Summary
Insomnia is often comorbid with depression, but the underlying neuronal circuit mechanism remains elusive. Recently, we reported that GABAergic ventral pallidum (VP) neurons control wakefulness associated with motivation. However, whether and how other subtypes of VP neurons regulate arousal and emotion are largely unknown. Here, we report glutamatergic VP (VPVglut2) neurons control wakefulness and depressive-like behaviors. Physiologically, the calcium activity of VPVglut2 neurons was increased during both NREM sleep-to-wake transitions and depressive/anxiety-like behaviors in mice. Functionally, activation of VPVglut2 neurons was sufficient to increase wakefulness and induce anxiety/depressive-like behaviors, whereas inhibition attenuated both. Dissection of the circuit revealed that separated projections of VPVglut2 neurons to the lateral hypothalamus and lateral habenula promote arousal and depressive-like behaviors, respectively. Our results demonstrate a subtype of VP neurons is responsible for wakefulness and emotion through separated projections, and may provide new lines for the intervention of insomnia and depression in patients.
Subject areas: Natural sciences, Biological sciences, Neuroscience, Behavioral neuroscience, Systems neuroscience
Graphical abstract
Highlights
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The activity of VPVglut2 neurons is associated with states of wakefulness and emotion
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VPVglut2 neurons dual regulation of wakefulness and anxiety/depressive-like behaviors
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VPVglut2 neurons regulate wakefulness and emotion through LH and LHb, respectively
Natural sciences; Biological sciences; Neuroscience; Behavioral neuroscience; Systems neuroscience.
Introduction
Sleep disorders are often associated with mental diseases such as depression and anxiety. For example, up to 80% of individuals with major depressive disorder (MDD) also experience insomnia symptoms.1,2,3 However, the underlying neuronal circuits that control insomnia and depressive-like behaviors in healthy and diseased brains are not fully understood. Wake-promoting brain regions are well known to regulate memory,4 food intake,5,6 reward,6 and motivation,7,8 but also regulate anxiety/depressive-like behaviors. Functional dissection of neuronal circuits that control aberrant arousal associated with depressive- and anxiety-like behaviors may help us understand how mental disorders occur and provide new approaches for treating mental diseases and sleep disorders.
In the clinic, depression is more difficult to treat in the presence of insomnia, but the treatment of depression may improve symptoms of insomnia in patients with mild to moderate depression.9 In addition, the risk of depression recurrence is increased when insomnia persists after treatment of depression alone.10 This clinical phenomenon suggests that shared neurons or neuronal circuits may regulate depression and associated insomnia. The ventral basal ganglia limbic system plays a key role in regulating anxiety and depressive-like behaviors. As a major component of the ventral basal ganglia, substantial studies have demonstrated that the ventral pallidum (VP) is capable of integrating and transmitting motivation,11 reward,12,13,14 as well as stress,15 and depression-related16,17 signals in the brain. A recent study found that orexin prevents depressive-like behavior by exciting GABAergic VP neurons,18 while, parvalbumin (PV)-positive neurons in the VP projecting to either the lateral habenula (LHb) or ventral tegmental area (VTA) contributed to depression.16 These findings suggest that VP can integrate multi-inputs and transmit outputs in regulating depression.
Interestingly, the VP also plays a dominant role in controlling wakefulness. Anatomically, the most dominant input to VP is the nucleus accumbens (NAc), where dopamine D2R positive GABAergic neurons promote sleep with less motivation by inhibiting VP,19 suggesting that VP is a wake-promoting region. Indeed, our recent findings have shown that VP GABAergic neurons are essential for heightened arousal related to motivation.7 Functionally, the VP plays a critical role in the processing and execution of motivated behaviors and mental health (e.g., addiction, depression).20 The VP is a highly heterogeneous structure consisting of GABAergic, glutamatergic, and a small number of cholinergic neurons.20 Whether and how glutamatergic and cholinergic VP neurons regulate arousal related to emotion remains poorly understood. Given that VP-regulated behaviors are associated with increased arousal (e.g., motivation21) or accompanied by insomnia (e.g., depression22), we hypothesized that a subpopulation of VP neurons plays a role in regulating wakefulness related to emotion.
In this study, we aimed to uncover the role of glutamatergic VP (VPVglut2) neurons and cholinergic VP (VPChAT) neurons in regulating arousal and emotion in mice. Using in vivo fiber photometry combined with polysomnographic methods, we found that VPVglut2 neurons are active in non-rapid eye movement (NREM) sleep-wake/REM sleep transitions and anxiety/depressive-like behaviors. Chemogenetic and optogenetic manipulations revealed the causal role of VPVglut2 neurons in increasing wakefulness and depressive-like behaviors. Importantly, we found that distinct circuit pathways from the VPVglut2 neurons regulate wakefulness and depressive-like behaviors. Our results suggest that VPVglut2 neurons are a potential target for treating patients with co-morbid depression and insomnia.
Results
Increased population activity of VPVglut2 neurons in the wakefulness
To investigate whether the activities of VPVglut2 neurons are physiologically associated with spontaneous sleep-wake cycles in mice, we recorded the calcium activity of these neurons using in vivo fiber photometry.8 The AAV-hSyn-DIO-GCaMP6f construct was injected unilaterally into the VP of Vglut2-Cre mice, and an optical fiber was implanted into the VP. Calcium activity and electroencephalograms (EEGs)/electromyograms (EMGs) were recorded simultaneously in freely moving mice within their home cages (Figure 1A). GFP fluorescence showed that GCaMP6f-expressing cells were located in the dorsolateral VP (Figure 1B). Fluorescence in situ hybridization confirmed that nearly 99.4% GFP+ neurons were Vglut2 positive (Figure 1C), indicating that GCaMP was correctly expressed in VPVglut2 neurons. Interestingly, we observed that changes in the population activity of VPVglut2 neurons were consistently associated with sleep-wake-stage transitions (Figure 1D). Specifically, VPVglut2 neurons displayed the lowest calcium activity during non-rapid eye movement (non-REM, NREM) sleep and had moderate activity in wakefulness (Figure 1E). The population activity of VPVglut2 neurons was significantly higher during REM sleep, compared to other sleep-wake stages (Figure 1E), indicating the activity of these neurons may be also associated with REM sleep or related functions. Importantly, VPVglut2 neurons showed a significant decrease in calcium activity (∼20%) at wake-to-NREM sleep transitions, with a similar level of increase at NREM sleep-to-wake transitions (Figures 1F and 1G), suggesting that VPVglut2 neurons are wake-and REM sleep-active neurons. These results show that VPVglut2 neurons are silent during NREM sleep, active during wakefulness, and highly active during REM sleep.
Dynamic activities of VPVglut2 neurons in anxiety and depressive-like behaviors
Having clarified the increased calcium activity of VPVglut2 neurons during sleep-wake transitions, we decided to investigate the physiological activity of VPVglut2 neurons in regulating anxiety or depressive-like behaviors. Similar to monitoring the activity of VPVglut2 neurons in EEG recording, we used the same fiber photometry system to record calcium activity of VPVglut2 neurons during two emotional behavioral tasks, elevated plus-maze (EPM) and tail suspension (TS), to assess anxiety and depressive-like behaviors, respectively. In the TS test, calcium activity was first recorded for 5 min in the home cage before TS as a baseline (see, ‘HC’). Then, mice were subjected to TS for 30 min to induce depressive-like state. Immediately after that, calcium activity was recorded for the same mice for an additional 5 min (see, ‘TS’, Figures 1H and 1I). We analyzed events, above thresholds and the average peak of calcium activity, based on our established method.4,23 Notably, TS significantly increased the event and time above thresholds of calcium activity of VPVglut2 neurons, but not the average peak (Figures 1I–1L). These results suggest that VPVglut2 neurons are active in depressive-like behaviors.
To further monitor the dynamic activity of VPVglut2 neurons during emotional changes, we recorded the calcium activity of VPVglut2 neurons in the EPM assay. The calcium activity of VPVglut2 neurons was analyzed 3 s before and after transitions from open to closed arm (open to closed transitions) or closed to open arm (closed to open transitions). Calcium activity was visualized as a heatmap (Figure 1M). Impressively, the calcium activity of VPVglut2 neurons was increased dramatically during open to closed transitions but decreased during closed to open transitions (Figures 1M and 1N). Meanwhile, the average ΔF/F was also increased in the closed arms (Figure 1O). Since mice residing in closed arms reflect an anxious state and calcium activity of VPVglut2 neurons was increased in the closed arms, these results suggest increased activity of VPVglut2 neurons in anxiety-like behavior. Overall, these results suggest that the activity of VPVglut2 neurons may be physiologically involved in the regulation of wakefulness and associated anxiety/depressive-like behaviors.
Optogenetic activation of VPVglut2 neurons increased wakefulness
To explore the causal role of the activity of VPVglut2 neurons and wakefulness, we decided to use optogenetics to activate VPVglut2 neurons specifically. The AAV-hSyn-DIO-ChR2-mCherry construct or AAV-hSyn-DIO-mCherry control virus was injected bilaterally into the VP of Vglut2-Cre mice with implantation of optic fibers above the VP (Figure 2A). Blue laser at 473 nm was administered during simultaneous EEG/EMG recordings. In vitro electrophysiological recording verified that optogenetic stimulation at 30 Hz could elicit action potentials in a VPVglut2 neuron with 100% fidelity (Figure 2B). Immunohistochemical labeling confirmed that optogenetic stimulation dramatically increased c-Fos expression in mCherry+ neurons in the VP (Figure 2C). These data demonstrate that optogenetic stimulation at 30 Hz induced robust activation of VPVglut2 neurons. It is worth noting that we used a relatively high frequency because the firing frequency of VPVglut2 neurons ranges from 15 to 20 Hz at baseline and reaches 30–40 Hz in the events in in vivo electrophysiological recording.11 Importantly, in vivo optogenetic activation of VPVglut2 neurons induced immediate transitions from NREM sleep to wakefulness (Figure 2D). Optogenetic stimulation was given for 16 s in a trial, and the arousal can last for nearly 30 s. We also analyzed the EEG power density and power spectrum during optogenetic stimulation. The EEG power density decreased in the 1.5–3 Hz and 5–6 Hz bands, as mice spent more time in wakefulness (Figure 2E). The EEG power spectrum was slightly decreased, with no statistical difference (Figure 2F). These data indicate that optogenetic activation of VPVglut2 neurons promotes behavioral arousal.
We then decided to test whether long-term stimulation of VPVglut2 neurons could maintain wakefulness during the light phase. Time course analysis showed that optogenetic stimulation of VPVglut2 neurons (10 s ON/20 s OFF, 5 ms duration, 120 cycles) for 1 h increased wakefulness in the first 30 min (Figure 2G). The total amount of wakefulness was increased by 72.56% in ChR2-mice compared with the baseline during 1 h optogenetic stimulation (Figure 2H). Notably, optogenetic activation increased the possibility of NREM sleep to wake transitions only in the frequency >20 Hz (Figure 2I). These results suggest that optogenetic activation of VPVglut2 neurons induced wakefulness that was not of long duration. This is in sharp contrast to the optogenetic activation of glutamatergic basal forebrain (BF) neurons at 10 Hz which fully blocked NREM sleep for 1 h,24 indicating glutamatergic VP neurons play a different role to BF neurons in regulating wakefulness. Taken together, optogenetic stimulation of VPVglut2 neurons induced wakefulness from NREM sleep, indicating that aberrant activation of VP glutamatergic neurons may cause insomnia.
Chemogenetic inhibition of VPVglut2 neurons slightly decreased wakefulness
Next, in order to investigate whether the activity of VPVglut2 neurons is required for wakefulness, we used chemogenetics to inhibit VPVglut2 neurons. The AAV-hSyn-DIO-hM4Di-mCherry construct was injected bilaterally into the VP of Vglut2-Cre mice (Figure 3A). Immunohistochemical labeling confirmed that mCherry was accurately expressed in the VP, and CNO injection decreased c-Fos expression in mCherry+ neurons from 31.4% to 7.8% (Figures 3B and 3C), indicating inhibition of VPVglut2 neurons. Chemogenetic inhibition of VPVglut2 neurons only slightly decreased wake time for 2 h after CNO injection from 86.51 min to 66.51 min, concurrently, it increased NREM sleep from 30.75 min to 52.14 min, but did not significantly change the amount of REM sleep (Figures 3D and 3E). Interestingly, the EEG power spectrum was also slightly increased in low frequency (2–8 Hz), probably due to the increased amount of NREM sleep (Figures 3F and 3G). These data suggest that decreasing activity of VPVglut2 neurons induces a lower amount of wakefulness. Combining chronic optogenetic activation of VPVglut2 neurons, which increases wakefulness, and chemogenetic inhibition, which decreases wakefulness, with acute optogenetic activation induced immediately NREM sleep-wake transitions, we conclude that activation of VPVglut2 neurons induces wakefulness.
VPChAT neurons did not regulate wakefulness
VP also contains a small population of cholinergic neurons. Cholinergic neurons in the BF, adjacent to the VP, are known to regulate wakefulness,24,25 and cortical EEG delta power.26 However, whether VPChAT neurons regulate wakefulness and EEG power is unknown. To investigate the role of VPChAT neurons in sleep-wake regulation, we manipulated the neuronal activity of VPChAT neurons. First, we activated VPChAT neurons by chemogenetics in ChAT-Cre mice (Figures S1A and S1B). However, chemogenetic activation of VPChAT neurons did not alter sleep-wake stages or EEG power spectrum (Figures S1C–S2D). These results differed markedly from the chemogenetic activation of BF cholinergic neurons, which decreased cortical delta power.26
Optogenetic activation of BF cholinergic neurons is sufficient to induce an immediate transition from slow-wave sleep to wakefulness or REM sleep.25 Therefore, we used optogenetics to stimulate VPChAT neurons in ChAT-Cre mice (Figure S2A). Activation of VPChAT neurons was confirmed by c-Fos labeling (Figure S2B). However, optogenetic activation of VPChAT neurons at 20 Hz did not change sleep-wake stages or EEG power (Figures S2C–S2E). In total, we performed 38 trials of blue light stimulation in VPChAT-ChR2 mice and 39 trials in VPChAT-mCherry mice, but the percentage of wake, NREM, and REM sleep was not changed by stimulation (Figure S2F). One-hour optogenetic stimulation also did not change the amount of sleep (Figure S2G). These results indicate activation of VPChAT neurons did not increase arousal or alter EEG power, suggesting that VPChAT neurons are not involved in sleep-wake regulation, and further suggest that VP and BF play a different role in regulating wakefulness.
Activation of VPVglut2 neurons facilitated anxiety/depressive-like behaviors
Next, we aimed to investigate the causal role of VPVglut2 neurons in the control of depressive- and anxiety-like behaviors. Chemogenetics were used to activate or inhibit VPVglut2 neurons in emotional behaviors. We found that chemogenetic activation of VPVglut2 neurons did not alter locomotion in the open field test, but decreased the time spent in the center area (Figure 4A), indicating an anxiety-like behavior. Importantly, the immobility time was significantly increased in the TS and forced swimming tests upon chemogenetic activation of VPVglut2 neurons (Figures 4B and 4C), suggesting that activation of VPVglut2 neurons facilitates depressive-like behaviors. Furthermore, both time spent and entries in the open arms was decreased in the EPM test (Figure 4D), while time spent and entries in the white box were reduced in the black-white box test (Figure 4E). These results showed that activation of VPVglut2 neurons induced anxiety/depressive-like behaviors. To further demonstrate the necessity of VPVglut2 neurons in regulating emotion, we chemogenetically inhibited VPVglut2 neurons. Chemogenetic inhibition of VPVglut2 neurons did not alter locomotion in the open field test but increased the time spent in the center area (Figure 4F), suggesting a less anxiety-like status of mice. Importantly, the immobility time was significantly decreased in the TS and forced swimming tests (Figures 4G and 4H), suggesting that inhibition of VPVglut2 neurons attenuated depressive-like behaviors. However, in the EPM test, time spent and entries in the open arms were not changed (Figure 4I), whereas in the black-white box test, only the entries, but not the total time spent in the white box, was increased (Figure 4J). Taken together, these data suggest that increasing the activity of VPVglut2 neurons regulates emotional behaviors.
Parallel projections from VPVglut2 neurons to LH and LHb
Having identified the role of VPVglut2 neurons in regulating wakefulness and emotions, we next aimed to explore the circuit mechanisms. Using an AAV-based anterograde tracing, we found that VPVglut2 neurons send very dense projections to the lateral hypothalamus (LH), LHb, VTA, and NAc (Figures S3A and S3B). Among them, LH and LHb are known brain regions that regulate arousal5 and depression,27,28,29 respectively. It is worth mentioning that mCherry was only expressed to VPVglut2 neurons and the strong mCherry fluorescence in the NAc and adjacent BF regions is from the projection of VP neurons, but not the cell body. To further confirm VP-LH and VP-LHb projections, we used cholera toxin subunit B (CTB) based retrograde tracing. CTB-488 and CTB-647 were injected unilaterally into the LH and LHb, respectively. As a result, cells labeled with CTB-488 and CTB-647 were found in the VP, indicating that VP neurons project to both regions. Notably, approximately 65.5% of labeled VP neurons were LH-projecting and approximately 46.5% of labeled VP neurons were LHb-projecting. Interestingly, approximately 12.1% of VP neurons sent projections to both LH and LHb, suggesting that VP regulates wakefulness and emotions may be through separated projections (Figure S3C). Therefore, we decided to investigate these two parallel VP projections in the regulation of wakefulness and depressive-like behaviors, respectively.
VPVglut2-LH projections promoted wakefulness
Using optogenetics, we stimulated the VPVglut2-LH pathway in vivo to illustrate whether VPVglut2 neurons promote arousal through LH. The AAV-hSyn-DIO-ChR2-mCherry or AAV-hSyn-DIO-mCherry control construct was injected bilaterally into the VP of Vglut2-Cre mice with optic fibers implanted above the LH (Figure 5A). The virus was well expressed in the VP, and abundant of mCherry terminals from VPVglut2 neurons were found in the LH (Figure 5B). In vivo optogenetic stimulation of VPVglut2-LH projections at 20 Hz induced an immediate transition from NREM sleep to wakefulness, as well as a decrease in EEG delta power with a concomitant increase in EMG activity (Figure 5C), indicating that stimulation of VPVglut2-LH projections induced behavioral arousal. Short latencies for sleep-to-wake transitions were observed during blue-light stimulation in the LH at frequencies of 20–30 Hz (Figure 5D). In total, we conducted 40 trials of optogenetic stimulation in VPVglut2-ChR2-LH mice. It was observed that mice awakened from NREM sleep in all of these trials, whereas VPVGlut2-mCherry-LH control mice displayed awakening from NREM sleep in only 4 of the 42 trials (Figure 5E). In addition, chronic stimulation of VPVglut2-LH projections (5-ms pulses at 20 Hz, with 10-s ON/20-s OFF) for 1 h increased the amount of wakefulness, with a concomitant decrease in NREM and REM sleep (Figure 5F). This effect was stronger than optogenetic stimulation of VP cell bodies, which was only increased wakefulness for the first 30 min (Figure 2), suggesting that LH is the major downstream target for VPVglut2 neurons in promoting wakefulness.
To further dissect the circuit mechanism of VPVglut2-LH projections in regulating wakefulness, we injected the AAV-hSyn-DIO-ChR2-mCherry construct into the VP of Vglut2-Cre:GAD67-GFP double-transgenic mice and then recorded the activity of LH neurons under blue-light stimulation in acute slices in vitro (Figure 5G). Previous studies have shown that LH GABAergic neurons and non-GABAergic Vglut2+ neurons are wake-promoting.30,31 Here, we divided LH neurons into two subtypes: GFP+ (putative GABAergic) neurons and GFP- (putative non-GABAergic) neurons, to explore whether VPVglut2 neurons promote wakefulness by activating one of them. Interestingly, VPVglut2 neurons innervated slightly more LH GABAergic neurons, but no statistical difference (Figure 5H, p = 0.1506). LH neurons received excitatory postsynaptic currents (EPSCs) from VPVglut2 neurons, but the latency and amplitude did not differ between GABAergic neurons and non-GABAergic neurons (Figures 5I and 5J). Because the latency of EPSCs was less than 5 ms, we suspected that VPVglut2 neurons directly innervate both LH GABAergic and non-GABAergic neurons. Optogenetic stimulation of axonal terminals of VP glutamatergic neurons in the LH evoked EPSCs in both GABAergic neurons (Figures 5K and 5L) and non-GABAergic neurons (Figures 5M and 5N), which were blocked by the AMPA and NMDA receptor antagonists, NBQX and D-APV. We also explored whether VPVglut2-LH projections regulate anxiety/depressive-like behaviors. As a result, optogenetic activation of VPVglut2-LH projections did not induce anxiety/depressive-like behaviors, with a very slight trend to decrease immobility time in forced swimming and TS tests (Figures 5O–5Q).
Taken together, VPVglut2-LH projections promote wakefulness, which may be mediated by LH GABAergic and non-GABAergic neurons.
VPVglut2-LHb projections induced depressive-like behaviors
Previous studies showed that excitatory inputs induced hyperactivity of LHb neurons resulting in depressive-like behaviors,27,28,29 thus, we want to investigate whether LHb mediates activation of VPVglut2 neurons-induced depressive-like behaviors. AAV-hSyn-DIO-ChR2-mCherry or AAV-hSyn-DIO-mCherry control construct was injected bilaterally into the VP of Vglut2-Cre mice with implantation of optic fibers bilaterally above the LHb (Figures 6A and 6B). Optogenetic stimulation VPVglut2-LHb projections increased c-Fos expression in the LHb (Figure 6C), indicating that stimulation of VPVglut2-LHb projections increased the LHb neuronal activity. In vitro electrophysiological recording showed that VPVglut2 neurons release glutamate to LHb neurons, mediated by AMPA and NMDA receptors (Figures 6D and 6E). Optogenetic stimulation of VPVglut2-LHb projections in vivo did not alter the locomotion and time spent in the central area in the open field test (Figure 6F), but significantly increased the immobility time in forced swimming and TS tests (Figures 6G and 6H). In addition, optogenetic stimulation of VPVglut2-LHb projections did not change behaviors in the EPM and black-white box tests (Figures 6I and 6J). Moreover, optogenetic stimulation of VPVglut2-LHb projections did not affect the amount of sleep and wakefulness (Figure 6K), suggesting that the VPVglut2-LHb pathway is only involved in the regulation of depressive-like behaviors.
Discussion
Behavioral arousal refers to the state of increased wakefulness, which is closely linked to motivation and reward,32,33 while depression and anxiety are also associated with altered arousal.34 Our results demonstrated that activation of VPVglut2 neurons induced wakefulness and anxiety/depressive-like behaviors, which could potentially be relevant as individuals with MDD often experience symptoms of insomnia. The rational role of VPVglut2 neurons in regulating wakefulness and emotions was suggested by the fact that in vivo calcium activity of VPVglut2 neurons was increased during both wakefulness and anxiety/depressive-like behaviors (Figure S4A). The bidirectional activity manipulation of VPVglut2 neurons demonstrates the causal role of these neurons in regulating wakefulness and anxiety/depressive-like behaviors (Figure S4B). Importantly, we have dissected two parallel pathways from VPVglut2 neurons in regulating arousal and depressive behaviors: VPVglut2-LH projections promoted arousal, and VPVglut2-LHb projections promoted depressive-like behaviors (Figure S4C). Our results strongly suggest that glutamatergic neurons in the VP are a key node in the integrating of altered arousal and depressive-like behaviors through separated pathways.
As a key node in the ventral basal ganglia, the VP integrates inputs from NAc D1R and D2R neurons and sends outputs to LH, VTA, LHb, and back to NAc.20,35 The VP plays a crucial role in the regulation of motivation,11 reward seeking,12,13,14,36 decision-making,37 addiction,38 stress,15 behavioral avoidance,39 and depression-related behaviors.16,17 Glutamatergic and GABAergic VP neurons might mediate the opposing regulation of “positive” and “negative” behaviors. Raising lines of evidence support this idea: chemogenetic stimulation of glutamatergic VP neurons inhibits cocaine seeking in mice withdrawn from intravenous cocaine self-administration, whereas stimulation of GABAergic VP neurons enhances cocaine seeking.39 Moreover, GABAergic VP neurons are essential for movements toward reward, whereas glutamatergic VP neurons are essential for movements to avoid a threat.11 In addition, GABAergic VP neurons drive positive reinforcement, but glutamatergic VP neurons lead to behavioral avoidance.40 Our recent study also supports this idea that activation of VP GABAergic neurons promotes wakefulness related to motivation, but activation of VP glutamatergic neurons induces wakefulness related to depression, reported in this study. On the other hand, the opposing contributions could also be due to the different projections.16 PV neurons in the VP that project to either the LHb or VTA contribute to social withdrawal or behavioral despair, but not both, in depression. The GABAergic and glutamatergic neurons and their distinct projections suggest that the VP mediates several opposite but related behaviors, including motivation, reward, and depression, all based on normal or abnormal behavioral arousal.
The BF is adjacent to the VP and has similar subtypes of neurons, including glutamatergic, GABAergic, and cholinergic neurons. However, they differ in their roles in sleep-wake regulation. Chemogenetic and optogenetic activation of VP GABAergic neurons promoted wakefulness for 4 h by the disinhibition of midbrain dopaminergic neurons.7 However, chemogenetic activation of GABAergic BF neurons increased wakefulness for 13 h,41 but optogenetic activation of BF somatostatin positive neurons promoted sleep.24 Optogenetic stimulation of glutamatergic VP neurons at a frequency over 20 Hz increased behavioral arousal but was not as strong as the effect induced by optogenetic stimulation of VP GABAergic neurons. Chemogenetic activation of glutamatergic BF neurons had little effect on sleep-wake cycles or EEG power density,41 but optogenetic activation of glutamatergic BF neurons at 10 Hz induced a marked increase in wakefulness.24 Interestingly, a loss-of-function study of lesioning of glutamatergic BF neurons also increased wakefulness in the dark phase,42 which is markedly different from chemogenetic inhibition of glutamatergic VP neurons, which slightly increased NREM sleep. Finally, cholinergic VP neurons had little effect on sleep-wake regulation, but cholinergic BF neurons strongly inhibited the delta power of cortical EEG,26 and induced wakefulness.24,25,41 Taken together, VP and BF play significantly different roles in sleep-wake regulation despite being adjacent brain regions and having similar subtypes of neurons, probably because of their distinct local interactions and long-range connections, as well as because they are involved in the regulation of different behaviors.20,43,44,45
Higher brain functions, including motivation, reward, feeding, and learning, are associated with heightened arousal, while psychiatric disorders involve dysfunctions in sleep-wake regulation, including insomnia.46,47,48,49 Depression severity is associated with the severity of insomnia, and the presence of one disorder is a risk factor for the development of the other disorder.50 Thus, the treatment of insomnia and depression may prevent relapse in patients with co-morbid MDD and insomnia. Our study provides strong evidence that aberrant activation of glutamatergic VP neurons leads to depressive-related insomnia. Disruption of this aberrant activation prevents insomnia and depressive-like behaviors. Meanwhile, disturbances of REM sleep are typical for most depressed patients.51 In our study, we found increased activity of VP glutamatergic neurons in REM sleep while inhibition of VP glutamatergic neurons decreased theta power in the REM sleep. These results suggest that REM sleep and depressive-behaviors are linked and associated with activity of VP glutamatergic neurons. The VP may be an important target in treating depression. In future studies, we will further identify how the subpopulation of LH- and LHb-projecting glutamatergic VP neurons regulate insomnia related to depression.
In summary, our findings showed that separate projections of glutamatergic VP neurons regulate wakefulness and emotions through the LH and LHb.
Limitations of the study
There are several limitations in this study. First, we did not specifically investigate whether VP glutamatergic neurons regulate wakefulness-related depression. While the regulation of VP glutamatergic neurons affects wakefulness and emotions, it remains unclear whether the wakefulness is associated with depression. In future studies, we intend to suppress VP glutamatergic neurons to alleviate insomnia in a depressive model. Second, it is necessary to determine whether glutamatergic VP neurons projecting to the LH and LHb are completely separate entities, or if there are VP neurons that project to both regions and jointly regulate wakefulness in relation to depression. Third, we have not investigated whether there are other downstream regions influenced by VP glutamatergic neurons that might also play a role in regulating wakefulness and emotion (for example, the VTA). These regions should be examined to gain a comprehensive understanding of the neural circuitry involved.
STAR★Methods
Key resources table
REAGENT or RESOURCE | SOURCE | IDENTIFIER |
---|---|---|
Antibodies | ||
Rabbit polyclonal anti-Fos | Millipore | Cat#ABE457; RRID: AB_2631318 |
Alexa Fluor 488 Donkey anti-Rabbit | Invitrogen | Cat #A32790 |
streptavidin conjugated to Alexa 405 | Invitrogen | S11223 |
streptavidin conjugated to Alexa 647 | Invitrogen | S32357 |
Bacterial and virus strains | ||
AAV2/9-hSyn-DIO-hM3Dq-mCherry | Taitool Bioscience | Cat #S0192-9 |
AAV2/9-hSyn-DIO-hM4Di-mCherry | Taitool Bioscience | Cat #S0193-9 |
AAV9-hSyn-DIO-hChR2(H134R)-mCherry | Taitool Bioscience | Cat #S0165-9 |
AAV2/9-hSyn-DIO-mCherry | Taitool Bioscience | Cat #S0240-9 |
AAV2/9-hSyn-FLEX-GCaMP6f | Taitool Bioscience | Cat #S0227-9 |
Chemicals, peptides, and recombinant proteins | ||
NBQX | Tocris | Cat #0373 |
D-APV | Tocris | Cat #0106 |
Biocytin | Sigma | B4261 |
Clozapine-N-oxide | LKT Laboratories | Cat C4759 |
Alexa Fluor 647-conjugated cholera-toxin subunit (CTB-647) | Thermofisher | C34778 |
Alexa Fluor 488-conjugated cholera-toxin subunit (CTB-488) | Thermofisher | C34775 |
Experimental models: Organisms/strains | ||
Mouse: VGlut2-IRES-Cre mice | Jackson laboratory | JAX stock #016963 |
Mouse: ChAT-IRES-Cre mice | Jackson laboratory | JAX stock #006410 |
GAD67-GFP knock-in mice | Created by Yuchio Yanagawa. | PMID: 14574680 |
Software and algorithms | ||
SleepSign | Kissei Comtec | RRID: SCR_018200 |
Spike2 Software | Cambridge Electronic Design | RRID: SCR_000903 |
MATLAB R2014b | Mathworks | RRID:SCR_001622 |
Igor Pro | Wavemetrics | RRID: SCR_000325 |
FIJI | ImageJ | RRID: SCR_002285 |
pClamp 10.3 | Molecular Devices | RRID: SCR_011323 |
Olympus FluoView | Olympus | RRID: SCR_014215 |
GraphPad Prism 8.0 | Graphpad | RRID:SCR_002798 |
Adobe Illustrator | Adobe Systems | RRID: SCR_010279 |
Other | ||
microtome | Leica | Cat#CM1950 |
Vibratome | Leica | Cat#VT1200 |
pipette puller | Narishige | PC-10 |
Resource availability
Lead contact
Further information and requests for resources and reagents should be directed to and will be fulfilled by the lead contact, Ya-Dong Li (yadlee@126.com).
Materials availability
This study did not generate new unique reagents.
Experimental model and study participant details
Experimental animals
VGlut2-IRES-Cre mice52 (Slc17a6tm2(cre)Lowl, the Jackson Laboratory Stock No: 017535) were provided by Dr. Ji Hu (Shanghai Tech University, Shanghai, China). CHAT-IRES-Cre mice53 (Jackson Laboratories stock No: 006410) were provided by Zi-Long Qiu (Institute of Neuroscience, Chinese Academy of Sciences). GAD67-GFP knock-in mice54 were obtained from Yuchio Yanagawa. Only male mice (10–14 weeks old, weighing 22–26 g) were used for experiments. Mice were group-housed (3–5 per cage) under a 12-h (07:00–19:00) light-dark cycle within a colony room at 22°C (humidity ≈60%). Food and water were provided ad libitum. All experimental protocols were approved by the Fudan University Animal Care and Use Committee.
Method details
EEG/EMG electrode-implantation surgery
Briefly, mice were anesthetized under 1.5% isoflurane in oxygen at a 0.8-LPM flow rate. Two stainless-steel screws, which served as EEG electrodes, were implanted into the skull above the right cortex (coordinates: anteroposterior [AP]: ±1.0 mm, mediolateral [ML] + 1.5 mm), and two EMG electrodes were implanted in the dorsal neck musculature to monitor muscular activity.55,56 All EEG electrodes were fixed to the skull via dental cement.
EEG recordings and analysis
EEG recordings and analysis were performed as previously described.56 Cortical EEG and neck EMG signals were amplified and filtered (Biotex, Kyoto, Japan. EEG, 0.5–30 Hz; EMG, 20–200 Hz). Each frequency band in the EEG was calculated via SleepSign software using the fast Fourier transformation (FFT) method, by dividing the EEG power spectrum into four different frequency bands: delta (0.5–4.0 Hz), theta (4.0–8.0 Hz), alpha (8.0–15 Hz), and beta (16–30 Hz). For FFT analysis, Fourier transformation was used to calculate the power variable (uV2), and absolute power spectra of the EEG data were computed every 4 s over a 0–25 Hz window with 0.25-Hz resolution. Absolute power spectra were transferred into relative changes (power density) by taking a synchronization value as 100% and analyzing the percent change in each EEG band concerning the synchronization value. For sleep-stage analysis, EEGs and EMGs were automatically classified using 4-s epochs for wakefulness, REM sleep, and NREM sleep according to standard criteria.57
Viral injections and fiber implantations
AAV2/9-hSyn-DIO-hM3Dq/hM4Di-mCherry (and control structure: AAV9-hSyn-DIO-mCherry), AAV2/9-hSyn-DIO-ChR2(h134R)-mCherry (and control structure: AAV9-hSyn-DIO-mCherry), and AAV2-hSyn-FLEX-GCaMP6f constructs (titer: 5×1012 genomic particles/mL) were used in chemogenetic, optogenetic, and fiber-photometry experiments, respectively. In short, mice were anesthetized with 1.5% isoflurane and placed in a stereotaxic apparatus (RWD, Shenzhen, China), followed by microinjection of 100–200 nL of the construct (AAV2/9-hSyn-DIO-hM3Dq/hM4Di-mCherry or AAV9-hSyn-DIO-mCherry) into the bilateral VP (AP: +0.14 mm, ML: ±1.5 mm, DV: - 4.9 mm) or 200 nL of AAV2-hSyn-DIO-GCaMP6f into the lateral VP. After injections, mice used for in vivo optogenetic-stimulation experiments were bilaterally implanted with optical fibers (fiber core, 200 μm; 0.37 numerical aperture (NA), Newdoon, Hangzhou, China) above the VP (AP: +0.14 mm, ML: ±1.5 mm, DV: - 4.6 mm), LH (AP: - 0.94 mm, ML: ±1.1 mm, DV: - 4.0 mm, or LHb (AP: - 1.58 mm, ML: ±0.5 mm, DV:- 2.2 mm).
For fiber photometry, a unilateral fiber was implanted into the lateral VP (AP: +0.14 mm, ML: 1.5 mm, DV: - 4.8 mm).
For anterograde tracing, 100 nL AAV2/9-hSyn-DIO- mCherry was unilaterally injected into lateral VP. For retrograde tracing, CTB-488 and CTB-647 were unilaterally injected into LH and LHb, respectively.
After behavioral tests, mice were sacrificed to verify the proper viral expression.
Fiber photometry
Fiber-photometry experiments were performed as previously described.4,7,8 In short, to record fluorescent signals, a laser beam was passed through a 488-nm laser (OBIS 488LS; Coherent), reflected off a dichroic mirror (MD498; Thorlabs, USA), focused by an objective lens (Olympus, Japan), and coupled through a fiber-collimation package (F240FC-A, Thorlabs, USA) into a patch cable connected to the ferrule of an upright optical fiber implanted in the mouse via a ceramic sleeve (125-μm O.D.; Newdoon, China). The photometry voltage traces were down-sampled to match the EEG/EMG sampling rate using a Power 1401 digitizer and Spike2 software (CED, Cambridge, UK). Photometry data were exported to MATLAB Mat files from Spike2 for further analysis. We derived the value of the photometry signal (ΔF/F) by calculating (F–F0)/F0, where F0 is the median fluorescent signal. Averaged ΔF/F was calculated during all times of sleep-wake states. For analyzing state transitions, we determined each transition and aligned ΔF/F in a ±50-s window around each point that was calculated. The average peak of the ΔF/F was selected and compared for different sleep stages. For analyzing the activity of glutamatergic VP neurons before and after tail suspension, we recorded the GCaMP6f activity for 5 minutes at home cages before tail suspension as the baseline. Then mice were suspended for 30 minutes with cable. After that, we put the mice back in their home cages and immediately recorded the GCaMP6f activity for the other 5 minutes. GCaMP6f activities over 3∗SD were counted as events based on previous studies.4,23 We set 3∗SD as the threshold because it can reflect calcium activity and filter the most insignificant signals. To avoid the bias of counting events, we also analyzed the time of GCaMP6f activities over thresholds/total recording time as time ‘above thresholds (%)’. In addition, the mean amplitude of peak ΔF/F of all events was counted as the average peak. For analyzing the activity of VP glutamatergic neurons in elevated plus-maze, calcium activity was analyzed 3 seconds before and after closed-to-open and open-to-closed arm transitions. Six trials for each mouse and five mice in total were included. The average ΔF/F of each mouse in open and closed arms was calculated as mean ΔF/F for comparison.
Optogenetic stimulation in vivo
For in vivo light stimulation, light-pulse trains were generated via a laser stimulator (SEN-7103, Nihon Kohden, Japan) and output through an isolator (ss-102J, Nihon Kohden, Japan). A rotating optical joint (FRJ_FC-FC, Doric Lenses, Canada) was used to relieve torque. For acute optogenetic stimulation, each epoch was applied 16 s after identifying a stable NREM sleep event by real-time online EEG/EMG analysis. Light-pulse trains (5-ms duration each) were programmed and conducted during the light period when mice were inactive. The cut-off line for stage transitions is 60 s after the laser is on. For chronic photostimulation, programmed light-pulse trains (5-ms pulses at 20/30 Hz, with 10-s on/20-s off for 120 cycles) were used from 09:00 to 10:00. EEG/EMG recordings during the same period on the previous day served as baseline control. The power intensities of blue light at the tip of the optical fiber were measured by a power meter (PM10, Coherent, USA) and calibrated to emit 3–7 mW.7,8
For VPVglut2-LHb circuit stimulation in emotional behaviors tests, blue light-pulse trains (5-ms pulses at 20 Hz) were administrated in both ChR2 and mCherry control mice during tests. For forced swimming tests, blue light-pulse trains (5-ms pulses at 20 Hz, with 300 on/300 off for 1 hour) were used in ChR2 and mCherry control mice, and behavioral tests were carried out immediately after light stimulation to avoid obstruction of cable in mouse swimming.
Behavioral tests
Behavior tests were performed as in previous experiments.7,23,56
Elevated plus-maze test (EPM)
The EPM apparatus was made of four plexiglass arms. Each mouse was placed in the center of the intersecting arms, facing an open arm, and was allowed to explore the apparatus for 5 min. An experimenter blinded to the treatment recorded the time spent in each arm. Behavioral results were determined by measuring the entries and time spent in the open arms.
Open field test (OFT)
The OFT apparatus was a Plexiglas-squared arena (40 × 40 cm) with gray walls (40 cm high) and an open roof. Mice were gently placed in the center of the field, and movement was recorded for 5 min. The locomotion and time spent in the center of the arena (a 20 × 20 cm zone in the center of the apparatus) were measured.
Black-white box test (BWT)
The BWT apparatus (35 cm × 20 cm × 20 cm) consisted of two compartments, with half-painted white and half-painted black. These compartments were separated by a divider with a 3.5 cm × 3.5 cm opening at the floor level. Each mouse was released in the center of the light compartment and allowed to explore the arena for 5 minutes. The number of entries and time spent in the white compartment were recorded.
Tail suspension test (TST)
Mice were suspended by the tail from a metal rod using adhesive tape. The rod was fixed 45 cm above the ground. The test session was recorded for 5 minutes, and the immobility time was determined by an observer blinded to the treatment conditions.
Forced swimming test (FST)
The FST apparatus consisted of an acrylic cylinder (with a diameter of 20 cm and height of 30 cm) filled with water to a depth of 20 cm and maintained at 23 ± 1°C. Each mouse was subjected to a 5 min videotaped swimming trial. Time of immobility was reported as the mouse remained immobile during the test session.
Immunohistochemistry
Immunohistochemistry was performed as described previously. Mice were deeply anesthetized 1.5 h after CNO administration or 0.5 h after light stimulation and were then perfused intracardially with phosphate-buffered saline (PBS) followed by 4% paraformaldehyde (PFA). After brains sank in 30% sucrose solution, coronal slices (30 μm) were cut into four series via a microtome (CM1950, Leica, Germany).
For c-Fos labeling, a primary antibody was incubated at 4°C for 48 h (rabbit anti-c-Fos, 1:10,000; Millipore, USA). Sections were then washed in PBS and incubated for 2 h at room temperature (RT) with donkey anti-rabbit 488 secondary antibody. For biocytin labeling after whole-cell patch-clamp recording slices, tissues containing biocytin-loaded cells were fixed in 4% PFA and were then blocked with 5% donkey serum. Streptavidin conjugated to Alexa 488/647 (1:1000; Invitrogen Molecular Probes, USA) were used. Images were captured using a 40× objective under a confocal microscope (Fluoview 1000, Olympus, Japan).
For VGLUT2 mRNA labeling, in situ hybridization was performed using digoxigenin riboprobes on 20 μm frozen sections as described previously.58 DNA templates for in situ hybridization probes were obtained by PCR from either wild-type-embryo or P0-mouse cDNA libraries. The brain sections were mounted onto slides and were surrounded by water-repellent traces. Subsequently, the slides were fixed for 20 min in 4% PFA. Sections were dried and coverslipped with Vectamount (Vector Laboratories).
In vitro electrophysiology
In vitro electrophysiological experiments were performed 3–4 weeks after AAV-ChR2 injections to Vglut2-Cre mice or Vglut2-Cre:GAD67-GFP double-transgenic mice. Mice were anesthetized and perfused transcardially with ice-cold modified aCSF saturated with 95% O2 and 5% CO2 and containing the following (in mM): 215 sucrose, 26 NaHCO3, 10 glucose, 3 MgSO4, 2.5 KCl, 1.25 NaH2PO4, 0.6 Na-pyruvate, 0.4 ascorbic acid, and 0.1 CaCl2. Brains were then rapidly removed, and acute coronal slices (300 μm) containing the VP, LH, or LHb were cut on a vibratome (VT1200, Leica, Germany) in ice-cold modified aCSF. Next, slices were transferred to a holding chamber containing normal recording aCSF (in mM): 125 NaCl, 26 NaHCO3, 25 glucose, 2.5 KCl, 2 CaCl2, 1.25 NaH2PO4, and 1.0 MgSO4. Slices were allowed to recover for 30 min at 32°C. Then, slices were maintained at RT for 30 min before recording. During recording, slices were submerged in a recording chamber superfused with aCSF (2 mL/min) at 30°C–32°C. Slices were visualized using a fixed-stage upright microscope (BX51W1, Olympus, Japan) equipped with a 40× water-immersion objective and an infrared-sensitive CCD camera. In Vglut2-Cre::GAD67-GFP mice, GAD67-GFP neurons were identified based on their GFP expression. Recordings were performed in regions with bright mCherry fluorescence. Patch pipettes were fabricated from thick-walled borosilicate glass capillaries (1.5-mm outer diameter, 0.86-mm internal diameter, Vital Sense; Scientific Instruments Co., Ltd., China) using a two-step vertical puller (Narishige, PC-10, Japan) and had resistances between 4 MΩ and 6 MΩ. Recording pipettes were filled with an internal solution containing the following (in mM): 105 potassium gluconate, 30 KCl, 10 phosphocreatine, 4 ATP-Mg, 0.3 EGTA, 0.3 GTP-Na, and 10 HEPES (pH 7.3, 285–300 mOsm). In some experiments, 0.1% biocytin (vol/vol, Sigma, USA) was included in the internal solution. Recordings were conducted in the whole-cell configuration using a Multiclamp 700B amplifier (Axon Instruments, USA). Signals were filtered at 2 kHz and digitized at 10 kHz with a DigiData 1440A (Axon Instruments, USA). Data were acquired and analyzed with pClamp10.3 software (Axon Instruments, USA).
Responses were evoked by 5-ms light flashes (473 nm, 10 Hz) delivered from a microscope-mounted blue LED (Lumen Dynamics, Canada) through the objective lens directed onto the slice. In the voltage-clamp mode, cells were held at −65 mV. When needed, 50 μM of D-APV and 20 μM of NBQX were added to block NMDA and AMPA receptors. Cells with Ra changes over 20% were discarded.
Quantification and statistical analysis
Data are expressed as the mean ± standard error of the mean (SEM). Statistical significance was assessed using two-tailed paired Student’s t-tests to compare total sleep amount and behavioral results between the two groups. One-way, two-way, or repeated-measures analyses of variance (ANOVAs) were used to compare sleep amounts, followed by pairwise comparisons via Turkey post-hoc tests. Two sets of frequencies were analyzed by the chi-square test. A two-tailed p-value <0.05 was considered statistically significant. The results of behavioral tests were compared by unpaired or paired t-tests. All data were analyzed using Prism 8.0 software.
Acknowledgments
We thank Dr. Brent Asrican (University of North Carolina at Chapel Hill) for language editing. This study was supported by the National Key Research and Development Program of China (Grant numbers 2020YFC2005300, 2021YFC2501400 to W-M.Q.), the STI2030-Major Project (2021ZD0203400 to Z-L.H.), the National Natural Science Foundation of China (82020108014 and 32070984 to Z-L.H.; 82071491 and 31871072 to W-M.Q.), the Shanghai Science and Technology Innovation Action Plan Laboratory Animal Research Project (201409001800 to Z-L.H.), Shanghai Municipal Science and Technology Major Project (2018SHZDZX01 to Z-L.H.), ZJ Lab Program for Shanghai Outstanding Academic Leaders (to Z-L.H.), and Shanghai Center for Brain Science and Brain-Inspired Technology and Lingang Laboratory & National Key Laboratory of Human Factors Engineering Joint Grant (LG-TKN-202203-01). Y-D.L. was supported in part by start-up funding of Shanghai Jiao Tong University. M.L. was supported in part by funding from the Japan Society for the Promotion of Science (JP21H02802 and JP22K21351), the Japan Agency for Medical Research and Development (AMED) (JP21zf0127005) and the Ministry of Education, Culture, Sports, Science and Technology (MEXT) of Japan (JP23H04148).
Author contributions
Y-D.L., Y-J.L., and Z-L.H. conceived the project. Y-J.L., Y-D.L., W-M.Q., and Z-L.H. designed the experiments. Y-J.L., Y-D.L., J.G., Z-K.C. and Z-L.L. performed all experiments and collected and analyzed the data. Y-D.L. and Y-J.L. wrote the manuscript. W-M.Q. and Z-L.H. mentored the project, M.L. discussed the project and helped draft the manuscript, and all of the authors discussed the manuscript.
Declaration of interests
The authors declare that they have no conflict of interest.
Published: August 5, 2023
Footnotes
Supplemental information can be found online at https://doi.org/10.1016/j.isci.2023.107385.
Contributor Information
Wei-Min Qu, Email: quweimin@fudan.edu.cn.
Zhi-Li Huang, Email: huangzl@fudan.edu.cn.
Ya-Dong Li, Email: yadlee@126.com.
Supplemental information
Data and code availability
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All data reported in this paper will be shared by the lead contact upon request.
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This paper does not report the original codes.
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Any additional information required to reanalyze the data reported in this paper is available from the lead contact upon request.
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Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Supplementary Materials
Data Availability Statement
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All data reported in this paper will be shared by the lead contact upon request.
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This paper does not report the original codes.
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Any additional information required to reanalyze the data reported in this paper is available from the lead contact upon request.