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. 2012 Jan 19;8(1):e1002359. doi: 10.1371/journal.pcbi.1002359

HIV-1 Polymerase Inhibition by Nucleoside Analogs: Cellular- and Kinetic Parameters of Efficacy, Susceptibility and Resistance Selection

Max von Kleist 1,*, Philipp Metzner 2, Roland Marquet 3, Christof Schütte 1
Editor: Thomas Lengauer4
PMCID: PMC3261923  PMID: 22275860

Abstract

Nucleoside analogs (NAs) are used to treat numerous viral infections and cancer. They compete with endogenous nucleotides (dNTP/NTP) for incorporation into nascent DNA/RNA and inhibit replication by preventing subsequent primer extension. To date, an integrated mathematical model that could allow the analysis of their mechanism of action, of the various resistance mechanisms, and their effect on viral fitness is still lacking. We present the first mechanistic mathematical model of polymerase inhibition by NAs that takes into account the reversibility of polymerase inhibition. Analytical solutions for the model point out the cellular- and kinetic aspects of inhibition. Our model correctly predicts for HIV-1 that resistance against nucleoside analog reverse transcriptase inhibitors (NRTIs) can be conferred by decreasing their incorporation rate, increasing their excision rate, or decreasing their affinity for the polymerase enzyme. For all analyzed NRTIs and their combinations, model-predicted macroscopic parameters (efficacy, fitness and toxicity) were consistent with observations. NRTI efficacy was found to greatly vary between distinct target cells. Surprisingly, target cells with low dNTP/NTP levels may not confer hyper-susceptibility to inhibition, whereas cells with high dNTP/NTP contents are likely to confer natural resistance. Our model also allows quantification of the selective advantage of mutations by integrating their effects on viral fitness and drug susceptibility. For zidovudine triphosphate (AZT-TP), we predict that this selective advantage, as well as the minimal concentration required to select thymidine-associated mutations (TAMs) are highly cell-dependent. The developed model allows studying various resistance mechanisms, inherent fitness effects, selection forces and epistasis based on microscopic kinetic data. It can readily be embedded in extended models of the complete HIV-1 reverse transcription process, or analogous processes in other viruses and help to guide drug development and improve our understanding of the mechanisms of resistance development during treatment.

Author Summary

Nucleoside analogs (NAs) represent an important drug class for the treatment of viral infections and cancer. They inhibit DNA/RNA polymerization after being incorporated into nascent DNA/RNA, which prevents primer extension. Viruses are particularly versatile and frequently develop mutations enabling them to avert the effects of NAs. The mechanisms of resistance development are, however, still poorly understood. Through mathematical modeling, we assess the mechanisms by which HIV-1 can develop resistance against nucleoside analog reverse transcriptase inhibitors (NRTI). We quantify the effects of treatment and estimate the fitness of drug resistant mutants. We correctly predict that HIV-1 can develop resistance by decreasing NRTI incorporation rate, increasing its excision rate, or decreasing its affinity for the viral polymerase enzyme. Our model also allows quantification of the cell specific factors affecting NRTI efficacy. Resistance development also changes drug susceptibility distinctly and we show, for the first time, that selection of drug resistance can occur in particular target cells. This finding could provide an explanation of how clinically observed resistant viral mutants may arise. It also pin-points important parameters that may impact clinical efficacy of NAs used to treat other viruses.

Introduction

Viral encoded polymerases perform essential enzymatic steps through amplification- or transformation of the viral genome during the viral life cycle [1]. As such, viral encoded polymerases constitute an attractive drug target for the treatment of many viral infections [2]. Nucleoside analogs (Inline graphic) were among the first polymerase inhibitors that showed clinical efficacy [3][5] and are nowadays broadly used to treat hepatitis B-, herpes simplex- and HIV-1 infection [2], where they constitute the typical backbone components of modern highly active antiretroviral treatment (HAART). Nucleoside analogs are typically formulated as pro-drugs, which require intracellular phosphorylation to form an analog of (deoxy-) nucleoside-triphosphate (NA-TP; mimicking either adenosine, thymidine, guanine, cytosine or uracil), which can be incorporated into nascent viral DNA by the viral polymerase. After incorporation, nucleoside analogs bring the polymerization machinery to a halt, as they lack the chemical group that is necessary to attach the next incoming nucleotide [6]. Incorporated Inline graphic can, however, be selectively excised by some viral polymerases, rescuing the nascent viral DNA and inducing a transient-, rather than permanent mode of inhibition. Inhibition of the crucial step of viral DNA polymerization can lower the probability by which circulating virus can successfully infect host cells [7] and the number of viral progeny produced per unit time, shifting the balance between viral clearance by the immune system and viral replication in favor of the immune system. For the ease of notation, we will subsequently only refer to the active (tri-phosphorylated) nucleoside analog moiety.

Inhibition of DNA polymerization by Inline graphic is not restricted to viral polymerase, but can also affect cellular polymerases, leading to unwanted side-effects [8], [9]. The therapeutic window of Inline graphic largely depends on molecular kinetic properties of the respective enzymes with regard to a particular inhibitor [10], [11]. Inline graphic therefore require high specificity for the targeted viral enzyme to allow for a clinical benefit. Viral resistance development can revert this specificity by changing the kinetic properties of the viral enzyme [12], [13]. While a number of enzymatic studies have revealed crucial insights into the mechanisms of polymerase inhibition by Inline graphic and the kinetic consequences of resistance development, an integrated mathematical insight into these mechanisms has rarely been achieved. In this study, we aim to mathematically formulate a model of polymerase inhibition by Inline graphic, by integrating available enzymatic knowledge. The derived mathematical model should subsequently allow us to assess the impact of distinct cellular- and molecular determinants of Inline graphic inhibition and to achieve a greater understanding of viral resistance development and epistatic interactions. Results will be exemplified for inhibition of DNA polymerization during reverse transcription (RT) of HIV-1 by nucleoside analog reverse transcriptase inhibitors (NRTIs).

Initial mathematical modelling efforts in the context of RT inhibition by NRTIs of HIV-1 were based on the assumption that incorporation of chain-terminating nucleoside analogs is permanent [14]. The effect of NRTIs was therefore solely explained by their incorporation probability. In subsequent years after the introduction of ziduvudine (AZT; the first NRTI against HIV-1), resistant strains were detected which displayed increased removal kinetics of AZT from terminated primers [15][17], rather than discriminating between the natural nucleotide and AZT [18]. This indicated that nucleoside analog removal is very significant and constitutes a major resistance pathway against thymidine analogs (like AZT) and many other NRTIs [13]. The particular mechanism of resistance to AZT indicated that chain termination by nucleoside analogs may not be permanent. Hence, a distinct view on polymerase inhibition by NRTIs is necessary, which departs from the assumption of permanent chain termination. Subsequent modeling work [19] used lumped kinetic expressions and Monte-Carlo simulations instead of deriving analytical expressions, which precludes the identification of key molecular determinants of efficacy and drug resistance. Both previous mathematical modeling efforts were not able to compute the fitness loss associated with mutations in the RT enzyme, an important determinant in clinical settings and for studying epistatic interactions [20][23].

In this work, we present a distinct view of viral polymerase inhibition by NRTIs, which departs from the assumption of permanent chain termination. We propose that NRTIs delay the process of DNA polymerization, rather than permanently terminating it, simultaneously keeping in mind that any delay of the process decreases the number of viral progeny and the likelihood of target cell infection by the virus. The developed mathematical formulation allows us to study viral polymerase inhibition by NRTIs as well as fitness effects related to drug resistance development. By integrating fitness effects and drug susceptibility, it is further possible to quantify the selective pressure exerted by NRTIs and to study epistasis. The derived analytical expressions can be used to study the effects of single- and multiple NRTIs on DNA polymerization in the absence and presence of resistance mutations and can be useful for drug design. Chain termination by Inline graphic may also be reversible in other viruses [24][26], against which Inline graphic are being developed. Hence, the model may also be applicable to study Inline graphic inhibition of these viruses.

Results

Mechanism of action of nucleoside analogs on DNA polymerization

A schematic view of the process of viral DNA polymerization in the presence of Inline graphic is illustrated in Fig. 1. We interpret the process of DNA polymerization as a Markov jump process with Inline graphic states (Fig. 1A), where each state in the model corresponds to the number of incorporated nucleosides: state ‘0’ corresponds to the initiation of polymerization, states Inline graphic in the model correspond to the condition in which Inline graphic nucleosides have been attached and state Inline graphic corresponds to the final polymerization product. States Inline graphic correspond to the condition, in which the DNA-chain consists of Inline graphic natural nucleosides, but where the last (Inline graphicth) molecule in the chain is a chain-terminating nucleoside analog.

Figure 1. DNA-polymerization in the presence of chain terminating nucleoside analogs.

Figure 1

A: The mathematical model defines a Markov jump process: Each state in the model corresponds to the number of incorporated nucleotides: state ‘0’ corresponds to the polymerase enzyme binding to the template, prior to polymerization, states Inline graphic in the model correspond to the condition in which Inline graphic nucleosides have been attached and state Inline graphic corresponds to full-length product, after which the enzyme dissociates from the template/primer. States Inline graphic correspond to the condition, in which a DNA-chain consisting of Inline graphic natural nucleosides has been produced, but where the last Inline graphic nucleoside in the chain is a chain-terminating Inline graphic. At each state Inline graphic, the nascent DNA-chain can either be shortened (pyrophosphorolysis Inline graphic), -prolonged with a nucleoside (polymerase reaction Inline graphic) or -terminated by a nucleoside analog (reaction Inline graphic). If the chain has been terminated (state Inline graphic), it can get released with rate Inline graphic (excision reaction) to produce a chain of length Inline graphic. B: Sequence context. The reaction rates Inline graphic, Inline graphic, Inline graphic and Inline graphic depend on the nucleoside sequence of the template. In the illustration, the next incoming nucleoside could be either a thymidine or a thymidine-analog (corresponding to position Inline graphic in the template sequence). Therefore, Inline graphic and Inline graphic would refer to thymidine- and thymidine-analog incorporation. The pyrophosphorolysis reaction, on the other hand, would refer to cytosine removal (position Inline graphic in the primer sequence).

At each state Inline graphic, the nascent DNA-chain can either be shortened (pyrophosphorolysis reaction Inline graphic), -prolonged with a nucleoside (polymerase reaction Inline graphic) or -terminated by a nucleoside analog (reaction Inline graphic). If the chain has been terminated (state Inline graphic), it can get released with rate Inline graphic (excision reaction) to produce a chain of length Inline graphic. The kinetics of these reactions will be detailed later.

Taking into account the mode of action of chain terminating nucleoside analogs, we conclude that polymerization will be decelerated in the presence of these inhibitors, because the overall time required to go from state ‘0’ (initiation of polymerization) to state Inline graphic (final polymerization product) in Fig. 1 will be prolonged in their presence by introducing ‘waiting states’ Inline graphic. The residual polymerase activity of the wildtype enzyme in the presence of activated (tri-phosphorylated) nucleoside analogs Inline graphic can thus be expressed as:

graphic file with name pcbi.1002359.e052.jpg (1)

where Inline graphic and Inline graphic denote the expected time to finalize DNA polymerization in the wildtype Inline graphic in the absence of drugs Inline graphic and in the presence of active nucleoside analogs Inline graphic respectively.

Analogously, we can define the effect of chain terminating nucleoside analogs on some viral mutant, Inline graphic and the fitness loss associated with some mutant in the absence of treatment Inline graphic, Inline graphic:

graphic file with name pcbi.1002359.e061.jpg (2)
graphic file with name pcbi.1002359.e062.jpg (3)

These constituents can be seen as building blocks for describing the fitness landscape of any arbitrary viral mutant Inline graphic in the absence- and presence of inhibitors, see e.g. [7], [27].

Based on the definitions above, we can also assess the combined effects of selection and drug pressure for any viral strain, i.e. Inline graphic. This allows us to assess the selective advantage Inline graphic of a mutant viral strain over the wild type in an environment that is pharmacologically modified by Inline graphic.

graphic file with name pcbi.1002359.e067.jpg (4)

This parameter integrates the (usually opposed) effects of mutations on resistance and viral fitness. If Inline graphic, the wild type virus is selected over the mutant strain, whereas Inline graphic indicates selection of a mutant virus over the wild type. Since Inline graphic depends on the concentration of Inline graphic, a critical concentration of nucleoside analog Inline graphic can exist, above which the selection of a particular viral strain over the wild type is favored. Inline graphic can also be used to assess selection between two arbitrary mutant strains Inline graphic and Inline graphic in a pharmacologically modified environment.

Finally, we can assess epistatic interactions for combinations of mutations with regard to viral replication. Briefly, in a two-locus-two-allele model, epistasis is positive if some double mutant m12 replicates better than expected from the single mutants m1 and m2, normalized by the replication of the wild type wt (background). Epistasis is negative if the replication of the double mutant is less than expected from the single mutants. Along the same lines, epistasis has been used to study interactions of mutations in the absence of drugs [22] and for escalating drug concentrations [23]. Using the definitions above, in the presence of Inline graphic, we derive:

graphic file with name pcbi.1002359.e077.jpg (5)

The equation above becomes positive if the first term is greater that the second, i.e. the double mutant replicates better than expected from the single mutants, in agreement with the definition of epistasis [22], [23]. The epistasis term Inline graphic defined above regards both fitness effects and drug resistance. In the absence of drugs, Inline graphic, see eqs. (1)–(2) above, we get the fitness epistasis:

graphic file with name pcbi.1002359.e080.jpg (6)

It is also possible to only analyze epistatic effects on resistance:

graphic file with name pcbi.1002359.e081.jpg (7)

Note, that the defined terms are additive, i.e. Inline graphic.

Polymerization of Hetero-Polymeric sequences

The process of DNA polymerization (Fig. 1) defines a birth-death process. We are interested in the derivation of an explicit formula for the mean first passage time Inline graphic (the average time required to finalize DNA polymerization). Let Inline graphic denote the expected time required to extend the DNA-chain by one nucleoside (going from state Inline graphic to state Inline graphic, derivation see eq (22)–(28); Methods section)

graphic file with name pcbi.1002359.e087.jpg (8)

where Inline graphic are the waiting times in states Inline graphic and Inline graphic respectively and Inline graphic are the probabilities to jump from state Inline graphic to state Inline graphic and to state Inline graphic respectively. The parameter Inline graphic denotes the probability that the chain of length Inline graphic gets terminated by incorporation of a nucleoside analog (state Inline graphic). The waiting times Inline graphic and jump-probabilities Inline graphic are defined as follows:

graphic file with name pcbi.1002359.e100.jpg (9)

where Inline graphic and Inline graphic denote the polymerase- and chain terminating reactions (attachment of the next incoming nucleoside or its analog), which depend on the efficacy of incorporation of the respective types of nucleosides (deoxyadenosine, -thymidine, -guanine or -cytosine triphosphate) or their respective analogs at position Inline graphic in the primer, see Fig. 1B. The parameter Inline graphic denotes the rate of release (excision reaction) of a primer that has been terminated at position Inline graphic by Inline graphic. The parameter Inline graphic denotes the pyrophosphorolysis reaction, i.e. the rate at which a nucleoside is removed from the end of the primer. Note, that Inline graphic and Inline graphic depend on the sequence context because the rates of nucleoside attachment and -removal depend on the types of nucleosides (and -analogs) to be incorporated and -removed respectively (see e.g. Fig. 1B). Eq. (8) allows us to calculate the time to finalize polymerization recursively, using the relation:

graphic file with name pcbi.1002359.e110.jpg (10)

If Inline graphic corresponds to the unextended primer, we have Inline graphic in eq. (9) and therefore eq. (8) simplifies to

graphic file with name pcbi.1002359.e113.jpg (11)

with Inline graphic and Inline graphic, which can be used as a recursion start to compute the polymerization time.

In the case where no chain-terminating inhibitor is applied, we have Inline graphic for all Inline graphic in eq. (9) and therefore eq. (8), and eqs. (10)–(11) simplify accordingly.

Eq. (8)–(10) can subsequently be used to estimate the residual polymerase activity in the presence of Inline graphic in the wild type and any mutant enzyme, using eq. (1) and eq. (2) respectively, to estimate the fitness of some mutant with regard to polymerization, using eq. (3), or to estimate the selective advantage of a viral strain against a competitor, using eq. (4). This will be exemplified in the next section.

Sequence dependent DNA-polymerization in the presence of Inline graphic

Using eq. (10), it is possible to compute the average polymerization time (Inline graphic) in the absence- and presence of Inline graphic for any arbitrary sequence to be polymerized. In this section, we motivate the use of this approach and show how key phenotypic characteristics can be derived from this simple mathematical model.

Inline graphic compete with the natural nucleoside substrates for the same binding site on the polymerase enzyme. We therefore take into account competitive inhibition for the kinetics of nucleoside- and nucleoside analog incorporation.

graphic file with name pcbi.1002359.e123.jpg (12)
graphic file with name pcbi.1002359.e124.jpg (13)

where Inline graphic is the concentration of the deoxynucleoside triphosphates (adenosine-, thymidine-, cytidine- and guanosine-) of which the Inline graphic is an analog of. The variable Inline graphic denotes the concentrations of activated (tri-phosphorylated) nucleoside analog that competes with its natural nucleoside counterpart for incorporation into the nascent viral DNA. The parameters Inline graphic and Inline graphic denote the catalytic rate constants for incorporation of the Inline graphic and the dNTP respectively. Inline graphic and Inline graphic denote the dissociation constants for Inline graphic and Inline graphic binding to the polymerase respectively. In the absence of inhibitors Inline graphic, we have Inline graphic = 0 and therefore eq. (13) and eq. (12) simplify accordingly:

graphic file with name pcbi.1002359.e137.jpg (14)
graphic file with name pcbi.1002359.e138.jpg (15)

Physiological dNTP concentrations for the most important target cell types of HIV-1 are indicated in Table 1. Parameters for natural nucleoside DNA- and RNA- dependent polymerization by wild type HIV-1 reverse transcriptase (RT) are indicated in Table S1 (supplementary material). In the forthcoming example, we will analyze the effect of a chain-terminating adenosine analog (ddATP, the active metabolite of didanosine, ddI) at a fixed concentration on both single nucleotide incorporation Inline graphic (see eq. (8)) and on cumulative nucleoside polymerization Inline graphic (see eq. (10)) for physiological dNTP concentrations in resting Inline graphic T-cells (Table 1). Furthermore, we will assess how polymerization is impaired by the (clinically relevant) ‘K65R’ mutation in reverse transcriptase in the absence- and presence of ddATP.

Table 1. Physiological dNTP levels in different cell types.
activated Inline graphic -cells resting Inline graphic -cells macrophages ref.
dATP 5.1 1.7 0.023 [34]
dTTP 7.9 1.5 0.019 [34]
dCTP 5.9 1.9 0.03 [34]
dGTP 4.5 1.7 0.032 [34]
PPi 79 8 7 [35]
ATP 1400 2200 1600 [35]

All values are expressed in Inline graphic.

In Fig. 2 we have computed the average polymerization time for a short sequence (indicated on the x-axis in Fig. 2) and typical parameters for DNA-dependent polymerization for HIV-1 RT, see Table 1 and Table S1 (supplementary material). In this example, we have assumed that Inline graphic [17] for all dNTP and for ddATP respectively. We examine polymerization in the absence- or the presence of Inline graphic intracellular ddATP. The solid black line denotes the polymerization time in the wild type RT in the absence of ddATP, whereas the blue dashed- and the red dotted lines indicate the polymerization time in the presence of ddATP in the wild type and drug-resistant mutant enzyme (bearing the ‘K65R’ mutation) respectively. The fold changes in the kinetic parameters, induced by the ‘K65R’ mutation, are stated in Table S2 (supplementary material). In the wild type enzyme the predicted incorporation probability Inline graphic for ddATP over dATP is 9.4% in the presence of Inline graphic ddATP. For the ‘K65R’ mutant Inline graphic it is 3.2%. In Fig. 2A one can see the cumulative time to form the polymerization product Inline graphic. In the presence of ddATP, the cumulative polymerization time is substantially increased (dashed blue line), which is partly compensated in the drug resistant enzyme bearing the ‘K65R’ mutation (dotted red line). In Fig. 2B we show the single nucleoside polymerization time Inline graphic. It can be seen, that in the presence of ddATP the single nucleoside polymerization time Inline graphic is substantially elevated, in relation to the wild type, whenever the respective natural nucleoside (here adenosine) needs to be incorporated (the solid black line vs. the dashed blue line). In the ‘K65R’ mutant (red dotted line), this is partially compensated for. However, in the mutant, the single nucleoside polymerization time Inline graphic for incorporation of other nucleosides is also increased, which indicates, that the ‘K65R’ mutant might decrease the fitness of the enzyme. We have calculated the fitness of the mutant enzyme, the residual polymerase activity in the wild type enzyme -and the ‘K65R’ mutant and the selective advantage of the ‘K65R’ mutant over the wild type for the presented example, using eqs (1)–(4). The derived values are stated in Table 2. It can be seen that the ‘K65R’ mutant decreases ddATP inhibition of DNA dependent polymerization substantially (the residual polymerization is increased from 3.3% to 22.3%). However, the predicted fitness of the enzyme (in terms of DNA-dependent polymerization) is reduced to 37.9%. The predicted selective advantage of the ‘K65R’ mutant is 2.55, indicating that the ‘K65R’ resistance would be selected over the wild type in the presence of Inline graphic ddATP.

Figure 2. DNA-dependent polymerization of a hetero-polymeric sequence by HIV-1 RT in the presence- and absence of a chain terminating adenosine analog (ddATP).

Figure 2

A: Cumulative time for polymerization of a hetero-polymeric sequence in the presence of a chain-terminating nucleoside analog (ddATP). The solid black line (filled dots) indicates the cumulative polymerization time up to sequence position i (the sequence position is indicated at the x-axis) in the absence of inhibitors in the wild type enzyme (calculated using eq. (10)). The dashed blue line (open squares) indicates the time required for polymerization in the presence of Inline graphic ddATP. The dotted red- and green lines (upward and downward pointing triangles) show the time required for polymerization in the ‘K65R’ mutant RT enzyme in the presence- and absence of Inline graphic ddATP. Kinetic parameters are presented in Table 1 and Table S1, S2 (supplementary material) for the wild type and the ‘K65R’ mutant. B: Single nucleoside incorporation time Inline graphic in the absence of ddATP in the wildtype and the ‘K65R’ mutant (solid black and dashed green lines respectively) and in the presence of ddATP in the wild type enzyme (dashed blue line) and in the mutant enzyme (dotted red line), calculated using equation eq. (8).

Table 2. Efficacy & fitness.
Inline graphic 3.31%
Inline graphic 22.3%
Inline graphic 37.9%
Inline graphic 2.55

Residual DNA-dependent polymerase activity Inline graphic of HIV's RT in resting Inline graphic T-cells in the presence of Inline graphic ddATP and fitness Inline graphic and selective advantage Inline graphic with regard to DNA polymerization for the ‘K65R’ mutant. Calculations are based on formulas (1)–(4).

Note, that in this section, we have exemplified the effects of a particular Inline graphic on polymerization, given a specific concentration of the respective Inline graphic and certain kinetic attributes of the polymerase enzyme (wild type RT vs. ‘K65R’ mutant RT). In the next sections, we will assess the general impact of certain resistance mechanisms, by analyzing a range of kinetic parameters and we will also study the efficacy of Inline graphic for different concentration ranges.

Molecular determinants of inhibition

While in a hetero-polymeric sequence context, polymerase inhibition by Inline graphic depends on the particular succession of the nucleosides, see e.g. Fig. 2B, this is not the case for homo-polymeric sequences, which consist of only one type of nucleoside, e.g. poly-adenosine; ‘Poly-A’. This allows us to derive a general, analytical expression for polymerase inhibition by Inline graphic, which is valid for any homo-polymeric sequence. We will make use of this fact to highlight key determinants of inhibition. For assessing the impact of nucleoside analogs in a particular hetero-polymeric sequence context, we advice to use eqs. (8)–(11). In a homo-polymeric sequence, we have Inline graphic and Inline graphic for all Inline graphic. In this particular case, the explicit solution for the mean first passage time Inline graphic reads (see eq. (31)–(32); Methods section)

graphic file with name pcbi.1002359.e176.jpg (16)

When no inhibitor is present Inline graphic, we have Inline graphic and thus eq. (16) simplifies accordingly:

graphic file with name pcbi.1002359.e179.jpg (17)

where Inline graphic and Inline graphic are the polymerization rates in the presence- and absence Inline graphic of a competing Inline graphic, given in eq. (13) and eq. (14). Recalling the effect of Inline graphic on polymerization, see eq. (1), we can derive the residual polymerase activity during Inline graphic treatment on a homo-polymeric sequence, Inline graphic:

graphic file with name pcbi.1002359.e187.jpg (18)

The above expression simplifies further, if the pyrophosphorolysis reaction is very inefficient relative to polymerization, which is the case for most viral polymerase enzymes; e.g. Inline graphic.

graphic file with name pcbi.1002359.e189.jpg (19)

Eq. (19) highlights the two distinct mechanisms by which inhibition can be conferred, namely a) inhibitor incorporation (and subsequent quasi-termination of the polymerization reaction) and b) competition for binding with natural nucleoside substrates. The efficacy of quasi-termination of the nascent DNA chain depends on the efficacy of inhibitor incorporation Inline graphic and the duration of the chain termination, determined by Inline graphic. Binding competition is solely determined by the fractional decrease of the natural polymerization reaction (relative to the absence of inhibitor), see eq. (13).

After substituting the enzymatic rate expressions eqs. (12)–(14) into equation (19), we can solve for the fifty percent inhibitory concentration Inline graphic (see eqs. (33)–(35); Methods section), which refers to polymerase inhibition in a homo-polymeric sequence (e.g. ‘Poly-A’) and to the intracellular concentration of activated (triphosphorylated) Inline graphic.

graphic file with name pcbi.1002359.e194.jpg (20)

The above equation highlights the processes, which determine the efficacy of a chain-terminating nucleoside analog, namely the kinetic constants Inline graphic and Inline graphic, the concentration of natural nucleoside Inline graphic and the excision rate of the inhibitor Inline graphic.

Cell-specific susceptibility to chain-terminating nucleoside analogs

Viruses can infect numerous activated- and resting cells. HIV-1, for example, has been shown to infect activated- and resting Inline graphic T-cells, macrophages, dendric cells, natural killer cells and microglial cells [28][32], and possibly many more. It is important to understand- and take into account heterogeneous- or cell specific drug efficacy, as it may be a primary source of residual viral replication and subsequent resistance development during treatment [33].

In the context of nucleoside analog efficacy, the major cell-specific factors (apart from pharmacokinetics), are cell type-, or cell stage specific dNTP pools (see Table 1) and possibly cell specific rates of excision Inline graphic. In Fig. 3A, we predicted the impact of cell-specific Inline graphic contents on DNA-dependent polymerization during HIV-1 reverse transcription in the presence of ddATP, using typical kinetic parameters (see Table S1, supplementary material).

Figure 3. Factors that modify inhibition of DNA polymerization by nucleoside analogs.

Figure 3

A: Cell-specific factors: Concentration response curve of ddATP for wild type RT during DNA-dependent polymerization (homo-polymeric sequence) in unstimulated Inline graphic T-cells (solid line) and the impact of a 100-fold variation of the the intracellular nucleoside concentrations (dotted line). The illustration was generated by evaluating eq. (19) and typical parameters for DNA-dependent polymerization during HIV-1 reverse transcription and its inhibition by ddATP (all parameters are indicated in Table 1 and Table S1, supplementary material). The corresponding Inline graphic is depicted by a green filled circle. B: Molecular mechanisms of drug resistance and hyper-susceptibility (dashed lines). Impact of (i) selective attrition of inhibitor incorporation Inline graphic and (ii) selective attrition of inhibitor binding to the primer-template Inline graphic on drug susceptibility. Hypersusceptibility is conferred by the opposite change in the indicated parameters. In order to generate the dashed lines, the respective parameters have been increased/decreased by a factor of 100.

Under the parameters used, a 100 fold increase in dNTP concentrations would result in a 19 fold increase in the Inline graphic value (Inline graphic vs. Inline graphic), whereas a 100-fold decrease in the dNTP concentrations would only result in a 1.2 fold reduction in the Inline graphic value. This is an important observation, because it indicates that cells that contain high concentrations of dNTP can confer natural resistance against NRTIs, whereas cells with low dNTP content, like macrophages [34], do not necessarily confer hypersusceptibility to NRTIs. This phenomenon can be explained from eq. (20): The Inline graphic value does not decrease, if Inline graphic.

Resting cells on the other hand might insufficiently phosphorylate NRTIs and subsequently contain lower levels of activated compound. However, these cells do not simultaneously require smaller NRTI concentrations for inhibition (Inline graphic value in Fig. 3A does not decrease with decreasing dNTP levels). Therefore, resting cells could constitute reservoirs for residual replication during antiviral treatment, if NRTI phosphorylation/activation is affected.

Excision of nucleoside reverse transcriptase inhibitors (NRTIs) of HIV-1 from terminated primers has been shown to be mediated by pyrophosphate (PPi) and ATP dependent mechanisms [35]. Whereas ATP concentrations are fairly similar in activated- and resting lymphocytes, as well as macrophages and monocytes [34][38] (1 to 5 mM), PPi levels have been shown to vary substantially [35] Inline graphic, see also Table 1. This indicates that Inline graphic values for polymerase inhibition by Inline graphic might be cell-specific and may in some cells lead to incomplete suppression. Here, we did not analyze the effect of cell-specific PPi and ATP contents, as the kinetic parameters were not readily available for ddATP. We however discuss their impact on polymerase inhibition by zidovudine (AZT) in a subsequent section.

Molecular mechanisms of viral drug resistance against chain-terminating nucleoside analogs

The enzymatic properties of a viral polymerase can be adapted in an evolutionary process to counteract inhibition by Inline graphic. Eq. (20) indicates that the following three distinct molecular mechanisms are likely to induce selective resistance against chain-terminating Inline graphic, and indeed these three mechanisms of resistance have been described for HIV-1 RT [13].

  • selective attrition of inhibitor incorporation (Inline graphic)

  • selective attrition of inhibitor binding to the primer-template (Inline graphic)

  • enhanced excision of the Inline graphic from the terminated primer (Inline graphic, by e.g. increasing the catalytic efficacy of removal or by increasing phosphate-donor, e.g. PPi- or ATP- binding).

The consequences of mutational modification of inhibitor incorporation Inline graphic and -binding Inline graphic with regard to the predicted efficacy of ddATP are illustrated in Fig. 3B, where we have used typical parameters for DNA-dependent polymerization during HIV-1 reverse transcription (see Table S1, supplementary material). Under the utilized parameters a 100-fold change in the respective parameter Inline graphic or Inline graphic leads to a 100-fold change in the compounds Inline graphic value. We did not analyze the effect of enhanced Inline graphic excision in Fig. 3B, as the kinetic parameters were not readily available for ddATP. These effects will be discussed in the context of polymerase inhibition by zidovudine (AZT) in the next section.

Mechanism of zidovudine (AZT) resistance by thymidine analog mutations (TAMs)

It has been argued [17], that the main mechanism of AZT resistance is due to increased excision of AZT-MP from the terminated primer. In particular, this process has been shown to be both pyrophosphate- (PPi) and ATP- dependent in vivo [35]. For the rate of excision Inline graphic we can therefore write

graphic file with name pcbi.1002359.e229.jpg (21)

The variables Inline graphic and Inline graphic in the above equation refer to the concentration of adenosine triphosphate and pyrophosphate and the parameters Inline graphic and Inline graphic denote the catalytic rate constants for (ATP- and PPi dependent) excision. Parameters Inline graphic and Inline graphic denote the corresponding dissociation constants. The respective concentrations of PPi and ATP in various cell types are shown in Table 1 and kinetic parameters for AZT-MP excision during DNA- and RNA dependent polymerization by HIV-1 RT (wild type and AZT-resistant mutant) are indicated in Table S3 (supplementary material).

Residual polymerization in the presence of AZT

In Fig. 4, we have illustrated the predicted concentration-response relationship for intracellular AZT triphosphate and RNA- and DNA dependent polymerization of homo-polymeric- (panels A & B) and hetero-polymeric sequences in unstimulated Inline graphic T-cells for the wild type enzyme (solid blue lines) and an AZT-resistant quadruple mutant (‘D67N/K70R/T215Y/K219Q’; dashed lines), respectively. From Fig. 4, several conclusions can be drawn: First, as expected, polymerase inhibition by intracellular AZT is more efficient in homo-polymeric sequences that contain only thymidine versus hetero-polymeric sequences that contain a mixture of all four nucleosides (panel A & B vs. C & D). Second, AZT inhibition of RNA-dependent polymerization is more efficient than inhibition of DNA-dependent polymerization (panels A & C vs. panels B & D). Predicted inhibition of RNA-dependent polymerization of hetero-polymeric sequences is nearly complete for the wild type and under in vivo intracellular AZT-TP concentrations (residual activity is Inline graphic, solid blue line and grey area in Fig. 4C). For DNA-dependent polymerization, we predict residual activity under in vivo AZT-TP concentrations (Inline graphic, solid blue line and grey shaded area in Fig. 4D). Third, the resistance mutations ‘D67N/K70R/T215Y/K219Q’ (dotted lines) increase the fifty percent inhibitory AZT-TP concentrations. For DNA-dependent polymerization, the Inline graphic is shifted to concentrations that lie beyond clinically achieved concentrations (see Fig. 4B & Fig. 4D), almost completely diminishing inhibition by AZT (Fig. 4D). RNA-dependent polymerization is still partially inhibited in the ‘D67N/K70R/T215Y/K219Q’ mutant in unstimulated Inline graphic T-cells (Inline graphic residual polymerization, Fig. 4A & Fig. 4C).

Figure 4. RNA- and DNA-dependent polymerization in the presence of intracellular AZT triphosphate in unstimulated Inline graphic T-cells.

Figure 4

The solid blue curves indicate the level of residual polymerization with the wild type enzyme, whereas the dashed lines indicate the residual polymerization with the ‘D67N/K70R/T215Y/K219Q’ mutant. Panels A & B: Residual RNA- and DNA dependent polymerization of a homo-polymeric thymidine sequence (Poly-‘T’). Calculations were obtained by solving eq. (19). Panels C & D: RNA- and DNA polymerization of a hetero-polymeric random sequence of length 500 with 25% respective dNTP content. The illustration was generated using eq. (10). The light grey area indicates the in vivo concentrations range of AZT in purified circulating Inline graphic T-cells from [71], converted to units Inline graphic by assuming a cell volume of Inline graphic for resting Inline graphic T-cells [72]. All utilized parameters are indicated in Tables 1, S1, S2, S3 (supplementary material).

Cell type specific susceptibility to AZT and impact of resistance

In Table 3, we have calculated the cell-specific Inline graphic values for RNA- and DNA dependent polymerization of homo-polymeric (Poly-‘T’) sequences. Our results indicate that AZT is much more potent in resting cells (unstimulated Inline graphic T-cells and macrophages), as suggested by the smaller Inline graphic values for the wildtype in Table 3 (second- and fifth column). This cell-specific property is mainly due to lower PPi concentrations in resting cells (see Table 1) and subsequently lesser pyrophosphorolysis of AZT-MP terminated primers in resting cells (see eqs. (20)–(21)) as discussed previously (section Cell-specific susceptibility to chain-terminating nucleoside analogs), and is only marginally affected by lower dNTP levels in resting cells, as decreasing dNTP levels may not induce hyper-susceptibility as shown in Fig. 3A. The greatest kinetic change induced by the ‘D67N/K70R/T215Y/K219Q’ affects the catalytic rate of ATP-mediated excision of AZT-MP from the terminated primer Inline graphic (see Table S3, supplementary material). This change increases the predicted Inline graphic of AZT in unstimulated Inline graphic cells and macrophages in a much more pronounced way than in activated Inline graphic T-cells (fold resistance Inline graphic in unstimulated Inline graphic T-cells and macrophages vs. Inline graphic in activated Inline graphic T-cells; fourth and seventh columns in Table 3). In activated T-cells PPi-mediated excision of AZT-MP from the terminated primer is likely the dominant mechanism, as a consequence of the much higher PPi concentrations in these cells (see Table 1). Therefore, increasing Inline graphic will only have a strong effect once ATP-mediated excision becomes the dominant mechanism of AZT-removal. Therefore, further increase of Inline graphic might turn ATP-mediated excision into the main removal pathway and subsequently impact on resistance in a more pronounced way in activated Inline graphic cells as well. Overall, the Inline graphic for polymerase inhibition in the ‘D67N/K70R/T215Y/K219Q’ mutant is probably shifted into concentration ranges which are rarely achieved in vivo.

Table 3. Cell-specific Inline graphic values of AZT-TP for ‘poly-thymidine’ polymerization and susceptibility change by resistance development.
RNA/DNA DNA/DNA
cell type ‘wt’ ‘res’* fold res. ‘wt’ ‘res’* fold res.
act. Inline graphic Inline graphic Inline graphic 4.5 Inline graphic Inline graphic 4.1
rest. Inline graphic Inline graphic Inline graphic 15.7 Inline graphic Inline graphic 22.6
macr. Inline graphic Inline graphic 17.2 Inline graphic Inline graphic 22.5

Inline graphic values, expressed in Inline graphic, were calculated using eqs. (20)–(21). Cell-specific parameters were taken from Table 1. All kinetic parameters were taken from Table 1 and Tables S1, S2, S3 (supplementary material).

*‘res’ = D67N/K70R/T215Y/K219Q mutant.

Molecular mechanism of AZT-resistance by ATP-mediated excision

Excision of AZT-MP from the terminated primer is the major mechanism by which AZT resistance is thought to be mediated [17]. In particular, ATP-mediated excision has been discussed as the major in vivo mechanism of AZT resistance [15], [16]. However, at the molecular level, it is unclear, if the mechanism by which enhanced excision is achieved is due to an increased removal rate (parameter Inline graphic in eq. (21)) or increased binding affinity of ATP to the primer-template (affected parameter: Inline graphic in eq. (21)). In particular, in a recent paper [39], it was argued, based on crystal structures of resistant RT, that the main mechanism of AZT-resistance could be conferred by increasing ATP's binding affinity to the resistant RT enzyme. In Fig. 5, we analyze the impact of the two potential AZT-resistance mechanisms (increased removal rate Inline graphic vs. decreased Inline graphic). Our predictions show that increasing the affinity for ATP binding Inline graphic (dashed red line) does not lead to resistance development under the parameters used, because ATP binding to the wild type enzyme is already saturated (Inline graphic) at physiological conditions and further decrease of Inline graphic enhances the saturation effect. However, increasing the removal rate Inline graphic (dashed blue line) desensitizes reverse transcriptase-mediated polymerization to AZT inhibition since Inline graphic, in cells with low PPi contents and under saturation conditions (see Table 1 and eq. (21)).

Figure 5. Molecular mechanisms of HIV-1 resistance development against AZT by ATP-mediated excision.

Figure 5

Potential mechanisms for resistance development against AZT through increasing its excision rate Inline graphic via an ATP-mediated mechanism (see eq. (21)). We calculated residual DNA-dependent polymerization of a Poly-T sequence in unstimulated Inline graphic T-cells using eq. (19) with parameters from Tables 1, S1 and S3 (supplementary material). The solid black line shows residual DNA polymerization Inline graphic in the wild type virus, whereas the dotted red line and the dashed blue line refer to residual polymerization if Inline graphic and Inline graphic were decreased- and increased 100-fold respectively.

Selection of resistance

Selection of drug resistance depends on the competitive advantage of some resistant mutant over its competitors (either the wild type or some competing viral mutant) in a particular environment. In order to quantify whether drug resistant mutants become selected in an environment that is modified by Inline graphic, we have previously defined the selective advantage Inline graphic in eq. (4) (and paragraph below).

Selection of thymidine associated mutations (TAMs) by AZT in different cell-types

In Fig. 6A and Fig. 6B, the selective advantage of TAMs over the wild type Inline graphic is shown for RNA-dependent polymerization (panel A) and DNA-dependent polymerization (panel B) respectively in distinct cell-types relevant to HIV-1 infection (solid green-, blue and red lines indicate Inline graphic for activated Inline graphic T-cells, resting Inline graphic T-cells and macrophages, respectively). The respective threshold concentrations Inline graphic above which resistance becomes selected, Inline graphic, are Inline graphic (resting Inline graphic cells) Inline graphic (macrophages) Inline graphic (activated Inline graphic cells) for RNA-dependent polymerization. For DNA-dependent polymerization, the corresponding thresholds are Inline graphic (macrophages) Inline graphic (resting Inline graphic cells) Inline graphic (activated Inline graphic cells).

Figure 6. Selective advantage of the ‘D67N/K70R/T215Y/K219Q’ mutant against the wild type during RNA- and DNA-dependent polymerization in the presence of AZT-TP.

Figure 6

The solid lines (green = activated Inline graphic cells, blue = unstimulated Inline graphic cells, red = macrophages) indicate the selection parameter Inline graphic, defined in eq. (4), for different levels of intracellular ATZ-TP during RNA- and DNA dependent polymerization (Panels A & B) of a random sequence of length 500 with 25% respective dNTP content. The light grey area indicates the in vivo concentrations range of AZT in purified circulating Inline graphic T-cells from [71], converted to units Inline graphic by assuming a cell volume of Inline graphic for resting Inline graphic T-cells [72]. The dashed horizontal line indicates the threshold for resistance selection, i.e. Inline graphic. All utilized parameters are indicated in Table 1 and Tables S1, S2, S3 (supplementary material).

Two major findings can be derived from Fig. 6: Firstly, it can be seen that in the case of RNA-dependent polymerization, the ‘D67N/K70R/T215Y/K219Q’ mutation becomes selected (Inline graphic; dashed horizontal black line) at lower intracellular AZT-TP concentrations (below clinically achieved concentrations in resting Inline graphic T-cells and macrophages; light grey area) compared to DNA-dependent polymerization. During DNA-dependent polymerization, ‘D67N/K70R/T215Y/K219Q’ is only selected at clinically relevant levels of AZT-TP (resting Inline graphic T-cells and macrophages) or far above (activated Inline graphic T-cells). We have shown previously in Fig. 4C & D that inhibition of RNA-dependent polymerization by AZT-TP is much more efficient compared with inhibition of DNA-dependent polymerization (see also Table 3), explaining the higher selective pressure exerted at lower AZT-TP concentrations during RNA-dependent polymerization. Therefore, we would expect that resistance is favored at lower concentrations during RNA-dependent polymerization, when compared to DNA-dependent polymerization.

Secondly, and quite surprisingly, Fig. 6A & B indicate that resistance to AZT may not become selected over the wildtype in activated Inline graphic cells as it only confers a very small selective advantage in these cell types during RNA-dependent polymerization and at clinically relevant concentrations of AZT-TP (solid green line and grey area in Fig. 6A). For DNA-dependent polymerization the selection parameter indicates a disadvantage (Inline graphic) of the ‘D67N/K70R/T215Y/K219Q’ mutant at clinically relevant AZT-TP concentrations. In resting Inline graphic T-cells and macrophages on the other hand, resistance selection is favored at clinically relevant AZT-TP concentrations (DNA-dependent polymerization) and below (RNA-dependent polymerization). These results indicate, that selection of the ‘D67N/K70R/T215Y/K219Q’ mutation by AZT is cell-specific and may preferably occur within resting Inline graphic T-cells and macrophages, whereas resistance selection in activated Inline graphic T-cells is less likely. This finding, however, warrants further investigation of the intermediate strains in the TAM resistance pathway, once kinetic data becomes available.

Subsequent selection of Q151M-complex mutations by TDF

The selective advantages of intermediate viral strains of the Q151M-complex (multi-drug) resistance pathway (Q151M, A62V/V75I/F77L/F116Y/Q151M (Q151Mc) and Q151Mc/K70Q ) with respect to increasing tenofovir diphosphate (TFV-DP) concentrations are shown in Fig. 7 for DNA-dependent polymerization in resting Inline graphic T-cells. Panel A shows the selective advantage of the respective mutant in relation to the wild type, i.e. Inline graphic (dashed blue line), Inline graphic (solid green line) and Inline graphic (dotted magenta line). At in vivo concentrations ranges of TFV-DP (light grey area) the selective pressure towards the Q151M and the Q151Mc strains is relatively weak Inline graphic, whereas it is strong for the Q151Mc/K70Q mutant Inline graphic. It can be seen that the selective advantage is of the order Inline graphic, indicating a distinctly graded ‘selection landscape’ from the wild type towards the Q151Mc/K70Q mutant. A graded landscape would imply that the presence of TFV-DP favors subsequent resistance mutations in the resistance pathway. We therefore further analyzed the form of the ‘selection landscape’ in panel B, where we have plotted the selective advantage of the respective mutants in relation to their progenitors in the resistance pathway, i.e. Inline graphic, Inline graphic, Inline graphic. It can be seen that the Q151M single mutation has a weak selective advantage over the wild type (Inline graphic dashed blue line). The Q151M-complex (Q151Mc) has an even weaker selective advantage over the Q151M single mutation in the presence TFV-DP (Inline graphic, solid green line). However, the subsequent mutation, Inline graphic has a strong selective advantage in the presence of TFV-DP Inline graphic. The selection landscape therefore exhibits a slight increase Inline graphic, followed by a plateau Inline graphic, followed by a steep increase Inline graphic. Our analysis indicates that TDF treatment slightly favors Q151M over the wild type, it, however, does not favor the Q151M-complex Inline graphic. Once the Q151M-complex has arisen (due to co-administered drugs), TDF could select for the K70Q mutation.

Figure 7. Selective advantage Inline graphic of intermediate viral mutants of the Q151M-complex during DNA-dependent polymerization in the presence of TFV-DP.

Figure 7

Dashed blue-, solid green- and dotted magenta line indicate the selective advantage of the Q151M, the multi-drug resistant Q151M-complex (Q151Mc: A62V/V75I/F77L/F116Y/Q151M) and the Q151Mc+K70Q mutation during DNA-dependent polymerization of a random sequence of length 500 with 25% respective dNTP content in unstimulated Inline graphic cells. The light grey area indicates the in vivo concentrations range of TFV-DP from [56], [71], [73], converted to units Inline graphic by assuming a cell volume of Inline graphic for resting Inline graphic T-cells [72]. The dashed horizontal line indicates the threshold for resistance selection, i.e. Inline graphic. Panel A: Selective advantage of the respective mutants with regard to wild type Inline graphic. B: Selective advantage of a succeeding mutants with regard to progenitor in Q151M complex formation Inline graphic. All utilized parameters are indicated in Table 1 and Tables S1, S2 (supplementary material).

Epistasis

Epistasis has been used to describe the phenomenon where the phenotype of one mutation is modified by one or several other mutations [22], [23]. In a two-locus-two allele model, epistasis is said to be positive when the combined effects of a double mutant result in greater replication than expected if the effects on replication coming from the two single mutations were independent. Conversely, epistasis is said to be negative, when the combined effects of a double mutant result in lesser than expected replication. Resistance mutations against NRTIs of HIV-1 are located within the same gene (the Pol gene). It is therefore likely, that the combination of mutations produce a phenotype that has unexpected/novel properties. The intention of this analysis is to elucidate how epistasis depends on the environment in which the virus replicates (and which is altered by Inline graphic), analogously to [23]. In Fig. 8, we assessed epistasis with regard to replication (solid blue line), fitness (solid red line) and resistance (solid green line), based on eqs. (5)–(7) for the K65R/M184V mutant and varying TFV-DP concentrations for DNA-dependent polymerization in resting Inline graphic T-cells.

Figure 8. Epistatic interactions for DNA-dependent polymerization in the presence of TFV-DP.

Figure 8

Solid blue-, green- and red line indicate epistasis with regard to replication Inline graphic, resistance Inline graphic and fitness Inline graphic as defined in eqs. (5)–(7) for the double mutant ‘K65R/M184V’. The black dashed horizontal line indicates the value, where no epistatic interactions occur. The light grey area indicates the in vivo concentrations range of TFV-DP from [56], [71], [73], converted to units Inline graphic by assuming a cell volume of Inline graphic for unstimulated Inline graphic T-cells [72]. All utilized parameters are indicated in Table 1 and Tables S1, S2 (supplementary material).

It can be seen that epistasis in the absence of drugs Inline graphic (fitness epistasis) is positive (solid red line). This result is based on the fact that the predicted fitness of the double mutant Inline graphic is larger than expected if the fitness effects coming from the respective single mutants Inline graphic and Inline graphic were independent. Resistance epistasis Inline graphic (green line) on the other hand is negative at clinically relevant TFV-DP concentrations (light grey area). Whereas the M184V mutation is slightly hypersusceptible (predicted fold resistance relative to the wild type: 0.76 see also [40]), the K65R mutation confers Inline graphic-fold resistance in relation to the wild type, mainly by decreasing TFV-DP's incorporation rate Inline graphic, see Table S2 (supplementary information). We predicted that the double mutant ‘M184V/K65R’ is Inline graphic-fold resistant in relation to the wildtype. Resistance epistasis Inline graphic thus reduces replication of the double mutant in the presence of TFV-DP and is negative. The combined effects of fitness and drug resistance are indicated by the blue line in Fig. 8. Our predictions indicate that epistasis is positive at clinically relevant TFV-DP concentrations (light grey area), because the (positive) fitness epistasis overweighs the negative resistance epistasis in the clinically relevant range of TFV-DP concentrations. At higher TFV-DP concentrations, however, the negative resistance epistasis overweighs.

Residual DNA-dependent polymerization of mutant reverse transcriptase (RT) of HIV-1 in the presence of distinct nucleoside reverse transcriptase inhibitors (NRTIs)

Viral fitness is an important determinant for the pre-treatment abundance of drug resistant mutants and their persistence in circulating virus after withdrawal of drugs. Moreover, it has also important implications for the therapeutic strategy and on disease progression [20], [21]. For these reasons, we assessed viral fitness of the distinct mutants in the absence of drugs. We estimated viral fitness on the basis of the relative decrease in polymerization time, see eq. (3), for a hetero-polymeric sequence context and based on DNA-dependent polymerization during reverse transcription. The results are presented in Table 4 (bottom row). The fitness of the viral mutants was of the order Inline graphic and is in general agreement with published data on viral fitness [21], [41]. Notably, the K65R and M184V mutants conferred substantial fitness losses, which explains the low prevalence of K65R even in treatment experienced patients [21], and M184V reversion to wild type when 3TC, ABC or FTC are eliminated from second or third-line anti-retroviral regimens [42].

Table 4. Estimated in vivo % residual DNA-dependent polymerization Inline graphic for distinct mutants and drug combinations.

wt Q151M M184V K65R M184V/K65R
TFV-DP 4.16–24.11 9.20–42.55 3.32–20.05 19.11–63.34 8.72–41.14
AZT-TP 29.47–80.69 - - - -
d4T-TP 2.08–25.95 - 7.44–56.97 - -
FTC-TP 2.07–21.45 1.24–14.00 - 21.28–77.76 47.37–92.09
3TC-TP 1.54–4.95 0.86–2.81 51.22–77.71 12.29–31.77 86.19–95.40
CBV-TP 7.63–14.18 82.27–90.27 45.49–62.53 - -
FTC-TP 1.39–12.69 1.11–11.75 - 11.02–53.12 7.80–39.22
+TFV-DP
d4T-TP 0.91–4.40 - 7.01–49.20 -
+3TC-TP
CBV-TP 1.33–3.89 0.87–2.84 32.20–53.53 - -
+3TC-TP
CBV-TP 1.27–3.81 - - - -
+3TC-TP
+AZT-TP
fitness 100 100 46 38 30

In vivo concentration ranges were 3TC-TP = 12.2–40.5; FTC-TP = 1.5–19.4; TFV-DP = 0.16–1.17; CBV-TP = 0.44–0.88; d4T-TP = 0.034–0.56; and AZT-TP = 0.0056–0.056 Inline graphic respectively [56], [71], [73][75], assuming an average cell volume of Inline graphic for resting Inline graphic T-cells [72].

Estimated residual DNA-dependent polymerization for mutant and wild type RT under in vivo concentration ranges of triphosphorylated NRTIs in resting Inline graphic T-cells and on a hetero-polymeric sequence context (using eqs. (1)–(2)) are presented in Table 4. Utilized kinetic parameters for nucleoside incorporation are provided in Table S2 (supplementary material). We predicted that most inhibitors decreased DNA-dependent polymerization to values of 2–25% in the wildtype enzyme. However, 3TC displayed superior efficacy (only 1.5–5% residual polymerization) and AZT only poorly inhibited DNA-dependent polymerization. However, as discussed in section Residual polymerization in the presence of AZT, AZT is likely to exert its main effect through inhibition of RNA-dependent polymerization. The Q151M mutation decreased the efficacy of carbovir triphosphate (CBV-TP) markedly (8 fold) and had only marginal impact on tenofovir diphosphate (TFV-DP), whereas lamivudine triphosphate (3TC-TP) and emtricitabine triphosphate (FTC-TP) were unaffected (see also [40], [43]). Combination treatment with 3TC-TP+CBV-TP could, however, restore inhibition of polymerization and combination treatment FTC-TP+TFV-DP was very efficient, however not markedly different from FTC-TP alone. The M184V mutation decreased susceptibility to 3TC-TP (Inline graphic fold) and CBV-TP (8 fold), having marginal impact on stavudine triphosphate (d4T-TP) and no effect on TFV-DP, which is consistent with phenotypic measurements [40], [43]. Susceptibility to the combination of d4T-TP+3TC-TP was comparable to d4T-TP alone. The efficacy of 3TC-TP+CBV-TP was strongly reduced. We predicted that the K65R mutation reduced the impact of 3TC-TP, FTC-TP and TFV-DP (7-, 4 and 3-fold respectively) and also reduced the susceptibility to the combination FTC-TP+TFV-DP (5-fold), consistent with phenotypic measurements [40], [43]. The double mutation K65R/M184V conferred complete resistance to 3TC-TP and near complete resistance to FTC-TP and partly restored susceptibility to TFV-DP or TFV-DP+FTC-TP, compared to K65R alone, in agreement with phenotypic measurements [40], [43].

Inhibition of human mitochondrial polymeraseInline graphic by various NRTIs

Despite their antiviral activity, NRTIs have been reported to cause severe mitochondrial toxicity [9], [44], limiting their therapeutic use. A dominant hypothesis for the manifestation of mitochondrial toxicity by NRTIs is that NRTIs inhibit polymerase-Inline graphic Inline graphic function, which is necessary to duplicate the mitochondrial genome, thereby leading to mtDNA depletion and subsequent mitochondrial abnormalities. The anticipated mechanism of Inline graphic inhibition is highly similar to inhibition of polymerization during reverse transcription: tri-phosphorylated NRTIs compete with endogenous dNTPs for incorporation into the nascent mtDNA, and, once incorporated, lead to quasi-chain termination [9]. Polymerase-Inline graphic can perform two crucial catalytic functions, namely DNA polymerization and exonuclease activity; the later enabling the removal of incorporated NRTIs. The mechanism of action of NRTIs on Inline graphic leads us to believe that our mathematical model of polymerase inhibition by Inline graphic can be useful in predicting NRTI-induced inhibition of Inline graphic.

Utilizing pre-steady state kinetic data for the incorporation of dNTPs and various NRTIs (see Table S4, supplementary material), we estimated the residual Inline graphic function in a hetero-polymeric sequence context and under concentration ranges of NRTI-TPs typically observed in vivo. The results are stated in Table 5. For simulation purposes we utilized eqs. (1) and assumed dNTP levels typically observed in unstimulated Inline graphic cells (see Table 1). Under the parameters used, we found that mtDNA polymerization is substantially inhibited in the presence of d4T-TP and moderately inhibited by 3TC-TP for in vivo -triphosphate concentration ranges. Similarly, combinations 3TC-TP+D4T-TP reduced Inline graphic activity substantially and 3TC-TP+CBV-TP or 3TC-TP+AZT-TP+CBV-TP reduced Inline graphic activity moderately. We found the following order of inhibition of polymerase-Inline graphic which agrees with experimental findings [9]. The mitochondrial toxicity of AZT is likely not due to Inline graphic inhibition. Instead, it has been explained in terms of various other mechanisms, which are exemplified in the Discussion section.

Table 5. Estimated in vivo % residual human mitochondrial polymerase-Inline graphic activity in resting Inline graphic cells.

Inline graphic ther. Index*
TFV-DP 63.54–92.72% 5.5
AZT-TP 98.74–99.87%
d4T-TP 0.15–2.40% 0.1
FTC-TP 94.05–99.51% 8.2
3TC-TP 25.69–53.43% 12.2
CBV-TP 98.78–99.38% 9.1
FTC-TP/TFV-DP 61.96–92.55% 11
3TC-TP/d4T-TP 0.16–2.48% 0.5
CBV-TP/3TC-TP 25.18–52.70 14.9
CBV-TP/3TC-TP/AZT-TP 26.22–54.13%

In vivo concentration ranges were 3TC-TP = 12.2–40.5; FTC-TP = 1.5–19.4; TFV-DP = 0.16–1.17; CBV-TP = 0.44–0.88; d4T-TP = 0.034–0.56; and AZT-TP = 0.0056–0.056 Inline graphic, respectively [56], [71], [73][75], assuming an average cell volume of Inline graphic for resting Inline graphic T-cells [72].

*calculated as the ratio of average effect on polymerase-Inline graphic and wildtype reverse transcriptase of HIV-1: Inline graphic.

†: mitochondrial toxicity of AZT has been attributed to mechanisms other than Inline graphic inhibition (see Discussion section).

We subsequently defined a therapeutic index as the ratio of the mean inhibition of Inline graphic and wild type RT respectively. The therapeutic index indicated the following order for the inhibitors and their combinations: Inline graphic. Note, that AZT has been excluded from this assessment, because its mitochondrial toxicity has been contributed to mechanisms other than Inline graphic inhibition (see Discussion section).

Discussion

We presented a novel mechanistic mathematical model of HIV-1 polymerase inhibition by Inline graphic that, for the first time, focussed on the transient aspect of this inhibition. This is an important characteristic, as HIV-1 can exploit the transient nature of inhibition by reducing the residence time of the apparent chain terminator (the incorporated Inline graphic) in the nascent viral DNA to achieve drug resistance (summarized in [13]). Inline graphic removal from quasi-terminated RNA/DNA chains has also been described for hepatitis B & C viruses [24][26]. Hence, the developed model may also be applicable to study polymerase inhibition by Inline graphic in these viruses. In contrast to previous mathematical approaches [14], [19], we therefore describe the effects of nucleoside analogs on DNA-polymerization in terms of an increase in the average polymerization time, which is analogous to a reduction of the overall polymerization rate, i.e. Inline graphic. This mathematical approach not only allows to study various resistance mechanisms, but also allows for the first time to estimate the inherent fitness of drug resistant mutants, resulting from microscopic changes in the polymerization rate constants (e.g. Inline graphic, Inline graphic) of the mutant viral enzyme (see eqs. (1)–(3)). The derived model can readily be used to assess the probability to successfully finish polymerization. In supplementary Text S1 we have given an example for HIV-1 reverse transcription. It is also explained therein how the model can be integrated in larger (systems biology) models of the viral life cycle in order to study the effects of Inline graphic.

The developed model can be parameterized in terms of physiological parameters (such as dNTP concentrations) and microscopic kinetic rates (e.g. Inline graphic, Inline graphic, Inline graphic), typically derived from cell-free in vitro assays. These parameters can usually be precisely determined with standard errors Inline graphic. We demonstrated the applicability of the model for various distinct polymerization processes, in particular for polymerase inhibition during HIV-1 RT and mitochondrial Inline graphic by NRTIs, respectively. Adaptation to distinct polymerization processes was achieved by utilizing the kinetic constants for the respective processes, while the model remained unchanged. Notably, model-predicted macroscopic predictions (viral fitness, drug efficacy and toxicity) were consistent with various experimental macroscopic findings and thus underline the usefulness of the proposed model.

Based on the developed model of polymerization and its inhibition by Inline graphic, we derived two sets of mathematical solutions: Eqs. (1)–(11) can be used to compute the average effect of Inline graphic and combinations of Inline graphic on polymerization of arbitrary (hetero-polymeric) DNA sequences. Analogously, these equations can be used to determine the deceleration of polymerization resulting from resistance mutations in the absence of any Inline graphic, as an indicator of their inherent fitness cost. On the other hand, eqs. (16)–(20) represent analytical solutions for polymerase inhibition by Inline graphic in a simplified homo-polymeric sequence context. The resulting equations (19)–(20) immediately highlight key determinants of Inline graphic inhibition and resistance development in this context. These equations can also be used to determine the model's sensitivity for different combinations of kinetic- and physiological parameters, see Fig. 3 and Fig. 5. Based on eqs. (19)–(20), we found that factors impacting on Inline graphic inhibition can generally be divided into two categories: (i) kinetic- and (ii) cellular factors.

Eq. (20) revealed that the rate of Inline graphic incorporation Inline graphic, its binding affinity Inline graphic and the catalytic rate of Inline graphic removal Inline graphic are key molecular kinetic determinants for the efficacy of Inline graphic. All indicated molecular kinetic determinants (Inline graphic, Inline graphic and Inline graphic) depend on the viral polymerase enzyme and are thus prone to resistance development. The impact of alterations in these parameters is illustrated in Fig. 3B for ddATP and in Fig. 4 & 5 for AZT-TP.

Various reports indicate cell-specific differences in Inline graphic efficacy against HIV-1 [45][47]. Differences in efficacy were often brought in association with intracellular NA-TP∶dNTP ratios [48], [49]. Utilizing the derived model, we elucidated the impact of cellular factors on HIV-1 RT polymerase inhibition by NRTIs. Quite surprisingly, we found that cells that contain low dNTP content do not necessarily confer hypersusceptibility to NRTIs if Inline graphic (see Fig 3A). For AZT, we predicted that alteration of PPi and ATP levels can have a strong impact on its efficacy (see Table 3). In summary, we demonstrated that the concurrence of multiple kinetic- and physiological factors, rather than a single parameter, can determine the susceptibility of an infected cell towards Inline graphic, see eq. (20)–(21). In addition to cells that contain an unfavorable NA-TP∶dNTP ratio [48], [49], cells that contain high levels of PPi or ATP and low levels of Inline graphic (regardless of their dNTP content) could be resistant to NRTI treatment and residual viral replication despite treatment could persist in these cells as well. This finding can have important consequences for HIV-1 treatment with NRTIs, as HIV-1 exhibits a broad cell tropism [28][32]: While some evidence for low-level ongoing replication in the context of apparently suppressive antiviral therapy has been reported [50], the cellular source remains to be determined [51]. Whereas it has been shown previously [33], that heterogeneous viral inhibition facilitates drug resistance development, we show evidence for cell-specific (thus heterogeneous) inhibition by NRTIs. Thus, a possible mechanism for the emergence of drug resistance against could be explained on the basis of the mechanism of action of these compounds. However, further evidence is required to confirm this hypothesis.

We analyzed the specific mechanisms of AZT resistance through TAMs. It is well known, that TAMs induce resistance through increasing the excision of incorporated Inline graphic from nascent viral DNA. However, the precise mechanism that increases excision is controversial. A recent crystal structure of resistant RT [39], showed that the orientation of ATP is altered in the mutant enzyme. Based on this structure [39], the authors argued that ATP, which serves as an excision substrate for incorporated AZT, would bind with higher affinity to the quasi-terminated nascent viral DNA, accelerating the removal of incorporated AZT. To the contrary, our kinetic model indicated that increasing the affinity for ATP binding Inline graphic does not lead to resistance development (see Fig. 5), because ATP binding to the wild type enzyme is already saturated (Inline graphic) at physiological conditions, and further decrease of Inline graphic enhances the saturation effect. Increasing the removal rate Inline graphic desensitizes reverse transcriptase-mediated polymerization to AZT inhibition since Inline graphic, in cells with low PPi contents and under saturation conditions (see Table 1 and eq. (21)). We therefore propose that the main kinetic resistance effect of the altered orientation of ATP in mutant RT is mediated by an increased removal rate Inline graphic, in agreement with a pre-steady state kinetic analysis [17], although binding could be affected. In particular, the crystal structure showed that the resistance mutations affect the positioning of ATP in the RT catalytic site [39], which must translate into an effect on Inline graphic.

We quantified the inhibitory effects of AZT during RNA- and DNA dependent polymerization and we analyzed how TAMs (‘D67N/K70R/T215Y/K219Q’) induce susceptibility changes. We found that AZT inhibition during HIV-1 reverse transcription is more efficient during RNA-dependent polymerization than during DNA-dependent polymerization, see Fig. 4. Moreover, inhibition, as well as susceptibility changes induced by TAMs were found to be cell-specific (see Table 3).

While the emergence of a particular viral strains depends on a) the probability that the mutant is generated (related to residual replication and genetic distance), it also critically depends on the likelihood that the generated mutant becomes selected subsequently. However, if inhibition- and selection forces are different in distinct target cells (see Table 3 and Fig. 6), then the processes of mutant strain generation and subsequent selection might also we divided among target cells. We therefore further looked at the selective advantage Inline graphic of the ‘D67N/K70R/T215Y/K219Q’ mutant in distinct cell types. Specifically, we predicted that the selective advantage of the ‘D67N/K70R/T215Y/K219Q’ mutation in the presence of AZT at clinically relevant concentrations is quite distinct in activated Inline graphic cells, resting Inline graphic cells and macrophages (see Fig. 6). We found that the ‘D67N/K70R/T215Y/K219Q’ mutation is less likely selected over the wild type in activated Inline graphic cells, whereas this mutation is preferred in resting Inline graphic cells and macrophages (see Fig. 6) at clinically relevant concentrations. While these results indicate, for the first time, that selection forces against Inline graphic treatment can be quite distinct for diverse target cells, a detailed analysis of the various intermediate mutants in the TAM resistance pathway is required, in particular a construction of the ‘selection landscape’ for particular mutants in the resistance pathway and for different cell types infected with HIV-1 in the presence of combinations of drugs to fully understand resistance dynamics in vivo. The developed model can be used to facilitate such an analysis: In Fig. 7, we started to reconstruction the ‘selection landscape’ for intermediate mutants of the Q151M-complex during TDF treatment in unstimulated Inline graphic cells. We found for this cell type, that TDF alone is unlikely to select the Q151M-complex over the Q151M single mutation. Once the Q151M-complex has arisen, however, TDF would select for the additional K70Q mutation. An extended analysis of the resistance pathways in the case where particularly large genetic barriers are involved may in the future help to understand and influence the dynamics of resistance emergence for e.g. TAMs and the Q151M complex.

Epistasis has been suggested as a method to study evolutionary dynamics of virus populations [52]. It describes the phenomenon where the replicative fitness of one mutation is modified by one or several other mutations [22], [23]. Epistasis is said to be positive when the combined effects of two-or-more mutations result in greater replication than expected if the effects coming from the two single mutations were independent. Since resistance mutations against NRTIs of HIV-1 are located within the same enzyme (RT), several mutations could modify the enzyme in unexpected ways, i.e. result in epistatic interactions with regard to fitness and resistance. We have shown in Fig. 8 that our model can be used to analyze different aspects of epistasis (fitness, resistance and replication). In the presented example, we detected positive fitness epistasis Inline graphic of the ‘M184V/K65R’ double mutant and negative resistance epistasis Inline graphic with increasing TFV-DP concentrations in comparison with the single mutations. The combined effects of fitness- and resistance were positive at relevant concentration ranges of TFV-DP. The major conclusion from this analysis is that the combination of mutations can alter the RT enzyme in unexpected ways. The phenotypic attributes of a multiple mutated strain may not be intuitively related to the attributes of the single mutants. It is thus required to view each multiple mutated strain as an independent entity with regard to resistance and fitness. For deriving information about intermediate viral mutants in a resistance pathway (e.g. the Q151M-complex, or TAMs), it is therefore necessary to measure the attributes of each intermediate strain independently. Related experimental work [23] indicated that replication ranking, rather than epistasis predicts dynamics of resistance emergence, in line with our analysis in section “Selection of Resistance”.

Based on the developed model, we predicted that the ‘D67N/K70R/T215Y/K219Q’ mutation induces a 4.1 to 22.6 fold increase in the Inline graphic value for poly-thymidine polymerization, depending on the cell type and the template (RNA or DNA). In cellular assays, the ‘D67N/K70R/T215Y/K219Q’ mutant can induce a 120–150 fold increase in the fifty percent inhibitory (extracellular) concentration when measured in Inline graphic HeLa-cells [46] and a 8000 fold increase in MT-4 human T-lymphoid cells [47], respectively, while at the same time resistance at the enzymatic level was observed to be far more moderate [47]. This indicates that a direct quantitative comparison of susceptibility changes observed in different cell-based assays and changes computed at the enzymatic level, e.g. on the basis of DNA-dependent polymerization in resting Inline graphic cells (see Table 3) might not be possible. Here, we summarize a few mechanisms, which could contribute to this difference: (i) Firstly, the cell types utilized in distinct cell-based assays differ, which can results in distinct susceptibility changes to NRTIs. We discussed- and illustrated the impact of these cell-specific differences in Cell type specific susceptibility to AZT and impact of resistance and in Table 3 for AZT. For AZT, these cell-specific differences were attributed to different contents of PPi and dTTP. (ii) Secondly, two different outputs are measured by the two methods: In contrast to RT activity, phenotypic assays measure the production of viral proteins, which denotes a step in the viral life cycle following polymerization and reverse transcription of the viral genome. (iii) Thirdly, and most importantly, the Inline graphic values based on enzymatic activity (as computed in this work) refer to intracellular concentrations of AZT-triphosphate, while the fold change derived by cell-based assays refers to the concentrations of extracellular pro-drug (AZT) added to the medium surrounding the cells. This has important consequences: AZT phosphorylation is known to be non-linear and might be saturated at the bottlenecking step of thymidilate kinase Inline graphic [53], [54]. We have shown previously that the in vivo maximally achievable AZT-TP concentration is close to the clinically achieved AZT-TP concentration in peripheral blood mononuclear cells (PBMCs), when 300 mg AZT is given twice daily, see [53]. In order to disproportionately increase the Inline graphic value several hundred-fold, as observed with some mutants e.g. ‘M41L/D67N/K70R/T210W/Y215F’, at the enzymatic level all that is required is a minor fold change in the Inline graphic (for AZT-TP), that shifts the fifty percent inhibitory concentration of intracellular AZT-TP beyond the maximally achievable levels. Thus, by adding more extracellular AZT, sufficient concentrations of AZT-TP may never be reached. In the case of saturating intracellular AZT monophosphate (AZT-MP) concentrations, the cell-specific levels of thymidilate kinase enzyme will ultimately determine the maximally achievable AZT-TP concentration, which are therefore also cell-specific [55].

In Table 4 we analyzed, based on the developed model, how different mutations can specifically alter the efficacy of distinct NRTIs and their combinations on DNA-directed polymerization and at physiological concentrations. Estimated susceptibility changes resulting from distinct mutations were qualitatively in good agreement with results from cell culture assays (see [40]), although, as mentioned earlier, it should be noted that a direct quantitative comparison of our estimations with results from cell-culture assays may not be possible. While estimating the effect of combinations of Inline graphic on DNA polymerization is straightforward using eq. (1)–(11), we did not assess clinically relevant pharmacokinetic interactions between different Inline graphic. Pharmacokinetic interactions between NRTIs of HIV-1 have mainly been attributed to interactions during the cellular activation cascade [56]. For our estimations in Table 4 we therefore assessed only drug combinations that use distinct enzymes in their phosphorylation cascade and which therefore bear lesser potential for pharmacokinetic interaction than drugs which utilize the same intracellular phosphorylation pathway.

Inhibition of mitochondrial polymerase-Inline graphic by NRTIs has been proposed as a central process for their clinical toxicity [9]. We therefore studied inhibition of polymerase-Inline graphic by distinct NRTIs at physiologically relevant triphosphate concentrations. The ranking of polymerase-Inline graphic inhibition by the analyzed NRTIs was in good agreement with published results [9], indicating a strong inhibition of Inline graphic by d4T and moderate inhibition by 3TC at physiological intracellular triphosphate concentrations. However, it should also be noted, that mitochondria in different tissues might contain different levels of dNTP and NRTI-TPs and might therefore be differentially prone to Inline graphic inhibition, potentially contributing to site-specific toxicities of some NRTIs [9]. Mitochondrial toxicity of AZT has been explained by other mechanisms than Inline graphic inhibition. In particular, AZT might deplete dNTP pools in the mitochondria, rather than quasi-terminate nascent mtDNA by its incorporation [57], [58].

Although we demonstrated the use of the developed model on nucleoside reverse transcriptase inhibitors of HIV-1 throughout the article, we did not construct a mathematical model of the complete reverse transcription process, but rather focussed on the sub-process of polymerization, which is primarily targeted by NRTIs and other Inline graphic. The aim was to point out general principles of inhibition and resistance development, rather than establishing customized models for the respective targeted viral processes. Therefore, the presented model can be used to also assess effects on distinct polymerase enzymes, or as demonstrated in Table 5 to assess off-target effects of Inline graphic. Furthermore, the model can readily be used to assess inhibition of polymerization by NcRTIs, a novel class of pre-marketed nucleoside inhibitors which compete with natural dNTPs for binding to the polymerase enzyme, without becoming incorporated [59][61].

In the future, the developed model could be extended for the “dead-end complex”-mechanism observed during inhibition of HIV-1 RT [13], if respective kinetic parameters become available. Extension of the model is straightforward, as it only requires the introduction of an additional state in the mathematical model (Inline graphic in Fig. 1) and the subsequent derivation of the corresponding equations, analogously to the derivations in this article.

Recent in vitro experiments with single-molecules of HIV-1 RT indicated that additional complexities might occur during the reverse transcription process, such as enzyme-template dissociation and association and reversal of orientation to perform distinct tasks, such as RNAse H cleavage of the viral RNA template [62], [63]. While these results warrant further investigation, it has been shown that in vivo an excess of RT (50–200 enzymes/virion) in comparison to RNA template may be present [64], such that different enzymes could perform different tasks (polymerization/RNAse H) at the same time in vivo. The cooperativity of multiple RT enzymes can also explain the distinct shape of the dose-response curve observed in primary human cells with inhibitors that directly target the enzyme, such as non-nucleoside reverse transcriptase inhibitors (NNRTIs), in contrast to inhibitors that target the RNA/DNA template (NRTIs) [65], [66]. The development of models of reverse transcription that also incorporate the effects of non-nucleoside reverse transcriptase inhibitors (NNRTIs) [67], [68] warrants further mechanistic understanding of the complex overall process of reverse transcription and will be left for future research. The developed model can however be readily be used to model the effects of NAs and will be further extended to model e.g. the complete reverse transcription process of HIV-1 genomic RNA, or analogous processes in other viruses (see also supplementary Text S1).

Methods

Derivation of a recursive solution for the polymerization times on arbitrary hetero-polymeric sequences

In this section we will derive the analytical solution for the polymerization time given in eq. (10), which is based on ideas given in [69]. Recall that the proposed model is a Markov jump process and that the polymerization time Inline graphic is given by the mean first passage time (MFPT) to go from state ‘0’ (initiation of polymerization) to the state Inline graphic (final polymerization product).

Starting point for the derivation are the MFPT-equations (Inline graphic) [70],

graphic file with name pcbi.1002359.e475.jpg (22)
graphic file with name pcbi.1002359.e476.jpg (23)

Eq. (23) yields

graphic file with name pcbi.1002359.e477.jpg

such that eq. (22) simplifies to

graphic file with name pcbi.1002359.e478.jpg

Further algebraic rearrangements yield

graphic file with name pcbi.1002359.e479.jpg

and finally

graphic file with name pcbi.1002359.e480.jpg (24)

We define the general relation

graphic file with name pcbi.1002359.e481.jpg (25)

which allows us to express Inline graphic as a telescope sum Inline graphic, i.e.,

graphic file with name pcbi.1002359.e484.jpg (26)

From the general relation (25), we can derive Inline graphic and Inline graphic, which were substituted into equation (24). Rearrangement produces the recursion

graphic file with name pcbi.1002359.e487.jpg (27)

which equals

graphic file with name pcbi.1002359.e488.jpg (28)

with parameter definitions given in eq. (9) of the main text.

Equation (27) is satisfied by

graphic file with name pcbi.1002359.e489.jpg (29)

such that the initial condition holds, i.e.,

graphic file with name pcbi.1002359.e490.jpg

Finally, inserting (29) into (26) results in the analytical expression for Inline graphic,

graphic file with name pcbi.1002359.e492.jpg (30)

Derivation of an analytic solution for polymerization times of homo-polymeric sequences

In case where the sequence to be polymerized is homo-polymeric, e.g. ‘Poly-A’, all rates are uniform, i.e., Inline graphic and Inline graphic for any Inline graphic. Then by exploiting twice the identity

graphic file with name pcbi.1002359.e496.jpg (31)

the polymerization time from eq. (30) simplifies to

graphic file with name pcbi.1002359.e497.jpg (32)

which is displayed in eq. (16) of the main article.

Determination of the fifty percent inhibitory concentration Inline graphic

Starting point for calculating the fifty percent inhibitory concentration (for polymerization of uniform sequences) is equation (19). We set

graphic file with name pcbi.1002359.e499.jpg (33)

substitute eqs. (12)–(14) and solve for the Inline graphic concentration (that yields 50% inhibition, the Inline graphic value). After rearranging, we get the quadratic formula

graphic file with name pcbi.1002359.e502.jpg (34)

with

graphic file with name pcbi.1002359.e503.jpg

which yields

graphic file with name pcbi.1002359.e504.jpg (35)

Supporting Information

Table S1

Pre-steady state kinetic constants for nucleoside incorporation by wild type HIV-1 reverse transcriptase. Indicated parameters are average values from the respective literature sources.

(PDF)

Table S2

Fold change of kinetic parameters for DNA-dependent polymerization in various HIV-1 reverse transcriptase mutants, relative to wildtype RT. Inline graphic was set to the value of 0.0016 [1/s] in resting Inline graphic T-cells for thymidine- and adenosine analogs respectively, see Table S3 (supplementary material) and eq. (18) (main article) and to the value of 0.00053 [1/s] for guanine- and cytosine analogs, see [76]. Inline graphic excision of TFV-TP from terminated templates was assumed to be 100%, 50%, 100% and 40% of the wild type excision rate for the M184V, the K65R, the Q151M and the K65R/M184V mutant, see [77]. Inline graphic CBV-TP excision in the Q151M mutant was set to 5300% of wild type excision, see [76]. D4T-TP excision in the M184V mutant was set to 83% of the wild type excision, assuming a similar effect of M184V on D4T-TP and AZT-TP [77]. If no other information was available, excisions of nucleoside analogs in the mutant enzymes were assumed to be equal to the wild type excision rate. Inline graphic Q151Mc denotes the ‘A62V/V75I/F77L/F116Y/Q151M’ mutant. Inline graphic 4-TAM denotes the ‘D67N/K70R/T215Y/K219Q’ mutant. Inline graphic set to the value of 1, because of insufficient information. Inline graphic set equal to the rate in Q151Mc.

(PDF)

Table S3

Pre-steady state kinetic constants for AZT excision by HIV-1 reverse transcriptase wildtype and ‘D67N/K70R/T215Y/K219Q’ mutant. Inline graphic Parameter could not be accurately determined in the respective study [17].

(PDF)

Table S4

Pre-steady state kinetic constants for nucleoside incorporation by human mitochondrial polymerase- Inline graphic . Inline graphic Inline graphic was set to value zero because of insufficient information.

(PDF)

Text S1

The supplementary text contains the modelling required to compute the probability to successfully complete reverse transcription (RT) in HIV-1, based on the parameters presented in the main manuscript.

(PDF)

Acknowledgments

Mvk and CS acknowledge fruitful discussions with Dr. Michael Wulkow, CiT (Rastede, Germany).

Footnotes

The authors have declared that no competing interests exist.

MvK acknowledges acknowledges financial support by the German Ministry of Education and Sciences (BMBF) and from the DFG research center MATHEON. PM acknowledges funding from the DFG research center MATHEON and DFG SPP 1276 (MetStröm). RM was supported by grants from Sidaction and ANRS (Agence Nationale de Recherches sur le SIDA et les Hépatites). The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Supplementary Materials

Table S1

Pre-steady state kinetic constants for nucleoside incorporation by wild type HIV-1 reverse transcriptase. Indicated parameters are average values from the respective literature sources.

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Table S2

Fold change of kinetic parameters for DNA-dependent polymerization in various HIV-1 reverse transcriptase mutants, relative to wildtype RT. Inline graphic was set to the value of 0.0016 [1/s] in resting Inline graphic T-cells for thymidine- and adenosine analogs respectively, see Table S3 (supplementary material) and eq. (18) (main article) and to the value of 0.00053 [1/s] for guanine- and cytosine analogs, see [76]. Inline graphic excision of TFV-TP from terminated templates was assumed to be 100%, 50%, 100% and 40% of the wild type excision rate for the M184V, the K65R, the Q151M and the K65R/M184V mutant, see [77]. Inline graphic CBV-TP excision in the Q151M mutant was set to 5300% of wild type excision, see [76]. D4T-TP excision in the M184V mutant was set to 83% of the wild type excision, assuming a similar effect of M184V on D4T-TP and AZT-TP [77]. If no other information was available, excisions of nucleoside analogs in the mutant enzymes were assumed to be equal to the wild type excision rate. Inline graphic Q151Mc denotes the ‘A62V/V75I/F77L/F116Y/Q151M’ mutant. Inline graphic 4-TAM denotes the ‘D67N/K70R/T215Y/K219Q’ mutant. Inline graphic set to the value of 1, because of insufficient information. Inline graphic set equal to the rate in Q151Mc.

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Table S3

Pre-steady state kinetic constants for AZT excision by HIV-1 reverse transcriptase wildtype and ‘D67N/K70R/T215Y/K219Q’ mutant. Inline graphic Parameter could not be accurately determined in the respective study [17].

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Table S4

Pre-steady state kinetic constants for nucleoside incorporation by human mitochondrial polymerase- Inline graphic . Inline graphic Inline graphic was set to value zero because of insufficient information.

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Text S1

The supplementary text contains the modelling required to compute the probability to successfully complete reverse transcription (RT) in HIV-1, based on the parameters presented in the main manuscript.

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