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Biophysical Journal logoLink to Biophysical Journal
. 2008 Aug 15;95(10):4716–4725. doi: 10.1529/biophysj.108.140475

DNA Translocation Governed by Interactions with Solid-State Nanopores

Meni Wanunu 1, Jason Sutin 1, Ben McNally 1, Andrew Chow 1, Amit Meller 1
PMCID: PMC2576395  PMID: 18708467

Abstract

We investigate the voltage-driven translocation dynamics of individual DNA molecules through solid-state nanopores in the diameter range 2.7–5 nm. Our studies reveal an order of magnitude increase in the translocation times when the pore diameter is decreased from 5 to 2.7 nm, and steep temperature dependence, nearly threefold larger than would be expected if the dynamics were governed by viscous drag. As previously predicted for an interaction-dominated translocation process, we observe exponential voltage dependence on translocation times. Mean translocation times scale with DNA length by two power laws: for short DNA molecules, in the range 150–3500 bp, we find an exponent of 1.40, whereas for longer molecules, an exponent of 2.28 dominates. Surprisingly, we find a transition in the fraction of ion current blocked by DNA, from a length-independent regime for short DNA molecules to a regime where the longer the DNA, the more current is blocked. Temperature dependence studies reveal that for increasing DNA lengths, additional interactions are responsible for the slower DNA dynamics. Our results can be rationalized by considering DNA/pore interactions as the predominant factor determining DNA translocation dynamics in small pores. These interactions markedly slow down the translocation rate, enabling higher temporal resolution than observed with larger pores. These findings shed light on the transport properties of DNA in small pores, relevant for future nanopore applications, such as DNA sequencing and genotyping.

INTRODUCTION

Nanopores are an emerging class of single-molecule sensors capable of probing the properties of nucleic acids and proteins with high-throughput and resolution (13). In a nanopore experiment, voltage is applied across a thin insulating membrane containing a nanoscale pore, and the ion current of an electrolyte flowing through the pore is measured. Upon introduction of charged biopolymers to the solution, the local electrical field drives individual molecules through the nanopore. Passage of biopolymers through the pore causes distinct ion current signals, with amplitudes that directly correspond to their properties. Among single-molecule sensors, nanopores are unique because molecules can be probed without chemical modification and/or surface immobilization, thus preserving structure/function and allowing very high throughput. These attractive features have set the stage for the development of novel nanopore-based applications, such as detection of genetic variability, probing DNA-protein interactions, and low-cost, high-throughput DNA sequencing (46).

Central to all nanopore methods is the need for control over the translocation process at a level that allows spatial information to be resolved at the nanometer scale, within the finite time resolution imposed by instrumental bandwidth. Ultimately, fundamental understanding of the factors governing the DNA translocation dynamics, and its relationship with the magnitude and fluctuations of the blocked current signal, is necessary to achieve this goal. To date, most DNA translocation studies have been performed using the toxin α-hemolysin (α-HL), which can only admit single-stranded (ss) nucleic acids (79). The linear dependence of the most probable translocation time (tP) on ssDNA length (l), and the lack of strong sticking interactions between the nucleic acids and α-HL, have supported the idea that the translocation process can be approximated by a mean sliding velocity Inline graphic (measured for ssDNA at 120 mV and room temperature), or an average translocation rate Inline graphic (where N is the number of nucleotides). This rate provides sufficient temporal resolution for detecting a few bases within instrumental bandwidth limits (9,10). However, prospective biotechnological nanopore applications require size tunability and membrane robustness, not available with phospholipid-embedded protein channels.

Recent progress in the fabrication of nanoscale materials has enabled the reproducible formation of artificial, well-defined nanopores in thin, solid-state membranes (1113). Most DNA translocation studies have focused on relatively large pores (8–20 nm), for which average translocation dynamics were markedly faster than those reported for α-HL (Inline graphic or 30 ns/bp) (1418). Broad dwell-time distributions for DNA translocation have been previously reported with smaller solid-state nanopores (2–3 nm) (14,19), although the source of broadening and the nature of the dwell-time events were not investigated experimentally. To slow the translocation dynamics, several experimental parameters have been modified, including viscosity, temperature, and voltage. However, these parameters also reduce the open-pore current, thereby degrading the blocked current signal (20). Moreover, an increase in the bulk viscosity or a reduction of the driving voltage reduces DNA diffusion to the pore and the capture probability, respectively, therefore decreasing the overall throughput (21).

In this article, we focus on the use of nanopore/DNA interactions as an alternative means to slow down DNA translocation through nanopores, by using nanopores only slightly larger than a double-stranded DNA (dsDNA) cross section. Theoretically, interactions have been proposed to dominate the dynamics for both α-HL (22) and synthetic (19,23,24) nanopores, in particular for nanopore dimensions slightly larger than the molecular cross section (2.2 nm for dsDNA).

DNA analysis using nanopores via single-file threading (i.e., by unfolded entry) is highly attractive, potentially allowing detection of subtle variations in local DNA structure as it transverses the pore, for example, single- and double-stranded regions on a DNA template. To promote unfolded DNA entry while simultaneously maximizing DNA/surface interactions, we have focused in this study on solid-state nanopores in the range 2.7–5 nm. Our results show that small variations in the nanopore diameter strongly affect average translocation times, the threading probability, and the event current amplitude. Also, translocation times exhibit steep temperature dependence, nearly three times larger than expected from viscosity changes. Our results clearly show that DNA/pore interactions are the dominant contributing factor governing DNA translocation through small pores, revealing a more complex DNA translocation dynamics than previously observed.

MATERIALS AND METHODS

Nanopores were fabricated in 25- to 30-nm-thick, low-stress SiN windows (25 μm × 25 μm) supported by a Si chip (Protochips, Raleigh, NC), using a focused electron beam (13). Extensive transmission electron microscopic tomography studies revealed an hourglass nanopore profile with an effective thickness of ∼⅓ the membrane thickness (∼10 nm for the 30-nm membrane in this study). Nanopore chips were cleaned and assembled on a custom-designed cell under controlled atmosphere (see Wanunu and Meller (3) for details). After the addition of degassed and filtered 1 M KCl electrolyte (buffered with 10 mM Tris-HCl to pH 8.5), the nanopore cell was placed in a custom-designed chamber featuring thermoelectric regulation within ±0.1°C, rapid thermal equilibration (<5 min), and an effective electromagnetic shield. Ag/AgCl electrodes were immersed into each chamber of the cell and connected to an Axon 200B headstage. All measurements were taken inside a dark Faraday cage. DNA was introduced to the cis chamber, and a positive voltage of 300 mV was applied to the trans chamber in all experiments.

For the DNA length dependence studies we used a series of pure, linear DNA fragments with lengths in the range 150–20,000 bp (NoLimits, Fermentas, Burlington, Ontario, Canada). Agarose gel electrophoresis confirmed the purity of each DNA sample (see the Supplementary Material, Fig. S1 in Data S1). All DNA samples were heated to 70°C for 10 min before use. Our solid-state nanopore setup is displayed schematically in Fig. 1 a. Upon addition of dsDNA into the cis chamber (Fig. 1 b, green arrow), we observe distinct, stochastic current blockade events, the rates of which scale with DNA concentration. A trace of current blockade events with an expanded time axis is shown in the inset to Fig. 1 b. Several parameters are defined here: the event duration (or dwell-time), Inline graphic the mean blocked-pore current, Inline graphic and the dimensionless fractional current, Inline graphic where Inline graphic is the open-pore current. Inline graphic is the event amplitude (e.g., Inline graphic when the pore is fully open, and thus, Inline graphic in a similar way, a fully blocked pore corresponds to Inline graphic or Inline graphic). The use of normalized units facilitates the comparison of event amplitudes between measurements using different pore sizes or other conditions that alter the open-pore current (e.g., temperature). All measurements reported in this article were performed using a 75 kHz low-pass filter, and sampled using a 16-bit/250 KHz DAQ card. Under these conditions, the maximum error in Inline graphic determination for the shortest dwell-times we can measure (12 μs) is <3%, as determined experimentally (Fig. S2, Data S1).

FIGURE 1.

FIGURE 1

(a) Schematic illustration of a solid-state nanopore device for probing DNA translocation dynamics (not to scale). DNA molecules are driven through the nanopore by an applied voltage while the ion current of an electrolyte is measured. Dynamic voltage control is used to automatically unclog the pore when a molecule remains in the pore for >5 s. Hourglass-shaped nanopores with diameters in the range 3 < d < 8 nm and effective thickness of ∼10 nm were used (see text). (b) A typical ion-current trace for a 4-nm pore, before and after the introduction of 5 nM 400-bp DNA to the cis chamber (green arrow). The transient current-blockade events correspond to single-molecule translocation of DNA. The inset displays a magnified translocation event, in which the relevant parameters used in this article are defined.

Continuous-time recordings of a 4-nm pore at 300 mV (1 M KCl, 21°C, pH 8.5) for different concentrations of 400-bp DNA in the cis chamber are shown in Fig. 2 a. As expected from this stochastic process, we find that delay times between successive events (Inline graphic) follow monoexponential distributions (25), with timescales corresponding to average event rates. For the same DNA fragment, the event rate grows linearly with DNA concentration, as shown in Fig. 2 b. PCR experiments were performed to verify that DNA molecules cross the membrane (from cis to trans) only upon application of positive voltage to the trans chamber (Fig. S3, Data S1).

FIGURE 2.

FIGURE 2

Translocation recordings for a 400-bp DNA fragment using a 4-nm pore at 1 M KCl, pH 8.5, 300 mV. (a) Continuous current recordings showing blockade events at the indicated DNA concentrations. (b) Normalized distributions of time delay between successive events for different concentrations, using the same pore and DNA as in a, with monoexponential fits to the distributions. (c) A plot of the average event rate as a function of DNA concentration, showing a linear dependence.

RESULTS

We first describe our data and the methods used to analyze blocked-current and dwell-time distributions, and then discuss the effect of pore size on the DNA capture probability, the translocation dynamics, and the blocked current. The last Results section is focused on dependence of the translocation dynamics on DNA length, temperature, and voltage. See Table 1 for a glossary of symbols.

General properties of the dwell-time and blocked-ion-current distributions

In Fig. 3, we display semilog scatter plots of Inline graphic versus Inline graphic for 8000-bp DNA using 8-nm and 4-nm pores (blue and red markers, Inline graphic and 2.5 nA, respectively). Three main features are apparent. 1), In the 8-nm pore, one-tenth of the open-pore current is blocked by the DNA (Inline graphic), whereas in 4-nm pores, more than half of the open-pore current is blocked, i.e., Inline graphic), Similar to results from previous studies using large pores, events in the 8-nm pore exhibit a substantial fraction of bilevel events, attributed to partially folded DNA entering the pore (14,16). In contrast, we find that events with 4-nm pores are exclusively on a single level, residing in one of two Inline graphic populations, as discussed later. 3), We observe a shift in Inline graphic of nearly two orders of magnitude when the nanopore size is decreased from 8 nm to 4 nm. Although a quantitative analysis of the dwell-time dynamics is provided later, we note that if the translocation time were to simply scale with frictional drag in the pore (Inline graphic where d is the pore diameter and Inline graphic is the hydrodynamic diameter of dsDNA) (17), one would expect a mere threefold increase in translocation times. Thus, the striking difference in Inline graphic qualitatively suggests a nontrivial, powerful dependence of pore size on the translocation dynamics, which we investigate in this article.

FIGURE 3.

FIGURE 3

Semilog Inline graphic versus Inline graphic scatter plots measured for 8000-bp DNA at the indicated nanopore diameters (V = 300 mV, T = 21.0 ± 0.1°C). Two salient features emerge upon decreasing the pore size: 1), a decrease in Inline graphic (from 0.9 to 0.5); and 2), a drastic increase in Inline graphic of nearly two orders of magnitude.

In Fig. 4, we present a summary of 2744 events collected for 6000-bp DNA using a 4-nm pore. A 2D scatter plot of Inline graphic versus Inline graphic (Fig. 4 a) shows a broad distribution of Inline graphic values (0.4–0.8) and dwell times (20 μs to 100 ms). Moreover, we note that Inline graphic values are not randomly distributed, but rather correlate with the Inline graphic level: on average, shorter events block the pore less than long events. This trend, clearly observed over a time range of 50–500 μs, occurs well within the temporal resolution of our system (∼12 μs, see Fig. S2). To quantitatively correlate the event duration with the current blockage level, we present in Fig. 4 b an Inline graphic distribution for all events in the scatter plot. This distribution unambiguously shows two peaks and is well approximated using a double-Gaussian function. The appearance of two Inline graphic peaks is a typical feature of our nanopore experiments, for all examined DNA lengths and temperatures. From the double-Gaussian fit parameters, we split the event populations into low-level (peak at Inline graphic green) and high-level (peak at Inline graphic red) blockades, where the low-level blockades correspond to greater current blockage by the DNA and vice versa. To probe the dwell-time characteristics of a population, we chose a cutoff that excludes >99% of events in the other population: e.g., a pure Inline graphic population is obtained with a cutoff at Inline graphic where Inline graphic is the std of the Inline graphic Gaussian.

FIGURE 4.

FIGURE 4

Translocation of a 6000-bp DNA fragment using a 4-nm pore (300 mV, 21°C, n = 2744 events). (a) A 2D scatter plot of Inline graphic versus Inline graphic for all the events, highlighting two distinct populations (red and green ovals). (b) Inline graphic histogram of all the events, revealing two normal distributions, Inline graphic (red) and Inline graphic (green). (c) Histograms of the segregated events based on their respective Inline graphic population, yielding distinct dwell-time distributions for events in the Inline graphic (upper) and Inline graphic (lower) populations (solid lines are fits to the distributions; see text).

Upon segregation of the events by their respective Inline graphic populations, we find that the corresponding dwell-time distributions for the two populations are markedly different: The Inline graphic population, which consists of nearly half the events, exclusively contains short Inline graphic values, and the distribution can be well approximated by an exponential function with decay constant Inline graphic (Fig. 4 c, upper). In contrast, dwell times for the Inline graphic population are much longer. We find that the Inline graphic distribution can be approximated by a sharply increasing function for Inline graphic and a broad biexponential tail for Inline graphic with time constants Inline graphic and Inline graphic where Inline graphic ∼ 200 ± 12 μs denotes the peak of the distribution (Fig. 4 c, lower). Since the vast majority of Inline graphic events are spread over the broad tail of the distribution (i.e., Inline graphic), it follows that the average dwell time is primarily determined by a weighted sum of Inline graphic and Inline graphic (i.e., not by events with Inline graphic). As discussed in detail below, the relative frequency of the long Inline graphic events gradually increases with DNA length, becoming the dominant population for DNA longer than several thousand basepairs (in Fig. 3, for example, the broad dwell-time distribution for 8000-bp DNA using the 4-nm pore is comprised of >90% Inline graphic events). Small changes in the cutoff values for Inline graphic and Inline graphic had negligible impact on determination of the timescales. As demonstrated in the next section, the two Inline graphic levels correspond to either collisions or full translocations.

Effect of pore size on DNA capture probability, blocked current values, and translocation times

Fig. 5 shows characteristic Inline graphic histograms for three pores with Inline graphic 3.1 nm, 4.0 nm, and 4.6 nm (Fig. 5, upper, middle, and lower, respectively), measured using a 400-bp DNA fragment (300 mV, 21.0°C). As explained above, double-Gaussian fits are used to determine Inline graphic and Inline graphic values, as well as the relative fraction of events in each population, using: Inline graphic where Inline graphic and Inline graphic are the high and low amplitudes, respectively, and Inline graphic and Inline graphic are the high and low widths respectively. The dashed lines display the individual normal distributions for Inline graphic and Inline graphic as determined from the fits. We find that Inline graphic increases from 0.36 ± 0.03 to 0.83 ± 0.01 as the pore diameter increases from 3.1 to 4.6 nm. This trend is schematically illustrated in green for bins predominantly belonging to the Inline graphic population and in red for those belonging predominantly to the Inline graphic population. We also note that both Inline graphic and Inline graphic gradually increase with the nanopore size.

FIGURE 5.

FIGURE 5

Inline graphic histograms for 400-bp DNA at three different nanopore diameters (d). (Insets) Transmission electron microscope images of the nanopores (scale bars, 2 nm). The current histograms clearly show two normal populations, described by a sum of two Gaussian functions (solid black curves). Each Gaussian function (dashed lines) is used to estimate mean Inline graphic and Inline graphic values, as well as the low current fraction, Inline graphic as defined in the text. Red and green colors are used to highlight the shift in relative populations as a function of d (n denotes the number of events).

Additional experiments, using 25 different nanopores (2.7–5 nm) and performed under the same conditions, are shown in Fig. 6. The values of Inline graphic and Inline graphic follow a clearly increasing trend with Inline graphic A purely geometrical estimation of the blocked ion current is given by the ratio of the hydrodynamic cross section of B-form dsDNA (Inline graphic2.2 nm) to the pore diameter:

graphic file with name M95.gif (1)

It is remarkable that Eq. 1 (Fig. 6, dashed line), which does not involve any scaling factors or fitting parameters, coincides extremely well with measured Inline graphic values, at the same time clearly deviating from the trend of Inline graphic values. Referring back to Fig. 4, we recall that events associated with the Inline graphic population have an extremely short tD distribution, in contrast to the much broader distribution observed in events of the Inline graphic population. In the last Results section, we show that characteristic timescales associated with Inline graphic strongly depend on DNA length, whereas timescales associated with Inline graphic exhibit weak length dependence.

FIGURE 6.

FIGURE 6

Inline graphic (green) and Inline graphic (red) values for a series of 25 nanopores with different diameters in the range 2.7–4.6 nm, measured using a 400-bp fragment (each Inline graphic pair is based on a histogram of >1500 events, as in Fig. 4). The dashed line is the theoretical Inline graphic curve based on Eq. 1, with Inline graphic = 2.2 nm, showing excellent agreement with Inline graphic and clearly deviating from Inline graphic

The above findings lead us to postulate that events in population Inline graphic correspond to unsuccessful threading attempts (collisions), whereas events in population Inline graphic represent DNA translocations, as supported by 1), the excellent agreement of Inline graphic with Eq. 1, and clear deviation of Inline graphic values from it, 2), the shift in Inline graphic as a function of nanopore size (i.e., more collisions for decreasing nanopore size); 3), the superlinear dependence of DNA length on Inline graphic values for events in the Inline graphic population, and the weak dependence of length on Inline graphic values in the Inline graphic population (see last Results section). Our hypothesis is in accordance with previous investigations of ssDNA translocation through α-HL, which concluded that short (∼10-μs) and shallow events (Inline graphic) are random collisions with the pore entrance, whereas longer events (Inline graphic and Inline graphic) are translocations (7,9,10,26).

Recalling Fig. 3, the vast difference in dwell times between 8-nm pores and 4-nm pores implies that nanopore size plays a crucial role on the dynamics. We expect that as Inline graphic approaches the diameter of the DNA cross section, small variations in size would strongly affect the extent of DNA/nanopore interactions, but would have negligible effects on the biopolymer configurational energy outside the pore, or on the collision timescale, Inline graphic Finer insight into the size dependence is given in Fig. 7 a, which shows Inline graphic and Inline graphic as a function of Inline graphic measured using a 400-bp fragment. We observe a striking increase in Inline graphic by a factor of ∼13, when Inline graphic is reduced from 5.0 to 2.7 nm, well above that expected due to drag inside the pore (a factor of 5.3). Meanwhile, Inline graphic has marginal influence on Inline graphic supporting our assignment of Inline graphic to the collision timescale, and Inline graphic to the timescale of full DNA translocations. We note that Inline graphic shows pore-size dependence similar to that of Inline graphic (not shown); however, the Inline graphic population is a minority for 400-bp DNA, and extracted Inline graphic values are associated with large uncertainty.

FIGURE 7.

FIGURE 7

Plots of the collision timescale (Inline graphic open circles) and the translocation timescale (Inline graphic solid circles) for 400-bp DNA as a function of nanopore diameters (d) in the range 2.7–5 nm. The lines are guides to the eye.

Dependence of the translocation dynamics on DNA length, blocked current level, voltage, and temperature

We now shift our attention to the dwell-time distributions of events in population Inline graphic as a function of DNA length, ranging from 150 to 20,000 bp (300 mV, 21.0°C). We chose to concentrate on 4-nm pores for this study, because the majority of events for these pores are in the Inline graphic population, and folding is not expected to occur. We extracted characteristic timescales from the dwell-time distributions for a representative set of DNA lengths. A typical distribution for N = 2000 bp is shown in Fig. 8 (see Fig. S4 for distributions of other DNA lengths). For comparison, monoexponential (dashed line) and double-exponential (solid line) fits are overlaid on the distribution. It is evident that the monoexponential functions poorly fit our data, reflected in poor reduced Inline graphic values (Inline graphic> 3 for all DNA lengths above 400 bp), whereas double-exponential fits yield reduced Inline graphic values in the range ∼1.0 ± 0.2 for all datasets (for each distribution, optimum bin size was chosen to determine both timescales simultaneously). Using models involving three or more exponentials did not improve the goodness of the fits. Although our approach to fit the data is partly empirical, we point out that the tails of translocation distributions are well approximated by exponentially decaying functions. The overlap of two broad populations and a collision timescale with small solid-state pores complicates the determination of exact Inline graphic values, whereas extracted decay timescales are highly robust. We note that with the exception of the shortest DNA (150 bp), translocation timescales Inline graphic and Inline graphic were well-resolved from corresponding collision timescales (Inline graphic).

FIGURE 8.

FIGURE 8

Representative dwell-time histogram (1755 events taken from Inline graphic population) for a 2000-bp DNA fragment (4-nm pore, 300 mV, 21°C). A monoexponential fit to the tail of the first-passage time distribution (dashed line) yielded poor fits (Inline graphic), whereas a double-exponential tail fit (solid line) yields excellent agreement with the data, as indicated by a reduced Inline graphic value of 1.05. Similar distributions of other representative DNA lengths are shown in Fig. S4 (Data S1).

Fig. 9 a shows a log-log plot of the three timescales as a function of DNA length. Error bars were determined from the reduced Inline graphic analysis in each fit, considering the statistical error of each bin in the dwell-time histogram. As previously noted, Inline graphic exhibits extremely weak length dependence (dashed line). Since the timescales for molecular collisions are governed by DNA diffusion, we can expect a weak length scaling of Inline graphic as our data indicates. In contrast, the translocation timescales Inline graphic and Inline graphic exhibit a strong dependence on Inline graphic displaying a soft transition between two power laws: Inline graphic where Inline graphic = 1.40 ± 0.05, and Inline graphic where Inline graphic= 2.28 ± 0.05 (Fig. 9 a, solid lines). By defining the relative fraction of long to short events as Inline graphic where Inline graphic and Inline graphic are the amplitudes of the double-exponential fits, we find that a transition from a Inline graphic-dominated regime to a Inline graphic-dominated regime occurs near 3500 bp (see Fig. 9 b). For each DNA length, the dominant timescale (representing >50% of events) is displayed with a solid marker. Apart from the gradual shift to Inline graphic timescales, a clear deviation in our extracted Inline graphic timescales for 400-bp and 1200-bp DNA molecules is observed, which may be a result of error stemming from the low fractions of Inline graphic events for these DNA lengths.

FIGURE 9.

FIGURE 9

(a) Log-log plot of DNA translocation timescales as a function of DNA length (N) measured using a 4-nm pore: Inline graphic (open diamonds) attributed to collisions with the pore, Inline graphic (circles) attributed to translocations, which follows a power law with Inline graphic = 1.40, and Inline graphic (squares) attributed to long translocation events, which exhibit a power law with Inline graphic= 2.28. Open markers designate the minor timescale in the population (<50% of events), whereas solid markers represent the dominant timescale. (b) Semilog plot of Inline graphic the fraction of events in the Inline graphic population (see text), as a function of N. The plot shows a gradual transition from Inline graphic-dominated distributions to Inline graphic-dominated distributions occurring at N ∼ 3500 bp.

Fig. 10 displays the dependence of Inline graphic on the DNA length, using 4-nm pores. If one relates Inline graphic solely to the geometric blockage imposed by the DNA (a good approximation under high salt conditions, see Fig. 6), Inline graphic is expected to be independent of N. This is supported by our data: for 150Inline graphic 2000 bp, we find that Inline graphic= 0.65 ± 0.05, close to the expected value of Inline graphic or 0.70. However, for molecules >1200 bp, we observe a regular decrease in Inline graphic with increasing Inline graphic which has not been previously observed (similar behavior is observed for the dependence of Inline graphic on N, not shown for clarity). This surprising decrease in Inline graphic for long DNA molecules suggests that a greater fraction of ions is displaced from the pore and its vicinity during translocation.

FIGURE 10.

FIGURE 10

Semilog plot of the dependence of the blocked current, Inline graphic on N, displaying a transition from N-independent to N-dependent regimes at N > 1200 bp. The line for N > 1200 bp is a power law fit with an exponent of 0.49 ± 0.10.

The observed dependence of the translocation times on DNA length suggests that DNA/pore interactions govern the translocation process. As predicted by recent studies, in the limit of strong interactions we expect nonlinear dependence of translocation times on the applied voltage (22). In Fig. 11, we display a set of measurements of Inline graphic values for a 400-bp fragment versus applied voltage. As seen in the figure, translocation times strongly decrease with increasing voltage and can be well approximated by an exponential function (dashed line). This behavior is expected if DNA/pore interactions are biased by the applied field.

FIGURE 11.

FIGURE 11

Voltage dependence on the translocation dynamics measured for a 400-bp DNA fragment (experiments carried out with a 3.5-nm pore at 21°C). The dashed line is an exponential fit to the data.

Finally, we investigated the role of temperature on the translocation dynamics. Fig. 12 displays a semilog plot of Inline graphic (a) and Inline graphic (b) for selected DNA lengths as a function of Inline graphic A simplified Arrhenius model for the temperature dependence (Inline graphic) yields similar effective energy barriers for all DNA lengths, Inline graphic ∼ 12.0 ± 0.5 kBT (or 7.1 ± 0.3 kcal/mol) for Inline graphic The invariance of Inline graphic with N affirms our hypothesis that interactions within the pore dominate the dynamics, since such interactions should not be length-dependent. In contrast, Inline graphic displays increasing Inline graphic values for increasing Inline graphic with Inline graphic and 45 ± 2 kBT for 1200, 3500, 8000, and 20,000 bp, respectively. This can be rationalized by considering the extent of interactions of the translocating DNA coil with the membrane, which is expected to show length dependence. It should be noted that the slowing down observed with reduced temperature in both Inline graphic and Inline graphic cannot be attributed to increased fluid viscosity: cooling the electrolyte from 30°C to 0°C results in slowing down by a factor of ∼7, whereas in this range of temperatures, viscosity merely increases by ∼2.7.

FIGURE 12.

FIGURE 12

Temperature dependence on the translocation dynamics: semilog plot of Inline graphic (upper) and Inline graphic (lower) values for 4-nm pores at the indicated DNA lengths as a function of 1/T. The lines are Arrhenius fits to the data, with slopes corresponding to energy barriers of ∼12.0 ± 0.5 kBT for Inline graphic and 18–48 kBT for Inline graphic (see text).

DISCUSSION

Our understanding of the factors governing voltage-driven DNA translocation through solid-state nanopores is to date still lagging. In this article, we systematically analyzed the translocation dynamics as a function of nanopore size, DNA length, voltage, and temperature, in a range where DNA can only enter the nanopore in an unfolded (single-file) configuration. Our main findings can be summarized as follows: first, subtle decreases of the nanopore size result in decreased threading probabilities, markedly larger Inline graphic values, and marginal impact on the collision timescale Inline graphic These results, as well as the striking correlation between timescales and current blockage (Fig. 4) and the agreement between the expected Inline graphic based on nanopore size and the measured Inline graphic confirm that low-level, deep blocking events (i.e., events in Inline graphic) correspond to translocations, whereas shallow events are due to fast collisions. We show here that the translocation time histograms bear resemblance to translocation distributions obtained for ssDNA through α-HL, with two major distinctions: 1), distributions for solid-state nanopores exhibit much broader decays; and 2), monoexponential functions fail to fit the distribution tails, whereas double-exponential functions (with timescales Inline graphic and Inline graphic) yield excellent fits.

For short dsDNA molecules, where the Inline graphic timescale is dominant, we note first that the appearance of broad Inline graphic distributions (where Inline graphic) distinguishes the solid-state nanopore system from the ssDNA/α-HL case, where Inline graphic distributions are relatively narrow. In addition, in contrast to the linear dependence of translocation times on DNA length (l) reported for α-HL (27), we find a power-law dependence of Inline graphic similar to findings of recent experimental (17,18) and theoretical (28) studies, which reveal/predict a power law of 1.27–1.34 for dsDNA translocation through 8- to 20-nm pores. In particular, our data correspond well to recent Monte-Carlo simulations by Vocks and co-workers, which have predicted for a polymer performing Rouse dynamics a power law scaling of Inline graphic where Inline graphic is the Flory exponent of the polymer (29).

The order of magnitude increase in measured translocation times with decreasing pore diameter implies that interactions (or drag) inside the pore are the predominant factors governing translocation dynamics. Our voltage and temperature studies suggest that DNA/pore interactions are the main factor governing translocation: for the same pore size, we find an exponential dependence of voltage on mean translocation times, as well as steep Arrhenius temperature dependence on both Inline graphic and Inline graphic timescales, much larger than the expected slowing down due to viscosity. These findings isolate DNA/pore interactions as the prevailing mechanism controlling translocation dynamics in small pores.

What, then, is the nature of the DNA/nanopore interactions? A process involving a single, strong binding event (per translocation) may look plausible at first, suggesting Arrhenius-like kinetics. However, a single binding-unbinding mechanism is highly unlikely, as it would be incompatible with the regularity in translocation time dependence on l. On the other hand, the observed dynamics is compatible with a process involving a series of many thermally activated jumps over small energy barriers (possibly each ∼12 kBT). In this case, translocation times are expected to scale linearly with the number of energy jumps, thus growing linearly with l. A detailed model for this process is beyond the scope of the current manuscript. We note, however, that in developing a model, one has to take into account the fact that any energy barrier is highly biased by the strong electrical force, which under the conditions employed in our experiment amounts to at least 70 pN, or ∼18 Inline graphic assuming a Manning screening factor of ∼50% inside solid-state nanopores (30).

For long DNA biopolymers, we observe the appearance of a much longer timescale Inline graphic which has a steeper power law, Inline graphic Although the source of this timescale is a subject for further study, we propose that it is related to additional interactions between external parts of the DNA (i.e., not the DNA region in the nanopore) and the SiN membrane. This is supported by the increasing fraction of Inline graphic-timescale events with increasing DNA length. Although short polymers (several Kuhn lengths) are less likely to interact with the membrane, our observation of a minor Inline graphic population for short DNA molecules suggests a more complex translocation mode with small pores (e.g., DNA loop interacting with the pore mouth), with the probability increasing with DNA length. Indeed, longer DNA molecules can form more and more interaction sites with the membrane, leading to a prominent Inline graphic timescale. We note that average translocation times obtained using 4-nm pores are still shorter than the self-relaxation time for dsDNA, as approximated by Rouse or Zimm dynamics (31), implying that the “frozen” polymer configuration at the initial moment of threading will determine the translocation dynamics. This may explain the mixture of Inline graphic and Inline graphic events with our pores, corresponding to biopolymers that interact only inside the pore and those which also interact with the membrane, respectively.

A striking observation is that Inline graphic values are constant for DNA molecules up to 2000 bp, whereas they decrease for longer molecules. Although there are several possible interpretations for this observation, the external DNA coil above the pore mouth may provide additional resistance to ion flow, further decreasing Inline graphic from its expected geometrical contribution inside the pore. To check our hypothesis, we crudely estimate the increase in the access resistance to the pore by assuming that the long DNA coil forms a sphere of radius Inline graphic and resistivity Inline graphic slightly higher than the bulk resistivity. Since the change in current due to the presence of this sphere near the pore opening is proportional to Inline graphic and inversely proportional to its area (access resistance), Inline graphic Ignoring all prefactors and using Inline graphic to estimate the polymer's radius of gyration, it follows that the decrease in Inline graphic for long DNA will scale as Inline graphic Although this estimation is clearly a crude one, fitting our data in Fig. 10 to a power law yields an exponent of 0.49 ± 0.10 for N > 2000 bp (dashed line), in qualitative agreement with our rudimentary prediction.

In summary, the focus of our study is the dynamics of dsDNA translocation through solid-state nanopores as a function of their size, temperature, voltage, and DNA length. High-bandwidth measurements have allowed us to resolve short collisions from full translocations, which clearly differ by their blocked-current levels. By decreasing the nanopore size or temperature, we observe an increase in the translocation time of more than an order of magnitude (e.g., ∼0.5 ms for 1200 bp), as compared with larger pores, attributable to increased DNA/nanopore interactions. However, smaller pore sizes yield broader, more complex DNA translocation distributions, and a reduced fraction of full translocations to collision. A finer control on the interaction between biological molecules and inorganic pores may be needed to achieve the spatial/temporal resolution required for DNA sequencing and genotyping applications. Manipulating the surface properties of nanopores by coating with inorganic or organic materials (21,32) may achieve this goal. Most important, this study highlights some of the advantages and complexities associated with strong DNA/nanopore interactions in small pores. Although theory and computer simulations have predicted that interaction of polynucleic acids with nanopores can markedly affect the dynamics, we hope our results can stimulate further theoretical and experimental studies, required for a full understanding of the dynamics of DNA translocation through small nanopores.

TABLE 1.

Glossary of symbols

Inline graphic Event dwell-time
Inline graphic Most probable translocation time
Inline graphic Time delay between two successive events
Inline graphic Collision timescale
Inline graphic Short translocation timescale
Inline graphic Long translocation timescale
l DNA length
N Number of DNA nucleotides or basepairs
Inline graphic Open-pore current level
Inline graphic Blocked-pore current level
Inline graphic Fractional blocked current
Inline graphic Normalized event amplitude
Inline graphic Low-level current blockade
Inline graphic High-level current blockade

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Acknowledgments

We acknowledge valuable input from D. Branton, D. R. Nelson, Y. Rabin, A. Parsegian, and S. Bezrukov. We thank G. V. Soni and A. Squires for reading the manuscript.

We acknowledge support from the Center for Nanoscale Systems at Harvard University, as well as awards from the National Institutes of Health (HG-004128) and the National Science Foundation (PHY-0646637 and NIRT-0403891).

Editor: Taekjip Ha.

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