Abstract
Among the complications of diabetes, cardiovascular events and cardiac insufficiency are considered two of the most important causes of death. Experimental and clinical evidence supports the effectiveness of SGLT2i for improving cardiac dysfunction. SGLT2i treatment benefits metabolism, microcirculation, mitochondrial function, fibrosis, oxidative stress, endoplasmic reticulum stress, programmed cell death, autophagy, and the intestinal flora, which are involved in diabetic cardiomyopathy. This review summarizes the current knowledge of the mechanisms of SGLT2i for the treatment of diabetic cardiomyopathy.
Graphical Abstract
Keywords: Sodium-glucose cotransporter 2 inhibitor, Diabetic cardiomyopathy, Mechanisms
Introduction
Diabetes may have been recognized more than 3000 years ago [1], and the incidence and prevalence of this ancient disease have increased with improvements in living and health standards. Currently, 1 in 11 people has diabetes, which is 4 times more frequent than 30 years ago [2]. In addition to eye, kidney, and foot disease, chronic hyperglycaemia can damage the myocardium, which manifests as diabetic cardiomyopathy. The pathology of diabetic cardiomyopathy includes abnormal carbohydrate and fatty acid metabolism, microvascular disease, endothelial dysfunction, mitochondrial dysfunction, myocardial diastolic dysfunction and fibrosis, excessive cardiomyocyte programmed cell death, increased oxidative stress, endoplasmic reticulum (ER) stress, and glycotoxicity [3–5]. Adverse responses to abnormal blood glucose lead to structural remodelling and impaired function in the heart. Diabetic cardiomyopathy is known to significantly increase the risk of heart failure and can lead to a preserved or reduced ejection fraction [6].
Sodium-glucose cotransporter 2 inhibitors (SGLT2is) have long been used as drugs to treat diabetes and have recently been shown to improve cardiac function in diabetes. In a randomized controlled trial, dapagliflozin reduced heart failure by 27% in T2DM (type 2 diabetes mellitus) patients with cardiovascular disease. The effectiveness was 35% for empagliflozin and 33% for canagliflozin [7]. This review focuses on the benefits of SGLT2i for cardiomyopathy in diabetes, including the mechanism (Table 1). Future prospects are also discussed.
Table 1.
Drug | Target | Organ or tissue | Model | Effect |
---|---|---|---|---|
Empagliflozin | GLUT1 | Heart | Isolated failing human and murine cardiomyocytes | Improve glucose metabolism [1] |
Empagliflozin | HMGCS2 | Liver, kidney and jejunum | Normal and db/db mice | Increase serum ketone bodies [2] |
Empagliflozin | CPT1b | Heart | Otsuka long-evans tokushima fatty rats | Reduce fatty acid utilization [3] |
Empagliflozin | PPARγ/CD36 | Heart | Zucker diabetic fatty rats | Reduce the accumulation of fatty acids [4] |
Canagliflozin | PPAR-α | Adipose tissue | Obese mice due to a high-fat diet | Decrease plasma TG and TC [5] |
Dapagliflozin | Drp1 | Heart | High-fat diet-induced insulin-resistant obesity rats | Inhibit mitochondrial fission [6] |
Dapagliflozin, Empagliflozin | MFN1/MFN2 and OPA1 | Heart | Metabolic syndrome rats; high-fat diet/STZ-induced diabetic rats | Inhibit mitochondrial fission [7, 8] |
Empagliflozin | PGC-1a, NRF-1 and mtTFA | Heart | High-fat diet/STZ-induced diabetic rats | Promote mitochondrial biogenesis [8] |
Empagliflozin, Dapagliflozin, Canagliflozin | ETC complex I and II | Human RPTEC/TERT1 cells | Normal | Improve the activity of ETC complex I and II (Canagliflozin reduce the activity of ETC complex I) [9] |
Dapagliflozin | O-GlcNAc transferase | Kidney | STZ-induced diabetic rats | May improve the activity of ETC complexes [10] |
Empagliflozin | Phenotype polarization of macrophages | The aorta | Mouse model of atherosclerosis with diabetes | Reduce atherosclerosis [11, 12] |
Empagliflozin | AT1R and ACE | Coronary artery endothelium | High glucose-treated porcine coronary artery | Delay endothelial cell senescence [13] |
Luseogliflozin | GLUT9 isoform 2 | Xenopus laevis oocytes | Cells were injected with 0.1–25 ng of cRNA of GLUT9 isoform 2 | Reduce uric acid [14] |
Empagliflozin | COX-2 | The aorta | STZ-induced diabetes rats | Improve vascular dysfunction [15] |
Dapagliflozin | PKG/Kv channels | The rabbit aorta | Normal | Improve vascular dysfunction [16] |
Dapagliflozin; empagliflozin | TNF-α/ROS/NO | Human coronary arterial endothelial cells | TNF-α stimulation | Improve vascular dysfunction [17] |
empagliflozin | L-arginine/NO | Coronary arteries | ob/ob−/− mice | Improve vascular dysfunction [18] |
Empagliflozin; canagliflozin | NHE1 | Coronary arteries | Normal mice | Improve vascular dysfunction [19] |
Empagliflozin | AMP/ATP/AMPK/Drp1 | Heart | STZ-induced diabetic mice | Increase the number of CD31 + microvessels [20] |
Empagliflozin | AGEs/RAGE/PKC-ζ/MAPK | Kidney | STZ-induced diabetic rats | Inhibit fibrosis [21] |
Empagliflozin | TGF-β/SMAD | Heart | Genetic type 2 diabetes mouse model | Inhibit fibrosis [22] |
Dapagliflozin | STAT3 | Heart | Myocardial infarction in rats | Inhibit fibrosis [23] |
Empagliflozin | NO/sGC-cGMP/PKG pathway [24, 25] | Heart | Human and murine HFpEF myocardium | Reduce cardiomyocyte stiffness [26] |
Empagliflozin | Nrf2/ARE pathway | Heart | Genetic type 2 diabetes mouse model | Inhibit oxidative stress [22] |
Canagliflozin | AMPK/Akt/eNOS | Heart | ISO-induced oxidative stress in rats | Inhibit oxidative stress [27] |
Canagliflozin | iNOS, NOX4 | Heart | ISO-induced oxidative stress in rats | Inhibit oxidative stress [27] |
Empagliflozin | Sirt1/Nrf2; Sirt1/Foxo1 [28, 29] | Liver and kidney | Otsuka long-evans tokushima fatty rats, rats with induced insulin resistance | Inhibit oxidative stress [30, 31] |
Dapagliflozin, Empagliflozin | ERK/Bax; STAT3/Bcl-2; AMPK/TNF-α; Caspase -3 | Heart | LPS-induced inflammation in mouse atrial myocytes; cardiorenal syndrome in rats; rats with cardiac I/R injury | Inhibit apoptosis [12, 32, 33] |
Dapagliflozin | AMPK/NLRP3/ASC/caspase-1 pathway | Heart | BTBR ob/ob mice | Inhibit pyroptosis [34] |
Empagliflozin | CD36/AMPK/Ulk1/Beclin1 | Heart | ZDF rats | Promote autophagy [4, 35] |
Empagliflozin | NHE1 and NHE1-related genes | Heart | db/db mice with myocardial infarction | Inhibit autophagy [36] |
Empagliflozin | Beclin1 | Heart | Myocardial infarction with acute hyperglycaemia in mice | Inhibit autophagy [37] |
Dapagliflozin | SIRT1/PERK/eIF2α/ATF4/CHOP | Heart | Heart pressure-overload in mice; myocardial I/R injury in mice | Improve ER stress [38, 39] |
Dapagliflozin | Abundance of Akkermansia muciniphila | Gut | Diabetic mice homozygous for a point mutation in the leptin receptor gene | Improve glucose tolerance and atherosclerosis [40] |
Luseogliflozin, empagliflozin | The abundance of SCFA-producing bacteria | Gut | db/db mice | Improve glucose tolerance and atherosclerosis [41, 42] |
SGLT2i and improved heart function
The first SGLT inhibitor was dihydrochalcone phlorizin, which is a nonselective SGLT inhibitor extracted from apple tree roots [8]. Dihydrochalcone phlorizin contains a glucose moiety and an aglycone in which two aromatic carbocycles are joined by an alkyl spacer. Later, the aromatic O-glycoside sergliflozin and the aromatic C-glycoside dapagliflozin officially opened the era of selective SGLT inhibitors [9]. The available SGLT2i are functionally similar but differ in selectivity, efficacy, and indication. For example, empagliflozin, dapagliflozin, and canagliflozin are 2600, 1200, and 150 times more selective for SGLT2 than for SGLT1 [10]. Ipragliflozin and dapagliflozin were approved to treat T1DM (type 1 diabetes mellitus) and T2DM, but most other SGLT2i were approved to treat only T2DM [10]. There are also some obvious differences among them; for example, compared with dapagliflozin and empagliflozin, canagliflozin has a stronger inhibitory effect on angiogenesis [11, 12].
The ways in which SGLT2 functions in the heart are not fully understood. SGLT1 is expressed by cardiomyocytes and may be a target of SGLT2i that improves heart failure [13]. Inhibiting SGLT1 with canagliflozin was shown to reduce nicotinamide adenine dinucleotide phosphate (NADPH) oxidase activity in cardiomyocytes, thereby inhibiting the production of superoxide and decreasing inflammation [13]. SGLT2i may be useful as a first-line treatment for heart failure that is not only mediated by their target receptors. For example, dapagliflozin and canagliflozin were reported to directly inhibit Na+/H+ exchanger-1 (NHE1) and abrogate the increase in cytosolic Na+ in cardiomyocytes. Direct activation of AMP-activated protein kinase (AMPK) by dapagliflozin could reduce lipopolysaccharide (LPS)-induced myocardial fibrosis. That kind of intermolecular interaction is not dependent on SGLT2i-mediated inhibition of the sodium-glucose cotransporter [14]. Other studies have shown that the cardiac sodium channel Nav1.5 was a target of SGLT2i and that inhibiting sodium channels ameliorated dysfunctional sodium and calcium homeostasis, improved calcium overload, and decreased the incidence of malignant arrhythmias [15]. Ongoing study of SGLT2i is expected to reveal additional mechanisms of action.
SGLT2i and the regulation of heart metabolism
Disorders of glucose and fatty acid metabolism are prominent features of diabetic cardiomyopathy. Under normal conditions, fatty acids are the first-choice energy source and account for 70–90% of the ATP produced by cardiomyocytes. Although each molecule of fatty acid produces more ATP than glucose, complete oxidation requires more oxygen. When the same amount of oxygen is consumed, fatty acids produce less ATP than glucose (2.33 vs. 2.58) [16]. However, compared with the absence of diabetes, oxidative metabolism in cardiomyocytes under diabetic conditions consumes a higher percentage of fatty acids and a lower percentage of glucose [17], and there is an increase in the use of ketone bodies [18]. The presence of diabetes increases oxygen consumption and decreases efficiency in the heart [17].
SGLT2i and myocardial glucose utilization
Evidence of the regulation of glucose uptake and utilization by SGLT2i may provide ideas for further research. The glucose transporter (GLUT) isoforms GLUT4 and GLUT1 are predominant in the heart [19]. The mechanism of action is not known, but data show that SGLT2i benefit myocardial energy metabolism. Empagliflozin has been shown to increase glucose uptake in the human and murine myocardium that was associated with increased GLUT1 expression [20]. Empagliflozin was also reported to increase glycolysis and glucose oxidation rates in the myocardium of db/db mice [21].
SGLT2i and myocardial fat metabolism
The dominant carnitine O-palmitoyltransferase (CPT) isoform in the heart is CPT1b. It is located on the outer mitochondrial membrane and catalyses carnitine conjugation of long-chain fatty acids, which facilitates mitochondrial transport and β-oxidation in cardiomyocytes [22]. In a rat diabetes model, CPT1b expression in myocardial tissues was significantly increased compared with that in nondiabetic controls. As previously stated, increased fatty acid utilization increases the oxygen requirements of cardiomyocytes. However, the mRNA and protein expression of CPT1b was reduced by subcutaneous injection of empagliflozin [23], which indicates that SGLT2i improved cardiomyocyte energy metabolism by reducing fatty acid utilization.
Peroxisome proliferator-activated receptors (PPARs) are a superfamily of nuclear receptor proteins that act as transcription factors and have at least three isoforms: α, δ and γ. Empagliflozin inhibits the mRNA and protein expression of PPAR-γ in the kidney [24]. Most likely because of the same effect, it decreases the expression of CD36, which is the downstream molecule of PPAR-γ, in cardiac tissue [25] and reduces the uptake and accumulation of fatty acids [26]. When activated, PPAR-α promotes the use of fatty acids and reduces the use of glucose [27]. SGLT2i do not directly decrease PPAR-α mRNA expression in the myocardium [23] but promote PPAR-α mRNA and protein expression in adipose tissue and decrease the concentrations of triglycerides (TG) and total cholesterol (TC) in plasma [28]. Adiponectin is a peptide that is secreted by adipocytes, and its effects on lipid metabolism are reflected by a negative correlation with serum TG and association with increased utilization of glucose and fatty acids by muscle tissue [29]. A systematic review and meta-analysis of randomized controlled trials showed that SGLT2i increased adiponectin levels in T2DM [30]. It has been proven that abnormal TC and TG levels are closely related to diabetes [31]. The control of lipid metabolism not only helps to prevent cardiovascular events but also improves left ventricle systolic dysfunction [32, 33].
SGLT2i and myocardial ketone body metabolism
Fatty acids and glucose are the major fuels in the normal heart. Ketone bodies are a minor energy source. In diabetes patients, insulin resistance decreases glucose transport and availability as an energy source. As a result, cardiomyocytes increase their utilization of the ketone body beta-hydroxybutyrate (β-OHB) [18]. SGLT2i have been shown to increase myocardial utilization of ketone bodies to increase ATP production. Verma et al. [21] showed that overall cardiac ATP production was 36% lower in db/db mice than in C57BL/6 J mice and that empagliflozin increased cardiac ATP production by 31% compared with that in untreated db/db mice. Strangely, empagliflozin did not directly improve the efficiency of myocardial ketone body utilization. However, it has been reported that empagliflozin can increase serum ketone concentrations by activating the expression of the ketogenic enzyme HMGCS2 in other tissues [34]. Moreover, the frugal fuel hypothesis suggests that an increase in ketone body concentration is responsible for the increased efficiency of cardiac mitochondrial oxidation in response to empagliflozin [35, 36]. In a subsequent experiment on the perfusion of isolated mouse hearts, researchers found that the addition of β-OHB to the system produced effects similar to those observed in response to empagliflozin. Therefore, we can conclude that empagliflozin increases blood ketone concentrations, thereby increasing overall ketone utilization. This result was subsequently confirmed by a similar study [37].
SGLT2i and myocardial mitochondria
Aerobic respiration that occurs in the mitochondria of cardiomyocytes provides energy for cardiac contraction. Mitochondrial dysfunction occurs in diabetic cardiomyopathy as a consequence of high glucose, insulin resistance, and obesity. The consequences of these pathological changes include but are not limited to increased mitochondrial fission, autophagy, reduced oxidative phosphorylation and impaired ATP production, the accumulation of metabolic intermediates and reactive oxygen species (ROS), oxidative stress, apoptosis, and impaired mechanical function in the heart [38–40].
Mitochondria frequently divide and fuse with each other [41]. When cells are subjected to mild stress, mitochondria form an extensive interconnected network. When cells are severely stressed, mitochondria undergo fission and are fragmented [42]. In response to hyperglycaemia, cardiomyocyte mitochondria undergo dynamin-related protein 1 (Drp1)-mediated fission, which, if excessive, can result in fragmentation, ROS production, increased oxidative stress and even cell death [43]. Tanajak et al. [44] studied the inhibitory effect of SGLT2i on excessive mitochondrial fission after cardiac ischaemia/reperfusion (I/R) injury in the hearts of obese rats with high-fat diet-induced insulin resistance. Dapagliflozin reversed the impairment in mitochondrial morphology and increased ROS levels. The total myocardial Drp1 protein level did not change significantly, but the myocardial mitochondrial Drp1 level decreased significantly [44]. The myocardial phosphorylation site Drp1 Ser-637 was activated by dapagliflozin, which may have accounted for the reduction in the mitochondrial translocation of Drp1 [45]. These data are consistent with those of Zhou et al. [46], who reported that the upstream signalling molecule of Drp1 was AMPK. Mitochondrial fusion and fission are also associated with mitofusins (MFNs) and optic atrophy 1 (OPA1). MFN1 and MFN2 mediate fusion of the mitochondrial outer membrane, OPA1 mediates inner membrane fusion [47], and the absence of any one of the three causes cells to produce different types of fragmented mitochondria [48, 49]. Therefore, MFNs and OPA1 are targets of SGLT2i therapy. Durak et al. [50] reported that dapagliflozin normalized the increase in MFN1, decrease in MFN2, and increase in OPA1 expression in the myocardium of rats with sucrose-induced metabolic syndrome. These results have also been reported for empagliflozin [51] (Fig. 1).
Mitochondrial biogenesis and the growth and division of preexisting mitochondria are regulated by AMPK, peroxisome-proliferator-activated receptor γ coactivator-1α (PGC-1α), and nuclear respiratory factors (NRF)-1 and -2 [52]. AMPK activation was shown to increase the transcription of the PGC-1α gene in rat cell nuclei, which then induced the expression of the transcription factor NRF-1 [53]. Mitochondrial transcription factor A (mtTFA) is a mitochondrial promoter that stimulates transcription. The proximal promoter of the human mtTFA gene is dependent on the activity of the recognition sites of the nuclear respiratory factors NRF-1 and NRF-2 [54]. Activation of PGC-1α, NRF-1, and mtTFA increases the transcription and replication of mitochondrial DNA. PGC-1α can also activate the expression of key enzymes in mitochondria, including cytochrome c oxidase [55]. This will allow the mitochondrial electron transport chain (ETC) to increase the efficiency of electronic transfer. These regulators of mitochondrial biogenesis are inhibited to varying degrees in diabetes. However, empagliflozin reversed the downregulation of PGC-1α, NRF-1, and mtTFA in a streptozotocin (STZ)-induced rat model of T2DM [51] (Fig. 1).
The transfer of electrons in the ETC generates mitochondrial membrane potential. The reduced activity of ETC complexes in the hearts of diabetes patients is accompanied by a reduction in the mitochondrial respiration rate [56]. The decreases in mitochondrial state 3 respiration and mitochondrial membrane potential in rats with STZ-induced diabetes were reversed by high-dose empagliflozin [51]. Secker et al. [57] found that canagliflozin inhibited the activity of mitochondrial respiratory complex I and promoted complex II activity, and empagliflozin and dapagliflozin increased the activity of complex I. Improvements in mitochondrial function by SGLT2i may be related to a decrease in O-GlcNAcylation. The increase in O-GlcNAcylation secondary to hyperglycaemia leads to a decrease in the activity of ETC complexes I, III, and IV. This change is mainly due to the O-GlcNAcylated subunits that make up the respiratory chain complexes [58]. Dapagliflozin and other SGLT2i may improve the function of the mitochondrial respiratory chain by directly reducing O-GlcNAc transferase activity and O-GlcNAcylation [59].
SGLT2i improve cardiovascular disease and microcirculation
Diabetes is known to increase the risk of cardiovascular events and cause myocardial microvascular complications [60, 61]. Damage to vascular endothelial cells caused by oxidative stress is followed by a series of pathological changes that include vascular inflammation, vasoconstriction, thrombosis and atherosclerosis [62]. Diabetes and glycotoxicity promote coronary atherosclerosis by exacerbating endothelial dysfunction and increasing oxidative stress, blood lipids, and autonomic dysfunction [63].
SGLT2i attenuate vascular inflammation
Vascular inflammation is mediated in part by mitochondrial fission, which is a complex mechanism involving tumour necrosis factor-α (TNF-α), Drp-1, NF-κB, and vascular cell adhesion molecule-1 (VCAM-1) [64]. Primary cultures of rat aortic endothelial cells transduced with an adenovirus encoding a dominant-negative Drp1K38A mutant showed significant inhibition of TNF-α-induced NF-κB-driven promoter activity and VCAM-1 induction. These factors are responsible for chronic persistent inflammation and atherosclerosis [65]. SGLT2i were reported to improve endothelial function in mice with STZ-induced diabetes by inhibiting abnormal mitochondrial fission and endothelial inflammation [46]. The anti-inflammatory effect of empagliflozin on arterial endothelial cells has been linked to the activation of AMPK and inhibition of Drp1 by the phosphorylation of Ser-637 [66].
Macrophage infiltration and polarization towards the M1 phenotype are key events in the development of atherosclerosis [67]. Macrophages can polarize to two phenotypes: M1 and M2. M1 macrophages exacerbate the inflammatory response, and M2 macrophages are involved in the resolution of inflammation [68]. In a mouse model of diabetes with atherosclerosis and hypercholesterolemia, empagliflozin decreased the proliferation of plaque-resident macrophages and reduced the size of atherosclerotic plaques [69]. The mechanism involved reducing M1 phenotype polarization and increasing M2 polarization in response to SGLT2i [70].
SGLT2i have also been reported to delay endothelial cell senescence, and the effect may depend on angiotensin converting enzyme (ACE) activity and angiotensin type 1 receptor (AT1R). Angiotensin II induces endothelial senescence [71], and Khemais-Benkhiat et al.[72] reported that hyperglycaemia increased the protein expression of ACE and AT1R and increased β-galactosidase, a biomarker of cellular senescence[73], in porcine coronary endothelial cells. Empagliflozin reversed these changes in the presence of hyperglycaemia but did not affect ACE or AT1R in control cells in the absence of hyperglycaemia [72].
Hyperuricaemia is another independent risk factor for diabetes. Uric acid levels increase in the early stages of impaired glucose metabolism, and hyperuricaemia is associated with micro- and macrovascular complications of diabetes [74, 75]. Uric acid concentrations higher than physiological levels inhibit NO synthesis, reduce NO activity and induce NF-κB, leading to the induction of monocyte chemoattractant protein 1 and cyclooxygenase 2 (COX-2), which mediate inflammation and atherosclerosis [76]. Chino et al. [77] found that the SGLT2i luseogliflozin increased uric acid excretion and that GLUT9 isoform 2 was involved. SGLT2i increased the concentration of glucose in the proximal tubule, which caused GLUT9 isoform 2 and other transporters to reabsorb more glucose and excrete more uric acid. In the collecting ducts, a high concentration of glucose prevents GLUT9 isoform 2 from reabsorbing uric acid (Fig. 2).
SGLT2i regulates diastolic and systolic flow in blood vessels
Studies have shown that flow-mediated dilation (FMD) is reduced in young T2DM patients relative to healthy individuals [78], and in coronary arteries, the maximal pharmacologic flow reserve is significantly lower in diabetes patients than in healthy individuals [79]. Dapagliflozin has been shown to improve FMD in patients with T2DM [80], which may depend on the inhibition of COX-2. The increase in ROS production may involve COX-2/prostaglandin E2 (PGE2)/E-type prostaglandin receptor 4 (EP4)/extracellular signal-regulated kinase 1/2 (ERK1/2)/NADPH oxidase isoform 4 (Nox4) signalling [81]. Increased ROS resulting in vasoconstriction involves the initiation of calcium flux and stimulating pathways leading to the sensitization of contractile elements to calcium [82]. Therefore, this kind of vasoconstriction can be inhibited by selective COX-2 inhibitors. SGLT2i inhibit COX-2 mRNA expression and vasoconstriction [83]. Vasodilation caused by selective COX-2 inhibitors was attenuated in genetically obese Zucker rats because the production of the vasodilator PGE2 promoted by COX-2 in the endothelium was attenuated [84]. COX-2 inhibition can thus improve vasodilation over a limited range (Fig. 3).
Voltage-dependent K+ (Kv) channels regulate membrane resting potential and vascular tone. The opening of smooth muscle Kv channels results in hyperpolarization and vasodilation [85]. Dapagliflozin activates Kv channels by directly activating protein kinase G (PKG) independent of guanylyl cyclase, resulting in endothelial-independent vascular smooth muscle relaxation [86]. This kind of PKG/Kv channel signalling is effective and feasible [87]. TNF-α levels are elevated in T2DM and may impair insulin signalling and lead to insulin resistance [88]. Uthman et al. [89] reported that dapagliflozin and empagliflozin inhibited TNFα-induced ROS generation in human coronary arterial endothelial cells, and the subsequent decrease in NO consumption was responsible for improved blood vessel dilatation. An increase in L-arginine synthesis may indirectly improve coronary flow reserves by increasing NO synthesis. L-arginine is a substrate for nitric oxide synthase (NOS), which converts arginine to NO. An increase in L-arginine synthesis in the kidneys and an increase in NO bioavailability in response to SGLT2i were reported to increase coronary flow velocity reserve in an ob/ob − / − mouse model [90]. SGLT2i may act directly on cardiomyocyte NHE1 to reduce cytosolic Na+. Empagliflozin and canagliflozin significantly decreased coronary perfusion pressure in isolated C57 mouse hearts under constant-flow conditions, which was consistent with the dilation of coronary vessels [91].
SGLT2i increase microvessel density in the heart
The microvascular complications of diabetes include a reduction in the density of arterioles on the surface of the heart and have also been described in animal models of diabetes [92, 93].
Some SGLT2i promote angiogenesis. For example, empagliflozin significantly reduced the loss of CD31 + microvessels and decreased the size of defects in zones of perfusion in diabetes model mice [46]. In the model, empagliflozin activated AMPK via an increased AMP/ATP ratio that then led to the failure of Drp1 recruitment to the mitochondria and weakened mitochondrial fission. The resulting reduction in ROS production alleviated cell senescence and decreased F-actin dissolution into G-actin, which contributed to cardiac microvascular endothelial cell migration and neovascularization.
Unfortunately, some SGLT2i inhibit angiogenesis. For example, canagliflozin inhibited the in vitro proliferation of human umbilical vein endothelial cells and the formation of blood vessels in allograft liver tumours [11]. Canagliflozin also inhibited angiogenesis in the lower limbs of mice with diabetes and lower limb ischaemia by inhibiting the secretion of vascular endothelial growth factor A by bone marrow-derived mesenchymal stem cells and reducing the proliferation and migration of mesenchymal stem cells [12].
SGLT2i improve ventricular compliance and myocardial fibrosis
Myocardial fibrosis occurs in cardiomyopathy associated with diabetes, and it involves the accumulation of advanced glycation end products (AGEs) [94] and increased myocardial stiffness that interferes with ventricular diastole. Chronic hyperglycaemia is accompanied by the formation of AGEs that are produced by the nonenzymatic combination of glucose and proteins. Activation of the receptor for AGE (RAGE) by AGEs promotes the proliferation, function, and migration of cardiac fibroblasts, which exacerbates myocardial fibrosis and accelerates cardiac ageing [94–96]. AGEs, RAGE and downstream protein kinase C (PKC)-ζ and mitogen-activated protein kinase (MAPK) promote tissue fibrosis. Activation of the MAPK subfamily ERK is the most significant event in this process. After being activated, ERK translocates to the nucleus, where it influences transcription factors such as cAMP-response element binding protein, ETS domain-containing protein-1 and Y-box binding protein-1 to regulate cell proliferation, differentiation, and extracellular matrix accumulation [94, 97, 98]. Empagliflozin can inhibit the AGE/RAGE axis in the kidney, and it is believed that evidence in the heart will follow [99].
Transforming growth factor-beta (TGF-β) also regulates tissue fibrosis via the SMAD protein, which is an intracellular effector downstream of the TGF-β receptor. Epithelial-myofibroblast transition and collagen expression are promoted by SMAD2 and SMAD3 and inhibited by SMAD7 [100, 101]. A recent study showed that myocardial fibrosis was improved by SGLT2i [102]. In a mouse model of type 2 diabetes, myocardial expression of collagen I and collagen III proteins and connective tissue fraction was increased compared with that in nondiabetic mice and was partially reversed by empagliflozin [102]. TGF-β/SMAD signalling was involved because, compared with that in untreated mice, the expression of TGF-β1, p-Smad2, and p-Smad3 in the heart tissue of mice treated with empagliflozin was significantly reduced (Fig. 4). Other studies have shown that blocking NOD-like receptor 3 (NLRP3) reduced myocardial fibrosis [103]. Interleukin (IL)-1β promotes TGF-β gene expression and promotes fibrosis through the TGF-β pathway. Other reasons involve nonpolymeric NLRP3 protein, but the mechanism is not very clear [104]. The TGF-β pathway is discussed in the pyroptosis section of this review (Fig. 5).
Diabetes increases the risk of myocardial infarction [60], and the infarct size is larger in patients with diabetes than in those without diabetes [105]. SGLT2i have been shown to improve ventricular remodelling after myocardial infarction and to alleviate cardiac fibrosis by modulating macrophage polarization. The mechanism is similar to that for atherosclerosis, as previously discussed. Studies have shown that in the postmortem myocardium, IL-10 can indirectly affect fibroblast activation by stimulating M2 macrophage polarization, thereby significantly reducing the level of collagen I, reducing the ratio of collagen I to collagen III in cardiac fibroblasts, and reducing collagen accumulation in the infarcted area of the mouse heart [106]. The increase in collagen I leads to increased fibril width and stiffness [107]. The effect of SGLT2i on this pathway was demonstrated by Lee et al. [108], who found that dapagliflozin induced macrophage polarization to the M2 phenotype and inhibited the M1 phenotype by stimulating signal transducer and activator of transcription 3 (STAT3) signalling in mice with myocardial infarction and attenuated the increase in collagen after infarction.
The effect of diabetes on ventricular diastolic dysfunction may be related to a reduction in cyclic guanosine monophosphate (cGMP) and a decrease in PKG activity because of increased nitrosative and oxidative stress and decreased bioavailability of NO [109, 110]. Oxidative and nitrosative stress caused by diabetes are discussed later in this review. PKG phosphorylates N2BA and N2B, the two main cardiac titin isoforms in the human left ventricle, resulting in a decrease in cardiomyofibrillar stiffness [111]. In human myocardial tissue from patients with heart failure with preserved ejection fraction (HFpEF) and ZDF obese rats, PKGIα was oxidized and was present as a dimer or polymer in the cardiomyocyte cell membrane. Empagliflozin decreased PKGIα oxidation and translocation of the reduced form into the cytoplasm of cardiomyocytes. Empagliflozin restored the damaged NO/soluble guanylate cyclase (sGC)/cGMP/PKG pathway in the HFpEF myocardium, significantly increased NO and cGMP concentrations, and increased sGC and PKGIα activity [112], which reduced cardiomyocyte stiffness. These changes were observed macroscopically. Echocardiography after intravenous injection of empagliflozin revealed significantly improved diastolic ventricular function in HFpEF rats and in humans [113].
SGLT2i inhibit oxidative stress
Oxidative stress results from an imbalance in oxidative and antioxidative activity, and an excess of intermediate oxidative products damages cells. Hyperglycaemia and glucotoxicity result in oxidative stress in diabetes [114, 115], which is associated with lower antioxidant levels and higher oxidant levels than those in the absence of diabetes [116]. Therefore, a decrease in oxidative stress in the myocardium of diabetic patients would be key supporting evidence of their benefit in diabetic cardiomyopathy.
SGLT2i reduce the production of oxidative intermediates
AMPK/Akt/endothelial nitric oxide synthase (eNOS) signalling may confer myocardial protection in diabetes. Oxidative stress and other pathologies uncouple eNOS, which is accompanied by abnormal electron transfer, and increase the production of ROS but not NO [117, 118], causing tissue damage. There is evidence that canagliflozin can activate eNOS in the myocardium and kidney. In an isoprenaline (ISO)-induced oxidative stress model, the phosphorylation of eNOS was significantly inhibited in the heart and kidney and was reversed by canagliflozin [119, 120]. Rescue was blocked by an AMPK inhibitor, which is consistent with the effect of AMPK/Akt signalling on canagliflozin activity. Another study reported that empagliflozin increased eNOS activity in the myocardium of obese mice fed a high-fat diet [121]. This evidence indicates that SGLT2i decrease oxidative stress, ROS and nitrate in tissues. The physiology of NO produced by NOS is well known. Inducible nitric oxide synthase (iNOS) differs from neurogenic nitric oxide synthase (nNOS) and eNOS and is associated with local inflammation [122, 123]. Compared with eNOS and nNOS, iNOS forms more superoxide and causes nitrative stress, which is effective for killing and inhibiting pathogens but also injures cells [124]. In an ISO-induced oxidative stress model, myocardial expression of iNOS was upregulated more than 3 times, but canagliflozin significantly reduced iNOS levels, which also decreased superoxide and nitrate [119]. Nox4 signalling has also been shown to induce iNOS [125]. Increased Nox4 activity has been associated with increased ROS production [126], and in an ISO-induced model of oxidative stress in mice, canagliflozin decreased Nox4 protein expression in the heart and kidney [119, 120].
SGLT2i increases antioxidant activity
The nuclear factor erythroid factor 2 (Nrf2)/heme oxygenase (HO-1) pathway plays an important role in protecting cells when oxidative stress occurs in animal models. The activation of Nrf2 and HO-1 increased the expression of superoxide dismutase (SOD) and glutathione (GSH) and decreased the expression of malondialdehyde (MDA) compared with that in the control group without Nrf2 and HO-1 activation [127–129]. In a T2DM model, lipid hydroperoxide and MDA levels were significantly increased compared with those in the control group, and glutathione peroxidase (GSH-Px) and SOD were reduced. Empagliflozin could partially reverse the differences between the diabetes and control groups, indicating that oxidative stress was improved [102]. The mechanism of action involved activation of the Nrf2/HO-1 pathway. In other studies, canagliflozin had similar effects. Myocardial oxidative stress caused by ISO manifested as increased levels of MDA, advanced protein oxidation products, and myeloperoxidase and decreased levels of catalase, SOD, and GSH in the myocardium and plasma. The responses to ISO were reversed by canagliflozin treatment with a synchronous increase in Nrf2 [119].
Silencing information regulator 2 related enzyme 1 (SIRT1) regulates genes that attenuate oxidative stress in T2DM [130]. SIRT1 could decrease oxidative stress in diabetic cardiomyopathy [131, 132]. SGLT2i activate SIRT1 and its downstream signals [133, 134], which helps to explain how SGLT2i decrease oxidative stress in diabetic cardiomyopathy. The antioxidant effect induced by the activation of SIRT1 in T1DM diabetic cardiomyopathy mainly includes the SIRT1/Nrf2 signalling pathway [131], while in T2DM, it includes the Sirt1/forkhead box class O1 (FOXO1) signalling pathway [132]. Antioxidant activity mediated by SIRT1/FOXO1 was mediated by increased phosphorylation of SIRT1 and decreased acetylation of FOXO1. Deacetylation of FOXO1 by SIRT1 increases the transcription of cell cycle arrest genes, including those encoding antioxidant enzymes such as SOD2 [135].
In diabetes patients, SGLT2i rescue cardiomyocytes from programmed cell death
Diabetes promotes programmed cells in the myocardium [136, 137], which results in decreased cardiac contractility, heart failure, and other complications. In the classic apoptosis pathway, the activation of caspase-3, caspase-6 and caspase-7 causes membrane blebbing, cell shrinkage, the formation of apoptotic bodies, and chromosomal DNA fragmentation. The pyroptosis pathway is mediated by caspases-1, -4, -5, and -11, which can cleave the cytosolic protein gasdermin D, and the latter can form large oligomeric pores in the inner layer of the plasma membrane and intracellular organelles to kill the cell [138].
SGLT2i and myocardial apoptosis
Research on the inhibitory effect of SGLT2i on caspase-3 in the myocardium has begun. Trang et al. [139] showed that the levels of ERK1/2 and the proapoptotic gene Bax, which was promoted by ERK1/2, were increased, the level of pSTAT3, which can upregulate the expression of the antiapoptotic protein Bcl-2, was decreased, and the level of caspase-3 was increased in STZ-induced diabetic rat hearts. However, empagliflozin treatment changes these indicators to varying degrees [139]. Bax promotes mitochondrial outer membrane permeability, which results in the release of proapoptotic factors such as cytochrome c from the mitochondria into the cytoplasm to activate the caspase cascade [140]. Bcl-2 prevents the release of cytochrome c, thereby inhibiting the caspase cascade [141]. It is clear that inhibition of the ERK1/2 pathway and promotion of the STAT3 pathway by SGLT2i decrease cardiomyocyte apoptosis. In addition, high serum LPS originating from the gut microbiota contributes to myocardial inflammation and cell death in diabetes patients (see below). Koyani et al. [70] reported that empagliflozin reduced the LPS-induced increase in TNF-α levels associated with increased AMPK phosphorylation. TNF-α is known to activate caspase-3 via the caspase-12 cascade to induce cardiomyocyte apoptosis [142]. In animal models of heart I/R injury and hepatorenal syndrome, early administration of SGLT2i was reported to downregulate cleaved caspase-3 [143, 144], which is consistent with our expectations.
SGLT2i and myocardial pyroptosis
Recent studies reported that SGLT2i inhibited caspase-1 and that the mechanism involved a pathway including AMPK/NLRP3/apoptosis-associated speck-like protein containing a CARD (ASC) [145–148]. Activation of Toll-like receptors (TLRs)/NF-κB and an increase in the transcription of inflammasome-related components, including inactive NLRP3, proIL-1β, and proIL-18. The oligomerization of inactive NLRP3, ASC, and procaspase-1 and the formation of an NLRP3-inflammasome complex [149] catalyse the conversion of procaspase-1 to caspase-1 and cause pyroptosis [150, 151]. The mRNA expression of NLRP3, ASC, IL-1β, and caspase-1 in cardiomyocytes did not increase significantly in wild-type mice but did so in the myocardia of type 2 diabetic (BTBR ob/ob) mice [152]. Dapagliflozin was not associated with the expression of NLRP3, ASC, IL-1β, or caspase-1 in normal wild-type mice but did reverse these factors in BTBR mice. Researchers then investigated the detailed mechanism of these changes. LPS increased the mRNA expression of NLRP3 and caspase-1 and decreased the P-AMPK/total-AMPK ratio in cardiac fibroblasts in wild-type and BTBR mice. Preincubation of cardiac fibroblasts with dapagliflozin attenuated the changes in the mRNA expression of NLRP3 and caspase-1 and the ratio of P-AMPK/total AMPK induced by LPS in wild-type and BTBR mice [152]. This finding suggests that the effectiveness of dapagliflozin was associated with AMPK, which was also reported in Chen et al. [153] (Fig. 5).
SGLT2i and autophagy in the myocardium
Autophagy digests long-lived proteins and cytoplasmic organelles to meet the metabolic needs of the cell and the renewal of certain organelles [154, 155]. Autophagy imbalance and disruption occur in diabetes. Acute induction of autophagy may be beneficial, but persistent autophagy induction may be harmful [156, 157].
The effects of SGLT2i on autophagy have been studied in diabetic cardiomyopathy. Empagliflozin has been reported to increase autophagy in the atrial tissue of ZDF rats. This treatment increased the microtubule-associated protein light chain 3 (LC3) II/I ratio and decreased the protein expression of p62 in the atrial tissues of ZDF rats [25]. Li et al. [158] reported that empagliflozin decreased the protein expression of CD36, which was associated with an increase in p-AMPK, which activated the AMPK/Unc-51-like kinase 1 (Ulk1)/Beclin1 pathway, increased Ulk1 and Beclin1 expression, and promoted autophagy. This process in liver cancer cell experiments does not seem to involve mammalian target of rapamycin (mTOR). However, dapagliflozin decreased p-mTOR/mTOR in rat colitis model cells, suggesting that the inhibition of mTOR by AMPK [159] is involved in AMPK-mediated enhancement of autophagy [160]. The difference might be related to nutritional status in the two models because AMPK activates Ulk1 to promote autophagy during glucose starvation. In the presence of adequate nutrients, high mTOR activity phosphorylates Ulk1 at Ser 757, which disrupts the interaction between Ulk1 and AMPK to prevent Ulk1 activation [161].
SGLT2i do not enhance autophagy unilaterally. Jiang et al. [162] reported that in T1DM or T2DM and myocardial infarction, cardiomyocyte survival benefitted from the inhibition of enhanced autophagy by empagliflozin, which depended on the downregulation of NHE1 and NHE1-related genes that induce autophagy, such as Beclin 1 and autophagy-related protein 5. In fact, the inhibitory effect of SGLT2i on NHE1 has been widely demonstrated [163], but it is not clear whether Beclin1 is a downstream target of NHE1. Deng et al. [164] found that Beclin1 but not NHE1 was targeted by empagliflozin. Empagliflozin was shown to inhibit the increase in autophagy caused by myocardial infarction with acute hyperglycaemia. Empagliflozin can also reverse the increase in the autophagy-related protein LC3II/I and decrease in P62 in cardiomyocytes induced by Tat-beclin1. This difference may be related to the difference in mouse models; the former model is a T2DM model with myocardial infarction, and the latter model is a nondiabetic myocardial infarction model with acute hyperglycaemia. However, these results show that the regulatory effect of empagliflozin on autophagy involves maintaining a balance, rather than unilaterally enhancing or weakening autophagy.
SGLT2i reverse ER stress in diabetic cardiomyopathy
ER stress involves disturbances in Ca2+ or redox balance and the accumulation of misfolded or unfolded proteins that cannot be processed, which initiates an unfolded protein response (UPR) that leads to apoptosis [165]. The UPR involves three transducers: protein kinase RNA-like endoplasmic reticulum kinase (PERK), activated transcription factor 6 (ATF-6) and inositol-requiring protein-1α (IRE1α). The transducers bind to the ER chaperone glucose-regulated protein 78 (GRP78), and as unfolded proteins accumulate, GRP78 leaves the transducer and is involved in processing the accumulated proteins [166]. This leads to the activation of these three sensors and subsequent lethal effects [167]. Currently, the correlation between diabetes and ER stress has been well established [168].
PERK/eIF2α/ATF4/C/EBP-homologous protein (CHOP) are signalling pathways involved in ER stress. CHOP is a transcription factor that downregulates BCL2, BCL-XL, and MCL-1 expression and upregulates Bim, Bak and Bax expression. CHOP also upregulates the expression of the pseudokinase tribbles homologue 3 gene, which was shown to weaken the inhibition of Caspse-9 and Caspase-3 expression by AKT [169–171].
SGLT2i ameliorate ER stress in animal models induced by heart-pressure overload or I/R injury [172, 173]. In these ER stress models induced by heart pressure overload or I/R injury, dapagliflozin and empagliflozin inhibited the increase in p-PERK and its downstream molecules associated with ER stress due to pressure overload by activating SIRT1 and preventing GRP78 detachment [172, 173]. Cell death was also significantly weakened. Dapagliflozin could significantly reduce GRP78, PERK, eIF-2α, ATF-4, and CHOP expression in the myocardium in an ER stress model induced by doxorubicin [174] (Fig. 6). SGLT2i have been shown to inhibit ER stress through similar downstream pathways in various organs. Ipraglifilozin inhibited the increase in GRP78 and PERK and their downstream signalling molecules associated with ectopic lipid deposition in mouse kidneys [175].
SGLT2i improve diabetic cardiomyopathy by regulating the intestinal microbiota
The impact of intestinal flora imbalance on extraintestinal organs has received increasing attention in recent years, and the heart is no exception. The damaged intestinal wall can lead to the entry of intestinal bacteria into the circulation, causing inflammatory responses in multiple organs [176]. After entering the circulation, LPS from gram-negative bacteria is recognized by TLRs on the surface of immune cells and induces the release of proinflammatory cytokines [177]. Continuous infusion of low-dose LPS to mimic metabolic endotoxaemia leads to obesity, insulin resistance, T2DM, and atherosclerosis [178]. The metabolism of cholesterol and lipids by the gut microbiota affects the development of atherosclerotic plaques [179], and bacterial metabolites, such as trimethylamine N-oxide (TMAO), were shown to lead to myocardial fibrosis, abnormal metabolism, impaired endothelial function, and heart failure following the activation of various signalling pathways [180]. These pathological changes are consistent with the development of diabetic cardiomyopathy.
Dapagliflozin has been associated with changes in the gut microbiota, the function of extraintestinal blood vessels, and improvements in cardiovascular dysfunction caused by diabetes. Eight weeks of dapagliflozin treatment significantly increased Akkermansia muciniphila in the gut microbiota and improved generalized vascular dysfunction in mice with T2DM [181]. An increase in the abundance of A. muciniphila and improvements in glucose tolerance and blood glucose levels have been confirmed and correlated with induction of Foxp3-positive regulatory T cells [182]. An increase in A. muciniphila was also shown to reduce endotoxaemia and inflammation and prevent atherosclerosis by inducing the expression of tight junction proteins in the gut [183]. In addition, short-chain fatty acids (SCFAs) have been shown to thicken the mucin layer and strengthen the intestinal barrier by stimulating the release of IL-22 from lymphocytes, which prevents endotoxins and LPS from entering the body [184, 185]. Luseogliflozin increased the abundance of Syntrophothermus lipocalidus, family Syntrophomonadaceae, Parabacteroidesdistasonis distasonis, and genus Anaerotignum, which produce SCFAs [186]. Empagliflozin has been associated with an increase in the population of SCFA-producing bacteria and improvements in diabetes and cardiovascular function [187]. Roseburia, Eubacterium, and Faecalibacterium species were increased by empagliflozin treatment, and harmful bacteria, including Escherichia and Shigella, were decreased.
SGLT1 is the predominant receptor in the gut compared with SGLT2 [188]. Studies of the dual SGLT1/2 inhibitor canagliflozin and the SGLT1 inhibitor SGL5213 showed that these agents reversed the expansion of Firmicutes and contraction of Bacteroidetes in the gut microbiota of mice with adenine-induced renal failure [189, 190]. Increases in SCFAs such as acetate, butyrate, and propionate in the caecum and decreases in plasma TMAO levels were also found in a renal failure mouse model after treatment. These findings suggest that inhibition of SGLT1 reduces glucose uptake, while unabsorbed glucose temporarily reaches the lower small intestine [191], resulting in an altered glucose load and a possibly altered gut microbiota composition.
SGLT2i in clinical treatment
The goal of basic research is to support clinical use. We have reviewed animal and clinical trials that evaluated the therapeutic effect of SGLT2i. The results of some animal trials support the performance of clinical trials. Here, we show some representative clinical evidence in response to the results of theoretical research (Table 2).
Table 2.
Drugs | Type | Object | Follow-up period | Effect of outcome |
---|---|---|---|---|
Multiple SGLT2i | Clinical trial | 77 first heart transplant recipients (37 patients with diabetes) | At least 6 months before surgery and 12 months after surgery | Reduce myocardial triglyceride accumulation [1] |
Empagliflozin | Randomized controlled trial | 97 participants with T2DM and coronary artery disease (CAD) | 6 months | Reduce LVM indexed to body surface area [2] |
Dapagliflozin | Randomized controlled trial | 66 patients with T2DM and LVH | 12 months | Reduce absolute LVM [3] |
Dapagliflozin | Randomized controlled trial | 97 patients with T2DM and atherosclerotic disease | 12 weeks | Increase FMD [4] |
Dapagliflozin | Randomized controlled trial | 16 patients with T2DM and stable coronary artery disease | 4 weeks | Increase MFR [5] |
Dapagliflozin | Clinical trial | 59 patients with T2DM | 6 weeks | Improve vascular remodelling [6] |
Multiple SGLT2i | Observational study | 583 diabetic AMI patients treated with percutaneous coronary intervention (PCI) | The use of SGLT2i started at least 3 months before hospitalization | Reduce infarct size after AMI [7] |
Empagliflozin | Clinical trial | 1549 patients with T2DM | 104 weeks | Reduce blood uric acid concentration [8] |
Dapagliflozin | Clinical trial | 3119 patients with heart failure | 12 months | Reduce blood uric acid concentration [9] |
Canagliflozin | Clinical trial | 2313 patients with T2DM | 26 weeks | Reduce blood uric acid concentration [10] |
Dapagliflozin | Randomized controlled trial | 44 patients with T2DM | 12 weeks | Did not change the composition of the gut flora [11] |
Multiple SGLT2i | Meta-analysis | 38,335 patients with type 2 diabetes | Median follow-up duration was 1.8 years | Reduce the risk of AF and AFL [12] |
Multiple SGLT2i | Meta-analysis | 1831 patients with acute heart failure with and without T2DM | Ranged from 60 days to 9 months | Reduce the risk of rehospitalization for heart failure and improve KCCQ score [13] |
Multiple SGLT2i | Meta-analysis | 10978 patients with T2DM with or without chronic heart failure | Ranged from 14 days to 1 year | Reduce NT-proBNP concentrations and improve cardiac diastolic function and LVEF [14] |
First, SGLT2i improves myocardial metabolism in diabetic patients. SGLT2i (dapagliflozin, empagliflozin, canagliflozin) reduce the expression of PPAR-γ in the hearts of patients. Similar to the mechanism described above, this effect can reduce the accumulation of fatty acids in myocardial cells [192], which is exactly what happened.
Empagliflozin is encouraging in terms of improving ventricular remodelling in diabetic patients. For example, in a clinical randomized controlled trial, the SGLT2i empagliflozin significantly reduced the left ventricular mass relative to body surface area [193]. Similarly, a randomized controlled trial of dapagliflozin demonstrated a significant reduction in left ventricular mass (LVM) in patients with T2DM and left ventricular hypertrophy (LVH) [194].
In diabetes patients with atherosclerotic disease, endothelial changes occur in the microvasculature and macrovasculature, and 12 weeks of dapagliflozin treatment resulted in a significant increase in FMD [195]. Another study demonstrated that 4 weeks of dapagliflozin increased myocardial flow reserve (MFR) in patients with stable coronary artery disease and T2DM [196]. In addition, clinical studies have confirmed that dapagliflozin can prevent microcirculation remodelling in diabetes patients and can decrease the stiffness of large blood vessels [197]. T2DM patients with acute myocardial infarction (AMI) who had received long-term treatment with SGLT2i before admission had smaller infarct sizes and lower inflammatory markers than those receiving other oral hypoglycaemic agents [198].
The effectiveness of SGLT2i for improving hyperuricaemia has been clinically verified. Dapagliflozin, empagliflozin, and canagliflozin have been shown to promote uric acid excretion in patients with or without diabetes [199–201]. This evidence shows that SGLT2i maintain cardiovascular function and reduce the risk of cardiovascular events.
The regulation of intestinal flora by SGLT2i is less clear. In a 12 week double-blind randomized trial, significant changes in gut microbiota diversity or composition were not observed in T2DM patients after dapagliflozin treatment [202]. The results may have been influenced by the administration of other drugs, including previous metformin monotherapy. In addition, the doses of dapagliflozin that are appropriate for treating diabetes may not be appropriate for regulating the gut microbiota. Additional studies of the impact of SGLT2i on the human intestinal microbiota are needed.
Several meta-analyses have provided more extensive and persuasive evidence that SGLT2i improve diabetes-induced cardiac insufficiency. T2DM increases the risk of atrial fibrillation (AF) and atrial flutter (AFL), and dapagliflozin significantly reduces AF and AFL [203]. Treatment of patients with AHF with SGLT2 inhibitors reduced the risk of rehospitalization due to heart failure and improved Kansas City Cardiomyopathy Questionnaire (KCCQ) scores [204]. SGLT2i improved diabetes-associated cardiac structure and function. A meta-analysis showed that SGLT2i partially reduced plasma NT-proBNP concentrations and improved cardiac diastolic function. However, SGLT2i improve left ventricular ejection fraction (LVEF) only in heart failure with reduced ejection fraction (HFrEF) in stage C heart failure [205]. On the other hand, in patients with HFpEF, especially those with stage A-B heart failure, the effect of SGLT2i treatment is not significant.
Current challenges and future therapeutic strategies
SGLT2i are safe, well-tolerated drugs. They can improve all glycaemic parameters and have some additional benefits, such as weight and BP reductions, low risk of hypoglycaemia, improvements in β-cell function and insulin sensitivity, and reductions in macrovascular and microvascular events [206]. However, there are still many challenges to be solved in clinical practice. These challenges include but are not limited to decreased blood pressure, urinary and genital tract infections, amputation, ketoacidosis, kidney injury and fracture. Reduced blood pressure in SGLT2i users is understandable, which is caused by insufficient circulating blood volume due to osmotic diuresis. Meta-analyses showed that SGLT2i induced an average reduction in systolic/diastolic BP of 3.62/1.70 mmHg in 24 h ambulatory blood pressure [207]. However, the use of SGLT2i alone was very unlikely to cause postural hypotension. The use of SGLT2i has been reported to increase the risk of urinary and genital tract infections by more than 3 times [208]. The main reason may be related to the increase in urine sugar concentration. As previously mentioned, canagliflozin caused twice the risk of lower limb amputation compared to the control, possibly due to the inhibition of angiogenesis [209]. An increased incidence of ketoacidosis has been reported in SGLT2i users [210]. The prevailing belief is that this outcome is associated with glucose loss, increased hyperglucagonemia, constant or decreased insulin levels, mild infections, and decreased blood volume. This mechanism may induce euglycaemic diabetic ketoacidosis. The evidence that SGLT2i may cause acute renal injury is available [211], and the associated factors include circulatory failure, increased uric acid in urine, and multiple drug use [212, 213]. However, this treatment is not recognized as an inducer of acute renal injury, and several clinical trials have confirmed that SGLT2i have positive effects on kidney function [214]. In assessing the increased risk of fracture associated with SGLT2i, canagliflozin was directly associated with bone mineral density loss, especially in the hip. Dapagliflozin was associated with fractures unrelated to osteoporosis, mainly due to an increased risk of falls caused by fluctuations in blood pressure and hypoglycaemia caused by the combined use of hypoglycaemic drugs. However, empagliflozin was considered safe [215]. In addition, there are still some unresolved questions. The limited clinic evidence showed that SGLT2i improves the concentration of circulating proteins in plasma, serum or urine that are known to have beneficial effects on the heart [216]. These proteins include insulin-like growth factor-binding protein 1, transferrin receptor protein 1, erythropoietin and so on. But the exact target and signalling pathway of SGLT2i in clinic treatment are still not fully understood. The optimal dose of SGLT2i for diabetic cardiomyopathy and whether this dose is consistent with the dose for diabetic treatment still need experimental verification [217, 218].
In light of the current challenges associated with SGLT2i, we reviewed some of the guidelines and provided some insight into future strategies for the use of SGLT2i [218]. The use of SGLT2i is strongly recommended in patients with HFrEF and with or without T2DM, patients with T2DM and coronary heart disease, patients with T2DM were over 50 years old who had risk factors associated with coronary heart disease, and patients with albuminuric renal disease with or without T2DM. The benefits of SGLT2i on these patients have been well documented and reduce the risk of HF hospitalization. Moreover, we may avoid some possible complications by individualized medications and appropriate periodic examinations. For patients with suspected ketoacidosis symptoms such as nausea, vomiting, abdominal pain, and dyspnoea during SGLT2i use, blood and urine ketone body analysis should be performed in time. Patients who use SGLT2i should be advised to pay attention to perineal hygiene. For patients with urinary tract infection during medication use, SGLT2i administration should be paused, and anti-infective therapy should be given. SGLT2i should be discontinued in patients with recurrent urinary tract infections. Patients taking SGLT2i and diuretics together need to monitor their blood pressure. Canagliflozin is contraindicated in patients with lower extremity vascular stenosis or with osteoporosis. For renal insufficiency, patients with glomerular filtration rates less than 30 mL/min/1.73 m2 should be treated with low-dose SGLT2i or not treated with SGLT2i.
Conclusions
In this review, we mainly focused on basic studies to elucidate the pharmacological mechanism of SGLT2i and related signalling pathways or targets for the treatment of diabetic cardiomyopathy. Studies have shown that SGLT2i can improve diabetic cardiomyopathy by improving myocardial metabolism, restoring mitochondrial function, improving microcirculatory disorders, reducing myocardial fibrosis, reducing oxidative stress, inhibiting programmed death, regulating autophagy, inhibiting ER stress and regulating the intestinal flora. In addition, we present representative clinical trials demonstrating the beneficial effects of SGLT2i in clinical use. Finally, we briefly discuss the current challenges and possible future strategies for the utilization of SGLT2i.
Our aim was to arouse more attention from readers through this review to further explore the potential mechanisms and targets of SGLT2i in the treatment of diabetic cardiomyopathy in the clinic and lay a solid foundation for the reasonable use of SGLT2i; SGLT2i can save more patients with diabetic cardiomyopathy. In addition, these findings could help in the development of new drugs for diabetic cardiomyopathy based on relevant signals or therapeutic targets.
Acknowledgements
Not applicable.
Abbreviations
- ACE
Angiotensin converting enzyme
- AT1R
Angiotensin type 1 receptor
- AF
Atrial fibrillation
- AFL
Atrial flutter
- AGEs
Advanced glycation end products
- AMI
Acute myocardial infarction
- AMPK
AMP-activated protein kinase
- ASC
Apoptosis-associated speck-like protein containing a CARD
- ATF-6
Transcription factor 6
- β-OHB
Beta-hydroxybutyrate
- cGMP
Cyclic guanosine monophosphate
- CHOP
C/EBP-homologous protein
- COX-2
Cyclooxygenase 2
- CPT
Carnitine palmitoyltransferase
- Drp1
Dynamin-related protein 1
- EP4
E-type prostaglandin receptor 4
- eNOS
Endothelial nitric oxide synthase
- ER
Endoplasmic reticulum
- ERK1/2
Extracellular signal-regulated kinase 1/2
- ETC
Electron transport chain
- FMD
Flow-mediated dilation
- FOXO1
Forkhead box class O1
- GLUT
Glucose transporter
- GRP78
Glucose-regulated protein 78
- GSH
Glutathione
- GSH-Px
Glutathione peroxidase
- HFpEF
Heart failure with preserved ejection fraction
- HFrEF
Heart failure with reduced ejection fraction
- HO-1
Heme oxygenase
- IL
Interleukin
- iNOS
Inducible nitric oxide synthase
- I/R
Ischaemia/reperfusion
- IRE1α
Inositol-requiring protein-1α
- ISO
Isoprenaline
- KCCQ
Kansas City Cardiomyopathy Questionnaire
- Kv
Voltage-dependent K+
- LC3
Microtubule-associated protein light chain 3
- LPS
Lipopolysaccharide
- LVEF
Left ventricular ejection fraction
- LVH
Left ventricular hypertrophy
- LVM
Left ventricular mass
- MAPK
Mitogen-activated protein kinase
- MDA
Malondialdehyde
- MFNs
Mitofusins
- MFR
Myocardial flow reserve
- mTOR
Mammalian target of rapamycin
- mtTFA
Mitochondrial transcription factor A
- NADPH
Nicotinamide adenine dinucleotide phosphate
- NHE1
Na+/H+ exchanger-1
- NLRP3
NOD-like receptor 3
- nNOS
Neurogenic nitric oxide synthase
- NOS
Nitric oxide synthase
- Nox4
NADPH oxidase isoform 4
- NRF
Nuclear respiratory factors
- Nrf2
Nuclear factor erythroid factor 2
- OPA1
Optic atrophy 1
- PERK
RNA-like endoplasmic reticulum kinase
- PGC-1α
Peroxisome proliferator-activated receptor γ coactivator-1α
- PKC
Protein kinase C
- PKG
Protein kinase G
- PPARs
Peroxisome proliferator-activated receptors
- RAGE
Receptor for AGE
- ROS
Reactive oxygen species
- SCFAs
Short-chain fatty acids
- sGC
Soluble guanylate cyclase
- SGLT2is
Sodium-glucose cotransporter 2 inhibitors
- SIRT1
Silencing information regulator 2 related enzyme 1
- SOD
Superoxide dismutase
- STAT3
Signal transducer and activator of transcription 3
- STZ
Streptozotocin
- T1DM
Type 1 diabetes mellitus
- T2DM
Type 2 diabetes mellitus
- TC
Total cholesterol
- TG
Triglycerides
- TGF-β
Growth factor-beta
- TLRs
Toll-like receptors
- TMAO
Trimethylamine N-oxide
- TNF-α
Tumour necrosis factor-α
- Ulk1
Unc-51-like kinase 1
- UPR
Unfolded protein response
- VCAM-1
Vascular cell adhesion molecule-1
Author contributions
KH and JF conceived, designed, and planned the study. All authors collected and read the literature. KH drafted the manuscript. JF and GL revised the manuscript. All authors read and approved the final manuscript.
Funding
This research was funded by grants from the Sichuan Science and Technology Program (2022YFS0610), Luzhou Municipal People’s Government—Southwest Medical University Science and Technology Strategic Cooperation (2021LZXNYD-J33), Hejiang People’s Hospital—Southwest Medical University Science and Technology Strategic Cooperation Project (2021HJXNYD13) and Gulin County People’s Hospital—Affiliated Hospital of Southwest Medical University Science and Technology strategic Cooperation (2022GLXNYDFY13).
Availability of data and materials
The data used to support the findings of this study are included within the article.
Declarations
Ethics approval and consent to participate
Not applicable.
Consent for publication
Not applicable.
Competing interests
The authors declare that they have no competing interests.
Footnotes
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Contributor Information
Guang Li, Email: liguang@swmu.edu.cn.
Jian Feng, Email: jerryfeng@swmu.edu.cn.
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Data Availability Statement
The data used to support the findings of this study are included within the article.