Cancer treatment: the combination of vaccination with other therapies

Abstract

Harnessing of the immune system by the development of ‘therapeutic’ vaccines, for the battle against cancer has been the focus of tremendous research efforts over the past two decades. As an illustration of the impressive amounts of data gathered over the past years, numerous antigens expressed on the surface of cancer cells, have been characterized. To this end, recent years research has focussed on characterization of antigens that play an important role for the growth and survival of cancer cells. Anti-apoptotic molecules like survivin that enhance the survival of cancer cells and facilitate their escape from cytotoxic therapies represent prime vaccination candidates. The characterization of a high number of tumor antigens allow the concurrent or serial immunological targeting of different proteins associated with such cancer traits. Moreover, while vaccination in itself is a promising new approach to fight cancer, the combination with additional therapy could create a number of synergistic effects. Herein we discuss the possibilities and prospects of vaccination when combined with other treatments. In this regard, cell death upon drug exposure may be immunogenic or non-immunogenic depending on the specific chemotherapeutics. Also, chemotherapy represents one of several options available for clearance of CD4⁺ Foxp3⁺ regulatory T cells. Moreover, therapies based on monoclonal antibodies may have synergistic potential in combination with vaccination, both when used for targeting of tumor cells and endothelial cells. The efficacy of therapeutic vaccination against cancer will over the next few years be studied in settings taking advantage of strategies in which vaccination is combined with other treatment modalities. These combinations should be based on current knowledge not only regarding the biology of the cancer cell per se, but also considering how treatment may influence the malignant cell population as well as the immune system.

Introduction

The use of cancer vaccines to induce a therapeutic host anti-tumour immune response has huge potential to complement traditional cancer therapies in a non-overlapping way. The prospects of cancer vaccines are to enable re-calibration of the existing host-tumour interaction, tipping the balance from tumour acceptance towards tumour control to the benefit of the patient. Additionally, the highly specific character of the host immune response minimizes the risk for adverse effects associated with most other cancer therapies currently applied. In general, a successful vaccination requires two components: An antigen and an adjuvant. The “antigen” represents the embodiment of the target that should be cleared from the body. The second requirement—the adjuvant—is an amplifier of the response induced by the antigen it self. Due to the phenomenon of “immune escape”, in which antigen-negative cancer cells may avoid immune recognition, strategies have been developed that conceptually focus on minimizing the risk of immune escape, by specifically targeting proteins that are important for the function, survival and growth of cancer cells [1, 59, 65, 74]. Thus, it is well characterized that molecular events—genetic and epi-genetic changes—lead to the general cancer traits; the capacity to uncontrolled growth (abnormal cell cycle regulation), resistance to death (apoptosis resistance), the potential to migrate and grow at distant sites (metastasis), the capacity to induce new blood vessels (attract endothelial cells) [31]. Also mechanisms involved in suppression of the immune system by cancer cells, e.g., secretion of immune-suppressive mediators) are at play during tumor progression [56], and, in addition, drug resistance is a highly relevant phenomenon that is responsible for the failure of chemotherapy to provide curative outcomes in the treatment of disseminated cancers [11]. The proteins or protein patterns responsible for these characteristics of cancer cells represent ideal target structures for therapeutic intervention, including immunological targeting. Importantly, these traits—molecular mechanisms aside—are essential characteristics of all life-threatening cancers, and therapies based on targeting of these characteristics molecularly are therefore broadly applicable to most if not all cancers. Several proteins responsible for or associated with these cancer traits have been characterized, exemplified by cell division (telomerase [74], Cyp1B1 [41], survivin [4, 7, 64, 73]), resistance to apoptosis (survivin, ML-IAP, Bcl-2, Bcl-X(L), and Mcl-1 [1, 34]), metastatic potential (Heparanase [71]), angiogenesis (survivin, Bcl-2, VEGFR [50]), and drug resistance [43, 44, 82]. Importantly, these proteins are targets for spontaneous immune responses in cancer patients, and peptides derived from the proteins are expressed on the surface of cancer cells in the context of HLA molecules, and thus represent broadly applicable vaccination targets in therapeutic vaccinations against cancer. Moreover, although vaccination against these proteins or groups of proteins is in itself a promising new approach to fight cancer, the combination with additional therapy could create a number of synergistic effects (Fig. 1).

Fig. 1.

Conventional chemotherapy effectively kills cancer cells thereby prolonging the life of many cancer patients. However, the development of drug resistance is considered to be the major cause for the failure of chemotherapy in many types of cancer. Tumor cells become resistant to chemotherapy in many ways, one of which is through increased expression of regulators of apoptosis proteins. In a combinational therapeutic setting, conventional therapy would kill the majority of the cancer cells, leaving only resistant cells that express high levels of these proteins. However, such high-expressers would be particularly vulnerable to killing by vaccination induced T cells. The synergy of these measures would, consequently, give a more effective treatment than either regime alone. Likewise, the resistance of tumor cells to immune cell-mediated apoptosis may contribute to the failure of tumor immunosurveillance, the phenomena of tumor growth despite infiltration by tumor-specific lymphocytes, as well as the failure of tumor vaccines to induce clinical responses despite evidence for priming of effector T cells. Thus, the combination of vaccination with a strategy using synthetic peptides that compete with caspases for binding to IAPs would be highly synergistic. To maximize the impact of immunotherapy, an exciting strategy would be to co-target biologically connected proteins, for instance survivin, Bcl-2 or Bcl-X(L) in a multi-epitope setting. An alternative approach would be to combine adoptive transfer of T cells with vaccination to facilitate expansion and maintenance of T cells in vivo. Finally, vaccination against some proteins addresses both the tumor and the tumor stroma

Multi-epitope strategies and additional immunotherapy

As outlined in Fig. 1, combination of vaccination with additional therapy could create synergistic effects. However, some of the fundamental problems associated with therapeutic vaccines still need attention. Thus, in many cases induced biological responses does not correlate with clinical responses, the reasons being largely unknown [55], and probably multifactorial. With current vaccination strategies the induced CTL frequencies are not impressive and although combination with other therapies may help increase these responses, we are still in need of a “gold standard” for therapeutic vaccinations. Thus, research into the generation and phenotype of DCs with optimal capacity to induce full armoured CTLs needs further attention, as does best suited route of administration. Also, the migratory capacity of in vitro generated DCs represent an important parameters [23], as does characterization and examination of adjuvants for in vivo targeting of DCs. Other aspects include homing of T cells to the tumor site [62], entry into the tumor micro environment [61], and maintenance of function systemically [2, 46, 48, 79], as well as at the tumor site [42, 47]. Moreover, research into the fundamental aspect of timing of vaccination in relation to disease entity and stage requires further study. To this end, it has been suggested that vaccination in the adjuvant setting for prevention of relapse would be optimal but in fact that notion needs verification. The above mentioned short comings of therapeutic vaccinations at its current stage obviously require detailed study of anti-tumor vaccination induced immune resposes, both with regards to the immune system and concerning tumor cell biology [70]. A major step toward the generation of more solid data that can be compared among laboratories, lie in the use of standardized monitoring protocols [12, 36]. Moreover, the combined use of immunological monitoring with profiling of tumor biopsies [45], may aid the generation of data that set the stage for development of strategies that increase the efficacy of therapeutic vaccination per se.

Many anti-cancer vaccination strategies are already focused on combination with other immunotherapeutic strategies, e.g., the addition of cytokines or immune modulating agents. Hence, numerous investigators have combined vaccines with, e.g., GM-CSF, IL-2, IL-12 or immunomodulatory antibodies such as those against CTLA-4, PD-1, or CD137 [19, 21, 83]. Many agents have not been extensively tested in humans, in particular not in combination with other immune modulators or treatments, e.g., vaccination, in part due to the fact that many agents are not available to the scientific community (please see http://www.web.ncifcrf.gov/research/brb./workshops.asp).

So far most peptide based vaccination trials have targeted only a single antigen. One concern has been that despite multiple targeting there would be a risk that only a single or a few dominant antigens would elicit reactivity. However, data now suggest that concurrent targeting of multiple antigens is possible, and that the induced responses against individual targets are not influenced negatively due to responses against other antigens [38, 69]. Thus, several clinical trials are ongoing in which multiple peptides from different proteins are targeted (http://www.clinicaltrial.gov). An exciting strategy would be to co-target biologically connected proteins, e.g., regulators of apoptosis proteins, in a multi-epitope setting. In this regard, as mentioned above a number of different regulators of apoptosis proteins have been described as tumor antigens in a large number of different cancers [3, 5, 6, 8]. A combination of these are likely to increase the magnitude and flexibility of the vaccine-induced anti-tumor response and may prevent tumor escape that otherwise would occur through selective loss of single target antigens. Since co-expression of Bcl-2 family proteins is a regular event [68], simultaneous targeting of these proteins may represent a more effective strategy than targeting either molecule alone. Interestingly, the co-expression of survivin and Bcl-2 is strongly associated with poor prognosis in breast cancer [72]. Targeting of both the Bcl-2 protein family and survivin would therefore be particularly attractive since they execute their anti-apoptotic function though different mechanisms [35]. Although regulators of apoptosis proteins are up regulated in almost all cancers there may be significant quantitative differences concerning the amount of each protein in individual patients suffering from the same disease. Previously, we have generated Bcl-2, Survivin and Bcl-X(L) specific cytotoxic T cell clones and examined the killing of a panel of cancer cell lines. Although all cancer cell lines were recognized and lysed by the T-cell clones the most effective lysis varied greatly among the cell lines (Table 1). Thus, some target cells were killed most efficiently by Bcl-2 specific T cells, some by Survivin specific T cells and some by Bcl-X(L) specific T cells. Although this notion needs to be substantiated in large-scale studies in which the clinical and prognostic significance of the different CTL responses is scrutinized, it could point to a scenario in which the targeting of more than one of the targets would be beneficial in a clinical setting.

Table 1.

Efficacy of tumor cell killing by CTL

Target cell line/clone	Bcl-(X)L173–182	Bcl-2208–217	Survivin96–104
CAMA1	High	Medium	Low
MDA-MB-231	Low	Medium	High
FM3	Medium	Low	Medium
FM55P	ND	High	Low
FM72	ND	Medium	Medium
FM81	ND	High	High

Low <30% lysis, Medium 30–60% lysis, High >60% lysis

ND not done

Concurrent targeting of several proteins with peptides restricted by several HLA molecules would also be expected to lower the risk of immune escape by selection of cancer cells that do not express the one or several of the targeted proteins, however, escape by HLA loss remain a possibility. Several different mechanisms have been described that influence the class I presentation machinery [67], leading to down regulation or loss of HLA class I on the cell surface [9, 53]. However, allele losses seem far more frequent that complete Class I loss, again underscoring the potential of concurrent targeting of several or all relevant HLA restriction elements in the patient. Whether such a strategy will lead to more frequent complete loss of HLA expression remains to be seen.

Impressive responses have been achieved in lymphodepleted melanoma patients, by adoptive transfer of in vitro expanded tumor infiltrating lymphocytes (TIL) and high dose IL-2. Transferred T cells expanded in the patients, and clinical response correlate with longevity of the T cells, suggesting that the proliferative capacity of the T cells is crucial for clinical relevance [10, 22]. The widespread use of this approach is troublesome since in most cancers TIL is not readily expandable. Several strategies are currently being explored to circumvent this problem, one being to transfect PBMC with tumor specific T cell receptors prior to transfer to the patient [49, 66]. Another approach is to use vaccination for induction of antigen specific T cells, followed by harvest of cells for in vitro expansion and transfer back to the patient upon lymphodepletion [15, 57]. Future trials employing this strategy for targeting tumor antigens will provide important information with regards to the relevance in cancer therapy.

Combination with conventional therapy

The combination of immunotherapy with chemotherapy has opened new avenues in cancer treatment, and preliminary data suggests a synergistic effect of anti-cancer vaccines and chemotherapy [26]. Only few years ago the concept of combining chemotherapy—one of the side effects of which is suppression of immune function—with active immune therapy, was unheard of. However, data now point in exactly that direction, and since cytotoxic chemotherapy is widely used to treat most malignancies, integrating tumor vaccines with standard chemotherapeutic drugs is highly attractive.

Chemotherapeutic agents can induce a series of cellular responses that impact on tumor cell proliferation and survival. Perhaps the best studied of these cellular responses is apoptosis, a physiological cell death program that controls normal cell numbers during development and disease. It is evident that diverse drugs can kill tumor cells by activation of common apoptotic pathways. Essentially all cytotoxic anticancer drugs, e.g., microtubule binding drugs, DNA-damaging agents, and nucleosides, currently in clinical use, induce apoptosis of malignant cells (Fig. 1).

Drug resistance is the major problem that limits the effectiveness of chemotherapies used in the treatment of cancer. A frustrating property of such acquired resistance is that the tumor not only are become resistant to the specific drug in use, but may also acquire cross-resistance to other drugs with different mechanisms of action [11, 32]. Drug resistance, whether intrinsic or acquired, is believed to cause treatment failure in more than 90% of patients with metastatic cancer. Cancer-associated defects in apoptosis play a vital role in resistance to chemotherapy and radiotherapy [11]. An important reason for this impaired apoptosis is an over-expression of the anti-apoptotic regulators of apoptosis proteins [30, 68, 78], e.g., the tumor antigen survivin, or over expression of ABC transporters [11]. Additionally, drug inactivation by the tumor antigen CYP1B1 may represent a mechanism of resistance, influencing the clinical outcome of chemotherapy [58]. Consequently, immunotherapy targeting these antigens in combination with conventional chemotherapy appears to be particularly appealing. In such a setting, conventional therapy would kill the majority of the cancer cells, leaving only cells that express high levels of antigens, which would be particularly vulnerable to killing by vaccination induced T cells. Thus, the synergy of these measures could potentially give a more effective treatment than the added effect of either regime alone, thereby strengthening the already described synergistic effect of anti-cancer vaccines and chemotherapy.

As given above, chemotherapy resistant tumor cells may be targeted specifically by vaccination against specific target structure. However, even death it self of the tumor cell may play an important role in explaining how chemotherapy may improve subsequent or even concurrent immune therapy. To this end, it was recently shown that Anthracyclin-treated tumor cells are particularly effective in eliciting an anti-cancer immune responses, since Antracyclins induce the rapid preapoptotic translocation of calreticulin to the cell surface. The surface exposure of calreticulin endows cancer cells with an “eat me signal” to dendritic cells, in turn leading to immunogenic uptake of tumor antigens and activation of a tumor specific T cell response [52]. These data may prove highly significant for future trials combining immune therapy with chemotherapy, and certainly highlights that there is more to death than dying; that the exact mechanism by which death occurs plays an important role in directing subsequently elicited immunological reactions. Obviously, such data only become important once we consider the notion of combination, since—as we know all too well from the use of these drugs for decades—even the most immunologically relevant ways of dying does not by itself induce curative immunity. However, considering the delicate balance between inflammation and immunity [18], combination of “tailor-selected” chemotherapy and immune modulation, e.g., vaccination may aid tipping the balance. Clinical trials are ongoing that combine vaccination and chemotherapy to accomplish this, however, due to the complexity of these interactions one should expect a bumpy road to improvements of current strategies. As an example of the complexity and plasticity of the mechanisms that governs the exact immunological response, high-mobility group box-1 protein (HMGB-1)—an intra-cellular protein involved in inflammation as well as tumorigenesis, is withheld in the cell or liberated to the environment depending on the type of death, and also seems to play opposite roles depending on the presence or absence of other cytokines in the micro-environment [40].

As indicated above novel insight into the immune system has revealed yet another layer of the breathtaking complexity of the system. The idea of suppressor or veto-cells as suppressors of, e.g., anti-tumor responses is certainly not new, and even 25 years ago improved outcome of immune therapy when combined with chemotherapy was suggested to be due to eradication of such suppressor cells [51]. In lack of sufficient evidence for the presence of such cells the concept was abandoned [60]. Recently the concept of suppressor cells—or regulatory T cells (Treg)—has gained new life. Based on solid data the existence and relevance of CD4+, CD25+, Foxp3+ positive T cells that are able to suppress cellular immune responses has been firmly validated [80].

Mounting evidence suggests a role of Treg in inhibiting anti-tumor responses, and obviously points to a scenario in which selective clearing or inhibition of Treg could augment the efficacy of vaccination [16]. Regarding the biology of Treg data from murine models have demonstrated the presence of thumus derived Treg (leaves the thymus as Treg; “natural Treg”), and adaptive Treg. These findings have been extrapolated to humans; however, evidence is scarce for the presence of natural Tregs in humans. Moreover, the human life span in combination with the onset of thymic envolution quite early in life, argues against a pivotal role of such cells 20–40 years after termination of thymic output [14]. This holds some implications in the therapy of cancer, in terms of strategies to manipulate these cells, e.g., by selective clearing by chemotherapy. First, it highlights that human Tregs are probably not a special subset of self-specific T cells that are restricted to regulate auto-immunity, and thus, that Tregs should be viewed as “counter-response” T cells that only emerge upon long lasting immune responses. Hence, long lasting CTL responses will inevitably lead to a “drag along” Treg response. The implications in the clinic are that clearance of Treg will not elicit long lasting effects since new Tregs will emerge, and, thus, auto-immunity that may develop will vanish as well. In addition clearance of Tregs is likely to be required at an interval that in part depends on the magnitude of the anti-tumor response. In support of the above notion it has been shown that (some) CD4 T cells differentiate from naïve through memory to a final FoxP3 state [75]. Also, it has been shown that low dose cyclophosphamide—which has selective cytotoxic effects on Tregs—are capable of clearing Treg, but the effect is short lived [29]. Other drugs may have identical or similar effects, however, for each drug the dosing and schedule needs careful examination to allow for clearing or inhibition of Treg while still maintaining CTL responses. Whether a similar strategy could be used for manipulating other immune cells with suppressive capacity is not yet known [24, 28, 63].

Research into the biology of Tregs is moving forward at high pace. In the next few years we will see new data on the origin, differentiation, function and specificity of these cells, and in parallel data from administration of chemotherapy or antibodies for clearance or inhibition of these cells in the clinic will emerge. Undoubtedly, these data will heavily influence the way we conduct future therapeutic vaccination against cancer, hopefully integrating immune therapy of cancer with conventional treatment strategies to the benefit of the patients.

Combination with treatment regiments targeting apoptosis

Cytotoxic T lymphocytes are known to initiate target cell death via two pathways: CD95 ligand and perforin/granzyme (granule-mediated killing). Granzyme B is a major effector molecule of granule-mediated killing that rapidly induces cell death after entering the cytoplasm of the target cell [17]. It has been described that differential expression of apoptosis-related genes might underlie tumor-specific differences in susceptibility to an efferent arm of the immune response, i.e., immunologic cytotoxicity [37]. Hence, the intrinsic resistance of tumor cells to immunologic cytotoxicity might pose a significant limitation to the efficacy of cancer immunotherapy. The resistance of tumor cells to immune cell-mediated apoptosis may contribute to the failure of tumor immunosurveillance, the phenomenon of tumor growth despite infiltration by tumor-specific lymphocytes, as well as the failure of tumor vaccines to induce clinical responses despite evidence for priming of effector T cells.

In view of this, it is very interesting that strategies aimed at inhibiting the expression or function of anti-apoptotic proteins has gained considerable attention [76, 77]. In this regard, it has been described that targeting of the inhibitor of apoptosis protein XIAP by Smac agonists or XIAP–siRNA enhanced the susceptibility of cancer cells for CTL–mediated cytotoxicity [37]. Likewise, combining survivin vaccination with a strategy using synthetic peptides that compete with caspases for binding to IAPs could lead to a situation in which the surface presentation of survivin peptides/HLA complexes would remain unchanged but the cancer cells would be more susceptible for killing by survivin specific T cells.

Monoclonoal antibodies and inhibition of angiogenesis

Monoclonal antibodies in the treatment of cancer have emerged—after decades in the dark—as very effective drugs. Several mechanisms are involved depending on the antibody as well as the target antigen. Among the immunological mechanisms, antibody dependent cell cytotoxicity and complement-associated mechanisms are at play. Probably the relevance of adaptive immunity depends on the biological mechanisms induced by the antibody. As already discussed in relation to chemotherapy, the type of death may play a role, however, FC part of the antibody may also direct the target protein to processing and presentation to T cells.

Angiogenesis, the development of new blood vessels by sprouting of the existing vasculature, occurs in cancer but in only a limited range of healthy adult tissues such as the ovary and endometrium during the menstrual cycle or as part of the process of wound healing. Anti-angiogenic therapy utilizes the fact that all tumors beyond a minimal size depend on neo-angiogenesis [33]. Since anti-angiogenic therapy targets the tumor vasculature and prevents tumor growth beyond a certain size, whereas tumor immunotherapy targets the tumor cells, combination of anti-angiogenic therapy and tumor immunotherapy could be highly synergistic. Vascular endothelial growth factor (VEGF) represents one of the most specific and critical regulators of angiogenesis by regulating endothelial proliferation, permeability, and survival. The FDA approval in 2004 of Bevacizumab (Avastin) for the treatment of metastatic colon cancer certainly underscores the relevance of targeting angiogenesis, and several monoclonal Ab are now approved as anti-angiogenic therapeutics yet for few indications, but numerous phase II and III trials are ongoing [25]. Considering potential benefits of combining Avastin with vaccination, circulating VEGF seem to be correlated to immune suppression [27, 39], suggesting that vaccination subsequent to or concurrently with Bevacizumab may improve the efficacy of vaccination.

It has been demonstrated that active immunotherapy targeting endothelial products like vascular endothelial growth factor receptor (VEGFR)-2 protein could inhibit tumor progression [84]. Likewise, it was recently described that tumor growth could be inhibited in mice after vaccination with peptides derived from (VEGFR)-1. This was associated with significant suppression of tumor-induced angiogenesis without showing apparent adverse effects [84]. In addition, survivin, Bcl-2 or Mcl-1 are expressed at high levels in endothelial cells during tumor-angiogenesis [20]. Thus, the targeting of survivin, Bcl-2 or Mcl-1 in a vaccination setting might not only strike the tumor cells, but in addition targets the tumor stroma, due to the fact that these proteins are highly expressed in endothelial cells during tumor-angiogenesis. Hence, the eradication of lung tumor metastases in mice by vaccination induced, survivin-specific T cells was achieved by joint suppression of angiogenesis in the tumor neovasculature and induction of tumor cell apoptosis [81, 84]. Importantly, the suppression of angiogenesis induced by the vaccine did not impair wound healing or fertility of treated mice. Inhibition of angiogenesis by active immunotherapy offers two attractive features: (1) vaccination against survivin implies the concurrent targeting of angiogenesis and cancer cells and (2) due to the genetically stable nature and limited proliferative capacity of endothelial cells compared to cancer cells, the risk of HLA-loss, antigen-loss, or antigen processing–loss is exceedingly low, if relevant at all. A primary concern of immunizing against angiogenesis-associated products is interference with normal angiogenesis, especially if the effect is sustained. So far no vaccination-associated toxicity was observed when late stage melanoma patients were vaccinated with survivin in a compassionate use setting despite the fact that strong CTL responses were introduced in all patients [54]. Nevertheless, it is clear that even extensive phase I/II trials are not really suited for analyses of potential side effect presenting several years after termination of the trial, and clearly these issues demands further attention.

With the fast through-put technologies developed over the past decade [13, 45], our insight into the molecular events that lead to malignant phenotype have reached another level of understanding. Obviously, characterization of new markers or patterns set the stage for the specific targeting of cancer cells by the development of new therapies, which in turn can be combined with strategies that take advantage of the targeting capacity of the immune system. The crucial point is to focus on structures that combines current knowledge not only in the field of cancer biology per se, but also includes the interplay between current conventional treatment strategies and how this influences the malignant cell population and the immune system. Without any doubt, although a large number of antigens have been characterized to date it appears that we have nonetheless only revealed the tip of the iceberg. However, future efforts should focus on antigens or groups of antigens that conceptually incorporate biological and clinical knowledge.

Conclusions

In conclusion, the synergistic effects of conventional and immunological therapies necessitate re-thinking of the clinical strategies not only with respect to the chosen chemotherapeutics, but also considering design of the selected immunotherapy. In this respect, targeting of proteins or patterns that are important for survival and growth of cancer cells seems to be promising as a universal anti-tumor vaccine, which synergistically boosts the effects of conventional cytotoxic therapies.