Visual Abstract
Keywords: FAPI, PET/MRI, breast cancer, neoadjuvant chemotherapy, deescalation
Abstract
Improving imaging-based response after neoadjuvant chemotherapy (NAC) in breast cancer assessment could obviate histologic confirmation of pathologic complete response (pCR) and facilitate deescalation of chemotherapy or surgery. Fibroblast activation protein inhibitor (FAPI) PET/MRI is a promising novel molecular imaging agent for the tumor microenvironment with intense uptake in breast cancer. We assessed the diagnostic performance of follow-up breast 68Ga-FAPI-46 (68Ga-FAPI) PET/MRI in classifying the response status of local breast cancer and lymph node metastases after completion of NAC and validated this approach immunohistochemically. Methods: In women who completed NAC for invasive breast cancer, follow-up 68Ga-FAPI PET/MRI and corresponding fibroblast activation protein (FAP) immunostainings were retrospectively analyzed. Metrics of 68Ga-FAPI uptake and FAP immunoreactivity in women with or without pCR were compared using the Mann–Whitney U test. Diagnostic performance to detect remnant invasive cancer was calculated for tracer uptake metrics using receiver-operating-characteristic curves and for masked readers’ visual assessment categories of PET/MRI and MRI alone. Results: Thirteen women (mean age ± SD, 47 ± 9 y) were evaluated. Seven of the 13 achieved pCR in the breast and 6 in the axilla. FAP immunoreactivity was significantly associated with response status. The 68Ga-FAPI PET/MRI mean breast tumor-to-background ratio was 0.9 (range, 0.6–1.2) for pCR and 2.1 (range, 1.4–3.1) for no pCR (P = 0.001). Integrated PET/MRI could classify breast response correctly in all 13 women based on readers’ visual assessment or tumor-to-background ratio. Evaluation of MRI alone resulted in at least 2 false-positives. For lymph nodes, PET/MRI readers had at least 2 false-negative classifications, whereas MRI alone resulted in 2 false-negatives and 1 false-positive. Conclusion: To our knowledge, this was the first analysis of 68Ga-FAPI PET/MRI for response assessment after NAC for breast cancer. The diagnostic performance of PET/MRI in a small study sample trended toward a gain over MRI alone, clearly supporting future prospective studies.
In breast cancer, application of systemic neoadjuvant chemotherapy (NAC) before curative surgery may achieve resectability, increase the frequency of breast-conserving treatment, and reduce the extent of axillary surgery. Moreover, the remission status at the primary cancer site gives valuable implications on prognosis and subsequent therapy decisions (1). In German breast centers, neoadjuvant application of chemotherapy rose from 20% to 58% from 2008 to 2017, and the pathologic complete response (pCR) rate rose from 15% to 34% (2). Importantly, pCR implies local cure from invasive cancer by NAC alone. Knowledge of pCR status would thus allow for deescalation of therapy—either abbreviation of chemotherapy (3) or even omission of breast and axillary surgery (4). However, pCR can currently be reliably determined only by histopathologic confirmation, and all patients therefore undergo complete NAC followed by surgery.
Breast MRI has been shown to provide the most accurate preoperative guidance for resection volumes and is sensitive in detecting remnant cancer (5). Combinations with breast MRI can increase diagnostic accuracy, such as combination with ultrasound (6), biopsies (7), machine learning (8), or 18F-FDG PET/MRI (9). However, no method has yet proven sufficiently accurate and feasible to allow for deescalation of chemotherapy or surgery.
In a recent study, we introduced 68Ga-labeled fibroblast activation protein inhibitor (FAPI) PET as a novel molecular readout for invasive breast cancer in integrated breast PET/MRI (10). This technique takes advantage of expression of the fibroblast activation protein (FAP) by cancer-associated fibroblasts in the tumor microenvironment. Further studies have substantiated superior detection of breast cancer lesions of 68Ga-FAPI PET/CT over 18F-FDG (11,12). In this study, we aimed to assess the diagnostic performance of follow-up breast 68Ga-FAPI-46 (68Ga-FAPI) PET/MRI in classifying the response status in local breast cancer and lymph node (LN) metastases after completion of NAC and to validate this approach immunohistochemically.
MATERIALS AND METHODS
Patients
We retrospectively analyzed 68Ga-FAPI PET/MRI scans and corresponding FAP immunostainings of women with breast cancer. Patients were referred by their treating oncologist on an individual, clinical basis to support response assessment after NAC. All patients gave written informed consent for 68Ga-FAPI PET/MRI and retrospective scientific analysis. Analysis was approved by the Ethics Committee of the Medical Association of Westphalia–Lippe and the Medical Faculty of the University of Münster (reference number: 2021-408-f-S). This study included all breast cancer patients who underwent 68Ga-FAPI PET/MRI after NAC at the University Hospital Münster from May 2020 to May 2021. No exclusion criteria were applied. The baseline scans of 12 of the 13 patients were previously reported (10).
Radiochemistry
Application and production of 68Ga-FAPI were performed according to the German Pharmaceuticals Act §13(2b). Precursor was kindly provided under a material transfer agreement by Uwe Haberkorn (Heidelberg, Germany), and radiolabeling was performed as previously described (10).
Imaging
Women were injected intravenously with 99 ± 33 MBq (mean ± SD) of 68Ga-FAPI and examined in a hybrid PET/MRI 3-T scanner with a 4-channel dedicated PET/MRI breast coil (mMR; Siemens Healthineers). Breast list-mode PET (25 min) with the patient prone was started an average of 35 min after injection (range, 23–70 min), combined with a standard breast MRI protocol consisting of the following sequences: transversal T2-weighted turbo spin-echo spectral attenuated inversion recovery, diffusion-weighted imaging, T1-weighted fast low-angle shot contrast-enhanced dynamic imaging (gadobutrol, 0.1 mmol/kg of body weight [Gadovist; Bayer]), and contrast-enhanced high-spatial-resolution fat-saturated T1-weighted fast low-angle shot imaging, as described previously (10). In 11 of 13 patients, no whole-body scans were performed and lower radiotracer doses corresponding to 1–1.25 MBq/kg of body weight were injected, compared with baseline doses of 156 ± 51 MBq (10). An interim analysis had established unbiased assessment of breast PET/MRI at these reduced doses (Supplemental Figs. 1–3; supplemental materials are available at http://jnm.snmjournals.org).
Image Analysis
Prone single-bed-position follow-up breast PET/MR images after NAC were analyzed. Visual categorization of MRI alone and integrated PET/MRI was performed separately by 3 readers for each modality, with masking of the pathology results. The initial clinical report, finalized before pathology was available, was analyzed in consensus by an MRI reader and a PET/MRI reader: 1 board-certified specialist in radiology (7 y experience in breast imaging) and nuclear medicine (7 y of experience in nuclear oncology). In addition, anonymized imaging studies were separately read as MRI alone and integrated PET/MRI by 2 independent readers: 1 senior trainee and 1 board-certified specialist in radiology (1 and >20 y of experience in breast imaging) and nuclear medicine (3 and >15 y of experience in nuclear oncology), respectively. These individuals were previously not involved in reading the cases. The readers were masked to the clinical report of the follow-up PET/MRI and all data collected afterward but had access to previous examinations, including baseline prone breast PET/MRI and supine whole-body PET/MRI or PET/CT. The MRI readers did not have access to the PET component of follow-up PET/MR images and were given the reports of previous studies when deemed necessary. Integrated PET/MRI readers evaluated the radiotracer uptake and had additional access to the MR images, including interpretation when relevant for tumor bed delineation.
Measurements were performed with spheric and ellipsoid volumes of interest as described previously (10). Tumor-to-background ratios (TBRmax/max) represent the ratio of the lesion and entire contralateral breast SUVmax or a healthy part of the ipsilateral breast when patients had prior contralateral mastectomy. Follow-up PET measurements are the means for all readers. Only the main breast lesion and most suggestive LN were considered for analysis.
Breast lesions and LNs were visually assigned to 1 of 3 categories. For MRI of the breast, the categories were no residual tumor or contrast enhancement greater than the background level (category A), possible residual tumor (i.e., faint contrast enhancement) (category B), and probable (>75%) residual tumor (i.e., mass lesion with contrast enhancement) (category C). For MRI of the axilla, the categories were normal LNs (category A), possible metastasis (discrete change or enhancement) (category B), and probable (>75%) metastasis (category C). For PET/MRI of the breast and axilla, the categories were no focal uptake (category A), possible focal uptake and possible background noise (category B), and certain focal uptake (category C). Majority reads were the most prevalent category, or category B if all categories were synchronously selected.
Histology
Pathologic response and immunostaining were assessed as part of the clinical routine according to common standards on resected breast and axillary tissue as reported previously (10). pCR in the breast was defined as absence of invasive cancer. One patient had remnant tumor cells in lymphatic vessels only and was classified as no pCR. FAP immunohistochemistry was conducted as described previously (10) and categorized as FAP-negative (category A), mildly positive (category B), or intensely positive (category C).
Statistical Analysis
Statistical analysis was performed using Matlab (version R2020a; MathWorks). Mann–Whitney U tests were used to compare tracer uptake metrics and FAP immunoreactivity for women with or without pCR and uptake metrics between baseline and follow-up. A P value of less than 0.05 was considered statistically significant. For the optimal threshold in receiver-operating characteristics (ROCs), the costs for false negatives (FN) and false positives (FP) were weighed as 80% and 20%, respectively. The calculation of sensitivity and specificity considered no pCR as positive. Cited diagnostic performance values were adapted when based on an inverse definition.
RESULTS
Patient Characteristics
We analyzed overall 13 follow-up 68Ga-FAPI PET/MRI scans of the breast after completion of NAC for breast cancer in 13 women (nonexcluded) (mean age, 47 ± 9 y). Twelve women received prior baseline 68Ga-FAPI PET/MRI scans, published previously (10). PET/MRI was conducted 12 ± 8 d after completion of NAC. Surgery that established the reference standard was conducted 13 ± 5 d after PET/MRI. Seven of 13 women achieved pCR in the breast, 6 of 10 women with LN metastases at baseline achieved axillary pCR, and 7 of 13 achieved overall pCR. More patient characteristics are available in Table 1.
TABLE 1.
Patient no. | Age (y) | Type | Grade | Receptor status | Systemic therapy | Interval from last cycle to PET (d) |
---|---|---|---|---|---|---|
1 | 56 | Ductal | 2 | HR+, HER2+ | AC T H* | 15 |
2 | 51 | Ductal | 2 | HR+, HER2+ | EC T H | 15 |
3 | 51 | Ductal | 1 | HR+, HER2+ | EC T H | 6 |
4 | 35 | Ductal | 3 | TNBC | EC T Cb | 10 |
5 | 46 | Ductal | 3 | HR+, HER2− | EC T | 6 |
6 | 58 | Ductal | 3 | HR−, HER2+ | EC T H | 0 |
7 | 56 | Lobular | 2 | HR+, HER2+ | EC T H | 29 |
8 | 43 | Ductal | 2 | TNBC | T Cb | 15 |
9 | 38 | Ductal | 2 | HR−, HER2+ | EC T H | 1 |
10 | 36 | Lobular | 2 | HR+, HER2− | EC T | 20 |
11 | 59 | Ductal | 2 | HR+, HER2− | EC T | 14 |
12 | 48 | Ductal | 3 | HR−, HER2+ | EC T H | 15 |
13 | 34 | Ductal | 2 | HR+, HER2- | EC T | 8 |
Additional investigational drug.
HR = hormone receptor; HER2 = human epidermal growth factor receptor 2; TNBC = triple-negative breast cancer; AC = doxorubicin; T = taxane; H = HER2-antibodies; EC = epirubicin; Cb = carboplatin.
Breast Assessment
Tracer uptake by primary breast lesions in follow-up was markedly decreased to a mean SUVmax of 1.8 (range, 0.9–3.5) from the baseline mean SUVmax of 14.2 (range, 8.6–29.9) (P < 0.001; mean reduction to 12% [range, 4–22]). Breast background uptake was also decreased to a mean SUVmax of 1.3 (range, 0.8–2.7) from the baseline mean SUVmax of 2.6 (range, 1.1–6.9) (P = 0.006; mean reduction to 62% [range, 24–104]). This resulted in a reduced mean TBRmax/max of 1.4 (range, 0.6–3.1), compared with a baseline mean TBRmax/max of 7.0 (range, 1.9–16.0) (P < 0.001) (Fig. 1; Supplemental Table 1; Supplemental Figs. 4 and 5).
For integrated PET/MRI, the primary breast lesion visual categories were consistent in 9 of 13 women among the 3 readers. The readers’ majority visual classification resulted in an FN rate of 0, FP rate of 0, sensitivity of 100%, and specificity of 100%, when only category C (certain focal uptake) was defined as positive. Considering categories B (possible focal uptake) and C as positive resulted in an FN rate of 0, FP rate of 2, sensitivity of 100%, and specificity of 71% (Figs. 1, 2C, and 2D; Table 2). Among readers, the SD was 0.1 for lesion and background SUVmax and TBRmax/max. TBRmax/max demonstrated perfect classification of remission status (breast pCR: mean TBRmax/max, 0.9 [range, 0.6–1.2]; no pCR: mean TBRmax/max, 2.1 [range, 1.4–3.1] [P = 0.001]) (ROC optimal threshold TBRmax/max, 1.4; sensitivity, 100%; specificity, 100%) (Figs. 1, 2A, and 2D). In contrast, SUVmax measurements showed relevant overlap between response categories (pCR: mean SUVmax, 1.1 [range, 0.9–1.8]; no pCR: mean SUVmax, 2.5 [range, 1.3–3.5] [P = 0.002]) (ROC optimal threshold SUVmax, 1.3; sensitivity, 100%; specificity, 86%) (Figs. 2B and 2D). The relative SUVmax reduction from baseline was significantly different, but with a high overlap between response groups in 12 eligible women (pCR: mean reduction to 10% [range, 4%–20%]; no pCR: mean reduction to 16% [range, 10%–22%] [P = 0.03]). Baseline SUVmax was not significantly different (P = 0.20).
TABLE 2.
Patient no. | Breast | LN | ||||
---|---|---|---|---|---|---|
Response | Follow-up category | Response | Follow-up category | |||
PET/MRI | MRI | PET/MRI | MRI | |||
1 | pCR | AAA | AAA | pCR | AAA | AAA |
2 | No pCR | CCC | CCC | pCR | AAB | ABB |
3 | No pCR | CBC | BCC | NA | NA | NA |
4 | No pCR* | CCC | BBB | No pCR | BAB | BBC |
5 | pCR† | AAA | NA‡ | pCR | AAA | AAA |
6 | pCR | ABB | BAC | pCR | AAA | AAA |
7 | pCR† | AAB | AAA | pCR | AAA | AAA |
8 | pCR | ABB | BCC | NA | NA | NA |
9 | pCR | AAA | AAB | pCR | AAA | ABA |
10 | No pCR | CCC | CCB | No pCR | AAA | ABA |
11 | No pCR | CCC | ABB | No pCR | BBB | BBC |
12 | pCR | AAA | ABA | NA | NA | NA |
13 | No pCR | CCC | CCC | No pCR | CCB | ABA |
No pCR, with remnant tumor cells only in lymphatic vessels.
pCR, with residual carcinoma in situ.
Clip artifact prevented breast assessment.
NA = not applicable.
Majority assessment is highlighted in bold.
In patient 5, the primary breast lesion was not evaluable on MRI because of a marker clip susceptibility artifact. MRI-alone breast lesion categories were consistent in 6 of 12 evaluable women among readers. Majority categorization for MRI resulted in an FN rate of 2, FP rate of 1, sensitivity of 67%, and specificity of 83% when only category C (probable tumor) was defined as positive. Considering categories B (possible tumor) and C as positive led to an FN rate of 0, FP rate of 2, sensitivity of 100%, and specificity of 67% (Figs. 2C and 2D). Figure 3 shows 2 examples of superior visualization of remnant breast cancer by the 68Ga-FAPI PET component compared with MRI alone and of crucial guidance of the MRI component toward correct integrated PET/MRI assessment, respectively.
In 13 patients with available immunohistochemistry, FAP staining categories were associated with remission status (breast pCR: category A [FAP negative], 1/7; category B [mildly positive], 6/7; category C [intensely positive], 0/7) (no pCR: category A, 0/6; category B, 2/6; category C, 4/6) (P = 0.033) (Figs. 4A and 4B).
Axillary Assessment
Uptake by LN metastases was reduced after NAC to a mean SUVmax of 1.2, (range, 0.8–2.0), compared with a baseline mean SUVmax of 10.0 (range, 3.4–18.7) (P < 0.001; reduction to 14% [range, 5–40]) (Supplemental Table 2).
In integrated PET/MRI, visual assessment of LNs was consistent among readers in 7 of 10 women. Majority classification resulted in an FN rate of 3, FP rate of 0, sensitivity of 25%, and specificity of 100% when only category C was defined as positive. Considering categories B and C as positive resulted in an FN rate of 1, FP of 0, sensitivity of 75%, and specificity of 100% (Figs. 2F and 2G). Among readers, the SD of SUVmax measurements of the most intense ipsilateral node was 0.2. Despite imperfect visual assessment, all readers’ mean SUVmax measurements of LNs could perfectly classify pCR and no pCR in the group of 10 affected women (LN pCR: mean SUVmax, 0.9 [range, 0.8–1.1]; no pCR: mean SUVmax, 1.6 [range, 1.3–2.0] [P = 0.001]) (ROC optimal threshold SUVmax, 1.3; sensitivity, 100%; specificity, 100%). Adding up to 29 contralateral and ipsilateral initially nonmetastatic LNs to pCR LNs still resulted in perfect SUVmax-based classification (pCR and nonmetastatic LNs: mean SUVmax, 0.9 [range, 0.4–1.2]; ROC optimal threshold: SUVmax, 1.3; sensitivity, 100%; specificity, 100%) (Fig. 2E). However, when analyzing readers’ individual measurements, classification was imperfect (ranges of 3 readers: ROC optimal threshold SUVmax, 1.1–1.5; sensitivity, 75%–100%; specificity, 90%–97%) (Fig. 2G). The relative SUVmax reduction from baseline was significantly different between response groups in 9 eligible women (pCR: mean reduction to 9% [range, 5%–13%]; no pCR: mean reduction to 23% [range, 14%–40%]; P = 0.02). Baseline SUVmax was not significantly different (P = 0.38).
MRI-alone readers were consistent in 4 of 10 women. Majority MRI categorization resulted in an FN of 4, FP of 0, sensitivity of 0%, and specificity of 100% when only category C was defined as positive. Considering categories B and C as positive resulted in an FN of 2, FP of 1, sensitivity of 50%, and specificity of 83% (Figs. 2F and 2G). Figure 5 gives 2 examples of better visualization of LN metastases by the MRI and 68Ga-FAPI PET components.
In 8 patients with available immunohistochemistry, LN FAP staining categories were associated with remission status (LN pCR: category A, 4/4; category B, 0/4; category C, 0/4) (no pCR: category A, 0/4; category B, 2/4; category C, 2/4) (P = 0.029) (Figs. 4C and 4D).
Combined Assessment
For combined assessment of axillary and breast response status, majority classification resulted in an FN of 0, FP of 0, sensitivity of 100%, and specificity of 100% for PET/MRI and an FN of 2, FP of 1, sensitivity of 67%, and specificity of 86% for MRI alone when only category C was defined as positive. Considering categories B and C as positive resulted in an FN of 0, FP of 2, sensitivity of 100%, and specificity of 71% for both PET/MRI and MRI alone.
DISCUSSION
Currently, no imaging test can identify breast cancer patients with pCR after NAC with sufficient accuracy to allow for deescalation of therapy by abbreviating chemotherapy or even omitting surgery.
In this study, we were the first—to our knowledge—to analyze the diagnostic performance of 68Ga-FAPI PET/MRI in assessing response to NAC in breast cancer. Combined and breast pathologic response could be correctly classified in all 13 patients based on 68Ga-FAPI uptake on PET/MRI, whereas MRI alone assigned at least 2 patients falsely. PET/MRI could also classify LN status correctly in at least 2 more patients than MRI alone. Metaanalyses showed that in the detection of breast cancer remnants after NAC, MRI had a sensitivity of 88%–92% and a specificity at 60%–69% (13–16). This makes MRI the most sensitive widely clinically available noninvasive imaging modality. 18F-FDG/PET complements breast MRI not in terms of sensitivity (66%–77%) but in terms of specificity (78%–86%) (15–17). In the context of deescalation, FNs are far more important than FPs. The observed trend of FAPI-based assessment to improve sensitivity and specificity is thus particularly remarkable. This trend from our small study sample is substantiated by the observed higher interobserver agreement and correlation with semiquantitative measures of FAP uptake and immunohistochemistry. Furthermore, the observation of a higher number and area of FAP-positive fibroblasts than of vital remnant cancer cells in some specimens provides a strong rationale for our chosen molecular target. In comparison to the breast, for the LNs the conclusions on assessment of remission status are not as clear, considering the nonideal prone breast MRI protocol for axillary nodes with variable image quality and overall less intriguing diagnostic PET/MRI performance. However, it is important to consider that the combination of breast pCR without axillary pCR is rare and appeared in only 3.3% of initially node-positive patients in a review of approximately 20,000 U.S. patients (18).
In accordance with the most recent American Society of Clinical Oncology guidelines (1), we adopted a pCR definition of absence of invasive cancer, thus allowing remnant in situ cancer in pCR. This owes to the fact that the response rate of, for example, ductal carcinoma in situ (DCIS) (19,20) is much lower and that the predictiveness of survival of residual DCIS is not given (21) after NAC in contrast to residual invasive cancer. Therefore, in situ cancer can be considered a confounder in NAC and associated deescalation concepts. Although our definition of pCR is probably most appropriate for chemotherapy deescalation, residual DCIS should not be missed in surgical deescalation. It is important to know that an immunohistochemistry study did not find FAP expression in DCIS, in contrast to invasive cancer (22). Consistently in our cohort, 2 PET- and MRI-negative women with known carcinoma in situ at baseline had noninvasive remnants despite pCR. Even patients with no DCIS at baseline can have isolated remnant DCIS after NAC, as was found, for example, in approximately 12% of patients (19,20) in 2 studies. Thus, when considering FAPI PET/MRI for surgical deescalation in future trials, reliable exclusion of DCIS by breast imaging modalities, such as mammography, would probably be required.
Our study had limitations, the most important one being the low number of patients and its retrospective nature. The obtained diagnostic performance values thus must be considered as trends rather than a true approximation of diagnostic performance. Considering the overlap with our previous publication, our study features the same potential selection bias as discussed previously (10). We used 68Ga-FAPI scanning only before and after completion of NAC, whereas the best accuracies in, for example, 18F-FDG PET are achieved in interim response assessments during chemotherapy (17). Thus, more appropriate imaging time points may exist for 68Ga-FAPI scanning, particularly if considering its use for chemotherapy deescalation.
CONCLUSION
Integrated 68Ga-FAPI PET/MRI shows highly promising trends toward gains in diagnostic performance over MRI alone to correctly classify response status in the breast and axilla in a small study sample. Future larger prospective studies are warranted to more closely approximate the true diagnostic performance and evaluate whether 68Ga-FAPI PET/MRI ultimately possesses the potential to guide deescalation of chemotherapy or even surgery.
DISCLOSURE
This study was partly funded by the ninth Deutsche Forschungsgemeinschaft (DFG) NAMT, DFG–CRC1450-431460824, Münster, Germany (project B06), and a rotational clinician scientist position of the DFG–CRC1009, Münster, Germany, to Philipp Backhaus. No other potential conflict of interest relevant to this article was reported.
KEY POINTS
QUESTION: Can 68Ga-FAPI PET/MRI classify response status after NAC in breast cancer?
PERTINENT FINDINGS: In a retrospective study of 13 women who completed NAC for breast cancer, follow-up 68Ga-FAPI PET/MRI perfectly assessed the pathologic response status of the breast. MRI alone classified at least 2 women falsely.
IMPLICATIONS FOR PATIENT CARE: The diagnostic performance of 68Ga-FAPI PET/MRI trended toward a gain over MRI alone, clearly supporting future prospective studies.
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