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. 2024 Dec 5;19(12):e0306757. doi: 10.1371/journal.pone.0306757

Interventions to address empathy-based stress in mental health workers: A scoping review and research agenda

Hannah May 1,2,*, Josie Millar 1, Emma Griffith 1,3, Chris Gillmore 3, Mhairi Kristoffersen 1, Ross Robinson 3, Michael West 4
Editor: Ebtsam Aly Omer Abou Hashish5
PMCID: PMC11620613  PMID: 39637067

Abstract

Consistently engaging with client distress can negatively impact mental health workers (MHWs). This has been described by the concept of empathy-based stress (EBS) (which encompasses burnout; secondary traumatic stress; compassion fatigue and vicarious trauma). Previous reviews of interventions to reduce EBS have not addressed MHWs as a distinct group, despite evidence suggesting they are particularly vulnerable to it. In the context of rising demand for mental health services, it is especially important to understand how to mitigate the impact of EBS on MHWS. This scoping review therefore aimed to identify and describe available interventions to reduce or prevent EBS in MHWs. A systematic scoping review of the literature between 1970 and 2022 was undertaken using five electronic databases. A total of 51 studies were included, which varied significantly with regards to: interventions used; study methodology and theoretical underpinnings. Studies were grouped according to the level at which they aimed to intervene, namely: individual; team or organisational. The review concluded that most studies intervened at the level of the individual, despite the proposed causes of EBS being predominantly organisational. Furthermore, theoretical links to the origins of EBS were largely unclear. This suggests a lack of empirical evidence from which organisations employing MHWs can draw, to meaningfully prevent or reduce EBS in their staff. A dedicated research agenda is outlined to address this, and, other pertinent issues in the field and signifies a call for more theoretically grounded research.

Introduction

Empathy-based stress

People accessing mental health services have been found to have better outcomes if they experience compassionate [1] and empathic [2] relationships with staff caring for them. Clinicians themselves are also found to experience less distress and greater reward [35]. However, research has also identified potential costs to clinicians working with distressed clients. These include: burnout [6]; secondary traumatic stress (STS) [7, 8] compassion fatigue (CF) [7] and vicarious trauma (VT) [9]. Distinct definitions exist for each of the terms describing this problem (see Table 1). However, the extent to which they differ from one another is unclear and they are often used interchangeably in the literature [10, 11].

Table 1. Definitions of terms included in the empathy-based stress construct.

Term Definition
Burnout Maslach [6] A psychological response to chronic interpersonal stressors at work, resulting in exhaustion, detachment and feelings of incompetence. First identified in caregiving professions where services are provided via a relationship with people in need [12, 13]. These relationships (whilst rewarding) necessitate prolonged and intense emotional contact with clients which over time can produce burnout [13].
Secondary Traumatic Stress (STS) Figley [7] Newell et al [14] A form of second-hand post-traumatic stress disorder (PTSD). In STS, symptoms (e.g. hypervigilance, avoidance, intrusive thoughts/memories) arise out of exposure to the trauma of others, rather than through direct personal experience.
Compassion Fatigue (CF) Figley [7] Figley [7] substituted STS with the term CF as a less stigmatising way of referring to the impact of these experiences on healthcare professionals. CF is “a state of exhaustion and dysfunction biologically, psychologically, and socially as a result of prolonged exposure to compassion stress” (p. 253). CF has an inverse relationship with CS; leading to the suggestion that overwhelming levels of CF may interfere with the capacity to experience CS [15].
Vicarious Trauma (VT) Pearlman et al [9] VT is defined as “the transformation that occurs in the inner experience of the therapist [or worker] […] as a result of empathic engagement with clients’ trauma material” [9]Whilst VT may result in PTSD-type responses (flashbacks, intrusions, dissociation [16], definitions emphasise the negative impact on the clinician’s cognitive schemas [9].

Note: STS = secondary traumatic stress; CF = compassion fatigue; VT = vicarious trauma; PTSD = post-traumatic stress disorder

These inconsistencies led Rauvola et al [11] to propose an alternative conceptualisation in which VT, burnout, CF and STS are all highly related aspects of ‘empathy-based stress’ (EBS; Fig 1). EBS is described as applicable to anyone whose occupation exposes them to the distress of others and requires that they respond with engagement and empathy, and is therefore of particular relevance to MHWs. It is defined as “a stressor–strain-based process of trauma at work, wherein exposure to secondary or indirect trauma, combined with empathic experience, results in empathy-based strain and additional outcomes (i.e., other occupational health/strain outcomes; work affect, behaviours, and cognitions)” [11] (p299). In the EBS model; VT, STS and CF are the three varying forms of empathy-based strain that result from empathic engagement with the traumatic experiences of others. The state of burnout is conceptualised as a reaction to this strain.

Fig 1. Diagram of empathy based stress model from Rauvola et al [11], reproduced with permission).

Fig 1

EBS brings together established pre-existing concepts in a way that allows for distinct but inter-related terms to co-exist, thereby offering a potential solution to the conceptual ambiguities outlined above. Being dynamic, process-driven and applicable across professional fields, it is akin to established models in the occupational health literature, including the Job Demands‐Resources model which posits that all jobs comprise interacting sets of psychologically taxing demands and rewarding job resources [17]. This review will henceforth use the term EBS, in reference to the dynamic model of “traumatic stressor exposure, empathic experience, and adverse reactions” (p. 297) [11].

Empathy based stress and mental health workers

There is evidence to suggest that EBS impacts care providers from diverse professional backgrounds [18]. However, Mental health workers (MHWs), are often required to engage explicitly with their clients’ distressing experiences [19]. For example, successful psychotherapy is thought to depend in part on the therapist’s ability to empathise with and absorb the pain clients are experiencing [20, 21]. This empathic engagement predicts better client outcomes [22]; however, leaves MHWs at increased risk of EBS [19, 23].

Rates of trauma exposure are higher amongst people accessing mental health services, with estimates suggesting that roughly half have experienced physical abuse, whilst over a third have experienced sexual abuse [24]. As services become increasingly aware of the importance of trauma-informed approaches to health and social care [25] MHWs are being encouraged to explicitly ask clients about potential traumatic experiences [26] Greater exposure to client trauma/distress is associated with higher CF in MHWs [10]which in turn is associated with a range of adverse outcomes including poor job satisfaction, absenteeism and poor patient care [27, 28]. This demonstrates that treatment and prevention of EBS is of importance not only to individual MHWs, but also to the organisations that employ them. NHS England [29] warn that increased demand for healthcare services leaves NHS staff vulnerable to compassion fatigue, which has been linked to depression, stress and chronic illness [19, 28, 30]. These are serious concerns for the workforce, as demonstrated in a recent NHS staff survey which found 44.8% of workers felt unwell due to work-related stress; a percentage that has been climbing steadily since 2016 [31].

Current review and aims

Previous reviews targeting healthcare workers suggest that intervention/training may be effective in reducing EBS [32]. However, existing reviews have either amalgamated MHWs with other healthcare workers as one group -e.g., focusing purely on mindfulness and compassion interventions [33]—or excluded them [32]. Bercier et al [34] attempted to review EBS interventions for MHWs, however were unable to identify relevant studies and called for more research. Sutton et al [35] examined the impact of organisational factors on some specific forms of EBS. However, they did not consider other forms of intervention and only looked at particular professional groups.

This scoping review therefore aimed to review available interventions for preventing or treating EBS in MHWs. Given the urgency indicated by staff stress levels [31] and workforce shortages it seems timely to ask; “What interventions exist to prevent or treat EBS in MHWs?”. Using systematic scoping methodology, we aimed to answer this question via the following four objectives:

  1. To assess and summarise available interventions for preventing or treating EBS in MHWs.

  2. To ascertain the theoretical underpinnings and assumptions of these interventions.

  3. To assess how EBS has been measured.

  4. To make recommendations for future research in terms of both treatment and prevention.

Method

Design

Scoping reviews offer a means to map out the scope and type of evidence available in a given area [36]. Scoping reviews can be conducted as self-contained reviews when there is insufficient knowledge to generate specific questions for a systematic review [37]. To this end, scoping reviews: have broader inclusion criteria compared to systematic reviews; do not assess bias in included studies; do not attempt to synthesise evidence or arrive at precise recommendations. Despite these differences, scoping reviews are systematic and include an a priori protocol and an exhaustive, systematic replicable search strategy [38, 39].

An a priori protocol was developed for the current scoping review and registered on Open Science Framework: https://osf.io/b7kcr/. The scoping review was conducted in accordance with the Joanna Briggs Scoping Review Framework [40] and is reported in line with the Prisma Extension for Scoping Reviews [41]. See S1 File for completed Preferred Reporting Items for Systematic reviews and Meta-Analyses extension for Scoping Reviews (PRISMA-ScR) Checklist.

Electronic searches and search terms

Searches were conducted in the following databases: PubMed, PsychINFO (including APA PsycInfo, APA PsycArticles, APA PsycExtra and APA PsycTests), Embase, PTSDPubs. Grey literature was accessed via PsycExtra (theses) and the Cochrane Central Register of Controlled Trials (CENTRAL; unpublished trials). Studies available in English and conducted between 1970 (when the term burnout was introduced; [42] and January 2021 were included in the initial search. An updated search was subsequently carried out, incorporating papers published up to and including September 2022 (date range 2021 to 2022).

The search terms were determined by considering the core elements of the research question, in consultation with a research librarian (see Table 2). Given the inconsistent/overlapping definitions of terminology noted in the literature [10, 11], EBS search terms incorporated the empathy-based strain constructs [11] (VT, STS, CF) as well as burnout. Precise terminology, boolean operators and truncation were adapted/applied in accordance with each database (see S1 File for full search strategy). When full texts could not be retrieved via inter-library loan, effort was made to locate/contact authors. All identified papers were uploaded to Covidence: https://app.covidence.org/reviews/130454.

Table 2. Example of search terms.

Search item of interest Provisional search terms
Empathy based stress Burnout OR Compassion fatigue OR secondary traumatic stress OR STS OR vicarious trauma OR VT OR compassion stress
Mental health workers mental health nurs* OR forensic nurs* OR counsellor* OR psychologist* OR psychiatrist* OR psychotherapist* OR therapist* OR mental health support worker* OR mental health social worker* OR support time and recovery worker* OR family therapist* OR therapist* OR CBT therapist* OR mental health occupational therapist*
Intervention Treat* OR prevent* OR train* OR program* OR interven*

Study selection

Title and abstract screening, as well as full-text review, was conducted by two independent reviewers (HM and MK/RR) according to the inclusion/exclusion criteria shown in Table 3. Whilst the MHW search terms in Table 2 were used to guide the searches, some identified studies used different terms to describe participant job roles, or more general terms e.g., doctor, nurse. In these cases, the studies were carefully read in order to identify the nature of the client group, participants were working with, and/or the study setting. Such studies were included only if they clearly referenced client groups with mental health needs e.g., clients with psychosis, or healthcare settings that clearly had a mental health focus e.g., psychiatric wards.

Table 3. Criteria for study inclusion/exclusion.

Inclusion Criteria Exclusion Criteria
Population At least 50% of participants are mental health workers (see Table 2 for included professions/synonyms). Studies including other healthcare staff whose role does not have a mental health focus/the general public will be excluded.
Children, adolescents
Concept Studies involving any intervention (including organisational strategies e.g. increased supervision) or training program that aims to prevent or reduce EBS (including STS, CF, VT & burnout).
Studies that in some way evaluate the impact of the intervention/training on EBS.
Studies that only assess MHW’s individual differences and/or self-care strategies in relation to EBS.
Context Study settings may include any setting where mental health workers are employed.
Source Primary research studies, systematic reviews and meta-analyses of any publication status.
Qualitative or quantitative studies.
Theoretical papers, opinion pieces or letters to the editor
Books, book chapters

Note. EBS = empathy-based stress; MHWs = mental health workers; STS = secondary traumatic stress; CF = compassion fatigue; VT = vicarious trauma.

Charting the data

Information from included studies was charted by reviewers HM and MK, using the following headings:

Characteristics of included studies

Study characteristics. Authors, year of publication, study location, methodology, study design, study aims, EBS construct targeted, type of intervention/training, method of evaluating EBS.

Sample characteristics. Sample size, age, gender, setting, % of MHWs in sample, specific profession/role of MHWs.

Characteristics of intervention/training

This included: intervention/training type; the aims and rationales for the interventions/training programs administered; duration of intervention; and method of delivery. Information about the theoretical underpinnings of the intervention/training provided were recorded.

Outcomes

Measures used to assess EBS and, where possible, outcomes on these measures were recorded. Any recommendations for practice or further research on training/interventions of this nature were documented.

Results

A total of 51 studies were included in the scoping review. See Fig 2 for full details of the search outcomes. The results section initially reports on the characteristics of the included studies. Thereafter, for all included interventions the nature; length; theoretical underpinnings/ assumptions and means of measurement are synthesized narratively.

Fig 2. PRISMA flow chart of the screening process.

Fig 2

Finally, the relevant occupational health research and context is considering by the mapping of included interventions on to the three types of organizational intervention (i.e., primary, secondary and tertiary) for improving staff wellbeing and mental health described by Tetrick and Quick [43].

Characteristics of included studies

Table 4 provides an overview of the key features of the 51 included studies. The year of publication ranged from 1981 to 2021. The majority of studies (n = 28) were conducted in the United States of America (USA). Most studies (n = 43) used a quantitative methodology. Study designs varied, ranging from case studies (n = 1) to randomised controlled trials (RCTs) (n = 5) with repeated measures designs (n = 25) being the most common. Samples varied in size from N = 2 to N = 296 and consisted of a diverse range of MHWs, most commonly nurses who comprised 100% of the sample in nine studies, and part of the sample in eight. Of the 40 studies that provided gender breakdowns: 27 comprised over 50% women; and seven were 100% women. Only 19 studies provided information on participant ethnicity (see S1 File), most of which had majority (n = 14) or entirely (n = 1) White samples. Other ethnicities represented included Black, Hispanic, Latino/Latina, Asian, Indian, Chinese, Malay, Mauritian, multi-racial, American Indian and Pacific Islander. Eight of the 20 studies reporting ethnicity described a proportion of participants as having ‘other’ or ‘non-White’ ethnicity, with no further information provided. A further four studies reported a percentage of White participants but provided no indication of the ethnic backgrounds of the rest of the sample. Settings included: community mental health (n = 14); inpatient (n = 7); outpatient/clinic (n = 4); multiple settings (n = 3); forensic (n = 3); mental health centres (n = 2); substance use services (n = 2); veteran’s services (n = 1); primary school (n = 1); domestic abuse shelter (n = 1); child advocacy centre (n = 1). Most studies targeted a single aspect of EBS (n = 47), whilst some targeted multiple (n = 4). Burnout was by far the most common outcome targeted (n = 41) although STS (n = 7) and CF (n = 8) were also addressed. According to the EBS model [11] this means that over 80% of identified studies were targeting one of the adverse outcomes of empathy-based strain, rather than addressing empathy-based strain itself. Most studies (n = 46) were classified as treatment studies, in that, as far as could be determined, they aimed to examine the ability of an intervention to treat/impact upon EBS, with the assumption apparently being that EBS was already present. Five studies aimed to both treat and prevent EBS. No studies targeted prevention alone.

Table 4. Characteristics of included studies.

ID Study Country Publication Status Study Design EBS Construct Targeted Setting N % of MHWs (specific role) Gender Intervention
01 Haynos et al [44] USA PRJ Quantitative
Repeated measures
Burnout CYP inpatient 22 100% (MH nurses) Not Given DBT skills coaching training
02 Roberts [UP] UK UT/D Quantitative
Repeated measures
Burnout Not given 141
(39 at FU)
Not given 79.4% women DBT skills training
03 Clarke et al [45] UK PRJ Quantitative
RCT
Burnout Inpatient, outpatient 140 (57 at FU 1; 36 FU 2). 100%
(Staff working with clients with BPD)
Not given ACT Training vs psycho-ed. BPD training1
04 Doyle et al [46] UK PRJ Quantitative
Experimental design
Burnout Forensic 26 61.50%
(Forensic nurses)
73.1% women Psychosocial intervention training
05 Hallberg [47] Sweden PRJ Mixed methods
Repeated measures
Burnout CYP inpatient 11 100%
(Child MH nurses)
63.3% women Systematic clinical supervision
06 Hunnicutt & MacMillan [48] USA PRJ Quantitative
Experimental design (2 intervention groups; 1 control)
Burnout Community 251 Not given Not given Burnout workshop standalone vs with staff consultation.
07 Landis, [UP] USA UT/D Mixed methods
Repeated measures
ST Community 5 100%
(SWs)
80% women CF/ST workshop; ‘Sharevision’ meetings
08 Perseius et al [49] Sweden PRJ Mixed methods
Repeated measures
Burnout Adult & CYP psychiatry clinics 22 100%
(Drs; psychol; MH nurses/care assistants; therapist, OT)
86.4% women DBT training
09 Raab et al [50] Canada PRJ Quantitative
Repeated measures
Burnout Community 22 100%
(MH care workers)
100% women MBSR
10 Razzaque et al [51] UK PRJ Mixed methods
Repeated measures
Burnout Community 26 100%
(Psychr)
65.4% women Mindfulness Retreat
11 Rollins et al [52] USA PRJ Quantitative
Experimental design
Burnout Inpatient & outpatient, (mostly veterans services) 145 100%
(Behavioural health providers)
71% women ‘BREATHE’ burnout reduction workshop
12 Melchior et al [53] The Netherlands PRJ Quantitative
Experimental design
Burnout Inpatient 161 100%
(MH nurses)
72% women Primary nursing
13 Duckworth [54] USA UT/D Quantitative
Repeated measures
STS CYP community 16 100%
(psychol; nurses; SWs, therapists; admin)
93.8% women STS education program and prevention plan
14 Boone [UP] USA UT/D Quantitative
Experimental design
STS Not given 97 (53 at FU) 100%
(Domestic violence counsellors)
88.7% women Poetry writing therapy
15 Flarity et al [55] USA PRJ Quantitative
Repeated measures
CF Inpatient (emergency department) 7 100%
(Forensic nurses)
100% women CF prevention and resilience training
16 Suyi et al [56] Singapore PRJ Quantitative
Repeated measures
Burnout Not given 37 100%
(Psychol; Psychr; SWs)
81.1% women MBSR
17 Kovač et al [57] Slovenia PRJ Quantitative
Experimental design
Burnout School 30 100%
(School counsellors)
100% women Supervision (relational family model)
18 Van Kirk [58] USA PRJ Quantitative
Repeated measures
Burnout, STS & CS Veteran MH services 57 100%
(nurses, SWs, psychol, psychr, counsellors, SA therapists; OTs; assistants)
64% women Employee wellness program
19 Alenezi et al [59] Saudi Arabia PRJ Quantitative
Experimental design
Burnout Inpatient 296 100%
(MH nurses)
49.3% women Burnout prevention programme
20 Eriksson et al [60] Sweden PRJ Quantitative
RCT
Burnout Not given 101 (81 at FU) 100%
(Psychol)
96% women (plus one NB person) Web-based compassion program
21 Wymer [UP] USA UT/D Quantitative
Single case research design
STS Child advocacy centres 3 100%
(CSA counsellors)
100% women Affective check-in supervision
22 Chilton et al [61] USA PRJ Qualitative
Case study
CF & STS Addiction treatment centre. 2 100%
(art/expressive arts therapists)
100% women El Duende ‘Process Painting’
23 Askey-Jones [62] UK PRJ Quantitative
Repeated measures
Burnout Primary & secondary 69 (43 at FU) 52%
(MH Nurses)
76% women MBCT group therapy
24 Ewers et al [63] UK PRJ Quantitative
Experimental design
Burnout secure forensic settings 33 (20 at FU) 100%
(MH nurses)
51.5% women Psychosocial Intervention Training
25 Finamore et al [64] UK PRJ Quantitative
Repeated measures
Burnout Not given 253 (201 at FU) 100%
Mixed
Not given Knowledge & Understanding Framework PD Training
26 Reyes Ortega et al [65] Mexico PRJ Quantitative
Experimental design
Burnout BPD Clinic 6 100%
(Psychol; psychr)
50% women ‘Helping the Helper’ social connectedness intervention
27 Brady et al [66] USA PRJ Quantitative
Repeated measures
Burnout Inpatient 16 100% (Psychr; Psychol; MH technicians Activity Therapists) Not given MBSR
28 Walker, [UP] USA UT/D Quantitative
Repeated measures
Burnout Can’t access- preview 34 100%
(Can’t access- preview)
Can’t access- preview MBSR
29 Kiley et al [67] USA PRJ Quantitative
RCT
CF Community 69 (56 at FU) 100
(SWs; counsellors; psychr; CMs, support staff and management)
Not given Guided Imagery
30 Riley et al [68] USA PRJ Quantitative
2 experimental conditions, no control
STS, CF & Burnout Multisite MH centre 38 (28 at FU 1; 25 at FU 2; 19 at 6 month FU) 100%
(Not given)
84.2% women Yoga-based stress management vs cognitive-behavioural stress management
31 Rosada et al [69] USA PRJ Quantitative
Repeated measures cross-over design
Burnout Community 45 100%
(MH clinicians)
73.3% women Reiki (reiki vs ‘sham’)
32 Ifrach & Miller [70] USA PRJ Quantitative
Repeated measures
CF Domestic abuse shelters 30 100%
(DV counsellors)
100% women Social action art therapy
33 Carmel et al [71] USA PRJ Quantitative
Repeated measures
Burnout Community 9 100% (MH
practitioners; SA counsellors)
88% women DBT training
34 Newman et al [8] South Africa PRJ Qualitative
Retrospective
Burnout CYP Community 30 100% (Child Psychr, psychr, Drs, nurses, clinical psychol, OTS, admins, interpreter) 70.6% women Drumming
35 Paulson et al [72] USA PRJ Mixed methods
Repeated measures
Burnout Community (rural) 6 100%
(psychol; counsellors)
Not given Online peer consultation network (support group)
36 Luoma & Vilardaga [73] USA PRJ Quantitative
Experimental design
Burnout Community 20 80
(Psychol; Counsellors)
40% women ACT Training
37 Little [74] USA UT/D Quantitative
Repeated measures
Burnout Not given 37 100%
(Therapists; CMs; admins)
75.7% women DBT training
38 Scarnera et al [75] Italy PRJ Quantitative
Repeated measures pilot study
Burnout Not given 25 100%
(Nurses, educators; psychol; psychr; managers)
44% women Interpersonal relationship management training
39 Ray [UP] USA UT/D Quantitative
Experimental design
Burnout Community 36 100%
(SWs; psychol; therapists; attendant; nurses; admin)
75% women Stress management training program
40 Jones [76] UK PRJ Quantitative
Repeated measures
Burnout Inpatient 72 (62 at 3rd FU, 49 at 4th FU) 100%
(MH nurses; HCAs; OTs ward managers; CNSs)
57% women Interventions for psychosis training + clinical practice development
41 Redhead et al [77] UK PRJ Quantitative
RCT
Burnout Forensic inpatient 42 100
(Forensic nurses)
Not specified Psychosocial intervention training
42 Salyers et al [78] USA PRJ Quantitative
Experimental design
Burnout Substance abuse 84 (74 at FU) Not given 87% women BREATHE Burnout reduction retreat
43 Weingardt et al [79] USA PRJ Quantitative
RCT (2 experimental conditions, no control)
Burnout Outpatient & controlled settings 147 100%
(SA counsellors)
62.1% women Online CBT training + supervision meetings (high vs low fidelity)
44 Leykin et al [80] USA PRJ Quantitative
2 experimental conditions, no control
Burnout Community 149 (112 at 1st FU 81 at 2nd FU) 100%
(SA counsellors)
62.6% women Online training in CBT for substance abuse + supervision meetings (high vs low fidelity)
45 Gentry et al [81] USA PRJ Quantitative
Repeated measures
Burnout & CF Not given 83 100%
(SWs; counsellors; psychols)
Not given Certified CF Specialist Training
46 Hayes et al [82] USA PRJ Quantitative
Experimental design (2 experimental conditions; 1 control)
Burnout Not given 93 100
(SA counsellors)
63% women ACT training vs Multicultural training
47 Anderson [83] USA UT/D Quantitative
Experimental design
Burnout MH centre 40 100%
(counsellor-therapists)
60% women Facilitator-led peer groups
48 Mehr et al [84] USA PRJ Quantitative
Repeated measures
Burnout Community 27 100%
(’MH workers’)
100% women Stress-reduction/positive imagery conference + follow up meetings
49 Ballew, [UP] USA UT/D Quantitative
Quasi-experimental control time series design
CF Not specified 43 (19 at FU) 68% (‘MH professionals’) 76.9% women (2 people identified with multiple genders) Professional Resilience and Optimization workshop
50 Chochol et al [85] USA PRJ Mixed methods
Repeated measures
Burnout Child and adolescent psychiatry 6 (pilot study) 100% (Child and adolescent psychiatry fellows) Not specified Balint-like group incorporating brief emotional awareness modules
51 Bartels-Velthuis et al [86] Netherlands PRJ Quantitative Experimental design CF Outpatient MH clinic 47 100% (doctors; psychols; nurses; mindfulness teacher; SW; MH counsellor; physiotherapist; drama therapist) 91.5% women Interpersonal Mindfulness Program + 45–60 min daily home practice

Note: ACT = acceptance and commitment therapy; BPD = borderline personality disorder; CF = compassion fatigue; CM = case managers; CNS = clinical nurse specialist; CS = compassion satisfaction; CSA = child sexual abuse; CYP = children and young people; DBT = dialectical behaviour therapy; FU = follow up; HCA = health care assistants; PD = personality disorder; PRJ = peer reviewed journal; MBCT = mindfulness-based cognitive therapy; MBSR = mindfulness-based stress reduction; MH = mental health; MSc = masters NB = non-binary; OT = occupational therapist; PD = personality disorder; psychr = psychiatrist; psychol = psychologist; RCT = randomised controlled trial; SA = substance abuse; ST = secondary trauma; STS = secondary traumatic stress; SW = social worker; UM/T = unpublished masters/thesis; UP = unpublished

1 The primary aim of this RCT was to compare the effects of these two interventions on stigma towards clients with BPD; however clinician burnout was also measured

Summary of available interventions for preventing or treating EBS in MHWs

Studies were included if they evaluated an intervention for reducing/preventing EBS that was externally facilitated (i.e., the organisation/researchers provided and arranged it). Studies measuring internally facilitated or ‘self-care’ behaviours (or other individual attributes) were excluded on the basis that it is primarily an organisational responsibility, not an individual one, to tackle EBS. Two included studies challenged these criteria. The employee wellness program [58] was organised and coordinated by the researchers, however relied on employees to deliver the wellness interventions and took place during employee’s lunch hour. The guided imagery study [67] provided participants with guided imagery tracks on MP3 players and instructed them to listen to them three times a week over the intervention period, during work breaks. These studies were included because of the external facilitation by researchers in guiding participants on when and how to perform the interventions. Similar studies that provided a potential moderator of EBS without this structure were excluded, e.g., a case study (N = 1) gave the participant a mindfulness app but no guidance on when and how to use this [87].

Given the diverse range of interventions described, for clarity, they have been grouped according to the main intervention components as described in the studies themselves (Table 5). It is acknowledged that some of the more integrative interventions contained various elements and could potentially be categorised multiple ways.

Table 5. Descriptions of the broad categories of interventions used in identified studies.

Intervention Description
Training in a therapeutic modality (N = 11) • Dialectical Behaviour Therapy (DBT; n = 5)
• Psychosocial Intervention Training (PIT; n = 3)
• Cognitive Behavioural Therapy (CBT; n = 2)
• Specific training on understanding/ working with psychosis (n = 1)
• Knowledge & understanding framework (KUF) for working with borderline personality disorder (BPD; n = 1; compared with ACT—see below).
EBS training and prevention/ Resiliency training (N = 7) • Education on causes, signs and impacts of EBS & encouragement to develop coping/prevention strategies.
• Opportunities for participants to practice some of these strategies e.g. breathing exercises; progressive muscle relaxation; developing secondary trauma narratives (n = 3)
• Resiliency training, incorporating EBS education and development of coping strategies, as well as teaching resiliency skills (e.g. self-regulation, self-care) to fight off compassion fatigue (n = 1)
• Training MHWs to deliver the certified compassion fatigue specialist training (CCFST [81]) to other MHWs experiencing CF hypothesizing there would be a ‘training-as-treatment’ impact on participants’ own CF (n = 1)
Mindfulness (N = 7) • Mindfulness-based stress reduction (MBSR; n = 4)
• Mindfulness-based cognitive therapy (MBCT; n = 1)
• Mindfulness-based professional development (MBPD; n = 1)
• Retreat taught participants mindfulness theory and practice and encouraged workers to develop their own practices (n = 1)
Wellness/stress reduction (N = 6) • Training in stress management techniques (i.e., identifying stressors & practicing stress-reduction skills, including guided imagery and progressive muscle relaxation (n = 2)
• Guided imagery (n = 1)
• Reiki (n = 1)
• wellness program(including mindfulness, nutrition and movement) (n = 1)
• yoga-based stress management (YBSM; combining yoga and aspects of cognitive stress management) Vs cognitive-behavioural stress management (n = 1)
Peer support/ relationships (N = 4) • Facilitation of regular peer groups (n = 2; one focused on sharing thoughts and emotions regarding burnout issues, the other on case consultation)
• Fostering emotional closeness between MHWs using a functional psychotherapeutic approach (n = 1)
• Teaching participants techniques for handling professional interpersonal relationships (n = 1)
Expressive arts (N = 4) • Art therapy (n = 1)
• Art therapy supervision (n = 1; included here, rather than in supervision, below, because creating art was the central component of the intervention)
• Poetry therapy (n = 1)
• Drumming (n = 1)
Supervision (N = 3) • Psychodynamic group supervision (n = 1)
• relational family supervision (n = 1)
• affective check in supervision (n = 1)
It should be noted that whilst two studies introduced supervision to MHWs who had not previously been receiving it, the affective check in study recruited participants already receiving regular supervision and trained their supervisors to use the affective check in technique.
Acceptance and Commitment Therapy (ACT; N = 3) • Teaching MHWs ACT skills for personal use (n = 3; two studies comparing ACT with other interventions including BPD training (see above) and multicultural training)
BREATHE (N = 2) • Delivery of The BREATHE (Burnout Reduction: Enhanced Awareness, Tools, Hand-outs, and Education) program [78], incorporating burnout prevention information with practices including mindfulness, social (e.g. support structures and boundaries), physical (e.g. body scan), cognitive (e.g. thought challenging; identifying values), imagery, and other self-care activities.
Primary nursing (N = 1) • Nursing intervention whereby both psychiatric and practical nurses were assigned to patients as primary nurse caregivers.
Balint-like group (N = 1) • Sharing of a challenging case by one group member, after which group attendees asked clarifying questions. For approximately 10 min, the other group members and the group facilitators process the case and their emotional responses. Afterwards, the presenter returns to the group and has the opportunity to respond to the group’s commentary, stimulating further discussion until the end of the hour.
Compassion enhancement program (N = 1) • Standard mindfulness exercises such as breathing anchor and body scans, and compassion-focused exercises such as loving-kindness, and exercises of compassion with self and others.

Note: ACT = acceptance and commitment therapy; BPD = borderline personality disorder; MHWs = mental health workers.

The length of the interventions varied considerably. The majority (n = 36) were delivered over weeks/months, with timeframes ranging from two weeks to 12 months. Some studies were delivered in workshops/retreats of less than one day (n = 3), one (n = 3), two (n = 6) and three (n = 1) days in duration, with one intervention described as two to three days long. For studies where the total hours of intervention received could be calculated, this ranged from two to 104 hours. Six studies required ‘homework’ activities in-between or in addition to attending the interventions, including meditation practice and unfacilitated peer groups.

Theoretical underpinnings and assumptions

The theoretical rationale for the interventions used to address EBS in MHWs, can be considered in two ways. Firstly, the route via which studies attempted to intervene and what this reveals about their underlying assumptions regarding the cause and nature of EBS. Secondly, there are the theoretical frameworks/rationales underpinning some of the specific interventions used.

Route of intervention

We have described the routes of intervention taken by the included studies as: 1. individual (personal practices; awareness-raising and role training); 2. team and 3. organisational.

Individual. Individual interventions intervened at the level of the individual to help them manage the impact of EBS and/or other demands associated with work. There were three subtypes of individual intervention: personal resilience; awareness-raising and role-training. Subsections of the individual route included:

  • Personal resilienceinterventions: whichsought to provide MHWs with treatment and/or train them in using personal practices to manage their own negative experiences. These included: wellness/stress reduction; mindfulness; ACT; compassion enhancement; expressive arts and aspects of the BREATHE intervention and resiliency workshops. Awareness-raising interventions: which attempted to alleviate EBS by making MHWs aware of and prepared to tackle the negative effects of EBS. These included: EBS prevention and aspects of the BREATHE intervention and resiliency workshops. Role-training interventions: which provided MHWs with training in therapeutic modalities or approaches to use with their clients. These included: training in a therapeutic modality.

Team. Team interventions were those focused on team relationships and supportiveness. These included: supervision; peer groups/relationships and Balint-like groups.

Organisational. Organisational interventions are those in which changes to the structure/running of the organisations employing MHWs were made. These included: primary nursing.

Fig 3 displays how these levels of intervention intersect with the three types of organisational intervention for improving staff wellbeing and mental health [43]: i) primary interventions aim to decrease or remove stressors at the organisational level i.e., at the source. They require changes to workplace practice and usually involve employees in the processing of developing interventions; ii) secondary interventions attempt to alter the individual’s perception of, or responses to a stressor. They enable work-related stressors to be swiftly identified and attempt to mitigate these by increasing employees’ coping skills, awareness and knowledge e.g., through additional training; iii) tertiary interventions are reactive and focus on rehabilitation of those already experiencing significant strain resulting from stressors e.g., psychological therapy or occupational health services [43]. This demonstrates that all but one of the interventions were of the secondary type although they were operating at various levels of individual and team intervention.

Fig 3. Intersection of level of intervention with type of organisational intervention.

Fig 3

Specific theories and rationale

Reference to theory was inconsistent, with some studies referring to an evidence base rather than theoretical concepts. Where theoretical underpinnings for interventions were made explicit, these are highlighted below (grouped by type of intervention). Evidence base/rational given for interventions not explicitly linked to theory are summarised in Table 6.

Table 6. Evidence base provided by studies without an explicit theoretical basis for intervention.
Intervention Type Evidence Base
CBT (plus supervision) The two studies training MHWs in CBT skills emphasised the format of training delivery and supervision above the content, i.e. highly structured, inflexible methods vs flexible and responsive training and supervision. They drew on research findings that indicate that supportive organizations that promote flexibility and autonomy may reduce job burnout [104, 105]; whereas highly centralised management practices are associated with higher levels of emotional exhaustion among counselling staff [106].
Primary nursing No research explicitly investigated the impact of primary nursing (PN) on burnout. However, it was hypothesised that it might alleviate it given that low autonomy is associated with higher burnout in nurses [107], and PN increases autonomy [108]
Peer/relationships Studies noted that social support is negatively correlated with burnout [109] and that sharing one’s emotions with others who are also experiencing difficulties can be therapeutic [110112]. In addition, lack of reciprocity amongst colleagues and unhelpful comparisons with peers seem to have a part in the development of burnout [30]The study utilising a social connectedness intervention based this on the Interpersonal Process Model (IPM; [113], wherein a turn-by-turn relational process is thought to establish psychological intimacy. They highlight evidence suggesting that when members of a dyad engage in reciprocal self-disclosure and respond to one another with care and validation, this creates feelings of closeness and intimacy between them [114, 115].
DBT Within the DBT model, the behaviours of clients with BPD that increase risk of burnout in MHWs (e.g. excessive contact with MHWs, demands for more regular therapy or threats towards MHWs) are considered therapy-interfering behaviours [116]. The model therefore incorporates a consultation group which aims to support and encourage MHWs, whilst maintaining their adherence to the model and identifying when clients are pushing boundaries so that this can be swiftly addressed. This is thought to reduce risk of burnout. In addition, emphasis on DBT clinicians practicing the core DBT skills of distress tolerance, mindfulness, emotion regulation, and interpersonal effectiveness is thought to be protective against burnout [116, 117].
Balint-like groups The study utilising Balint-like groups cited research demonstrating that these groups target various outcomes including burnout and wellbeing [118]. In addition, it was noted that physicians have reported the groups decrease feelings of isolation and support their processing of emotional interactions [119] as well as increasing perceptions of social support for physicians working in palliative care [120].
Wellness/stress reduction Stress Reduction workshop + follow up meetings The study employing stress-reduction/positive imagery workshops highlighted that stress-reduction workshops can alter the course of occupational burnout via integrative methods including practical guidance and emotional support [95]. However, they point out that workshops alone are insufficient and frequent follow up is needed to maintain the changes in coping styles that can be introduced [121]
Wellness programme This study suggested that the energy resulting from compassion fatigue can positively impact compassion satisfaction if handled differently [122]. They cite findings that reduction in CF and gains in compassion satisfaction have been demonstrated for: Expressive writing [123], guided imagery [67], yoga and mindfulness [124], and music therapy [125].
Yoga-Based Stress Management The study authors had devised this novel method through combining yoga with aspects of cognitive stress management. They cite research that yoga and cognitive stress management programs are associated with improved in wellbeing and stress reduction [126]. The authors also suggested the intervention was similar to MBSR and created opportunities to practice mindfulness (unreferenced in paper).
Guided Imagery The study using guided imagery cited findings that imagining an activity produces similar physiological reactions to actually carrying it out [127], and therefore suggested that calming and peaceful imagery may produce similar responses to real situations of tranquility.
Reiki The study using Reiki described how this energy-based treatment promotes energetic balance in recipients that holistically addresses emotional, physical and spiritual aspects of their self to balance and heal their energy [128]

Note. CBT = cognitive behavioural therapy; CF = compassion fatigue BPD = borderline personality disorder; DBT = dialectical behaviour therapy; MBSR = mindfulness based stress reduction; MHWs = mental health workers; PN = primary nursing

Psychosocial Intervention Training (PIT). Clients with serious mental health difficulties may be perceived as troublesome, hard to understand and difficult to help and these perceptions may make MHWs feel demotivated [88] and burnt out [89]. PIT gives MHWs skills to empathically understand and intervene more effectively with these clients, which may increase their sense of reward and efficacy in their role and decrease burnout.

EBS education & prevention/resiliency training. One study [54] highlighted that secondary traumatic stress disorder is thought to occur when second-hand trauma is not integrated. Thus, teaching MHWs about this may enable them to better respond to their experiences. Salyer et al [78] combined burnout-reduction principles such as boundary setting with mindfulness techniques. For the study teaching MHWs to deliver Certified Compassion Fatigue Specialist Training (CCFST); it was hypothesised that this may reduce their own CF due to exposure to theories of EBS they learnt in the process [81].The study utilising resiliency training delivered a workshop titledthe Professional Resilience and Optimization workshop [90]—which is based in the same recovery program as the CCFST, the Accelerated Recovery Program [91]. The Accelerated Recovery Program is a manualised treatment for people experiencing compassion fatigue. The proposed effectiveness of the Professional Resilience and Optimization workshop was linked to various separate mechanisms that did not constitute a unified theory and are summarised in Table 6. However, the study utilising this program made reference to emotional contagion theory [7, 21] and proposed that the resiliency skills being taught would act as ‘antibodies’ of CF that would allow participants to resist its effects Ballew [Unpublished].

Mindfulness/compassion. Mindfulness and self-compassion encourage non-judgmental attitudes towards experiences and may therefore decrease unhelpful coping strategies and increase willingness to accept and experience negative emotions that might arise [92].

ACT. Key components of ACT (e.g., psychological flexibility, cognitive de-fusion and acceptance) may reduce impact and believability of negative thoughts/ feelings arising from difficulties/stress in working with clients [93, 94].

Supervision. Supervision is theorized to decrease, manage or prevent burnout as support systems increase MHWs ability to cope with work stress [95, 96]. Secondary trauma responses in trauma counsellors could be mitigated by supervision practices that validate their experiences of being personally impacted by their work as well as giving them skills to manage this [19, 97, 98].

Arts therapy. Expressive arts therapies can alleviate compassion fatigue [9] and their inclusion in MHWs’ supervision can increase self-awareness and reduce stress e.g. [99, 100]. The study using drumming highlighted that this has been used in cultural healing practices since the beginning of ancient history with positive physiological and psychological effects [101]. The study using poetry referenced how writing may help in the integration of traumatic memories [102].

Wellness/stress reduction. This group of studies provided a diverse range of rationales for their interventions, which largely were not linked to explicit theories and are captured in Table 6. However, one stress management study highlighted work by [103] suggesting that people can be trained to observe how environmental stressors impact their behaviour and cognitions and thus choose more adaptive responses to stress.

Measures

An overview of the quantitative measures of EBS used in included studies is provided in S1 File. Variations of the Maslach Burnout Inventory were most commonly used (n = 28] consistent with the fact that burnout was the most common outcome targeted. Of the studies utilising qualitative/ mixed methods (n = 8), qualitative data collection was done via interviews (n = 4); free text/semi-structured questionnaires (n = 3); art created by participants (n = 1); focus group (n = 1) and narrative feedback (n = 1).

The majority of studies (n = 49) collected EBS measures both pre and post intervention. Most of these (n = 30) only collected follow up data at one time point. Of these 30 studies, 25 collected post measures within two weeks of the intervention end. However, some (n = 6) collected post measures between five weeks and 12 months post intervention. Four studies comprising long-term interventions (supervision; DBT training) took multiple measures throughout intervention phases. Twelve studies collected additional follow up data after the initial post data, either once (n = 11) twice (n = 2) or three times (n = 1). Timeframes for additional post-intervention data ranged from two to 18 months. Finally, one study [52] collected their first post-intervention data at six weeks following intervention, and then a further follow up at six months.

Discussion

This scoping review is, to our knowledge, the first to describe the available evidence on interventions for EBS in MHWs as a distinct professional group. In addition, it considered the theoretical underpinnings for available interventions; determined how EBS has been measured; and developed a research agenda for future research. The findings relating to each of these aims are discussed below, with reference to the wider literature. Overall, the group of studies included in this review were heterogeneous and differed substantially with regards to: the interventions used; the length and delivery of interventions and the rationale for applying them. We discuss how the lack of consistency across these areas, coupled with the conceptual difficulties in the field, create issues for EBS intervention literature. In response, we put forth a research agenda with recommendations for how future researchers might navigate and address these difficulties.

Available interventions for EBS

The overwhelming focus on burnout (n = 41) in included studies is notable. According to the EBS model proposed by Rauvola et al [11] STS, CF and VT are all forms of empathy-based strain that drive the process of EBS, while burnout is one of the resulting adverse outcomes. The majority of interventions described in this review are therefore targeting an end result of EBS, rather than addressing the active constructs. Similarly, all studies aimed to address EBS already present in MHWs (rather than aiming to prevent it). This suggests a recognition of the scale of the problem in the mental health work force [29, 31], and suggests an emphasis on treatment over prevention.

Participants

There was considerable variation in the specific roles/professions of MHWs, with nurses being the profession most represented. Other professions included psychiatrists, psychologists, social workers, expressive arts therapists, occupational therapists and health care assistants. Thus, the collective sample of participants differed considerably with regards to the nature and amount of training MHWs would have received to undertake their role.

Of further importance was participant ethnicity, which was reported by only 39.2% of included studies. Of these, eight did not provide any information on participants who were not White or referred to them as ‘other’/ ‘non-white’. The omission and/or inadequate description of participant ethnicity is significant in light of research demonstrating that NHS staff belonging to ethnic minorities (in the UK) may face additional stress in the workplace. The NHS staff survey [31] showed that one in five staff from minority ethnic groups (other than White minority groups) experienced discrimination. The Workforce Race Equality Standard (WRES) report showed that only 44.4% of Black and minority ethnic (BME) NHS staff felt their organisation offered equal opportunities for career progression; compared with 58.7% of White staff [129]. It is acknowledged that there is a helpful ongoing debate regarding the use of the term BME, which is not widely accepted by the groups it represents yet continues to be used. This review uses the above term only in order to refer to data from existing reports which have used it. Ethnic minority NHS staff have reported experiencing racism and racial microaggressions at work and a lack of equal opportunities in their professional roles [130]. Thus, there is substantial evidence that MHWs, along with other NHS staff, may face additional workplace stress and potentially racial trauma as a result of belonging to an ethnic minority. If organisations and researchers are not monitoring ethnic diversity when designing and implementing EBS interventions, then these are unlikely to be sufficiently inclusive or sensitive to the additional stressors faced by MHWs in minority ethnic groups.

Theoretical underpinnings and assumptions

There was significant variation in methodology, suggesting little consensus about how research exploring EBS should be approached. Studies were grouped into three categories based on the level at which they sought to intervene, namely individual (including personal resilience; awareness-raising and role training); team and organisational approaches to addressing EBS. To contextualise these findings, these categories were considered alongside the three types of organisational interventions identified by Tetrick and Quick [43].

This comparison demonstrates all but one of the interventions were of the secondary type [43] although they were operating at various levels of individual and team intervention. The only intervention possibly acting at the organisational level and of primary type [43] was the primary nursing study by [53]. Primary nursing is a model of nursing care delivery where each patient’s care is the responsibility of one nurse, with care focusing on the needs of the patient rather than the ward [131]. Therefore, this is applicable only to inpatient psychiatric settings.

Several studies provided an evidence base for the intervention rather than an explicit theoretical rationale. These studies generally noted EBS is negatively correlated with: flexibility and autonomy (flexible CBT format; primary nursing); social support and emotional reciprocity with colleagues (peer support/relationships) and therapeutic boundaries (DBT training). Aside from Alenezi et al [59], studies utilising wellness/stress reduction interventions did not cite research specifically on EBS, instead highlighting evidence of the positive effects of these interventions on general wellbeing.

Where theoretical rationales were provided, a common thread appeared to be teaching MHWs to respond differently to the EBS inducing aspects of their jobs. For ACT, mindfulness and compassion-based interventions, this took the form of encouraging non-judgemental attitudes towards negative thoughts and feelings that might arise from work. For EBS prevention and education, the emphasis was on teaching MHWs the causes and signs of EBS so they could better respond to negative experiences. For art therapy, the emphasis was on resolving mental health issues and integrating traumatic experiences through various therapeutic art forms. PIT, supervision and some aspects of EBS-awareness (e.g. boundary setting) were the only interventions that suggest a preventative element. However, the onus was still on the MHW to change an aspect of their practice or complete an additional task. As observed by Montgomery [132], healthcare systems still dominated by the medical model take a pathogenic perspective on burnout as a problem to be ‘treated’ at the individual level, rather than questioning why their systems consistently produce this issue.

This individual focus aligns with a review of interventions to reduce CF in healthcare, emergency and community workers. Cocker et al [32] found all 13 included studies had an individual focus, and the majority employed stress reduction and/or holistic interventions (e.g., yoga, meditation). Several reviews of EBS interventions for healthcare staff have focused only on mindfulness-based interventions [33, 133135]. Thus, the wider literature reflects the emphasis on individual EBS interventions as identified in this review.

However, research into factors influencing EBS suggests organisational elements are key. For example [136], demonstrated job-related factors including work environment, workload and workplace trauma were associated with CF in MHWs. One of the most consistent predictors of EBS across healthcare providers is high caseload/client contact [10, 136138]. In a systematic review of burnout determinants [139], concluded that reasonable caseloads, clinician autonomy, good team functioning, and proper supervision should be the focus of organisational attempts to prevent and reduce burnout in MHWs. Sutton et al [35] meanwhile, found that regular supervision, balanced and diverse caseloads, strong peer support networks and an organisational culture that acknowledges secondary trauma were key to ameliorating EBS in MHWs.

Furthermore, authors have emphasised that organisations employing MHWs have a responsibility to prevent and reduce EBS [140] and warn that failure to address the systemic nature of this problem is resulting in significant clinician distress [141]. As Killian [142] noted upon finding no significant relationship between individual self-care strategies and reported levels of EBS, perhaps we should “stop expecting helping professionals to ‘pull themselves up by their bootstraps’ by reducing their stress with standard individual coping strategies” (pp. 42). They instead called on organisations to protect the wellbeing of MHWs by altering their workloads and giving them greater autonomy. It is possible that organisational reluctance to prioritise interventions of this nature is driven at least in part by cost-saving concerns, as meaningfully reducing workloads ultimately means hiring more staff. However, evidence suggests that improving staff engagement and satisfaction leads to better care quality, patient satisfaction, financial performance and staff retention [143, 144].

Also of note is the theory-practice gap between the known causes of EBS and the majority of interventions used to address it. STS and CF are thought to arise through traumatic exposure to the distress of others [7] and burnout via repeated interpersonal stress [6]. However, very few of the studies reviewed here addressed these issues directly. Of the seven studies intending to target STS, only three (Boone, [Unpublished] Landis, [Unpublished]; Wymer [Unpublished]) mentioned working with trauma responses. Despite the interpersonal mechanisms implicated in EBS; most studies utilised individual interventions. The interventions that incorporated relational factors focused on relationships with colleagues and supervisors, not clients. It is therefore unclear how these interventions are proposing to address the root of the problem.

As described above, it is challenging to cohesively summarise the varied interventions outlined in this review. One lens through which to view these is the Job Demands‐Resources (JD‐R) model [17]. The JD-R assumes that all work consists of job demands (JDs) and job resources (JRs). JDs are effortful, psychologically or physically costly aspects of a job that are negatively valued; whilst JRs are rewarding, positively valued aspects of a job that offer personal development or mitigate the impact of JDs [145]. High JDs and insufficient JRs predict burnout. However, JDs may not increase burnout if workers also have access to resources such as autonomy and high‐quality relationships with supervisors [146]. Applying this framework, most of the studies included in this review aim to increase JRs, by increasing EBS-awareness, therapeutic skill or personal resources of individual MHWs, or through team-based efforts i.e., supervision. However, decrease in JDs and increase in JRs are both necessary to enable MHWs to provide high quality, person-centred care [147].

Measurement of EBS

There was notable inconsistency in methodology, duration of interventions and the timing/frequency of follow ups. The Maslach Burnout Inventory was the most common measure used, consistent with the majority of studies targeting burnout. Qualitative/mixed methods were rare. There appears to have been minimal attempts to discover what factors were associated with EBS for the study populations before intervening. This may be significant given the diverse roles of MHWs samples and multiple settings featured in included studies. Bakker et al [17] describe using a two-stage process when researching the unique burnout risks in different jobs/settings. This entails qualitative interviews with workers, exploring the unique demands and resources inherent in their role. Responses are then operationalised into a custom-made questionnaire distributed to all workers. Applying this method to MHWs may be useful, and indeed there are examples to be found in the literature e.g., Wilkie et al [148] report on a two-year process of developing and implementing wellness initiatives in a Canadian hospital based on survey and consultation processes with staff.

It is beyond the remit of a scoping review to assess and compare effectiveness of interventions. However, it is worth noting that even superficial observations about the relative outcomes of different approaches were difficult to make due to: the number of different interventions used; the multi-component nature of many of the interventions, the tendency for studies to report changes across multiple subscales of EBS measures, and large variations in post-intervention follow up.

Limitations

The inconsistent conceptualization of CF, burnout, VT and STS may hamper the usefulness of the findings to some extent. The concept of EBS [11] was applied in an attempt to overcome this challenge. Whilst this enabled an inclusive search strategy; it is possible that amalgamating concepts constituted an over-simplification. Nonetheless, over-specificity may also be unhelpful. In a review that solely targeted CF, Cocker et al [32] found their earliest study published in 2011 and concluded that the evidence base for these interventions is relatively recent. By including all EBS concepts, the current review spans 40 years of research and arguably captures a more representative view of attempts to help MHWs manage the impact of empathically demanding work.

A further limitation was the exclusion of studies not written in English, biasing the review towards evidence produced in Western, English-speaking settings. However, this was somewhat mitigated by the search strategy, which, took a broad approach to publication status, methodology, and type of intervention.

Research agenda

Drawing together the findings of this review with the wider literature, we have produced a research agenda to address the current issues in this field, focusing on the urgent need for effective EBS interventions in mental health services. Following the descriptions of current issues and suggested solutions, a list of summary recommendations will be provided.

Current issues

We highlight several key issues with existing research, including:

  1. Inconsistent terminology/lack of conceptual clarity, creating unhelpful partitions between similar areas of research.

  2. A disconnect between the proposed causal mechanisms of EBS and interventions chosen to address it.

  3. An emphasis on individually focused interventions, which is at odds with literature showing organisational factors are the leading cause of EBS.

  4. An emphasis on treating the outcomes of EBS rather than addressing or preventing the causes.

  5. A failure to ask MHWs themselves what the sources of EBS are in their specific organisations before implementing interventions.

  6. Potentially relevant clinical audits/initiatives not being widely disseminated beyond the organisation, resulting in a disconnect between knowledge held in clinical and academic arenas.

  7. Little regard for diversity factors which may intersect with EBS, resulting in poor reporting on diversity data such as ethnicity.

  8. Methodological issues including inconsistency in study design/rigor, inconsistent measurement of EBS and lack of control for profession type of MHW.

Suggested solutions

1) Inconsistent terminology/ lack of conceptual clarity

Adopting and updating the EBS model. We suggest that adopting the EBS model [11] offers a practical solution to the problem of inconsistent nomenclature in the field by distilling the core elements of the various concepts available in a dynamic process model.

The model was born out of a conceptual review and we hope that by considering it in an applied context we can support its translation into the clinical research environment. We therefore suggest one minor amendment. The current EBS model describes both individual and contextual factors influencing the onset of EBS. Examples of contextual factors are ‘emotional display norms & expectations, form/frequency of trauma exposure, support’ (pp. 298). We suggest it is potentially ambiguous whether this refers to workplace or personal contextual factors. We therefore suggest a clearer distinction between organisational/job role context (e.g., workload, role autonomy, degree of exposure to EBS via work role) and individual factors (e.g., trauma history, coping style, personality, support network outside work).

Testing the EBS model. Empirical testing of this model is warranted e.g., identifying underlying mechanisms, determining what factors may trigger EBS, mapping how it arises over time. Additionally, determining the relative contribution of contextual and individual factors is pertinent given the emphasis on individually-focused interventions identified by this review. For example, how does the use of self-rostering systems (organisational context) to address EBS interact with caring status (individual context)?

Differentiating concepts and updating terminology. Following the testing processes described above, further clarification and differentiation of terms should be considered. It may be helpful to further disentangle the three empathy-based strain constructs (STS, VT, CF) from the construct of burnout (a proposed outcome of empathy-based strain- however acknowledged to share common features- [11]. Other longstanding terminology incorporated in the EBS model would benefit from review considering more recent empirical work. For example, a neuroscientific study has contested the term compassion fatigue after finding that compassion does not cause fatigue [149].

The need for practicality and action. Whilst consistent terminology is undeniably important when designing research and testing hypotheses, we note that the field has been plagued by conceptual disagreements for decades that are unlikely to be solved to the satisfaction of all. We therefore advocate a practical approach. It is evident MHWs can experience negative consequences from repeated empathic engagement with clients’ distress and that this translates into harmful outcomes. We encourage applied, organisational and structured attempts to arrive at solutions to this chronic problem.

2) Disconnect between the causes of EBS and the interventions used to address it

Clearly linking interventions to causes. We call for interventions that are theoretically linked to the proposed mechanisms of EBS. If studies are using individual constructs such as burnout, CF etc. then there should be clear links between the assumed mechanisms of these conditions (see Table 1) and the steps being taken to reduce or prevent them.

3) Organisational causes vs individual solutions

More organisational interventions. Existing literature suggests organisational factors are the key drivers of EBS, therefore there is a need for studies which employ organisational/primary interventions for EBS in MHWs e.g., reduced/altered caseloads, greater autonomy for staff. In their independent review into how to support nurses and midwives in delivering high quality care [150], gave primary interventions the main focus. For example, Langley Green acute mental health hospital (Sussex, UK) implemented a distributed leadership model under which staff could raise issues and implement changes to the service. In addition, supervision commitments were increased to over 90% fulfilment per week and monthly ‘transparency boards’ monitored levels of staff training and supervision. This model led to a decrease in staff sickness over the course of implementation and medication omissions fell from 36% to 0%. East London NHS Foundation Trust (mental health and community services) reviewed their clinical audit processes with the involvement of service users and staff and ultimately ceased 85% of all audit activity. This triggered two broader initiatives to: i) identify any activities that did not add value to services (e.g., duplication of clinical recording) which the trust then acted to address; ii) commence a ‘break the rules’ campaign, encouraging staff to highlight pointless procedural rules that could be eradicated. Whilst these were not research studies, they illustrate that organisational interventions do exist and would benefit from robust evaluation.

A further reason for increasing organisational interventions is suggested by the Job Demands-Resources model [17], which illustrates that job stress and burnout arise out of an imbalance between job demands and job resources. As noted above, the majority of existing studies are addressing EBS by increasing job resources rather than reducing organisational demands.

4) An emphasis on treating the outcomes of EBS rather than addressing or preventing the causes

Focus on prevention. It is easier to prevent EBS than to cure it once it has been established. Organisations employing MHWs should aim to reduce the drivers of EBS and equip themselves to recognise and intervene early when signs of EBS emerge. This focus on prevention should be reflected in the research being carried out in this field. for example, Future studies might focus on evaluating the impact of increasing MHWs autonomy, reducing excessive caseloads, self-rostering and flexi-time, higher quality and more frequent supervision, building effective teamworking and opportunities for learning, growth and development.

5) Failure to ask MHWs about sources of EBS

Ask first, intervene second. Existing research suggests there are key recurring organisational factors that can lead to EBS, with high caseloads being the most consistent, e.g. Singh et al [136]. Whilst this suggests there may be reliable trends across services, EBS-causing factors will likely vary between different organisations which differ in terms of structure, remit and funding. When developing interventions to address EBS in MHWs, a suggested preliminary step is for researchers to consult with MHWs to gain an understanding of the sources/causes of EBS in their particular organisation/setting, and design interventions accordingly. The two-step process described by Bakker et al [17] (see discussion) represents a further example of using specific staff concerns to generate outcome measures for gauging the success of an intervention.

6) Disconnect between clinical and academic domains

Practice-informed research. The in-house clinical initiatives and audits described by West et al [144] demonstrate that organisational and primary interventions are happening. However, such data is not typically accessible to researchers. We therefore recommend greater connection and collaboration between clinical and academic organisations seeking to tackle the issue of EBS. This would benefit both the clinical staff and services participating in studies (e.g., greater chance of having context specific and relevant issues addressed); the research teams themselves (e.g., help to identify meaningful targets for outcome monitoring; ideas for intervention) and the quality and usefulness of the findings (e.g., greater validity and relevance).

7) Insufficient attention given to diversity factors

Record and control for diversity. Researchers must attend to and address the additional stressors that may be faced by MHWs who belong to minority groups when designing interventions for EBS e.g., by using additional measures that capture experiences of discrimination.

8) Methodological issues

Higher quality, consistent methodology. Most of the studies included in this review made recommendations for future research (see S1 File). The most consistent of these was for greater methodological rigor i.e., controlled, experimental designs and larger samples. In order for future reviews to draw conclusions about the relative effectiveness of different EBS interventions, there is a need for greater methodological consistency across studies.

Improving outcome measurement. The second most common recommendation from included papers was for future studies to have a longer duration of intervention and/or follow up prior to measurement. Several studies also recommended measuring whether targeting EBS in MHWs leads to improved outcomes for clients. Greater consistency in measurement tools would also allow direct comparison of studies.

Controlling for specific MHWs role. Several studies in the review acknowledged the diverse professions and settings that MHWs may represent and suggested this be controlled for in future studies.

Summary recommendations

For ease of reference, we have summarised the above into bullet points intended to guide researchers undertaking further studies into interventions for EBS in MHWs. Future studies should:

  • Prioritise applied intervention research over conceptual debate.

  • Consider adopting the EBS model [11] to overcome conceptual discrepancies.

  • Carry out empirical testing of the EBS framework and clarify terminology accordingly.

  • Ensure that interventions are theoretically linked with the proposed causes of EBS.

  • Prioritise organisational or primary interventions (e.g., caseloads, service structure, worker autonomy) over those that target individual MHW qualities or skills.

  • Design studies that reduce job demands rather than solely attempting to provide job resources.

  • Prioritise studies that focus on preventing EBS rather than seeking to cure it once it has been established.

  • Find out from MHWs what the sources of EBS are in their particular setting before intervening.

  • Collaborate with services and organisations employing MHWs to share knowledge and data between the clinical and academic realms.

  • Measure and control for diversity factors in participants, to ensure interventions are applicable to diverse MHWs.

  • Design larger, more methodologically robust experimental studies that control for the setting and specific role of MHWs.

  • Consider longer periods of intervention and follow up prior to/over the course of outcome measurement.

  • Consistency in the EBS measures used to allow better comparison between studies.

  • Consider measuring whether the EBS interventions for MHWs improve outcomes for their clients.

Conclusion

This scoping review outlined the current literature regarding interventions for EBS in MHWs. Overall, the findings revealed little consistency across available interventions; aside from a tendency to intervene at the level of the individual. We have questioned whether this individual focus is helpful or sufficient considering the organisational drivers of EBS. Finally, we have presented a research agenda detailing how these and other issues can be addressed by future research.

Supporting information

S1 File. Supporting information.

(DOCX)

pone.0306757.s001.docx (56.1KB, docx)

Data Availability

The review protocol was registered on OSF and is available at https://osf.io/b7kcr/. The search terms used to conduct the systematic search in each data base are included in supporting information. All papers identified in the systematic search were uploaded to Covidence for screening and extraction, available at https://app.covidence.org/reviews/130454. Characteristics of included studies (Table 4), studies reporting ethnicity data (Table 5) and descriptions of intervention categories from included studies (Table 6) are contained within the manuscript. The quantitative measures used in included studies (S3) and the recommendations for future research made in included studies (S4) are in supporting information. The Preferred Reporting Items for Systematic reviews and Meta-Analyses extension for Scoping Reviews (PRISMA-ScR) Checklist is included in supporting information (S1).

Funding Statement

The author(s) received no specific funding for this work.

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Decision Letter 0

Ebtsam Aly Omer Abou Hashish

18 Dec 2023

PONE-D-23-33814Interventions to address empathy-based stress in mental health workers: A scoping review and research agendaPLOS ONE

Dear Dr. May,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

==============================

ACADEMIC EDITOR FeedbackDear Authors,

We greatly appreciate the efforts put into the paper entitled "Interventions to Address Empathy-Based Stress in Mental Health Workers: A Scoping Review and Research Agenda." Following the comprehensive review by our esteemed peer reviewers, we've collated their feedback and suggestions to enhance the quality and impact of your work: in addition to the deialed reports of the reviewers .consider addressing all of the following:

Overall Paper Structure and Content:

1. Title and Abstract:Clarify that the paper is a scoping review rather than focusing on interventions directly. Ensure the abstract introduces the four main constructs and succinctly highlights the research's unique contributions.

2. Introduction: Condense the introduction, starting from line 54, and emphasize the gap in knowledge the research addresses. Create a clearer link between the conceptual model and mental health workers (MHW).

3. Methods:Enhance clarity on scoping review protocols, from identifying the research question to reporting results. Explicitly state the research question and protocol used.

4.Results:Revise Table 4 to cover all variables of interest. Visualize characteristics of included studies in percentages and incorporate trend analysis over the past 20 years.

5. Intervention: Streamline this section, focusing on the most impactful interventions. Provide clarity on how these interventions align with the research questions and proposed protocol. Balance coverage of different interventions.

6. Discussion: Condense the discussion for conciseness. Also, ensure the paper undergoes thorough English editing.

7. References: Update and expand the reference list to cover a wider time span and ensure conformity to the journal's referencing style.

Addressing Specific Reviewer Comments: in addition to deataled comments of reviewer 1. consider the following

1. Reviewer 2: Clarify the study's unique aspects compared to previous research. Ensure consistency in referencing style.

2. Reviewer 3: Enhance the readability of the research agenda section.

3. Reviewer 4: Address the conflict between healthcare organizations and providers, emphasizing structural interventions. Consider the U.S. healthcare perspective and its impact on the paper's content.

4. Reviewer 5: Organize the content for better flow, specifically around outlining intervention levels early, providing clear linkages between findings and sources, and expanding on prevention-focused research efforts.

General Recommendations:

Clarity and Conciseness: Ensure each section is concise, coherent, and directly addresses the objectives and contributions of the paper.

Consistency and Detail: Maintain consistency in referencing style and detail the unique contributions of the study compared to existing literature.

Addressing Gaps: Highlight the gap in knowledge that the paper addresses and ensure the conceptual model directly relates to mental health workers.

Visual Representation: Use tables and figures effectively to illustrate key points, characteristics of studies, and trends in the field.

Addressing these areas should significantly improve the paper's quality and address the concerns raised by the reviewers. It may require restructuring, condensing, and enhancing clarity throughout the document. Additionally, consider seeking professional assistance for language editing to ensure grammatical correctness and overall readability.

==============================

Please submit your revised manuscript by Feb 01 2024 11:59PM . If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

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  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

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We look forward to receiving your revised manuscript.

Kind regards,

Prof. Ebtsam Abou Hashish, 

Academic Editor

PLOS ONE

Journal requirements:

When submitting your revision, we need you to address these additional requirements.

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at

https://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and

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3. PLOS requires an ORCID iD for the corresponding author in Editorial Manager on papers submitted after December 6th, 2016. Please ensure that you have an ORCID iD and that it is validated in Editorial Manager. To do this, go to ‘Update my Information’ (in the upper left-hand corner of the main menu), and click on the Fetch/Validate link next to the ORCID field. This will take you to the ORCID site and allow you to create a new iD or authenticate a pre-existing iD in Editorial Manager. Please see the following video for instructions on linking an ORCID iD to your Editorial Manager account: https://www.youtube.com/watch?v=_xcclfuvtxQ.

4. We note that you have referenced (Ballew, J.K. (2020) The effects of resiliency training on self-reported compassion fatigue and compassion satisfaction in mental health professionals and counselors-in-training), (Boone, B.C. (2012). The impact of poetry therapy on symptoms of secondary posttraumatic stress disorder in domestic violence counsellors), (Boone, B.C. (2012). The impact of poetry therapy on symptoms of secondary posttraumatic stress disorder in domestic violence counsellors), (Gentry, J. E. (1996). Solution-focused trauma recovery scale (TRS), (Landis. E.M. (2010). Sharevision: A Collarative-Reflective, Expressive Arts Intervention To Address Trauma), ( Ray, C.A. (1981). Holistic stress management training: a burnout strategy for mental health workers), (Ray, C.A. (1981). Holistic stress management training: a burnout strategy for mental health workers), (Walker, D. (2018). Examining the Effects of a Brief Mindfulness-Based Stress Reduction Program on Burnout in Mental Health Professionals), and (Wymer, B. (2019). An Investigation of the Impact of a Supervision Intervention on Secondary Traumatic Stress Responses Among Counselors Treating Child Survivors of Sexual Abuse) which have currently not yet been accepted for publication. Please remove this from your References and amend this to state in the body of your manuscript: (ie “Bewick et al. [Unpublished]”) as detailed online in our guide for authors

http://journals.plos.org/plosone/s/submission-guidelines#loc-reference-style

5. Please remove your figure 2 from within your manuscript file, leaving only the individual TIFF/EPS image files, uploaded separately. These will be automatically included in the reviewers’ PDF.

6. Please include a caption for figures 1 and 3.

7. We notice that your supplementary files are included in the manuscript file. Please remove them and upload them with the file type 'Supporting Information'. Please ensure that each Supporting Information file has a legend listed in the manuscript after the references list.

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Partly

Reviewer #2: Yes

Reviewer #3: Yes

Reviewer #4: Yes

Reviewer #5: Partly

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: I Don't Know

Reviewer #2: N/A

Reviewer #3: N/A

Reviewer #4: N/A

Reviewer #5: I Don't Know

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: No

Reviewer #2: Yes

Reviewer #3: Yes

Reviewer #4: Yes

Reviewer #5: Yes

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: No

Reviewer #2: Yes

Reviewer #3: Yes

Reviewer #4: Yes

Reviewer #5: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Thank you for giving me this chance to revise this valuable paper with valuable variable that can affect healthcare worker specially nurses and physician and can lead to increase turnover

The title of the research is not clear , it is not intervention it is scoping reviews

The abstract :too long , the four construct must be showed in introduction of abstract

Introduction

• what already known and what is added by your research

• very long you can start from the line no( 54) and summarize the paragraph start with line no:77-89

• figure no 1 not included in the paper.

• the other construct of the conceptual model need to be related to MHW as CF(line no 102:112)

• the significant of the study need to be clear and concise it was scattered in the introduction.

• the gab of knowledge /this research need to be identified.

• The conceptual frame work need to be more clear and identify each construct with adequate references

Methods

• Scoping reviews tend to focus on the nature, volume, or characteristics of studies rather than on the synthesis of published data. In health care it would prefere to uses systemic to decrease bias and chose best in class research.

• The research question need to be added

• The protocol of scoping reviews need to be addeding

• The steps of scope reviews must be covered from identifying research question till Collating, Summarizing, and Reporting the Results with clear explanation of each step

• Results :

• In table 4 the scope review not include each of VC also more than 80% of research concentrate on burnout although the research conclude in the introduction it is results more than construct.

• Characteristics of Included Studies need to be visualized in no & percent

• Trend analysis used to present the changing frequency of research over the past 20 years, based on the aforementioned classification criteria need to be added

Intervention

• This part are very long need to be shorten and focus on the most affected intervention that can decrease EBS or burnout.

• The intervention must be declared to what extent it support or against or answer the authors research questions and cover the proposed protocol

• The balance between different interventions was lost in this section . it focuses only on three interventions while the other intervention reference was very little

Discussion

• It isy long and need to be concise

• Although I am not native speakers but the paper as all need to be review by English editors

References :

• More than 50 refrence rang rom 1953 to2009

Reviewer #2: Thank you for the opportunity to read this interesting and detailed article. I provide my comments/suggestions which the authors may find useful for improving the overall quality of the paper.

1. I think the use of questions and tables to introduce this article does not make the Introduction stronger. Authors may reorganize this section. In its current form is more like giving out information to readers, rather than presenting a problem, telling what has been done about it, and what needs to be done which you are going to do.

2. In terms of the study justification, I think the authors may go deeper. For instance, one of the cited studies ( Bercier and Maynard, 2014) to justify the current study is not even in the reference list for confirming what has been stated in the article. Also, the authors state that they included studies with at least 50% of the participants being mental health workers. How is their study different from earlier studies (such as Conversano et al., 2020) that combined mental health workers and other participants?

3. Authors may present the study objectives more concisely.

4. Same with the methods, especially from line 146 to 167. This could be reorganized to make it more concise.

5. The in-text citations are not conforming to the journal’s referencing style. Also, some of the in-text citations cannot be found in the reference list. An important example is Bercier and Maynard (2014) cited in line 117 to justify the need for the present study.

6. Authors may be consistent with the use of "Whilst" and "While"

Reviewer #3: Thanks for an interesting and informative review. Would be helpful to detail the data synthesis done and if possible make the research agenda appendix to the review to reduce length and aid readability. Other comments attached in the reviewed document

Reviewer #4: Thank you very much for the opportunity to review this manuscript on a scoping review and research agenda regarding interventions that target empathy-based stress (EBS) in mental health workers (MHWs). I found the review steps and presented information to be very comprehensive and clear, and I particularly appreciated the authors’ (i) acknowledgement of categorizations of findings not necessarily being mutually exclusive (e.g., Lines 340-342) and (ii) descriptions of specific inclusion/exclusion decisions that required additional thought (e.g., 328-339). My suggestions below are mostly to enhance (i) flow and clarity of the manuscript’s covered concepts and (ii) linkages between the reported findings and the articles from which they originate.

1. Please consider moving the information in Lines 136-144 (which do not seem to be MHW-specific) to be earlier in the Introduction section, perhaps around Lines 54-55 that describe why EBS deserves attention (i.e., before Line 90, which starts to describe the rationale for studying EBS in MHWs specifically).

2. Please consider outlining the three intervention levels of Tetrick and Quick (2011) when they are first mentioned in the manuscript (Lines 231-232), rather than later on in Lines 384-392.

3. Please consider previewing around Lines 647-650 that, following the descriptions of current issues and suggested solutions in the Research Agenda section, a list of summary recommendations will be provided.

4. Please consider making clearer which exact reviewed articles are associated with each different type of (i) broad categories of interventions, (ii) routes of intervention, (iii) measures, and (iv) recommendations for future research, which the manuscript describes very usefully in Table 6, the “Route of Intervention” section (starting on Line 365 and Figure 3), Appendix C, and Appendix D, respectively.

5. Please consider expanding, around Lines 754-758, on some specific examples of potential ways in which future research efforts can reflect a focus on prevention.

6. Please consider clarifying, throughout the manuscript where the search dates are mentioned, that the updated search included articles up until September 2022 (since Line 183 mentions that the updated search was conducted in September 2022), rather than just noting “2022,” which indicates that articles from all months of 2022 were included in the review.

Reviewer #5: This paper reflects an enormous amount of work that summarizes interventions to address empathy-based stress (EBS) in mental health care workers. It includes the definitions of EBS and the details of the interventions that have been studied to reduce it. This summary will be of value to future researchers.

I believe that the paper's main shortcoming is its failure to address the inherent conflict between health care organizations and the health care providers they employ. For example, in the U.S. there are numerous newspaper articles about health care organizations seeking to hire as few staff as they can get away with and health care workers seeking to unionize and/or going on strike to assert their rights to reasonable work conditions.

It's naive to assume health care organizations are motivated to make such structural interventions such as reducing workload, even if in the long run it would benefit them to do so. This paper needs to address conflicts between the interests of health care workers and the economic drivers that cause health care organizations to deliver care as inexpensively as possible.

**********

6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: No

Reviewer #3: Yes: Dr. Clement Nhunzvi

Reviewer #4: Yes: Bo Kim

Reviewer #5: Yes: Francine Cournos, M.D. Professor of Clinical Psychiatry (in Epidemiology), Columbia University, New York, NY

**********

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Attachment

Submitted filename: PONE-D-23-33814-1 revised.pdf

pone.0306757.s002.pdf (1.7MB, pdf)
Attachment

Submitted filename: Report of review the paper (PONE-D-23-33814).docx

pone.0306757.s003.docx (15.1KB, docx)
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pone.0306757.s004.docx (13.4KB, docx)
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pone.0306757.s005.pdf (1.7MB, pdf)
PLoS One. 2024 Dec 5;19(12):e0306757. doi: 10.1371/journal.pone.0306757.r002

Author response to Decision Letter 0


18 Mar 2024

ACADEMIC EDITOR Feedback

Overall Paper Structure and Content:

1. Title and Abstract: Clarify that the paper is a scoping review rather than focusing on interventions directly. Ensure the abstract introduces the four main constructs and succinctly highlights the research's unique contributions.

Response: Thank you for this comment. We have amended the abstract (pg 2) to more clearly identify the paper as a scoping review and to emphasise its unique contribution. The paper is also identified as a scoping review within its title. We have also added reference to the four main constructs of EBS to the abstract.

2. Introduction: Condense the introduction, starting from line 54, and emphasize the gap in knowledge the research addresses. Create a clearer link between the conceptual model and mental health workers (MHW).

Response: Thank you for this comment. We have amended the introduction to more clearly emphasise the relevance of the EBS model to mental health workers (pg 4). We have also condensed the introduction as requested (pgs 2-8).

3. Methods: Enhance clarity on scoping review protocols, from identifying the research question to reporting results. Explicitly state the research question and protocol used.

Response: Thank you for this comment. The research question and associated aims are given in the ‘Current Review and Aims’ section (pg 7), and copied below for ease of reference:

““What interventions exist to prevent or treat EBS in MHWs?”. Using systematic scoping methodology, we aimed to answer this question via the following objectives:

1) To assess and summarise the available interventions for preventing or treating EBS in MHWs

2) To ascertain the theoretical underpinnings and assumptions of these interventions

3) To assess how EBS has been measured in these studies

4) To make recommendations for future research into the treatment and prevention of EBS in MHWs”

As described in the methods section, the review was conducted in accordance with the Joanna Briggs Scoping Review Framework (Peters et al., 2017) and written up in line with the Prisma Extension for Scoping Reviews (Tricco et al., 2018). As described in line 168, An a priori protocol was developed and registered on Open Science Framework and is available at the following link: https://osf.io/b7kcr/

4.Results: Revise Table 4 to cover all variables of interest. Visualize characteristics of included studies in percentages and incorporate trend analysis over the past 20 years.

Response: Thank you for this suggestion. We have reported the characteristics of the included studies in accordance with the Joanna Briggs Scoping Review Framework (Peters et al., 2017) and the Prisma Extension for Scoping Reviews (Tricco et al., 2018) In line with these, Table 4 of the scoping review is not intended to provide further analysis but to present the characteristics of included studies which are relevant to the research question. Table 4 in the manuscript accordingly presents this data. The distribution of included studies by year of publication is not relevant to our research questions. For example, the Joanna Briggs Scoping Review Framework (Peters et al., 2017) instructs:

“In a scoping review, the results may be presented as a ‘map’ of the data in a logical, diagrammatic, or tabular form, and/or in a descriptive format that aligns to the objective/s and scope of the review. The tables and charts may show results as: distribution of studies by year or period of publication (depends on each case), country of origin, area of intervention (clinical, policy, educational, etc.), and research methods. It is up to the reviewers to decide which would most rationally and clearly illustrate the nature of the results in terms of the objective/s and question/s of the review. A summary of the results should logically describe the aims or purposes of the included articles, the concepts or approaches adopted in each, and the results that relate to the review question/s.”

5. Intervention: Streamline this section, focusing on the most impactful interventions. Provide clarity on how these interventions align with the research questions and proposed protocol. Balance coverage of different interventions.

Response: Thank you for this comment. The section reporting on interventions to reduce/prevent EBS (starting on pg 28) is part of the results section, and is therefore aligned with the first aim of the research question: “ To assess and summarise the available interventions for preventing or treating EBS in MHWs”.

We have retitled this subsection of the results section “Summary of Available Interventions for Preventing or Treating EBS in MHWs” to more clearly orient the reader to the purpose of this section and link it back to the relevant research aim.

We have made edits (pg 28-39) in order to enhance clarity and readability of this section. However, identifying the most impactful interventions was not one of our aims, nor is it compatible with the purpose of a scoping review. As pointed out on pg 46:

“It is beyond the remit of a scoping review to assess and compare effectiveness of interventions. However, it is worth noting that even superficial observations about the relative outcomes of different approaches were difficult to make due to: the number of different interventions used; the multi-component nature of many of the interventions and the tendency for studies to report changes across multiple subscales of EBS measures.”

6. Discussion: Condense the discussion for conciseness. Also, ensure the paper undergoes thorough English editing.

Response: thank you for this comment. We have condensed the discussion for conciseness (pgs 39-46) and reviewed English editing for the whole manuscript.

7. References: Update and expand the reference list to cover a wider time span and ensure conformity to the journal's referencing style.

Response: Thank you for this comment. As described on pg 9, the time span of the review was based on the history of the relevant constructs. As identified by Schaufeli et al (2009), the term burnout (the oldest of the constructs) was first used in 1970 and therefore this was the starting range for searches. We have reviewed the referencing and ensured conformity to the journals referencing style.

Addressing Specific Reviewer Comments: in addition to detailed comments of reviewer 1. consider the following

1. Reviewer 2: Clarify the study's unique aspects compared to previous research. Ensure consistency in referencing style.

Response: thank you for this comment. We have reviewed the introduction in line with the comments regarding the narrative as suggested here, and also have edited for clarity and conciseness throughout as suggested by multiple reviewers. The references have been reviewed for completeness and for adherence to the journal’s style. See responses to Reviewer 2 below for more detail.

2. Reviewer 3: Enhance the readability of the research agenda section.

Response: thank you for this comment. The research agenda has been edited for readability

3. Reviewer 4: Address the conflict between healthcare organizations and providers, emphasizing structural interventions. Consider the U.S. healthcare perspective and its impact on the paper's content.

Response: thank you for this comment. It is an interesting observation, however, the available evidence suggests that improving staff engagement and satisfaction leads to precisely the outcomes healthcare organisations seek. Data from the largest annual staff survey in healthcare show that improving engagement and satisfaction leads to better care quality, patient satisfaction, financial performance and staff retention. We have added this information, with references, to page 6.

4. Reviewer 5: Organize the content for better flow, specifically around outlining intervention levels early, providing clear linkages between findings and sources, and expanding on prevention-focused research efforts.

Response: Thank you for this comment. We have edited for better flow, outlined intervention levels by Tetrick & Quick where they first appear and expanded on prevention-focused research ideas as suggested. Please see individual responses below for further details.

General Recommendations:

Clarity and Conciseness: Ensure each section is concise, coherent, and directly addresses the objectives and contributions of the paper.

Response: Thank you for this comment. We have edited the paper for conciseness and clarity based on feedback from multiple reviewers.

Consistency and Detail: Maintain consistency in referencing style and detail the unique contributions of the study compared to existing literature.

Response: Thank you for this comment. As noted above, we have amended lines the abstract (pg 2) to more clearly identify the paper as a scoping review and to emphasise its unique contribution. We have also corrected referencing style to be in line with journal style.

Addressing Gaps: Highlight the gap in knowledge that the paper addresses and ensure the conceptual model directly relates to mental health workers.

Response: Thank you for this comment. As noted above, we have amended the abstract (pg 2) to more clearly identify the paper as a scoping review and to emphasise its unique contribution. We have also amended the introduction more clearly emphasise the relevance of the EBS model to mental health workers (pg 4).

Visual Representation: Use tables and figures effectively to illustrate key points, characteristics of studies, and trends in the field.

Response: Thank you for this comment. As noted above, we have not produced a visual trend analysis as we have reported the characteristics of the included studies in accordance with guidance on conducting and reporting systematic scoping reviews. In line with these, the results section of the scoping review is not intended to provide further analysis but to present the characteristics of included studies which are relevant to the research question. Table 4 in the manuscript accordingly presents this data. The distribution of included studies by year of publication is not relevant to our research questions. For example, the Joanna Briggs Scoping Review Framework (Peters et al., 2017) instructs:

“In a scoping review, the results may be presented as a ‘map’ of the data in a logical, diagrammatic, or tabular form, and/or in a descriptive format that aligns to the objective/s and scope of the review. The tables and charts may show results as: distribution of studies by year or period of publication (depends on each case), country of origin, area of intervention (clinical, policy, educational, etc.), and research methods. It is up to the reviewers to decide which would most rationally and clearly illustrate the nature of the results in terms of the objective/s and question/s of the review. A summary of the results should logically describe the aims or purposes of the included articles, the concepts or approaches adopted in each, and the results that relate to the review question/s.”

Addressing these areas should significantly improve the paper's quality and address the concerns raised by the reviewers. It may require restructuring, condensing, and enhancing clarity throughout the document. Additionally, consider seeking professional assistance for language editing to ensure grammatical correctness and overall readability.

Response: Thank you for this comment. The manuscript has been reviewed for grammatical accuracy.

Reviewer 1

The title of the research is not clear , it is not intervention it is scoping reviews

Response: Thank you for this comment. We have amended lines the abstract (pg 2) to more clearly identify the paper as a scoping review and to emphasise its unique contribution. The paper is also identified as a scoping review within its title.

The abstract :too long , the four construct must be showed in introduction of abstract

Response: Thank you for this comment. We have included reference to the four constructs of EBS within the abstract (page 2). PLOSONE journal submission guidance states that abstracts should not exceed 300 words. Our abstract is 228 words, including both this addition and minor additions requested by reviewers in relation to separate comments.

Introduction

• what already known and what is added by your research

Response: Thank you for this comment. Thie aim of this reviews were, as summarized in the ‘current review and aims section’ (pg 7):

1) “To assess and summarise the available interventions for preventing or treating EBS in MHWs

2) To ascertain the theoretical underpinnings and assumptions of these interventions

3) To assess how EBS has been measured in these studies

4) To make recommendations for future research into the treatment and prevention of EBS in MHWs”

Therefore, the knowledge that is added is in synthesizing the findings of the scoping review . The outcome of which is reported on in the results section and elaborated on in the discussion.

• very long you can start from the line no( 54) and summarize the paragraph start with line no:77-89

Response: Thank you for this comment. We have edited the paper for conciseness and clarity throughout based on feedback from multiple reviewers, with particular focus on the introduction.

• figure no 1 not included in the paper.

Response: thank you for this comment. Figure 1 as uploaded in the submission is a diagram showing the EBS model, reproduced with permission by the authors of the Rauvola et al (2019) paper where this first appeared. The traditional ‘figure 1’ i.e. the PRISMA flow chart is included as Figure 2.

• the other construct of the conceptual model need to be related to MHW as CF(line no 102:112)

Response: Thank you for this comment. We are unsure what exactly is being requested here. The review (Turgoose & Maddox, 2017) referenced in the section indicated by the reviewer does specifically reference compassion fatigue as an example, however the subsequent references refer to EBS more broadly. In addition, whilst we have made reference to individual constructs (compassion fatigue, burnout etc) where appropriate to the specific paper being cited, the purpose of using the umbrella term EBS is to highlight the high degree of conceptual overlap and inter-relatedness of these concepts. The rationale for doing this and the EBS model is described in the introduction.

• the significant of the study need to be clear and concise it was scattered in the introduction.

• the gab of knowledge /this research need to be identified.

Response: Thank you for these two comments, which we are responding to as one as they seem to make overlapping points. As above, we have edited the paper for conciseness and clarity with particular focus on the introduction. We would also highlight that the “Current Review and Aims” (pg 7) summarises the unique contribution of the review and the gap of knowledge it is addressing.

• The conceptual frame work need to be more clear and identify each construct with adequate references

Response: Thank you for this comment, details of each construct along with references are outlined in Table 1.

Methods

• Scoping reviews tend to focus on the nature, volume, or characteristics of studies rather than on the synthesis of published data. In health care it would prefere to uses systemic to decrease bias and chose best in class research.

Response: Thank you for this comment. Our review question (pg 7) was “What interventions exist to prevent or treat EBS in MHWs?”. Using systematic scoping methodology, we aimed to answer this question via the following objectives:

1. To assess and summarise the available interventions for preventing or treating EBS in MHWs

2. To ascertain the theoretical underpinnings and assumptions of these interventions

3. To assess how EBS has been measured in these studies

4. To make recommendations for future research into the treatment and prevention of EBS in MHWs”

In accordance with these aims, a scoping methodology was the most appropriate as our intention was not to assess relative effectiveness of interventions but to understand what interventions were being used, the theoretical reationale for them and how EBS was measured.

Attachment

Submitted filename: Response to Reviewers.docx

pone.0306757.s006.docx (46.8KB, docx)

Decision Letter 1

Ebtsam Aly Omer Abou Hashish

9 Apr 2024

PONE-D-23-33814R1Interventions to address empathy-based stress in mental health workers: A scoping review and research agendaPLOS ONE

Dear Dr. May,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but needs further revision. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.. Based on the feedback from Reviewer 1 and Reviewer 5, it is evident that there are several areas of improvement needed for the manuscript. The reviewers have highlighted issues related to clarity, organization, referencing, conciseness, and addressing conflicts within the healthcare system.I recommend considering the following modifications cited below

Please submit your revised manuscript by May 24 2024 11:59PM . If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

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We look forward to receiving your revised manuscript.

Kind regards,

Ebtsam Aly Omer Abou Hashish

Academic Editor

PLOS ONE

Journal Requirements:

Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice.

Additional Editor Comments:

Dear authors

Thanks for your revised manuscript before proceeding to the final decision. I recommend considering the following modifications: 

The title must include scoping review, as it indicates the type of your papers.

The abstract: The introductory paragraph needs to be more concise and focused;

The conclusion of the study must be written, as must the implications for healthcare organizations. Please find the reference number on page 4, lines 69–72. Introduction :

The background of the topic needs to be clarified.

Introduction from pages 2–5 You need to be more concise, as it is very long, to address the key concept of your research.

The words clinician on pages 5 and 6 need to be more categorized into nurses, physicians, and so on.

The review and aim: The current related literature needs to be supported by other studies in different settings, countries, and sectors (private and governmental).

The aim is Objective No. 5 is very general and cannot be considered an aim as it is an essential part of the research paper.

The letter t on page 7, line 131, needs to be deleted, as well as repeated (.) in line 135.

The result needs to be more concise, as it is very long.

Discussion: It needs to be organized according to the most important intervention, as this paper aims to clarify all interventions and identify the most applicable in healthcare.

Recommendations need to be concise, and only applicable recommendations

The paper is very long and needs to be more concise. The authors should choose the most applicable intervention to prevent confusion with the readers.

Consider the previous reviewer comment about the potential conflicts between the needs of health care workers and the needs of the leadership of health care organizations. The authors have stated, "Most studies intervened at the level of the individual, despite the proposed causes of EBS being predominantly organizational." The authors don't address why this is happening. The authors point out that excessive workload is a major contributor to EBS, yet there were no interventions to reduce workload by hiring more healthcare workers. In most circumstances, there are in fact more healthcare workers available to be hired, but doing so is costly. That's the obvious conflict the authors need to address. Organizations usually try to get by with as few workers as possible to save costs. Workers then pay the price by having excessive workloads. If the authors have a different explanation for why organizations don't correct this obvious situation, they should offer it.

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: (No Response)

Reviewer #5: All comments have been addressed

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2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #5: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: N/A

Reviewer #5: I Don't Know

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #5: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #5: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: I congratulate you for this work you have carried out to fill the gap in the literature. I think that this article will be a precursor for future studies. In addition, the results obtained can contribute to institutional managers taking measures to solve problems, supporting employees and creating awareness of empathy based stress among mental health workers , which is a very important issue.

Title must include scoping review as it indicate the type of your papers

The abstract:

The introductory paragraph need to be more concise and focused, the conclusion of the study must be written and the implication in healthcare organizations

Please rite the reference no in page 4 line 69,72

Introduction :

The background of the topic need to be more clarified

Introduction from page 2-5 Need to be more concise as it is very long, to address the key concept of your research

The word clinician in page 5, and 6 need to be more categorized into nurses, physicians an so on

The revies and aim:

The current related literature need to supported by other studies in different setting and countries and sectors(private, governmental)

The aim : objectives no 5 is very general and cannot be consider aim as it is essential part of the research paper

Letter t in page 7 line 131 need to be deleted also repeated (.) in line 135

The result need to more concise as it is very long

Discussion : need to be organized according to the most important intervention as this paper aims to clarify all intervention and identify the most applicable on in healthcare.

Recommendation need to be concise and choose only applicable recommendations

Reviewer #5: I don't think the authors understood my previous comment about potential conflicts between the needs of health care workers and the needs of the leadership of health care organizations. The authors have stated "Most studies intervened at the level of the individual, despite the proposed causes of EBS being predominantly organizational." The authors don't address why this is happening. The authors point out that excessive workload is a major contributor to EBS, yet there were no interventions to reduce workload by hiring more healthcare workers. In most circumstances there are in fact more healthcare workers available to be hired, but doing so is costly.. That's the obvious conflict the authors need to address. Organizations usually try to get by with as few workers as possible to save costs. Workers then pay the price by having excessive workloads. If the authors have a different explanation for why organizations don't correct this obvious situation, they should offer it.

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #5: Yes: Francine Cournos, M.D.

**********

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

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PLoS One. 2024 Dec 5;19(12):e0306757. doi: 10.1371/journal.pone.0306757.r004

Author response to Decision Letter 1


18 May 2024

The below response is also included in the uploaded document 'Cover Letter/Response to Reviewers.

Journal Requirements:

1. Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice.

Response: thank you for raising this important consideration. We can confirm that the original source for each reference cited (unless otherwise specifically stated in the manuscript) was sighted and reviewed by the authors during the process of undertaking the scoping review. Thus, we can confirm that at the point in time that each reference was cited/ added to the manuscript it was complete and accurate, and there was no issue relating to the publication status of any references. To the best of the authors knowledge this continues to be the case and thus we confirm that we have not knowingly cited any papers that have been retracted. Following this comment we have used an AI tool and the reference check function on Scite (https://scite.ai/home) to check the reference list for any retractions or known issues with cited papers, neither of which flagged any references of concern.

However, If the reviewer raising this comment, is aware of a cited paper that has been retracted, we would be grateful if they could please alert us of the specific reference. We will then of course take the steps as they have described to address and amend this.

Additional Reviewer Comments:

2. The title must include scoping review, as it indicates the type of your papers.

Response: thank you for this comment. Please note the words ‘scoping review’ are included in the title, Title: “Interventions to address empathy-based stress in mental health workers: A scoping review and research agenda”.

3. The abstract: The introductory paragraph needs to be more concise and focused;

The conclusion of the study must be written, as must the implications for healthcare organizations. Please find the reference number on page 4, lines 69–72.

Response: thank you for this comment. We have now made edits to the beginning of the abstract to make it more concise. We have also included a conclusion and implications for healthcare organisations. Regarding the lines quoted, the positioning of reference has been edited for clarity.

4. Introduction :

The background of the topic needs to be clarified.

Response: thank you for drawing out attention to this. In order to clarify the background to the topic, we have outlined the context for the review which provides the context for why this is an important issue, what has been done and the existing gaps. We have been mindful to balance this in line with requested amendment no 5 (as per below) and thus have edited the introduction on the pages suggested to ensure it is more concise.

5. Introduction from pages 2–5 You need to be more concise, as it is very long, to address the key concept of your research.

Response: thank you for this feedback. We appreciate the introduction is lengthy and we have grappled with the challenge of summarising the large amount of information required to adequately contextualise the review. However, we have now made further edits to pages 2-5 to reduce length and increase clarity.

6. The words clinician on pages 5 and 6 need to be more categorized into nurses, physicians, and so on.

Response: thank you for this comment. We have changed the word clinician to be more specific as requested.

7. The review and aim: The current related literature needs to be supported by other studies in different settings, countries, and sectors (private and governmental).

Response: thank you for this comment. We have utilised a range of literature from different settings, countries, and sectors. This includes the National Health Service (government run) and academic literature from studies conducted in a range of countries ( across Europe, North America, Asia and Africa) and settings both government and private sector.

In line with the aims of the review we have drawn on data from across healthcare fields that have focussed on mental health care settings. Please note that included studies (though all were written in English due to this being a scoping review) were drawn from 10 separate countries and from child and adult MH settings including inpatient, outpatient/community, education, forensics, veterans services, addictions service and domestic violence services.

8. The aim is Objective No. 5 is very general and cannot be considered an aim as it is an essential part of the research paper.

Response: thank you for this comment, we have removed this from the manuscript.

9. The letter t on page 7, line 131, needs to be deleted, as well as repeated (.) in line 135.

Response: thank you for highlighting this, this has been remedied.

10. The result needs to be more concise, as it is very long.

Response: thank you drawing our attention to this. We have further edited the results section to make it more concise, including moving Table 5 to supplementary data. Please note, that the length of the results section reflects both the large number of included records (51) and the significant heterogeneity of the interventions described.

In line with methodology of a scoping review the intention is to outline the state of the evidence rather than to identify the most effective form of intervention. Thus, we have endeavoured to succinctly summarise and characterise the widely varying evidence in narrative and table form. We hope that this section is now to your satisfaction, as we believe that this section as it now stands is a significant part of what our review contributes to the understanding of this topic and that if we were to edit it any further it would diminish its usefulness.

11. Discussion: It needs to be organized according to the most important intervention, as this paper aims to clarify all interventions and identify the most applicable in healthcare.

Recommendations need to be concise, and only applicable recommendations

The paper is very long and needs to be more concise. The authors should choose the most applicable intervention to prevent confusion with the readers.

Response: thank you for this comment. Our paper is a scoping review, and therefore aims to describe the state of the literature rather than to identify the most important or effective intervention. This is reflected in the 4 aims of the scoping review:

“1) To assess and summarise the available interventions for preventing or treating EBS in MHWs

2) To ascertain the theoretical underpinnings and assumptions of these interventions

3) To assess how EBS has been measured in these studies

4) To make recommendations for future research into the treatment and prevention of EBS in MHWs”

Please note, that these aims are consistent with the purpose and function of a scoping review (as opposed to other forms of systematic reviews/meta-analyses). This is described in the Joanna Briggs Scoping Review Framework (Peters et al., 2017). For ease of reference, we have included a relevant excerpt below:

“Unlike systematic reviews, the aim of the scoping reviews is a way of mapping the key concepts that underpin a research area.3 Scoping reviews can be particularly useful for bringing together literature in disciplines with emerging evidence, as they are suited to addressing questions beyond those related to the effectiveness or experience of an intervention. Scoping reviews can be conducted to map a body of literature with relevance to time, location (e.g. country or context), source (e.g. peer-reviewed or grey literature), and origin (e.g. healthcare discipline or academic field).4 The value of scoping reviews to evidence-based practice is the examination of a broader area to identify gaps in the research knowledge base,9 clarify key concepts,10 and report on the types of evidence that address and inform practice in the field… Another distinction between scoping reviews and systematic reviews is that unlike a systematic review, scoping reviews are designed to provide an overview of the existing evidence base regardless of quality.”

With reference to the applicability of included information, please note that as outlined in out methods section, an-priori approach was utilised. In our methods section, we have outlined the steps taken via our search strategy to ensure applicability to MHWs and mental health settings.

12. Consider the previous reviewer comment about the potential conflicts between the needs of health care workers and the needs of the leadership of health care organizations. The authors have stated, "Most studies intervened at the level of the individual, despite the proposed causes of EBS being predominantly organizational." The authors don't address why this is happening. The authors point out that excessive workload is a major contributor to EBS, yet there were no interventions to reduce workload by hiring more healthcare workers. In most circumstances, there are in fact more healthcare workers available to be hired, but doing so is costly. That's the obvious conflict the authors need to address. Organizations usually try to get by with as few workers as possible to save costs. Workers then pay the price by having excessive workloads. If the authors have a different explanation for why organizations don't correct this obvious situation, they should offer it.

Response: thank you for drawing our attention to this point. We agree that attempts at cost saving are no doubt a significant factor in why organisations employing MHWs do not use organisational means to reduce EBS e.g. hiring more staff. We have edited the discussion accordingly. Please see pg40-41- where the below section has been included just after the points about organisational vs individual interventions:

“It is possible that organisational reluctance to prioritise interventions of this nature is driven at least in part by cost-saving concerns, as meaningfully reducing workloads ultimately means hiring more staff. However, evidence suggests that improving staff engagement and satisfaction leads to better care quality, patient satisfaction, financial performance and staff retention (31 ,32), suggesting that, in the long term, this investment is worth the price.”

Review Comments to the Author

Reviewer #1:

13. I congratulate you for this work you have carried out to fill the gap in the literature. I think that this article will be a precursor for future studies. In addition, the results obtained can contribute to institutional managers taking measures to solve problems, supporting employees and creating awareness of empathy based stress among mental health workers , which is a very important issue.

Response: thank you very much for this feedback, we are delighted by reviewer 1’s comments on the value and important contributions that our paper makes.

Attachment

Submitted filename: Response to Reviewers1.docx

pone.0306757.s007.docx (32.2KB, docx)

Decision Letter 2

Ebtsam Aly Omer Abou Hashish

24 Jun 2024

Interventions to address empathy-based stress in mental health workers: A scoping review and research agenda

PONE-D-23-33814R2

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Reviewers' comments:

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Acceptance letter

Ebtsam Aly Omer Abou Hashish

25 Oct 2024

PONE-D-23-33814R2

PLOS ONE

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Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 File. Supporting information.

    (DOCX)

    pone.0306757.s001.docx (56.1KB, docx)
    Attachment

    Submitted filename: PONE-D-23-33814-1 revised.pdf

    pone.0306757.s002.pdf (1.7MB, pdf)
    Attachment

    Submitted filename: Report of review the paper (PONE-D-23-33814).docx

    pone.0306757.s003.docx (15.1KB, docx)
    Attachment

    Submitted filename: REVIEW REPORT.docx

    pone.0306757.s004.docx (13.4KB, docx)
    Attachment

    Submitted filename: PONE-D-23-33814_CN.pdf

    pone.0306757.s005.pdf (1.7MB, pdf)
    Attachment

    Submitted filename: Response to Reviewers.docx

    pone.0306757.s006.docx (46.8KB, docx)
    Attachment

    Submitted filename: Response to Reviewers1.docx

    pone.0306757.s007.docx (32.2KB, docx)

    Data Availability Statement

    The review protocol was registered on OSF and is available at https://osf.io/b7kcr/. The search terms used to conduct the systematic search in each data base are included in supporting information. All papers identified in the systematic search were uploaded to Covidence for screening and extraction, available at https://app.covidence.org/reviews/130454. Characteristics of included studies (Table 4), studies reporting ethnicity data (Table 5) and descriptions of intervention categories from included studies (Table 6) are contained within the manuscript. The quantitative measures used in included studies (S3) and the recommendations for future research made in included studies (S4) are in supporting information. The Preferred Reporting Items for Systematic reviews and Meta-Analyses extension for Scoping Reviews (PRISMA-ScR) Checklist is included in supporting information (S1).


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