Abstract
Sensory processing, short-term memory and decision making often deal with multiple items, or options, simultaneously. I review evidence suggesting that the brain handles such multiple items by Rhythmic Attentional Scanning (RAS): Each item is processed in a separate cycle of the theta rhythm, involving several gamma cycles, to reach an internally consistent representation in the form of a gamma-synchronized neuronal group. Within each theta cycle, items that are extended in representational space are scanned by traveling waves. Such scanning might go across small numbers of simple items linked into a chunk.
In many brain areas of many species, neuronal activity shows theta rhythmicity and theta-rhythmic modulation of gamma rhythmicity1–4. I propose that similarities in the spatio-temporal organization of these theta-gamma rhythms often reflect a common functional role, namely the Rhythmic Attentional Scanning (RAS) of the respective brain areas and/or of their representational spaces, defined e.g. in visual cortex by visual (feature) space, and e.g. in hippocampus by an animal’s location. In these representational spaces, there are often theta-rhythmically reoccurring traveling waves, likely corresponding to waves of enhanced neuronal excitability, which might serve as attentional scans. These scans often start at the representation of the recent position of the body, of the fovea or of the attentional focus. Within one theta cycle, a behaviorally relevant segment of the respective space is scanned, e.g. a segment of an upcoming path, or a visual object. Different segments are scanned in separate theta cycles. Theta phase modulates local excitability and thereby gamma activity and long-range gamma synchronization. In sensory cortices, these gamma processes reflect attentional selection, and this might generalize to other brain areas. Thereby, theta-rhythmic waves of gamma might implement theta-rhythmic attentional scanning.
I use the term “scanning” to refer to the smooth propagation of attention, in the form of a traveling excitability wave, within a single theta cycle; I use the term “sampling” to refer to the sequential selection of discrete stimuli for preferential processing, across subsequent theta cycles. If multiple stimuli are simultaneously present, yet one is sampled in disproportionally many theta cycles, this realizes selective attention to the respective stimulus.
Attention as enhanced rhythmic-sampling probability
Attention has been prominently conceptualized in a framework that stems from cognitive psychology5 (but see6) and assumes that attention is at the attended location for an extended period of time. However, an extended focusing on a single location might not be optimal under natural conditions, when the visual system is typically faced with several stimuli simultaneously. The RAS hypothesis proposes that multiple simultaneously present items are selected sequentially, item by item (Fig. 1A). A given item is selected for one theta cycle. Within a theta cycle, multiple gamma cycles are involved in the routing of the selected stimulus to higher areas for full processing. If the selected stimulus is extended, its representation can be scanned by a traveling wave within a theta cycle. Separate theta cycles sample any number of simultaneously present stimuli. If one or a subset of those stimuli is behaviorally relevant, they are sampled with higher probability. This enhanced sampling probability corresponds to the notion of attention as a cognitive function7. The individual sampling event can be considered a notion of attention as a neuronal process. I will review empirical evidence about these attentional processes from the visual system, the hippocampus, and the prefrontal cortex (PFC) to revise the concept of attention as a cognitive function, thereby proceeding “from inside out”8.
Rhythmic scanning in the visual system
Neuronal mechanisms of selective visual attention have been captured in models containing the concept of convergence. Anatomical projections from a lower to a higher visual area typically show convergence, such that smaller receptive fields in the lower area are combined to form larger receptive fields with more complex stimulus selectivities9,10. Those larger receptive fields often contain multiple objects, in the following referred to as (visual) stimuli. Two stimuli inside the receptive field of one higher-level visual neuron lead to two competing sets of synaptic inputs to this neuron11. When attention is directed to one of those stimuli, the resulting attentional effects on this neuron’s firing rates can be modeled as an enhanced gain of the synapses conveying the attended stimulus12–14. This selective gain enhancement might be implemented by selective neuronal gamma-band (40–90 Hz) synchronization in at least two ways. One way is an attentional enhancement of feedforward coincidence detection. Gamma-band synchronization of neurons representing the attended stimulus render the corresponding synaptic inputs to a postsynaptic neuron coincident in time. Coincident synaptic inputs benefit from effective postsynaptic summation, also termed coincidence detection15,16. Indeed, neuronal gamma-band synchronization in macaque V4 is enhanced by attention to the respective stimulus17–19. Furthermore, trial-by-trial fluctuations of this local gamma-band synchronization predict trial-by-trial fluctuation of RTs, i.e. of behavioral benefits of attention20. Another way in which gamma might subserve selective gain enhancement has been referred to as Communication through Coherence (CTC): if the gamma-rhythmic synchronization of neurons representing the attended stimulus entrains postsynaptic neurons, this can time the respective synaptic inputs to moments of high postsynaptic excitability and thereby effectively enhance synaptic input gain21–24 (Fig. 1A). Indeed, neuronal gamma-band synchronization between macaque V1 and V4 neurons with overlapping RFs is strongly enhanced by attention to the stimulus represented by the respective V1 neurons25,26. Furthermore, trial-by-trial fluctuations of this inter-areal gamma-band synchronization predict trial-by-trial fluctuations of RTs, and this inter-areal gamma synchronization occurs at the optimal phase relation for transmission of sensory inputs to motor responses27.
Both mechanisms, feedforward coincidence detection and CTC, enhance synaptic gain selectively for the synapses conveying the attended stimulus. The “attended-stimulus synapses” arriving at a given postsynaptic neuron constitute a subset of all its inputs. The complete set of a postsynaptic neuron’s inputs can be activated in almost infinitely many combinatorial ways by one or multiple stimuli in its receptive field. Each stimulus corresponds to a subset of inputs, and the segmentation of this subset, and thereby their binding, is a form of the binding problem. The segmentation of the “attended-stimulus inputs” and the increase in their gain can both be implemented by selective inter-areal gamma-band synchronization28. Gamma synchronization within a theta cycle thus implements the attentional sampling of one stimulus from all stimuli competing for influence on the postsynaptic neuron. Note that the dynamic increase in synaptic gain through inter-areal synchronization implements transient synaptic potentiation in vertical assemblies, as proposed in “The searchlight hypothesis”29.
When attention is engaged with one stimulus, processing resources, particularly in higher visual areas, are exploited selectively to analyze the attended stimulus. Yet, there is a trade-off between exploitation and exploration. As long as processing resources are devoted to one stimulus, other stimuli are ignored. Therefore, after the analysis of one stimulus has reached a sufficient level, the visual system might explore other stimuli. Much of the analysis of one stimulus is accomplished within approximately 120–150 ms30,31. If the visual system where to explore another stimulus every 120–150 ms, this would constitute a 7–8 Hz theta rhythm. Intriguingly, much evidence now suggests that indeed, attention samples the visual world at a theta rhythm.
As reviewed above, attentional stimulus selection is implemented by gamma-band synchronization. Gamma-band synchronization can occur in the absence of theta, e.g. during non-REM sleep32, yet during the awake and attentive state is often modulated theta rhythmically1–4,25. If gamma implements attention and is modulated theta rhythmically, this suggests that attentional stimulus selection occurs theta rhythmically. Indeed, the theta rhythm might govern overt attentional exploration and also memory formation33. When primates can freely explore scenes with their eyes, the location of attention is typically at the fovea, and shifts in attention are related to saccadic shifts in fixation position. Thereby, saccades are overt expressions of shifts in attention. Covert shifts of attention during fixation are reflected in microsaccades34. When human subjects explore visual scenes, the distribution of inter-saccadic intervals shows a characteristic peak (Fig. 2A) that is consistent with a ≈6–8 Hz rhythmicity35. Furthermore, when human subjects saccade from one grating stimulus to another, their ability to report a threshold-level change in any one of those stimuli, a measure of attention, is modulated at ≈4 Hz (Fig. 2D)36. This ≈4 Hz rhythm might reflect a sub-harmonic of an ≈8 Hz attentional sampling rhythm, distributed across the two stimuli, as discussed below. The ≈4 Hz modulation is aligned to the saccade-landing time, and it affects attention both to the second stimulus after the saccade and the first stimulus before the saccade. In fact, when the two stimuli’s attentional benefits are independently quantified, the theta-rhythmic components have virtually the same frequency and phase (blue and red sine waves in Fig. 2D bottom panel). This suggests that “saccades are executed as part of an ongoing attentional rhythm, with the eyes in flight during the troughs of the attentional wave”36. Thus, attention, saccades and their neuronal mechanisms are linked at a theta rhythm, such that an attribution of cause or consequence to one of them might not be possible8.
Other studies have demonstrated that enhanced detection performance, one of the hallmarks of attention, is modulated with a brain rhythm of approximately 7 Hz37. In one study, human subjects fixated centrally and monitored a peripheral location for a brief and weak visual probe stimulus. The electroencephalogram (EEG) was measured, and the analysis tested whether the EEG before probe onset predicted detection performance. The detection performance could indeed be partly predicted by the phase of the 7.3 Hz EEG component primarily over frontal brain regions (Fig. 2B, C). This result suggests that a frontal theta rhythm modulates the capacity to process and/or report about the monitored visual field location.
This theta-rhythmic modulation of visual processing could be global to the entire visual field, or it could reflect an attentional sampling process. A crucial component of attention is the prioritization of one location or stimulus over other locations or stimuli. Thus, if the 7 Hz modulation of detection performance at one peripheral location reflects attentional sampling, then momentary attentional biasing towards that location should coincide with attentional biasing away from other locations. Such moment-to-moment biases of attention have actually been suggested by electrophysiological measurements, which can record previously established neuronal signs of attention with millisecond resolution. As mentioned above, previous studies established that attention enhances visually induced gamma-band activity in intermediate and higher visual areas17,19,38. Gamma-band synchronization in V4 is partially predictive of behavioral RTs, a central benefit of selective attention20. When, in a given trial, the RT to the behaviorally relevant stimulus change is particularly short, this is preceded by 1) particularly strong gamma-band synchronization among the V4 neurons representing this stimulus, 2) particularly weak gamma-band synchronization among the V4 neurons representing a distracter stimulus20. Particularly short RTs likely result from momentarily focused selective attention, and the results show that this entails both enhanced processing of the attended and reduced processing of the unattended stimulus.
Gamma-band synchronization between macaque V1 and V4 indexes attention to the stimulus activating the V1 recording site (Fig. 3A), and this V1-V4 gamma synchronization is modulated theta rhythmically (Fig. 3B)25. A later MEG study with human subjects investigated whether such theta-rhythmic attentional biasing of gamma is predictive of behavior. Human subjects distributed attention to two stimuli in the left and right visual hemifield (Fig. 3C). The two stimuli induced sustained gamma-band activity in the respective contralateral visual cortex. Any moment-to-moment attentional bias to one of the two stimuli should be reflected in the difference between the respective gamma-band responses, referred to as lateralized gamma activity (LGA) (Fig. 3C). The LGA in higher visual areas indeed predicted attentional performance, with opposite 4 Hz phases of LGA fluctuations predicting high detection accuracy in the left versus right hemi field (Fig. 3D–F). This is again consistent with an 8 Hz attentional sampling, alternating between the two stimuli.
Another electrophysiological real-time metric of the focus of attention are the firing rates in primate inferotemporal (IT) cortex. IT cortex is close to the top of the hierarchy of visual areas. A given IT neuron typically has a very large receptive field (RF) and exhibits clear stimulus preferences. A preferred stimulus drives the neuron to high firing rates, whereas a nonpreferred stimulus drives the neuron to low firing rates. When a preferred and a nonpreferred stimulus are presented simultaneously inside the RF, and when attention is directed to one of them, the neuron’s response is dominated by the attended stimulus39,40. Therefore, the momentary IT neuron firing rate can be used as an index of the momentary focus of selective attention. It is also known that selective attention is automatically drawn to a new stimulus41. In a seminal study on IT neuronal firing rates, one stimulus was first presented for 600 ms, and remained on the screen after a second, new stimulus was added42. When the neuron’s nonpreferred stimulus was added to a preferred stimulus, the firing rate showed a trough followed by a peak followed by a trough and so on for a few cycles; When the neuron’s preferred stimulus was added to a nonpreferred stimulus, the firing rate showed a peak followed by a trough followed by a peak and so on for a few cycles (Fig. 4A). These sequences suggest that the onset of a new stimulus caused the attentional selection of that new stimulus, followed by an alternating attentional selection of the two stimuli. The resulting firing-rate oscillation showed peaks at approximately 5 Hz (Fig. 4B), suggesting attentional selection of the preferred stimulus at 5 Hz and an overall attentional sampling rhythm of approximately 10 Hz.
Thus, the onset of a new stimulus essentially resets attentional sampling and thereby reveals the rhythmicity of attentional sampling. If attention indeed alternates between the two stimuli, this should result in alternating attentional improvements in behavioral performance on those two stimuli. This prediction was tested in a subsequent psychophysical study in human subjects43. Subjects distributed attention to two peripheral stimuli at equal eccentricities to the left and right of the fixation point. In each trial, one of the stimuli underwent a hard-to-detect change at an unpredictable moment in time. Detection performance for this change served as a behavioral index of attention to the respective stimulus at the respective time. In each trial, a task-irrelevant flash was presented around one of the two stimuli, to automatically draw attention to the respective side. As an unavoidable side effect, the flash caused some masking with the corresponding transient reduction in detection performance. When this masking was over, and when the flash had been presented around the stimulus in the right hemifield, subsequent detection performance fluctuated at approximately 4 Hz (Fig. 4C,D). Crucially, detection performance for the stimulus in the other hemifield fluctuated at essentially the same frequency, yet at approximately opposite phase (Fig. 4D inset). These results are consistent with an 8 Hz attentional sampling, which samples the two stimuli in alternation. Note that when the flash occurred in the left visual hemifield, detection performances for the two stimuli also showed rhythmic modulation, yet at different frequencies, and this might be related to the fact that the corresponding right temporal parietal areas are involved in attentional reorienting generally, not just towards one side.
One particularly elegant study used a sophisticated paradigm to measure the temporal frequency of attentional sampling, when attention was devoted to a single stimulus, or distributed over two or three stimuli44. When attention was devoted to a single stimulus, this stimulus was sampled at approximately 7 Hz. When attention was distributed over two stimuli, the attentional sampling frequency per stimulus dropped to approximately 7 Hz divided by 2. And when attention was distributed over three stimuli, the attentional sampling frequency per stimulus dropped to approximately 7 Hz divided by 3. Thus, also these data are consistent with an attentional sampling routine that operates at approximately 7 Hz and samples separate stimuli sequentially.
Another study provided seminal insight into attentional sampling, when it either samples two locations on two different stimuli, or alternatively two locations on two different positions on the same stimulus45. In a given trial, either two vertical bars were placed right and left of the fixation point or two horizontal bars were placed above and below the fixation point, each time such that all four ends of the two bars were at equal eccentricities from the fixation point. In a given trial, a flash occurred around one end of one of the bars, automatically drawing attention to this location and cueing this end as the behaviorally most relevant one (Fig. 5A). Subsequently, a hard-to-detect change occurred either on the cued bar at the cued end (75% of trials), on the cued bar at the uncued end (12.5%), or on the uncued bar at the end that had a distance of one bar length from the cued location (12.5%) (Fig. 5B). After the cue-flash had occurred, change detection performance fluctuated rhythmically and with a very interesting pattern of phase relations (Fig. 5C, D). Detection performance at the two uncued locations on the two bars fluctuated at 4 Hz and approximately in anti-phase (Fig. 5E). This is again consistent with an 8 Hz attentional sampling, alternating between the two bars. Most intriguingly, detection performance at the cued and the uncued location on the same bar fluctuated at 8 Hz and with a 90°, or 31 ms, lag for the uncued location (Fig. 5F). This suggests that within a given stimulus, a theta-rhythmic attentional sampling routine, potentially implemented by a theta-rhythmic neuronal excitability wave, might start at the attended location and scan across the rest of the stimulus. Evidence for such an implementation of theta-rhythmic attentional scanning is difficult to obtain with psychophysical experiments. Yet, physiological studies do provide evidence indicating that such scanning might actually occur.
One study used voltage sensitive dyes to record neuronal depolarization from substantial portions of the surface of areas V1 and V2 of awake macaque monkeys46. When a small visual stimulus was presented, it first evoked neuronal depolarization in the retinotopically corresponding part of area V1. From there, depolarization propagated across the cortical surface in the form of a traveling wave (Fig. 6A). At the same time, a similar traveling wave propagated across the surface of area V2, and the two traveling waves maintained a precise phase relation. As neuronal depolarization is closely related to neuronal excitability, these results demonstrate that a stimulus evokes waves of neuronal excitability that smoothly propagate across the representation of visual space and might serve as mechanism for attentional scans. Thus, in the above-mentioned psychophysical study with a flash around the end of one of two bars, this flash might well have evoked a traveling wave of excitability and thereby a traveling wave of attention. Because the flash served as an attentional cue, this wave started from the cued location on the cued bar. If we assume that the wave traveled preferentially along the contiguous cortical representation of the bar, this could explain why high detection performance at the cued location was followed 31 ms later by high detection performance at the uncued location on the cued bar.
During natural viewing, primates consistently make saccades or microsaccades, likely accompanied by top-down input reflecting the movement-related sensory prediction8. Furthermore, the movement of the eyes generates a transient motion of the projection of the visual field onto the retina. Such a transient, potentially in concert with the corresponding top-down input, might conceivably lead to a similar traveling wave as described above in response to a visual flash stimulus. Indeed, such post-saccadic waves were discovered in recordings of macaque area V447. Macaques performed saccades of 5–20 deg length, while neuronal activity was recorded from 96 sites representing retinal eccentricities ranging from 3 to 30 degrees. Intriguingly, saccades triggered traveling waves that started after the saccade, and propagated from the representation of the fovea or parafovea to the representation of the visual periphery (Fig. 6B). These waves were observed in the LFP filtered at 20–40 Hz, yet were triggered by saccades. Saccades, as mentioned above, occur at intervals consistent with a theta rhythm and aligned to theta-rhythmic attentional modulation. Thus, theta-rhythmic saccades might set off theta-rhythmic attentional scans. Those scans might start at the fovea and travel into periphery, or they might start at an attended peripheral location or at a salient stimulus. Indeed, traveling waves in the LFP (filtered 5–40 Hz) of marmoset area MT enhance neuronal excitability and psychophysical sensitivity in a detection task48, consistent with attentional scans.
The last paragraphs provided evidence 1) that attentional performance benefits at the cued and the uncued location on the same stimulus have a systematic delay, 2) that a short visual stimulus triggers a traveling wave propagating from the cortical representation of the stimulus, and 3) that a saccade is triggering a similar traveling wave propagating from the cortical representation of the fovea. These three observations might well be reflecting the same underlying mechanism, because their observed or inferred traveling speeds are in a similar range. The post-saccadic traveling waves in area V4 had a mean propagation speed of 31 cm/s with a standard deviation of 8 cm/s47. The post-stimulation traveling waves in area V1 had a median propagation speed of 57 cm/s with a median absolute deviation of 18 cm/s46. In the psychophysics study, the propagation speed of putative traveling waves in areas V1 and V4 underlying the delay between attentional performance benefits can only be estimated (partly based on Fig. 8 of Brewer et al.49), which results in propagation speeds of approximately 40 cm/s. Thus, the observed or inferred propagation speeds in these three studies are within less than a factor of two of each other, and close to the speed of propagation of neuronal signals along lateral connections50–53.
Rhythmic scanning in the hippocampus
There is an intriguing similarity between these observations in the visual system and observations in the hippocampus. The hippocampus shows prominent theta oscillations, which might be seen as segmenting information by internal attention28,54, similar to the way saccades segment visual information by external attention. The hippocampus is positioned on top of the hierarchy of visual areas55. As high-level visual areas feed into the hippocampus, and as they predominantly represent attended sensory inputs, attention likely also plays an important role in determining the momentary representation in the hippocampus. The hippocampus has been studied particularly well in rodents with regard to the representation of space. Seminal work has demonstrated hippocampal neurons that show enhanced firing rates when an animal is in a particular place in the environment, lending those cells the name place cells and their firing fields the name place fields56.
A recent study recorded pairs of hippocampal place cells, while rats were running on an arm of a maze that brought them to a bifurcation57. At the bifurcation, rats needed to run into the left arm or the right arm on alternate trials in order to obtain reward. The place fields of the two simultaneously recorded neurons extended from the bifurcation point into the left arm, for cell 1, and into the right arm, for cell 2 (Fig. 7A). When the rat approached the bifurcation point, before entering one of the choice arms, the two place cells fired on alternate cycles of the hippocampal 8 Hz theta rhythm (Fig. 7B, C). Thus, when the rat faced two simultaneously present movement options, the neuronal population in hippocampus sampled the two options in theta-rhythmic alternation. I propose that this is a form of theta-rhythmic attentional sampling, because of the similarity to findings in the visual system during selective visual attention. When macaques face two simultaneously presented stimuli, the neuronal population in higher visual areas represents the momentarily attended stimulus39, and attention samples the two stimuli in theta rhythmic alternation42,43,45,58.
The above-mentioned evidence suggests that theta-rhythmic attentional sampling of spatially extended stimuli might proceed in the form of theta-rhythmic attentional scanning, starting at the behaviorally most relevant location and scanning away from it. Intriguingly, spatial scanning has also been observed in the hippocampal place-cell population response, when it is representing spatially extended segments of the environment57,59–62. Several studies recorded sets of rat hippocampal place cells with place fields that neighbored each other along a segment of a maze. When the rat ran through that segment, the place-cell population typically represents locations within the segment (Fig. 7 of Gupta et al.59). Yet, the representation is not always precisely at the veridical position of the animal. Rather, within each theta cycle, the representation typically starts at the position just behind the animal, scans through the actual position of the animal, and then scans forward into the future path of the animal (Fig. 7D)61. Typically, this scanning ahead extends until the next behaviorally relevant location in the maze59,62. I propose that this is a form of theta-rhythmic attentional scanning, that is, a version of the abovementioned theta-rhythmic attentional sampling, which occurs when the represented item, here a maze segment, is extended.
As this scanning entails a systematic sequence of place-cell firing within the theta cycle, it is often referred to as a theta sequence. Note that the presence of theta sequences is in principle predicted by the phenomenon of theta-phase precession. Theta-phase precession is the systematic advance of place-cell firing relative to the theta cycle, as the rat runs through the respective place fields63: when the rat enters a place field, the respective place cell’s firing rate increases, and spikes occur preferentially near the end of the theta cycle; As the rat advances towards the center of the place fields, the firing rate reaches its peak, and spiking advances towards the middle of the theta cycle; As the rat leaves the place field, even though firing rate declines, spiking typically advances further towards the start of the theta cycle. Thereby, at any position along the rat’s path, the theta cycle will start with spikes from place cells whose place fields the rat is just leaving, it will proceed with spikes from place cells whose place fields are close to the rat’s current position, and it will end with spikes from place cells whose place fields the rat is just entering. Thus, theta-phase precession and theta sequences are likely related phenomena. Nevertheless, theta sequences entail more neuronal coordination than predicted by the independent theta-phase precession of separate place cells64, probably mediated by some form of rapid learning61. Note that an interpretation of the theta sequence as an attentional scan might conceptually explain why theta-phase precession does not reverse when the animal leaves the place field. When the animal leaves a place field, firing rates decline, most likely because excitatory drive declines. Declining excitatory drive could in principle shift spiking to later theta phases with declining hippocampal inhibition. However, despite declining excitatory drive, spikes of place cells, whose place fields are just left, occur at early theta phases. If theta-phase precession would revert, the representation in the late theta cycle would be confused, containing both past and future locations. Rather, the data suggest that the momentary hippocampal place-cell population representation is internally coherent, scanning from the recent past into the near future. This is consistent with an undivided attentional spotlight scanning from the recent past, through the present, into the near future. Theta-phase precession is also present in human hippocampus and entorhinal cortex during spatial navigation, and in human frontal cortex while seeking specific goals65. Note that hippocampal theta is readily observed in the absence of sensory attention e.g. during REM sleep, suggesting that theta assists multiple cognitive processes.
The last paragraphs have shown that the hippocampal place-cell population represents two competing options in theta-rhythmic alternation, and this representation can unfold as a theta sequence that scans the currently occupied segment of the environment in the direction of the animal’s own movement. Thereby, when a rat is approaching a bifurcation, theta sequences should scan down the two alternative choice arms in theta-rhythmic alternation, and this has indeed been found (Fig. 7E)57. Importantly, these alternating scans into the two possible choice arms were not due to respective movements of the head and could occur while the rat was running at high speed towards the choice point. Thereby, these scans do not merely represent current sensory input, but reflect possible futures57, recalled from short-term memory (STM). Thus, these findings suggest that two items held simultaneously in STM, here the two possible choice arms, are represented in hippocampus on separate theta cycles. Note that hippocampal assemblies can scan far into the future, and thereby predict upcoming behavior, even when a rat is running in a stationary wheel66, suggesting that the hippocampus generally is a sequence generator67.
The conclusion that two items in STM are represented on separate hippocampal theta cycles is also supported by another study showing nicely how hippocampal place-cell representations of the recent past can be interspersed in individual theta cycles, in-between theta cycles in which hippocampal place cells represented the present sensory environment. A set of simultaneously recorded place cells typically shows a characteristic set of place fields in a given environment and an independent set of place fields in a different environment. In a highly original study, two different environments were created by two very different sets of LED lights in the floor and the walls of a test box68. Rats were first exposed to either one or the other LED-defined environment in clearly separated sessions, and sets of about 30 simultaneously recorded place cells showed independent distributions of firing in the two environments. Subsequently, rats were first placed into one environment for approximately one minute, and then the LED lights were suddenly switched to essentially teleport the animals into the other environment. After such teleportation events, for a period of about ten seconds, the hippocampal population representation was bistable, expressing either the past or the present environment. Crucially, the representation of a given environment was contained within a cycle of the hippocampal theta rhythm (Fig. 7F). The representation could switch from one to the other environment between adjacent theta cycles. Yet within a given theta cycle, the hippocampal neuronal population represented either one or the other environment and avoided mixtures. This is consistent with a theta-rhythmic formation of neuronal population attractor states68. It likely involves the dynamic reconfiguration of hippocampal interneuron circuits69. As the teleportation had switched sensory input to the new environment, the hippocampal representation of the past environment reflected STM.
Previous hypotheses about theta- (or alpha-) nested gamma in hippocampus and visual cortex
A previous modeling study proposed that each theta cycle contains the representations of approximately seven STM items, with each item represented in a gamma subcycle70. This hypothesis has been expanded to apply generally to neuronal coding, and has been referred to as the “theta-gamma neural code”71, or TGNC (hypothesis). Similarly, for the processing of multiple simultaneously present visual stimuli, it was proposed that the two to three most salient of those stimuli are all represented within each cycle of the alpha rhythm (≈8–12 Hz), with each item represented in a gamma subcycle (Fig. 8A)72. I refer to this as the “alpha-gamma neural code”, or AGNC (hypothesis). While these proposals attribute similar roles to theta and alpha, those rhythms actually show largely opposite relations to attention and sensory stimulation: Theta is prominent during attentional exploration or working memory63,73,74, whereas alpha is reduced by attentional engagement or sensory stimulation75–77.
TGNC and RAS differ fundamentally in how theta and gamma subserve functions. TGNC proposes that segmentation is achieved by limiting the representation of a given item to a single gamma sub cycle per theta cycle; attention is multiplexed across those items by processing them sequentially within each theta cycle. RAS proposes that segmentation is achieved by limiting the representation of a given item to a single theta cycle; attention is multiplexed across items by processing them sequentially within subsequent theta cycles. Within each theta cycle, gamma binds and segments representations of different items in lower areas, and routes the representation of the attentionally selected item to higher areas.
An elegant computational study78 provided a network of spiking neurons implementing both TGNC, referred to as LJ-multiplexing (Lisman Jensen), and RAS, referred to as F-multiplexing (Fries). The study demonstrated that TGNC and RAS are both plausible, and that small changes to the model switch it from one to the other scenario. In the following, I will review the relevant empirical evidence and argue that it favors the RAS hypothesis.
The AGNC hypothesis is concerned with a scenario in which multiple visual stimuli are simultaneously present (Fig. 8B). AGNC predicts for primary visual cortex that a given neuron is active in one gamma subcycle per alpha cycle; the autocorrelation should show alpha-rhythmic re-occurrence of narrow gamma peaks. However, empirical autocorrelations typically show gamma modulation79,80. AGNC predicts further for primary visual cortex (1) that neurons representing the same stimulus fire in the same gamma subcycle of alpha, and their crosscorrelation should show alpha-rhythmically re-occurring narrow gamma peaks with approximately zero time lag between the two cells; (2) that neurons representing different stimuli fire on neighboring but separate gamma subcycles of alpha, and their crosscorrelation should show alpha-rhythmically re-occurring narrow gamma peaks, with a time lag between the two cells corresponding to a small integer multiple of the gamma cycle length. However, empirical crosscorrelations for neurons representing the same stimulus typically show gamma-rhythmic modulations with small or no time lag, and crosscorrelations for neurons representing different stimuli typically show no significant modulation at all81,82. AGNC predicts for higher visual areas that a given neuron represents two to three stimuli sequentially within each alpha cycle, with each stimulus representation lasting for approximately one gamma cycle. By contrast, neurons in high-level visual areas represent different simultaneously presented stimuli on separate theta cycles42,83.
TGNC predicts that a given place cell should be active in only one gamma subcycle per theta cycle, and the autocorrelation should show narrow gamma peaks separated by theta-cycle-long periods of low firing rates. However, empirical autocorrelations typically show theta-rhythmic modulations, with spikes either occurring on each theta cycle (see e.g. Fig. 9 of63) or on each second theta cycle (see e.g. Fig. 3 of57). TGNC also predicts that place cells with neighboring but non-overlapping place fields fire on neighboring but separate gamma subcycles of the same theta cycle, and their crosscorrelation should show narrow gamma peaks with a time lag between the two cells that corresponds to a small integer multiple of the gamma-cycle length. However, empirical crosscorrelations typically show theta-rhythmic modulations with smoothly varying time lags (see e.g. of Dragoi and Buzsáki64). Note that the sensitivity of crosscorrelations to reveal peaks at higher frequencies is limited by the number of spikes used for the calculation of the crosscorrelations. Yet, crosscorrelations between hippocampal spike recordings can reveal theta and no gamma even when based on thousands of spikes (e.g. Figs. 3, S1 of Kay et al.57). By contrast, crosscorrelations between visual cortical spike recordings can reveal gamma rhythmicity even for spike numbers in the range of few tens to few hundreds, recorded on single trials (e.g. Figs. 1, 2, 3, 7, 10, 12 of Livingstone84; Fig. 5B of Maldonado et al.85).
All the mentioned empirical evidence, which is in contradiction to the TGNC or AGNC hypothesis, is consistent with the RAS hypothesis.
One empirical observation that has been put forth to support TGNC, is the phenomenon of theta sequences, the sequential firing of place cells in the theta cycle, according to the spatial position of their place fields along an animal’s path. TGNC regards the positions corresponding to those place fields as separate items, each represented by an ensemble of place cells that have highly overlapping place fields and that spike in the same gamma subcycle of a given theta cycle. TGNC proposes that each theta cycle contains approximately seven gamma subcycles, and it thereby proposes that the space scanned by a theta sequence is discretized into seven positions. However, the space in-between those seven positions is almost certainly also covered by the place fields of some place cells, and it is not clear from the TGNC hypothesis, when those place cells should spike. The evidence presented above suggests that the hippocampal place cell representation discretizes space in a different way, namely such that a represented item corresponds to a behaviorally relevant segment of the environment. Such a segment might for example be a part of a maze that leads from a bifurcation point to a feeding point59.
Rhythmic scanning in Prefrontal cortex (PFC)
Control over the deployment of selective attention is executed by prefrontal cortex (PFC). In particular, spatially selective attention is controlled by a part of PFC called frontal eye field (FEF)86. One study in macaque monkeys recorded simultaneously from 24 sites in each of the two FEFs of the two hemispheres87. The animals foveated a central fixation point, while four peripheral locations, one in each visual quadrant, were indicated by placeholders. One of those placeholders was cued. During the trial, the non-cued placeholders could undergo changes that needed to be ignored, whereas a change at the cued placeholder needed to be reported to obtain reward. Trials with attention directed to the different quadrants can be used to train a decoder of the neuronal data, which can subsequently be applied to short analysis windows sliding over the data recorded in single trials. The decoded momentary position of attention was not always at the cued location, but rather deviated from that location with an 8 Hz rhythmicity (Fig. 8B). Note that the smooth movement of the decoded attentional spotlight suggests that attention can move continuously across visual field representations rather than necessarily jumping between locations. Jumps might be performed at theta-rhythmic resets, and smooth movements or scans within a theta cycle, as also suggested by the Fiebelkorn et al.45 study discussed above.
Another study also used recordings of neuronal activity from FEF to infer the likely momentary location of attention during a visual search task88. In this task, macaques foveated a fixation point and were first presented with a sample stimulus and after a delay period with a search array with four stimuli, each in one of the visual quadrants. One of those stimuli was identical to the sample, and the animal needed to saccade to that target to obtain a reward. Saccades were preceded by 50 ms of enhanced activity in neurons with receptive fields in the target quadrant. Between 50 and 100 ms before the saccade, there was enhanced activity in neurons with receptive fields in the quadrant counterclockwise to the target. At an even earlier period, around 200 ms before the saccade, there was enhanced activity in neurons with receptive fields opposite to the target. This pattern of results is consistent with serial shifts of attention through the items in a clockwise direction, requiring approximately 40 ms per stimulus, which is supported by relationships between the neuronal and behavioral data and the 25 Hz, beta-band, component of the LFP88. Note that this pattern of results is also consistent with a single attentional scan through the items, with each item processed in a beta cycle, and all items together being scanned within the time span corresponding to a theta cycle.
Next to attention, PFC also supports another central cognitive function, namely STM, the ability to keep and use information about a sensory stimulus, when that stimulus is not physically present. STM has been linked to neuronal rhythms, primarily for two reasons: Neuronal rhythms can help keeping a neuronal representation active, and they might explain the limited capacity of STM. In human subjects, visual STM capacity is limited to four features or four feature conjunctions, i.e. four integrated visual objects89; and verbal STM capacity is limited to 7±2 items90. Explaining this verbal STM capacity limit of 7±2 items has been the central aim of the TGNC hypothesis discussed above. Yet, also more recent models of STM centrally involve oscillations. One of these models implements STM items as short-lived attractor states: An attractor network model with biologically plausible synaptic plasticity can provide STM by cyclic reactivation of up to six items, with reactivation occurring at theta, and each reactivation associated with gamma91. Thus, contrary to the TGNC hypothesis, each theta cycle contains not all memorized items, but merely one item, and within the theta cycle, the represented item is not coded in a single gamma cycle, but in several gamma cycles. This model has received strong and direct support from recordings of PFC in macaque monkeys performing an STM task92. These recordings revealed that gamma occurred in bursts, accompanying encoding and re-activation of sensory information, specifically at recording sites representing the to-be-remembered items. When gamma at those sites is compared to other sites, and the temporal envelope of gamma is analyzed for modulation by lower frequencies, this reveals a prominent modulation of the gamma envelope by a theta rhythm (Fig. 8C)92, even though the autocorrelation of gamma bursts did not provide clear evidence for periodicity.
If STM holds multiple items, they might be linked into a chunk, and this chunk might be theta-rhythmically scanned. Indeed, a study using intracranial electrode recordings in human epilepsy patients reported evidence consistent with this. Participants were shown sequences of three letters, which they kept in STM during a maintenance period, to later decide about a fourth letter, whether it had been part of the prior sequence93. Some of the recording sites showed gamma-band responses to letter presentation that differed across the three letters. During STM maintenance, these letter-selective sites showed theta-phase dependent gamma-band responses reflecting the memorized letter sequence: Within each theta cycle, the average gamma-band power was initially highest for sites responsive to the first letter, then for sites responsive to the second letter, and finally for sites responsive to the third letter. Note that these results are also broadly consistent with the TGNC hypothesis93. Yet, the TGNC hypothesis would predict that STM for three letters would lead to three gamma cycles per theta cycle, with the first gamma cycle containing the representation of the first letter, and so on. This evidence was not reported. Therefore, an alternative and parsimonious interpretation is that the observed sequence reflects a theta-rhythmic attentional scan across an STM chunk composed of the three letters.
Summary and outlook
In summary, observations across several brain areas including V1, V2, V4, IT, hippocampus, PFC, and across several cognitive functions including early visual processing, object recognition, selective attention, spatial navigation, STM, suggest a shared Rhythmic Attentional Scanning (RAS) scenario: When multiple items (or options) are present simultaneously, each item is represented in a gamma-synchronized neuronal group, and different items are fully processed and represented across areas in separate theta cycles. When items are extended, their representations are theta-rhythmically scanned by a traveling wave.
In the visual system, when the input contains multiple items simultaneously, their corresponding gamma-synchronized neuronal ensembles coexist in V1, and one item is attentionally selected per theta cycle for entrainment of and corresponding routing to higher visual areas. In hippocampus, when an animal is uncertain about being located in one of two possible environments, each environment is represented in a separate theta cycle, and when spatial navigation could go into multiple directions, each direction is represented in a separate theta cycle; similar to visual cortex, hippocampal neuronal representations also entail gamma synchronization1,94. In PFC, when STM holds multiple items, each item is represented by an attractor state entailing gamma synchronization, and the different items are represented in different theta cycles. Yet, RAS most likely does not explain all occurrences of theta and/or gamma, as suggested by theta during REM sleep. Further research is needed to investigate whether RAS applies to theta in the auditory system95 or frontal theta during cognitive control96.
The representation in a theta cycle can be organized as a traveling wave. In the visual system, saccades occur theta rhythmically, and cause theta-rhythmic visual stimulus onsets; saccades and stimulus onsets trigger waves traveling across visual cortex and thereby across its representational space. During fixation, after an attentional cue at one position of an extended visual object, detection performance fluctuates in a way consistent with a theta-rhythmic attentional scanning of the object. In hippocampus, during navigation on a linear track, the decoded spatial representation theta-rhythmically scans the space, often starting at the current or just-visited location and scanning across the upcoming locations; during decision making at a point where an animal can navigate into one of two directions, the decoded spatial representation theta-rhythmically alternates between scanning into the two directions. In PFC, when multiple simple items are repeatedly co-occurring, they might be linked into a chunk, which is then theta-rhythmically scanned. The evidence for scanning is mostly related to representational items that are extended, like extended visual stimuli45 or extended segments of the environment57,59–62. Yet, any item is extended to some degree, such that its sampling might always proceed in the form of scanning. As this scanning corresponds to traveling waves, it might in fact be a general feature of cortex. When visual cortex is activated by a small stimulus, a traveling wave propagates through substantial portions of the surrounding map of visual space46. Even the spontaneous spiking of single neurons is followed by a wave traveling across cortex, away from the neuron97.
RAS predicts some degree of theta coherence between brain areas, but the respective evidence is still limited. In human epilepsy patients, theta coherence between intracranial EEG recordings declines with distance and is largely absent beyond 20 mm98. Thus, human frontal midline theta, likely involved in RAS37, might be unrelated to hippocampal theta99. Yet in rodents, theta coherence has been reported between hippocampus and frontal100,101 as well as visual102 cortex. Also in non-human primates, the available evidence suggests dynamic coordination of theta across areas: The decoded attentional spotlight in FEF theta-rhythmically scans space87, FEF determines the attentional focus in V486. During an attention task, V4 and FEF show long-range coupling at theta frequencies, yet attention effects occur mainly at gamma frequencies103. Theta in V4 and V1 is at least partially coherent2,25. Also, V4 and PFC can show theta coherence during the memory period of an STM task73. The non-human primate hippocampus shows theta rhythmicity during visual exploration, with each saccade resetting theta phase33. Saccades, and even microsaccades, reset the phase of ongoing rhythms, and particularly lower frequency components like theta, also in V1 and V4104–106. Thus, saccades likely coordinate (theta) phase resets across the visual system and hippocampus.
Within those coordinated theta cycles, theta-rhythmic attentional scanning might also be coordinated between visual cortex and hippocampus. However, as this scanning might be organized in the representational spaces of the respective areas, it might as well be independent between areas. Also, two representational spaces embedded in the same area, like the hippocampal representations for a rat’s spatial location and its head direction, can both be theta-rhythmically scanned at the same time57. Investigating these dynamics will require simultaneous dense and space-covering recordings from several areas. Such recordings have become possible107–109, and they will be essential for a better understanding of rhythmic attentional scanning.
Acknowledgments
This work was supported by DFG (FOR 1847 FR2557/2-1, FR2557/5-1-CORNET, FR2557/7-1-DualStreams), EU (HEALTH-F2-2008-200728-BrainSynch, FP7-604102-HBP), a European Young Investigator Award, and the National Institutes of Health (1U54MH091657-WU-Minn-Consortium-HCP).
Footnotes
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This perspective by Fries presents the Rhythmic Attentional Scanning (RAS) hypothesis. RAS proposes that the brain processes multiple concurrent items sequentially by scanning one item or chunk of items per theta cycle, with behaviorally relevant items being scanned more often.
Declaration of interests
P.F. has a patent on thin-film electrodes and is beneficiary of a respective license contract with Blackrock Microsystems LLC (Salt Lake City, UT, USA). P.F. is a member of the Advisory Board of CorTec GmbH (Freiburg, Germany).
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