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. 2023 Apr 12;3(6):2200080. doi: 10.1002/smsc.202200080

Neutral Magic‐Angle Bilayer Graphene: Condon Instability and Chiral Resonances

Tobias Stauber 1,2,, Martin Wackerl 2, Paul Wenk 2, Dionisios Margetis 3, José González 4, Guillermo Gómez-Santos 5, John Schliemann 2
PMCID: PMC11935929  PMID: 40212911

Abstract

The full optical response of twisted bilayer graphene at the neutrality point close to the magic angle within the continuum model (CM) is discussed. First, three different channels consistent with the underlying D3 symmetry are identified, yielding the total, magnetic, and chiral response. Second, the full optical response in the immediate vicinity of the magic angle θm is numerically calculated, which provides a direct mapping of the CM onto an effective two‐band model. It is, further, shown that the ground state of the CM in the immediate vicinity of θm is unstable toward transverse current fluctuations, a so‐called Condon instability. Third, due to the large counterflow, the acoustic plasmonic excitations with typical wave numbers have larger energies than the optical ones and their energy density may be largely enhanced at certain frequencies which are denominated as chiral resonances. Finally, symmetry relations for the optical response and their consequences for the chiral response are discussed.

Keywords: chiral response, optical absorption, plasmons, twisted bilayer graphene


The optical response of the total, magnetic, and chiral current is discussed for twisted bilayer graphene at charge neutrality. It is shown that the static magnetic response diverges around the magic angle giving rise to a Condon instability. For finite frequencies, there is an optical window with undamped plasmonic excitations that carry large energy densities at chiral resonances.

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1. Introduction

Twisted bilayer grapheme[ 1, 2, 3, 4, 5, 6, 7, 8, 9 ] has attracted much attention due to a plethora of new correlated phases such as correlated insulators,[ 10 ] unconventional superconductivity,[ 11, 12 ] or anomalous quantum Hall ferromagnetism.[ 13, 14 ] Most features are related to the emergence of a flat band which is related to the vanishing of the Fermi velocity at the so‐called magic angle θm. In addition, a prominent counterflow can be found where the current has opposite direction with respect to the two layers and which becomes balanced at θm.[ 7 ] A third feature is the pronounced circular dichroism[ 15, 16 ] at frequencies close to the van Hove singularities.

Fermi velocity, counterflow, and circular dichroism are related to the total (electric), magnetic, and chiral response. These were first introduced in refs. [17, 18] and discussed in detail for large twist angles. Here, we shall calculate these quantities for twist angles around the magic angle.

We will also address flat band plasmonics in twisted bilayer graphene[ 19 ] that is related to localized collective modes.[ 20 ] This topic is an area of active interest.[ 21, 22, 23, 24, 25 ] Finally, we give a general discussion and new insights on the chiral optical response and how it is related to symmetries.

The flat bands[ 7, 26, 27, 28, 29, 30 ] and the optical response[ 22, 31, 32, 33, 34 ] of twisted bilayer graphene have been investigated in numerous articles so far. However, a detailed discussion on the scaling behavior of the response function for small frequencies, as ω0, around the immediate vicinity of the magic angle, is missing until now. Another topic is related to the Condon instability[ 35 ] that has recently been discussed in related systems.[ 36, 37, 38, 39 ] We will argue that the Condon instability arises in the continuum model[ 1, 7 ] of twisted bilayer graphene at the neutrality point in the immediate vicinity of the magic angle.

Apart from the above, the large counterflow or magnetic response has also been discussed in several articles.[ 7, 17, 40 ] Nevertheless, the importance of acoustic plasmonic modes has not received sufficient attention, so far. We believe that our results will be relevant to flat‐band plasmonics in twisted bilayer graphene, especially at the chiral resonance where the energy density can be largely enhanced.

Finally, the chirality in graphene might be used to design novel cavities that lead to strong chiral light–matter interaction.[ 41 ] In order to understand the underlying physics, we point out some new aspects related to particle–hole symmetry. This leads us to distinguish between electron and hole transitions where the initial states are energetically closer and further away from the neutrality point than the final states, respectively.

The article is organized as follows. In Section 2, we define the continuum model for twisted bilayer graphene. In Section 3, we introduce the minimal model for the full linear response that defines the total, magnetic, and chiral responses. In Section 4, we present our numerical results for the dissipative and reactive response. In Section 5, we carry out this task, albeit in the immediate vicinity of the magic angle. By this procedure, we obtain a scaling relation that eventually leads to the prediction of a Condon instability. In Section 6, we discuss flat‐band plasmonics without excess charges for twist angles near the magic angle, and highlight the fact that genuinely acoustic plasmons might be dominating the plasmonic properties around the magic angle. In Section 7, we outline the symmetry conditions for chiral response. Finally, we conclude the article with Section 8, a summary and outlook. Supporting Information on the numerical recipe of how to calculate the dissipative response in the clean limit as well as on an analytical calculation of the optical conductivity in the immediate vicinity of the magic angle is also provided.

2. Hamiltonian

The local Hamiltonian of a twisted bilayer graphene can be approximated by[ 42 ]

H=(H0θ/2V(r)V(r)H0θ/2) (1)

where H0γ=ivFτγr denotes the Hamiltonian of the separate layers with (τxγ,τyγ)=eiγτz/2(τx,τy)eiγτz/2, τx,y,z being the Pauli matrices. The interlayer coupling V(r) also denotes a 2×2‐matrix and defines the coupling between the layers. It explicitly depends on the stacking order, but a common approximation is that all components are defined by only one common function u(r).[ 1, 42 ] Expanding u(r) into the first three Fourier components of the moiré lattice and representing the Hamilton operator by plane waves, one arrives at the noninteracting Hamiltonian used for calculating the response to total fields[ 1, 7 ]

=vFk;α,βck,α,1ταβθ/2kck,β,1+vFk;α,βck,α,2ταβ+θ/2kck,β,2+t3k;α,β;G(ck+G,α,1Tαβ(G)ck,β,2+H.c.) (2)

where the separation between twisted cones is ΔK=2|K|sin(θ/2)(0,1) with K=4π3ag(1,0). Interlayer hopping is restricted to wavevectors G=0,G1,G2 with G1=|ΔK|(32,32), G2=|ΔK|(32,32), and

T(0)=(κ11κ);T(G1)=T*(G2)=(κei2π/31ei2π/3κei2π/3) (3)

Calculations are performed with t=2.78eV and t=0.33eV, being vF=32tag the Fermi velocity with graphene lattice constant ag=2.46Å; the interlayer distance has been taken as a=3.5Å. In the first part of the work, we discuss the symmetric model with κ=1 and in the second part of the work, the asymmetric model introduced in ref. [29] with κ=0.8 is used that accounts for out‐of‐plane relaxation, see also ref. [43].

Let us finally note that besides the parameter κ, the above model is only characterized by one dimensionless parameter αθi=Ai/32πtt which combines t and the twist angle θi parametrized by i via Ai=3i2+3i+1 with cos(θi)=112Ai.[ 7 ] This can readily be seen from the Hamiltonian of Equation (1) by introducing the dimensionless coordinates r˜=|ΔK|r such that the new interlayer coupling between the layers is independent of the twist angle.[ 1 ] In principle, i denotes a commensurate twist angle, but the expressions can be generalized to arbitrary real numbers i.[ 7 ]

3. Linear Response

To describe chiral effects without breaking time‐reversal or rotational (C3) symmetry, we have to treat an effectively 3D system. The minimal model thus consists of treating each layer of the twisted bilayer separately. With the Kubo formula jα=χjαjβAβ, where Aα denotes the gauge field and summation over repeated indices is implied, the 4×4 local (q=0) conductivity tensor then is

σαβ,(ω)=iχjαjβ(ω)ω+i0+ (4)

with axis indices α,β=x,y and plane indices ,=1,2.

The retarded current–current response is given by

χjαjβ(ω)=gsgv1.BZd2k(2π)2n,mnF(εm,k)nF(εn,k)ω+i0+εn,k+εm,km,k|jα|n,kn,k|jβ|m,k (5)

Here, gs=gv=2 are the spin and valley degeneracies. The states |m,k are eigenstates of in subband m and of momentum k in the first Brillouin zone of the superstructure. Their eigenenergies are εn,k and nF is the Fermi function. For single‐layer graphene, the current operator is j=evFτ and also for twisted bilayer graphene with the Hamiltonian of Equation (2), the general current operator is independent of k.

The full current response due to an applied in‐plane electric field that satisfies rotational (or C3) and time‐reversal symmetry reads

(jx1jy1jx2jy2)=(σ00σ1σxy0σ0σxyσ1σ1σxyσ00σxyσ10σ0)(Ex1Ey1Ex2Ey2) (6)

The conductivities σμ=iχμ(ω)ω+i0+ with μ=0,1,xy are defined via the following current–current response functions

χ0=χjx1,jx1=χjy2,jy2 (7)
χ1=χjx1,jx2=χjy1,jy2=χjx2,jx1=χjy2,jy1 (8)
χxy=χjx1,jy2=χjy1,jx2=χjx2,jy1=χjy2,jx1 (9)

Note that the electric field may be different at the two layers and that the above symmetries allow for different in‐plane conductivities in layers 1 and 2 which may arise due to a perpendicular gate voltage.[ 17 ] Also, the influence of a perpendicular magnetic field can be included.[ 44 ]

In the following, we will discuss the response functions that transform with respect to the irreducible representations of the underlying lattice symmetry group D3 which consists of two 1D and one 2D representation. The response functions of the total (electronic) current density jtot=j1+j2 and of the magnetic current density jmag=j1+j2 transform as the 1D representations A1 and A2, respectively. These current densities are induced by an in‐plane electric and magnetic field, respectively.[ 17, 39 ] The chiral response involves the two current densities jx1 and jy2 which transform as the 2D representation E. This defines the total, magnetic, and chiral response, respectively, as

σtot=2(σ0+σ1) (10)
σmag=2(σ0σ1) (11)
σchi=σxy (12)

This also defines the current–current response χν=i(ω+i0+)σν and the Drude weight Dν=limω0ωImσν(ω) with ν=tot,mag,chi. The subindices xy and chi can be used interchangeably.

The above definitions also allow to deduce the exact symmetry relations when the twist angle is reversed, i.e., when the opposite enantiomer is considered[ 17 ]

σ0(θ)=σ0(θ) (13)
σ1(θ)=σ1(θ) (14)
σxy(θ)=σxy(θ) (15)

It thus suffices to only consider the response for one twist‐direction.

4. Optical Response Around the Magic Angle

The current response consists of a dissipative (imaginary) and reactive (real) response. Numerically, the dissipative part is, in principle, equivalent to the evaluation of a generalized density of states (DOS). Thus, we have

Imχαβ,(ω)=πgsgvAkn,mOm,n,k;αβ,[nF(εm,k)nF(εn,k)]δ(ωεn,k+εm,k) (16)

where we introduced the transition‐matrix element

Om,n,kαβ,=m,k|jα|n,kn,k|jβ|m,k (17)

Note that the matrix elements can always be considered as real because the final spectral density must be real when time‐reversal symmetry is not broken (which is the case here).

As the current response function is an analytic function in the upper ω‐complex plane, see Equation (5), the real part is obtained from the Cauchy or Kramers–Kronig relation. By calculation of the principal value integral, this procedure gives

Reχαβl,l(ω)=1πPdωImχαβl,l(ω)ωω (18)

which can be written as an integral over only positive frequencies using Imχαβ,(ω)=Imχαβ,(ω).

Due to its linear dispersion, the continuum model does not possess a nominal diamagnetic term. However, as the integral of Equation (18) extends over all frequencies, one needs to invoke a high‐frequency cutoff and the resulting term can be viewed as an effective diamagnetic term. For frequencies beyond the cutoff, we assume that we have the current response of decoupled graphene layers. Details of the regularization procedure can be found in ref. [31].

Furthermore, the complex conductivity can be obtained by first considering the dissipative (real) part and then the reactive (imaginary) part. The only difference is the Drude term that needs to be added to the dissipative part as follows

Reσαβ,(ω)=πDαβ,δ(ω)+πωgsgvAkn,mOm,n,k;α,β,[nF(εm,k)nF(εn,k)]δ(ωεn,k+εm,k) (19)

where

Dαβ,=limω0χjαjβ(ω) (20)

denotes the Drude weight matrix. According to the above equation, also the total, magnetic, and chiral Drude weight can be defined according to Equation ((10), (11), (12)).

For the dissipative response, we will only discuss the regular term of the real conductivities which is characterized by plateaus in the low‐frequency limit ω0+, i.e., we neglect the Drude weight which only contributes for ω=0 in the absence of intrinsic damping. These plateaus are denoted as

σtot0=limω0+Reσtot(ω) (21)
σmag0=limω0+Reσmag(ω) (22)
σchi0=limω0+Reσxy(ω) (23)

Let us finally note that due to the local response with q=0, all intraband contributions are contained in the Drude term, and the interband term is often referred to as the regular contribution. In the Kramers–Kronig relation, though, only the interband (regular) term enters due to Imχαβ(ω=0)=0.

4.1. Dissipative Response

In Figure  1 , the dissipative response of the electric, magnetic, and chiral currents at the neutrality point is shown in terms of the real part of the conductivity for angles around the magic angle θ1.03. It is numerically obtained from Equation (19) following the recipe outlined in the Supporting Information, see also refs. [45, 46].

Figure 1.

Figure 1

Dissipative response of the total (left), magnetic (center), and chiral (right) current for the symmetric continuum model κ=1 at various twist angles around the magic angle θm1.03. The real conductivities Reσtot, Reσmag, and Reσchi are given in units of the universal absorption of single‐layer graphene, σG=e24. The inset of the left panel shows the universal absorption of two graphene layers, 2σG, independent of the twist angle.

The total optical response for ω0 is characterized for all twist angles by the universal conductivity of two uncoupled graphene layers, 2σG, with σG=gsgv16e2; see inset of the left panel of Figure 1. This is an important consistency check as in the low‐frequency regime, the conductivity is entirely determined by the Dirac cone.[ 47, 48, 49, 50 ] The 1/ω‐prefactor of the sums on the right‐hand side of Equation (19) is thus compensated by the weight of the corresponding Fermi line whose circumference is also proportional to ω. In addition, two other universal plateaus emerge at larger frequencies; see the left panel of Figure 1. These features will be discussed in Section 5.

In the center panel of Figure 1, the dissipative magnetic conductivity is shown. As in the case of the total response, there are plateau for ω0 that strongly increase around the magic angle, reaching values larger than 106σG. This might also be the origin of the large orbital g‐factor seen experimentally in twisted bilayer graphene.[ 51, 52, 53 ]

In the right panel of Figure 1, the dissipative chiral conductivity is shown. Again, there are plateaus marked by the Dirac regime whose values change sign at θ1.08. Interestingly, this is the angle where the spectrum displays an approximate C6‐symmetry at each valley which renders the chiral Drude weight zero even for relatively large finite chemical potential |μ|75meV as discussed in ref. [54].

4.2. Reactive Response

In Figure  2 , the reactive response of the total, magnetic, and chiral current at the neutrality point is shown for angles around the magic angle. It is obtained from Equation (16) via the Kramers–Kronig relation of Equation (18). For this, the dissipative part needs to be determined up to a frequency ωΛ for which Reσtot(ωωΛ)2σG, Reσmag(ωωΛ)2σG, Reσchi(ωωΛ)0.[ 31 ] These high‐frequency limits represent the response of two uncoupled layers and are also a consequence of the optical sum rule.[ 55 ]

Figure 2.

Figure 2

Reactive response of the total (left), magnetic (center), and chiral (right) current for the symmetric continuum model with κ=1 in Equation (3) at various twist angles around the magic angle θm1.03. The real current susceptibilities Reχtot, Reχmag, and Reχchi are given in units of te22 with t=2.78eV.

In the left panel of Figure 2, the real part of the total current response is shown. It must be zero for ω0 as there is no excess charge in the system,[ 54 ] and we can adjust small numerical errors (Due to our numerical procedure, there is some uncertainty in defining the cutoff‐frequency and values between Dtot=0.001te22 (θ=1.3) and Dtot=0.004te22 (θ=1.0) are obtained). These shifts are also introduced to χmag even though this does hardly have an effect as the absolute values are much higher.

In the center panel of Figure 2, the real part of the magnetic current response is shown. We note that there is a nonmonotonic behavior with respect to the twist angle, i.e., even though the dissipative magnetic response is peaked around the magic angle θm1.03, see center panel of Figure 1, the reactive response is not peaked at magic angle, but reaches a maximum around θ1.1. This is due to the fact that for these angles, the magnetic response reaches very high values at finite frequencies with 0.1ω1meV that yield the large response due to the integration of Equation (18). In Section 5, though, we will argue that there is a finite domain of twist angles in the immediate vicinity of the magic angle for which the magnetic current response becomes maximal and even diverges.

In the right panel of Figure 2, the real part of the chiral current response is shown. It must be zero for ω0 as there is no excess charge in the system,[ 54 ] and we can adjust small numerical errors (Due to our numerical procedure, there is some uncertainty in defining the cutoff‐frequency and values between Dchi=0.0025te22 (θ=1.1) and Dchi=0.0025te22 (θ=1.0) are obtained). For θ=1.0, the maximal values can be as large as χchi=0.15te22 at ω1.9μeV.

4.3. Discussion on the Condon Instability

There has been considerable interest in finding systems with a symmetry‐broken ground state due to photon condensation, the so‐called Condon instability.[ 36, 37, 38 ] In bilayer systems, this instability can also be discussed by calculating the magnetic response Dmag. Within the random‐phase approximation, the response must reach a critical value DmagC with

μ0a4DmagC=1 (24)

where μ0 denotes the magnetic permeability.[ 39 ]

For AA‐stacked graphene, this limit is reached due to the logarithmic divergence of the magnetic susceptibility.[ 39 ] However, the response of twisted bilayer graphene is generally too weak to reach the instability, i.e., including damping, one obtains Dmag=6.6te22.[ 17, 18 ] Our refined calculations without damping now yield a significantly lower bound for θ=1.1 with Dmag=36te22. In the above units, this translates to Dmag0.008(μ0a)1 and we have Dmag/DmagC0.002. This is still far away from a possible Condon transition. However, in Section 5, we will find a Condon instability in the immediate vicinity of the magic angle by employing a scaling approach.

We can compare our results also with previously reported values for the magnetic susceptibility.[ 38 ] The static magnetic susceptibility χmag0 is directly related to the magnetic Drude weight at the neutrality point and given by χmag0=a24Dmag.[ 18 ] With Dmag=6.6te22, this yields χmag0=0.02μBnm2T with μB the Bohr magneton. This value, obtained for κ=1, is slightly larger than the one reported in ref. [40] for the continuum model with κ=0.2.

With Dmag36te22, see central panel of Figure 2, we obtain for the static magnetic susceptibility an even larger value of χmag0=0.12μBnm2T. This amounts to 18μB per moiré cell only due to the orbital motion of counter‐propagating electrons. This purely quantum mechanical effect is remarkable as no charge excitations are involved.

5. Optical Response at the Magic Angle

In this section, we discuss the optical response in the immediate vicinity of the magic angle, i.e., we will highly zoom into this region of possible twist angles. As we will see, for any angle one can find an energy regime which is still characterized by the Dirac cone, i.e., one will never be exactly at the magic angle just as one can never approach an irrational number. Furthermore, other plateaus develop which can be anticipated from the band structure which shall be discussed before we describe the scaling relations.

5.1. Bands Around the Magic Angle

In Figure  3 , the band structure for the symmetric model is shown for different twist angles around the magic angle θm1.032 where the linear dispersion (Fermi velocity) at the K‐point vanishes.[ 27, 28, 56 ] Notice that this does not coincide with the smallest band‐width condition which would yield a magic twist‐angle of θm*1.11. This can be appreciated on the left panel of Figure 3 where a new regime starts with an accidental crossing on the ΓM‐direction.

Figure 3.

Figure 3

Band structure of the two flat bands around charge neutrality of the continuum model with κ=1 in Equation (3) for various twist angles around the magic angle θm1.032. In the left panel, the band structure with smallest bandwidth is shown. In the center panel, one can observe the avoided crossings along the KM‐direction, whereas in the right panel the avoided crossings are along the Γk‐direction; see insets. The arrows indicate the avoided crossings for θ=1.05 and θ=1.02.

In the center and right panel of Figure 3, we see the evolution toward the magic angle from above and below, respectively. Most notably, there is an avoided crossing that is moving closer to the K‐point when approaching the magic angle which is highlighted in the insets. For even smaller angles, a stable band‐inversion emerges with the avoided crossing moving outward and eventually inward again to form the second magic angle. The evolution in θ around the second magic angle at ω0, however, is qualitatively different.

5.2. Scaling in the Immediate Vicinity of the Magic Angle

The universal conductivity of graphene for small frequencies, σG=e24, is due to the perfect cancellation between the transition‐matrix element and the Fermi velocity.[ 47, 48, 57 ] This is also the case for the total conductivity of twisted bilayer graphene for transitions around the Dirac cones. Considering different quantities such as the magnetic absorption related to Reσmag or the chiral absorption related to Reσmag will not show this cancellation and we expect the following relations for ω0 [ 7 ]

σmag0=σG(vmagvF)2,      σchi0=σG(vchivF)2 (25)

Above, we defined suitable velocities that characterize the magnetic and chiral excitations.

As the Fermi velocity vanishes at the magic angle, Equation (25) suggests that the magnetic and chiral absorption diverge. Our numerical calculations confirm precisely this, as can be seen in Figure  4 , where we show the three response functions for twist angles below the magic angle θm1.032. Whereas the absorption shows universal behavior, the magnetic as well as the chiral absorption diverge.

Figure 4.

Figure 4

The optical response for twist angles below the magic angle θm=1.032. The insets show the logarithm of the Dirac regime (left) and the optical response functions σmag (center) and σchi (right) at ω=0 as function of the effective parameter lnα defined in Equation (26).

In order to discuss the scaling behavior of these quantities, we introduce the effective parameter

α=αθiαmαmθmθiθi (26)

with αθi=Ai/32πtt and αm0.605 (for i=31.54).

First, we investigate the scaling of the Dirac regime εD that is defined by the abrupt increase of the absorption from 2σG to 12σG. As is shown in the inset of the left panel of Figure 4, there is a linear behavior of lnεD as function of lnα, leading to εD0.88αγεμeV with γε1.35±0.04.

Along the same lines, we obtain the scaling behavior of the magnetic and chiral absorption plateau for ω<εD as

σmag0=570σGαγmag,        σchi0=0.48σGαγchi (27)

with γmag1.62±0.03 and γchi1.41±0.02.

It is generally argued that the Fermi velocity scales linearly in α.[ 1, 7, 8, 58, 59, 60 ] This implies that vmag=24vFα1γmag/2. In addition, the chiral velocity must also tend to zero at the magic angle as vchi=0.7vFα1γchi/2.

5.3. Condon Instability at the Magic Angle

As mentioned in Section 4.3, in AA‐stacked bilayer graphene there is a Condon instability at T0. As in twisted bilayer graphene, the electronic wave functions at the magic angle are highly localized around the AA‐stacked islands,[ 6 ] there might be the possibility of a Condon instability in twisted bilayer graphene around θm.[ 40 ]

The imaginary part of the conductivity or magnetic Drude weight is obtained from the Kramers–Kronig relation which can be split into the following two contributions

Dmag=2π[2ωΛσG0ωΛdωReσmag(ω)]=2π[2ωΛσG(0ωDmag+ωDmagωΛ)dωReσmag(ω)]=Dmag*+Dmagreg (28)

where ωΛ denotes the high‐frequency cutoff and ωDmag>0 is the smallest frequency after the van Hove singularity for which σmag0=σmag(ωDmag), i.e., for θ=1.03, this gives ωDmag0.01μeV.

The second term Dmagreg is assumed to be regular. The possible divergent contribution at the magic angle, Dmag*, can be estimated as follows

Dmag*=2π0ωDmagdωσmag(ω)αγmag+γεmag (29)

The exponent γεmag is again obtained from a linear fit of a log–log plot and we obtain γεmag1.41±0.04. We thus find a divergence at the magic angle that scales like Dmag*αδmag with δmag=0.21±0.05. As the Condon instability is marked by DmagDmagC=4μ0a, see Equation (24), there will be a symmetry‐broken ground state with orbital magnetic domains at the magic angle.

The presence of an instability due to transverse current fluctuations in a noninteracting model of Equation (2) is a remarkable result and we are not aware of any other noninteracting model that exhibits a symmetry‐broken ground state other than AA‐stacked bilayer graphene.[ 39 ] Let us finally note that the total chiral Drude weight Dchi has to vanish at the neutrality point due to gauge symmetry.[ 18, 41 ]

5.4. Mapping to Effective Model

The absorption spectrum in the immediate vicinity of the magic angle can approximately be understood from the universal conductivity formula[ 61 ] of a general dispersion εk|k|ν

σ(ω)=gsgvglgC316νe2=glgC3σG (30)

Above, we introduced the usual spin, valley, and layer degree of freedom, but also a possible gC3 degeneracy which takes the value 3 in case of an explicit threefold degeneracy (otherwise it is 1). In the following, we will discuss the results in units of the universal conductivity of graphene σG=gsgv16e2. Notice that we introduce here explicitly the degeneracy factors which are usually set to gs=gv=2.

At low frequencies, there will, in principle, always be a regime where the absorption is governed by the universal absorption of Dirac Fermions with ν=1 and we have σ(ω)=2σG. For twist angles in the immediate vicinity of the magic angle, the plateau of a single quadratic dispersion relation with ν=2 is obtained with σ(ω)=4σG, seen in the left panel of Figure 4 for θ=1.03 for 0.01μeVε1μeV.

Between these plateaus, a new plateau emerges with σ0=12σG because a new absorption channel opens at the frequency of the avoided crossing as seen in the inset of the center and right panels of Figure 3 and marked by arrows for θ=1.05 and θ=1.02. Even though the band minima are elongated, as a first approximation they can be assumed to be a quadratic dispersion and due to the C3‐symmetry, there are three of them for each Dirac point. We thus numerically obtain σ(ω)=12σG (This plateau 12σG is only obtained for twist angles which are already sufficiently close to the magic angle, i.e., the band structure for θ=1.05 shows an avoided crossing, but does not reach this plateau, yet).

However, we have been neglecting the contribution of the central Dirac cone and the above qualitative discussion can be made quantitative by considering the following two‐band model which was first introduced in refs. [28, 62, 63] for M=0

5.4. (31)

where ϖ=(kxiky). The model has eigenenergies 2mεk=±M2+k4+2k3cos(3θ)η+k2η2 displaying trigonal warping and zeros at |k|=η. For M=0, there are three nodal points which lie in the directions θ=2πn3 (η<0) and θ=π2πn3 (η>0) with n. This transition can be also seen in the center and right panel of Figure 3, where the avoided crossing changes from the KM‐direction (right from the K‐point) to the ΓM‐direction (left from the K‐point), related by a 60‐rotation.

As shown in the Supporting Information, the above model with M=0 yields σ=12σG for small frequencies and σ=4σG for large frequencies. The reason for not obtaining the Dirac regime σ=2σG is because the model of Equation (31) with M=0 does not exhibit a gap at the three nodal points with |k|=η.

This can partially be remedied by introducing a k‐dependent mass term with M=|k|2 such that the gap or Dirac‐regime energy is given by εD=2mη2. From the numerical approach, we obtain εD=0.88αγεμeV. At the magic angle θm1.03, we can further extract the mass term since η=0. Remarkably, we get mm0 where m0 is the mass of free electrons. This allows us to connect η to α of Equation (26)

η=0.88mμeVαγε/2 (32)

Notice that with the discussion of the dimensionless energy scale ω˜ defined in the Supporting Information, we would obtain the same scaling relation. Equation (32) together with mm0 provides a direct mapping between the continuum model of twisted bilayer graphene and the model of Equation (31) in the immediate vicinity of the magic angle in the flat‐band regime.

6. Flat‐Band Plasmonics

As twisted bilayer graphene consists of two layers, there will be two plasmonic modes. For layers far away, these modes hardly hybridize, but for an interlayer distance a=3.5Å, antibonding and bonding modes emerge. Due to the long‐ranged Coulomb interaction, the dispersions show square‐root and linear behavior in the momentum q and define the so‐called optical (charge even) and acoustic (charge odd) branches, respectively. In the local approximation, they are generally given by

ω+2=χtot(ω+)q2ε0ε (33)
ω2=χmag(ω)aq22ε0 (34)

which define self‐consistent equations for the plasmonic frequencies ω+ and ω with momentum q, respectively. Note that the optical mode depends on the dielectric environment through ε=(εup+εdown)/2, but the acoustic mode does not.[ 64 ]

The plasmon dispersion does not depend on the chiral Drude weight because the nonretarded approximation does not allow for a coupling of longitudinal and transverse modes.[ 17, 65 ] Nevertheless, the optical (acoustic) mode, usually defined by electric (magnetic) dipole oscillations, is now accompanied by parallel magnetic (electric) dipole oscillations. With the magnetic dipole related to the magnetic current as 2m=ajmag×ez, this is expressed by the following relations

eqm=aXtoteqjtot (35)
4aeqjtot=Xmageqm (36)

with

Xtot=χchiχtot,       Xmag=χchiχmag (37)

The total current is related to the electric dipole, jtot=iωp, and we have pmq for the optical mode and pmq for the acoustic mode.

The above relations are obtained from the transport equations of Equation (6) and hold also in the static limit, i.e., the total Drude weight Dtot and chiral Drude weight Dchi are Fermi‐line properties as discussed in ref. [54]. Similar conclusions have been drawn in refs. [66, 67].

Let us finally note that Equation (33) and (34) can be generalized to a nonlocal approximation by the replacements χtot(ω)χtot(ω,q) and χmag(ω)χmag(ω,q) that leads to flat plasmonic bands.[ 20 ]

6.1. Poynting Vector

Even though the optical and acoustic plasmon dispersions only depend on χtot and χmag, respectively, the Poynting vector depends also on the chiral response χchi. To show this, let both modes be induced by the sheet current j parallel to the plasmon momentum q, i.e., decomposing the Fourier components of the current into longitudinal and transverse parts, we have j=jeq+jeq for layer =1.

For the optical mode, the sheet currents of the two layers are parallel and for the acoustic mode, the sheet currents of the two layers are antiparallel. In the instantaneous approximation, the self‐fields are purely longitudinal, and we have qE=0 as well as qE1=qE2 for the optical mode and qE1=qE2 for the acoustic mode. This yields the relation between the longitudinal and transverse current as j/j=2Xtot and j/j=2Xmag for the two modes, respectively.

We then get in the nonretarded limit, close to the sheet and up to second order in qa, the following expressions for the Poynting vectors of the optical (tot) and acoustic (mag) mode (see also ref. [41])

Ptot=P0(1+γtot(qa)22sgn(z)Xtotqa0) (38)
Pmag=P0(4Xmag2k02q2+γmag(qa)22sgn(z)Xmagqa0) (39)

with P0=qj22ϵ0ω and γν=[1+(4Xν21)k02q2]/4, where k0=ω/c is the wavelength of light in free space and ν=tot,mag. This shows that the chirality modifies the plasmonic energy flux. Also, note that the Poynting vector of the acoustic mode to lowest order in aq and in the nonchiral limit Xmag=0 becomes zero because this mode consists of perfectly cancelling counterpropagating current densities.

Let us now discuss the limiting case Xν1 for k0/q0 and aq0. We then have for the Poynting vectors of the optical (tot) and acoustic (mag) mode the following expressions

Ptot=P0(12sgn(z)Xtotqa0) (40)
Pmag=P0(02sgn(z)Xmagqa0) (41)

From the different longitudinal component of Ptot and Pmag, we infer that the reflection properties of the optical and acoustic mode must be fundamentally different. In the case of the acoustic mode, the chiral nature of the plasmon should be enhanced and show unique (quite likely circular) features in typical SNOM experiments such as the ones of ref. [23].

6.2. Chiral Resonance

From the definition of Xtot, we infer that there is a diverging regime for χtot=0. This regime seems to be necessarily realized at the neutrality point for ω0 because the total Drude weight has to vanish, Dtot=0. However, in the d.c. limit also the chiral Drude weight needs to vanish, Dchi=0, again due to gauge invariance.[ 41 ] At the neutrality point, no deflection is thus expected even for the acoustic mode. At finite chemical potential, though, Bloch electrons are deviated without a magnetic field as has recently been discussed by several authors.[ 14, 17, 18, 52, 66, 67, 68 ]

At finite frequencies, we expect sweet spots whenever χν(ω)0 with ν=tot,mag. These frequencies lead to Xν which we will denominate as chiral resonances. At these frequencies, also the plasmonic modes seem to eventually disappear, see Equation (33) and (34). However, a coupling between the optical and acoustic mode will emerge and the plasmon dispersion will then also depend on χchi.[ 44, 65 ]

Chiral resonances also occur if χchi1. This is, e.g., the case for a twist angle θ=1.3 at ω50meV where Xmag10, see left panel of Figure  5 . At this frequency, the Poynting vector is largely enhanced at small wave numbers. Other sweet spots may be limited to low temperatures, e.g., for twist angle θ=1.2 at ω22meV, see central panel of Figure 5. At these chiral resonance, we also assume a coupling between the optical and acoustic mode.

Figure 5.

Figure 5

The real part of the current susceptibility Reχν(ω) with ν=tot,mag,chi of the asymmetric continuum model with κ=0.8 in Equation (2) at the neutrality point in units of te22 for temperatures T=0,10K. The optical gap is indicated by the white area. Left: twist angle θ=1.3. Center: twist angle θ=1.2. Right: twist angle θ=1.1.

6.3. Chiral Plasmons at the Neutrality Point

A Dirac system does not host plasmons at the neutrality point. Even though electron–hole transitions may lead to positive and negative charge densities, the charge response is always negative such that the RPA condition for plasmonic excitations can never be fulfilled.

This changes in moiré systems, where flat bands emerge. The moiré potential that confines the electrons in the AA‐stacked region then acts as restoring force such that the electronic and hole charge density can oscillate in‐phase. From a technical point of view, this can be deduced from the highly peaked absorption due to the flat bands as this may lead to a positive charge response due to the Kramer–Kronig relation. As the collective motion is composed of localized electrons, also the plasmonic bands are usually flat.[ 20, 21, 22, 23, 24, 25 ]

One crucial condition for long‐lived plasmons is the presence of an optical gap which emerges in the continuum model by considering relaxation effects.[ 29 ] Now, if the absorption is sufficiently peaked, a positive reactive part of the charge excitations can leak inside the optical gap even though there are no nominal charges in the system. This implies the possibility of a mode (“plasmon”) as a pole in RPA response. The resulting response functions are shown in Figure 5 for different twist angles and temperatures with κ=0.8.

The features of the plasmonic excitations can be summarized as follows: 1) Optical plasmons can exist right above the optical gap and persist for temperatures up to T50K for θ<1.3. This is similar to the optical plasmons in flat bands with excess charge.[ 21, 69 ] 2) Acoustic plasmons can exist almost in the whole optical window. Most notably, the magnetic Drude weight carries by far the largest optical weight and we expect excitations with frequencies larger than that of the corresponding optical plasmon for qa100. At the chiral resonance for which Xmag(ω) reaches a maximum, these modes are characterized by a largely enhanced energy density wXmag2 as can be deduced from the continuity equation and Equation (39).

Let us finally highlight that both plasmon modes are intrinsically chiral because χchi is finite throughout the protected window. This is due to the broken particle–hole symmetry as will be discussed in Section 7.

7. Chiral Response at the Neutrality Point

Chiral response in twisted bilayer graphene has been observed experimentally in ref. [15] and is thus manifested in misaligned van der Waals heterostructures. In ref. [16], it was shown that neglecting the relative rotation of the pseudospin orientation between the two layers renders the chiral response. The difference in pseudospin orientation, which is a consequence of the real space chiral symmetry, is thus responsible for the chiral response in the noninteracting continuum model.

In this section, we will directly link the chiral response to particle–hole symmetry and argue how a slight particle–hole asymmetry will lead to a finite chiral response characterized by van Hove singularities. Our results should also be interesting in view of other mechanisms causing particle–hole breaking, such as nonlocal tunneling[ 70 ] or Hartree(‐Fock) renormalization[ 70, 71, 72, 73, 74, 75, 76, 77, 78 ] of the bands.

7.1. Symmetries of Response Functions

The continuum model displays particle–hole symmetry if the pseudospin rotation is neglected ταγτα.[ 42 ] This can be seen by the following antiunitary transformation U=SPK. The unitary operator S reverts the sign of kx, S|kx,ky,α,=|kx,ky,α,, the unitary operator P adds a π‐phase to states in layer =2, P|kx,ky,α,2=|kx,ky,α,2, and the complex‐conjugate K effectively changes the sign of ky. We thus have UU1=.

We can now discuss the effect of U on the general response function. For this, we suppress the index k and write

χA=n,mnF(εm)nF(εn)ω+i0+εn+εmm|A|nn||m (42)

Using the eigenbasis {n˜} of , with |n˜=U|n and |n˜=εn˜|n˜ where εn˜=εn, one can calculate any response as

χA=n˜,m˜nF(εm˜)nF(εn˜)ω+i0+εn˜+εm˜m˜|A|n˜n˜||m˜ (43)

We can then write

nF(εm˜μ)nF(εn˜μ)ω+i0+εn˜+εm˜=nF(εn+μ)nF(εm+μ)ω+i0+εm+εn (44)

where we have explicitly included the chemical potential μ in the argument of the Fermi function. We now have for the antiunitary transformation n˜|ϕ=[n|(U|ϕ]*. Therefore, we have m˜|A|n˜=m|A˜|n*=n|A˜|m with U defined below. The particle–hole symmetry U thus leads to the following relation

χA(μ)=χA˜˜(μ) (45)

with A˜=UAU1 and ˜=UU1. We now see, because of τx=τ˜x and τy=τ˜y, that the response obeys the following relations

σ0(μ)=σ0(μ) (46)
σ1(μ)=σ1(μ) (47)
σxy(μ)=σxy(μ) (48)

For μ=0, we thus have σxy=0 for all temperatures and frequencies as claimed.

7.2. Electron and Hole Transitions

To make the discussion more illustrative, we switch to the particle–hole picture by defining εne=εn if εn>0 and εnh=εn if εn,k<0. We only consider vertical transitions and a general transition nm at half‐filling with μ=0 is now characterized by the initial and final energies, εnhεme.

For the electron–hole symmetric model, there are transitions with εnh=εne. However, this symmetry is usually slightly broken and generally one finds εnhεme. We can thus classify all (relevant) transitions by either electron transitions if εne>εmh or by hole transitions if εne<εmh.

Let us now denote response functions consisting of electronic (hole) transitions as χe(h). The particle–hole transformation U further relates εn˜e=εn˜=εn=εnh and εm˜h=εm˜=εm=εme. We now see, because of τx=τ˜x and τy=τ˜y, that the response of electron transitions and hole transitions obeys the following relations

χxxe=χxxh,χxye=χxyh (49)

Numerically, we find that the dominant chiral electron (hole) transitions between different bands and with small energy denominator are negative (positive). However, for larger energy denominators, we also find chiral electronic (hole) transitions which have the opposite sign. Furthermore, the sign of the chiral response due to electron (hole) transitions between the same bands can change. The momenta of electron and hole transitions then normally form a well‐defined boundary in the Brillouin zone. For transitions within the flat bands, however, we also found fractal boundaries.

7.3. Detailed Balance

The transformation U links the momentum (kx,ky) to momentum (kx,ky). Equation (44) guarantees that the transition nm at momentum (kx,ky) from εn to εm and at chemical potential μ carries the same weight as the transition m˜n˜ at momentum (kx,ky) from εm˜ to εn˜ and at chemical potential μ. As also the matrix elements have the same (absolute) value, we thus obtain a detailed balance relation for the above transitions at the neutrality point μ=0. This is illustrated in the left panel of Figure  6 .

Figure 6.

Figure 6

Left: Illustration of the detailed balance relation of a particle–hole symmetric mode. Via the antiunitary transformation U, the transitions from εnεm at momentum (kx,ky) are directly related to the transitions from εm˜εn˜ at momentum (kx,ky). Any hole transition (εnh>εme) is automatically related to an electron transition (εn˜e>εm˜h) because εn˜e=εnh and εm˜h=εme. Center: Chiral response Reσchi(ω) of the asymmetric continuum model with κ=0.8 in Equation (2) at the neutrality point with twist angle θ=1.1 for temperatures T=0,10,300K. The inset highlights the chiral response around ω=95meV. Right: Corresponding band structure and DOS on logarithmic scale. The transitions related to the van Hove singularities around ω=25meV and ω=95meV are indicated by red (electronic transition) and blue (hole‐like transition) arrows.

With χαβ=m,n;kx,kyχαβ(m,n;kx,ky), we can link a single electron transition to a single hole transition as follows

χxx(m,n;kx,ky)=χxx(n,m;kx,ky) (50)
χxy(m,n;kx,ky)=χxy(n,m;kx,ky) (51)

This detailed balance between the electron transition at (kx,ky) and the corresponding hole transition at (kx,ky) eventually leads to a vanishing chiral response at half‐filling.

We can also define a different particle–hole transition as was proposed by Moon and Koshino.[ 42 ] Together with time‐reversal and rotational symmetry, this leads to

χxx(m,n;kx,ky)=χxx(n,m;kx,ky) (52)
χxy(m,n;kx,ky)=χxy(n,m;kx,ky) (53)

7.4. Dissipative Chiral Response Close to the Magic Angle

We will now discuss the chiral response of the full model of Equation (2) at the neutrality point. Crucially, the rotation in pseudospin space needs to be included to break particle–hole symmetry as discussed before. However, the approximate electron–hole symmetry suggested by U will still relate sublattice and layer, leading to a coherence of the wave function between these two degrees of freedom which must not be related to the underlying lattice (spatial) symmetry.[ 54, 79 ]

As electron–hole symmetry is slightly broken, we can label all transitions as either electron or hole transitions. The electronic wave function is not strongly affected by this small perturbation and due to continuity arguments, around certain regions in k‐space, electron and hole transitions must still have well‐defined, but opposite signs.

Apart from the transition‐matrix element, the response is also determined by the electronic dispersion. In any Bloch band, there is at least one van Hove singularity and in principle, we expect an enhanced optical response if either the initial or final state is located at one singular k‐point. However, the transition‐matrix element might be suppressed due to symmetries and precisely the approximate particle–hole symmetry suppresses the optical transitions of the total current at the M‐point.[ 42 ] This is not the case, though, for the magnetic and chiral transitions and we thus expect a large response due to the large van Hove singularity which can also be located around the K or Γ‐point.

In the electron–hole symmetric model, van Hove singularities necessarily appear in the occupied and unoccupied bands at εvHh=εvHe. Slightly breaking this symmetry will lead to a splitting with εvHhεvHe. Possible transitions are now of electron and hole nature that have opposite chiral response, but do not cancel each other anymore. Also, the band‐edges of the electronic and hole bands will slightly shift due to the broken symmetry, given rise to either pure electron or hole transitions. To conclude, we expect prominent features coming from singularities of the band structure, either discontinuities or logarithmic divergencies, where the electronic and hole transitions are not compensated by each other.

This can be seen in the center panel of Figure 6 where the dissipative response of twisted bilayer with twist angle θ=1.1 and κ=0.8 is shown. There are always two peaks that come in pairs, a negative peak and a positive peak associated with either electron or hole transitions.

The first pair originates from transitions within the flat bands and is strongly temperature dependent, i.e., practicable absent at room temperature. The second and third pair are related to transitions from the flat to the first remote band and associated to van Hove singularities located at the Γ and K‐point, respectively. They thus do not as strongly depend on temperature and in both cases, the negative (positive) response is related to electron (hole) transitions. The response of the third pair is highlighted in the inset of the center panel of Figure 6 for the sake of clarity.

In the right panel of Figure 6, the band structure is shown and the electron (red arrow) and hole (blue arrow) transitions are shown for the second and third pairs. Generally, we expect strong chiral response at energies involving a largeDOS. These energies can be identified from theDOS, shown next to the band structure. However, the larger the transition energy becomes, the weaker the response is.

8. Summary and Outlook

Technically speaking, we have investigated the full optical response of magic angle graphene at the neutrality point consisting of the total, magnetic, and chiral response. The dissipative response is obtained without the usual damping term by analytically integrating the delta‐function on a linearized grid. The reactive response is then obtained via the Kramers–Kronig relation applying a suitable cutoff for large frequencies. By this, we obtain accurate results close to the magic angle even for low energies.

Generally speaking, we have investigated the continuum model introduced in refs. [1, 7] which resembles the standard model to address general topics related to van der Waals heterostructures. This model is believed to be well understood, but here we showed that the ground‐state of the noninteracting continuum model at the neutrality point is unstable in the immediate vicinity of the magic angle with respect to transverse current fluctuations. We thus predict a so‐called Condon instability[ 40 ] using a novel scaling approach.

The Condon instability at the magic angle is supposedly interesting only from a theoretical point of view. However, we also presented new results with high potential for technological impact. We pointed out that the plasmonic bonding mode (acoustic or magnetic plasmon) should be larger in energy than the ordinary plasmonic antibonding mode (optical or electric plasmon). Furthermore, the energy density of this acoustic mode can be largely enhanced at a certain frequency which we label as chiral resonance. This novel resonance has not been discussed in the literature so far and should be present for a wide range of twist angles and temperatures.

Another interesting aspect concerns an effective model to describe the physics around the magic angle,[ 28 ] initially proposed in refs. [62, 63] in a different context. This model makes use of an effective parameter that stands for the twist angle, and we now provided a direct mapping to the standard continuum model of twisted bilayer graphene, i.e., to the real twist angle. We also included a momentum‐dependent mass term that makes sure that the universal conductivity of e22 is reached for ω0.

Finally, we discussed the chiral aspects of the continuum model and outlined in detail the implications of an approximate particle–hole symmetry. We distinguished between electron and hole transitions that give equal contributions to the chiral response, but which cancel exactly. As particle–hole symmetry is generally broken, we show that the finite chiral response usually comes in pairs consisting of a positive and negative signal because electron and hole transitions have opposite chirality, respectively.

To conclude, we hope that our results on the Condon instability will stimulate new analytical studies of the continuum model at the magic angle regime. We further hope that our results on the acoustic plasmonic excitations with its chiral features will stimulate experiments which pave the way toward technological use of this phenomenon.

Conflict of Interest

The authors declare no conflict of interest.

Supporting information

Supplementary Material

SMSC-3-2200080-s001.pdf (297.7KB, pdf)

Acknowledgements

This work was supported by the mobility program Salvador Madariaga under (grant no. PRX19/00024) and by the (project nos. PGC2018‐096955‐B‐C42, PID2020‐113164GB‐i00, and CEX2018‐000805‐M) financed by MCIN/ AEI/10.13039/501100011033. The access to computational resources of CESGA (Centro de Supercomputación de Galicia) is also gratefully acknowledged. The work of T.S. and of J.S. was further supported by Deutsche Forschungsgemeinschaft via SFB 1277. D.M. wishes to thank Dr. A. B. Watson for an inspiring discussion on the twisted bilayer graphene near the magic angle.

Data Availability Statement

The datasets generated and analyzed during the current study are available from the corresponding author on reasonable request.

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Supplementary Materials

Supplementary Material

SMSC-3-2200080-s001.pdf (297.7KB, pdf)

Data Availability Statement

The datasets generated and analyzed during the current study are available from the corresponding author on reasonable request.


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