Abstract
Silent synapses abound in the young brain, representing an early step in the pathway of experience-dependent synaptic development. Discovered amidst the debate over whether long-term potentiation reflects a presynaptic or a postsynaptic modification, silent synapses — which in the hippocampal CA1 subfield are characterized by the presence of NMDA receptors but not AMPA receptors — have stirred some mechanistic controversy of their own. Out of this literature has emerged a model for synapse unsilencing that highlights the central role for postsynaptic AMPA-receptor trafficking in the expression of excitatory synaptic plasticity.
Given the pace of research in LTP during the past few years, we may not have to wait long for the answers.
Malenka et al. (1989)1
The synapse, that richly modifiable point where one neuron passes information to another, is the basic unit of information storage in the brain. The human brain contains roughly 104 times as many synapses as it does neurons — more, perhaps, than we use. Especially during development, some synapses are incapable of neurotransmission under basal conditions and wait in a reserve capacity until an appropriate trigger activates them. In the CA1 subfield of the hippocampus, one of the most heavily studied areas in the mammalian brain, a silent synapse is defined as a synapse in which an excitatory postsynaptic current (EPSC) is absent at the resting membrane potential but becomes apparent on depolarization (FIG. 1). Silent synapses are thought to reflect the functional presence of NMDARs but not AMPARs. Because only AMPARs can conduct current at the resting membrane potential (BOX 1; FIG. 1), the absence of functional postsynaptic AMPARs renders a synapse ‘silent’ — unable to mediate synaptic transmission under physiological conditions.
Box 1. Hippocampal neurotransmission.
For decades the hippocampus has been a favourite brain structure of neurophysiologists. In part this is because of its central role in the consolidation of new episodic memories, and the hope that studying it will reveal the cellular and molecular mechanisms that underlie learning and memory. Another attractive feature of the hippocampus is its simple, consistent circuitry. Santiago Ramón y Cajal revealed some details of this circuitry in his classic drawing, pictured here in part a of the figure121.
There are three main types of excitatory neurons in the hippocampus: dentate gyrus (DG) granule cells project their axons (mossy fibres) to CA3 pyramidal cells. These CA3 neurons synapse recurrently onto other CA3 neurons and project axons (Schaffer collaterals) to the CA1, where they synapse onto the pyramidal cells there. These CA1 neurons convey the main output of the hippocampus proper.
Nowhere else in the brain has excitatory neurotransmission been more thoroughly described than at the synapses between Schaffer collaterals and the apical dendrites of CA1 pyramidal neurons. At these synapses, multiple types of glutamate receptors coexist (see figure, part b, upper panels), including AMPARs and NMDARs. Both are permeable to Na+ and K+, with reversal potentials close to 0 mV. NMDARs additionally exhibit important interactions with divalent cations: whereas Ca2+ is highly permeant, mediating the important signalling functions of these receptors, Mg2+ gets stuck in the pore, producing voltage-dependent NMDAR blockade at negative membrane potentials (see figure, part b, blue trace in bottom left panel). Thus, at the resting membrane potential (left-hand panels in part b), synaptic glutamate will evoke an excitatory postsynaptic current (EPSC) that is mediated almost entirely by AMPARs (bottom left panel in part b, red trace). Depolarized potentials will relieve the Mg2+ blockade, and EPSCs will subsequently contain contributions from both AMPARs and NMDARs (bottom right panel in part b, black trace). Using selective antagonists to one or the other receptor, these components can be isolated: the AMPAR component is represented by the red trace in the bottom right panel of part b; the NMDAR component is represented by the blue trace in this panel. These traces also highlight the important kinetic differences between the two receptor subtypes: whereas AMPAR-mediated currents activate quickly and decay within milliseconds, NMDAR-mediated currents activate more slowly and decay over hundreds of milliseconds. It should be noted that under physiological conditions the membrane potential of these dendritic spines never reaches positive values. Part a of the figure modified from REF. 121.
Over a decade has elapsed since the first direct observation of silent synapses in the hippocampus2,3. More exciting than the fact that they exist here — researchers have since found silent synapses almost everywhere in the brain where they have looked (FIG. 2) — was the demonstration that manipulations that were used to trigger long-term potentiation (LTP) in the hippocampus could also ‘unsilence’ these silent CA1 synapses. This finding spawned a rich body of literature on the mechanisms that underlie silent synapses and their unsilencing. In addition to providing, at last, conclusive evidence that LTP is mainly expressed postsynaptically, this literature has provided insight into the workings of the postsynaptic density, including the critical role for AMPAR trafficking in determining synaptic strength. In this Review, we describe the discovery of silent synapses, the mechanism that underlies their silence, and their role in synaptic plasticity.
Discovery of silent synapses
Patrick Wall and his student, Eugene Merrill, were the first to propose the existence of “ineffective synapses” between primary afferent sensory fibres and the spinal cord dorsal horn, after they found that some presynaptic stimuli could not trigger postsynaptic firing in spinal-cord neurons4. Further research showed that after transection and subsequent degeneration of a subset of presynaptic fibres, previously ineffective synapses became reliable signal conductors5. In these studies, the authors could not conclude whether the inability to trigger postsynaptic action potentials reflected a failure of presynaptic transmitter release or a subthreshold or absent postsynaptic response6–8.
In part to address this issue, Faber and colleagues studied silent synapses on the goldfish Mauthner cell9. These giant brainstem neurons mediate the escape reflex in fish and receive inhibitory inputs from local glycinergic interneurons and excitatory inputs from vestibulocochlear (VIIIth) nerve afferent fibres. Paired recordings from presynaptic interneurons and postsynaptic Mauthner cells revealed that transmission failed to occur in a large percentage of cases, despite there being morphological evidence of synapse formation between the recorded cells; this suggested the presence of silent synapses10. Synapse unsilencing occurred after postsynaptic injection of cyclic AMP11, but not in response to direct stimulation of presynaptic fibres by injection of Ca2+ or of a K+ channel antagonist10. Together, these data suggested that glycinergic silent synapses comprise a functional presynaptic bouton and a non-functional postsynaptic membrane. Many of the VIIIth-nerve excitatory synapses onto Mauthner cells were also silent. Presynaptic injection of K+ channel antagonists unsilenced these synapses, presumably by enhancing Ca2+ influx and amplifying the triggers for vesicle release; this indicated that, in contrast to the postsynaptically silent glycinergic synapses, these glutamatergic synapses were presynaptically silent12,13. At approximately the same time that this research was being carried out, other researchers described presynaptically silent synapses at the crayfish neuromuscular junction. At these synapses, prolonged high-frequency stimulation resulted in the creation of new sites of vesicle release, as revealed by both quantal analysis and ultrastructural study14,15. These studies established two themes: first, that although silent synapses are common among different species and different areas of the nervous system, the mechanisms that underlie synaptic silence might vary6; and second, that synaptic activity is the trigger for unsilencing.
LTP and silent synapses in the hippocampus
The discovery of silent synapses in hippocampal CA1 pyramidal neurons took place amidst a debate over whether the locus of LTP expression is pre- or postsynaptic. LTP is the prototypical model of synaptic plasticity, in which coincident presynaptic activity and postsynaptic depolarization trigger enhanced synaptic transmission; it could potentially be explained by a presynaptic increase in glutamate release16 or by a postsynaptic increase in responsiveness to glutamate17. This pre- versus postsynaptic controversy, which so dominated the hippocampal physiology literature of the 1980s and 1990s, persisted despite the multitude of physiological techniques that competing research groups applied to the question.
The problem was that these techniques yielded what seemed to be contradictory results. Many researchers had observed that LTP involves an augmentation of AMPAR-mediated EPSCs (A-EPSCs), with little or no increase in NMDAR-mediated EPSCs (N-EPSCs)18–21. Because both receptor subtypes colocalize at the post-synaptic membrane22 and bind synaptic glutamate, this finding suggested that some postsynaptic modification favouring the activation of AMPARs must underlie LTP. Countering this argument was the theoretical notion that weak presynaptic glutamate release should engage only NMDARs, because they bind glutamate with a higher affinity than AMPARs23, whereas a more robust glutamate signal should activate both types of receptor. However, the synaptic glutamate concentration peaks quickly after vesicle release, and by the time glutamate dissipates by diffusion and uptake, it has not had time to achieve equilibrium with postsynaptic receptors. Taking into account the fact that NMDARs have much slower activation kinetics than AMPARs (BOX 1), the apparent affinities of these two receptor types for glutamate converge in these non-equilibrium conditions24,25 (but see REF. 26), making it less likely that there is a physiological scenario in which glutamate would activate NMDARs without any trace of AMPAR activation. Moreover, manipulations that selectively affect presynaptic activity — such as increasing stimulus intensity or applying the GABARB (γ-aminobutyric acid type B receptor) agonist baclofen, the adenosine antagonist theophylline or phorbol esters — produced parallel changes in A-EPSCs and N-EPSCs over a range of amplitudes that were even broader than the amplitudes that are typically encountered during LTP20,24,27,28. In addition, LTP did not trigger a change in paired pulse facilitation and therefore did not seem to involve any change in the probability of transmitter release ( p)20,28 (BOX 2). These results argued against a presynaptic mechanism for LTP.
Box 2. Quantal theory.
The minimal magnitude of neurotransmission that can occur at a synapse is the release of a single vesicle of neurotransmitter. Because the amount of neurotransmitter (for example, glutamate) is roughly the same from vesicle to vesicle, the postsynaptic response is graded by quantal steps, the biological principle on which ‘quantal analysis’ is based. Quantal analysis can be performed most directly by isolating the postsynaptic response to a single quantum of neurotransmitter, typically by blocking action-potential firing with tetrodotoxin (TTX) and waiting for spontaneous, non-action-potential-initiated vesicle release to occur onto a recorded neuron. In this scenario the amplitude, or quantal size (q), of a so-called miniature excitatory postsynaptic current (mEPSC) corresponds to the glutamate sensitivity of the postsynaptic membrane (that is, the number and conductance of its AMPARs), whereas the frequency with which mEPSCs occur is thought to reflect the probability of vesicle release from the presynaptic terminal (p) and the number of release sites (n). (n is probably equivalent to the number of synapses, because most central synapses contain only one release site each.) Quantal content, or n·p, should represent the total presynaptic output.
Quantal analysis can also be performed on stimulus-evoked EPSCs in the absence of TTX, on the premise that the EPSC is the summation of multiple quanta. If trial-to-trial fluctuations in EPSC amplitude reflect stochastic differences in the number of quanta that are released, then these amplitudes should distribute in a multimodal, quantal manner. According to this simple model, the coefficient of variation (CV) (which is the standard deviation of the EPSC amplitudes normalized to the mean amplitude) varies oppositely with quantal content, and the inverse square,CV−2, is directly proportional to quantal content. As discussed in the text, quantal theory was originally developed in studies of the neuromuscular junction. Because central synapses differ from those at the neuromuscular junction in a number of fundamental ways that go beyond the scope of this Review, some of the assumptions on which quantal theory is based might not apply to glutamatergic synapses (see the references cited in the main text).
At CA1 synapses transmission is quite unreliable, with a p of approximately 0.3; this means that most action potentials do not result in glutamate release (they are ‘synaptic failures’) and that the ones that are successful rarely result in the release of more than one vesicle. Paired pulse facilitation occurs, in theory, when the Ca2+ influx at a presynaptic bouton has not entirely cleared before the next action potential arrives, resulting in a higher peak presynaptic Ca2+ concentration after this second stimulus than was achieved by the first; a higher Ca2+ concentration increases p and results in the facilitation of the EPSC. Presynaptic Ca2+ concentrations quickly return to baseline values, accounting for the limited time window between the first and second stimulus during which paired pulse facilitation can be observed.
Quantal content provides a direct read-out of p in the simplest experimental scenario, in which only one synapse is activated and n = 1 (see figure). But quantal content is not always a faithful presynaptic parameter: in a scenario in which more synapses are sampled in one phase of an experiment than in another (for example, after synapse unsilencing by a long-term potentiation protocol), n will seem to rise, resulting in an increased quantal content even if p remains constant. This increase in n could reflect a true increase in the number of release sites (presynaptic unsilencing) or an increase in the number of functional postsynaptic units that respond to a constant number of release sites (postsynaptic unsilencing); because n does not distinguish between these two possibilities, a change in quantal content — and consequently in CV−2 — cannot be used in isolation as a means to determine whether a change in synaptic strength has a pre- or postsynaptic locus. To take this reasoning one step further, in the scenario in which multiple synapses are activated, some containing both AMPARs and NMDARs and some containing only NMDARs, the quantal content (and thus the CV−2) for AMPAR-mediated EPSCs will seem to be smaller than that for NMDAR-mediated EPSCs21 — a result that would be confusing if these variables were wrongly assumed to reflect only the state of the presynaptic terminal.
As convincing as the above arguments for a post-synaptic mechanism for LTP may have been, contemporary sentiments clearly lay on the other side of the synapse. What made a presynaptic mechanism for LTP so persuasive? It boiled down to a single observation, namely that the trial-to-trial variance of EPSC amplitudes declined after LTP. According to quantal theory (BOX 2), this reduced variance — manifested as a decrease in the frequency of synaptic failures (that is, instances in which stimulation does not result in transmission) and an increase in the index CV−2 (the inverse square of the coefficient of variation of EPSC amplitudes) — should correlate with presynaptic changes but not with postsynaptic sensitivity29,30 (see also REFS 31–33). Other research groups also observed LTP-triggered increases in quantal content (n·p; in which n is the number of release sites), either alone or in concert with increases in quantal size (q; see BOX 2)34–37. There were concerns over the validity of using classical methods of quantal analysis at central synapses — relating to, among other aspects, the applicability of binomial analysis and the influence of dendritic filtering on q7,16,25,38–41 (but see REFS 42–44) — but these concerns alone could not completely invalidate all of the arguments for a presynaptic mechanism for LTP. For instance, it was difficult to dispute the fact that the frequency of synaptic failures dropped dramatically after LTP, which in theory reflects an increased p29,34,35,45.
This apparent contradiction — that different measures of quantal content produced opposite results — was highlighted by the conflicting observations that CV−2 increased after LTP in the same experiments in which paired pulse facilitation remained constant46. Moreover, CV−2 seemed to change for A-EPSCs but not for N-EPSCs21 (but see REF. 47). Such observations were crucial to the realization that some unmeasured phenomenon must confound the perception of ‘quantal content’ (BOX 2).
Silent synapses came to the rescue. Several research groups21,34–36,39,48,49 speculated that the activation of silent synapses could explain all of the prior findings: by increasing the number of active synapses that contribute to EPSCs after LTP has been triggered, synapse unsilencing mimics both an increase in n, leading to an apparent increase in quantal content, and a decrease in the failure rate (BOX 2). The rise in quantal content would occur with no change in p, accounting for the absence of any change in paired pulse facilitation. This theory was supported by the observation that the only experimental manipulation that could recreate the disparate effects on CV−2 and paired pulse facilitation was increasing the stimulus intensity, which causes additional synapses to be recruited46.
Indeed, at stimulation intensities that were just below the threshold that is necessary to elicit EPSCs in CA1 neurons at the resting membrane potential (which would indicate an absence of an AMPAR-mediated response), switching to a positive holding potential revealed an EPSC that could be blocked entirely by NMDAR antagonists2,3 (FIG. 1). In other words, the synapse(s) that was activated by this low-level stimulation seemed to contain only NMDARs. In the same series of experiments, pairing repetitive presynaptic stimulation with postsynap-tic depolarization, a protocol that reliably induces LTP in conventional experiments, resulted in the recruitment of A-EPSCs that persisted stably for the rest of the recording. Such activity-induced unsilencing of silent synapses follows Hebb’s rule of association, requires NMDAR activation and calcium/calmodulin-dependent protein kinase II (CaMKII)50,51 and seems to be identical to the phenomenon of LTP itself.
Silent synapses in neuronal development
One pervasive feature of silent synapses is that there is a developmental gradient to their expression. During the first few postnatal days, virtually all Schaffer-collateral-to-CA1 synapses are silent; by the second to third post-natal week, roughly half have become activated2,3,52–54. These findings, which are supported by ultrastructural analysis (see below), suggest that during spine maturation NMDAR expression occurs first and recruitment of AMPARs occurs later. However, differential timing in receptor expression is not the only mechanism that could drive the phenomenon of synaptic silence (as we discuss below), and the process of synaptic maturation might be more complex. For instance, in the neonatal visual cortex, silent synapses abound in layer VI pyramidal neurons and gradually become active during the first postnatal week, much as they do in the hippocampus55. By contrast, pyramidal neurons in layer I/II, which are formed later in development, bear synapses that are fully functional at birth and that then become silent before going on to reactivate55. It is not known whether this bimodal pattern of AMPAR expression is a special case, or whether a similar pattern would emerge in other cell types if they could be studied early enough in development. There is evidence that NMDARs play an active part in keeping AMPARs away from immature spines until an appropriate trigger signals for their recruitment56–59. For example, conditional deletion of NMDARs from hippocampal neurons before and during synaptogenesis, by mosaic expression of Cre recombinase in floxed NR1 mice, resulted in a massive increase in AMPAR activity and a profound decrease in the incidence of silent synapses, compared with neighbouring control neurons56. Taken together with the findings in the visual cortex, one could speculate that excitatory synapses progress through three developmental stages, the timing of which might differ between different cell populations: first, an early period of AMPAR and NMDAR co-expression; second, the emergence of silent synapses after active removal of AMPARs — triggered, perhaps, by low-level NMDAR activation; and third, synapse unsilencing by the recruitment of functional AMPARs in response to more-robust synaptic activity that is sufficient to trigger LTP. Rigorous examination of synaptic physiology from embryogenesis through the early postnatal period would be helpful in elucidating this issue.
One group suggested that silent synapses do not occur naturally but appear as a result of experimental manipulation60,61. They found that after obtaining an EPSC using a fixed, suprathreshold stimulation intensity, ongoing regular stimulation caused the EPSC amplitude to decline (and plateau after approximately 40 pulses), in a manner that required postsynaptic Ca2+, through NMDAR- and voltage-gated-Ca2+-channel-independent means. This synaptic depression reversed after an LTP pairing protocol, and exhibited a developmental gradient that resembled that of silent synapses in the hippocampus. The authors proposed that silent synapses result from the sort of repetitive, low-frequency electrical stimulation that is commonly used during slice physiology experiments. Although they typically saw only depression — not silencing — they did observe that depression could lead to complete synaptic silence in a few recordings; in the example that they give60, the longest period of consecutive synaptic failure was thirteen sweeps. However, in most other studies silent synapses had been defined using a different criterion — that a subthreshold stimulus produced failures for at least 100 consecutive traces — and such synapses were not as hard to find2,3. Thus, synaptic depression at functional synapses does not preclude, and is probably functionally distinct from, the phenomenon of natively silent synapses62.
Presynaptic silence models
Although the discovery of silent synapses in the hippocampus reconciled previously contradictory findings, it did not quell the debate over whether LTP expression has a pre- or a postsynaptic locus. Although the simplest explanation for silent synapses is that they lack AMPARs on the postsynaptic membrane, another possibility is that AMPARs are present but not activated, and that synaptic silence is a state of the presynaptic terminal. All of the proposed presynaptic models emanate (perhaps tenuously24,25) from the different glutamate affinities of AMPARs and NMDARs (see above). Specifically, a low synaptic glutamate concentration ([Glu]) might activate NMDARs but fail to activate AMPARs; after LTP induction, enhanced glutamate release would unmask the A-EPSC component. Indirect evidence for this model — including the apparent emergence of A-EPSCs in response to paired pulse facilitation63,64, blockade of AMPAR desensitization26,63 or a rise in temperature (which is thought to increase p)63 — has not withstood more rigorous experimental testing (see below)65. Here we will examine the remaining evidence for a presynaptic mechanism of synaptic silence.
Kullmann proposed that a silent synapse consists of an incompetent presynaptic terminal and a mature postsynaptic membrane, and that isolated NMDA responses occur when glutamate spills over, slowly and at a low concentration, from a nearby functional synapse47,66. Contrary to prior findings21,24,67, he found that pairing-induced LTP resulted in a small potentiation of N-EPSCs, with a corresponding increase in CV−2 (REF. 47). In addition, the NMDAR antagonist MK-801, which occupies the channel pore only after glutamate binding, blocked the receptor slightly more rapidly after pairing, which implied a greater availability of synaptic glutamate during LTP (but see REF. 68). Furthermore, potentiation of N-EPSCs occurred after tetanic stimulation even when Ca2+ chelation and hyperpolarization of the voltage-clamped postsynaptic cell prevented A-EPSC potentiation. Presumably the tetanus triggered enhanced glutamate release from nearby potentiated synapses, thereby enhancing spillover onto the recorded cell. There were no recordings from silent synapses in these experiments, and the question of whether spillover could account for unsilencing was not experimentally addressed. Importantly, no studies have directly demonstrated that spillover accounts for synapse unsilencing. Such a scenario would be troubling, because it would violate the input specificity of LTP (that is, the notion that heightened activity at one synapse should lead to potentiation of that synapse alone, without the side effect of potentiating bystander synapses). It is more likely that the low concentration of glutamate that reaches neighbouring synapses will cause a low level of NMDAR-mediated Ca2+ influx, triggering depression rather than potentiation and thus creating a ‘centre on, surround off’ phenomenon that in fact amplifies input specificity69,70. Given the density of excitatory synapses in CA1, spillover probably does occur — to a limited extent because glial glutamate transporters efficiently curb the amount of glutamate diffusion69,71,72 — but there are no data to support the hypothesis that spillover accounts for silent synapses.
The spillover model supposes that the presynaptic terminal at a silent synapse is non-functional. Another possibility is that the presynaptic terminal is handicapped or only partly functional, so that glutamate release occurs in such a limited quantity or over such a long time course that there is a severe reduction in the concentration that ultimately reaches the postsynaptic membrane. One study demonstrated that a low concentration (250 μM) of the rapidly reversible NMDAR antagonist L-AP5 was sufficient to block N-EPSCs at silent synapses (somewhat surprising, given its low affinity25) but failed to block N-EPSCs after pairing26. This indicates that after pairing there was greater competition for NMDAR binding between the antagonist and glutamate, owing to a higher [Glu]. Cyclothiazide, which by itself did not change synaptic [Glu] as assessed by glial glutamate-transporter currents, revealed that AMPARs were present at silent synapses and that a faster rise time and a slower decay of A-EPSCs occurred after pairing, consistent with increased [Glu] and slower transmitter clearance, respectively. Notably, in the presence of cyclothiazide the A-EPSC failure rate was identical before and after pairing, as was the N-EPSC failure rate. The authors concluded that pairing improves the efficiency of transmitter delivery into the cleft without actually changing p; specifically, they proposed that the bouton converts from a mode that allows only partial vesicle fusion events to one that permits full vesicle collapse. Notably, the authors did not report what happened to glutamate-transporter currents after pairing; in fact, two prior reports73,74 showed no change (see below), contradicting the hypothesis that there can be any change in [Glu] after LTP26,63,64. Of note, the findings with cyclothiazide could not subsequently be reproduced65.
Another study supported the notion that silent synapses exist in conditions of slow glutamate release. In cultured hippocampal neurons, individual synapses were visualized by FM1-43 dye labelling and stimulated by focal electrical stimulation or iontophoretic glutamate application75. At ‘silent’ synapses that exhibited no A-EPSC with electrical stimulation or slow glutamate iontophoresis (10 nA for 10 ms), faster glutamate iontophoresis (100 nA for 1 ms) did reveal functional AMPARs. The authors concluded that the rate of glutamate delivery, rather than the absolute amount, dictates whether or not AMPARs will be activated. Support for this hypothesis came from studies in which cultures were treated with tetanus toxin for 1 to 3 hours, which was not long enough to cleave all presynaptic vesicle-fusion proteins and shut down evoked transmission completely; presumably by partially handicapping vesicle release, this manipulation boosted the number of ‘silent’ synapses that exhibited the differential responses to slow and fast iontophoresis described above75. One caveat to this work is that some aspects of iontophoresis (namely leakage, the difficulty of passing a square-wave current through a high-resistance pipette and placement with respect to the tiny patch of postsynaptic membrane) prevent the tight control over agonist delivery that is needed for a detailed consideration of transmitter kinetics. Nevertheless, despite their limitations, these two studies26,75 come to the same conclusion using different techniques — that synapse unsilencing results from enhanced presynaptic glutamate release, without any change in postsynaptic AMPAR expression.
Models of presynaptic silence suffer from the same flaw that models of presynaptic LTP suffer from: they invoke a role for a retrograde messenger. Like LTP, synapse unsilencing in CA1 requires Ca2+ influx through postsynaptic NMDARs3,54. If synaptic silence occurs through any of the presynaptic mechanisms discussed above, then there must be a means by which the postsynaptic signalling cascade communicates with the presynaptic effectors of unsilencing — whether to activate a non-functional release machinery or to enhance its efficiency. Advocates of presynaptic LTP proposed that nitric oxide might be the retrograde messenger76–78, but many groups dispute this claim73,74,79–81. It would be interesting to know whether, in the experiments described above, pharmacological inhibition or genetic deletion of nitric oxide synthase can prevent the observed changes in presynaptic glutamate release.
There is evidence for presynaptically silent synapses at the connections between hippocampal mossy fibres and CA3 pyramidal cells. Mossy-fibre synapses exhibit a presynaptic form of LTP that involves an increase in release probability82,83. From experiments that used MK-801, it seems that this form of LTP also involves presynaptic unsilencing84. MK-801 was applied during baseline transmission to completely block NMDARs at functional synapses, and was then removed before an LTP-inducing tetanus was delivered; because MK-801 is poorly reversible, any NMDARs that were activated during the baseline period would be expected to remain blocked after the tetanus. The observation that N-EPSCs appeared immediately after the tetanus, and persisted stably for the rest of the experiment, indicates the recruitment of new sites of transmitter release — that is, the unsilencing of presynaptic terminals. These presynaptically silent synapses are a special case that is physiologically distinct from most silent synapses in the brain (which exhibit N-EPSCs but no A-EPSCs) (FIG. 2); nevertheless, they remind us of the goldfish Mauthner cell and of the fact that the mechanism of synaptic silence might differ from synapse to synapse.
Postsynaptic silence models
A preponderance of evidence suggests that the main mode of synaptic silence in the mammalian brain results from an absence of postsynaptic AMPARs rather than from impaired presynaptic glutamate release. Part of the challenge in defining the mechanism of synaptic silence has been that conventional hippocampal synaptic physiology experiments do not permit absolute control over the population of synapses that is being activated. Indeed, during recordings of somatic electrical events that are triggered by extracellular stimulation, one cannot be sure that the combination of pre- and post-synaptic elements that is being sampled remains stable from sweep to sweep — in other words, the technique does not permit the definitive isolation of a population of synapses. Given that a pyramidal cell contains a mixture of synapses — some silent and some not — such a lack of control introduces problems that could confound data interpretation, potentially leading to wrong conclusions. For instance, some experimental manipulations, such as raising the temperature63, could conceivably affect the way that the electrical field that emanates from a stimulating electrode interacts with the many axons that pass nearby. It might therefore be wrong to interpret the emergence of A-EPSCs at silent synapses in warm solutions as necessarily reflecting presynaptic unsilencing63, as it could instead reflect a change in the population of synapses that is being activated by the electrode.
One study addressed this concern by making paired recordings from synaptically connected CA3 neurons65. Unlike the mossy-fibre-to-CA3 synapses discussed above, recurrent CA3 synapses seem to be functionally identical to CA3–CA1 synapses83,85. By studying only the EPSCs that were elicited by current injection and action-potential generation in the presynaptic neuron, the authors isolated a single, precisely defined population of synapses. In these experiments, recordings from some cell pairs revealed all-silent synapses that became unsilenced after a pairing protocol. Raising the temperature, delivering paired pulses or applying cyclothiazide all failed to reveal A-EPSCs at silent synapses; by contrast, each manipulation did facilitate A-EPSCs at functional synapses. In addition, N-EPSCs seemed to be identical in every respect before and after pairing, suggesting that unsilencing was not associated with a change in [Glu] or in the speed of glutamate diffusion. These carefully controlled experiments refuted many of the arguments in favour of a presynaptic mechanism for synaptic silence (see above) and made a compelling case for a lack of functional postsynaptic AMPARs at silent synapses.
Recordings from synapses that were isolated by other means provided similar evidence of a postsynaptic mechanism for synaptic silence. For example, in a study of single cultured neurons (which permitted simultaneous control of the pre- and postsynaptic cell, as the only possible synapses were those made by the neuron onto itself), a proportion of autaptic events exhibited N-EPSCs but no A-EPSCs86; keeping in mind the limitations of such artificial conditions, one could conclude that this observation specifically refutes any role for glutamate spillover from a functional synapse onto a presynaptically silent synapse, as the A-EPSC from a functional synapse should always appear before the N-EPSC at a silent synapse. In another study, confocal fluorescent Ca2+ imaging and simultaneous electrophysiological recordings of CA1 neurons in hippocampal slice cultures allowed visualization of individual silent synaptic spines87. At these spines, using fluorescent Ca2+ transients as a surrogate for N-EPSCs, no Ca2+ transient occurred in response to presynaptic stimulation. After delivery of a tetanus, evoked Ca2+ transients did occur. The authors demonstrated that NMDARs were present both before and after the tetanus, and that the reason that they could not elicit Ca2+ transients (N-EPSCs) at silent synapses was that the spine never depolarized enough to relieve the voltage-dependent Mg2+ blockade of NMDARs (see BOX 1). After the tetanus spine depolarization could occur, presumably through the activity of newly recruited AMPARs; NMDAR activation was thus permitted. Together these studies provide further support for the notion that synapse unsilencing results from the recruitment of functional AMPARs to the postsynaptic membrane.
Because it is theoretically possible that presynaptic (for example, changes in [Glu]) and postsynaptic modifications could occur simultaneously when silent synapses are unsilenced, it is important to note the studies that have argued against LTP-induced changes in [Glu]. Glial glutamate-transporter currents provide a reliable read-out of [Glu], changing predictably in response to pharmacological and physiological manipulations that are known to alter the probability of presynaptic glutamate release73,74; tetanus-induced LTP triggered no change in glial transporter currents. In addition, nitric oxide, which had been proposed to be the retrograde messenger that links postsynaptic NMDAR activation to enhanced presynaptic vesicle release (see above), also failed to alter transporter currents73. Similarly, visualization of presynaptic vesicles using FM1-43 revealed no change in vesicle turnover rates in response to conventional methods of LTP induction88; only extreme induction protocols (a 200 Hz tetanus or global slice depolarization with the K+ channel blocker tetraethylammonium (TEA)) triggered an enhancement of presynaptic release. Although direct proof that [Glu] never changes during standard LTP induction or synapse unsilencing is lacking, these studies provide compelling indirect evidence in support of this notion.
If a large population of hippocampal synapses does in fact express postsynaptic NMDARs but not AMPARs, then there should be a simple way to visualize this. Indeed, anatomical studies confirmed that surface AMPARs are absent at some spines (FIG. 3). In studies of cultured neurons, a subpopulation of synaptic spines was immunopositive for surface NMDARs but not for AMPARs86,89–91, and activity triggered the rapid appearance of AMPAR immunoreactivity at such spines in an NMDAR-dependent manner92–94, consistent with the hypothesis that synapse unsilencing involves the physical recruitment of AMPARs. Electron microscopy of intact tissue similarly revealed CA1 spines with immunogold labelling for NMDARs but not AMPARs95–98. Although a lack of AMPAR labelling does not necessarily imply a complete absence of AMPARs (given concerns over antibody sensitivity), it is notable that no AMPAR-negative mossy-fibre-to-CA3 synapse appeared95,98. Moreover, the prevalence of AMPAR-negative synapses in CA1 exhibited a developmental gradient95,96, similar to what was predicted by electrophysiological experiments2,3,54. Thus, there seems to be an anatomical basis for a postsynaptic mechanism of synaptic silence. The data summarized in this section, which were obtained using various experimental techniques, provide compelling evidence that silent synapses lack AMPARs and that synaptic unsilencing occurs when AMPARs arrive.
Silencing the debate
The proof of postsynaptic silence came from experiments that used laser photolysis of caged glutamate onto single dendritic spines99–103. In such studies, an experimental preparation is bathed with an inert ‘caged’ glutamate derivative; subsequently, one- or two-photon laser stimulation that is focused on a dedritic spine head in a fluorescently labelled neuron (visualized under confocal or two-photon microscopy) uncages glutamate at a spatial resolution that, at its best (~0.43 μm99), approaches the size of a presynaptic bouton. Such stimulation evokes a single-synapse, uncaging-evoked EPSC (uEPSC); no other means of glutamate application, including iontophoresis, can approach this level of precision — one of the key strengths of this technique. Another compelling aspect of this technique is that glutamate uncaging effectively removes the presynaptic terminal from consideration, thus permitting a discrete, unequivocal investigation into the dynamics of the postsynaptic membrane.
Initially, this technique was used to demonstrate conclusively that LTP can occur postsynaptically, in the absence of any change in [Glu]. The first such study revealed that pairing postsynaptic depolarization with repetitive glutamate uncaging at single spines potentiated A-uEPSCs in an NMDAR- and CaMKII-dependent manner103. These authors also described a relationship between spine size and A-uEPSC amplitude, with thin spines and filopodia exhibiting the smallest responses and large mushroom spines producing the largest102; spines undergoing LTP enlarged after the pairing protocol103, supporting the authors’ hypothesis that spine size reflects AMPAR content. In their hands, LTP occurred preferentially at small spines with small baseline A-uEPSCs; larger spines exhibited only transient potentiation. This group proposed, but did not observe directly, that silent synapses might occur at thin spines that are devoid of AMPARs. Other groups also triggered LTP by pairing glutamate uncaging at single spines with postsynaptic depolarization, although they disagreed on whether there is a relationship between spine size and A-uEPSC amplitude99,101,104. This disagreement, which mirrors the debate over whether silent spines are smaller than their functional counterparts87,95,98,100, could reflect different imaging sensitivities, different preparations or different developmental ages. It does not detract from the incontrovertible demonstration that LTP involves an increase in postsynaptic glutamate sensitivity.
A recent publication carried this line of investigation to its logical conclusion100. In acute slices of neonatal rat somatosensory cortex, some spines exhibited N-uEPSCs but not A-uEPSCs in response to glutamate uncaging (FIG. 4). Focal application of a hypertonic solution to such silent spines, which triggered vesicle fusion at the associated presynaptic bouton, likewise revealed N-EPSCs but not A-EPSCs, indicating that an ‘AMPAR-silent’ postsynaptic membrane sits opposite a fully competent presynaptic terminal. As expected, the prevalence of silent synapses exhibited a developmental gradient, with silent synapses disappearing after postnatal day 12. Although this study does not prove that the presynaptic bouton always matures before the postsynaptic density, it leaves little room to argue that the phenomenon of synaptic silence, as defined at the beginning of this article, reflects anything other than an absence of functional AMPARs on the postsynaptic membrane (FIG. 5).
The simplest mechanism for the rapid appearance of AMPARs at the postsynaptic membrane following an LTP protocol is a physical movement of heteromeric receptor complexes to the postsynaptic density105,106, either from intracellular stores105,106,129 or through lateral diffusion along the plasma membrane107. As discussed in the previous section, immunohistochemical and ultrastructural studies indeed support this simple mechanism. However, the other formal possibility is that AMPARs are present on the postsynaptic membrane but fail to activate on binding glutamate; activation of NMDARs during LTP would then convert these AMPARs from a non-conducting to a conducting state. In fact, this hypothesis dates to before the discovery of silent synapses108. Although there has never been evidence for non-conducting AMPARs in mammals, such receptors were recently observed in the roundworm Caenorhabditis elegans109. In these animals, AMPARs are composed of glutamate-receptor-channel-forming subunits that are coupled to auxiliary transmembrane AMPAR regulatory proteins (TARPs), which include two homologous members, STG-1 and STG-2 (REFS 109,110). In mutant worms lacking both of these TARP proteins, AMPARs were present on the surface but could not conduct current109. In mammals, TARPs also influence AMPAR gating111, but there is no evidence that AMPARs lacking associated TARPs fail to gate. Nevertheless, these new findings in C. elegans indicate that it might be premature to dismiss the notion that TARPs could represent a switch that converts ‘silent’ AMPARs into functional ones.
Implications for plasticity
Is synapse unsilencing the long-sought-after mechanism that underlies LTP? The reverse is certainly true: unsilencing is qualitatively and mechanistically indistinguishable from LTP2,50,54,103. However, LTP can also occur at synapses that are already functional. The first evidence that synapses might not need to be silent in order to be potentiated was provided by measures of the amplitude of the postsynaptic response to a single quantum of transmitter (BOX 2). One way to measure q is to use minimal stimulation and select only those trials in which a postsynaptic response occurs; if a single synapse is responsible for these responses, then the average size of the EPSCs is a measure of q. Using this approach, some studies found no change in q following LTP32,33, implying that LTP occurs solely by recruiting new synapses (not by making changes to existing ones). Other studies, however, have routinely observed an increase in q34–37,112,113. Some of the confusion resulting from these apparently conflicting results could arise from the uncertainty over whether only a single fibre is being stimulated.
The second, more traditional way of studying quantal events is to record miniature EPSCs (mEPSCs) in the presence of tetrodotoxin (BOX 2). Whereas mEPSCs are elicited in the recorded cell by many thousands of presynaptic elements, synapses undergoing potentiation represent a very small proportion of all sampled synapses, and any changes in quantal parameters that affect only the potentiated synapses might therefore be obscured. In the presence of strontium (Sr2+) instead of Ca2+, stimulus-evoked EPSCs devolve into a series of asynchronous quantal events, each of which is identical in size to an mEPSC; this permits quantal analysis of the subset of synapses that is activated by the stimulating electrode114. In these conditions, LTP reliably triggered an increase in mEPSC amplitude. Based on what we know now, this observation implies that functional synapses can recruit additional AMPARs during LTP. The modern demonstration of this phenomenon came from the glutamate uncaging work discussed above, which showed an increase in A-uEPSC amplitude at functional synapses after LTP99,101,103. Although enhanced single-AMPAR conductance might partly account for this increase in post-synaptic glutamate sensitivity115, a boost in the number of receptors is likely to be the dominant mechanism116. Since the initial visualization of green fluorescent protein (GFP)-tagged AMPARs moving into synapses during LTP105,106, and in light of much other work reviewed elsewhere117–119, it has become generally accepted that movement of AMPARs into and out of synapses accounts for excitatory synaptic potentiation and depression.
Therefore, LTP is the recruitment of new AMPARs to synapses — either to synapses that had previously been silent or to synapses that already possessed some functional AMPARs. The relative contributions of these different scenarios to LTP could depend on age, previous activity at a synapse or other factors. In addition, some research groups still advocate a role for the presynaptic terminal in LTP. For example, in the Ca2+-imaging experiments described above, even though p did not change after synapse unsilencing, it did increase after LTP at functional120 or previously unsilenced87 synapses. The authors of these reports used closely spaced trains of 100 Hz stimulation as the trigger for LTP; as mentioned above, others found that such intense activity enhances presynaptic release, but that more-typical triggers — which are still fully capable of producing postsynaptic LTP — do not88. To achieve maximal potentiation in response to extreme levels of activity, perhaps synapses must draw on both pre- and postsynaptic resources. Finally, little is known about what happens after the first hour following LTP induction, because recordings usually do not last that long. What is known is that, despite there being enormous overall heterogeneity in the size and shape of synapses, in individual synapses the pre-synaptic active zone and the postsynaptic density exhibit remarkable congruence49. Thus, it would not be surprising if, after AMPARs have had a chance to settle into a potentiated postsynaptic membrane, the presynaptic terminal expands proportionately.
The effort to understand the nature of LTP drove the discovery of silent synapses. In turn, the characterization of silent synapses has highlighted the central role of AMPAR trafficking in synaptic plasticity. Shuttling AMPARs into synapses requires the coordinated effort of many signalling and structural molecules, with NMDAR activation and AMPAR recruitment representing merely the beginning and end of a sequence of events that is still only partly understood. We are making progress towards understanding LTP — slower progress, perhaps, than some might have predicted. Moving beyond the old controversies, the focus of future research should be on identifying the minimal molecular requirements that link NMDAR activation to AMPAR trafficking.
Acknowledgments
We thank A. Jackson, W. Lu, A. Milstein and A. Tzingounis for their thoughtful comments on the manuscript. R.A.N. is supported by grants from the US National Institutes of Health and G.A.K. was supported by the Larry L. Hillblom Foundation.
- CA1
The area of the hippocampus that lies at the end of the hippocampal trisynaptic circuit
- Silent synapse
Aside from the exceptions indicated in this Review, silent synapses are synapses that exhibit an NMDA-receptor-mediated response but no AMPA-receptor-mediated response
- Excitatory postsynaptic current
(EPSC). The current that is recorded in a voltage-clamped neuron in response to release of synaptic glutamate
- NMDAR
(N-methyl-D-aspartate receptor). The subtype of ionotropic glutamate receptor, containing the subunit NR1 complexed with some combination of the subunits NR2A–NR2D and NR3A or NR3B, that responds selectively to NMDA by gating a cationic channel that is distinguished both by its permeability to Ca2+ and by its voltage-dependent blockade by Mg2+ at the resting membrane potential
- AMPAR
(α-amino-3-hydroxy-5-methyl-4-isoxazole propionic acid receptor). The subtype of ionotropic glutamate receptor that contains a tetramer of some combination of the subunits GluR1–GluR4, responds selectively to AMPA by gating a monovalent cation current, and mediates most fast excitatory neurotransmission in the brain
- LTP
(Long-term potentiation). A form of synaptic plasticity that is mostly studied in hippocampal CA1 pyramidal neurons but that is found in many other areas of the brain. It is characterized by a persistent enhancement of neurotransmission following an appropriate stimulus (see Hebb’s rule)
- Pyramidal neurons
The principal cells of the hippocampus and the neocortex. These large cells use glutamate as their neurotransmitter
- Paired pulse facilitation
The phenomenon whereby the amplitude of an EPSC that is triggered shortly (for example, 50 ms) after a prior EPSC is increased relative to that of the prior EPSC, reflecting an increased probability of presynaptic vesicle release and probably resulting from an increased presynaptic Ca2+ concentration
- Pairing
Delivering low-frequency presynaptic stimulation and simultaneously depolarizing the postsynaptic cell. This triggers LTP in a manner that is consistent with Hebb’s rule
- Hebb’s rule
(or Hebb’s postulate). The notion that after a presynaptic neuron and a postsynaptic neuron fire in unison, the efficiency of neurotransmission between them improves
- MK-801
An NMDAR antagonist that is use-dependent (that is, it binds inside the open channel pore only after agonist binding) and poorly reversible (that is, once it is in the pore it binds tightly with a very slow unbinding rate)
- Tetanic stimulation
The delivery of a rapid train of presynaptic stimuli through an extracellular stimulating electrode positioned near a bundle of axons, typically to trigger synaptic plasticity
- Glutamate transporters
Transmembrane proteins that bind extracellular glutamate and transport it into astrocytes and neurons, thereby contributing to the cessation of excitatory synaptic transmission after presynaptic glutamate release
- Cyclothiazide
A drug that binds AMPARs, blocking the normal fast desensitization of these receptors to glutamate
- FM1-43
An ampiphilic styryl dye that reversibly partitions into lipid bilayers; after exposing neurons to this dye, inducing neuronal activity and then washing off the dye, recycled presynaptic vesicles retain a fluorescent signal, which allows visualization of presynaptic boutons under light microscopy
- Iontophoresis
Ejection of a charged chemical from a high-resistance glass microelectrode through the delivery of a current pulse
- Autapse
A synapse formed by a neuron onto itself, usually in the context of isolated single-neuron microisland cultures
Footnotes
FURTHER INFORMATION
Roger Nicoll's homepage: http://keck.ucsf.edu/neurograd/faculty/nicoll.html
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