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. 2020 Sep 10;148(3):289–294. doi: 10.1017/S0031182020001675

Comparison among FLOTAC, Kato-Katz and formalin ether concentration techniques for diagnosis of intestinal parasitic infections in school children in an Egyptian rural setting

Amal Farahat Allam 1,, Hoda Fahmy Farag 1, Wael Lotfy 2, Hayam Hussien Fawzy 1, Heba Elhadad 1, Amel Youssef Shehab 1
PMCID: PMC11010177  PMID: 32907647

Abstract

The study aimed to compare the diagnostic performance of the Kato-Katz, formalin ether concentration method (FECM) and FLOTAC using Sheather's sugar solution (FS1), saturated sodium chloride (FS2) and zinc sulfate (FS7) for the diagnosis of intestinal parasites among school children, focusing on Schistosoma mansoni. Ninety fecal samples were examined using the above mentioned techniques. The overall infection rate was 87.7%. Concerning protozoa, FLOTAC (FS1 and FS2) and FECM detected nearly equal infection rates (43.3% and 44.4%, respectively) with very good agreement. Kato-Katz diagnosed the highest helminthic infection rate (57.8%) followed by FLOTAC FS7 (44.4%) and FECM showed the lowest helminthic infection rate (27.7%). As for S. mansoni, Kato-Katz showed an infection rate of 38.8% vs FLOTAC (22.2%) and FECM (11.1%). The three techniques detected the same infection rate (11.1%) with egg counts more than 72 eggs/gram of feces. The FLOTAC sensitivity and accuracy for the diagnosis of protozoa were 97% and 99%, respectively. Regarding helminths diagnosis, FLOTAC technique showed higher sensitivity (77%) and accuracy (87%) compared to FECM (48% sensitivity and 70% accuracy). Therefore, FLOTAC can be used synchronously or in replacement to other diagnostic techniques. This can strategically impact future control programmes of intestinal parasitic infections in limited resources settings.

Key words: FLOTAC, formalin ether concentration method, helminths, Kato-Katz, protozoa, S. mansoni

Introduction

Intestinal parasitic infections (IPIs) impose a great burden on the underprivileged populations in developing countries especially those with poor hygienic conditions and particularly among school-aged children (Forson et al., 2018; Sitotaw et al., 2019). The impacts of these parasitic diseases have traditionally been given low priorities in public health planning and in control. This deaf ear attitude has left people in endemic areas without any comprehensive effort to combat these infections (Opara et al., 2012; Liao et al., 2016; Gadisa and Jote, 2019). Currently, this approach has improved and a variety of strategies focus on preventive chemotherapeutic interventions. Proper diagnosis is the key element for adequate patient management as well as for monitoring control programmes (WHO, 2012).

The Kato-Katz thick smear and the formalin ether concentration method (FECM) remain the preferred techniques for the diagnosis of helminths eggs and protozoa oocysts and cysts in many parasitology laboratories (Qian et al., 2013; Zenu et al., 2019). Owing to its simplicity and relatively low cost, the Kato-Katz thick smear from fresh stools has been recommended for the diagnosis of intestinal schistosomiasis and soil-transmitted helminthiasis. However, limitations of low sensitivity and the necessity of diverse clearing times for the different eggs, to obtain reliable results still exist. Moreover, Kato-Katz is not suitable for the diagnosis of protozoa (Speich et al., 2015; Bärenbold et al., 2017). FECM is commonly used as a valid diagnostic method, particularly for preserved stool samples which can be examined in the laboratory several days or even weeks after stool collection. This procedure allows for the diagnosis of both helminths and intestinal protozoa, but results were inconsistent in the different laboratories (McHardy et al., 2014; Garcia et al., 2018).

FLOTAC is based on the centrifugal floatation of a fecal suspension with subsequent translation of its apical portion (Cringoli et al., 2010). It was introduced to detect parasitic elements present in 1 g of feces 24 times more than with a single Kato-Katz thick smear with high accuracy and precision. Nine flotation solutions (FSs); FS1-FS9 with different compositions and specific gravity (s.g.), varying between 1.2 and 1.45 have been tested by FLOTAC (Cringoli et al., 2010). FLOTAC technique can be performed both on fresh feces, stored feces at 1–4 C for up to 3 days or 5–10% formalin preserved stool samples for weeks or months (Barda et al., 2013; Sarhan et al., 2018). This technique was found to be useful for processing large numbers of samples requiring rapid laboratory diagnosis. It has also been developed with the aim of combining sensitivity and low cost in order to allow laboratories in resource-limited settings to rely on a good method both for diagnostic and epidemiological purposes (Becker et al., 2011; Abdel-Gaffar et al., 2018).

The aim of this study was to evaluate the diagnostic performance of the Kato-Katz, FECM and FLOTAC, using three flotation solutions (Sheather's sugar solution-FS1, saturated sodium chloride-FS2 and zinc sulfate-FS7) for the diagnosis of intestinal parasites (protozoa and helminths) among school children in a rural area in Egypt. Particular emphasis was laid on the prevalence and intensity of Schistosoma mansoni as detected by the three techniques.

Material and methods

Study setting

This study was carried out in a primary school in Motobus district in Kafr El Sheikh Governorate, 100 km East of Alexandria. In this area, farming is the major source of economic activity and agriculture employs most of the workforce.

Ethics statement

The study was approved by the Egyptian Ministry of Health and the Ethical Committee of the Medical Research Institute, Alexandria University (IORG 0008812). The outlines of the study were explained to the teachers, parents and students. Samples were collected after informed consents were obtained from school guardians and children's parents. Children diagnosed positive by any of the used methods for IPIs were treated according to the protocol followed by the Egyptian Ministry of Health.

Collection and examination of stool samples

Out of a total of 150 school children selected randomly from all grades and asked to provide stool samples, 90 students from the 2nd to the 6th grades agreed to participate in the present study.

The school was visited on two consecutive days every week. On the first day, tightly closed plastic containers labelled with the student's name, class and an identification number were distributed. On the next day, the containers were collected and brought to the Parasitology Laboratory of the Medical Research Institute for preparation of stool samples and microscopic examination. All collected stool samples were examined in parallel by the Kato-Katz method (duplicate smears, each of 41.7 mg) for fresh stool sample, FECM (Suwansaksri et al., 2002; Garcia et al., 2018) and FLOTAC technique using the three flotation solutions; FS1: Sheather's sugar solution (C12H22O11), s. g. = 1.20, FS2: saturated sodium chloride, s. g. = 1.20, and FS7: zinc sulphate, ZnSO4.7H2O, s. g. = 1.35. All prepared FSs were stored at room temperature (20 −25°C) in black bottles until used (Cringoli et al., 2010).

One gram of each stool sample was preserved in 10% formalin (1: 3) in falcon tubes to be processed by FLOTAC and formalin ether concentration techniques. The FLOTAC apparatus was dedicated to the Parasitology Department, Medical Research Institute by Professor Giuseppe Cringoli, Department of Veterinary Medicine and Animal Production, University of Naples Federico II, Italy.

For processing the FLOTAC technique, a modified protocol was used where each preserved sample was poured through a wire mesh. The filtered suspension was centrifuged at 1500 rpm for 3 min. The supernatant was discarded. Each tube was refilled with 10 mL of FS. Every chamber of the FLOTAC apparatus was filled with 5 mL fecal suspension (0.5 g of feces) using a pipette. The FLOTAC apparatus was centrifuged for 5 min at low speed (the centrifuge was manufactured manually in the Medical Research Institute). The FLOTAC was then translated to detect the IPIs (Cringoli, 2006).

Statistical analysis

Data were coded, tabulated and analysed using IBM SPSS for Windows, Version 20.0 (Armonk, NY, USA: IBM Corp). For descriptive analyses, the prevalence by different methods was articulated in percentages. The χ2 test was used to compare frequency data. The results were considered statistically significant when P value was ⩽0.05. Kappa index (κ) was employed to determine the strength of agreement, interpretation of κ value was as follows: κ < 0.2 poor agreement, κ = 0.2–0.4 fair agreement, κ = 0.4–0.6 moderate agreement, κ = 0.61–0.8 good agreement, κ = 0.81–1.0 very good agreement (Ashby, 1991). The results of all specimens collected were classified and all diagnostic parameters were calculated at 95% CI using MedCalc 12.4.0 (MedCalc Software, Belgium). Currently, there is no ‘Gold’ standard method to detect IPIs; however, the combined results of duplicate Kato-Katz, FECM and FS7 were used as a ‘Gold’ standard diagnostic test for helminths. Meanwhile, the combined results of FECM, FS1 and FS2 were considered the ‘Gold’ standard for protozoa. Sensitivity, specificity, positive predictive value (PPV), negative predictive value (NPV) and accuracy of Kato-Katz, FECM and FLOTAC technique were calculated against the ‘Gold’ standard.

Results

The study sample comprised 90 school children; their ages ranged between 7 and 12 years with a mean age of 8.89 ± 1.40 years. Boys represented 59% of the study sample, while girls' participation was 41%. The overall percentages of IPIs were 57.8%, 72.2% and 87.7% by Kato-Katz, FECM and FLOTAC (combined results of FS1, FS2 and FS7), respectively (Table 1).

Table 1.

Prevalence of IPIs among the 90 examined school children as diagnosed by the three techniques

Parasites Kato-Katz No (%) FECM No (%) FLOTAC
FS1 FS2 FS7 Total No (%)
Protozoa
Giardia lamblia 27 (30) 27 27 0 27 (30)
Entamoeba coli 9 (10) 9 9 0 9 (10)
Entamoeba histolytica 4 (4.4) 2 (2.2) 2 (2.2) 0 2 (2.2)
Iodamoeba butschlii 0 1 1 0 1 (1.1)
Total 40 (44.4) 39 (43.3) 39 (43.3) 0 39 (43.3)
Helminths
Schistosoma mansoni 35 (38.8) 10 (11.1) 0 0 20 (22.2) 20 (22.2)
Hymenolepis nana 11 (12.2) 11 (12.2) 0 0 16 (17.8) 16 (17.8)
Ascaris lumbricoides 2 (2.2) 2 (2.2) 0 0 2 (2.2) 2 (2.2)
Enterobius vermicularis 1 (1.1) 1 (1.1) 0 0 1 (1.1) 1 (1.1)
Trichuris trichiura 1 (1.1) 1 (1.1) 0 0 1 (1.1) 1 (1.1)
Fasciola sp. 1 (1.1) 0 0 0 0 0
Hymenolepis diminuta 1 (1.1) 0 0 0 0 0
Total 52 (57.8) 25 (27.7) 0 0 40 (44.4) 40 (44.4)
Total positives 52 (57.8) 65 (72.2) 39 (43.3) 39 (43.3) 40 (44.4) 79 (87.7)

Regarding protozoan infections, FECM and FLOTAC (FS1, FS2) detected almost equal infection rates (44.4% and 43.3%, respectively). Giardia lamblia showed the highest prevalence (30%), followed by Entamoeba coli (10%), Entamoeba histolytica (4.4%) and the lowest infection rate was (1.1%) for Iodamoeba butschlii. No protozoa were detected with Kato-Katz or with FLOTAC using FS7.

For helminthic infections, frequency by Kato-Katz was the highest amounting to 57.8% followed by FLOTAC (FS7) (44.4%) while FECM showed the lowest helminthic infection rate (27.7%). FLOTAC (FS7) showed higher infection rate (17.8%) for Hymenolepis nana vs Kato-Katz (12%), whereas Kato-Katz showed a higher infection rate of S. mansoni (38.8%) vs FLOTAC (22.2%). In a declining order, S. mansoni was the most prevalent parasite followed by H. nana and Ascaris lumbricoides. Enterobius vermicularis and Trichuris trichiura exhibited the bottommost infection rate. However, no helminths were detected by FS1 and FS2.

Concordance between the employed techniques

Agreement analyses between the three coproparasitological methods for the diagnosis of IPIs were considered. For protozoa, agreement was calculated only between FECM and FLOTAC (FS1 and FS2). Among the 90 cases analysed by FECM and FLOTAC, 39 positive cases gave concordant positive results and only one case was missed by FLOTAC and diagnosed by FECM. A κ index of 0.954 indicating very good agreement between the two techniques was found (Table 2). Regarding helminths infection, a κ index of 0.576 indicating moderate agreement between Kato-Katz and FECM was found. The duplicate Kato-Katz and FS7 techniques diagnosed 40 intestinal helminths infected cases concurrently, with a κ index of 0.631 signifying a good agreement between both techniques (Table 3).

Table 2.

Agreement between FECM and FLOTAC techniques for detection of protozoan infections

FLOTAC (FS1 and FS2) FECM Total
Positive Negative
Positive 39 0 39
Negative 1 50 51
Total 40 50 90

Kappa index (κ) = 0.954, P < 0.001 very good agreement.

Table 3.

Agreement between Kato-Katz, FECM and FLOTAC (FS7) techniques for the detection of helminths infections

FECM Kato-Katz Total
Positive Negative
Positive 25 0 25
Negative 27 38 65
Total 52 38 90
κ = 0.576, P < 0.001 moderate agreement
FLOTAC (FS7) Kato-Katz Total
Positive Negative
Positive 40 0 40
Negative 12 38 50
Total 52 38 90
κ = 0.631 P < 0.001 good agreement
FLOTAC (FS7) FECM Total
Positive Negative
Positive 25 15 40
Negative 0 50 50
Total 25 65 90
κ = 0.732, P < 0.001 good agreement

Comparison of the performance of the used diagnostic techniques

On calculating different diagnostic modalities for protozoa infections, FECM tested more sensitive than FLOTAC (FS1 and FS2) (100% vs 97.5%), with an almost equal diagnostic accuracy of 100% vs 99%. In helminths, Kato-Katz had the upper hand with 100% sensitivity and accuracy, followed by FS7 (77% and 87%) ending with FECM (48% and 70%) (Table 4).

Table 4.

Calculated parameters for the assessment of the different methods used in the diagnosis of the intestinal parasites

Positive No (%) Sensitivity (%)
(95% CI)
Specificity. (%)
(95% CI)
PPV (%) NPV (%)
(95% CI)
Accuracy (%)
(95% CI)
Protozoa
FECM 40 (44) 100 (91–100) 100 (93–100) 100 100 100 (96–100)
FLOTAC (FS1,FS2) 39 (43.3) 97.5 (87–100) 100 (93 −100) 100 100 (88–99) 99 (94–99)
Helminths
Kato -Katz 52 (57.8) 100 (93–100) 100 (91–100) 100 100 100 (95–100)
FECM 25 (27.8) 48 (34–62) 100 (90–100) 100 58 (51–64) 70 (59–79)
FLOTAC (FS7) 40 (44.4) 77 (63–87.47) 100 (91–100) 100 76 (66–84) 87 (78–93)

PPV, positive predictive value; NPV, negative predictive value; CI, confidence interval.

Capacity detection of S. mansoni cases by the different tests, based on egg counts by Kato-Katz

Table 5 revealed that FLOTAC and FECM failed to identify any S. mansoni cases of intensity less than 36 eggs per gram (EPG) as perceived by Kato-Katz. Meanwhile, both Kato-Katz and FLOTAC detected an equal percentage of infection (11.1% each) when counts ranged from 36 to 72 EPG. Similar infection rates (11.1%) were detected by the three techniques when counts were over 72 EPG. Significantly lower geometric mean egg count (GMEC) was identified by FLOTAC (4.32) when compared to that of Kato-Katz (45.5), P < 0.05 (Table 6).

Table 5.

Schistosoma mansoni cases detected by the different tests, based on the Kato-Katz egg counts

EPG Kato- Katz FECM FLOTAC
No % No % No %
<36 15 16.6 0 0 0 0
36–72 10 11.1 0 0 10 11.1
>72 10 11.1 10 11.1 10 11.1
Total 35 38.8 10 11.1 20 22.2

EPG, eggs per gram.

Table 6.

The geometric mean egg counts according to Kato-Katz and FLOTAC techniques

EPG
FLOTAC Kato-Katz
Range 1–25 12–96*
GMEC 4.32 45.5*

EPG, eggs per gram.

*Statistical significance at P < 0.05.

Discussion

IPIs are still a major public health problem worldwide, with approximately 3.5 billion people infected (Tigabu et al., 2019). Sensitive diagnostic tools are required for accurate assessment of prevalence and intensity of IPIs in areas undergoing regular treatments and hopefully monitoring control programmes that are shifting from morbidity control to infection and transmission control, and eventually local elimination (Hotez et al., 2009). In the present study, the performance of Kato-Katz, FECM and FLOTAC using different FSs (FS1, FS2 and FS7) with various s. g. was compared. Collectively, the FLOTAC technique detected the highest IPIs (87.7%) followed by FECM, Kato-Katz (72.2% and 57.8%, respectively).

For protozoan infections, it is accepted that the Kato-Katz method was never appropriate. FECM is broadly considered the diagnostic standard technique for the identification of intestinal protozoan infections in humans. It is a widely used technique for detection of oocysts and cysts, both in epidemiologic surveys and reference laboratories (Nematian et al., 2008; Ouattara et al., 2010; Utzinger et al., 2010). It is extremely remarkable to disclose that both FLOTAC FS1 and FS2 detected almost equal protozoan infection rate (43.3%) to that diagnosed by FECM (44.4%). FS2 has the advantage of being of lower cost compared to FS1. There was very good agreement between FECM and FLOTAC in the detection of protozoan infections. Similar results were obtained by Gualdieri et al. (2011) who reported the first rigorous comparison of diagnostic accuracy between the FLOTAC technique and FECM. They reported that both methods achieved comparable recovery rates in the diagnosis of intestinal protozoa.

As for helminths diagnosis, Kato-Katz gave the highest infection rate (57.8%), followed by FLOTAC FS7 (44.4%); FECM showed the lowest helminthic infection rate (27.7%). FLOTAC diagnosed more positive cases of H. nana. These results go in line with those of Jeandron et al. (2010) who reported FLOTAC as a promising technique for the diagnosis of helminths infections in Kyrgyzstan.

Although Kato-Katz technique has long been the backbone of helminth diagnosis in endemic areas and was recommended by the WHO as a standard measure to evaluate the prevalence and intensity of helminthic infections in endemic areas, yet, single FLOTAC FS7 provided reasonable sensitivity (77%) and accuracy (87%) for the diagnosis of helminths and detected more H. nana cases compared to double Kato-Katz. On the other hand, FECM diagnostic sensitivity (48%) and accuracy (70%) were substantially lower than those of both techniques. Similar findings were reported by Booth et al. (2003) and Cringoli et al. (2010). Comparing the results of the used techniques, a good agreement was found between Kato-Katz and FLOTAC in the diagnosis of helminthic infections. These results support previous findings reported by Knopp et al. (2011) and Barda et al. (2013).

In the present study, special attention was paid to S. mansoni owing to its public health prominence in Egypt and many developing countries. Kato-Katz detected the highest S. mansoni infection rate, followed by FLOTAC and FECM. Kato-Katz was the sole technique to diagnose cases of very low intensity below 36 EPG. Kato-Katz and FLOTAC diagnosed equal numbers of schistosomiasis cases when the egg count was more than 36. Kato-Katz, FECM and FLOTAC detected the same infection rate for S. mansoni when the number of eggs was more than 72 EPG. It is extremely remarkable to note that all three categories (<36 EPG, 36–72, >72 EPG) lie in the area of low infection intensity, i.e. less than 100 EPG. These results disagree with those of Glinz et al. (2010) who reported that FLOTAC using FS7 gave the highest sensitivity for S. mansoni as compared to Kato-Katz.

Regarding intensity, Kato-Katz showed the highest GMEC for S. mansoni, while FLOTAC showed significantly lower counts. Knight et al. (1976) reported that all concentration methods lose some eggs in the procedural steps. On the contrary, Kato-Katz overestimates fecal egg counts due to the used multiplication factor. Also, straining of fecal samples through a wire mesh allows the passage of all ova resulting in concentration of the eggs. Regarding FLOTAC, helminths eggs are not considered ‘inert elements’, thus, interactions may occur between different compartments of floating fecal suspension (e.g. FS components, parasitic elements, the fixative and ether) which might decrease the number of obtained eggs (Cringoli et al., 2004). Also, formalin 10% is not the best fixative for subsequent flotation and recognition of parasitic elements, in fact as reported by Cringoli et al. (2010) better results can be obtained with formalin 5%.

Concerning the performance of the different FLOTAC FSs (FS1, FS2 and FS7), the present study revealed that FS7 successfully diagnosed human helminthic infections, while FS1 and FS2 were unreliable for their diagnosis. This observed trend relatively matches that of previous studies undertaken with different FSs. Cringoli et al. (2010) reported that the flotation solution is a strategic determinant of the sensitivity of any copromicroscopic technique that is based on flotation. They confirmed that FS7 was the optimal floating solution for detecting human helminthic infections as compared to a panel of tested floating solutions.

Results indicated that FLOTAC represents a hopeful multivalent and non-invasive tool for estimating prevalence and intensity of IPIs in resource-constrained settings, either for monitoring public health programmes or for investigating their epidemiology. The potential to perform FLOTAC on a preserved stool sample, unlike Kato-Katz thick smears preparation from fresh stool samples, allows for additional flexibility in the organization of surveys, as specimen collection and preservation can be done in the field, while sample preparation and examination can be performed at a later stage. Moreover, FLOTAC examines a larger amount of stool than Kato-Katz technique.

In conclusion, results suggest that Kato-Katz and FLOTAC when applied together might give optimal detection rates for IPIs. FLOTAC is offered as an auspicious technique for the detection of protozoan infections and supersedes Kato-Katz in the diagnosis of H. nana. It showed a higher sensitivity for helminths and S. mansoni diagnosis compared to FECM. It can be used concurrently or in replacement to other diagnostic techniques for epidemiological studies. Validation of the technical steps regarding the choice of preservative, flotation solutions and cost effect needs further optimization.

Acknowledgements

The authors wish to thank Professor Giuseppe Cringoli, Department of Veterinary Medicine and Animal Production, University of Naples Federico II, Italy, for his generous donation, we truly appreciate it. Our regards also go to the study participants and their parents for giving consent to participate in the study.

Financial support

No funding was obtained for the execution of the study.

Conflict of interest

No conflict of interest to declare.

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