusted for age, sex, race/ethnicity, BMI, PIR, weight, HDL, LDL, triglyceride, total cholesterol, serum cotinine levels, physical activity, smoking status, alcohol consumption, asthma, coronary heart disease, congestive heart failure, stroke, diabetes mellitus, and hypertension. The solid crimson line signifies the smooth curve fitting among the variables. Azure bands indicate the 95% confidence interval stemming from the fit. WWI: Weight-adjusted waist index; FEV1: Forced expiratory volume in 1 s; FVC: Forced vital capacity; FEV1/FVC: Ratio of FEV1 to FVC; PEF: Peak expiratory flow rate; FEF 25–75%: Forced expiratory flow between 25 and 75% of FVC.

Subgroup analysis

The subgroup analysis (Fig 3), which explores the relationship between WWIs and lung functions, with stratification based on age, sex, race, and smoking status. The decreases in FEV1 and FVC were more strongly associated with male, non-Hispanic white, participants≤60 years of age and current smokers. Similarly, a stronger association with FEV1/FVC and FEF25%-75% were identified among current smokers and participants ≤60 years of age. Moreover, PEF showed a stronger correlation in the subgroup female, non-Hispanic white, participants>60 years of age and former smokers. These stratified analysis results suggest that the association between the WWI and lung functions may be more significant in certain populations.

Fig 3. Subgroup analysis for the association between WWI and lung functions for Model III.

Fig 3

Adjusted for age, sex, race/ethnicity, BMI, PIR, weight, HDL, LDL, triglyceride, total cholesterol, serum cotinine levels, physical activity, smoking status, alcohol consumption, asthma, coronary heart disease, congestive heart failure, stroke, diabetes mellitus, and hypertension. CI: Confidence interval. WWI: Weight-adjusted waist index; FEV1: Forced expiratory volume in 1 s; FVC: Forced vital capacity; FEV1/FVC: Ratio of FEV1 to FVC; PEF: Peak expiratory flow rate; FEF 25–75%: Forced expiratory flow between 25 and 75% of FVC.

Discussion

This observational study included data from 13,805 American adults and, to our understanding, is the first study to investigate the connection between the WWI and lung functions. Initially, we found a negative correlation between the WWI and all lung function indicators. After fully adjusting for covariates, we noted that an increase in the WWI was closely linked to decreases in the FVC, FEV1, PEF%, and FEF25%–75%. This negative correlation persisted when WWIs were divided into quartiles (Q1–Q4), and nonlinear fitting supported our hypothesis. Further analysis revealed that the association between the WWI and lung functions was more pronounced in younger, current smokers, non-Hispanic white, and male participants. This may be due to our method of using actual lung volume measurements instead of predicted percentages and introducing confounding factors such as age, sex, and race [15]. These methodological enhancements are essential for future research. Our results provide evidence of a negative correlation between the WWI and lung functions, highlighting the potential impact of the WWI on pulmonary health and emphasizing the importance of monitoring and mitigating high WWIs for lung well-being.

Obesity is widely recognized as a critical health challenge in Western nations and serves as a catalyst for numerous health issues and adverse outcomes. An increase in abdominal fat is associated with the onset of hypertension, diabetes mellitus, and other facets of metabolic syndrome [16]. Additionally, weight gain amplifies mechanical stress, potentially leading to osteoarthritis [17] and discomfort in the back and lower extremities [18]. The persistent, low-grade inflammation observed in adipose tissue contributes to metabolic disorders and complications in organ systems within the obese demographic [19]. Numerous studies have supported the link between obesity and impaired lung functions. For instance, research involving South African adolescents of African ancestry demonstrated a negative correlation between their BMIs and FEV1/FVC ratios, indicating a potential association between obesity and airway obstruction in this group [20]. Moreover, a systematic review [21] elaborated on how childhood obesity influences lung capacity, mechanics, airway function, and exercise capacity, revealing that excess weight can negatively impact both static and dynamic respiratory functions to varying degrees. Further extending the research population, a cohort study [22] in the Chinese population indicated a U-shaped relationship between lung functions and the visceral adiposity index, with both very low and very high VAI levels being closely associated with reduced lung functions. Another study [23] within the Chinese demographic showed that both underweight and severe obesity are linked to diminished lung functions, while mild obesity appears to serve as a protective factor for lung functions in patients at risk for COPD. These findings highlight the importance of evaluating obesity levels in predicting lung function trends.

Many studies [5,2426] have shown that traditional metrics, such as the BMI and WC, fall short as they do not differentiate between fat and muscle mass, leading to the so-called "obesity paradox" and compromising result accuracy. One study [27] demonstrated that abdominal fat is a more reliable indicator of lung health than the overall weight or BMI. Chen et al [28] observed a significant inverse relationship between waist size and lung capacity in individuals with normal weight, overweight, and obesity, a pattern that does not hold when only the BMI is considered. Furthermore, another study [29] found a connection between a higher body fat percentage and reduced respiratory functions in adults. However, it also highlighted that basic measures of obesity, such as body mass or BMI, fail to fully capture how the composition and distribution of body fat impact lung functions. The WWI proposed by Park et al [5], represents a more accurate and comprehensive indicator of obesity. This straightforward calculation method offers robust predictive power for disease progression. Thus, the WWI holds significant promise as a potential anthropometric measure. Given the established connection between obesity and lung functions, we hypothesized a close relationship between the WWI and pulmonary health, which is corroborated by our research.

The mechanisms by which the WWI affects lung functions have not yet been fully elucidated; however, several theories have been proposed. First, fat accumulation in the mediastinum and abdominal and thoracic cavities directly affects the mechanical properties of the lungs and chest wall. This build-up restricts the movement of the diaphragm and increases pressure in the pleural cavity, which, in turn, affects lung functions [30,31]. Second, the pronounced impact of obesity on lung functions might be attributed to altered signaling molecules from fat cells, significantly influencing the onset and regulation of inflammation. This leads to chronic low-grade inflammation that either directly or indirectly affects the lungs [8,19,32,33]. Additionally, changes in the inflammatory cytokines from fat, such as tumor necrosis factor-alpha, leptin, and adiponectin, could increase airway sensitivity and elevate the risk of lung conditions such as asthma [34]. Lastly, there is a suggested link between insulin resistance and lung diseases. One study indicated that poor diabetes mellitus management correlated with reduced lung function in cystic fibrosis [35], whereas data from both mice and humans suggest that insulin resistance may play a role in the development of pulmonary arterial hypertension [36].

Our research has several strengths; notably, it is the first of its kind to explore the connection between the WWI and lung functions, to the best of our knowledge. We incorporated a substantial, nationally representative cohort of adults and made adjustments for a range of confounding factors to confirm the solidity of our results. Subgroup analyses were performed to examine the stability of the relationship between the WWI and lung functions in diverse populations. Nonetheless, unraveling the complex relationship between the WWI and lung functions remains challenging. It is crucial to acknowledge that we were unable to observe any potential causal links between increased WWIs and impaired lung functions in adults. Further experimental and longitudinal studies are needed to validate these observations. Moreover, despite incorporating several variables, we could not eliminate all potential effects owing to confounding factors. The inclusion of additional covariates in future studies and the use of advanced methodologies such as mediation analysis or propensity score matching may help further clarify the influence of confounders and strengthen causal inference in this area.

Conclusions

This study revealed a correlation between the risk of diminishing lung functions and increased WWIs, underscoring the significance of early identification and prevention of lung function deterioration through clinical surveillance of WWIs and proactive weight control.

Supporting information

S1 Checklist. STROBE statement—Checklist of items that should be included in reports of cohort studies.

(DOC)

pone.0311619.s001.doc (84KB, doc)
S1 Table. Univariate analysis of variables associated with lung functions.

(DOCX)

pone.0311619.s002.docx (25.3KB, docx)
S2 Table. Generalized variance inflation factor (GVIF) analysis results.

(DOCX)

pone.0311619.s003.docx (16.9KB, docx)

Acknowledgments

We would like to thank Editage (www.editage.cn) for the English language editing.

Data Availability

All files are available from the NHANES website(https://www.cdc.gov/nchs/nhanes/index.htm).

Funding Statement

The author(s) received no specific funding for this work.

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Decision Letter 0

Zahra Cheraghi

6 Aug 2024

PONE-D-24-22288The negative association between weight-adjusted-waist index and lung functions: NHANES 2007-2012PLOS ONE

Dear Dr. Wang,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

ACADEMIC EDITOR: The submitted paper (PONE-D-24-22288: The negative association between weight-adjusted-waist index and lung functions: NHANES 2007-2012) has been reviewed by the original reviewers, who have provided critical comments that the authors need to address in the revised version. 

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PLOS ONE

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Reviewer #1: Dear Authors,

I Read the manuscript interestingly and I have some comments as below:

1. The link to access the data used from NHANES should be reported in the manuscript.

2. In the methodology, standard protocols for using NHANES data should be reported.

3. On page 4, the first line says that "several studies..." but no reference is reported for it.

4. Provide a reference for how to calculate WWI.

5. To adjust the confounding variables, the most important step is to correctly identify these variables (confounders). There are different methods to identify the confounding variable in a relationship. One of these methods is using a DAG (Directed Acyclic Graph). Your criteria in this study to identify confounding variables are not clear.

6. The way of designing the table and reporting the results in the table (especially Table 2) is not very suitable.

7. In addition to the previous comment about how to identify confounding variables, there are many other variables that play a serious confounding role in this case and they have not been mentioned.

Reviewer #2: Dear author

The manuscript is technically sound, and the data support the conclusion.

The statistical analysis has been performed appropriately and rigorously.

I think the authors have made all data underlying the findings in their manuscript fully available, however if the data of history of asthma was exactly exist, the basic idea of the paper could be evaluated and assessed with more accuracy.

The manuscript is presented in an intelligible fashion and written in standard English.

**********

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Reviewer #1: Yes: Amir Almasi-Hashiani

Reviewer #2: No

**********

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PLoS One. 2024 Oct 23;19(10):e0311619. doi: 10.1371/journal.pone.0311619.r002

Author response to Decision Letter 0


10 Sep 2024

September 9, 2024

Ref: PONE-D-24-22288.

Dear Editors and Reviewers,

Thank you very much for reviewing our manuscript. We greatly appreciate the constructive comments and suggestions you provided. Attached is the revised manuscript titled “The negative association between weight-adjusted-waist index and lung functions: NHANES 2007-2012”, We have carefully addressed each of the review comments. Please refer to the accompanying detailed response to reviewers.

Thank you once again for your time and consideration of our manuscript.

Sincerely yours,

Tingfan Wang, M.D.

Department of Pediatric Surgery

Affiliated Hospital of Southwest Medical University

Point-by-point response to the editor and reviewers' comments

Editor comments

1.When submitting your revision, we need you to address these additional requirements. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming.

Response: Thank you for the additional requirements. we have made the article revisions according to the journal's requirements, including file naming conventions.

2. Please upload a copy of Figures 1,2,and 3, to which you refer in your text on pages 5 and 16. If the figure is no longer to be included as part of the submission please remove all reference to it within the text.

Response: Thank you for your feedback. Regarding this issue, in the previous version of the manuscript, I mistakenly uploaded Figures 1-3 as supplementary files. In the revised version, I have corrected this mistake and have now properly uploaded Figures 1-3 as part of the main submission.

Reviewers' comments:

Reviewer #1:

1.The link to access the data used from NHANES should be reported in the manuscript.

Response: Thank you for your suggestions. We have added the link to access the NHANES data to ensure transparency and reproducibility (Page 5, Line 97). The data can be accessed through the following link: National Health and Nutrition Examination Survey (NHANES): https://www.cdc.gov/nchs/nhanes/index.htm.

2. In the methodology, standard protocols for using NHANES data should be reported.

Response: Thank you for your valuable comment. In this study, we followed the standard protocols for using NHANES data as outlined by the National Center for Health Statistics (NCHS). This includes the use of survey design variables, such as strata and clusters, as well as the application of sampling weights to ensure national representativeness. We have also adhered to all ethical guidelines provided by NCHS, including obtaining informed consent from all participants.

We have now included a more detailed description of these protocols in the methodology section of the revised manuscript (Page 5, Line 93-101).

3. On page 4, the first line says that "several studies..." but no reference is reported for it.

Response: Thank you for pointing this out. We have now included appropriate references to support the statement on page 4 that "several studies...". These references have been added in the revised manuscript (Page 4, Line 67-68).

4. Provide a reference for how to calculate WWI.

Response: Thank you for your valuable suggestion. In the revised manuscript, we have added the appropriate reference to support the calculation method of the Waist-to-Weight Index (WWI) (Page 6, Line 112). Please refer to the updated manuscript for more details.

5. To adjust the confounding variables, the most important step is to correctly identify these variables (confounders). There are different methods to identify the confounding variable in a relationship. One of these methods is using a DAG (Directed Acyclic Graph). Your criteria in this study to identify confounding variables are not clear.

Response: Thank you for your valuable comments on the confounder identification methods in our study. We fully understand the importance of Directed Acyclic Graphs (DAG) in causal inference, as it is a powerful tool for identifying confounding factors. However, considering the cross-sectional design of our study and its specific context, we have opted for a method that is more suitable for the current research question, primarily based on existing literature, univariate analysis, and collinearity analysis to identify confounding variables.

First, we systematically reviewed the literature on the relationship between lung function and various demographic, behavioral, and health-related factors, identifying the following categories of factors that could potentially serve as confounders:

1.Obesity and Fat Metabolism: The literature suggests that obesity indicators (such as weight, BMI, and waist circumference) are closely related to lung function[1, 2].

2. Smoking and Alcohol Consumption: Smoking and drinking habits are widely recognized to affect lung function[3, 4].

3. Cardiovascular Diseases: The presence of heart disease, coronary artery disease, and other related conditions may impact lung function[5, 6].

4. Asthma and Physical Activity: These factors have been shown to be potentially associated with lung function[7, 8].

Based on this evidence, we identified the following variables as potential confounders: age, gender, race, poverty-income ratio (PIR), weight, waist circumference (WC), BMI, high-density lipoprotein (HDL) and low-density lipoprotein (LDL), triglyceride (TG) levels, total cholesterol levels, serum cotinine levels, smoking status (never, former, current), alcohol intake (more than 12 drinks per year or less), as well as diagnoses of hypertension and diabetes. Following a review of the comments and further examination of relevant literature, we decided to include several additional covariates: asthma, physical activity, Congestive heart failure, coronary artery disease, and stroke.

To ensure the validity of the confounding factors, we also conducted a series of univariate Analysis. For each dependent variable, we performed univariate regression analysis to identify confounding variables that were significant for at least one dependent variable, ensuring that key influencing factors were included. Then, we assessed potential collinearity issues by calculating the Variance Inflation Factor (VIF) and excluded variables with VIF values greater than 10 (such as waist circumference) to avoid multicollinearity problems in the model and enhance the reliability of the model estimates.

By selecting confounding factors based on existing literature and combining this with appropriate statistical analyses, we believe this approach effectively addresses potential confounders in the study and reduces possible bias. Although DAG indeed has its advantages in identifying confounding factors, we believe the current method is more suitable for the specific circumstances of this study and, with broad support from the literature, provides a solid foundation for our analysis.

References

1. Park Y, Kim J, Kim YS, Leem AY, Jo J, Chung K, et al. Longitudinal association between adiposity changes and lung function deterioration. Respiratory research. 2023;24(1):44.

2. Salome CM, King GG, Berend N. Physiology of obesity and effects on lung function. Journal of applied physiology (Bethesda, Md : 1985). 2010;108(1):206-211.

3. Thacher JD, Schultz ES, Hallberg J, Hellberg U, Kull I, Thunqvist P, et al. Tobacco smoke exposure in early life and adolescence in relation to lung function. The European respiratory journal. 2018;51(6)

4. Sisson JH. Alcohol and airways function in health and disease. Alcohol (Fayetteville, NY). 2007;41(5):293-307.

5. Higbee DH, Granell R, Sanderson E, Davey Smith G, Dodd JW. Lung function and cardiovascular disease: a two-sample Mendelian randomisation study. The European respiratory journal. 2021;58(3)

6. Zhang J, Gong Z, Li R, Gao Y, Li Y, Li J, et al. Influence of lung function and sleep-disordered breathing on stroke: a community-based study. European journal of neurology. 2018;25(11):1307-e1112.

7. Betancor D, Olaguibel JM, Rodrigo-Muñoz JM, Alvarez Puebla MJ, Arismendi E, Barranco P, et al. Lung Function Abnormalities and Their Correlation With Clinical Characteristics and Inflammatory Markers in Adult Asthma. Journal of investigational allergology & clinical immunology. 2023;33(4):294-296.

8. Bédard A, Carsin AE, Fuertes E, Accordini S, Dharmage SC, Garcia-Larsen V, et al. Physical activity and lung function-Cause or consequence? PloS one. 2020;15(8):e0237769.

6. The way of designing the table and reporting the results in the table (especially Table 2) is not very suitable.

Response: Thank you for your valuable suggestion regarding the design and reporting format of the tables. In response, we have not only revised Table 2 but also made comprehensive adjustments to all the tables in the manuscript to improve their clarity and suitability.

7. In addition to the previous comment about how to identify confounding variables, there are many other variables that play a serious confounding role in this case and they have not been mentioned.

Response: Thank you for your valuable comments. We acknowledge that there may be other variables in our analysis that could play a confounding role. In our study, we focused on identifying and adjusting for confounding factors based on a literature review, which included variables such as age, sex, race, poverty income ratio (PIR), body weight, BMI, cholesterol levels, smoking status, alcohol intake, as well as hypertension and diabetes. Additionally, after a further extensive review of the relevant literature, we also included asthma, physical activity, heart disease, coronary artery disease, stroke, and heart failure to further adjust for confounding factors. However, we recognize that, despite our best efforts, there may still be other confounding variables that were not included in our analysis. Identifying and controlling for all potential confounding factors is a challenging task, particularly in observational studies.

To address this limitation, we discussed in the discussion section that future research may benefit from incorporating additional covariates such as environmental exposures, socioeconomic status, and genetic predispositions, which may also affect the relationship between WWI and lung function. Additionally, the use of advanced methods such as mediation analysis and propensity score matching could further clarify the influence of confounding factors and strengthen causal inference in this area (Page 21, Line 327-335).

Reviewer #2:

1.The manuscript is technically sound, and the data support the conclusion. The statistical analysis has been performed appropriately and rigorously. I think the authors have made all data underlying the findings in their manuscript fully available, however if the data of history of asthma was exactly exist, the basic idea of the paper could be evaluated and assessed with more accuracy. The manuscript is presented in an intelligible fashion and written in standard English.

Response: Thank you for your positive feedback and for acknowledging the technical soundness and clarity of our manuscript. We also appreciate your suggestion regarding the inclusion of asthma history data. In the revised manuscript, we have included asthma as a covariate. The asthma information was collected using a self-administered questionnaire, completed during clinic visits. Individuals with current asthma were defined as those who provided affirmative responses to both of the following questions: ‘Has a doctor or other health professional ever told you that you have asthma?’ and ‘In the past 12 months, have you (or has the participant) had wheezing or whistling in the chest?’. Control subjects were defined as participants without current asthma who answered ‘NO’ to either question. Please review the revised manuscript at your convenience (Page 7, Line 138-141).

.

Attachment

Submitted filename: Response to Reviewers.docx

pone.0311619.s004.docx (42.4KB, docx)

Decision Letter 1

Zahra Cheraghi

23 Sep 2024

The negative association between weight-adjusted-waist index and lung functions: NHANES 2007-2012

PONE-D-24-22288R1

Dear Dr. Wang,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

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Kind regards,

Zahra Cheraghi, Ph.D

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Dear Editor

I hope this message finds you well. I am writing to formally accept the invitation to review the manuscript titled “PONE-D-24-22288R1

: The negative association between weight-adjusted-waist index and lung functions: NHANES 2007-2012],” submitted to [Journal Name]. It is an honor to contribute to the review process of this journal, and I appreciate the opportunity to engage with the important work being conducted in our field.

My final decision, based on the original reviewers' opinions, is acceptance.

Thank you once again for this opportunity. I look forward to contributing to the advancement of our discipline through this review process.

Best regards,

Reviewers' comments:

Acceptance letter

Zahra Cheraghi

12 Oct 2024

PONE-D-24-22288R1

PLOS ONE

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    Supplementary Materials

    S1 Checklist. STROBE statement—Checklist of items that should be included in reports of cohort studies.

    (DOC)

    pone.0311619.s001.doc (84KB, doc)
    S1 Table. Univariate analysis of variables associated with lung functions.

    (DOCX)

    pone.0311619.s002.docx (25.3KB, docx)
    S2 Table. Generalized variance inflation factor (GVIF) analysis results.

    (DOCX)

    pone.0311619.s003.docx (16.9KB, docx)
    Attachment

    Submitted filename: Response to Reviewers.docx

    pone.0311619.s004.docx (42.4KB, docx)

    Data Availability Statement

    All files are available from the NHANES website(https://www.cdc.gov/nchs/nhanes/index.htm).


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