Abstract
The addition of metal
intercalants into the van der Waals gaps
of transition metal dichalcogenides has shown great promise as a method
for controlling their functional properties. For example, chiral helimagnetic
states, current-induced magnetization switching, and a giant valley-Zeeman
effect have all been demonstrated, generating significant renewed
interest in this materials family. Here, we present a combined photoemission
and density-functional theory study of three such compounds:
,
, and
, to investigate chemical trends
of the
intercalant species on their bulk and surface electronic structure.
Our resonant photoemission measurements indicate increased hybridization
with the itinerant NbS2-derived conduction states with
increasing atomic number of the intercalant, leading to pronounced
mixing of the nominally localized intercalant states at the Fermi
level. Using spatially and angle-resolved photoemission spectroscopy,
we show how this impacts surface-termination-dependent charge transfers
and leads to the formation of new dispersive states of mixed intercalant-Nb
character at the Fermi level for the intercalant-terminated surfaces.
This provides an explanation for the origin of anomalous states previously
reported in this family of compounds and paves the way for tuning
the nature of the magnetic interactions in these systems via control of the hybridization of the magnetic ions with the itinerant
states.
1. Introduction
Transition metal dichalcogenides (TMDs) have become the subject of intensive research, owing to the diverse properties they host.1−3 These include metallic and insulating electronic structures,4 several notable examples of spin-valley locking,5−9 collective phenomena such as charge density waves and superconducting states,10−14 and a myriad of topological phases.15−17 Intercalating magnetic transition metal ions into the van der Waals gap of 2H-TMDs has emerged as a powerful method to further stabilize novel magnetic states and textures, where the intercalant species nominally act as local magnetic moments.18,19 At critical concentrations, they occupy periodic sites that break the centrosymmetry of the host compounds. This allows for the presence of antisymmetric Dzyaloshinskii–Moriya exchange interactions, which underpin the formation of a host of noncollinear magnetic orders.20−22
Here, we investigate intercalated TMDs of the
form
, where M = (V, Cr, and Fe). At this critical
composition, the intercalants occupy interstitial sites to form a
superlattice, which generates a new periodic potential with a
periodicity.23 The resulting crystal structure is shown in Figure 1a, where it can be
seen that the intercalants
form distorted octahedral coordination environments with the surrounding
S ligands.24 The distance between adjacent
intercalants is too large for significant direct exchange interactions.
Instead, the magnetism must be mediated through the NbS2 layers, and thus the dominant exchange interaction in these compounds
is frequently thought to be a Ruderman–Kittel–Kasuya–Yosida
(RKKY) mechanism.18 In this scenario, the
modulation of the NbS2 electronic structure that results
from the intercalation is described by a rigid band shift picture,
where there is an ionic charge transfer of electrons from intercalant
3d and 4s orbitals into the Nb 4d orbitals with minimal hybridization between the intercalant-
and Nb-derived states, leaving the electronic structure otherwise
unperturbed. However, evidence of stronger hybridizations between
intercalant-derived local moment and Nb-derived itinerant states was
reported in
and
,25−28 indicating that the simplest
RKKY picture may not
apply to all compounds in this material class, and pointing toward
the choice of intercalant species playing a pivotal role in the electronic
structure and nature of the magnetic interactions.
Figure 1.
Electronic structure
of
compounds.
(a) Crystal structure displaying
the intercalant-dependent electronic charge of layers described by
a simple ionic picture. The intercalants are surrounded by S ligands
in octahedral-like coordination environments, as indicated by shaded
red regions. (b) Schematics illustrating the crystal field splitting
and electron filling of the 3d intercalant orbitals
in
,
, and
, after ref (24). While V and Cr atoms
possess +3 oxidation states,
Fe atoms will exist in +2 oxidation states. (C) Angle-integrated ResPES
spectra (T = 27 K, LH polarization) measured across
the intercalant L2,3 absorption edges
(shown in the XAS measurements on the right of the panels) of 
and
. (d) Experimental measures of
the intercalant-derived
PDOS of
,
, and
, extracted from the difference
between
cuts of the on- and off-resonance spectra in (c). These are compared
to the intercalant-derived PDOS calculated using DFT (see Section 2), for which a 200
meV broadening has been applied to simulate broadening from lifetime
and experimental effects. The total areas under the curves have been
normalized for clarity. (e) Direct comparison of the near Fermi level
experimentally determined intercalant-derived PDOS shown in (d), normalized
to the maximum measured intensity within the shown energy range. A
trend of increasing intercalant-derived PDOS present at the Fermi
level with increasing atomic number is observed across the materials
studied.
This is reflected in the disparate
magnetic structures that are
observed. In
, the local V moments exhibit an A-type
antiferromagnetic order, with an additional small canting of spins
along the out-of-plane direction, which is reported to lead to a net
uncompensated ferromagnetic moment.22,29
instead hosts a chiral helimagnetic
ground
state,20,30,31 where a topologically
protected chiral soliton lattice can be formed and modulated by an
external magnetic field.21,32,33 In
, the Fe
sublattice orders antiferromagnetically,34 with signatures of three-state nematicity,35 and it has been shown to support current-induced
magnetization switching at surprisingly low current densities.36 Moreover, while the bulk magnetic properties
of these compounds are well-studied, the magnetic phenomena at their
termination-dependent surfaces—where markedly distinct charge
transfer occurs—requires further exploration, as evident, for
example, by the recent demonstration of a giant valley-Zeeman coupling
in the NbS2 surface layer of
.37
Here,
we report a systematic study of
the bulk and surface electronic
structure of
,
, and
by combining resonant photoemission
spectroscopy
(ResPES) and microscopic area spatially and angle-resolved photoemission
spectroscopy (μ-ARPES) with density-functional theory (DFT)
calculations. Our results demonstrate that intercalant-derived spectral
weight is absent at the Fermi level of
but increasingly
develops upon moving to
the Cr- and Fe-based compounds, indicating the breakdown of a pure
RKKY-like exchange mechanism. We show how these varying levels of
hybridization lead to contrasting features in the surface-termination
dependent electronic structures, with chemical potential variations
that decrease with the increasing atomic number of the intercalant.
Our results additionally allow us to identify the origin of the anomalous
states reported at the Fermi level in this family of compounds,25,28,38−40 as the result
of hybridizations between states derived from the electron-doped intercalant-terminated
surface and subsurface NbS2 layer.
2. Methods
2.1. Crystal Growth
Single crystals of
(M = V, Cr, and Fe) were produced by the
chemical vapor transport technique using iodine as the transport agent,
as described previously.22,31 Presynthesized polycrystalline
powders of the starting compositions,
, along
with ∼5 mg/cm3 of the transport agent, were placed
in an evacuated and sealed quartz
tube. The tube was then heated with one end held at 950◦C and the other at 800◦C (M = Cr) or 850◦C (M = V and Fe) for 3 weeks before cooling to room temperature.
Crystals in the form of platelets ranging from ∼1 to 5 mm along
their longest edges were formed. A backscattering X-ray Photonic-Science
Laue camera system was used to assess the quality of the single crystals.
Their composition was estimated by using energy-dispersive X-ray spectroscopy
analysis in a scanning electron microscope. Single crystal X-ray diffraction
and transmission electron microscopy were used to confirm the noncentrosymmetric P6322 space group adopted by these crystals for
the critical composition of
.22,31 In addition, we have
confirmed the stoichiometry via measurements of the
magnetic susceptibility, which for the Fe-based compound (see Supplementary Figure 9), is extremely sensitive
to the precise stoichiometry achieved.34
2.2. ResPES and XAS
Resonant photoemission
spectroscopy (ResPES) and X-ray absorption spectroscopy (XAS) measurements
were performed at the I09 beamline at Diamond Light Source using linear
horizontal (LH) polarized light with photon energies between 507 and
729 eV and a beam spot size of
μm2. The samples were
cooled to a base temperature of ∼27 K and cleaved in
situ in a base pressure below 10–10 mbar.
ResPES measurements were performed using a Scienta Omicron EW4000
analyzer, while XAS spectra were obtained from the sample drain currents
in total electron yield mode. The partial density of states of the
intercalant species was extracted by subtracting two photoemission
spectra measured at photon energies on and just below the corresponding L3 edge.
2.3. μ-ARPES and XPS
Microscopic
area spatially and angle-resolved photoemission spectroscopy (μ-ARPES)
and X-ray photoelectron spectroscopy (XPS) measurements were performed
at the nano-ARPES branch of the I05 beamline at Diamond Light Source
using linearly polarized light with photon energies between 79 and
200 eV and a beam spot size of
μm2. The samples were
mounted on a piezo-manipulator at a base temperature of ∼35
K, cleaved in situ in a base pressure below 10–10 mbar, and measured using a Scienta Omicron DA30
analyzer. Additionally, the measurements of
presented in Figure 3a,b and Supplementary Figure 4 were performed at the Bloch beamline at MAX IV Laboratory,
at a base temperature of ∼20 K, using a beam spot size of
μm2.
Figure 3.
Surface termination-dependent
electronic structure of
compounds.
(a,b) ARPES dispersions along
Γ-K (
eV, LH polarization) of the (a) intercalant-deficient
and (b) intercalant-rich surface terminations of
(T = 33 K),
(T = 20 K), and
(T = 38 K). States
labeled
α and β are bulk- and surface-derived, respectively. (c)
LEED image of
measured
using a 220 eV electron energy
(T = 14 K) demonstrating how the intercalants generate
the reduced and rotated Brillouin zone shown in (d). The reciprocal
space unit cells of the NbS2 and
lattices are indicated. (d) Schematic
of
the Brillouin zones of NbS2 and
at
. A reduced and rotated Brillouin
zone is
observed in
compared to NbS2, generated
by the
superstructure of intercalant atoms. The
high symmetry points of the
Brillouin
zone are labeled with overbars.
Backfolding of some states around the reduced Brillouin zone boundaries
is evident in (a,b), indicated by the dashed lines.
2.4. DFT Calculations
The bulk electronic
structure calculations were performed within density-functional theory
(DFT) using the Perdew–Burke–Ernzerhof exchange–correlation
functional41 and pseudopotential method
as implemented in the Vienna Ab initio Simulation Package.42,43 Relativistic effects, including spin–orbit interactions,
were fully taken into account. A
supercell containing
six formula units
of NbS2 and two M atoms occupying the
and
intercalation sites, as shown
in Figure 1a, was used.
The
corresponding Brillouin zone was sampled using a
k-mesh and plane-wave
cutoff energy of 400 eV. For M = V (Cr and Fe), an antiferromagnetic
(ferromagnetic) ordering along [001] was imposed. An additional on-site
Hubbard term with an effective U value of
eV (1 eV) was added
to the 3d orbitals of the V and Fe (Cr) to reproduce
the experimentally observed
energetic alignment of the corresponding M states. We note that larger
values of U did not lead to adequate agreement with
our experimental measurements, establishing how the strong screening
environment from the NbS2 layers here leads to smaller U values than might otherwise be assumed for these 3d transition metals. Projected density of states calculations
were performed by using a Wigner–Seitz radius of 1.3 Å
for the intercalant ion and a Gaussian broadening factor of 200 meV
to simulate the effect of lifetime broadening observed in the experiment.
For the PDOS plots in Figure 1, a Fermi–Dirac distribution was also applied to exclude
states above the Fermi level.
For the surface structure calculations,
a slab containing six units of
stacked
along the crystalline c axis with a vacuum space
of 12 Å was constructed. The corresponding
Brillouin zone was sampled using a
k-mesh. All other parameters
were kept the same as those in the bulk calculations. The excess and
depletion charge distribution shown in Figure 4a,b was obtained by computing the charge
distribution for the entire slab, then subtracting the individual
charge densities from the NbS2 and Cr centers. The latter
were obtained by removing Cr and NbS2 layers in the same
slab, respectively. The remaining was treated as excess whenever this
difference was positive, and as depletion whenever this difference
was negative.
Figure 4.
Calculated
bulk and surface-termination dependent electronic structure
of
compounds.
(a,b) Computed excess-depletion
charge density distribution for the intermediate case of
for the (a) intercalant and (b)
NbS2 surface terminations. Here, the excess (depletion)
charge
is defined as the effective charge added (subtracted) to (from) the
pristine NbS2 lattice due to Cr intercalation. (c) Site-projected
bulk electronic structure of
,
, and
integrated over all kz values along a high symmetry path in
the
reduced Brillouin zone. Here, α denotes the upper edge of the
topmost NbS2-derived valence band in each compound. The
dashed circles indicate the typical regions where orbital mixing between
the intercalant- and NbS2-derived states leads to a series
of hybridization gaps, appearing as abrupt discontinuities in the
energy dispersions of the involved states. (d,e) The corresponding
surface electronic structures projected onto the (d) intercalant and
(e) NbS2 terminations.
3. Results
To gain
an initial understanding of the impact of the intercalant
species on the electronic structures of the three compounds discussed
here, we first consider an approximation of their electronic configurations
using crystal field theory. The trigonally distorted octahedral environment
of the intercalated transition metal ions would be expected to split
their d orbital energy levels as shown schematically
in Figure 1b.24 In
and
, the intercalants are expected
to have
a nominal +3 oxidation state,18 leading
to a net donation of one electron from the intercalant layers to the
NbS2 layers (see Figure 1a). Two (three) electrons will thus fill the V (Cr) d orbital manifold in a high-spin configuration, as shown
schematically in Figure 1b, due to the relatively weak crystal field.24 This simple picture is fully consistent with our bulk DFT calculations,
where we find a local magnetic moment of 2 μB (3
μB) per V (Cr) ion, as well as our ResPES and XAS
measurements for these compounds, shown in Figure 1c. Extracting the intercalant-derived partial
density of states (PDOS) from our ResPES measurements, as shown in Figure 1d (see also Supplementary Figure 6), we find a single broad
PDOS contribution centered around 1 eV below the Fermi level for
, which
we attribute to the localized V-derived
states nominally in the
orbitals. In comparison, a pronounced two-peak
structure is observed in the Cr-derived PDOS, consistent with the
higher d orbital population shown in Figure 1b (see also Supplementary Figure 5 for a comparison between the intercalant-projected
and total density of states). While our calculations do not quantitatively
capture all features of our experimental measurements, such as an
energy-dependent broadening due to lifetime effects that are beyond
DFT, the agreement of the core features allows us to confidently assign
chemical trends in the electronic structure, as discussed below.
In contrast to the V and Cr case, previous reports24 indicate that
hosts the intercalated Fe ions
in +2 oxidation
states. This will lower the net charge transfer from the Fe to the
NbS2 layers (Figure 1a) and will lead to a nominal
electron configuration of the Fe sites.
The crystal field is still expected to be relatively weak,24 and so a high-spin configuration can still be
expected, as shown in Figure 1b. Consistent with this, a broad distribution of Fe-derived
PDOS is found throughout the valence band in both our ResPES measurements
and our corresponding DFT calculations. Our calculations also reveal
that each Fe effectively maintains a local magnetic moment of 3.6
μB, further confirming its distinctive 2+ ionic state
in this group of compounds. Interestingly, we find that the resulting
Fe-derived spectral weight persists right up to the Fermi level, with
the intercalant-derived PDOS at the Fermi level showing a systematic
increase with an increasing atomic number of the intercalated transition
metal in both our calculated and experimentally determined intercalant-derived
PDOS (Figure 1d,e).
The simplest picture of the metal-intercalated TMDs assumes that
the intercalant atoms act as local moments, otherwise modifying the
electronic structure of NbS2 purely via electron doping in a rigid band shift picture,18,19 with the magnetic interactions described within an RKKY picture.
While our measurements here show that this picture remains approximately
valid for the V cations, it increasingly breaks down for Cr and Fe,
instead pointing to a more complex interplay between the local moment
and itinerant states (see also Supplementary Figure 8). Indeed, given that conduction in these compounds is largely
governed by Nb 4d-derived orbitals, the presence
of intercalant-derived weight at the Fermi level points to stronger
hybridizations between local moment intercalant-derived and itinerant
Nb-derived states. For the Fe-based compound, in particular, the strong
intercalant-derived weight at the Fermi level and broad bandwidth
of Fe-derived states points to a strong hybridization between the
intercalant- and NbS2-derived states, leading to a collapse
of the rigid band shift picture, similar to the conclusions recently
drawn from studies of
.27,28 The Cr-based
material
appears intermediate between these regimes,25 and we thus conclude that there is a strong and approximately monotonic
chemical trend of increasing hybridization tied to the increasing
atomic number of the intercalated metal species here, which can in
turn be expected to dominate the magnetic interactions in these compounds.
To investigate these electronic structure trends in more detail, we performed k-resolved electronic structure measurements using ARPES. A significant complication, however, is that the interlayer charge transfer discussed above becomes strongly modified at the surface of such materials.37,40,44,45 ARPES, in particular, when performed at the photon energies used here, is a highly surface-sensitive technique. It is thus this distinct surface electronic structure that will be probed. Furthermore, due to the natural cleavage plane being situated between the intercalant and NbS2 layers, both intercalant-exposed and NbS2-exposed surface terminations can be expected. Indeed, such distinct terminations have previously been observed in STM measurements over a field of view of ∼100 nm.38 Moreover, spectromicroscopy has shown that such regions are randomly distributed across the surface, with characteristic variations observed at the few-micron scale.37 Additional factors relating to crystallographic defects, such as polycrystalline structures, stacking faults, or the presence of multiple polymorphs, would also lead to variations of the surface at the mesoscopic level. In the following, however, we consider that spatial variations in the surface terminations are the key differentiating feature.
To enable probing of different surface terminations, we thus performed
ARPES measurements using a focused light source (μ-ARPES, see Section 2). To identify the
unique surface terminations of
,
, and
, we initially performed spectromicroscopy
measurements using photoemission of the Nb 4p core
level (see Figure 2a). A 200 eV photon energy was used for these measurements,
providing sufficient surface sensitivity to characterize the distinct
surface terminations.
Figure 2.
Spatial mapping of
compounds.
(a) Representative Nb 4p core-level spectra (
eV, LH polarization) of the intercalant-deficient
(blue) and intercalant-rich (brown) surface terminations of
(T = 32 K),
(T = 35 K), and
(T = 43 K), extracted
from the regions of spatial mapping data indicated in (b). (b) Spatial
maps displaying the fitted binding energies of the Nb 4
core levels of
,
, and
. To allow for a comparison of
the intercalant-dependent
binding energy shifts, the maps were plotted using color scales with
the same size binding energy range. (c) Spatial maps (LH polarization)
of
(T = 33 K,
eV),
(T = 35 K,
eV), and
(T = 36 K,
eV) displaying the integrated spectral
weight within the region of interest of ARPES measurements of the
low-energy electronic structure corresponding to intercalant-derived
states (see Supplementary Figure 1 for
more information). High (yellow) and low (blue) intensity regions
correspond to the intercalant-rich and intercalant-deficient surface
terminations, respectively.
To analyze the spatial variations of the Nb 4p core
level, we fit the peaks of the spectra across the spatial mapping
region and show the spatial dependence of the Nb
binding energy in Figure 2b. Considering first the case
of
, we observe
the emergence of distinct regions
in the spatial map, with areas of decreased (increased) binding energy
of the core level, with shifts visible on the order of 200 meV (see
also Figure 2a). These
correspond to chemical potential variations that result from decreased
(increased) electron doping of the surface region. We assign the former
regions to intercalant-deficient surface terminations hosting significant
concentrations of exposed NbS2 surface layers and low concentrations
of surface intercalants. Here, the absence of electron donation into
the surface NbS2 layer from the missing intercalant atoms
atop results in an effective hole-like self-doping of the surface
layer. In contrast, we assign the more electron-doped regions to intercalant-rich
surface terminations, where the previously intercalated atoms are
now effectively adsorbed on the sample surface. The missing NbS2 layers above such a surface plane can no longer act as electron
acceptors, leading to an electron-like self-doping of the intercalant-terminated
surface layer.
While the distinct spatial regions are sharply
defined for the
V-based compound in Figure 2b, with corresponding pronounced changes in the core level
spectra (Figure 2a),
more subtle variations are observed across the surface of the Cr-based
compound. The lack of variation becomes even more extreme in the Fe-based
compound, where negligible contrast is observed beyond the experimental
noise. Nonetheless, unique surface terminations can still also be
reliably identified by performing spectromicroscopy of the low-energy
electronic structure using ARPES, as shown in Figure 2c where the integrated spectral weight within
the region of interest corresponding to intercalant-derived states
associated with the intercalant-rich surface terminations is shown
(see Supplementary Figures 1 and 2). We
suggest that the reduced chemical potential variations seen in the
Nb
binding energy spatial maps of
and
in Figure 2b are the result of increased hybridizations
with the
intercalant species in these compounds, as compared to
(as identified
above). This would result
in a reduced ionic charge transfer from the intercalant to the NbS2 layer, making the termination-dependent core level spectral
changes less clear, while also leading to a stronger bonding between
the intercalant and the NbS2 layers and thus producing
a less natural cleavage plane in the material. We would therefore
expect smaller areas of distinct surface termination and thus increased
regions probed with mixed terminations, making the spatial variation
less clear in the Cr- and Fe-based compounds, entirely consistent
with our measurements in Figure 2. In this respect, we note that previous scanning tunneling
microscopy studies have observed locally rather disordered terminations
for the Cr-terminated surface of
,38 again
supporting
this picture. We therefore refer here to intercalant-rich and intercalant-deficient
terminations rather than assigning these as pure and clean surface
terminations.
Having identified areas of at least dominantly
distinct terminations,
we turn to the corresponding electronic structures. We summarize these
in Figure 3a,b. These measurements were performed along the Γ-K
direction of the NbS2 lattice surface Brillouin zone. However,
as shown in the low-energy electron diffraction (LEED) image and Brillouin
zone schematic in Figure 3c,d, the
intercalant superlattice periodicity will
give rise to a reduced and rotated Brillouin zone in
compounds.
Signatures of this reduced zone
can be seen by inspecting the dispersions in Figure 3a,b, where a backfolding of some states around
the reduced Brillouin zone boundary (
point, indicated by a dashed line) is evident.
In all of the measured surface termination-dependent electronic structures,
we observe two manifolds of highly dispersive bands. From comparison
to the electronic structure of 2H-NbS2,46,47 we conclude that the states below ∼1.5 eV are dominantly
S-derived, while the dispersive states in the vicinity of the Fermi
level are mostly Nb 4d-derived.
Detailed interpretation of the electronic structures
is,
however,
made more challenging by the presence of spectral signatures of both
surface and bulk states in our measurements, with the former resulting
from the distinct surface environment. Comparing the variations seen
in the two surface terminations of the compounds, we assign the states
labeled α in Figure 3a,b as the bulk Nb-derived conduction bands. These states
are located at distinct binding energies for the different intercalant
species, pointing to a significant variation in interlayer charge
transfer in these compounds. Indeed, in
and
, the +3 oxidation states of the
intercalants
are seen to give rise to more heavily electron-doped Nb-derived α
bands, as compared to in
where the Fe intercalants only
have a +2
oxidation state. Furthermore, the Nb-derived α band in
can be seen to be less electron-doped
than
in
. Consistent
with our ResPES measurements,
this points to a deviation away from an ionic-like charge transfer
picture in
, with stronger
hybridizations between intercalant
and NbS2 layers than in
instead
being present, giving rise to a
reduced occupied bandwidth.
An additional feature of the low-energy
electronic structures is
the presence of flatter, and thus more localized, states, which we
assign as intercalant-derived. Consistent with our surface termination
assignments, these states become more intense on the intercalant-rich
surface terminations shown in Figure 3b. The electronic structures presented here thus provide
insights into the results of intercalant-specific PDOS obtained from
our ResPES measurements. Indeed, in
, the lowest
binding energy localized V-derived
state we observe is positioned relatively far from the Fermi level
at ∼0.8 eV (consistent with our ResPES results in Figure 1d) and shows little
sign of hybridization with the dispersive NbS2-derived
states, remaining largely dispersionless. From such an electronic
structure, we would expect minimal V-derived spectral weight at the
Fermi level, consistent with our ResPES measurements and an RKKY-mediated
mechanism of the magnetism in
. In contrast,
in
, localized Cr-derived states are
present
much closer to the Fermi level, and hybridizations with the itinerant
Nb-derived states are evident by spectral weight transfers from Cr-
to Nb-derived states. In particular, the Cr-derived state at a binding
energy of ∼0.4 eV develops a noticeable dispersion, particularly
evident for the Cr-rich surface termination, providing further evidence
of the hybridization between localized and itinerant states and leading
to Cr-derived weight in the vicinity of the Fermi level, consistent
with our ResPES measurements and PDOS calculations in Figure 1d. For the Fe-based compound,
localized intercalant-derived states are positioned even closer to
the Fermi level. Here, yet stronger hybridizations between intercalant-
and Nb-derived states are evident, where the flatter intercalant-derived
states are seen to develop considerable dispersion, and hybridization
gaps resulting from avoided crossings with the Nb-derived states are
observed. This gives rise to the strong Fe-derived spectral weight
at the Fermi level shown in Figure 1d. As such, an RKKY picture of magnetism in
and
can be conclusively ruled out,
instead
pointing towards mechanisms involving substantial hybridizations between
intercalant- and Nb-derived states, such as a previously suggested
Hund’s coupling.25
By comparing
the dispersions of the intercalant-deficient surface
terminations shown in Figure 3a to the intercalant-rich surface terminations in Figure 3b, a general trend
of a more complex near-Fermi level electronic structure with more
states visible on the intercalant-rich surface terminations is observed.
We label these new dispersive states as β. Similar states have
been observed previously in the
class of
materials, with their origin being
the topic of considerable debate.25,28,38−40 Such states are inconsistent
with the bulk electronic structure (Figure 4c). Given the strong
termination-dependent changes evident here, we thus consider their
origin as arising from the polar surfaces of these compounds.
On a pure NbS2-exposed surface termination,
the absence
of an intercalant layer above can be expected to generate hole-doped
surface-derived analogues of the bulk NbS2 states, as demonstrated
in our previous work on
.37 Indeed, such
states can be seen above the α band in Figure 3a for the intercalant-deficient surface termination
of
. Equivalent
states are not clearly observed
on the intercalant-deficient surface termination of
and
, likely due to a larger presence
of disordered
intercalants at the surface in these compounds than on the V-based
compound, giving rise to a broadening and reduction in spectral weight
of any surface states. That such clean NbS2-exposed surface
terminations are only observed for
is consistent
with the weaker bonding between
NbS2 and intercalant layers discussed above than for the
Cr- and Fe-based compounds, resulting in a more natural cleave plane.
However, as the intercalant concentration increases, the surface can
be expected to become more ordered, leading to the emergence of the
visible surface states labeled as β in Figure 3b.
To gain a more comprehensive understanding
of these electronic
states, we conducted systematic bulk and surface electronic structure
calculations. In Figure 4a,b, we present the excess-depletion charge density distributions
of
for the intercalant and NbS2 surface terminations, respectively. Such a picture is typical
for
all three compounds studied. The intercalant ions inject a significant
charge into the van der Waals gap between neighboring NbS2 layers, intensifying interlayer bonding. Crucially, this facilitates
effective magnetic exchange interactions between the intercalant sites
across the NbS2 layers. In contrast, charge density within
the NbS2 layers experiences partial depletion, indicating
that the Nb ion, in the presence of the M intercalant, partially regains
its nominal 3+ oxidation state, deviating from the pristine NbS2 compound’s 4+ state. At the surface terminations,
a noticeable distinction emerges. While the NbS2 surface
terminations appear to only be minimally affected for the Cr-derived
case shown here, the intercalant surface termination accumulates the
maximum charge compared to the underlying layers. Consequently, the
NbS2 states on the M-terminated side are expected to be
maximally electron-doped, leading to a downward shift within the overall
energy spectrum. Furthermore, the intercalant surface termination
ensures a significant contribution of the intercalant 3d orbitals to the electronic structure.
Despite the apparent
similarities of the different
compounds
in real space, a profound disparity
arises in their momentum space. In Figure 4c and Supplementary Figure 7, we present a comparison of the calculated site-projected
bulk electronic structures for
,
, and
. Moving from V to Fe, we can see
escalating
alterations in the electronic dispersions of the host NbS2 bands due to the influence of the intercalant 3d orbitals. In
, V-derived states primarily contribute
as nonbonding flat bands residing at a binding energy of ∼1.5
eV, slightly overlapping with the lower edge of the NbS2-derived valence bands. Consequently, the resulting electronic structure
bears a resemblance to that of pristine NbS2. Consistent
with our above discussions, this suggests that any magnetic alignment
between V ions can only be stabilized through indirect exchange coupling
processes, such as the RKKY interaction, facilitated by charge carriers
at the Fermi level. In contrast, the Cr 3d orbitals
in
have a higher filling number compared
to
the V case, and thus exhibit a more substantial presence at and below
the Fermi level, effectively hybridizing with the topmost NbS2-derived bands and giving rise to additional dispersive bands
over a wide energy range. This implies a more inherently itinerant
form of magnetism in
, a conclusion
supported by our ResPES and
ARPES measurements. The situation becomes even more pivotal in
, where the Fe states significantly
modify
the electronic structure away from the picture of pristine NbS2. The preference of Fe to maintain its
state allows its 3d orbitals
to reside at energies considerably below the Fermi level, enabling
robust hybridization with both S 3p and Nb 4d states (Supplementary Notes 4 and 5 and the associated figures present a comparative analysis
of intercalant hybridization and its effect on host electronic states
in
). This
leads to a broadened bandwidth for
the entire bulk valence continuum and an upward shift of the original
topmost NbS2 bands, as is evident in Figure 4c.
Figure 4d,e shows
the surface electronic structures for the intercalant and NbS2 surface terminations, respectively. Moving from V to Fe,
we can again see a noticeable overall shift of the bands toward lower
binding energies for both terminations. This shift, as explained above,
is attributed to the significant enhancement of hybridizations between
intercalant 3d orbitals and host NbS2 states
in
and
compared to
, with
exhibiting the most pronounced
electronic
structure modification. Comparison of the two terminations illustrates
a consistently deeper energy spectrum for the intercalant surface
terminations across all three compounds. This finding aligns with
our excess-depletion charge density calculations: while the subsurface
NbS2 layer can now be expected to retain close to its bulk-like
configuration, with charge transfer from intercalant layers above
and below, the surface intercalant layer will now become electron-doped
due to the absence of a NbS2 layer above, giving rise to
the β states observed experimentally. For the NbS2 surface terminations (Figure 4e), the intercalants here lack direct contributions to the
energy bands. Nevertheless, they indirectly influence the details
of the band dispersions, particularly at and near the Fermi level,
owing to their spatial and energetic proximities to these bands. Thus,
these surface terminations serve as an ideal medium for creating magnetically
controllable carriers with rich valleytronic properties.37
In contrast, for the intercalant surface
terminations shown in Figure 4d, a distinct disparity
in the formation of intercalant-derived bands near the Fermi level
becomes evident. While
displays
a single flat intercalant-dominated
band in the occupied electronic structure, at a binding energy of
∼0.5 eV,
instead
possesses a ladder of such bands
spanning a ∼1 eV energy window below the Fermi level. In
, a well-localized flat band is
located
at 1 eV binding energy, while additional significant intercalant-derived
spectral weight is visible in the vicinity of the Fermi level and
also at deeper binding energy (Supplementary Figure 7). The bands sitting just at the Fermi level are likely slightly
occupied in the experimental measurements, leading to the complex
electronic structure near the Fermi level observed in Figure 3b. These evidently have a mixed
Nb–Fe character, enabling their dispersion down to the Fermi
level, and their population in the electron-doped surface layer.
While these new β states are derived from the intercalant-terminated
surfaces, their mixed atomic character is clear from their significant
dispersion, evident in both our measured dispersions and Fermi maps
(see Supplementary Figure 3). Indeed, their
dispersive nature has led to some challenges in assigning these states.
In particular, in
, the presence
of the β bands at the
Fermi level has been of significant attention, with splittings in
these attributed to an exchange splitting in the low-energy electronic
structure of
.25,48 However, as discussed
in Supplementary Note 3, with the new understanding
of surface- and bulk-derived states advanced here, we can now rule
out the possibility that the observed temperature-dependent changes
are related to any resolvable exchange splitting of itinerant Nb-derived
states.
4. Conclusions
Our measurements on
,
, and
, and corresponding DFT calculations,
have
demonstrated a pronounced and element-specific role of the intercalants
on the electronic structure of metal-intercalated TMDs. In all three
compounds, marked differences were observed in the electronic structure
as compared to those of 2H-NbS2. These include electron
doping of bands from interlayer charge transfers and the backfolding
of bands around the reduced Brillouin zone boundaries that are generated
by the intercalant superlattices. Furthermore, shifts in the chemical
potential that arise from self-doping at polar surfaces led to distinct
surface terminations in these compounds. It was additionally shown
that the choice of intercalant species leads to varying amounts of
hybridizations between localized intercalant- and itinerant Nb-derived
states, resulting in nontrivial differences between the electronic
structure of these compounds. Indeed, the minimal hybridizations in
lead to
a scenario where the effect of
the intercalant is well-described by the ionic-like charge transfers
of a rigid band shift picture, in turn facilitating RKKY-mediated
magnetic interactions. In contrast, stronger interlayer hybridizations
in
and
mean that the localized intercalant-derived
states are no longer weakly coupled to the itinerant Nb-derived states.
As such, an RKKY-like exchange mechanism is insufficient to describe
the magnetic interactions in these two compounds, motivating further
investigations into the origin of their magnetic order. Furthermore,
we provided an explanation for the origin of the anomalous states
frequently reported at the Fermi level in the
compounds,
as the result of hybridizations
between electron-doped surface intercalant-derived and subsurface
NbS2-derived states. This assignment allowed us to rule
out the possibility of a previously reported exchange splitting of
the Nb 4d-derived conduction bands at the surface
of
. Together, our combined experimental
and
theoretical study has identified how systematic changes in the orbital
filling and ionicity of the intercalants in
contribute
to the creation of magnetically
rich surfaces with distinct electronic properties, opening new prospects
for tuning these via materials design.
Acknowledgments
We thank T. Balasubramanian for useful discussions. We gratefully acknowledge support from the Leverhulme Trust (Grant Nos. RL-2016-006 and RPG-2023-253), the European Research Council (through the QUESTDO project, 714193), and the Engineering and Physical Sciences Research Council (Grant Nos. EP/T02108X/1, EP/T005963/1 and EP/N032128/1). S.B., A.Z., and E.A.M. gratefully acknowledge studentship support from the International Max-Planck Research School for Chemistry and Physics of Quantum Materials. D.-A.D. had support from EPSRC CDT Graphene NOWNANO, grant EP/L01548X/1. We gratefully acknowledge Diamond Light Source for access to the I09 (Proposal No. SI32937-1) and I05 (Proposal Nos. SI30125-1b and SI31465-1) beamlines, as well as MAX IV Laboratory for time on the Bloch beamline (Proposal Nos. 20210091 and 20210763), which all contributed to the results presented here. We also gratefully acknowledge the Center for Computational Materials Science at the Institute for Materials Research for allocations on the MASAMUNE-IMR supercomputer system (Project No. 202112-SCKXX-0510). Research conducted at MAX IV Laboratory, a Swedish national user facility, is supported by the Swedish Research Council under contract 2018-07152, the Swedish Governmental Agency for Innovation Systems under contract 2018-04969, and Formas under contract 2019-02496. The research leading to this result has been supported by the project CALIPSOplus under the Grant Agreement 730872 from the EU Framework Programme for Research and Innovation HORIZON 2020. For the purpose of open access, the authors have applied a Creative Commons Attribution (CC BY) licence to any author accepted manuscript version arising.
Data Availability Statement
The research data supporting this publication can be accessed at 10.17630/295fc754-5305-461c-9640-557cd304de81.49
Supporting Information Available
The Supporting Information is available free of charge at https://pubs.acs.org/doi/10.1021/acs.chemmater.4c00824.
Supplementary notes providing additional discussion of (1) spatial mapping photoemission data analysis, (2) Fermi surface measurements, (3) temperature-dependent ARPES measurements of
, (4) calculated densities of states,
and
(5) chemical trends in the degree of electronic hybridization. Supplementary
figures of (1,2) spatial mapping ARPES data, (3) Fermi surface measurements,
(4) temperature-dependent ARPES, (5) density of states calculations,
(6) resonant photoemission measurements, (7,8) calculated bulk electronic
structures and spin densities, and (9) magnetic characterization (PDF)
The authors declare no competing financial interest.
Supplementary Material
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Associated Data
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Supplementary Materials
Data Availability Statement
The research data supporting this publication can be accessed at 10.17630/295fc754-5305-461c-9640-557cd304de81.49





