Abstract
This article investigates how migrant social capital differentially influences individuals’ migration and cumulatively generates divergent outcomes for communities. To combine the fragmented findings in the literature, the article proposes a framework that decomposes migrant social capital into resources (information about or assistance with migration), sources (prior migrants), and recipients (potential migrants). Analysis of multilevel and longitudinal data from 22 rural villages in Thailand shows that the probability of internal migration increases with the available resources, yet the magnitude of increase depends on recipients’ characteristics and the strength of their ties to sources. Specifically, individuals become more likely to migrate if migrant social capital resources are greater and more accessible. The diversity of resources by occupation increases the likelihood of migration, while diversity by destination inhibits it. Resources from weakly tied sources, such as village members, have a higher effect on migration than resources from strongly tied sources in the household. Finally, the importance of resources for migration declines with recipients’ own migration experience. These findings challenge the mainstream account of migrant social capital as a uniform resource that generates similar migration outcomes for different groups of individuals or in different settings. In Nang Rong villages, depending on the configuration of resources, sources, and recipients, migrant social capital leads to differential migration outcomes for individuals and divergent cumulative migration patterns in communities.
Migrant social capital is commonly conceptualized as resources of information or assistance that individuals obtain through their social ties to prior migrants. These resources reduce the costs and risks of migrating for potential migrants. Numerous studies, primarily on the Mexican-U.S. migration flows, have demonstrated how access to migrant social capital through household or community ties increases individuals’ likelihood of migrating (Curran, Garip, Chung, and Tangchonlatip 2005; Davis, Stecklov, and Winters 2002; De Jong, Richter, and Isarabhakdi 1996; Massey and García-España 1987; Winters, de Janvry, and Sadoulet 2001).
Studies have also suggested that accumulation of migrant social capital initiates a process of “cumulative causation” through which migration flows become self-sustaining (Massey 1990). Namely, with each new migrant, network ties that connect potential migrants to prior migrants expand, and migrant social capital accumulates. More individuals can draw upon these resources, which increases their likelihood of migrating. As more individuals migrate, network ties expand more, and more migrant social capital is accumulated. This feedback mechanism implies that migrant social capital can eventually dampen the effect of other social and economic factors on migration, a prediction that is confirmed by empirical evidence (Dunlevy 1991; Massey and Espinosa 1997; Massey, Goldring, and Durand 1994).
Recent research has found that the effect of migrant social capital on migration is not necessarily uniform across settings and may be shaped by gender relations and sending- or receiving-community contexts (Curran, Garip, Chung, and Tangchonlatip 2005; Curran and Rivero-Fuentes 2003; Fussell and Massey 2004; Kanaiaupuni 2000). These findings imply that migrant social capital resources can work in different ways for different groups of individuals or in different settings. Because migrant social capital initiates a cumulative migration mechanism, these differences in its effects on individuals’ migration are likely to grow and create persistent differences in community migration patterns over time. Despite their critical theoretical and practical implications, these ideas have not been incorporated into the mainstream understandings of migrant social capital.
With this article, I seek to fill this gap in the literature and identify the mechanisms through which migrant social capital can generate differential migration outcomes for individuals and communities. I propose a theoretical framework to systematize and combine the various findings in the literature on how migrant social capital affects migration. The framework builds on Portes (1998) and decomposes migrant social capital into three distinct dimensions: (1) resources (information about or assistance with migration), (2) sources (prior migrants), and (3) recipients (potential migrants). Distinguishing among these dimensions is important because each dimension can affect migration propensities in different ways. For example, the value of the resources can depend on the kinds of opportunities they present to the recipients. The nature of ties to migrant sources may either limit or enhance the benefits that are derived. Potential migrants may differ in their access to these resources or in the benefits they extract from them. Given that migrant social capital can have a cumulative effect on migration, differential access or returns to resources may lead to divergent migration patterns in communities over time. These ideas suggest various mechanisms through which migrant social capital can influence migration outcomes, which have not been tested systematically to date.
In this article, I provide a novel test of these mechanisms on a multilevel, longitudinal data set from Thailand, where migration is internal, mostly rural-to-urban. Given that most empirical work is on international migration flows, mostly from Mexico to the United States, Thailand provides a unique setting to evaluate the effect of migrant social capital on migration. The data set comes from 22 rural villages and follows migrants in their new destinations from 1984 to 1994. This period covers a time of economic transition in Thai history and captures the initiation and maturation of migration flows from rural to urban areas. Different from other data on migration available to researchers, these data contain information on all individuals in the villages and allow us to observe migration prospectively. Moreover, the data set includes information on household and village characteristics and, because it is longitudinal, allows us to capture how the accumulation of migrant social capital affects migration outcomes over time.
SOCIAL CAPITAL THEORY
Bourdieu (1986:249), who first analyzed social capital systematically, defined it as “the aggregate of the actual or potential resources which are linked to the possession of a durable network of more or less institutionalized relationships of mutual acquaintance or recognition.” Coleman (1988:S118–19) later described social capital as a resource for action “ embodied in relations among persons,” which emerges from closure in the social structure and is convertible to other forms of capital. Burt (1992:12) also emphasized the contingency of social capital on the social structure, defining it as “at once the resources contacts hold and the structure of contacts in a network.” However, contrary to Coleman’s idea of structural closure as a necessary condition for its emergence, Burt (1992) argued that social capital results from the relative absence of ties in the structure, or the existence of what he labeled “structural holes.” Burt’s elaboration in fact builds on the work of Granovetter (1973), who analyzed social capital in the form of information channels and argued that weak ties—those that extend beyond an actor’s immediate social circle—give an actor important advantages in the pursuit of resources. Building on the work of Granovetter and Burt, Lin (2000:786) conceptualized social capital as “(1) quantity and/or quality of resources an actor can access or use through; (2) its location in a social network.” Hence, Lin also described social capital as resources embedded in social relations as well as the characteristics of these relations.1
In recent work, Portes (1998:6) attempted to combine these seemingly conflicting ideas and suggested that social capital is decomposable into three distinct dimensions: (1) the recipients (those making claims), (2) the sources (those agreeing to those demands), and (3) the resources themselves.2 These three possibly interrelated elements provide a heuristic framework to characterize extant conceptualizations of social capital. For instance, to use Portes’ terminology, Coleman defined social capital as resources embodied in relationships between sources and recipients. Similarly, Coleman (1988), Granovetter (1973), and Burt (1992) all agree that the value of these resources is contingent on the strength of the relationship between sources and recipients. However, Coleman suggested that recipients obtain greater (in amount or quality) resources from their strongly tied sources, while Granovetter argued the opposite. In sum, the distinction among the three dimensions of social capital provides a flexible conceptual environment in which to compare different ideas and their underlying assumptions.3
SOCIAL CAPITAL AND MIGRATION
In the migration literature, migrant social capital is commonly understood as information about or direct assistance with migrating provided by prior migrants that decreases the costs of moving for potential migrants (Massey and Espinosa 1997; Massey and García-España 1987; Massey and Zenteno 1999). Potential migrants access these resources through migrant networks, which are a set of interpersonal ties based on kinship, friendship, or shared origin community that connect migrants and nonmigrants (Massey et al. 1993). Using Portes’ terminology, it is possible to redefine migrant social capital as a resource (information about or assistance with migrating) that recipients (potential migrants) access through their social ties to sources (prior migrants). This definition emphasizes the distinctions among the three dimensions of migrant social capital, which are important because each dimension can affect migration propensities in different ways. For example, benefits that potential migrants reap may be proportional to the amount and diversity of resources provided. The nature of ties to migrant sources may either limit or enhance the benefits that are derived. Benefits from specific resources may also depend on the attributes of recipients. These ideas suggest various mechanisms through which migrant social capital operates. Below, I review several studies of migrant social capital and migration in order to formalize these ideas. I attempt to combine the fragmented set of findings in the literature in a common analytic framework, and therefore organize my hypotheses around the three dimensions of migrant social capital: resources, sources, and recipients.
Resources of Migrant Social Capital
Migrant social capital resources are defined as information or direct assistance provided by prior migrants to potential migrants. This information may be, for example, about job opportunities at destination that can increase expected earnings of potential migrants. Similarly, prior migrants may provide help with transportation to or living arrangements at the intended destination, which thereby reduces expected costs of migration. This restricted definition of migrant social capital resources as information or direct assistance disregards norms or expectations embedded in social relations that can act as resources of social capital (Coleman 1988). Consistent with prior studies in the literature, I assume that the resources prior migrants possess can be proxied by the amount of experience they have in destinations, and hence use experience and resources interchangeably.
Many empirical studies have found that migration propensities increase for potential migrants with the experience of prior migrants in their households or communities (Curran and Rivero-Fuentes 2003; Deléchat 2001; Massey and Zenteno 1999). Fewer studies have considered how the diversity of social capital resources affects migration propensities (for exceptions, see Curran, Garip, and Chung 2005; Massey and Espinosa 1997). I argue that diverse resources (e.g., information about a range of destinations, or help with finding a variety of jobs) may imply a larger choice set for the potential migrants and hence increase their propensities of migrating. Finally, no study to date has considered how the accessibility of resources affects migration outcomes. Logically, we can expect higher migration out of communities where migrant social capital resources are accessible to a wider proportion of the population. To summarize, I expect that the greater the amount, diversity, and accessibility of resources available to recipients, the greater their propensity to migrate, ceteris paribus.
Diversity and accessibility of resources may also influence migration behavior indirectly by moderating the effect of the amount of resources. I also expect that the greater the diversity and accessibility of resources available to recipients, the greater the effect of their amount, and hence the greater the recipients’ propensity to migrate, ceteris paribus.
Sources of Migrant Social Capital
Besides the amount, diversity, and accessibility of resources, the source can further influence migration decisions. Using examples from studies of labor market networks, researchers have argued that the stronger the tie to the source, the more reliable and useful the information about jobs (Lin, Vaughn, and Ensel 1981). Or conversely, the weaker the tie to the source, the broader the scope and usefulness of information provided (Granovetter 1973). These insights are rarely used in the context of migration (e.g., Curran, Garip, Chung, and Tangchonlatip 2005). In order to test these expectations, it is necessary to differentiate resources of migrant social capital by the strength of a recipient’s tie to the source. Taking information or assistance as the resource of migrant social capital, two competing hypotheses suggest themselves, which require an empirical resolution: (1) the stronger the tie to the source, the more reliable the resources for recipients, and hence the greater their propensity to migrate; and (2) the weaker the tie to the source, the broader the scope of the resources for recipients, and hence the greater their propensity to migrate, ceteris paribus.
Recipients of Migrant Social Capital
I consider the attributes of potential migrants as predictors of their migratory behavior. Following the numerous studies that document how past migration experience influences future migration, I expect that prior migrants are likely to re-migrate (Deléchat 2001; Massey and Espinosa 1997; Massey and Zenteno 1999). More importantly for understanding social capital mechanisms, I expect that prior migrants will be less likely to need or use resources from other sources. More formally, the more migrant experience the recipients have relative to other sources, the greater their propensity to migrate. The more migrant experience the recipients have relative to other sources, the less important the resources from those sources and hence the lower their influence on the recipients’ propensity to migrate, ceteris paribus.
THE THAI SETTING
Most empirical studies of migrant social capital analyze international migration flows, mostly migration from Mexico to the United States. Alternatively, I study internal migration in Thailand to assess how migrant social capital affects migration propensities. Some researchers have suggested that migrant social capital influences international migration more than internal migration (Taylor 1986). The argument goes that while information on international moves is scarce, sending communities are well-connected to domestic labor markets and are saturated with information about internal migration. Then, individuals in sending communities are more likely to rely on migrant social capital for international moves than for internal moves. This argument was supported by empirical evidence from Mexico, where network ties strongly affected individuals’ migration to the United States but had only a weak association with their internal moves (Taylor 1986).
A number of studies challenged this argument and showed migrant social capital to be a strong factor influencing the magnitude and direction of internal migration flows in Mexico (Arizpe 1975; Curran and Rivero-Fuentes 2003; Lomnitz 1977) as well as in Thailand (Curran, Garip, Chung, and Tangchonlatip 2005). This article adds to this growing line of research and asks how migrant social capital differentially shapes individuals’ internal moves and generates migration patterns in sending communities.
The Thai setting presents unique opportunities to answer these questions and disentangle the relationship between social capital and internal migration. Thailand experienced dramatic economic change and growth from the mid-1980s to the mid-1990s. During this period, the economy grew, on average, by 9% each year (Jansen 1997), and the economic base shifted from agriculture to exports (Bello, Cunningham, and Poh 1998; Suksiriserekul 2000; Warr and Nidhiprabha 1996). The growth in manufacturing exports fueled an increase in demand for labor in Bangkok and its provinces, where the majority of industrial activities were concentrated (Tambunlertchai 1990). Much of this labor was provided by rural migrants from the Northeastern part of the country, where 40% of the population lived in poverty (Hafner 2000). Most of these migrants were in their teens or early twenties, and half of them were women (Chamratrithirong et al. 1995; Mills 1997).
Because migration has only recently started, and because migrants are mostly young adults and women who would presumably benefit from the information or assistance provided by prior migrants, I expect to observe a considerable impact of migrant social capital on individuals’ migration decisions. Moreover, given the economic context and demographic characteristics of migrants, the challenges faced by internal migrants in Thailand may be fairly comparable to those faced by international migrants in other contexts. There is some qualitative evidence in the literature that makes this case. Curran, Garip, Chung, and Tangchonlatip (2005) mentioned unsafe work environments, poor living conditions, not getting paid, and even physical mistreatment as challenges faced by Thai migrants in urban destinations. Hence, I expect the empirical results from the analysis of the Thai case to be consistent with those obtained by researchers analyzing the Mexico-U.S. migrant flows.
METHODOLOGY
Data
The data for this study come from the Nang Rong surveys of 22 Thai villages, conducted as part of a longitudinal data collection effort by the University of North Carolina and Mahidol University in Thailand. Nang Rong is a relatively poor district in Northeastern Thailand, a poor region characterized by high fertility and limited land availability for future development. The surveys capture the period from 1984 to 1994, when Thailand’s economy shifted from agriculture to manufacturing, propelling the migration from rural areas to Bangkok and other urban destinations.
The Nang Rong data allow a strong test of the effects of migrant social capital on migration. While most surveys collect data from randomized samples of individuals or households, the Nang Rong surveys contain information about all individuals and household members in the study villages. The surveys provide detailed information on migration, education, and work histories of individuals, as well as on socioeconomic characteristics of households and villages. The data set used in the analyses is based on the life history survey, which begins with 13- to 35-year-olds in 1994 (i.e., the age group at risk of migrating), and follows them retrospectively in the 10-year period from 1984 to 1994. (Individuals are asked about their experiences starting at age 13. Hence, for the 35-year-olds in 1994, the data include 10-year life history information that starts at age 25 in 1984. For the 18-year-olds in 1994, by contrast, the data include only 5-year life history information starting at age 13 in 1989.) Because the analyses, explained in the subsequent sections, involve independent variables that are lagged by a year, the 1984 observations are excluded from the sample. To obtain household- and village-level indicators, life history data are merged with three cross sections of household censuses (1984, 1988, 1994) and two cross sections of village-level surveys (1984, 1994).
These multilevel data allow me to measure the distribution of migration experiences in households and villages over time, which are central to my account of the effects of migrant social capital. The research design of the Nang Rong surveys also minimizes sample selection bias, which plagues most retrospective data collection efforts. When data are collected retrospectively, individuals who are absent at the time of the survey are excluded from the sample. Missing data can bias results if the excluded individuals are a nonrandom sample of the population. (For example, in this case, the excluded individuals may be migrants who are at their new destinations.) The Nang Rong surveys minimize this problem by collecting a retrospective life history survey in 1994 (covering the period from 1984 to 1994), in addition to a census of villages conducted in 1984. By using these two surveys, it is possible to match the village population in 1984 with the population in 1994 and observe migration prospectively. Moreover, the Nang Rong project contains a migrant follow-up component, which identifies the migrants who were absent during the time of the survey and finds them in their new destinations. (The migrant follow-up component was conducted in 22 study villages and counted a migrant as someone who was a member of a 1984 household and had since left a village for more than two months to a migration destination. Related project manuscripts report that the success at finding migrants was relatively high given the difficulty of locating migrants in urban destinations (Rindfuss et al. 2007). On average, about 44% of the migrants were successfully interviewed at some point in the six months following the 1994 village surveys.4 Hence, the life history survey in conjunction with the baseline census in 1984 and the migrant follow-up component in 1994 permit taking into account some of the sample bias as a result of attrition, a factor that cannot be adjusted for in other retrospective data sets.
To complement the quantitative analyses and inform their interpretation, I also conducted focus group interviews in selected villages of Nang Rong.5 I developed a set of typologies differentiating the original 22 survey villages by migration levels and chose 8 study villages for fieldwork to maximize differences. In each village, potential participants were identified by the village headman for three separate focus groups: (1) village leaders (village headman, village committee members, and “mothers’ group” members), (2) migrant-sending household members, and (3) return migrants. Focus groups consisted of six to eight participants, typically with an equal number of men and women. During the two weeks spent in Nang Rong, a total of 24 focus group interviews were conducted in 8 study villages, with the participation of 158 individuals. These interviews explored the motivations for and consequences of individuals’ migration behavior. The questions specifically inquired about how migration decisions are made, and whether current migrants help potential migrants in the process of moving to a destination. The data generated in these discussions, although not representative in a statistical sense, provided better interpretations about the migration patterns I observe in the survey data, and also helped in refining my theoretical elaborations and identifying the mechanisms at work. I share some examples of these insights in the subsequent section and later in the conclusions.
Operational Measures
Migrant status is defined as a binary indicator that is 1 if the index person has been out of the home district (Nang Rong) for more than two months in a year.6 A household is defined as a group of individuals who resided in the same house in 1984, and a village is defined by the official boundaries in 1984. (Appendix Figure A1 provides a summary of the proposed migrant social capital indicators along the conceptual dimensions of resources, sources, and recipients.)
Migrant social capital resources. To operationalize migrant social capital resources, I argue that information or assistance that prior migrants offer can be measured by their accumulated migration experience. Migration experiences rather than actual flows of resources are measured because survey data do not record whether potential migrants actually received information or help from others who have migrated (or whether that information or help was at all influential on their decision to migrate).
The lack of direct measures creates an identification problem, which is a limitation endemic to most empirical work in the migration literature. The accumulated migration experience could represent not only information or help available to migrants but also imitation or contagion effects that cause past migration behavior to be correlated with current individual migration decisions. The available survey data do not allow us to disentangle these two competing hypotheses. Hence, I resort to an indirect method for identifying the mechanism at work and use the qualitative observations from my fieldwork.
Focus group interviews suggest that prior migrants influence potential migrants’ decisions to move primarily through the information or help they provide. A male return migrant’s comment exemplifies many similar remarks made by the migrants in the sample (n = 52): “We asked those who migrated before us. We followed them to apply for work . . . We couldn’t earn any income in the village, so we had to go.” Similarly, a female migrant noted, “I have a friend who lives in the city. I asked her to help me find a job.” Another migrant pointed to the costs involved in migrating alone: “. . . it is risky to go without help because we might end up not finding work at all.”
On a number of occasions, imitative behavior is also suggested as a mechanism connecting prior migration to current moves, albeit far less frequently than the exchange of information or help. A male migrant’s statement exemplifies this connection: “Others migrated and bought cars and good clothes to wear, so I also wanted to go.” However, even in such cases of imitation, migrants need information about or help with identifying and securing jobs. For instance, a male migrant explained a typical hurdle to obtaining jobs that requires help from prior migrants: “. . . the employers in the factory required a guarantor. The person who took me to apply for the job was my guarantor.”
These observations suggest that the flow of information or help is the major mechanism that connects past migration to future migration flows in Nang Rong. Therefore, the accumulated migration experience, which is proposed as an indirect measure of social capital, is more likely to capture the flow of information of help rather than purely imitative behavior.7 Specifically, experience in a place of destination serves to broaden the information migrants have about the availability of jobs and improves their ability to help potential migrants. Yet this experience is useful to potential migrants only if current migrants maintain contact with their places of origin through letters, phone calls, or return visits. To capture the experience that migrants accumulate, as well as their frequency of contact with origin households or villages, I use a count of prior migrant trips by household or village members up through the previous year8 as a measure of the resources available to potential migrants. This measure is also justified by evidence from fieldwork. In several focus group interviews, migrant household members told us that during the study period, few households had telephones in Nang Rong villages, and migrants typically contacted their households through return visits and rarely via letters. Participants repeatedly noted that it was during the return visits that migrants helped potential migrants by giving them information or taking them along to their places of destination.
Diversity of resources. The characteristics of labor markets and jobs available to migrants differ by destination in Thailand. While the Northeastern provinces offer a market for agricultural wage laborers, Bangkok and a newly industrialized export-processing zone in the Eastern Seaboard provinces provide opportunities for factory and construction workers. I argue that if information and assistance resources available from prior migrants are diverse in terms of destinations or occupations, then potential migrants can choose from a larger set of options and thus become more likely to migrate. The diversity of resources available to potential migrants can be captured by measuring the dispersion of prior migrant experience across different destinations and occupations. Using Shannon’s (1948) entropy index, diversity is quantified as follows:
(1) |
where n is the number of possible destinations (or occupations), and p is the proportion of trips to destination (or occupation) i. The index varies between 0 and 10. Minimum diversity occurs when all trips are concentrated in one destination (or occupation) and the index equals zero. Maximum diversity occurs when each destination (or occupation) category contains the same proportion of trips, yielding an index of 10. In the Thai context, I identify four major categories that exhaust all possible destinations for Nang Rong residents: Northeastern Region, Eastern Seaboard, Bangkok metropolitan area, and other (including international). Similarly, to measure diversity by occupation, I identify five major categories: farm work, factory, construction, service, and other.9
Accessibility of resources. To operationalize accessibility of resources, I first assume that every household member has full access to prior experience in the household. (This assumption is false if household members hoard resources, but the data provide no support for this idea; women and youth, for example, are as likely to migrate as men and adults.) At the village level, I argue that accessibility depends on the distribution of resources, namely, how many people actually contribute to accumulated village migrant trips.10 To formalize this intuition, I define the accessibility of resources within a village as the equality in the distribution of migrant trips among village members. To measure equality, I take the complement of a commonly used inequality measure, the coefficient of variation, which is simply defined as standard deviation divided by mean. The equality index is computed as follows:
(2) |
(3) |
where CVv,t – 1 is the coefficient of variation of accumulated individual trips in village v up through time t – 1. CVv,t – 1 is computed by dividing the standard deviation of accumulated individual trips in village v up through t – 1, (σ v,t – 1), by its mean, (□ v,t – 1). The coefficient of variation is rescaled to vary between 0 and 10 to ensure comparability with the diversity index. The equality index is then obtained by subtracting the rescaled coefficient of variation, , from its maximum value of 10. In a village where all the individuals have the same number of prior trips, the standard deviation of trips equals zero, and the equality index reaches its maximum value of 10.11
Migrant social capital sources. In order to test whether the strength of tie to prior migrants differentiates the effect of the resources on migration propensities, I assume that respondents have stronger ties to their household members than to other village members. 12 Accordingly, I distinguish between migrant trips by household members and those by other village members and define two different resource measures for each respondent: a count of prior migrant trips by household members up through the previous year and a count of prior migrant trips by other village members up through the previous year. For the sake of standardization, I divide migrant trips at the household level by household size, and similarly at the village level by village size. To capture the resources disseminated within households, the count of accumulated trips by a respondent’s household includes trips by all those except the respondent. Similarly, the accumulated trips by a respondent’s village members exclude trips by the respondent’s household members. This strategy ensures the independence among the individual-, household-, and village-level measures. Similarly, I separately compute diversity of trips (by destination and occupation) at the household and village level.
Migrant social capital recipients. Moving to the recipients of migrant social capital resources—potential migrants—I hypothesize that recipients’ prior migrant experiences influence their propensity to migrate. I also hypothesize that the effect of resources from other sources on propensity to migrate may depend on potential migrants’ experience relative to those other sources. Put differently, the value of resources from other sources depends not on how much experience those sources have, but on how much more experience they have compared with the potential migrant. In order to test this hypothesis, I measure respondents’ relative position in terms of migrant trips within the village. For that purpose, I use a modification of Stark and Taylor’s (1989) “relative deprivation index” and develop a “relative migrant experience index” (RME). For each person, RME is equivalent to the product of two terms: (1) the share of individuals with fewer migrant trips, and (2) the average difference between his or her migrant trips and the lower level of individual trips. As a person’s trips increase compared with others in the village, both terms increase, so that the person with the highest number of trips in the village is also highest in this index. Thus, the RME index ranks everyone in a village by their number of migrant trips and assigns a weight to each person depending on how much higher he or she is compared with those lower than him or her. (Details and formal proof are given in Appendix B.) For the sake of comparability with the diversity and equality indices, I rescale the RME index to range between 0 and 10.
Alternative explanations. Finally, to rule out alternative explanations, I assume that people who are socially related are subject to common influences, such as economic incentives, and their migration propensities may be correlated even in the absence of the hypothesized resource flows. Therefore, I include measures of some shared conditions in household or village. At the household level, I measure total land owned by household members as a proxy for household’s wealth13 to represent a condition that influences the migration propensity of each member. Also included as a household demographic indicator is the number of dependents (older than 64 or younger than 15). Similarly at the village level, I include indicators of remoteness to urban centers14 and available electricity to represent levels of development that can cause migration propensities of village members to be correlated. (Land owned by the household, number of dependents in the household, and village remoteness are variables obtained from the cross-sectional household and village surveys. These variables are measured in 1984 and remain constant over time.) A variable for months of water shortage in the village captures the strain on farming introduced by weather conditions.15 Finally, an index of unemployment rate in the country (average of all occupations excluding farm work) is included to represent the labor market conditions.16
Analytic Approach
Modeling individual migration outcomes. Combining individual-, household-, and village-level survey components creates a complex, clustered data structure, which involves 23,791 person-year observations over a 10-year time period, nested within 2,612 individuals, nested within 1,415 households and within 22 villages. Since the migration outcome is binary, a multilevel logistic model, shown below, is estimated.
(4) |
(5) |
(6) |
Yijkl represents the binary migration outcome for observation i that belongs to individual j who lives in household k and village l. Yijkl are assumed to be independent Bernoulli random variables with (conditional) expectation πijkl, which denotes the migration probability. The logit of the probability satisfies Eq. (5), where x’s represent vectors of observed time-varying individual-, household-, and village-level characteristics; β’s represent vectors of coefficients; and prime (′) denotes transpose. To take into account the clustered structure of the data, three random effects, denoted as U, which represent the unobserved individual, household, and village characteristics, respectively, are introduced.17 These random effects are assumed to be independent and normally distributed. To estimate this model, penalized quasi-likelihood approximation implemented in the MLwiN program (version 2.02) is used (Rasbash et al. 2005). (MLwiN is preferred due to its faster convergence rates. Results generated using other available software, such as Stata’s gllamm procedure, generate similar results, which are available from the author upon request.) As robustness checks, tests of multicollinearity are employed; they yield no evidence of correlation among the independent variables.18 To reduce the multicollinearity that results from including interaction terms in the models, the corresponding variables are centered on their means.
All estimated models include sociodemographic characteristics (age, sex, education, marital status) as individual-level predictors of migration not related to migrant social capital. Household and village characteristics (land owned, number of current migrants and dependents in the household, remoteness of village, whether village has electricity, months of water shortage in village) are included to control for shared household and village characteristics that influence individuals’ migration propensities.
The strategy to test the several hypotheses posited in this article is as follows: I create hierarchically nested models and add the variables related to each group of hypotheses in a stepwise fashion. By doing so, I intend to observe whether evidence for or against each hypothesis is sustained in the presence of other hypotheses. The nested structure also allows me to evaluate whether the added variables in each model are statistically justified. (The likelihood ratio tests show that for each model, the added variables significantly improve the fit (p = .000). Alternative measures for model selection, such as AIC and BIC, also give consistent results. These results are available from the author upon request.)
Simulating community migration patterns. To identify the cumulative effects of individuals’ migration decisions, I employ a simple simulation analysis of community migration patterns over time. I selectively focus on social capital resources, due to the relative ease of modeling the resource accumulation process. (Specifically, identifying the cumulative effect of sources on migration would require modeling the distribution of network ties between sources and recipients, as well as the changes in that distribution as a result of migration over time. Similarly, focusing on recipients would require a model of how recipient attributes are distributed in communities and how migration alters this distribution. Simulating how resources change over time is a more straightforward task because it involves modeling individuals’ migration behavior and accumulating their experiences at the community level as they become migrants.)
I consider the amount, diversity, and accessibility as characteristics of resources that may distinctly shape cumulative migration patterns. I begin the simulation exercise by categorizing villages according to their amount, diversity, and accessibility of resources. Then, I separately simulate the changes in migration propensities within each group over time. (In each case, I generate three equal frequency groups: high, medium, and low.) By doing so, I aim to demonstrate how discrepancies between villages in social capital resources can create and sustain differential migration patterns over time.
Specifically, I use the fitted model (Model 4) to compute the expected probabilities of migrating for each individual from 1985 to 1994. These probabilities are then averaged over the whole sample and over each group separately to obtain the mean expected probability paths from 1985 to 1994 for the fitted model. Next, a 10-year period from 1995 to 2004 is simulated by the following procedure: for each year, an individual’s expected migration probability (from the fitted model) is compared with a uniform random number, and the person is considered to migrate if the random number is smaller than the fitted probability. With this information, the cumulative migration experience of each individual, household, and village is updated; the social capital resource indicators are recomputed; and new individual migration probabilities are calculated. This procedure is repeated many times (N = 1,000); the individual probabilities are averaged over these repetitions for the high- and low-experience villages as well as for the whole sample. (Details of the simulation algorithm are given in Appendix C.)
RESULTS
Table 1 provides a summary of the individual-, household-, and village-level variables for migrants and nonmigrants separately. Nonmigrants are defined as individuals who did not move during any year in the 1984–1994 period, not necessarily individuals who have never migrated. (Hence, the differences observed between migrants and non migrants defined as such are conservative compared with differences between those who have ever migrated and those who have never migrated.) The descriptive table shows that migrants are significantly higher in all indicators of migrant social capital compared with non migrants (p = .001). More social capital resources are available to migrants at the household level (0.75 trips, compared with 0.40 trips for nonmigrants) and at the village level (0.79 trips, compared with 0.60 trips). Furthermore, the occupational diversity of these trips is higher for migrants than for nonmigrants at both the household and village level, while the destination diversity is higher only at the household level. Migrants are also more likely to have access to prior experience of others compared with nonmigrants, since the distribution of trips is more equal in their villages (equality indices for migrants and nonmigrants are 8.24 and 7.44, respectively). Finally, as expected, migrants have greater prior experience (the relative migration experience index is 1.03, compared with 0.23 for nonmigrants). These results invite application of more rigorous techniques to determine whether these individual-level differences in migrant social capital indicators explain the differences in their migration propensities.
Table 1.
Migrants |
Nonmigrantsa |
|||
---|---|---|---|---|
Mean | SD | Mean | SD | |
Controls | ||||
Age | 21.60 | 4.37 | 20.72 | 5.39 |
Sex (male = 1) | 0.51 | 0.50 | 0.43 | 0.50 |
Some secondary school | 0.24 | 0.42 | 0.21 | 0.40 |
Completed secondary school | 0.37 | 0.48 | 0.31 | 0.46 |
Married | 0.27 | 0.44 | 0.31 | 0.46 |
Number of dependents in the household | 2.89 | 1.58 | 2.58 | 1.53 |
Own no land | 0.37 | 0.48 | 0.35 | 0.48 |
Own 0–10 rai of land | 0.15 | 0.35 | 0.14 | 0.35 |
Own 10–25 rai of land | 0.22 | 0.42 | 0.22 | 0.42 |
Remote village? | 0.86 | 0.34 | 0.80 | 0.40 |
Village has electricity? | 0.89 | 0.31 | 0.83 | 0.38 |
Months of water shortage in village | 1.87 | 1.49 | 1.73 | 1.55 |
Unemployment rate (nonfarm work) in year | 1.76 | 1.08 | 2.05 | 1.23 |
Amount of Migrant Trips | ||||
Prior trips by household members (strong ties) | 0.75 | 0.99 | 0.40 | 0.76 |
Prior trips by village members (weak ties) | 0.79 | 0.40 | 0.60 | 0.39 |
Diversity of Migrant Destinations | ||||
Diversity of trips by household members (0–10) | 0.99 | 2.06 | 0.52 | 1.60 |
Diversity of trips by village members (0–10) | 6.53 | 1.18 | 6.59 | 1.24 |
Diversity of Migrant Occupations | ||||
Diversity of occupations by household members (0–10) | 1.93 | 2.20 | 0.71 | 1.61 |
Diversity of occupations by village members (0–10) | 8.36 | 1.38 | 8.28 | 1.63 |
Accessibility of Migrant Trips | ||||
Equality in distribution of village trips (0–10) | 8.24 | 1.28 | 7.44 | 1.75 |
Attributes of Recipients | ||||
Relative migrant experience (RME) of individuals (0–10) | 1.03 | 1.06 | 0.23 | 0.72 |
N (person-years) | 7,616 | 16,175 | ||
Persons | 1,655 | 2,420 | ||
Households | 1,012 | 1,371 | ||
Villages | 22 | 22 |
Note: The difference between means for migrants and nonmigrants is significant for all migrant social capital indicators at p < .001.
Nonmigrants are individuals who have not migrated in a given year in the 1984–1994 period. Nonmigrant households contain no migrant individuals in a given year. The migrant status of an individual or household changes from year to year.
The Impact of Migrant Social Capital Indicators on Individual Migration Propensities
To summarize the results, the empirical estimations strongly support the hypothesis that migration increases with the amount and accessibility of migrant social capital resources. Namely, individuals from households and villages where accumulated migration experience is high and evenly distributed among members are more likely to migrate. The hypothesis that increased diversity of resources increases migration receives partial support: individuals become more likely to migrate if migration experience is dispersed among several occupations, yet they become less likely to migrate if experience is diverse across destinations. The relationship of individuals to migrant social capital sources also influences migration outcomes, and in Nang Rong, resources from weak ties have a higher effect on migration than resources from strong ties. Potential migrants’ own attributes also strongly affect their likelihood of migration, as well as their returns to migrant social capital resources from other sources. Confirming my hypotheses, past migration experience makes individuals more likely to migrate and less likely to benefit from the experience of household or village members. Finally, the hypothesis that individuals’ returns to available resources will increase with the resources’ diversity and accessibility is also confirmed. These results are explained in detail below. (Appendix Table D1 lists the statistical models along with the hypotheses they are designed to test.)
Migrant social capital resources. The first model in Table 2 includes sociodemographic, household, and village characteristics that may influence individuals’ migration propensities independently from migrant social capital. The empirical estimates indicate that individuals’ migration propensity increases with their age and education. It is also higher for men than for women, and for singles than for married individuals. Individuals’ likelihood of migrating also increases with the number of dependents in their households. Persons from less wealthy households are more likely to migrate compared with those from the wealthiest households. At the village level, months of water shortage, which proxies risks to farm income, decreases migration probability. Village remoteness to urban centers and availability of electricity, which capture village development level, and unemployment rate, which captures labor market conditions for migrants, do not seem to affect migration behavior.
Table 2.
Tested Hypothesis Related to | Model 1 Characteristics of Resources and Sources | Model 2 Characteristics of Recipients |
---|---|---|
Controls | ||
Age | 1.11*** | 1.08*** |
Sex (male = 1) | 1.53*** | 1.38*** |
Some secondary school | 1.12 | 1.17 |
Completed secondary school | 1.75*** | 1.80*** |
Married | 0.44*** | 0.45*** |
Number of dependents in the household | 1.25*** | 1.23*** |
Own no land | 1.55** | 1.44** |
Own 0–10 rai of land | 1.31† | 1.22 |
Own 10–25 rai of land | 1.12 | 1.07 |
Remote village? | 1.30 | 1.32 |
Village has electricity? | 1.07 | 1.03 |
Months of water shortage in village | 0.95† | 0.93** |
Unemployment rate (nonfarm work) in year | 0.98 | 0.98 |
Amount of Migrant Trips | ||
Prior trips by household members (strong ties) | 1.17*** | 1.14** |
Prior trips by village members (weak ties) | 1.29† | 1.24† |
Diversity of Migrant Destinations | ||
Diversity of trips by household members | 0.97† | 0.99 |
Diversity of trips by village members | 0.90** | 0.89** |
Diversity of Migrant Occupations | ||
Diversity of occupations by household members | 1.17*** | 1.10*** |
Diversity of occupations by village members | 0.99 | 0.98 |
Accessibility of Migrant Trips | ||
Equality in distribution of village trips | 1.39*** | 1.33*** |
Attributes of Recipients | ||
Relative migrant experience (RME) of individual | 1.85*** | |
Intercept | 0.01*** | 0.02*** |
Random Effects (SD) | ||
Village-level | 0.06 | 0.06 |
Household-level | 0.44 | 0.44 |
Individual-level | 3.51 | 2.60 |
N (person-years) | 23,791 | 23,791 |
Results are presented in odds ratios. Diversity, Equality, and RME indices are centered on their means.
p < .10;
p < .01;
p < .001 (two-tailed tests)
The model also includes several indicators of migrant social capital resources in order to test two hypotheses: (1) whether individuals’ migration propensities increase with the amount, diversity, and accessibility of available resources, and (2) whether resources from weakly tied sources are more important than resources from strongly tied sources in their impact on migration. Similar to numerous studies in this and other locales, and confirming my expectations, the results show that increases in the amount of migrant social capital resources significantly increase individuals’ migration propensities. A person’s probability of migrating rises by 17% with each migrant trip in the household and by 29% with each trip in the village.
The diversity of destinations in migrant trips unexpectedly decreases individuals’ likelihood of migration at both the household and village level. This result may be interpreted as potential migrants preferring in-depth information about one destination, rather than some information about many destinations.19 The diversity of occupations in migrant trips, on the other hand, confirms expectations and increases the migration propensities, although only at the household level. This finding suggests that only when information is from reliable sources, such as household members, does the diversity of its content by occupation become significantly important in influencing migration decisions. These results provide ambiguous support for the hypothesis that migration propensities increase with the diversity of resources.
The model also includes an indicator of the equality of the distribution of migrant trips in order to test whether higher access to resources increases the probability of migration. The estimates indicate that a one-point increase in the equality of migrant trips above its mean increases the odds of migrating by 39%, and hence provides support for the hypothesis. (Recall that diversity, equality, and RME variables are in deviation score form; that is, they are scaled to have a mean of zero.)
Migrant social capital sources. To test whether resources from weakly or strongly tied sources have a higher impact on individuals’ migration, I compare the coefficients for village trips and household trips. Each village trip increases an individual’s odds of migrating by 29%, while each household trip increases it by only 17%. Hence, the potential breadth of information from weakly tied village members seems to be relatively more important than the trustworthiness and reliability of information from household members. This finding may be due to the demographics of migrants and the structure of households in these Thai villages. Namely, most migrants are in their teens, and about half of them are women. In Thai households, which typically include parents and children only, parents are not likely to possess information that is relevant for the migrant children; parents’ information on migrating is likely to be about farm or construction jobs (popular migrant jobs when they were young), which may be outdated for younger migrants who opt to work mostly in newly established factories. Moreover, fathers in the household are more likely than mothers to have prior experience, which may not be useful for daughters in a sex-segregated labor market. Hence, it is plausible that potential migrants turn to their young friends in the village rather than to household members to find out about migration opportunities.
Migrant social capital recipients. By including an indicator of individuals’ relative migrant experience (RME index), Model 2 in Table 2 tests whether prior migrants are more likely to re-migrate than their counterparts who did not move between 1984 and 1994. The results support this hypothesis, suggesting that the odds of migrating increase by 85% with each point increase above the average value of the RME indicator. This result suggests that by reducing the costs and risks of migrating, past migration experience makes individuals more likely to re-migrate. This finding is consistent with repeat migration patterns observed by researchers in the Mexico-U.S. migration streams (Massey and Zenteno 1999).
Interactions among amount, diversity, and accessibility of resources. To test the hypothesis that the effect of resources on migration increases with their diversity, Model 3 (in Table 3) includes interactions between migrant trips and their diversity. The interaction terms are statistically significant at the village level for destination diversity and at the household level for occupation diversity. The estimates show that an increase in the destination diversity increases the effect of village trips on migration. More explicitly, when destination diversity is at its mean, village trips do not affect an individual’s likelihood of migrating. When destination diversity is a unit above its mean, due to the positive interaction between destination diversity and village trips, each trip now increases the odds of migrating by 12%. Conversely, occupation diversity decreases the positive effect that household trips have on migration. Namely, with occupational diversity at its mean, each household trip increases the odds of migrating by 20%. A unit increase in the occupational diversity above its mean causes the effect of household trips to drop to 16% (1.20 × 0.97 = 1.16). Hence, while destination diversity amplifies the effect of resources on migration, occupation diversity seems to dampen it. These findings provide ambiguous support for the hypothesis.
Table 3.
Tested Hypothesis Related to | Model 3 Interactions Among Resource Characteristics | Model 4 Interactions Between Resources and Recipients |
---|---|---|
Amount of Migrant Trips | ||
Prior trips by household members (strong ties) | 1.20*** | 1.20*** |
Prior trips by village members (weak ties) | 0.65 | 0.90 |
Diversity of Migrant Destinations | ||
Diversity of trips by household members | 0.99 | 0.99 |
Diversity of trips by village members | 0.86*** | 0.84*** |
Diversity of Migrant Occupations | ||
Diversity of occupations by household members | 1.13*** | 1.09*** |
Diversity of occupations by village members | 0.99 | 0.97 |
Accessibility of Migrant Trips | ||
Equality in distribution of village trips | 1.35*** | 1.21*** |
Attributes of Recipients | ||
Relative migrant experience (RME) of individual | 1.85*** | 6.24*** |
Interactions Between Amount and Diversity of Resources | ||
Household trips × Destination diversity of household trips | 1.00 | 1.00 |
Village trips × Destination diversity of village trips | 1.12† | 1.16** |
Household trips × Occupation diversity of household trips | 0.97† | 0.99 |
Village trips × Occupation diversity of village trips | 1.01 | 1.03 |
Interactions Between Amount and Accessibility of Resources | ||
Village trips × Equality of village trips | 1.28† | 1.37** |
Interactions Between Resources and Recipients | ||
Household trips × RME | 1.02 | |
Village trips × RME | 0.28*** | |
Intercept | 0.02*** | 0.03*** |
Random Effects – Standard Deviations | ||
Village-level | 0.05 | 0.05 |
Household-level | 0.41 | 0.41 |
Individual-level | 2.61 | 2.53 |
N (person-years) | 23,791 | 23,791 |
Results are presented in odds ratios. Diversity, Equality, and RME indices are centered on their means.
p < .10;
p < .01;
p < .001 (two-tailed tests)
In order to test whether higher accessibility increases the effect of resources on migration, this model also includes an interaction term between village trips and the indicator of the equality in their distribution, which is anticipated to have a positive coefficient. The result confirms this expectation, as the influence of trips in village increases considerably (by 28%) for each point increase above the average level of equality.
Interactions between resources and recipients. Model 4 in Table 3 includes interaction terms between trips and relative migrant experience in order to test whether the effect of resources from household or village members is contingent on prospective migrants’ own experience. The hypothesis that the effect of resources on migration decreases with individual’s relative experience implies negative signs for these interaction terms. The results strongly support this hypothesis at the village level. Trips in the village have a smaller effect on migration as an individual’s relative experience increases. Namely, a unit increase in the relative experience of an individual causes the effect of village trips to drop by 72%. The effect of household trips on migration, on the other hand, remains unaltered. These results demonstrate that resources from village sources become less important after a certain level of personal experience is achieved, while the effect of household resources does not change, and they partially confirm the hypothesized relationship between resources and their potential recipients.
Simulations of Cumulative Migration Patterns in Communities
The empirical findings show that social capital can generate differential migration outcomes for individuals as a result of differences in the available resources, the nature of individuals’ ties to sources, or individuals’ own attributes. These individual-level differences can lead to distinct migration patterns in communities over time. Simulations of community migration patterns demonstrate these cumulative dynamics.
The first simulation example considers the amount of resources, measured by the level of migration experience in communities. The results displayed in Figure 1 show that individuals living in high- or low-experience villages have significantly different migration propensities at each time period. For instance, in 1994, an average person living in a high-experience village has a predicted migration probability of .45. The same probability for a person from a low-experience village is approximately .30. The pooled path, which is an average over the whole sample, predicts an equal probability of migrating for both persons (approximately .40) and hence conceals the differences in migration patterns over time. Simulated results show that small initial differences in the level of social capital accumulate to produce large inequalities in migration patterns across villages.
The second simulation example considers the diversity of experience by destination. (The alternative indicator of diversity by occupation is not used since it operates only at the household level.) Categorizing villages as high and low diversity and simulating their migration probability paths, as displayed in Figure 2, I find no difference in migration outcomes by diversity in the period from 1985 to 1994. This result is due to the opposing direct and indirect effects of the diversity indicator on migration behavior. Namely, destination diversity at the village level, as estimated in Model 4, has a negative direct effect on the odds of migrating. Yet, it also has a positive indirect effect, which works through an interaction with the amount of experience. After 1994, the simulations suggest that the positive indirect effect dominates, and the difference in migration probabilities out of low-and high-diversity villages reaches .20 by 2004.
As a third example, I focus on accessibility of resources, which is operationalized by the distribution of experience in a village. Simulating the paths of two groups of villages distinguished by the equality of experience distribution, Figure 3 reveals that individuals living in high-equality villages have higher probabilities of migrating than those living in low-equality villages. For example, in 1994, an average person from a high-equality village has a predicted migration probability of approximately .50, while a person from a low-equality village has a migration probability of .30. Furthermore, by 2004, the simulated migration probability of individuals from a high-equality village approaches .70, while the migration probability of individuals from a low-equality village is around .40. Hence, the high- and low-equality villages display different trajectories over time; although the migration probability increases over time for both, the rate of this increase is substantially different. The pooled path, which does not distinguish between villages by their equality of experience distribution, smoothes out these differences and possibly leads to biased predictions for both types of villages.
These simulations show that even small discrepancies in different dimensions (level, diversity, and accessibility) of social capital resources at the village level can lead to striking differences in migration patterns over time. Ignoring these discrepancies can result in biased predictions about future migration patterns.
DISCUSSION AND CONCLUSION
In the villages of Nang Rong, young men and women travel to Bangkok and other urban centers in search of jobs and other opportunities. Some villages and households are closely tied to urban life by past migration. It is these settings that foster greater movement out of rural areas. Because individuals are more likely to have access to migrant social capital (information or direct assistance from prior migrants), higher rates of out-migration are observed in villages where migration is already prevalent. Consequently, these cumulative effects cause some villages in Nang Rong to reach very high levels of migration and become integrated into the urban economy, while others linger at low levels of migration and remain isolated.
This article investigated the migration flows in Nang Rong and suggested migrant social capital as a mechanism that differentially influences migration outcomes of individuals and cumulatively generates divergent migration patterns in villages. To combine the fragmented findings in the literature, I first proposed a framework that decomposes migrant social capital into resources (information about or assistance with migration), sources (prior migrants), and recipients (potential migrants). This framework allowed me to combine hypotheses about resources, sources, and recipients of migrant social capital that are typically tested in isolation and to generate novel hypotheses about their interactions in producing migration outcomes.
This study differs from prior work evaluating the effect of migrant social capital on migration, not only because of this theoretical elaboration, but also because of the empirical setting. While most empirical studies have investigated international migration flows, especially the Mexico-U.S. case, the analysis in this article concerns only internal (mostly rural-to-urban) migration in Thailand. Adding to the empirical literature, the results affirm that migrant social capital is important in the Thai setting, even when considering rural-to-urban migration. These results support the claim that the importance of migrant social capital may resonate not only for international migration flows but also for internal migration patterns in many developing countries.
The influence of migrant social capital resources in Nang Rong villages on shaping migration flows is first manifested by evidence from my fieldwork. In focus group discussions, villagers consistently stated help from other prior migrants to be a crucial factor in their migration decisions. This help is in the form of finding a job or a place to stay at destination. Most migrants in the sample (n = 52) specifically stated that they would not have migrated had they not known other migrants at the destination. “If we did not know anyone [at the destination], we would be afraid to go,” a female return migrant commented. “Unless someone recommends a workplace, we are afraid that we will not get paid.” Surprisingly, a village committee member even argued that individuals prefer to migrate to Bangkok rather than try to work in a nearby factory because they have less (and less reliable) information on the latter. “Nobody from this village has worked in that factory yet,” he said, “and they [new workers] are afraid to start because they do not know anything about it.”
These and other similar remarks suggest information or help from family or village members to be the primary mechanism that influences individuals’ migration decisions. This mechanism is difficult to identify using only the Nang Rong survey data, which do not include any direct measure of information or assistance flows but only record actual migration moves. In fact, no migration data to date allow direct measurement of flows of information or assistance resources through social networks. Future work should focus on collecting data on and developing direct measures of social capital resources available to migrants, which would significantly improve understanding of the migration process by exposing the underlying social mechanisms.
While the qualitative data help us in identifying the mechanisms and interpreting some of the empirical findings, they do not necessarily corroborate all the patterns observed in the survey data. This discrepancy, which is expected because survey data can detect village-level patterns typically unidentifiable to individuals, points to the importance of combining qualitative and quantitative data in migration research.
Using a mixed-methods approach and combining analyses of focus group and survey data, this article extends prior research in three important ways. First, I introduced a nuanced definition of migrant social capital resources and identified the amount, diversity, and accessibility as the relevant characteristics. Prior work focused exclusively on the amount of resources and found that migration is more likely in households or communities with higher levels of resources, such as information or help, from prior migrants. In this article, I argued that the likelihood of migration should also be higher if these resources are evenly distributed in communities and hence more accessible to individuals. Another novel hypothesis suggested that migration should be higher if the information resources from household or community members span a wide range of destinations or occupations, as increased diversity would imply more opportunities for individuals. These claims were partially supported by data.
Similar to prior work, I found that in Nang Rong villages, migration increases with the level of resources, measured by the accumulated migrant trips in households and communities. Different from prior work, I showed that the accessibility of resources also increases individuals’ likelihood of migrating, independently from the level of resources. The results did not support my expectation that the diversity of resources across destinations increases migration. Conversely, migration in Nang Rong becomes less likely if past migration experience is dispersed across several destinations, such as Chon Buri, Korat, and Bangkok, than if village members have a single, well-tied path to Bangkok. This finding suggests that migrants may prefer the consistency of information generated by a well-established migratory path to the diversity of opportunities provided by several paths.
In contrast with the village context, family migration context in Nang Rong becomes fertile if past migration in the family has been widely dispersed across occupations. In other words, if family has prior experience only in agricultural jobs, migration is less likely than if family members have previously worked in factory and service jobs as well. Hence, my expectation of higher migration as a result of higher occupational diversity was supported for household-level resources, though not for village-level resources.
These novel findings suggest that a narrow focus on the amount of resources, as in prior work, could cause researchers to overlook the distinct effects that resource accessibility and diversity have on migration. Future work should consider how different characteristics of migrant social capital resources (not to be limited to accessibility or diversity) can differentially influence migration patterns. A possible path is to consider the gender content of these resources (that is, the extent to which men and women contribute to the accumulated resources) and extend prior research by Kanaiaupuni (2000) and Curran, Garip, Chung, and Tangchonlatip (2005).
The second innovation of this article is the suggestion that the effect of migrant social capital resources on migration may depend on the attributes of recipients (potential migrants) and the nature of their ties to sources (prior migrants). Similar to prior studies, I argued that individuals with prior migration experience should be more likely to migrate because their past experiences lower the costs and risks of future moves. This expectation was confirmed in Nang Rong villages. Building on studies of networks in labor markets, I also suggested that the effect of resources on migration depends on the strength of ties between sources and recipients. Resources from strong ties are more likely to be reliable, while resources from weak ties tend to be broader in scope. The results in the Thai case showed that internal migrants rely more on resources from village members (weak ties) than those from household members (strong ties) in their decisions to migrate. This pattern provides a contrast to international migrants observed in the Mexico-U.S. case, who are aided primarily by their family members in migrating (Davis et al. 2002; Palloni et al. 2001). While family members may be a trustworthy source of information for the highly risky international moves, for Nang Rong migrants, family represents an out-of-date source that is likely to possess information on only construction or farm jobs. Instead, migrants, who are mostly young adults, rely on their friends in the village to find higher-paying factory and service jobs in urban destinations.
A third innovation of the article is the consideration of the possible interactions among the amount, diversity, and accessibility of resources as well as between the amount of resources and characteristics of recipients. I suggested that the level of resources should be more important for shaping migration if resources are more diverse and/or more accessible. This expectation was confirmed in Nang Rong villages, where the effect of the resource amount was amplified by resource diversity and accessibility. Another novel interaction hypothesis suggested that the resources available in the household or village should be less important for individuals who have prior migration experience themselves, which was also supported by data.
These interactions suggest that different characteristics of resources (such as diversity and accessibility) and recipients may influence migration patterns not only directly, but also indirectly through their influence on the effect of the resource amount. More generally, these results show that similar resources (in amount) may work differently depending on their accessibility or diversity. Also, similar resources may work differently for different individuals, in this case, depending on their past migration experience. Moreover, because migrant social capital resources accumulate and generate a cumulative migration mechanism, the differences in their effect on individual-level migration outcomes can create and sustain stark inequalities in village migration patterns over time. As the simulation analysis demonstrated, in Nang Rong villages, even small discrepancies in the diversity or accessibility of social capital resources lead to striking differences in village migration outcomes. Ignoring these discrepancies results in biased predictions of future migration patterns.
These findings challenge the mainstream account of migrant social capital as a resource that affects all individuals in a similar, linear fashion, increasing their propensities to migrate. In Nang Rong villages, migrant social capital produces highly nonlinear patterns of migration for individuals and communities and generates divergent outcomes for different configurations of resources, sources, and recipients. The proposed theoretical framework proves instrumental for identifying these distinct migration patterns. Future research could use this framework and consider how resources, sources, and recipients, independently and in interaction, generate differential outcomes, especially if longitudinal, multilevel data from migrants and nonmigrants are available to researchers.
Acknowledgments
I am grateful to Renelinda Arana, Debbie Becher, Coral Celeste, Chang Chung, Sara Curran, Paul DiMaggio, Doug Massey, Steven Shafer, Amy Sullivan, Marta Tienda, Bruce Western, and the anonymous reviewers for helpful suggestions. This research is based on data from the Nang Rong Survey, a collaborative effort between investigators at the University of North Carolina, Carolina Population Center, and investigators at the Institute for Population and Social Research (IPSR), Mahidol University, Salaya, Thailand. It is partially funded by Grant R01- HD25482 from the National Institute of Child Health and Human Development to the Carolina Population Center, University of North Carolina at Chapel Hill. Persons interested in obtaining data files from the Nang Rong Survey Project should contact The Nang Rong Survey Project, Carolina Population Center, 123 W. Franklin Street, CB# 8120, Chapel Hill, NC 27516-3997 ( nangrong@unc.edu).
APPENDIX B
Relative Migrant Experience
To measure a person’s relative migrant experience, I need to formally represent his or her position with respect to others in the village. For this purpose, I use Stark and Taylor’s (1989) “relative deprivation” idea. Stark and Taylor (1986) argued that households send workers abroad not only to improve income in absolute terms but also to increase income relative to other households and, hence, to reduce their relative deprivation compared with some reference group. What is relevant for this study is how they define and measure the relative deprivation of a household. Using Stark and Taylor’s reasoning and modifying their formulations to some extent, below I propose a relative migrant experience index.
Let F(y) be the cumulative migrant trips distribution of a community and h[F(y)] be the benefits to a person of having y trips. A person with y trips is more likely to migrate again than people with fewer trips; hence, I define that person’s relative migrant experience as
(B1) |
In the simple case in which h[F(y)] = F(y), this expression is equivalent to the product of two terms: the share of individuals with migrant trips smaller than y, and the average difference between y and these lower individual trips. That is,
(B2) |
where z is the trips of individuals with fewer trips than y.
Proof of Eq. (B2)
Using integration by parts, write Eq. (B1) as
Then, using the conditional density function f (z|z< y) = f (z)/F(z), obtain
which equals Eq. (B2).
APPENDIX C. SIMULATION ALGORITHM OF MIGRATION PROBABILITY FOR DIFFERENT EXPERIENCE DIVERSITY AND DISTRIBUTION SCENARIOS
Pseudo-algorithm is as given below.
From the fitted model logit (p̂) = Xβ̂, obtain predicted probabilities p̂it, i = 1, . . ., N for time period t.
Simulate data y* from the fitted model, that is, y*i,t+1 ∼ binomial(1, p̂it), i = 1, . . ., N.
Update cumulative independent variables, that is, xi,t+1 = xit + f (y*i,t+1), where f (.) is some function relating the dependent variable to the independent variables of the next time period, i = 1, . . ., N for all x.
Compute predicted probabilities from the fitted model logit(p*) = Xβ* using the updated independent variables.
Increment time period, that is, t = t + 1.
Repeat 1–5 T times independently; that is, generate a path of fitted values for T time periods in the future.
Repeat steps 1–6 M times independently.
Compute typical values (e.g., means) of the predicted probabilities over the M replications; that is, Z(it) = mean {p*it} i = 1, . . ., N, t = t + 1, . . ., t + T.
This algorithm is repeated for each scenario, for example, to simulate the future migration probability paths of individuals living in villages with high equality of migration experience distribution. (The Stata program code is available from the author upon request.)
Appendix Table D1.
Coefficienta | Expected by Hypothesis | Tested in | |
---|---|---|---|
Migrant Social Capital Resources | |||
Amount of migrant trips | |||
Prior trips by household members (strong ties) | + | The greater the amount, diversity, and accessibility of resources, the greater the propensity to migrate. | Model 1 |
Prior trips by village members (weak ties) | + | ||
Diversity of migrant destinations | |||
Diversity of trips by household members | + | ||
Diversity of trips by village members | + | ||
Diversity of migrant occupations | |||
Diversity of occupations by household members | + | ||
Diversity of occupations by village members | + | ||
Accessibility of migrant trips | |||
Equality in distribution of village trips | + | ||
Migrant Social Capital Sources | |||
Household trips > Village trips | The stronger the tie to the source, the greater the propensity to migrate. | Model 1 | |
Household trips < Village trips | The weaker the tie to the source, the greater the propensity to migrate. | Model 1 | |
Migrant Social Capital Recipients | |||
Attributes of recipients | The greater the recipient’s relative experience, the greater the propensity to migrate. | Model 2 | |
Relative migrant experience (RME) of individual | + | ||
Interactions Among Amount, Diversity, and Accessibility of Resources | |||
Household trips × Destination diversity of household trips | + | The greater the diversity and accessibility of resources, the greater the effect of their amount and the greater the propensity to migrate. | Model 3 |
Village trips × Destination diversity of village trips | + | ||
Household trips × Occupation diversity of household trips | + | ||
Village trips × Equality of village trips | + | ||
Interactions Between Resources and Recipients | |||
Household trips × RME | – | The greater the recipient’s relative experience, the less the effect of resources from other sources on the propensity to migrate. | Model 4 |
Village trips × RME | – |
For odds ratios, + means greater than 1, and – means smaller than 1.
Footnotes
This research was funded by research grants from Program in Urbanization and Migration at Princeton University and the National Science Foundation (#SES-0525942).
These authors unanimously defined social capital as an individual asset. An alternative conceptualization is provided by Putnam (2000:19), who viewed social capital as a collective asset embedded in “social networks and the norms of reciprocity and trustworthiness that arise from them.” My position is similar to Lin’s (2001:26), who argued that “. . . social capital, as a relational asset, must be distinguished from collective assets and goods such as culture, norms, trust, and so on.” Hence, social capital as conceptualized in this article is not compatible with Putnam’s definition.
In the original paper, those making claims on social capital are called “possessors.” In this article, I anticipate that the term “possessors” may create confusion and use the term “recipients.”
Distinguishing among resources, sources, and recipients does not imply that each of these dimensions is a constitutive element of social capital. I view social capital primarily as a resource but also suggest that the characteristics of recipients or sources may be important in shaping how resources affect the outcomes of interest. I thank an anonymous reviewer for drawing attention to this important point.
Nang Rong surveys were actually conducted in 51 Nang Rong villages, but the migrant follow-up survey was completed for only 22 of the original 51 villages. Initial analyses using data from all 51 villages (not shown in the article) revealed that the missing information from migrants creates a significant bias in results. Therefore, here, I use data from 22 villages only, where migrants at destination as well as the residents in villages were interviewed.
The fieldwork was conducted in November 2005, but questions were asked about the migration patterns in the past 20 years. Focus group interviews were the preferred methodology because they capitalize on a process of group interaction and hence provide (1) the possibility of exposure to a range of different ideas (including ones that researchers cannot anticipate and therefore cannot build into an interview protocol), and (2) the opportunity to get an understanding of group-level constructions of normative understandings, rather than only individual attributions (Short 2006).
A person who has been away for less than two months in a given year is not considered a migrant. This definition is from the Nang Rong life history survey and is reasonable in the Thai setting, considering that the majority of migrants make one trip of long duration to their destinations.
Note that while qualitative data corroborate this argument, they do not allow me to refute the alternative explanation of imitation. The only way to completely avoid this identification problem is to collect data that include direct measures for the alternative theories of information/help exchange on the one hand, and imitative behavior on the other.
To ensure that resources provided by prior migrants are prior to migration, the migrant trips measure is lagged one year.
The distribution of trips accumulated in the period 1985–1994 by destination and occupation are as follows: North Eastern Region (20%), Eastern Seaboard (9%), Bangkok Metropolitan Area (63%), and other (8%); farm work (12%), factory (30%), construction (18%), service (12%), and other (28%). For concerns of collinearity between occupation and destination diversity, see footnote 18.
To clarify with an example, consider two villages of equal size with an equal number of total migrant trips. In village A, there is only one migrant making trips, while in village B there are 10 migrants. Although the total amount of resources is the same in both villages, it is clearly more widespread and accessible in village B since more people contribute to its accumulation.
This measure would be at its maximum value even if no one in a village took any migration trips. Yet, in the data, this is never the case. The sample begins in 1985, when the accumulated village migrant trips range from 0.04 to 0.37 per person. By the end of the sample, 1994, the range is 0.43–1.71 trips per person.
Granovetter (1973:1361) defined strength of a tie to be “[a] combination of the amount of time, the emotional intensity, the intimacy, . . . and the reciprocal services which characterize the tie.” Based on this definition, I characterize ties to household members as strong. The available data do not allow me to make refined distinctions among village members, all of whom are treated as weak ties. It is entirely possible that village members, presumed to be weak ties, include close friends or family members.
This is measured with three categories of land ownership: landless, near landless (1–10 rai), somewhat landed (11–25 rai), and landed (more than 25 rai). A rai is 0.46 acres.
A village is considered remotely located if there are three or more obstacles to traveling to the district town. The obstacles are the presence of a portion of the route to the district town that is a cart path (unpaved, rutted, and narrow); the lack of public transportation to the district town; that travel to the district town takes an hour or more; that during the year, there are four or more months of difficult travel to leave the village; and that it is 20 or more kilometers to the district town.
This variable is available for two cross sections only (1984 and 1988); hence, it is assumed to be constant for a village in the periods 1984–1988 and 1988–1994.
Despite these controls, the resource measure of accumulated trips may still reflect unmeasured or confounding economic conditions that cause past migration to be linked to current flows. Since the data do not provide any direct measures of resource flows, we cannot discard this alternative hypothesis completely. However, in the data, the trips measure is only weakly correlated with the controls, which increases my confidence that it may indeed be an uncontaminated measure of social capital resources. (See footnote 18 for a discussion of multicollinearity.)
Ignoring the clustered structure in the data creates technical problems. First, it causes the variance of the estimated coefficients to be underestimated and may lead to mistakenly identifying “statistically significant effects” when in reality there are none. Second, in this case, because the outcome is binary, the relationship between the outcome and the predictors is not linear, and ignoring clustering can also result in large biases in the parameter estimates themselves.
Variance inflation factors (VIFs), which are a scaled version of the multiple correlation coefficient between a given variable and the remaining independent variables, are used as a collinearity diagnostic. A common practice is to look at the largest VIF value; as a rule of thumb, a value greater than 10 is an indication of potential multicollinearity problems (Neter, Wasserman, and Kunter 1990). In the present case, the largest VIF value is 3.78, while the mean VIF is 1.66.
Alternatively, this result may be explained by the lack of variation in the destination diversity variable. Namely, more than 60% of migrant trips are to one destination in the sample: the Bangkok Metropolitan Area (see footnote 9). This lack of variation in the variable may make it statistically difficult to identify its effect on migration propensities and account for its unexpected negative coefficient.
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