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. Author manuscript; available in PMC: 2009 Sep 30.
Published in final edited form as: J Am Chem Soc. 2008 Jun 25;130(29):9244–9245. doi: 10.1021/ja803890t

Synthesis of Azepines by a Gold-Catalyzed Intermolecular [4 + 3]-Annulation

Nathan D Shapiro 1, F Dean Toste 1
PMCID: PMC2754784  NIHMSID: NIHMS110691  PMID: 18576648

Gold catalysis has recently generated a variety of valuable methods for the synthesis of complex structures from simple starting materials.1 While the majority of efforts have focused on intramolecular rearrangement and addition reactions, a number transformations taking advantage of intermolecular reaction of the a gold-stabilized cationic intermediate generated from the 1,2-rearrangement of propargyl esters have been described.2 In these reactions, the cationic intermediate shows reactivity analogous to that reported for electrophilic metal-stabilized vinylcarbenoids.3-5 For example, we have shown that sulfoxides react with intermediate A to form carbonyl compounds (eq 1).5 On the basis of this reactivity, we postulated that allylgold intermediate B, generated by reaction of A with a nucleophile, could be induced to react with electrophiles. Herein, we report the realization of this goal leading to a convenient method for the construction of azepines.

graphic file with name nihms-110691-f0001.jpg (1)

In analogy to related reactions of rhodium-stabilized vinylcarbenoids,6 we reasoned that generation of allylgold intermediate B and a proximate electrophile could be accomplished by reaction of A with a nucleophilic diene, such as an α,β-unsaturated imine. On the basis of this hypothesis, we were pleased to find that subjecting propargyl ester 1 and N-phenyl imine 2 to our typical conditions for cationic triphenylphosphinegold(I)-catalyzed reactions afforded a trace amount of azepine 3 (Table 1, entry 1). While changing the ligand from triphenylphosphine to an N-heterocyclic carbene only slightly improved the yield (entry 2), the use of 5 mol % of AuCl allowed for the formation of azepine 3 in 44% yield (Table 1, entry 3). On the basis of reports that suggest AuCl may form Au(III) species in situ,7 we subsequently examined Au(III) sources and were pleased to find that picolinic acid derived catalyst 4 catalyzed formation of the desired product with increased efficiency (65% yield, entry 5).8

Table 1.

Optimization of the Au-Catalyzed [4 + 3]-Cycloaddition

graphic file with name nihms-110691-t0006.jpg
entry catalyst time (h) yield (%)a
1 Ph3PAuCl + AgsbF6 24 6 graphic file with name nihms-110691-t0007.jpg
2 IMesAuCl + AgSbF6 24 17
3 AuCl 4 44
4 AuCl3 4 33
5 PicAuCl2 (5%) 2 65
a

By 1H NMR versus an internal standard.

With conditions in hand, we examined the scope of the gold-catalyzed [4 + 3]-cycloaddition (Table 2). In general, the highest yields were obtained with substrates containing electron-rich N-aryl groups on the imine nitrogen (entries 1-5). On the other hand, the reaction proved highly tolerant of variation at the other positions of the unsaturated imine component. For example, having the olefin conjugated with electron-rich and electron-deficient aryl groups had little impact on the yield of the cycloaddition (entries 6 and 7). The olefin substituents can also be aliphatic. For example, imine 9 underwent chemoselective [4 + 3]-cycloaddition to afford 10 in 60% yield without cyclopropanation of the isolated alkene (entry 9). Additionally, gold-catalyzed cycloaddition of vinyl bromide 11 produced a 63% yield of bromoazepine 12, a potential cross-coupling partner (entry 10).

Table 2.

[4 + 3]-Cycloaddition of α,β-Unsaturated Imines

graphic file with name nihms-110691-t0008.jpg
entry imine azepine Yield
1 graphic file with name nihms-110691-t0009.jpg graphic file with name nihms-110691-t0010.jpg b Ar = 4-HO-2,6-Me2-C6H2 87%
2 c Ar = 2,6-Me2-C6H3 80%
3 d Ar = 2,3-Me2-C6H3 88%
4 e Ar = 4-MeO-C6H4 65%
5 f Ar = 4-F-C6H4 55%
6 graphic file with name nihms-110691-t0011.jpg graphic file with name nihms-110691-t0012.jpg a Ar = 4-NO2C6H4 70%
7 b Ar = 4-MeOC6H4 80%
8 graphic file with name nihms-110691-t0013.jpg graphic file with name nihms-110691-t0014.jpg 65%
9 graphic file with name nihms-110691-t0015.jpg graphic file with name nihms-110691-t0016.jpg 62%
10 graphic file with name nihms-110691-t0017.jpg graphic file with name nihms-110691-t0018.jpg 63%
a

Conditions: 1.3 equiv of 1, 5% 4, CH2 Cl2, rt. Ar’ = 4-HO-2,6-Me2-C6H2.

We next turned to examine the scope of the propargyl ester component of the cycloaddition (Table 3). With secondary benzylic propargyl esters 13 and 15, the reactions provided azepine products 14 and 16 in good yields and as single diastereomers (entries 1 and 2).9 Tertiary propargyl esters also participated in the cycloaddition addition, smoothly affording all-carbon quaternary centers in azepines 18 and 20, albeit with diminished diastereocontrol (entries 3 and 4). Similarly, tert-butylcyclohexanone derived ester 21 underwent the gold-catalyzed cycloaddition to generate 22 with 2.5:1 dr with respect to the axial stereocenter (entry 5).

Table 3.

Diastereoselective Transformations of Propargyl Esters

graphic file with name nihms-110691-t0019.jpg
entry propargyl ester imine azepine yield (dr)a
1 graphic file with name nihms-110691-t0020.jpg 5a graphic file with name nihms-110691-t0021.jpg 99% (> 20:1)
2 graphic file with name nihms-110691-t0022.jpg 11 graphic file with name nihms-110691-t0023.jpg 73% (> 20:1)
3 graphic file with name nihms-110691-t0024.jpg 2b graphic file with name nihms-110691-t0025.jpg 73% (3.3:1)
4 graphic file with name nihms-110691-t0026.jpg 2b 83% (1.4:1)
5 graphic file with name nihms-110691-t0027.jpg 2b graphic file with name nihms-110691-t0028.jpg 58%b (2.5:1)
a

Conditions: 1.3 equiv of propargyl ester, 5% 4, CH2Cl2, rt.

b

Conditions: 2 equiv of propargyl ester, 10% 4, dichloromethane, 60 °C. Ar’ = 4-HO-2,6-Me2-C6H2.

A proposed mechanism that accounts for this diastereoselectivity is detailed in Scheme 1. Gold-promoted isomerization of the propargyl ester leads to gold-carbenoid intermediate A.10,11 Subsequent nucleophilic addition of the imine nitrogen generates allylgold intermediate 23 that undergoes intramolecular nucleophilic addition onto the pendant iminium electrophile via transition state 24.

Scheme 1.

Scheme 1

Mechanistic Hypothesis

Additional studies revealed that electron-donating substituents on the N-aryl and β-aryl groups enhance the rate of the gold-catalyzed cycloaddition, supporting a stepwise mechanism in which formation of iminium 23 is rate-determining.12 On the basis of this observation, we envisioned that heteroaryl imines might also serve as heterodienes in the gold-catalyzed [4 + 3]-cycloaddition. We were pleased to find that indole azepine 26 was formed from the gold-catalyzed cycloaddition of 1 with imine 25, albeit at slightly elevated temperatures and increased catalyst loading (eq 2). On the other hand, quinoline imine 27 underwent gold-catalyzed coupling with propargyl ester 1 to furnish tricyclic azepine 28 in 93% yield at room temperature (eq 3).

graphic file with name nihms-110691-f0002.jpg (2)
graphic file with name nihms-110691-f0003.jpg (3)
graphic file with name nihms-110691-f0004.jpg (4)

In conclusion, we have developed a Au(III)-catalyzed synthesis of azepines via the annulation of simple, readily available starting materials. This is exemplified by the fact that both components employed in the cycloaddition reaction to form azepine 30 can be generated from gold-catalyzed rearrangements of propargyl ester 15 (eq 4). In addition to representing a rare example of a Au-catalyzed intermolecular annulation reaction,13 the [4 + 3]-cycloaddition highlights the generation and subsequent electrophilic trapping of an allyl-gold intermediate from gold-stablized vinylcarbenoid A. The development of reactions that take advantage of this mechanistic paradigm is ongoing in our laboratories and will be reported in due course.

Supplementary Material

cif file
experimental data
nmr data

Acknowledgment

We gratefully acknowledge NIHGMS (RO1 GM073932), Merck Research Laboratories, Bristol-Myers Squibb, Amgen Inc., and Novartis for funding. N.D.S. thanks Eli Lilly for a graduate fellowship.

References

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Supplementary Materials

cif file
experimental data
nmr data

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