Abstract
In this paper, we review evidence from comparative studies of primate cortical organization, highlighting recent findings and hypotheses that may help us to understand the rules governing evolutionary changes of the cortical map and the process of formation of areas during development. We argue that clear unequivocal views of cortical areas and their homologies are more likely to emerge for ‘core’ fields, including the primary sensory areas, which are specified early in development by precise molecular identification steps. In primates, the middle temporal area is probably one of these primordial cortical fields. Areas that form at progressively later stages of development correspond to progressively more recent evolutionary events, their development being less firmly anchored in molecular specification. The certainty with which areal boundaries can be delimited, and likely homologies can be assigned, becomes increasingly blurred in parallel with this evolutionary/developmental sequence. For example, while current concepts for the definition of cortical areas have been vindicated in allowing a clarification of the organization of the New World monkey ‘third tier’ visual cortex (the third and dorsomedial areas, V3 and DM), our analyses suggest that more flexible mapping criteria may be needed to unravel the organization of higher-order visual association and polysensory areas.
Keywords: visual cortex, evolution, development, visuotopic organization, architecture, marmoset
1. Introduction
In 1886 a young Australian, Alfred Walter Campbell, moved to Great Britain to pursue a medical education. Following a degree from The University of Edinburgh, postgraduate experience in London, Vienna and Prague, and a subsequent doctorate in Medicine, Campbell took up a position as resident doctor and neuropathologist at the Rainhill Asylum near Liverpool. There he worked for the next 13 years, during which time he completed several highly influential studies investigating correlations between neurological lesions and histological observations (for review, see Eadie 2003). Campbell's principal contribution, Histological studies on the localisation of cerebral function was published in 1905, the same year in which he returned to Australia to become the country's first full-time neurology specialist. This study, the centenary of which is celebrated by the present volume, was ‘…prepared for publication in the Philosophical Transactions, but the manuscript, when laid before the Council, was adjudged of inordinate length…’ (Campbell 1905). Having gone through recent similar experiences with certain of our own journal submissions, we find a measure of solace in this fact. Fortunately for Campbell and for following generations of neuroscientists, The Royal Society had the insight of offering a special grant to enable the publication of his study as a book, in recognition of its perceived importance and quality. Campbell's monography was published approximately at the same time as Brodmann's most famous papers in the Journal für Psychologie und Neurologie (Brodmann 1903a,b, 1905a,b, 1906, 1908a,b), and only slightly predated Brodmann's own magnum opus (Brodmann 1909). While Brodmann's scheme of nomenclature, which recognized a larger number of cortical areas, became the more commonly used over the subsequent 100 years, Campbell's more conservative approach (proposing fewer areas, while recognizing that some of those changed gradually in character across the surface of the brain) resulted in what remains an essentially accurate description of the main cortical subdivisions and their topographic distribution, even by today's standards (see also Von Bonin 1970).
The present paper has been built around three principal concepts, all of which were already reflected in both Campbell's and Brodmann's works. First, we argue that one is unlikely to attain a complete understanding of the human cortex without a detailed knowledge of the organization of animal brains. Both investigators invested substantial time and effort in studying mammals of different orders, with the objective of determining shared and derived features of cortical organization, and hence understanding the rules governing brain evolution.
Second, we propose that a full understanding of the organization and function of the adult cerebral cortex can be achieved only through a knowledge of brain development. In this respect, Campbell was particularly influenced by the developmental studies of cortical myelogenesis conducted by Flechsig (for review, see Flechsig 1920), which in his opinion provided important clues for the parsing of primary from higher-order sensory areas. Brodmann went further in recognizing this principle, by conducting his own investigations on the genesis of the histological differences between cortical areas; these provided a sound scientific rationale for his proposal of six principal layers in the neocortex, which are modified at later stages of development to produce the variety of laminar organizations seen in adults (Brodmann 1909).
Third, we suggest that cortical areas show genuine variations in their degree of definition, and that these variations are linked to their evolutionary and developmental histories. A degree of uncertainty was explicitly acknowledged by both of the authors we now celebrate, in particular with regards to their definition of areas forming the large association fields of the primate temporal, parietal and frontal lobes. Unlike the primary sensorimotor fields, these were reported as having somewhat indistinct borders, such that they changed gradually in character or blended with their neighbours without sharp limits. Whereas this uncertainty has traditionally been seen as the result of technical limitations, we argue that this is not necessarily the case.
Here, we will examine the results of our own investigations, primarily those based on the visual cortex of New World monkeys, in the context of these ideas. Simian primates belong to two superfamilies, Platyrrhini (or New World monkeys, which include the squirrel, owl, marmoset and capuchin monkeys) and Catarrhini (including Old World ‘monkeys’, such as macaques, apes and humans). Studies of New World monkeys offer unique views of aspects of brain organization, which help to illuminate the general rules governing the development and evolution of the primate cerebral cortex. For example, as noted by Brodmann, the lissencephalic nature of the brain in many of the smaller species of New World monkeys results in particular advantages for the cortical investigator, facilitating experiments that would otherwise be difficult or impossible, and simplifying the analysis of histological material.1 Knowledge about the cortical organization of New World monkeys is therefore important in allowing informed interpretation of the manner in which scientific data obtained in different animal models impact on our understanding of the human brain. This requires information about the relative importance of factors such as brain size, habits and phylogenetic history in determining systematic differences in cortical organization, particularly among species within the same taxon (e.g. Huffman et al. 1999).
Over the last decade, we have systematically investigated the visuotopic maps, connections and architecture of the striate and extrastriate areas in the marmoset monkey (Callithrix jacchus), resulting in a progressively refined map of the organization of the posterior neocortex (figures 1 and 2). Given the increasing use of marmosets for the study of cortical development and neurophysiology, as well as their role as models of neurological disease, understanding the visual cortical organization in this species is justified as a potential reference atlas for investigators working in different fields. More interesting, however, for the purpose of the present review, is the fact that marmosets are among the smallest living monkeys, and in this way provide an important means of comparison for understanding the evolutionary effects of massive changes in brain size among primates. Put simply, comparing the marmoset's 8 g brain with the 80 g brain of the macaque may help to illuminate the types of differences to be expected between the brains of monkeys and humans (more than 1000 g), as well as the likely developmental mechanisms and evolutionary events responsible for these differences across primates in general. We have recently discussed the evidence for the various areas and the types of visuotopic maps therein (Rosa 1997, 2002; Rosa & Tweedale 2004); the reader is directed to these references for additional detail. The present review will concentrate on a few cortical areas, which illuminate concepts of the organization of extrastriate cortex emerging from our comparative studies.
2. Studying the evolution of ‘primate’ brains
Neuroscience is firmly based on the study of a few ‘model species’, which have been largely determined by the choices made by pioneer investigators. While good optics and frontalized eyes have certainly been important elements in studies of the primate visual system, these early choices were often determined by more practical factors, including a prior tradition of use in other types of physiological experiments (meaning well-tested preparations and drug regimes), the existence of good neuroanatomical information, size, and last, but certainly not least, availability. It is in no small measure owing to such historical contingencies that present-day references to the ‘monkey’ or ‘primate’ cortex are normally understood to refer to Old World monkeys, typically the rhesus (Macaca mulatta) or long-tailed (Macaca fascicularis) macaque species. In contrast with other species, macaques were readily available to investigators on both sides of the Atlantic at the time when the foundations of our current understanding of visual cortical processing were established. Moreover, they quickly proved suitable for studies of the anatomy (Kuypers et al. 1965; Zeki 1969) and physiology (Daniel & Whitteridge 1961; Hubel & Wiesel 1968; Dubner & Zeki 1971) of both striate and extrastriate areas.2
Good choices by pioneers in a given field tend to perpetuate, as similar practical constraints apply to most laboratories exploring the same or related questions. With time, the sheer mass of prior literature on a given species tends to become the key issue, as researchers will naturally prefer to build upon a solid foundation of knowledge, rather than retrace the basic steps and controls that are needed when investigating a new animal model. Today, most of our knowledge regarding the primate brain has been realized in studies using macaques, and this genus remains a touchstone of modern systems neuroscience. Yet it is important to recognize that the study of a single species or genus cannot alone unravel basic rules governing the anatomy, physiology and development of the primate brain in general, or the human brain in particular. Heuristic mistakes commonly found in the scientific literature include the uncritical extrapolation of observations made only in macaques as directly applicable to the human brain, and the justification of the choice of the macaque for a given study owing to its being ‘closer to human’ in terms of brain organization. Such statements need to be carefully qualified. While it is true that the macaque brain offers an excellent guide to the anatomy and physiology of the human brain, clear differences in the size, location, visuotopic organization and even cellular structure of visual areas have also been documented (Preuss et al. 1999; Van Essen et al. 2001; Tootell et al. 2003; Preuss 2004). More importantly, and also more interestingly in terms of illuminating aspects of cortical development and evolution, these differences appear to be localized to specific cortical regions, rather than reflecting a uniform expansion of the same underlying cortical organization (see below). At the same time, the correct assertion that Old World monkeys such as the macaque are more closely related to humans than New World monkeys needs to be tempered by an appreciation of the evolutionary distances involved. Current minimum estimates place the divergence between the lineages leading to present-day New World and Old World simians (the latter including humans) at around 35 Myr, while the divergence between Old World monkeys and hominoids is placed at 25 Myr (Glazko & Nei 2003; Schrago & Russo 2003). Thus, present-day New World and Old World monkeys have both developed independently from the human lineage for much of their evolutionary history. If one proposes that the organization of the New World monkey brain is less representative of the type of information needed to understand the human brain because of an additional 10 Myr of independent evolution, one must also be prepared to accept that much larger differences could have arisen in the 25 Myr separating humans and macaques.
It is in this context that comparative information about the cortical organization in different species becomes crucial. One needs to determine robust patterns of common organization, which can give strong indications of how the human brain is likely to be organized, even where no direct evidence exists. Finding features of cortical organization that are presently shared by species of New World and Old World monkeys strongly implies that the developmental mechanisms responsible for their generation were already present in a common ancestor group that existed long before the first apes; hence all present-day simians, including humans, would in all likelihood have inherited the corresponding genetic machinery. However, it is also important to recognize that the morphologies of adult animals are the result of a complex interaction between genetic and epigenetic factors. Relatively small variations of a similar set of developmental ‘instructions’, or even different environmental influences, have the potential to give rise to different adult brain phenotypes (Striedter 1998; Kornack 2000). One clear example of this fact comes from the observation that New World and Old World monkeys of similar brain size (Cebus apella and M. fascicularis) have similar patterns of ocular dominance columns in the primary visual area (V1; Rosa et al. 1988, 1992), while smaller New World monkeys (e.g. Saimiri and Callithrix) have ocular dominance columns that are less sharply segregated, more fragmented, and may even be absent in a substantial fraction of the population (Adams & Horton 2003). This strongly suggests that, while all simian primates have the potential to express ocular dominance columns as adults, at least in terms of their genetic code (the only trait that can be directly inherited by offspring), certain other conditions have to be fulfilled at the time of brain development for these columns to persist into adulthood (Markstahler et al. 1998). In this particular example, the conditions may include certain types of visual experience involving a minimum degree of decorrelation between the images seen by the two eyes (hence, species with smaller interocular separations may tend to have weak or absent columns). Thus, without additional information one cannot readily assume that every monkey, or even the hypothetical common ancestors, would necessarily have ocular dominance columns as adults. We will return to the concept of adult brain characters as ‘attractors’ in a potentially multistable developmental landscape (Striedter 1998) at various points in this review, particularly when we discuss the different configurations of cortical areas found in primates. For the moment, it is important to emphasize that noting the existence of shared morphological characteristics is only part of what is required to understand cortical evolution. Equally important is to pinpoint characters that vary in predictable ways, according to factors such as brain size and habits (de Winter & Oxnard 2001), and to understand the rules governing this variability. Finally, whenever possible, one needs to identify autapomorphic characters, which are shared only by members of a related group of species to the exclusion of other branches of the primate phylogenetic tree.
3. The concept of homology as applied to the cerebral cortex
Central to any analysis of evolutionary patterns are the concepts of analogy and homology. Two structures with completely distinct evolutionary origins may perform the same functions, in which case they are deemed analogous. On the other hand, homologous structures are those which reflect the common inheritance of a given biological character. Although homologous structures do tend to share a given morphology and to perform similar functions in related species, this is not necessarily the case; herein lies a major challenge to present-day neurobiologists (Striedter 1998). Establishing homologies is a particularly important step in tracing evolutionary patterns specific to a given structure. The most objective way of deciding whether or not two neural structures are homologous (be they cortical areas, columnar systems, or classes of neurons) is by consideration of their embryological origin. This point of view has been particularly well articulated by Romer (1955)3 and was also championed by Brodmann (1909), who made extensive use of embryological material in defending the concept of homogenetic isocortex, and hence establishing the view of most neocortices as evolutionary and developmental variations of a common, six-layered plan. Here we defend the point of view that a one-to-one correspondence between cortical areas in different species of primates is unlikely to exist, particularly among higher-order sensory and association fields. Rather, in many cases it makes more sense to apply the concept of homology to larger fields, which comprehend variable, developmentally multistable configurations of areas in different species.
In theory, the direct comparison of morphological or biochemical (e.g. gene expression) characteristics in corresponding developmental stages of two species can provide a direct means of establishing homology between brain structures. Given the impossibility of obtaining direct evidence on anything other than the most general morphological characteristics of the brains of the hypothetical common ancestors, developmental studies have the best potential to provide rigorous tests of phylogenetic hypotheses. Yet in practice, with the exception of primary sensorimotor fields (Donoghue & Rakic 1999; Gitton et al. 1999) and phylogenetically older cortices (Levitt 1984; Pimenta et al. 1996), this remains an unfulfilled promise. There is little evidence of developmental steps that are particular to, or promote the definition of, a specific cortical area. Instead, the molecular specification steps currently described for most six-layered cortices usually take the shape of smooth rostrocaudal or mediolateral gradients of ligands, which are relatively conserved between all mammalian species. As discussed in detail below, we interpret this as indicating a particular status for certain areas, including the classically defined primary sensory cortices. By virtue of their genetically ‘hard-wired’ definition during earlier stages of embryogenesis, including sharply defined molecular borders, these areas could act as constant reference points, or ‘molecular anchors’ (Rosa 2002) that guide the subsequent sequential formation of other sensorimotor maps in the cortex. According to this model, most other areas, including those forming the majority of the primate isocortex, could have their boundaries determined purely or mainly by a combination of weak molecular definition (e.g. smooth gradients of ligands) and activity-dependent processes, provided that a temporal hierarchy of maturation similar to that proposed by Flechsig (1920) exists (e.g. figure 5). Whether or not future experimental work proves this to be the case, in practice, the observed smooth gradients of molecular expression provide little in terms of sharp developmental criteria on which to base decisions regarding the homologies of most cortical areas. This issue becomes particularly significant if one is focusing on regions that have, in all likelihood, experienced marked growth and subdivision during the evolution of primates. For example, the posterior parietal cortex includes more subdivisions in primates than it does in non-primates, and appears to be relatively smaller and less subdivided in marmosets than in macaques (Rosa 1999; Manger et al. 2002). In such a case, one could imagine that the same pool of ventricular zone cells or the same region of the cortical plate that gives rise to an area in one of these species may, as a result of additional cell divisions at later stages of development and subsequent regional specialization, form the origin of several areas in the human brain. Thus, the marmoset, macaque and human configurations could be seen as different endpoints of the same underlying ‘epigenetic landscape’ (Striedter 1998). In this situation, although one could certainly say that the human posterior parietal cortex is, as a whole, homologous to the posterior parietal cortex of New World and Old World monkeys, formulating the question ‘which area of the human brain corresponds to a specific area in the monkey?’ may not always result in a unique answer.
Given these complications with the application of a developmental definition of homology to cortical areas (at least if one thinks of each area as a separate trait), it is a fact of life that homologies tend to be proposed primarily on the basis of less satisfactory criteria. This in turn has led to endless debates regarding whether or not given cortical areas observed in different species are truly homologous, or whether they represent cases of parallel evolution (having originated from distinct evolutionary events). A particularly illustrative example in this regard is the discussion of whether or not the middle temporal area (MT, also known as V5) is specific to primates. Several authors have demonstrated the existence of visual areas that are probable homologues of MT in various non-primate species, including cats (Creutzfeldt 1988; Payne 1993; Burke et al. 1998), flying foxes (Rosa 1999) and rodents (Paolini & Sereno 1998). In these cases, homology was proposed on the basis of various combinations of criteria, including location relative to V1 and the second visual areas (V2), visuotopic organization, selectivity for direction of motion, and pattern of afferent connections. However, in none of these species has an area that is identical to MT in all respects been described. Key features, such as the particularly dense myelination that characterizes primate MT, are lacking in the putative homologues of cats and squirrels. While the proposed MT homologue in flying foxes is densely myelinated (Rosa et al. 1993a), it is still unknown whether this area has a concentration of direction-selective neurons. At present, we favour the hypothesis that the emergence of a MT homologue was a relatively early event in eutherian evolution (see Rosa 1999 for details); as pointed out above, homologous structures are not necessarily identical. However, it must also be conceded that there is simply not enough information to completely rule out the possibility that this area represents a new evolutionary event, particular to primates (Kaas 2002). As argued below, new developmental evidence pointing to a unique spatial, temporal and chemical delimitation of the neurons forming the MT cortex may provide a way to resolve this issue. From the practical point of view, it is important to realize that, even 100 years after Campbell and Brodmann, cortical maps remain works in progress, particularly when it comes to defining homologous patterns of organization.
4. Comparing primates of different sizes
Figure 3 illustrates an unfolded view of the cerebral cortices of diurnal New World (a,b) and Old World (c,d) simians, encompassing nearly the entire range of primate brain sizes (note the different scale bars). As recognized by classical neuroanatomists (e.g. Le Gros Clark 1959), there are fascinating similarities in size and sulcal pattern between the cerebral cortices of capuchins (C. apella, a New World monkey species) and macaques. This provides an interesting counterpoint to the marmoset, allowing objective comparisons between New World and Old World monkeys, which are not likely to be dominated by allometric effects. Because not all cortical areas are equally well defined, for the purpose of illustration we have highlighted only a few subdivisions that can be mapped either on the basis of sharp histological borders or visuotopic organization. The aim here is to demonstrate a simple but important point: the cerebral cortices of larger primates are not merely scaled-up versions of those of smaller primates. While some cortical areas change approximately in proportion to one another, other regions of the cortex become relatively more developed in the larger species. However, New World and Old World monkeys of similar brain mass and sulcal patterns have comparable configurations of cortical areas (figure 3b,c). We interpret this as indicating that there is nothing fundamentally different between New World and Old World monkeys; rather, this variety of configurations stems primarily from the application of the same developmental programme to different masses of neurons, created by different periods of neurogenesis. This concept is explained in more detail in the following section, where we discuss what causes some brain areas to expand in proportion, while others experience marked growth and subdivision in evolution.
To facilitate the comparison between species, the maps in figure 3 have been drawn in such a way that the surface area of V1 (a field which can be safely delimited with high precision in all mammalian species) is the same. By doing this, several trends become clear. First, in small-brained primates a much larger proportion of the cerebral cortex is dedicated to primary sensory areas (primary auditory cortex, A1, primary somatosensory cortex, S1, and V1). For example, while V1 occupies about one-fifth of the marmoset cortical map (figure 3a), it corresponds to about one-tenth of the capuchin and macaque maps (figure 3b,c) and less than one-twentieth of the human map. Second, the sizes of the primary sensory and entorhinal (Brodmann's area 28) areas remain more or less constant in relation to each other. Thus, large-scale expansion or compression of the cerebral cortex during primate evolution has mainly involved the rearrangement of the mass of ‘standard’ six-layered neocortex which, being inserted in progressively larger amounts, drives phylogenetically older fields (sensory koniocortices and mesocortical fields) further apart.
This reorganization of the cortex has been achieved in part by changing the relative size of individual fields. When compared with V1, area V2 is small in marmosets (about half of the surface area of V1), but it becomes relatively larger as a function of body (and brain) mass (Rosa 2002). A similar trend applies to area V3, which is much larger in humans than would be predicted from the monkey (Dougherty et al. 2003; Van Essen 2004), and to V4 and its putative homologues, which are similar in size and topographic organization in macaques and capuchins (Gattass et al. 1988; Piñon et al. 1998), but far more compressed in marmosets (Rosa & Tweedale 2000). However, expansion of individual fields can only go so far. New cortical areas, which do not clearly correspond to any area in smaller species, also appear to exist in the human brain. For example, in monkeys there is only a narrow bridge of cortex between the rostral limit of area V4 and area MT (figure 3a–c; see Gattass et al. 1988; Piñon et al. 1998), whereas in humans the topologically equivalent region is expansive (red, in figure 3d), and appears to include functionally unique fields (Grill-Spector et al. 1998; Tootell et al. 1998; Amedi et al. 2002; Ferber et al. 2003; Kourtzi et al. 2003; Stanley & Rubin 2003). The configuration of human areas shown in figure 3 reflects a somewhat conservative interpretation of the evidence in this respect; in a different model, the whole of V4 assumes an even more ventral aspect in humans (Bartels & Zeki 2000). Thus, while the exact extent of this positional shift remains a subject of debate (owing to different points of view regarding which of various areas is the ‘true homologue’ of the monkey V4), it is clear that, rather than a very large V4 and V4t, humans have something without an obvious monkey counterpart in the cortex caudal to MT.
The emergence of this ‘lateral occipital’ complex as one of the best documented cases of an evolutionarily new field is owing to the fact that functional criteria can be used to define, at least to a first approximation, the locations of V4 and MT in both humans and monkeys. However, a similar level of objectivity has been harder to achieve in comparisons involving areas which are non-topographically organized, or whose organization reflects coding of more abstract aspects of behaviour. For these, despite similarities being noted, the detailed nature of the differences between primate species remains largely unknown (e.g. Culham & Kanwisher 2001). Based on comparisons such as that shown in figure 3, it is fair to expect that the relative expansion of the temporal, parietal and frontal association regions, and of non-primary sensory and motor cortices, have resulted from the relative expansion of individual areas, as well as the addition of new areas. That this is the case has, of course, been proposed much earlier, on the basis of cytoarchitectural evidence4 (e.g. Preuss & Goldman-Rakic 1991a,b), but given the relative homogeneity of the isocortex that experiences the most marked changes, a precise view will require direct functional evidence. One region that deserves particular attention in this context is the superior temporal region, highlighted in orange in figure 3. Note that in marmosets and other small primates, visual area MT is located in close proximity to the auditory ‘core’ (Luethke et al. 1989; Rosa & Elston 1998), whereas in macaques several other visual, auditory and polysensory fields exist between these areas (Seltzer & Pandya 1978; Desimone & Ungerleider 1986; Hackett et al. 1998; Lewis & Van Essen 2000; Schroeder & Foxe 2002). This region is even more expansive in the human brain, where it is likely to contain new subdivisions involved, for example, in the processing of speech sounds and integration between visual and auditory language cues (Hackett et al. 2001; Padberg et al. 2003; Puce & Perrett 2003). One interpretation of the comparative evidence is that the addition of this expansive sector of cortex between A1 and MT has allowed better audiovisual integration, a crucial aspect of language. In this light, both the strong activation of area MT by lip movements in humans and the specific deficits MT lesions cause in terms of lip-reading ability (as opposed to all biological motion) could be seen as the result of a recent evolutionary adaptation of a more general-purpose primate motion‐processing system, which was driven by specific needs of hominoid evolution (Campbell et al. 1997; Sekiyama et al. 2003). However, the close proximity of A1 and MT in small primates and the polysensory nature of some of the areas in between may hint at a phylogenetically older role for the MT complex of areas in visual-auditory integration. This possibility needs to be explored by means of a systematic study of this region in smaller primates, including single-cell analyses of visual and auditory responses and more detailed anatomical tracing.
While the exact developmental mechanism underlying the non-uniformity of evolutionary changes across the surface of the cortex remains conjectural, an educated guess can be offered on the basis of what we know about the dynamics of cell proliferation giving rise to different parts of the brain (Kornack 2000; Finlay et al. 2001). During embryonic development of the cortex, the pool of progenitor cells in the ventricular zone undergoes a gradual change in the mode of cell division (Kornack 2000; Caviness et al. 2003). Initially, most cell divisions are symmetric non-terminating (whereby both daughter cells become progenitor cells). This gradually changes to an asymmetric mode (i.e. one of the daughter cells remains as a progenitor cell in the ventricular zone, while the other migrates as a postmitotic neuron to form the developing cortex), and then to a symmetric terminating mode (in which both daughter cells become postmitotic neurons). Even slight changes in the duration of these phases can have dramatic effects on the resultant number of neurons that comprise a particular structure. This has been well documented with respect to the fact that primates tend to have a larger fraction of the cortex formed by supragranular layers, in comparison with rodents. In this case, the inside-out pattern of cortical development means that postmitotic cells generated in ‘late’, additional cell division cycles (enabled by the longer gestation in primates) tend to aggregate in layers two to four. This effect is compounded by the fact that the duration of the cell cycle also accelerates towards the end of the primate gestation period, in such a way that relatively more cell divisions occur during the final third of cortical neurogenesis (Kornack 2000). A localized expansion of certain regions of the cortex could happen if these corresponded to sectors of the proliferative epithelium that underwent slightly later transitions between modes of division. One might conjecture, for example, that cells in the ventricular zone sectors giving rise to V1 (and other ‘core fields’) would tend to enter the symmetric terminating mode earlier than those in sectors giving rise to V2, hence the relative enlargement of the latter area in species that undergo a longer period of corticogenesis. This is essentially an extension of Finlay & Darlington's (1995) evolutionary/developmental argument to subdivisions of the cerebral cortex. These authors proposed the existence of differential effects of order of neurogenesis (and other developmental events) on the size of brain components (‘late-generated structures become disproportionately large in large brains’; Darlington et al. 1999, p. 367). This argument will be expanded in § 5, where we deal with the relative phylogenetic stability of area MT.
5. Primary and non-primary areas in development and evolution: the case of area MT
What makes the relative size of some cortical areas constant across species, whereas other regions show marked variation? A possible clue to the answer to this question comes from the fact that one rostral visual area, MT, defies the trend among extrastriate cortices, in that it corresponds to a nearly constant proportion of the size of primary cortical fields in all primates (Rosa 2002). We propose that this can be explained according to the hypothesis that MT is part of a framework of primordial cortical areas, which are specified through well-defined transitions at relatively early stages of pre- and postnatal development (Rosa 2002), and which were already present from early stages of primate evolution. By contrast, the main focuses of isocortical expansion and differentiation (where, as outlined above, areas show more variability between related species) would correspond to regions that form and mature later in development, with a lesser degree of molecular specification; these also correspond to more recent evolutionary acquisitions.
Of particular relevance for this argument is the fact that MT is noteworthy among extrastriate areas, owing to its accelerated maturation in pre- and postnatal life. The early development of MT in relation to other extrastriate areas was first suggested on the basis of an anatomical comparison between the pattern of myelination in newborn human brains (Flechsig 1920) and functional mapping of motion selectivity in adults; as pointed out by Watson et al. (1993), human MT seems to correspond to one of the few regions of cortex that are already myelinated at birth (Flechsig's Feld 16). That the functional maturation of MT also occurs earlier than that of other visual areas (with the exception of V1) has been suggested by research showing the comparatively early development of pattern motion selectivity (Dobkins et al. 2004) and other presumed MT-related visual functions (Fine et al. 2003). The validity of these inferences was confirmed by recent studies of the postnatal development of cytoskeletal and calcium-binding protein expression in marmosets, which have confirmed a precise correspondence between a sharply defined region of early maturing cortex in the superior part of the temporal lobe and the borders of developing area MT (Bourne et al. 2004). Significantly, this same study demonstrated that the histological maturation of MT is concomitant with the maturation of the primary sensory fields A1, S1 and V1, preceding that of most other cortical areas by a few weeks (Bourne et al. in press).
This developmental observation has added support to the concept of MT as a primary sensory area, which has so far been argued primarily from functional and anatomical points of view (Rosa & Elston 1998; Rosa 2002). In traditional schemes of hierarchical processing, MT is usually seen as a higher-order visual area, occupying the fourth or fifth level of cortical processing. However, MT has a number of characteristics that are shared with primary sensory areas, but are rare among other fields. For example, MT neurons receive direct retinal innervations through a small, but well-defined nucleus of the inferior pulvinar complex (O'Brien et al. 2001). As pointed out by Cusick et al. (1993), this nucleus (medial inferior pulvinar, or PIM) stands out from the rest of the pulvinar complex by virtue of having the expected neurochemical characteristics of a primary relay nucleus. Perhaps owing to the existence of this ‘lemniscal’ pathway, MT neurons respond with very short latencies in comparison with cells in all other areas except V1 (ffytche et al. 1995; Schmolesky et al. 1998; Raiguel et al. 1999), and many remain active even after extensive lesions of V1 (Rodman et al. 1989; Girard et al. 1992; Rosa et al. 2000b; Azzopardi et al. 2003). In fact, MT neurons can mediate conscious visual sensation even in the absence of V1, provided that stimuli of certain spatio-temporal characteristics are presented (Barbur et al. 1993; Sahraie et al. 1997; Zeki & ffytche 1998). Finally, MT is also unusual among extrastriate areas in forming a relatively simple and precise ‘first-order’ representation of the visual field (Allman & Kaas 1971; Fiorani et al. 1989; Xu et al. 2004), the significance of which will be discussed in §6, and in having sharply circumscribed histological borders, comparable in definition only with those of primary sensory areas such as A1 and S1 (figure 4; see also Tootell et al. 1985; Huffman & Krubitzer 2001; Sincich et al. 2003). In opposition to this body of evidence, the argument for MT as a higher-order area relies primarily on the study of laminar patterns of corticocortical connections (e.g. Felleman & Van Essen 1991). While we recognize that the quantitative analysis of these types of data usually reveals a good anatomical correlate of the probable levels of processing within the same hierarchical pathway (e.g. through the use of the ‘supragranular/infragranular index’; Barone et al. 2000; Vezoli et al. 2004), it is also the case that the relationship tends to break down when one analyses connections between areas that may not operate strictly in series. For example, contrary to the expectations of a hierarchical model, frontal lobe projections to visual cortex originate predominantly from supragranular layers (Shipp et al. 1998). Whereas the concept of two primary visual areas might sound strange to some, it would probably not cause much reaction among most auditory physiologists, who have grown accustomed, over a quarter of a century, to the idea of more than one auditory ‘core’ field (e.g. Reale & Imig 1980).
It has long been known that primary sensory fields are among the first cortical areas to develop5, including achieving morphological/histological maturation and undergoing critical periods (Condé et al. 1996; Gogtay et al. 2004). In embryonic life, preplate regions that are destined to become primary areas also become committed relatively early by means of sharp, genetically regulated molecular specification steps (Polleux et al. 1997; Donoghue & Rakic 1999; Smart et al. 2002). In this context, it will be important to test whether a high level of molecular specification applies to MT, as predicted by the hypothesis outlined above. One would expect, for example, that MT-specific expression of the Eph receptors and their ligands (ephrins) may occur at some stages of corticogenesis, including a sharp molecular border similar to that demonstrated for developing V1 (Donoghue & Rakic 1999).
In summary, the unusual characteristics of area MT (among extrastriate areas) support the idea that the clear histological boundaries and the relative stability of the proportions between primary areas and ‘older’ cortices (such as the entorhinal area; see figure 3) are likely to result from these areas claiming defined territories of the protomap or preplate ahead of other areas, guided by precise molecular labels. As argued above, modulations of the duration of the cell cycle and the number of cell divisions, which form the probable evolutionary mechanism of cortical expansion (Kornack & Rakic 1998), would be more likely to affect the configurations of regions forming later in development, including the expansion of individual areas and the emergence of new fields. Late-maturing areas of the human brain, such as the prefrontal and inferior temporal cortices, are among those which have experienced relatively recent expansion and subdivision in primate evolution (Preuss & Goldman-Rakic 1991a,b; Condé et al. 1996; Woo et al. 1997; Cruz et al. 2003; Gogtay et al. 2004).
In theory, it is also the case that the later a given cortical region matures, the greater the chance that environmental or other epigenetic factors could play a role in defining its final configuration in the cortex. Yet although it is clear that adaptations to specific ecological niches correlate with changes in the sizes and configuration of areas, as well as their topographic maps (Huffman et al. 1999; Rosa & Krubitzer 1999), the exact manner in which different cortical phenotypes emerge in development, particularly among closely related species, remains for the most part unknown. Consistent correlations between cortical structure and habits have been difficult to establish among primates. However, homologues of V2 and V4 are smaller (relative to V1) in nocturnal primate species than would be expected by comparison with diurnal species of similar size (Rosa et al. 1997a,b; Rosa 2002).
6. ‘Core’ fields and the formation of sensorimotor maps
In this section, we examine the possible consequences of asynchrony in the formation and maturation of cortical areas for the establishment of topographic maps, with the focus on visual areas. To date, it remains unclear whether visuotopic maps have a function in facilitating certain types of neural computations (see Rosa 1997; Rosa & Tweedale 2004, for reviews). Nonetheless, they form one of the most important components of the currently accepted definition of what constitutes a visual area, and therefore understanding the relationship between maps and areas is of some practical importance. Despite this, there is little information available on the developmental steps responsible for the formation of topographies outside the primary sensory areas (Rosa 2002). This constitutes a major limitation to our understanding of cortical arealization, as the maps found in higher-order areas tend to be the ones that are coarser, topologically more complex and, according to some investigators, may even comprise incomplete representations of the sensory surface. Hence, their interpretation is more controversial, as demonstrated in §7 of the present paper.
In the absence of direct evidence, it has been instructive to consider to what extent the characteristics of adult cortical sensory maps may provide hints about the likely developmental mechanisms involved in their formation. Recently, we proposed that the observed asynchrony in cortical development, with the primary sensory areas leading the way, combined with an almost universal drive towards configurations that maximize overlap between the receptive fields of adjacent neurons, would have the potential to considerably simplify the formation of visual topographies similar to those observed in non-primary cortices of adult primates (Rosa 2002). The key features of this argument are summarized in figure 5. Briefly, we proposed that only the topographic organizations of ‘core’ areas need to be under a strict genetic control, such as that implied by the patterns of ligand expression during the phase of establishment of thalamocortical innervations (e.g. Vanderhaeghen et al. 2000). The precise maps generated in these early forming areas could then act as reference points, or ‘anchors’, for the specification of additional sensory maps, which would develop sequentially as a function of distance from the primary area; this gradient-like maturation is supported by studies in primates (Condé et al. 1996; Bourne et al. in press). A crucial prediction of this model has been confirmed recently in experiments involving ferret pups, when it was demonstrated that early lesions of V1 (thereby removing the main topographic ‘anchor’) have widespread consequences for the visuotopic organization of adult extrastriate cortex, including V2, V3, and temporal and parietal areas (Restrepo et al. 2003). Even though receptive fields of near-normal size were observed in the territories expected to correspond to these areas, and despite the preservation of local topographic continuity, the global visuotopic maps and patterns of callosal connections became disrupted beyond recognition.
A process similar to the one depicted in figure 5 would require a hypothetical developmental mechanism that promotes local topographic continuity, with cells in adjacent columns having overlapping receptive fields, not only within the same area, but also across areas. Whereas the nature of the continuity-promoting mechanism remains unknown, the organization of adult cortices strongly implies that receptive field overlap of adjacent cells is a major constraint in topographic map development (Kaas & Catania 2002). Neurons in the early postnatal cortex undergo significant changes in their mode of intercellular communication, which could underlie the tendency to retain topographies consisting of gradual changes, and to ‘prune out’ those reflecting decorrelated activity in adjacent cells (reflecting innervations by disparate visual field loci). For example, late prenatal and early postnatal neurons communicate extensively through gap junctions, forming clusters of coupled cells that share intracellular messengers, and which tend to become active in synchrony (Montoro & Yuste in press). The reliance on gap junction signalling decreases gradually over the first few weeks of life, in an opposite relationship to the emergence of chemical synaptic activity. It has been suggested that the biophysical characteristics of the connexins expressed in different phases of postnatal maturation would dictate that only cells with synchronous depolarizations maintain their gap junction communication, particularly after the early postnatal period (Maxeiner et al. 2003). This could potentially provide a way of stabilizing maps that are based on a smooth progression of receptive field position.
According to the model illustrated in figure 5, the temporally graded development of extrastriate cortex around two primary nodes (V1 and MT) would have profound consequences for the functional organization of the adult primate brain (Rosa 2002). First, while the visual maps of these early forming, precisely specified areas could organize as simple isomorphs of the sensory surface (as predicted from modelling studies of spontaneous map formation within structures with sharply defined boundaries; Willshaw & Von der Malsburg 1976; figure 5, left column), those in areas which are formed at progressively later stages would tend to self-organize into second-order representations of the visual field, given the constraints placed by the pre-existing topography. Second, the precision of topographic maps would tend to deteriorate as a function of distance from the two primary areas. This would primarily be owing to later-forming cortices being furthest from the zones of strict molecular specification, allowing the refinement of their maps with increasingly greater degrees of freedom (figure 5, right column). For the same reason, one would also expect that fields located furthest from the primary areas would display more variability, not only between species but also between individuals. This is supported both by individual variability of the visuotopic configuration of the V3/V4 border in monkeys (Gattass et al. 1988; Rosa & Tweedale 2004; see figure 5, middle right), and by the difficulty in establishing a consistent visuotopic organization in the human region topologically equivalent to monkey V4 (Tootell & Hadjikhani 2001; see figure 5, bottom right). Finally, as indicated in figure 5, the more recent cortical fields, in terms of both evolution and development, would correspond to those added at the centre of the regions of expansion. As observed experimentally, they have the coarsest sensory representations, which may combine more than one modality (for example, the cortex between A1 and MT). This would also have implications in the search for homologous areas in different primate species: although it should be possible to establish one-to-one homologies among those areas that mature during earlier stages of development, the correspondence is likely to become increasingly blurred for ‘late’ areas.
7. How well do we know what we think we know? the case of the ‘third tier’ visual cortex in New World monkeys
The current ‘textbook’ view of visual cortex is that it consists of morphologically distinct, functionally dedicated and stereotypically connected cortical areas, each forming a topographic map of the visual field. In practice, however, more often than not the exact relationship between architectural fields, connectionally defined fields and topographic maps has proven harder to elucidate than suggested by this statement. Even today it is fair to say that there are only three areas (V1, V2 and MT) for which a precise correspondence has been demonstrated between delimitations based on such a wide correlation of criteria. Although many more areas have been proposed, they remain subjects of dispute. In this section, we highlight the pitfalls involved in mapping visual cortical subdivisions, and conclude that it is likely that much of the present uncertainty simply reflects the fragmentary nature of the experimental evidence so far obtained. We will do this by focusing in some detail on the history of the organization of the strip of cortex located immediately rostral to V2 (the ‘third tier’ extrastriate cortex) in New World monkeys. This region has been the focus of a long-standing controversy, and it is only very recently that a clearer picture of its organization has started to emerge.
In a series of classical studies of the visual cortex of owl monkeys (a New World species), Allman & Kaas (1975) defined a series of ‘third tier’ areas, each forming a complete visuotopic map of the contralateral hemifield. Among these was the dorsomedial area (DM), which occupied the dorsal-most aspect of the occipital lobe and adjacent midline. According to the original description, DM included representations of the upper and lower visual quadrants that adjoined V2, and was distinct from all adjacent areas by virtue of being heavily myelinated, and (as demonstrated by subsequent investigations) by having stronger connections with V1 (Lin et al. 1982; Weller et al. 1991; Krubitzer & Kaas 1993). At the same time, studies of the third visual complex in Old World macaque monkeys described a different pattern of organization. In this genus, the cortex anterior to dorsal V2 only represented the lower visual quadrant, in a manner consistent with the hypothesis that this region was part of a more extensive third visual area (V3) that formed a mirror-image of V2 (Zeki 1969, 1978; Van Essen & Zeki 1978; Gattass et al. 1988). Although at first glance these data indicated that different species of monkey might have rather different patterns of areas, other studies also started to document intriguing similarities between the area(s) rostral to V2 in New World and Old World monkeys. For example, similar to New World monkeys, the parts of the macaque third complex adjacent to dorsal V2 were found to be more densely myelinated, and to receive much stronger projections from V1, than those adjacent to ventral V2 (Van Essen et al. 1986; Colby et al. 1988; Stepniewska & Kaas 1996; Felleman et al. 1997; Beck & Kaas 1999; Nakamura et al. 2004). These histological and connectional parallels have also suggested another possibility: that the reported differences could be more apparent than real, reflecting, at least in part, different criteria used by different studies to define the boundaries of areas in this region.
The possibility of errors in interpretation has been highlighted by the studies of Lyon & Kaas (2001, 2002), who reached the conclusion that there is not, in fact, an area DM in the dorsal cortex adjacent to V2 of New World monkeys (including marmosets, titis, owl monkeys and squirrel monkeys). Instead, on the basis of anatomical tracing, these authors proposed that the dorsal ‘third tier’ region in these species formed an elongated topographic map of the lower contralateral quadrant, which was part of a V3 similar to that described in Old World monkeys (figure 6a). According to this model, a smaller area DM, including representations of both quadrants, would be located entirely rostral to V3. This provided an attractive way of unifying data obtained in several primate taxa, by implying a one-to-one correspondence between the areas of Old World and New World monkeys: in both types of primate there would be area V3, forming a reduced mirror-image of V2, followed by another area (DM in New World monkeys, V3a in the macaque) restricted to the dorsal extrastriate cortex. However, this proposal also led to several important unanswered questions. For example, how could it be reconciled with the earlier electrophysiological evidence of an upper quadrant representation located immediately adjacent to dorsal V2 in New World monkeys (Allman & Kaas 1975)? The presence of such a region was a key piece of information leading to the original proposal of DM, which had since been independently confirmed by other studies (Krubitzer & Kaas 1993; Rosa & Schmid 1995; Sereno 1998). Moreover, what were the implications of the connectional and histological asymmetries between dorsal and ventral cortex, observed by earlier studies, in terms of the single V3 model? Clearly, major incompatibilities remained.
In recent studies, our laboratory revisited the organization of the New World monkey third visual complex through a comprehensive combination of anatomical tracing, fine-grained physiological recordings and histological techniques (Rosa & Tweedale 2000; Rosa et al. 2000a, 2005). The use of multiple, mutually reinforcing methods in the same experiments allowed us to clarify this situation substantially. As is often the case in science, the truth lay somewhere in between these two proposed models (figure 6b). On one hand, we confirmed that New World monkeys (marmosets in this case) do have a V3-like area, which forms a representation of the visual field including both upper and lower quadrants. This area is, however, not as extensive as implied by Lyon & Kaas (2001, 2002). Instead, near the dorsal midline we found evidence for a separate area, similar to DM described by Allman & Kaas (1975), in cortex immediately adjacent to V2 (figure 6b). As discussed in §8, these results have suggested a new interpretation of the homologies between New World and Old World monkeys, which in turn raises testable hypotheses that may lead to a refinement of the Old World monkey cortical map.
The key evidence regarding the presence of DM in the cortex rostral to V2 is summarized in figures 7 and 8. Sequences of receptive fields recorded at closely spaced sites across the most lateral part of the V2/DM border cross the horizontal meridian, and invade the upper visual quadrant, without any suggestion of a reversal that could indicate the presence of a V3-like field (figure 7). The point where the receptive fields invade the upper visual field corresponds to an architectural transition between V2, caudally, and a zone of dense myelination, rostrally; this architectural field is absent from the ventral cortex anterior to V2 (Rosa & Schmid 1995; Rosa et al. 2005).6 Injections of retrograde tracers throughout this ‘third tier’ densely myelinated zone revealed homotopic projections from V1, which originated in both the upper and lower quadrant representations (figure 8a), primarily from cells located at the level of the stria of Gennari (layer 3C; Brodmann's layer 4B) and slightly above. By contrast, injections located posterior to this zone (i.e. in V2) resulted in retrogradely labelled cells that were concentrated in more superficial sublayers of V1, while injections located entirely anterior to it revealed no V1 projections. Finally, based on extensive recordings covering the entire extent of the densely myelinated zone and adjacent areas (Rosa & Schmid 1995), we found that this architectural field formed a single, albeit complex map of the visual field. Consistent with the neuroanatomical data (figure 8b), this visuotopic map included a continuous representation of the lower visual field and a split representation of the upper visual field. Whereas this is an unusual topographic map by the standards of previous descriptions of visuotopy in primate visual areas, it comprises organizational features that are similar in complexity to those described in visual areas of cats (Palmer et al. 1978; Sherk & Mulligan 1993), such as a ‘field discontinuity’ that runs obliquely in relation to the horizontal and vertical meridians, and islands of different ‘field sign’ (Sereno et al. 1994; see Rosa & Schmid 1995; Rosa et al. 2005; for a more detailed discussion).
For many years, the alternatives of having a V3-like area, homologous to area 19 of non-primates, or a string of ‘third tier’ areas have been promoted as mutually exclusive (e.g. Allman & Kaas 1975; Krubitzer & Kaas 1993; Stepniewska & Kaas 1996). One major contribution of our studies in the marmoset and capuchin has been to demonstrate that, at least in New World monkeys, this is not necessarily the case. As illustrated in figure 2, we found that the ventral cortex rostral to V2 forms a relatively simple, mirror-symmetrical representation of the upper visual quadrant, similar to that described for macaque ventral V3 (Gattass et al. 1988) or VP (Newsome et al. 1986). However, we also found that this area continued dorsally into the region between the foveal representation of V2 and area MT, where a complementary lower quadrant representation was found (figure 6b). Importantly, this lower quadrant representation is similar to ventral V3 in terms of receptive field size, myeloarchitecture and connections (Rosa & Tweedale 2000; Rosa et al. 2000a). The resulting ‘complete’ V3 does receive projections from V1, which nonetheless can be distinguished from V1-DM projections in terms of density and laminar origin (see also Nakamura et al. 2004, for similar evidence in the macaque).
In summary, recognizing the existence of a complete V3 in New World monkeys did not require negating the existence of other areas, such as DM, more dorsally in the third tier cortex. For the purposes of the present review, we find particular comfort in the fact that our results vindicated the concept of DM as a ‘third tier’ area, which corresponds well to a myeloarchitectural zone, contains a representation of the entire visual field and can be distinguished from all adjacent areas on the basis of its laminar pattern of connections with V1. While these characteristics are reminiscent of the ‘textbook’ definition of a visual area, it is also clear that attaining such a delimitation also means accepting that cortical topographic maps can be rather complex, even at such an ‘early’ level of processing. More generally, the long and convoluted story of the New World monkey third visual complex illustrates the fact that some of the present controversies are likely to be solved as more complete information becomes available.
8. How similar can different species of primate be? Seeking the homologues of V3 and DM in Old World monkeys
Do the New World monkey DM and V3 have clear-cut Old World monkey homologues and, if so, do they look exactly the same? These are not rhetorical questions, particularly if one assumes, as proposed above, that the formation and refinement of any given topographic map in development may be shaped by the configuration of adjacent maps. In this situation, it would be quite possible to have two distinct areas, originating from different evolutionary events yet in the same position relative to V2, sharing a similar general topographic organization. The argument for homology becomes stronger, however, if specific functional, connectional and neurochemical parallels can be traced between species, as it would be unlikely that all of these would have originated in parallel purely by chance. As outlined in more detail elsewhere (Rosa & Tweedale 2001), we feel that there is a strong case for homology between DM and the macaque's sixth visual area (V6), as recently redefined by Galletti et al. (1999). The visual topography of V6 is compatible with a DM-like model, on the basis of the relative positions of the representations of the visual meridians. In addition, V6 comprises a continuous lower quadrant representation that separates a peripheral upper quadrant representation, medially, from a possible central upper quadrant representation, laterally (figure 9a). Whereas the central upper quadrant representation was not actually mapped by Galletti et al. (1999), these authors pointed out that its existence was demonstrated by the results of Van Essen & Zeki (1978). If confirmed, this would indicate the existence of a visuotopic map in V6 that is uniquely similar to the one found in New World monkey DM (Rosa & Tweedale 2004). The origin of the laminar projections from V1 to V6 in the macaque (Galletti et al. 2001) is also exactly the same as that observed in the marmoset (Vogt-Weisenhorn et al. 1995; Rosa et al. 2005). Finally, both areas are part of relatively direct, oligosynaptic pathways to and from the premotor cortices, are characterized by heavy myelination, and have the same basic visual response properties (Rosa & Tweedale 2001; Galletti et al. 2004).
The main difference between the macaque and the marmoset remains the fact that, in the former species, it is believed that a bridge of V3 interposes between V2 and V6 (figure 9a, left). One way to reconcile our observations in New World monkeys (figure 9a, right) with the data presently available on the macaque cortex is to propose that the position of V6/DM changes in different species, as a result of the addition of further areas in the larger species. Different final configurations of areas are possible in the context of the evolutionary/developmental hypothesis outlined in previous sections of this paper, particularly in regions not adjacent to the primary areas. However, it is also important to realize that the published evidence for a V3 that extends that far medially is not particularly strong (see Rosa & Tweedale 2001 for review). Area V6 (according to the definition of Galletti et al. 1999; see figure 9a) is similar to ‘dorsal V3’ of other studies (e.g. Felleman et al. 1997) in having a rostral border that corresponds to the lower vertical meridian, in being strongly myelinated, and in receiving projections that originate from V1 cells located predominantly at the level of the stria of Gennari. Thus, it is possible that parts of V6 may have been included in dorsal V3 in previous work, where the entire extent of the dorsal ‘third tier’ cortex was not explored with dense grids of penetrations. Whereas Galletti et al. (1999) recognize a thin V3 bridge inserted between V2 and V6, the illustrated evidence suggests that these recording sites may in fact have been located in V2 (see Rosa & Tweedale 2001; for discussion). The existence of V6 in the medial part of the ‘third tier’ cortex would explain why the myeloarchitecture of ‘V3’, as presently defined in species such as the macaque and the capuchin, changes dramatically at the level of the annectent gyrus (Rosa et al. 1993b), as well as the presence of certain unexpected features revealed by functional mapping studies of the macaque extrastriate cortex. These include the discontinuous nature of the lower vertical meridian representation that is taken to coincide with the rostral border of V3 (e.g. Gattass et al. 1988; see figure 10, left), and the presence of a sector of upper vertical meridian representation along the putative rostral border of dorsal V3, as revealed in recent fMRI studies (figure 11). As redefined in the New World monkey, V3 also becomes a more suitable candidate for being homologous to area 19 of non-primates, given its location (Rosa 1999), architecture (Price 1985), receptive field properties (Burkhalter & Van Essen 1986) and connections (Felleman et al. 1997), which, as in non-primates, suggest a role for V3 in the ‘ventral stream’ (Tanaka et al. 1987; Dinse & Kruger 1990; Dreher et al. 1996; Rosa & Manger in press).
In summary, the medial border of V3 may also need to be reconsidered in Old World monkeys; perhaps, similar to in marmosets, this area does not extend as far medially, giving way to a dorsal stream-dominated, densely myelinated field with stronger V1 connections (V6). As illustrated in figures 10 and 11, the raw observations supporting the currently accepted areal subdivision of the macaque dorsal extrastriate cortex are actually very similar to our data in New World monkeys, with the major differences coming from the investigator's choice of placement of boundaries. We propose that a redefinition of the macaque cortex along the lines shown in figures 9b and 10 would result in subdivisions that better conform to the expected characteristics of what constitutes a visual area, in terms of anatomical and physiological homogeneity. For example, previous investigators have noted that the architecture and response properties of ventral V3 are more akin to those found in parts of the prelunate gyrus (Burkhalter & Van Essen 1986) than to those found in ‘dorsal V3’; to these similarities we add the fact that both regions receive weak or no connections from V1 (Felleman et al. 1997; Nakamura et al. 2004). Moreover, others have described the existence of significant functional and connectional differences between the posteromedial and anterolateral parts of the prelunate gyrus (Zeki 1983; Maguire & Baizer 1984; Stepniewska & Kaas 1996; Youakim et al. 2001). Thus, the proposal of a redefinition of V3 is, at least to a preliminary level, compatible with existing evidence.
Although it is early to propose an exact correspondence between areas in New World and Old World monkeys, our results raise this possibility. A better grasp of the factors underpinning the evolution of cortical representations in general, and the likely homologies of DM and V3 in particular, will require more high-resolution anatomical and physiological data from a wider range of species. Either way, the complicated history of the organization of the third visual complex raises the issue of the difficulty in interpreting areal organization on the basis of limited criteria. Whereas the current technology for non-invasive mapping is certainly adequate for detecting similarities (and differences) in visuotopic organization between human and monkey visual cortices (Brewer et al. 2002), it must be kept in mind that the relationship between maps and areas can be quite complex, and that a clear definition of cortical areas requires the parallel consideration of connectional and histological criteria.
9. Other points of contention: what, if anything, is a cortical area?
As detailed in the previous sections, it has become increasingly clear that the fields forming the New World monkey ‘third tier’ visual cortex more or less conform to the traditional view of what a visual area should be. They have distinct architectural characteristics and connections, contain neurons with relatively well-defined receptive fields, and form topographic maps of visual space. It may be sobering to realize that, despite the many years of investigation required, this is likely to have represented a relatively easy problem to solve, within the broader context of cortical mapping: on final analysis, the current generation of neuroscientists did have access to the methods and concepts needed to attack this problem logically, and the resolution basically depended on technical issues. Is it the case that all we need is time, and perhaps an even better suite of methods, so as to reach a map that shows a complete and accurate mosaic of cortical areas? Or do we need to adjust our expectations as we move further towards trying to understand the large mass of association isocortex that characterizes the primate brain, in search of the neural bases of cognition?
A tacit assumption underlying much of the neuroscience conducted over the last century has been that all cortical areas are well-defined entities. This is reflected, for example, in current illustrations showing the cortex as a patchwork of fields of different sizes and shapes. Essentially, areas have been seen as ‘organs’: physically segregated and functionally specialized entities that interact via ordered ‘feed-forward’ and ‘feedback’ connections. Specialists in cortical architectonics do know, of course, that the situation is nowhere near as clear-cut, and that the degree of confidence with which we can draw the lines that separate the areas vary enormously; this was recognized by both Campbell (1905) and Brodmann (1909), among many others. Nonetheless, for the most part this is seen as a temporary situation. The general expectation has been that, given better histological, functional and molecular biological mapping techniques, the exact configuration of areas will eventually be revealed across the entire human (or animal) cortex, with a degree of precision similar to the one with which we can now define the primary sensory areas. It is important to recognize, however, that this remains an article of faith. Here, we would like to argue that, while many of the current controversies will undoubtedly be solved by future studies, one must also be prepared to face the prospect that the cerebral cortex is not entirely formed by neatly defined, homogeneous fields with sharp boundaries. In particular, it is possible that an accurate map of regions of evolutionarily new sectors of cortex may require probabilistic descriptions.
Consider, for example, our current level of understanding of the inferior temporal visual cortex (for the purposes of the present argument, we will concentrate on the expansive field ‘TE’ of Von Bonin & Bailey 1947). It is clear that this region is functionally heterogeneous, given that recordings from different locations yield neurons with distinct response properties, and that different lesions result in distinct constellations of symptoms (Blake et al. 1977; Baylis et al. 1987; Kobatake & Tanaka 1994; Janssen et al. 2000; Cowey et al. 2001; Tamura & Tanaka 2001). Moreover, architectural studies in New World and Old World monkeys demonstrate a degree of structural heterogeneity (Seltzer & Pandya 1978, 1989; Weller & Steele 1992). However, there has been limited success in proceeding beyond this point, particularly if one operates under the assumption that, similar to the occipital visual cortex, the larger cytoarchitectural fields can be logically subdivided into a set of smaller, functionally specialized areas. The morphological transitions throughout the inferior temporal cortex are genuinely gradual.7 For example, while most investigators agree that there is a clear change in histological character between caudal and rostral parts of cytoarchitectural area TE, precise boundaries are difficult to draw, even with more modern techniques (Kondo et al. 1994; Xu et al. 2003; Komatsu et al. in press). Moreover, the laminar patterns of interconnections between putative TE subdivisions defy attempts at classification as ‘extrinsic’ (‘feed-forward’/‘feedback’) or ‘intrinsic’, according to traditional criteria (Seltzer & Pandya 1989; Suzuki et al. 2000). Finally, visuotopic representations can, at best, be viewed in terms of broad trends (Boussaoud et al. 1991; Hikosaka 1998; Rosa & Tweedale 2000). All present evidence considered, the organization of TE could be just as adequately described in terms of rostral–caudal or dorsal–ventral changes in the proportions of modules dedicated to different functions, without the implication of a mosaic of sharply defined sub-areas (figure 12). At this point, the definition of a cortical area would become, to some extent, a matter of semantics. Would TE be best seen as a very large area which changes in character gradually, or as a large number of smaller areas, each with indistinct boundaries? In the latter case, one might argue that there is no ‘final’, definitive cortical map: at a microscopic level, subdivisions of higher-order association cortices may need to be defined in probabilistic terms, depending on which functional property, afferent connection or molecule one is interested in charting.
There is no question that our present understanding of cortical cartography will be greatly refined in the future, including the resolution of many present controversies. Yet one may also need to be prepared for the possibility that the exploration of the association cortex, particularly in those fields that experienced recent marked expansion during human evolution, will require more flexible mapping criteria. For example, while accepting that major architectural fields can be used as a frame of reference for analysis of functional data in both monkey and human (Pandya & Yeterian 1996; Petrides & Pandya 1999, 2002), it is possible that these do not each correspond to an ‘area’, at least in the same way that V1 or MT are sharply defined ‘areas’ that circumscribe a well-defined population of neurons with unique properties, distinct from those found in all surrounding areas.
10. Conclusions
Cortical areas vary in their degree of definition, from the pencil-sharp boundaries of primary sensory areas to the ill-defined transitions of most association fields. Rather than seeing this only as a result of methods and criteria that are presently inadequate, we believe, on the basis of our studies in New World monkeys, that this reflects genuine features of primate cortical organization. We propose that some of these variations can be explained on the basis of the mechanisms involved in the evolutionary and developmental formation of the cortex. According to our hypothesis, borders that are sharply defined and methodologically robust in adults are those which are specified by the sharpest transitions in the expression of cell surface molecules during development. These early specified boundaries are likely to characterize phylogenetically older, ‘core’ areas, which can be reliably identified across many species. In particular, our studies in the marmoset, together with anatomical and physiological evidence obtained by others, suggest that area MT is one of these core fields. Our results also support the view that the present uncertainty regarding the organization of extrastriate visual areas can, in part, be traced to methodological factors. For example, our studies of the third visual complex suggest that, upon closer scrutiny, New World and Old World monkeys may be more similar than previously recognized. Yet our theory also predicts that in evolutionarily newer cortices, less precise boundaries, more complex sensorimotor maps and larger variability are to be expected, between both individuals and species. Comparative analyses of cortical organization, together with clarification of the developmental mechanisms underlying the formation of cortical maps (in particular, the degree of genetic specification involved in the establishment of different areas), will have a significant impact on our future efforts in cortical mapping.
The gradual process of refinement of our understanding of the cerebral cortex will also raise the issue of nomenclature as a crucial limitation of our current approaches to brain mapping. As illustrated by the convoluted history of the third tier visual cortex, it is relatively common to find that areas that are probably homologous, or parts thereof, have been given several distinct names by different researchers. More worrying, however, is the fact that the same names may have been given to different areas, as this may imply false homologies or analogies, and the consequent creation of much confusion for scientists, clinicians and students alike. This situation is, in no small part, owing to a lack of consensus regarding how best to define a cortical area. We believe that only through a better understanding of the processes of formation of areas in development and evolution will objective criteria emerge to allow a sensible, systematic nomenclature of the primate cortical areas.
Acknowledgments
The authors thank Dr Paul Manger for insightful discussions and comments on the manuscript. This study was supported by project grants from the National Health and Medical Research Council and Australian Research Council, and by equipment grants from the Clive and Vera Ramaciotti Foundation and ANZ Charitable Trust.
Glossary
- DM
dorsomedial area
- MT
middle temporal area
Endnotes
‘In 1904 I pointed out in a publication that brains without sulci (lissencephalic) possessed great advantages over gyrencephalic ones for topical localisation, that is, the histological delimitation of cortical areas, for on the smooth surfaces of such hemispheres the shape, position and extent of the individual fields were more clearly visible than on folded surfaces, and that often it was only possible to understand the complex relationships of gyrencephalic hemispheres by reference to them.’ From Brodmann (1909; ch. IV).
It may be of historical interest to note, however, that the ubiquity of the use of macaques in studies of cortical organization was not nearly as prevalent at the time of Brodmann's and Campbell's investigations as it is today. Although this fact is not always recognized, Brodmann's most famous diagram representing the cytoarchitectural areas of the Old World monkey cerebral cortex is based on the study of a guenon (genus Cercopithecus). Campbell conducted parallel investigations on the cortex of various species of apes, using specimens obtained from Sherrington's laboratory following his studies on stimulation of motor cortex in these animals.
‘Function is no sure guide, for organs which are clearly homologous in two animals may be put to quite different uses. Observation shows that the shape, size or color of a structure gives little positive evidence of identity. Similarity in general anatomic position and relations to adjacent organs is a more useful clue to identification. Best of all is similarity in developmental history. Embryologic processes in vertebrates tend to be conservative, and organs which are quite different in the adult condition may reveal their homology through similarity in early embryonic stages.’ In Romer (1955; ch. 1).
‘The regions distinguished in man and the gyrencephalic monkeys are also found in their entirety in the marmoset, but usually in simplified form and arrangement and sometimes with a reduced number of areas.’ In Brodmann (1909; ch. IV).
‘The value of embryological researches has already been proved, at any rate in one direction, by taking advantage of the natural law that the maturation or myelinisation of the various tracts of fibres standing in relation with various functions does not occur coincidentally but follows a set sequence. Observing the tenets of this law the surface of the brain can be subdivided in accordance with the different times at which the medullated constituents become apparent… To exemplify my meaning I have merely to point to the visuo-sensory area; the calcarine cortex, in which the seeing function concentrates itself, is found to contain myelinised fibres at a relatively early date, certainly at a time when such fibres are absent from the surrounding field.’ From Campbell (1905; Introduction).
Myeloarchitectural evidence for an asymmetry between the dorsal and ventral extrastriate cortices anterior to V2 can be found as far back as Campbell's work, and Campbell may in fact have been the first person to correctly deduce the visual function of the DM cortex. Commenting on Flechsig's finding of a zone of heavy myelination at the posteromedial end of the parietal lobe (probably corresponding to the region that became Feld 15 in Flechsig's 1920 monography), Campbell states that ‘…in those instances in which the fibre supply is great, on tracing the area backward, it can always be found to be continuous with the field of cortex to which I have given the name “visuo-psychic,” indeed the type of arrangement it presents is actually the “visuo-psychic” type; hence I maintain that in these cases we have nerely to deal with a forward extension of the visual area’. From Campbell (1905; ch. VIII).
A typical statement to this effect can be found in Campbell (1905), who, referring to the ‘temporal field’, states that, ‘The various series of sections have been searched very carefully to ascertain whether this large area can be further split up on the basis of additional variations in the arrangement of cortical fibres but this has been found to be impossible, because although slight differences are noticeable these are merely undecided changes in density, and over all the absence of fibres of large calibre is the dominant feature and has been the main guide in settling the limits of the field…the topical variations in cell lamination are not equivalent in degree to the differences in fibre-arrangement, also the intervening gradations are by no means abrupt: hence the extent and limits of these types of lamination are by no means easy to define.’ From Campbell (1905; ch. VI).
One contribution of 12 to a Theme Issue ‘Cerebral cartography 1905–2005’.
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