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American Journal of Translational Research logoLink to American Journal of Translational Research
. 2024 Sep 15;16(9):4920–4927. doi: 10.62347/VGQC2142

Efficacy of noninvasive ventilator treatment in patients with severe chronic obstructive pulmonary disease (COPD) type II respiratory failure

Mayinuer Yibulayin 1,2,*, Haixu Wang 2,*, Yu Zhang 2, Chunsheng Wen 2, Enguang Wang 2, Xiaohong Yang 3, Chao Wu 4
PMCID: PMC11470339  PMID: 39398572

Abstract

Objective: To investigate the efficacy of noninvasive ventilator usage for type II respiratory failure in patients with severe chronic obstructive pulmonary disease (COPD). Methods: A total of 124 patients with COPD complicated with type II respiratory failure were divided into an observation group (n = 63) and a control group (n = 61) according to their intervention protocols. The patients in the observation group received noninvasive ventilator intervention, and the patients in the control group received bronchodilators, cough suppressants, oxygen therapy, anti-infection medications, nutritional support, and correction of electrolyte imbalances. Lung function indexes, arterial blood gas index, and inflammatory indicators were collected to assess the efficacy of noninvasive ventilator treatment in patients with severe COPD and type II respiratory failure. Results: The levels of FEV1, FEV1/FVC and FEV1% of the two groups after treatment were significantly higher than those before treatment (P<0.05), with significantly higher levels in the observation group than the control group (all P<0.05). Post-treatment levels of PaCO2 decreased significantly while the post-treatment levels of PaO2 increased significantly (all P<0.05). Additionally, the levels of WBC, CRP and PCT of the control group was significantly higher than that of the observation group after treatment (all P<0.05). Conclusion: Noninvasive ventilator treatment can improve hypoxemia, improve lung function and reduce inflammatory responses in patients with COPD complicated with type II respiratory failure, suggesting its potential for wider clinical application.

Keywords: Noninvasive ventilator, severe chronic obstructive pulmonary disease, type II respiratory failure

Introduction

Chronic obstructive pulmonary disease (COPD) is a chronic, yet preventable and treatable illness characterized by irreversible airflow limitation [1]. Globally recognized as a major contributor to chronic morbidity, COPD is projected to rise from the fourth to the third leading cause of death by 2020 [2]. Annually, it is responsible for over three million deaths worldwide [3]. Acute exacerbations of COPD (AECOPD) often impair expiratory capacity, leading to CO2 retention and subsequent type II respiratory failure. This condition not only induces respiratory acidosis but also accelerates the decline in lung function. Type II respiratory failure associated with AECOPD greatly increases mortality rates and severely compromises patient outcomes [4].

Current clinical treatments for managing COPD include oxygen therapy, pharmacotherapy (such as bronchodilators and glucocorticoids), and respiratory rehabilitation. Progress in the field has led to the emergence of new drug formulations and innovative treatment strategies. Notably, advancements in bronchodilator technology have enhanced symptom relief effectiveness; similarly, respiratory rehabilitation methods have become more diverse and tailored to individual needs. However, limitations also exist: some drugs induce side effects, and their long-term effect warrants further investigation. Additionally, there is still room for improvement in the compliance and popularity of respiratory rehabilitation [5].

Noninvasive ventilation represents a significant advancement in treating COPD [6]. This treatment for COPD combined with type II respiratory failure is favored in the clinic with the advantages of simple operation, no intubation and high safety. Moreover, non-invasive ventilators aid in enhancing gas exchange, alleviating respiratory muscle fatigue, stabilizing patient condition, and providing critical time to pursue further treatments. Moreover, it can also shorten the hospital stay and reduce medical costs. However, potential adverse reactions still exist while using this kind of ventilator, such as bloating, facial discomfort, and, in rare cases, risks to patient safety, thereby limiting their application in treating COPD [7]. To address this issue, our study aims to deepen the understanding of noninvasive ventilator treatment in patients with severe COPD complicated with type II respiratory failure, focusing on patient experiences and treatment efficacy.

Data and methods

Study population

This retrospective study involved 124 patients with severe COPD and type II respiratory failure treated at the Fifth Affiliated Hospital of Xinjiang Medical University between January 2021 and January 2024. Among the included patients, 61 patients who received routine treatment were assigned to the control group, while the other 63 patients who received noninvasive ventilator based on routine treatment were assigned to the observation group. The study was approved by the Ethics Committee of the Fifth Affiliated Hospital of Xinjiang Medical University.

Inclusion and exclusion standards

Inclusion criteria: ① Patients diagnosed with COPD at GOLD stage C or D; ② PCO2 levels between 55-80 mmHg in arterial blood gas analysis [8]; ③ Aged 18 years or older; ④ Post-bronchodilator forced expiratory volume in one second (FEV1) <45% of the predicted value; ⑤ Complete clinical data available.

Exclusion criteria: ① Patients with severe coagulation dysfunction or thrombocytopenia; ② Patients with a history of mental illness; ③ Patients with serious cardiac disorders, severe liver malfunction or renal failure; ④ Patients who are pregnant or lactating; ⑤ Patients with incomplete clinical data.

Methods

Control group: The patients received routine treatment, mainly including administration of bronchodilators, cough suppressants, oxygen therapy, anti-infection medications, nutritional support, and correction of electrolyte imbalances.

Observation group: In addition to the routine treatments received by the control group, patients in the observation group were treated with a noninvasive ventilator. Philips Weikang BiPAP S/T noninvasive ventilator (Weinmann, Germany) was used in this study. Treatment was administered through a mouth and nose mask. The respiratory rate was set at approximately 15 breaths/min; the initial inspiratory pressure was set at 7 cm H2O (1 cm H2O = 0.098 kPa) and adjusted to about 16 cm H2O based on the patient’s condition. Similarly, the initial expiratory pressure was set at 5 cm H2O and adjusted to about 10 cm H2O as required.

Routine nursing care for both groups included monitoring of body temperature, oxygen saturation and other vital signs. Nurses also regularly assisted patients with turning over and expectoration to ensure comfort and prevent complications.

Evaluation index

① Lung function indexes: Forced expiratory volume in the first second (FEV1), forced vital capacity (FVC), and the ratio of FEV1:FVC were compared between the two groups. ② Arterial blood gas index: Blood oxygen saturation (PaO2) and arterial partial pressure of carbon dioxide (PaCO2) were compared between the two groups. ③ Biomarker analysis: Blood samples (5 ml) were collected using EDTA-K2 anticoagulant vacuum tubes from the cubital vein at four time points: pre-anesthesia, 1-hour post-surgery, 6 hours post-surgery, and 24 hours post-surgery. The collected venous blood was immediately labeled and stored at 4°C. The samples were centrifuged at 4000 r/min for 10 minutes to obtain the serum, which were then stored at -70°C. The concentrations of White Blood Cells (WBC), C-Reactive Protein (CRP), and Procalcitonin (PCT) in the serum was determined using the Enzyme-Linked Immunosorbent Assay (ELISA) method. Assays were conducted according to manufacturer’s protocols using ELISA kits for WBC (Wuhan Yipu Biotechnology Co., Ltd., Cat. No. CK-E10083), CRP (Shanghai Guduo Biotechnology Co., Ltd., Cat. No. GD-S0135-B), and PCT (IL-6; Chuzhou Shinuoda Biological Technology Co., Ltd., Cat. No. SND-H1925). ④ Therapeutic effects: Marked effective: Symptoms such as shortness of breath of the patient disappear, and blood gas, vital signs, and pulmonary function indicators basically return to normal; Effective: Symptoms such as shortness of breath and indicators such as blood gas, vital signs and pulmonary function were significantly improved; Ineffective: Neither the patient’s symptoms nor the vital signs improved. The effective rate = (cases of marked effective + effective)/total cases * 100%.

Statistical analysis

All data were analyzed using SPSS 25.0. The measurement data were expressed as mean ± standard deviation ( ± SD), and the comparison between the two groups were conducted using t-test. Count data were expressed as numbers and percentages, and the comparison was conducted using Chi-square test. P<0.05 was considered with statistical significance. Additionally, data visualizations were generated using GraphPad Prism software (Version 7, GraphPad Prism, San Diego, CA).

Results

Clinical data

As shown in Table 1, the mean age was (68±12.26) years in the observation group and (65±11.47) years in the control group, the mean Body Mass Index (BMI) was (20.4±1.66) kg/m2 in the observation group and (21.1±1.76) kg/m2 in the control group, showing no significant statistical difference (P = 0.55, P = 0.21). Besides, there were no statistical differences in terms of gender composition, smoking history or GOLD stage between the two groups, indicating the comparability between the two groups (all P>0.05).

Table 1.

Comparison of clinical data between the two groups

Observation group (n = 63) Control group (n = 61) t/χ2 P
Age (years) 68±12.26 65±11.47 2.15 0.55
Sex 1.156 0.64
    Male (n%) 36 (57.14%) 35 (57.38%)
    Female (n%) 27 (42.86%) 25 (39.68%)
BMI 20.4±1.66 21.1±1.76 5.74 0.21
Smoking Status 6.85 0.34
    Smoking 55 (87.30%) 54 (88.52%)
    Never Smoke 7 (11.11%) 8 (13.11%)
Chronic emphysema 29 (46.03%) 33 (54.10%) 8.76 0.11
Asthma 16 (25.40%) 19 (31.15%) 5.72 0.31
Disease severity 6.17 0.17
    GOLD Stage C 46 (73.02%) 29 (68.85%)
    GOLD Stage D 15 (23.81%) 18 (29.51%)
APACHE II score 16.71±1.36 17.02±1.26 3.22 0.21

Comparison of lung function indexes between the two groups

As shown in Figure 1, the pre-treatment FVC in the observation group was (1.38±0.22) L, and that in the control group was (1.44±0.25) L (P>0.05); Post-treatment, the level of FVC in the observation group was (2.97±0.54) L, and that in the control group was (1.81±0.21) L; the level of FVC in the observation group increased significantly after treatment, and was obviously higher than that in the control group (all P<0.05). The pre-treatment level of FEV1 in the observation group was (1.22±0.21) L, and that in the control group was (1.31±0.24) L (P>0.05); post-treatment, the FEV1 in the observation group was (1.91±0.22) L, and that in the control group was (1.42±0.21) L, with significantly pronounced improvement in the observation group (P<0.05). The level of FEV1/FVC in the observation group before treatment was (44.7±4.5)%, and that in the control group was (40.1±6.4)% (P>0.05); post-treatment, the level of FEV1/FVC in the observation group was (79.8±5.3)%, and that in the control group was (62.6±4.3)%, also with significantly pronounced improvement in the observation group (P<0.05).

Figure 1.

Figure 1

Comparison of Lung function indexes between the two groups. A. FVC. B. FEV1. C. FEV1/FVC. Note: FVC: Forced Vital Capacity; FEV1: Forced Expiratory Volume in the first second. Compared with control group, *P<0.05, **P<0.01.

Analysis of blood gas index level

Post-treatment analysis revealed a significant improvement in blood gas indices. The PaCO2 levels were lower and the PaO2 levels were higher than before treatment. Specifically, in the observation group, the post-treatment PaCO2 level (56.78±7.37) was significantly lower compared to the control group (63.60±6.81) (P = 0.031), and the PaO2 level was significantly higher (70.63±6.53) vs. (59.14±4.92) (P = 0.003), as illustrated in Figure 2.

Figure 2.

Figure 2

Comparison of Blood gas index level between the two groups before and after treatment. A. PaO2. B. PaCO2. Note: PaO2: Partial Pressure of Arterial Oxygen; PaCO2: Arterial partial pressure of carbon dioxide. Compared with the control group, *P<0.05, **P<0.01.

Therapeutic effects

After intervention, we evaluated the efficacy on the patients and found the efficacy of the observation group was greater than that on the control groups (93.8% VS. 86.9%, P<0.05) (Figure 3).

Figure 3.

Figure 3

Comparison of therapeutic effects between the two groups. *P<0.05, ***P<0.001, compared to the control group.

Complications

As shown in the Table 2, there was no significance between two groups in terms of incidence of complications (P>0.05).

Table 2.

Comparison of incidence of complications between the two groups

Group Observation Group (n = 63) Control group (n = 61) χ2 P
Pulmonary infection 2 6 0.5 0.11
Pulmonary heart and brain disease 0/0.00 0/0.00 - -
Atelectasis 0/0.00 0/0.00 - -
Pneumothorax 0/0.00 0/0.00 - -
Total incidence rate 2 6 0.5 0.11

Inflammatory indicators

The WBC, CRP and PCT level of the two groups of patients was significantly decreased after treatment. Notably, the WBC, CRP and PCT levels in the observation group were significantly lower than those in the control group after treatment (all P<0.05) (Table 3).

Table 3.

Comparison of inflammatory indicators between the two groups

Time Observation Group (n = 63) Control group (n = 61) t P
WBC (*109/L) Before treatment 13.37±2.10 13.19±2.01 0.523 0.096
After treatment 7.63±2.35 10.09±2.42 5.784 0.003
χ2 24.921 5.785 - -
P 0.001 0.022 - -
CRP (mg/L) Before treatment 12.67±2.37 12.31±2.09 0.545 0.272
After treatment 6.31±2.89 9.39±2.32 6.325 0.002
χ2 16.915 7.154 - -
P 0.001 0.001 - -
PCT (ug/L) Before treatment 0.87±0.02 0.82±0.09 0.645 0.172
After treatment 0.12±0.01 0.34±0.03 8.325 0.006
χ2 7.915 8.154 - -
P 0.011 0.009 - -

Note: WBC: White Blood Cell; CRP: C-reactive protein; PCT: Procalcitonin.

Discussion

The prevalence of Chronic Obstructive Pulmonary Disease (COPD) is on the rise, fueled by an increase in smoking rates and the ongoing deterioration of environmental conditions. This trend is alarming as most COPD patients suffer from severe respiratory complications, particularly type II respiratory failure, which profoundly impacts their quality of life. Glucocorticoids, antibiotics and bronchodilators are commonly used in the treatment of COPD-associated type II respiratory failure, but their therapeutic effects are not satisfying [9]. Mechanical ventilation provides respiratory support and plays an important role in the treatment of respiratory diseases. However, noninvasive ventilator treatment introduces challenges, including misunderstandings about the precautions among patients and their families, skin damage from mask compression, and complications from excessive gas entering the gastrointestinal tract. These issues can compromise the treatment effectiveness. Moreover, the frequent use of ventilator can inhibit the immune system of patients, which is prone to bacterial invasion and ventilator-associated pneumonia [10-13].

Our study demonstrates significant improvements in FEV1, FEV1/FVC ratio, and FEV1% post-treatment in both groups, with even greater enhancements observed in the observation group. This demonstrate that the noninvasive ventilator can effectively improve lung function of the patients. Furthermore, we observed significant reductions in PaCO2 and increases in PaO2 levels post-treatment, underscoring the efficacy of noninvasive ventilators in enhancing therapeutic outcomes and optimizing blood gas levels.

In our study, we demonstrated that non-invasive ventilation (NIV) is an effective treatment for COPD patients with type II respiratory failure. NIV enhances oxygenation and reduces the respiratory effort by providing positive pressure to the airways. This intervention offers multiple benefits: Firstly, NIV enhances oxygenation and carbon dioxide removal, alleviating symptoms associated with respiratory failure [14,15]. Secondly, by providing positive pressure to the airways, NIV reduces the effort required for breathing. This lessens respiratory muscle fatigue, making it easier for COPD patients to breathe and reducing the risk of further respiratory complications [16,17]. Thirdly, NIV alleviates symptoms such as shortness of breath and respiratory distress, improving the overall quality of life for COPD patients [18,19].

The mechanism of non-invasive ventilators in treatment of COPD-associated type II respiratory failure involves delivering pressurized air to the patient’s airways through a mask or nasal prongs, which helps to improve oxygenation and remove carbon dioxide from the body [20-22], consequently reducing the work of breathing and allowing the respiratory muscles to rest [23]. Additionally, NIV improves lung function by enhancing gas exchange efficiency in the alveoli, which leads to better oxygenation of the blood and improved respiratory function. This intervention not only helps in managing current symptoms but also aids in preventing further deterioration of lung function and reducing the risk of respiratory failure [24,25].

We also found that non-invasive ventilators can reduce the inflammatory indicators in patients with COPD-associated type II respiratory failure. By delivering appropriate positive pressure ventilation, these devices improve alveolar ventilation and gas exchange. Improved oxygen supply and reduced carbon dioxide retention can alleviate the hypoxic and hypercapnic states that can trigger and exacerbate inflammation. Enhanced oxygenation and ventilation can reduce the stress response and the production of inflammatory mediators. In addition, non-invasive ventilation supports the stability of the chest wall and respiratory muscles, reducing the effort required for breathing and muscle fatigue, which in turn can positively affect inflammation levels. Reduced muscle fatigue means less release of inflammatory substances related to muscle damage. Moreover, proper ventilation support can regulate the immune system to a certain extent, potentially influencing the balance of cytokines and other immune factors. This promotes a more favorable immune environment and reduces the excessive activation of inflammatory responses.

However, our study has some limitation. Firstly, the limited number of participants may hinder the generalizability of the results to a larger population. Secondly, the retrospective nature of our research could introduce bias and confounding factors, potentially affecting the accuracy and reliability of the findings. Thirdly, conducting this research in a single center may limit the diversity of the study population and may not represent the broader population with the same condition. Additionally, the absence of long-term follow-up data restricts our ability to assess the sustained effectiveness of non-invasive ventilation over time.

In conclusion, the use of a noninvasive ventilator can significantly improve blood gas index and lung function of patients with COPD-associated type II respiratory failure.

Disclosure of conflict of interest

None.

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