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. 2023 Jul 28;18(7):e0289291. doi: 10.1371/journal.pone.0289291

COVID-19 self-testing using antigen rapid diagnostic tests: Feasibility evaluation among health-care workers and general population in Malawi

Madalo Mukoka 1,2,*, Euphemia Sibanda 3, Constancia Watadzaushe 3, Moses Kumwenda 1,2, Florence Abok 4, Elizabeth L Corbett 5, Elena Ivanova 4, Augustine Talumba Choko 3
Editor: Gheyath K Nasrallah6
PMCID: PMC10381081  PMID: 37506068

Abstract

Background

COVID-19 testing is critical for identifying cases to prevent transmission. COVID-19 self-testing has the potential to increase diagnostic testing capacity and to expand access to hard-to-reach areas in low-and-middle-income countries. We investigated the feasibility and acceptability of COVID-19 self-sampling and self-testing using SARS-CoV-2 Antigen-Rapid Diagnostic Tests (Ag-RDTs).

Methods

From July 2021 to February 2022, we conducted a mixed-methods cross-sectional study examining self-sampling and self-testing using Standard Q and Panbio COVID-19 Ag Rapid Test Device in Urban and rural Blantyre, Malawi. Health care workers and adults (18y+) in the general population were non-randomly sampled.

Results

Overall, 1,330 participants were enrolled of whom 674 (56.0%) were female and 656 (54.0%) were male with 664 for self-sampling and 666 for self-testing. Mean age was 30.7y (standard deviation [SD] 9.6). Self-sampling usability threshold for Standard Q was 273/333 (82.0%: 95% CI 77.4% to 86.0%) and 261/331 (78.8%: 95% CI 74.1% to 83.1%) for Panbio. Self-testing threshold was 276/335 (82.4%: 95% CI 77.9% to 86.3%) and 300/332 (90.4%: 95% CI 86.7% to 93.3%) for Standard Q and Panbio, respectively. Agreement between self-sample results and professional test results was 325/325 (100%) and 322/322 (100%) for Standard Q and Panbio, respectively. For self-testing, agreement was 332/333 (99.7%: 95% CI 98.3 to 100%) for Standard Q and 330/330 (100%: 95% CI 99.8 to 100%) for Panbio. Odds of achieving self-sampling threshold increased if the participant was recruited from an urban site (odds ratio [OR] 2.15 95% CI 1.44 to 3.23, P < .01. Compared to participants with primary school education those with secondary and tertiary achieved higher self-testing threshold OR 1.88 (95% CI 1.17 to 3.01), P = .01 and 4.05 (95% CI 1.20 to13.63), P = .02, respectively.

Conclusions

One of the first studies to demonstrate high feasibility and acceptability of self-testing using SARS-CoV-2 Ag-RDTs among general and health-care worker populations in low- and middle-income countries potentially supporting large scale-up. Further research is warranted to provide optimal delivery strategies of self-testing.

Introduction

Only around 0.2% of people in Africa had tested for severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) the infection that causes COVID-19 in August 2020 [1] By contrast, 19.5% of Americans had tested by the same time [1] since COVID-19 emergence in December 2019 [2, 3]. These contrasting trends have continued to exist with widening unequal access to testing, treatment and vaccination between high income countries and low- and middle-income countries (LMICs) despite four or more global epidemic waves [4]. However, the access gap has become narrower as the pandemic has grown older [5]. Testing remains the most critical step for identification and isolation of COVID-19 cases to prevent transmission [6]. In many resource-limited settings, demand for tests often exceeds supply [7]. SARS-CoV-2 rapid antigen tests (Ag-RDTs) are recommended to complement nucleic acid amplification tests (NAAT) for diagnosis [8], which in resource-limited settings are often hard to implement because they require specialised skills and limited centralized laboratory capacity, associated with long turnaround times, and high costs to both the health system and patients [9, 10].

COVID-19 self-testing was strongly recommended by the World Health Organization (WHO) in March 2022 as an additional strategy to complement professionally administered testing services [11]. Self-sampling and self-testing is a process by which a person collects his or her own specimen using a simple device, performs a diagnostic test and interprets the results usually in a setting, and time of their choice [12]. Self-testing is not a new paradigm with pregnancy self-testing and HIV self-testing being successful examples [1316]. In general, COVID-19 self-testing has the potential to increase diagnostic capacity for COVID-19 and reduce access barriers as well as prevailing inequalities due to ease of distribution and being extremely convenient [17]. However, COVID-19 self-testing has so far been widely implemented and made available in high income countries with reported high feasibility and acceptability [1721]. According to our knowledge, there were no reports on COVID-19 self-testing feasibility in LMICs prior to this study. As with HIV self-testing, lack of linkage for next steps with COVID-19 is a potential concern due to stigma, loss of economic opportunities due to isolation implications, and fear of complications including death.

Being able to self-test rests on the assumption that individuals would be able to take their own sample (self-sampling) [22]. However, in settings with low exposure to technology and the ability to correctly follow instructions such assumptions may be faulty [23]. Thus, early work including optimization of instructions for use through iterative cognitive interviews is essential to ensure correct use of self-tests [23]. Here we investigated the feasibility and acceptability of COVID-19 self-sampling and self-testing using SARS-CoV-2 Ag-rapid diagnostics tests (RDTs) in Malawi.

Materials and methods

Study design

A mixed-methods cross-sectional study examining self-sampling and self-testing for COVID-19 using STANDARD Q COVID-19 Ag Test (SD Biosensor) and Panbio COVID-19 Ag Rapid Test Device (Abbott Rapid Diagnostics). We conducted the study under five components. They were conducted serially as follows: cognitive interviews to refine instructions for use (IFUs) for self-sampling, observational cross-sectional study of self-sampling, cognitive interviews to refine instructions for use for self-testing, observational cross-sectional study of self-testing, and in-depth interviews (IDIs) to understand participant views on self-sampling and self-testing.

Setting

Recruitment was conducted between July 2021 to February 2022 from Queen Elizabeth Central Hospital (QECH) from urban Blantyre, Malawi (Fig 1) and from Lirangwe Primary Health Centre from rural Blantyre (Fig 2). Sites were chosen to ensure inclusion of both rural and urban participants whose literacy levels, technology exposure and perception to testing may differ. At the time of recruitment, COVID-19 testing in Blantyre was concentrated at QECH whereas Lirangwe health centre was only collecting samples to be tested at another facility.

Fig 1. Map of Blantyre with Queen Elizabeth Central Hospital marked.

Fig 1

Fig 2. Map of Blantyre with Lirangwe health centre marked.

Fig 2

Participants

We recruited health care workers and members of the general public from the recruitment sites. To be eligible, participants needed to be 18 years or older, feeling well enough to comfortably conduct study activities, not having recent history of excessive nose bleeds, and having given consent. All health workers from the two health facilities were offered the choice to participate in the study with exclusion only done if ineligible. An additional eligibility criteria which was later relaxed due to scarcity of participants with waning wave concerned individuals being on the list to be tested for COVID-19 by the national systems. General public participants were non randomly sampled from outpatient departments. An anterior nasal swab for COVID-19 was done for both self-sampling and self-testing following a short in-person demonstration by a member of staff.

Participants were observed in-person during self-sampling and self-testing, and checklists (Tables A-D in S1 text) were completed to document whether each task was done correctly. A trained researcher then tested the collected sample using a SARS-CoV-2 Ag RDT during the self-sampling component of the study. Participants tested their own collected sample during the self-testing component of the study. The trained researcher collected and tested an anterior nasal confirmatory sample using an Ag RDT during both the self-sampling and self-testing components.

Variables

For the cognitive interviews, the main output was to have refined IFUs in the local language (Chichewa) and in English. The first primary outcome was the percentage of participants who attained a usability threshold for self-sampling, defined as correct execution of all critical instructions during the self-sampling process for each kit. Correct self-sampling was referred to as self-sampling accuracy. The second primary outcome was the percentage of participants who attained a usability threshold for self-testing, defined as correct execution of all critical instructions during the self-testing process. Correct self-testing was referred to as self-testing accuracy. User views regarding self-sampling and self-testing were the main outcomes from the IDIs. Potential confounders for accuracy were age, sex, literacy and prior exposure to COVID-19 testing.

Data sources/ measurement

Qualitative data from cognitive interviews and IDIs were tape recorded before being translated and transcribed. Pre- and post-test questionnaires were administered in-person using Open Data Kit (ODK) loaded on tablets. A checklist (Tables A-D in S1 text) was completed by a member of staff to document whether each instruction was done correctly as a measure of accuracy. Results obtained by a trained researcher from testing the collected self-sample and a sample collected by the researcher were recorded on the checklist. For self-testing accuracy, participant’s self-test self-read results were compared to RDT sampling and testing conducted by the researcher. Participants’ reading of pre-made cassettes of negative, positive and invalid results was also recorded.

Bias

The main source of bias is in the assessment by the research staff using a checklist of the performance of the participant on the IFU. A staff member who was more punitive may have harshly rated performance as incorrect while a more forgiving one may have rated performance differently. However, the fact that more than seven staff members were involved in the rating may have minimized such bias.

Study size

We aimed to recruit and purposively sample 120 participants for cognitive interviews for self-sampling and self-testing for both test kits. For self-sampling and self-testing, we conservatively assumed that 70% to 80% of participants will be able to correctly follow instructions and self-sample or self-test for COVID-19. For the sample proportion to be estimated to within +/-0.05 (5%) using the 95% confidence level, a sample of 323 participants were required. Thus, a total of 1,320 participants were needed: 330 per test kit for self-sampling and self-testing. A purposive sample of 120 participants was needed for the IDIs: 60 self-sampling and 60 self-testing participants.

Quantitative variables

A binary variable was generated for the first and secondary primary outcomes of achieving the threshold (accuracy) for either self-sampling or self-testing. This was coded as 1 for participants with a maximum score on the critical steps based on the checklist and 0 otherwise. Test result variables were coded as 1 for positive and 0 for negative.

Statistical methods

Analysis used R [24]with 0.05 as an indicator of statistical significance. Frequencies were computed for categorical variables while mean and standard deviation (SD) or median and (inter quartile range) were computed for continuous variables that were normally distributed or skewed, respectively. We computed the proportion achieving accuracy along with Binomial Exact confidence intervals (CIs) for self-sampling and self-testing for each test kit. Similarly, we computed the proportion of self-test results that agreed with staff conducted RDT test results along with Binomial Exact confidence intervals (CIs) for each test kit. Logistic regression was used to examine factors associated with accuracy.

Ethics statement

The study was conducted according to the guidelines of the Declaration of Helsinki, and approved by the Malawi College of Medicine Research Ethics Committee of Kamuzu University of Health Sciences (Reg No: P.03/21/3277) and the World Health Organization Research Ethics Review Committee (Protocol ID: CERC.0104). Informed consent was obtained from all participants involved in the study.

Results

Participants and descriptive data

A total of 1,510 participants were recruited across the five components of the study. A total of 120 participants were recruited for self-sampling and self-testing cognitive interviews (self-sampling (n = 76) and self-testing (n = 44)). Of 723 screened for eligibility 664 (91.8%) were recruited for self-sampling with mean age of 31.4y (standard deviation [SD]: 9.8) and 357/664 (53.8%) were male (Table 1). For self-testing, 666 (95.4%) were recruited of 698 screened for eligibility; mean age was 30.6y (standard deviation [SD]: 9.6) with 293/666 (44.0%) being male (Table 2). The main exclusion was being under 18 years. Sixty participants were recruited for IDIs.

Table 1. Baseline characteristics: Self-sampling.

Variable Characteristic Overall Standard Q Panbio p-valuea
Number of participants n 664 331 333
Sex Male 357 (53.8) 176 (53.2) 181 (54.4) 0.820
Female 307 (46.2) 155 (46.8) 152 (45.6)
Age (years) mean (SD) 31.4 (9.8) 31.8 (10.3) 31.0 (9.3) 0.313
Ever tested for COVID-19? No 568 (87.0) 303 (91.8) 265 (82.0) <0.001
Yes 85 (13.0) 27 (8.2) 58 (18.0)
Marital status Divorced 37 (5.7) 20 (6.1) 17 (5.3) 0.512
Separated 33 (5.1) 15 (4.5) 18 (5.6)
Widowed 14 (2.1) 8 (2.4) 6 (1.9)
Never married 180 (27.6) 82 (24.8) 98 (30.3)
Married 389 (59.6) 205 (62.1) 184 (57.0)
Money earned per month (MWK) mean (SD) 68191 (96060) 57471 (90035) 79111 (100803) 0.004
Able to read a newspaper? No 42 (6.4) 29 (8.8) 13 (4.0) 0.020
Yes 610 (93.6) 300 (91.2) 310 (96.0)
Highest level of formal schooling Never been to school 25 (3.9) 18 (5.5) 7 (2.2) <0.001
Primary 165 (25.4) 101 (31.0) 64 (19.8)
Secondary no MSCE 216 (33.3) 118 (36.2) 98 (30.3)
Secondary with MSCE 131 (20.2) 54 (16.6) 77 (23.8)
Tertiary 112 (17.3) 35 (10.7) 77 (23.8)
Number of people in household mean (SD) 4.2 (1.8) 4.2 (1.8) 4.2 (1.8) 0.903
Number of rooms in household mean (SD) 2.5 (1.0) 2.4 (1.0) 2.6 (1.1) 0.032
Number of households per dwelling mean (SD) 1.5 (1.3) 1.3 (0.8) 1.7 (1.7) <0.001
Enough food / essentials for 14 days? No 412 (63.1) 215 (65.2) 197 (61.0) 0.307
Yes 241 (36.9) 115 (34.8) 126 (39.0)
Recruitment site QECH 331 (49.8) 165 (49.8) 166 (49.8) 1.000
  Lirangwe 333 (50.2) 166 (50.2) 167 (50.2)  

aChisquare test for categorical variables; t-test for continuous variables

SD: standard deviation; QECH: Queen Elizabeth Central Hospital

Table 2. Baseline characteristics: Self-testing.

Variable Characteristic Overall Standard Q Panbio p-valuea
Number of participants n 664 336 328
Sex Male 292 (44.0) 138 (41.1) 154 (47.0) 0.148
Female 372 (56.0) 198 (58.9) 174 (53.0)
Age (years) mean (SD) 30.7 (9.6) 30.8 (9.8) 30.52 (9.3) 0.724
Ever tested for COVID-19? No 603 (91.5) 303 (91.0) 300 (92.0) 0.659
Yes 56 (8.5) 30 (9.0) 26 (8.0)
Marital status Divorced 37 (5.6) 15 (4.5) 22 (6.8) 0.208
Separated 47 (7.2) 24 (7.2) 23 (7.1)
Widowed 25 (3.8) 13 (3.9) 12 (3.7)
Never married 195 (29.7) 88 (26.5) 107 (32.9)
Married 353 (53.7) 192 (57.8) 161 (49.5)
Money earned per month (MWK) mean (SD) 67802 (123668) 70359 (153192) 65190 (83531) 0.591
Able to read a newspaper? No 59 (8.9) 29 (8.7) 30 (9.2) 0.922
Yes 601 (91.1) 305 (91.3) 296 (90.8)
Highest level of formal schooling Never been to school 33 (5.0) 19 (5.7) 14 (4.3) 0.209
Primary 208 (31.5) 109 (32.6) 99 (30.4)
Secondary no MSCE 220 (33.3) 117 (35.0) 103 (31.6)
Secondary with MSCE 143 (21.7) 68 (20.4) 75 (23.0)
Tertiary 56 (8.5) 21 (6.3) 35 (10.7)
Number of people in household mean (SD) 4.2 (1.6) 4.2 (1.7) 4.3 (1.6) 0.548
Number of rooms in household mean (SD) 2.5 (1.2) 2.5 (1.0) 2.5 (1.4) 0.559
Number of households per dwelling mean (SD) 1.5 (1.3) 1.5 (1.6) 1.5 (0.9) 0.516
Enough food / essentials for 14 days? No 351 (53.3) 188 (56.5) 163 (50.0) 0.113
Yes 308 (46.7) 145 (43.5) 163 (50.0)
Recruitment site QECH 334 (50.8) 169 (51.1) 165 (50.6) 0.971
  Lirangwe 323 (49.2) 162 (48.9) 161 (49.4)  

Outcome data

The cognitive interviews showed that participants in both rural and urban communities were able to follow the IFUs with no major suggestions for changes. Notable changes to IFUs included: making introductory text stand out to catch attention, enhancing clarity of IFUs such as by expanding text, adding labels on images, selecting words or phrases that could be well understood locally. Insertion of test swab to correct depth (1.5cm or 2cm) was illustrated by reference to inserting up to thumbnail depth.

Main results

Self-sampling accuracy was 273/333 (82.0%: 95% CI: 77.4 to 86.0) for Standard Q and 261/331 (78.8: 95% CI: 74.1% to 83.1%) for Panbio (Table 3). The percentage agreement between the test results from the participant and the study staff was 100% for both kits in Malawi (Table 3).

Table 3. Self-sampling and self-testing accuracy.

Standard Q   Panbio
  N n % 95% CI N n % 95% CI
Met self-sampling thresholda 333 273 82.0 77.4 86.0 331 261 78.8 74 83.1
Met self-testing threshold 335 276 82.4 77.9 86.3 332 300 90.4 86.7 93.3
Agreement with professional test      
Self-sampling 322 322 100 99 100 325 325 100 100 100
Self-testing 333 332 99.7 98 100 330 330 100 100 100

aThreshold: participant performing all critical steps correctly

CI: confidence interval

Self-testing accuracy was 276/335 (82.4%: 95% CI: 77.9 to 86.3) for Standard Q and 300/332 (90.4%: 95% CI: 86.7 to 93.3) for Panbio (Table 3). The percentage agreement between the test results from the participant and the study staff was 99.7% (95% CI: 98.3–100%) for Standard Q with only one false negative self-test self-read result.

Up to 95% of the critical steps were performed correctly on either test kit for both self-sampling and self-testing (Table 4).

Table 4. User errors for Standard Q and Panbio kits.

Standard Q (N = 331) Panbio (N = 331)
  Yes No Yes No
Did the participant place the tube on the kit box tray holder or flat surface correctly? 327 (97.6) 8 (2.4) 329 (99.4) 2 (0.6)
Did participant insert the swab into the left nostril to the correct depth (about 1.5cm or 2cm)? 327 (97.6) 8 (2.4) 332 (100) 0 (0.0)
Did the participant rotate the swab 5 or 10 times in the left nostril? 325 (97.0) 10 (3.0) 327 (98.5) 5 (1.5)
Did participant insert the swab into the right nostril to the correct depth (about 1.5cm or 2cm)? 327 (98.5) 5 (1.5) 329 (99.4) 2 (0.6)
Did the participant rotate the swab 5 or 10 times in the right nostril? 324 (97.0) 10 (3.0) 330 (99.4) 2 (0.6)
Did the participant insert the swab into the solution tube correctly? 331 (98.8) 4 (1.2) 328 (99.4) 2 (0.6)
Did the participant swirl in the fluid 5 or 10 times while pushing against the wall of the tube? 325 (97.3) 9 (2.7) 323 (97.6) 8 (2.4)
Did the participant remove the swab slowly while squeezing the sides of the tube to extract the liquid from the swab? 310 (92.5) 25 (7.5) 316 (95.5) 15 (4.5)
Did the participant press the nozzle cap tightly the tube? 326 (97.9) 7 (2.1) 330 (99.7) 1 (0.3)
Did the participant squeeze 4 or 5 drops of liquid from the tube into the well on the test device? 319 (95.5) 15 (4.5) 330 (99.7) 1 (0.3)
Did the participant read the test result in 15 minutes? 333 (99.7) 1 (0.3) 325 (97.9) 7 (2.1)
Did the participant interpret the test result correctly? 328 (98.5)s 2 (1.5) 329 (99.7) 1 (0.3)

Standard Q: swab 10 times, depth 2cm, 4 drops

The odds of self-sampling accuracy increased 2-fold for participants from QECH compared to participants from Lirangwe primary health centre odds ratio (OR) 2.15 (95% CI 1.44 to 3.23, P < 0.001 (Table 5). There appeared to be a linear trend towards increased odds of attaining self-testing accuracy with increasing levels of education, P for trend 0.01.

Table 5. Factors associated with self-sampling and self-testing accuracy.

Self-sampling (N = 641) Self-testing (N = 637)
Unadjusted Unadjusted
Variable Characteristic OR 95% CI p-value OR 95% CI p-value
Age Yearly increase 0.99 0.97 1.01 0.247 0.99 0.97 1.01 0.299
Sex Female 1.00   1.00
Male 1.00 0.68 1.48 0.991 0.84 0.54 1.33 0.459
Site Lirangwe 1.00   1.00
QECH 2.15 1.44 3.23 <0.001 1.47 0.93 2.32 0.097
Literacy No 1.00   1.00
Yes 0.57 0.22 1.49 0.251 1.21 0.57 2.55 0.625
Highest level of education attained? Primary school 1.00   1.00
Never been school 2.75 0.61 12.3 0.186 1.67 0.55 5.02 0.362
Secondary 0.91 0.58 1.44 0.686 1.88 1.17 3.01 0.009
  Tertiary 2.09 1.03 4.25 0.041 4.05 1.20 13.63 0.024
Marital Status Divorced/separated/widowed 1.00   1.00
Never married 2.10 1.06 4.14 0.033 2.41 1.26 4.61 0.008
Married 1.07 0.61 1.89 0.820 1.89 1.09 3.28 0.023
Ever tested for COVID-19? No 1.00   1.00
  Yes 1.04 0.58 1.86 0.905 1.25 0.52 3.02 0.619

OR: odds ratio; CI: confidence interval; QECH: Queen Elizabeth Central Hospital

Other analyses

All in-depth interview participants reported that self-testing was highly acceptable because it was convenient, empowering and private.

Most participants had no problems interpreting contrived panel results with 99% correctly interpreting positive and negative results correctly although 96% correctly interpreted invalid results on either test kit (S1 Table). Up to 90.7% Standard Q and 96.1% Panbio participants found instructions “not at all hard” when asked on exit interviews (S2 Table).

Discussion

Key results

This is one of first studies, to the best of our knowledge, to be conducted on COVID-19 self-testing in low- and middle-income countries and generally indicates that participants in both rural and urban communities in Malawi can self-test correctly for COVID-19. The results of this study show that 82% and 90% of participants were able to self-test for COVID-19 with no supervision following a brief demonstration using Standard Q and Panbio test kits, respectively. Of further note, all self-test results agreed 100% with professionally conducted RDTs for Panbio kit whereas agreement was 99.7% for Standard Q. Similarly, 82% of participants were able to correctly self-sample for COVID-19 using Standard Q compared to 79% using Panbio. COVID-19 self-testing was rated as highly acceptable during in-depth interviews.

Current strategies for COVID-19 testing in high income countries are largely dependent on Ag-RDT self-sampling and self-testing [2527] with over-the-counter self-test kits available for purchase in a wide range of countries [21, 28]. The limited data available in resource-poor settings suggest that, as with HIV self-testing, diagnostic accuracy is not as great with untrained lay users as with trained professionals, mainly affecting sensitivity [20, 25, 29]. Our results on the other hand show that self-testing accuracy improved markedly with a short demonstration supporting previous findings observed with HIV self-testing [14, 30]. However, there is still a place for well-translated and culturally relevant IFUs to support the large-scale implementation of self-testing. Our study investigated self-testing with two kits that were already approved for use in Malawi. However, there are numerous Ag-RDT tests packaged for COVID-19 self-testing that have met performance standards and been approved by Regulatory Authorities such as the FDA, that may yield similar promising results [31, 32].

Limitations

There are notable limitations with our study. Firstly, there was a small number of positive self-test results. Although this does not affect the reading of correct results and indeed completing critical steps correctly as assessed here it may be important as it is likely to affect sensitivity [33]. Reassuringly, up to 99% of participants correctly interpreted contrived positive results on either kit. Secondly, there was potential for assessment bias resulting from subjective judgement on the checklist used by research staff for assessing performance of the participant on each instruction. The impact of this bias could be bi-directional depending on whether the staff was harsh–leading to poor rating, or more lenient resulting in more participants being passed as correctly following instructions.

Generalisability

This study demonstrates high acceptability and feasibility of COVID-19 self-testing [11]. The findings are very similar to results reported in other self-testing areas including HIV [34] and hepatitis C virus (HCV) [35]. Thus, we posit that the findings are generalizable to many resource settings and populations including those with limited literacy. However, some support may be useful for specific settings and users–such as older age groups and those with lower literacy. Lessons learned from introduction and scale-up of other self-testing approaches such as HIV and HCV may be appliable here to accelerate adaptation plans and efforts in LMIC.

Conclusions

This is one the first studies to demonstrate high usability and acceptability of self-testing using SARS-CoV-2 Ag-RDTs among both general and health-care worker populations in LMICs. While most users collected their own samples and self-tested with ease, participants noted demonstrations were helpful and could be important in some settings and populations, such as older age groups and those with low literacy levels. COVID-19 self-testing is an important strategy for further consideration as it may be a promising tool for increasing access to and uptake of COVID-19 testing services as well as strategies to reduce transmission and linkage to further care, treatment and support services. Further research is warranted to provide optimal delivery strategies to reach priority populations in LMICs.

Supporting information

S1 Text. Checklists for self-sampling and self-testing-Standard Q and Panbio.

(DOCX)

S1 Table. Interpreting contrived panel results.

(DOCX)

S2 Table. User views on self-sampling and self-testing.

(DOCX)

Acknowledgments

The authors would like to thank all study participants, participating health facilities, and project team members for their contributions to the successful completion of this project.

Data Availability

The trial protocol and dataset supporting the conclusions of this article are available via the London School of Hygiene & Tropical Medicine Data Compass https://datacompass.lshtm.ac.uk/.

Funding Statement

This research was funded by UNITAID (grant number KFW P09022-00) through the Foundation For Innovative New Diagnostics. The funder had no role in the study design, data collection, analysis, decision to publish or preparation of the manuscript.

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Decision Letter 0

Emily Chenette

27 Apr 2023

PONE-D-22-25536COVID-19 self-testing using antigen rapid diagnostic tests: feasibility evaluation among health-care workers and general population in MalawiPLOS ONE

Dear Dr. Mukoka,

Thank you for submitting your manuscript to PLOS ONE. I sincerely apologise for the unusually delayed review timeframe. Your manuscript has been assessed by two reviewers, whose comments are appended below (one of the reports is also attached as a PDF). The reviewers comment positively on the research question being investigated, but raise minor concerns regarding aspects of the methodology and reporting. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

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Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

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Reviewer #1: Yes

Reviewer #2: Yes

**********

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Reviewer #1: I Don't Know

Reviewer #2: Yes

**********

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Reviewer #1: Yes

Reviewer #2: Yes

**********

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Reviewer #2: Yes

**********

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Reviewer #1: This is a well written study with explanatory study design. It will need language review to polish its novelty in an English journal.

I advised that "Keywords section be added to the abstract"

Other sectional concerns are as in the returned reviewed article.

Some minor reviews should bring the study to level suitable of publication in a standard medical journal.

Reviewer #2: Title: COVID-19 self-testing using antigen rapid diagnostic tests: feasibility evaluation among health-care workers and general population in Malawi

Well-done to the authors for such a robust work on Covid-19 self-testing and self sampling

Abstract

In the background and throughout the document- The use of COVID-19 and SARS-CoV-2 interchangeably is confusing. The context in which they are used can be more defined. I will suggest using COVID-19 for self-testing and sampling instances and SARS-CoV-2 for the rapid diagnostic test. For example, COVID-19 self-testing and COVID-19 sampling and then SARS-CoV-2 Antigen-Rapid Diagnostic Tests (Ag-RDTs).

Line 31- Begin methods with From July…….

Line 33- In the methods are the Standard Q and Panbio tests registered trademarks? If so indicate with the symbol®

Line 34- randomly or non-random sampling?

Line 48-49-The conclusion can include summary points for usability and acceptability of the tests. Also, implications for practice and policies?

Introduction

Line 61- are the SARS-CoV-2 rapid antigen tests (Ag-RDTs) recommended? By who? Or do you mean they are specifically useful to complement….

Line 64- would be good to provide refs for these testing setbacks in resource limited setting

Line 65- provide a definition of self-testing and self-sampling in the context in which it is being used in this paper

The introduction could be further strengthened re- what is the acceptability and feasibility of COVID-19 self-testing reported in HICs? Have there been any reported use of COVID-19 self-tests in other low resource settings prior? What is the general argument with regards to feasibility and acceptability of COVID-19 self-tests especially in LMICs?

Methods

Line 86- were the five components or phases conducted one after the other or in parallel or was there any specific order?

Line 104- how were the participants systematically sampled from out-patients? In-person during attendance? Via registers?

Line 126- Was participant consent obtained for audio recording?

Line 155- How was the qualitative data from interviews analysed and presented?

Line 134- Was there any bias introduced from researcher interpretation of interview data? Or influence in the results? Any steps taken to address reflexivity in the qualitative aspects?

Results

Line 182- Best to start with total number of participants included in the study and then present the breakdown of participants per component. Starting with a total of 120 participants and then going up to 664 recruited from 732 screened is confusing

Line 183 how m any were recruited from each site and how many were selected for interviews?

Line 189- How many participants were in the cognitive interviews?

Line 228- Nearly is how many out of how many total interviewed?

Discussion

Line 237- one of the first studies to the best of your knowledge?

Line 242- is it Panbio or PanBio? Review and maintain consistency throughout the manuscript.

Line 258- I don’t really see a small number of positive results as a limitation but a strength how was this managed? Linkage to care? If shows the tests were administered correctly

Line 264- were any steps taken to reduce the impact on extreme assessors?

Line 266- Are there others strengths of this work? Originality?

Line 274- What are the key recommendations? Any implications for practice policies and future research?

Line 276- missing “of” in 2 places

Line 277- LMICs if defined earlier no need to spell out in full

**********

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Reviewer #1: Yes: Adeloye A Adeniji

Reviewer #2: No

**********

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Attachment

Submitted filename: PONE-D-22-25536 (1).pdf

PLoS One. 2023 Jul 28;18(7):e0289291. doi: 10.1371/journal.pone.0289291.r002

Author response to Decision Letter 0


8 Jun 2023

This is a well written study with explanatory study design. It will need language review to polish its novelty in an English journal.

I advised that "Keywords section be added to the abstract"

Other sectional concerns are as in the returned reviewed article.

Some minor reviews should bring the study to level suitable of publication in a standard medical journal.

Abstract

1. Line 31- Begin methods with From July…….

Response: This change has been made (see line 31)

2. Any particular reason for the age-range and why the general population was sampled?

Response: The study was targeting consenting adults and +18y are considered as such in Malawi. The general population was included in order to understand the feasibility of use among untrained users who would be the likely target for large scale use at scale.

3. Did the rest of the participants identify as male?

Response: Yes, 656 (54%) participants were male (see line 35-36)

4. Conclusion should focus on the study.

Response: Changes have been made to reflect this. “One of the first studies to demonstrate high feasibility and acceptability of self-testing using SARS-CoV-2 Ag-RDTs among both general and health-care worker populations in low- and middle-income countries potentially supporting large scale-up. Further research is warranted to provide optimal delivery strategies of self-testing.” (see 55-58)

5. Keywords

Response: Keywords have been added (see line 59)

Introduction:

6. Acknowledge that the testing gap between HIC and LMICs is slowly reducing

Response: Reference added. However, the trend throughout most of the pandemic was consistent with the HICs testing more than LMICs and this has largely remained as such. We wish to highlight this discrepancy and while we appreciate the reviewer’s comment we feel that it is worth highlighting that LMICs have continued to face challenges with testing as well as care. (see line 67-68)

7. Remove or remodify phrase on line 60

Response: The phrase has now been removed as requested by the reviewer. (see line 70)

8. Use less invasive example (line 67)

Response: We are grateful for the suggestion by the reviewer and we have now modified the statement as follows: “Self-testing is not a new paradigm with pregnancy self-testing and HIV self-testing being successful examples”. (Lines 79-80)

Methods:

9. Improve description of setting

Response: Description of setting has been improved including the rationale behind the site choice. A map has also been added. (see line 122-130)

10. Qualitative data analysis: Include description of how cognitive data was analysed

Response: A paper describing the qualitative process in detail is in the pipelines. That is why this is not described in this paper

Results

11. Were IFUs presented in local language? Did this have any impact?

Response: IFUs were translated into Chichewa. Participants either provided feedback on the content during cognitive interviews or used the translated IFUs during the observational studies

Discussion

12. This section needs to mention the crucial place for IFUs in the large-scale success of self-sampling and self-testing. There will be no demonstrators for the people who will be using the kits

In a setting such as our own, where there are low literacy rates and low exposure to technology, the accurate implementation of self-testing at large would still require trained volunteers or personnel to support the participants. However, there is still a place for culturally relevant IFUs for those that can read. (see line 295-297)

Reviewer #2:

Title: COVID-19 self-testing using antigen rapid diagnostic tests: feasibility evaluation among health-care workers and general population in Malawi

Well-done to the authors for such a robust work on Covid-19 self-testing and self sampling

Abstract

1. In the background and throughout the document- The use of COVID-19 and SARS-CoV-2 interchangeably is confusing. The context in which they are used can be more defined. I will suggest using COVID-19 for self-testing and sampling instances and SARS-CoV-2 for the rapid diagnostic test. For example, COVID-19 self-testing and COVID-19 sampling and then SARS-CoV-2 Antigen-Rapid Diagnostic Tests (Ag-RDTs).

Response: Changes have been made in the document to reflect the concern above (see line 27 and line 148)

2. Line 31- Begin methods with From July…….

Response: This change has been made (see line 31)

3. Line 33- In the methods are the Standard Q and Panbio tests registered trademarks? If so indicate with the symbol®

Response: They are not registered trademarks yet.

4. Line 34- randomly or non-random sampling?

Response: Participants were non randomly sampled (see line 34 and 139-140)

5. Line 48-49-The conclusion can include summary points for usability and acceptability of the tests. Also, implications for practice and policies?

Response: Summary points on acceptability and implications for practice and policy added (see line 55-58)

6. Line 61- are the SARS-CoV-2 rapid antigen tests (Ag-RDTs) recommended? By who? Or do you mean they are specifically useful to complement….

Response: The WHO does recommend the use of RDTs to complement NAATs.

(see https://apps.who.int/iris/bitstream/handle/10665/345948/WHO-2019-nCoV-Antigen-Detection-2021.1-eng.pdf?sequence=1&isAllowed=y)

7. Line 64- would be good to provide refs for these testing setbacks in resource limited setting

Response: References provided (see line 74)

8. Line 65- provide a definition of self-testing and self-sampling in the context in which it is being used in this paper

Response: Definition provided (see line 77-79)

9. The introduction could be further strengthened re- what is the acceptability and feasibility of COVID-19 self-testing reported in HICs? Have there been any reported use of COVID-19 self-tests in other low resource settings prior? What is the general argument with regards to feasibility and acceptability of COVID-19 self-tests especially in LMICs?

Response: Additional points/references on acceptability and feasibility of self-testing in HICs added (see line 95)

There were no reports of Covid-19 self-tests in other low resource settings prior to the work according to our knowledge. (see line 95-97)

Work on HIV self-testing in Malawi did point to the fact that COVID-19 self-testing could be highly feasible. The important addition being a need for an in-person demonstration as part of the process.

10. Methods: Line 86- were the five components or phases conducted one after the other or in parallel or was there any specific order?

Response: The five components were conducted one after the other and in the order in which they are listed. A statement has been added to clarify this. (see line 113-114)

11. Line 104- how were the participants systematically sampled from out-patients? In-person during attendance? Via registers?

Response: Participants were non randomly sampled. We have changed to this from systematically sampled as this was wrongly used (see line 34 and 139-140)

12. Line 126- Was participant consent obtained for audio recording?

Response: Yes. Participants provided consent for each of the components of the study. (see line 136)

13. Line 155- How was the qualitative data from interviews analysed and presented?

Response: We have a separate paper reporting the results of the cognitive interviews and in-depth interviews. That is why this was not described in this paper

14. Line 134- Was there any bias introduced from researcher interpretation of interview data? Or influence in the results? Any steps taken to address reflexivity in the qualitative aspects?

Response: We have a separate paper reporting the results of the cognitive interviews and in-depth interviews. That is why this was not described in this paper

Results

15. Line 182- Best to start with total number of participants included in the study and then present the breakdown of participants per component. Starting with a total of 120 participants and then going up to 664 recruited from 732 screened is confusing

Response: A statement providing the total number of participants recruited across the 5 components has been included. We hope this will provide more clarity. (see line 213)

16. Line 183 how many were recruited from each site and how many were selected for interviews?

Response: Table 1 and 2 provides the breakdown of recruitment per site. (see page 11 and 12)

17. Line 189- How many participants were in the cognitive interviews?

Response: 120 participants were recruited in the cognitive interviews. (See line 214)

18. Line 228- Nearly is how many out of how many total interviewed?

Response: We have now removed the word nearly to “all” after confirming that it was all who were interviewed (line 268).

Discussion

19. Line 237- one of the first studies to the best of your knowledge?

Response: This statement “This is one of first studies to the best of our knowledge” has been added (see line 280)

20. Line 242- is it Panbio or PanBio? Review and maintain consistency throughout the manuscript.

Response: It is Panbio. Changes have been made throughout the manuscript to reflect this.

21. Line 258- I don’t really see a small number of positive results as a limitation but a strength how was this managed? Linkage to care? If shows the tests were administered correctly

Response: Thank you for pointing this out. Participants were linked to the Ministry of Health services for counseling, management and contact tracing as was policy at the time.

22. Line 264- were any steps taken to reduce the impact on extreme assessors?

Response: More than seven assessors were involved in the rating of the participants. We believe that this could have helped in minimizing the bias (see 178-179)

23. Line 266- Are there others strengths of this work? Originality?

Response: Thank you for pointing this out. Indeed, originality was a strength of this study and has been included. (see line 280)

24. Line 274- What are the key recommendations? Any implications for practice policies and future research?

Response: A statement on implications on policy and further research has been added (see line 331-335)

25. Line 276- missing “of” in 2 places

Response: This has been rectified (see line 326)

26. Line 277- LMICs if defined earlier no need to spell out in full

Response: This has been noted and corrected (see line 327)

Attachment

Submitted filename: Responses to Reviewers.docx

Decision Letter 1

Gheyath K Nasrallah

17 Jul 2023

COVID-19 self-testing using antigen rapid diagnostic tests: feasibility evaluation among health-care workers and general population in Malawi

PONE-D-22-25536R1

Dear Dr. Mukoka, 

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

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Kind regards,

Gheyath K. Nasrallah

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

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2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

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3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

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4. Have the authors made all data underlying the findings in their manuscript fully available?

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Reviewer #1: Yes

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5. Is the manuscript presented in an intelligible fashion and written in standard English?

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Reviewer #1: Yes

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6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Dear Author,

Thank you for this addition to the body of knowledge as we navigate the COVID-19 experience in the world of science.

The use of self-sampling and testing method is already at top gear in most of the high economy countries, however, no addition is counted obsolete in infectious diseases.

I am happy that the necessary review has been done and I think the study is worthy of publication at the moment.

Congratulations.

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Reviewer #1: Yes: Adeloye Amoo Adeniji (MBBS; MMed; FCFP;FACRRM)

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Acceptance letter

Gheyath K Nasrallah

21 Jul 2023

PONE-D-22-25536R1

COVID-19 self-testing using antigen rapid diagnostic tests: feasibility evaluation among health-care workers and general population in Malawi

Dear Dr. Mukoka:

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department.

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Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Gheyath K. Nasrallah

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Text. Checklists for self-sampling and self-testing-Standard Q and Panbio.

    (DOCX)

    S1 Table. Interpreting contrived panel results.

    (DOCX)

    S2 Table. User views on self-sampling and self-testing.

    (DOCX)

    Attachment

    Submitted filename: PONE-D-22-25536 (1).pdf

    Attachment

    Submitted filename: Responses to Reviewers.docx

    Data Availability Statement

    The trial protocol and dataset supporting the conclusions of this article are available via the London School of Hygiene & Tropical Medicine Data Compass https://datacompass.lshtm.ac.uk/.


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