Abstract
A promising strategy for cancer immunotherapy is to disrupt key pathways regulating immune tolerance, such as cytotoxic T lymphocyte–associated protein 4 (CTLA-4). However, the determinants of response to anti–CTLA-4 mAb treatment remain incompletely understood. In murine models, anti–CTLA-4 mAbs alone fail to induce effective immune responses to poorly immunogenic tumors but are successful when combined with additional interventions, including local ionizing radiation (IR) therapy. We employed an established model based on control of a mouse carcinoma cell line to study endogenous tumor-infiltrating CD8+ T lymphocytes (TILs) following treatment with the anti–CTLA-4 mAb 9H10. Alone, 9H10 monotherapy reversed the arrest of TILs with carcinoma cells in vivo. In contrast, the combination of 9H10 and IR restored MHC class I–dependent arrest. After implantation, the carcinoma cells had reduced expression of retinoic acid early inducible–1 (RAE-1), a ligand for natural killer cell group 2D (NKG2D) receptor. We found that RAE-1 expression was induced by IR in vivo and that anti-NKG2D mAb blocked the TIL arrest induced by IR/9H10 combination therapy. These results demonstrate that anti–CTLA-4 mAb therapy induces motility of TIL and that NKG2D ligation offsets this effect to enhance TILs arrest and antitumor activity.
Introduction
The presence of tumor-infiltrating lymphocytes (TILs) is predictive for a positive outcome in human cancer (1), but relatively little is known about how TILs interact with tumor components in vivo (2). Our understanding of this process is based on studies using mouse models and two-photon laser scanning microscopy (TPLSM) (3). Studies using the OT-1 model system with Kb-OVA as an antigen in a T lymphoma context and a single study using endogenous TILs in conjunction with vaccination for a viral antigen in a lung carcinoma setting all found that stable TIL–tumor cell interactions are a feature of tumor rejection (2, 4, 5). Recent FDA approval of anti–CTLA-4–based immunotherapies for treatment of melanoma (6) has raised interest in understanding how non-antigen-specific immunotherapies influence the interactions of TILs and tumor cells. However, there are currently no data on such effects in tumors in vivo.
The ability of anti–CTLA-4 mAbs to induce immune-mediated tumor regression and specific T cell memory was first demonstrated in mouse tumor models of relatively immunogenic tumors (7). Significant antitumor activity of anti–CTLA-4 mAbs against poorly immunogenic tumors required combination with additional interventions. Increased priming of antitumor T cells by vaccination and/or other “conditioning” effects of chemotherapy and radiotherapy were a prerequisite for effective anti–CTLA-4 mAb–mediated antitumor immunity in the setting of poorly immunogenic tumors (8–10).
CTLA-4 suppresses immune responses by cell-autonomous and non-autonomous mechanisms. Non-autonomous effects of CTLA-4 include the reduction of CD80 and CD86 from the surface of dentritic cells by regulatory and effector T cell–mediated trogocytosis (11, 12). Cell-autonomous functions of CTLA-4 include competition with CD28 for binding to shared ligands CD80 and CD86 (13–15), engagement of negative signaling pathways (16), inhibition of activating signaling (17, 18), and inhibition of transcriptional programs in CD8+ T cells (19). A single dose of anti–CTLA-4 mAb during priming increases the expansion and effector function of CD8+ T cells (20).
Anti–CTLA-4 mAb is generally thought to block the effect of CTLA-4 interaction with CD80 and CD86; however, it may also activate signaling pathways in T cells. Anti–CTLA-4 mAb triggers antiapoptotic, pro-adhesion, and pro-polarity signals (21–23). Anti–CTLA-4 mAbs enhance T cell motility on ICAM-1–coated surfaces and can override anti-CD3–mediated stop signals in vitro (24). Recent data in different tolerance models also implicate CTLA-4 engagement in the regulation of T cell adhesion to APCs and endothelial cells (25, 26). However, one study on tolerized T cells in a diabetes model found no effect of anti–CTLA-4 on breaking tolerance or helper T cell–APC interactions in vivo, although the timing of the intervention may be responsible for the lack of effect (27). The effects of anti–CTLA-4 on T cell dynamics in the setting of effective immunotherapy are unknown.
Ionizing radiation (IR) therapy is a standard treatment modality for many cancers. A number of mechanisms have been proposed for the effects of IR, including stimulation of antitumor immunity (28–30). Antigen-specific mechanisms include promoting the presentation of tumor-derived antigens through immunogenic tumor cell death and alteration of antigen presentation in surviving tumor cells (29, 31–33). Non-antigen-specific mechanisms include contributing to the effector phase of the antitumor immune response by enhancing the expression of relevant soluble and cell surface ligands. For example, chemokines, adhesion molecules, and co-stimulatory ligands are all upregulated by IR (31, 32, 34–38). However, there are no data on the effects of IR on TIL interactions with tumor cells in vivo.
We have utilized a previously established 4T1 breast carcinoma mouse model in which IR synergizes with anti–CTLA-4 mAb treatment (10, 39) to visualize the impact of anti–CTLA-4 immunotherapy under conditions where it fails as a monotherapy or succeeds as a combination therapy with IR. Cxcr6+/gfp knock-in BALB/c mice were used as recipients to allow tracking of relevant TILs (34). We show that anti–CTLA-4 mAb as monotherapy increased T cell motility in vivo, whereas the combination of IR and anti–CTLA-4 mAb promoted synergistic T cell arrest in contact with tumor cells. TIL arrest and reduction of 4T1 tumor growth were blocked by anti-NKG2D antibodies. These results are consistent with clinical observations that unhindered NKG2D recognition is important for the success of anti–CTLA-4 therapy (40) and suggest that a combination of cell-intrinsic TCR-CD8, CTLA-4, and NKG2D signals synergize to regulate TIL recognition of tumor cells.
Results
Visualizing endogenous TILs in a mouse model of antitumor therapy.
4T1 tumors and their metastases are inhibited by antitumor CD8+ T cells in mice treated with local IR and anti–CTLA-4 mAb in combination, but not as single modalities (10). We have previously shown that the majority of CD8+ T cells present in the tumors that are being rejected are CXCR6+ (34). Therefore, we employed mice with the CXCR6 coding sequence replaced by GFP (41) at one allele and WT Cxcr6 at the other allele (Cxcr6+/gfp) to visualize TILs by intravital TPLSM with minimal interference to homing (34, 42). To visualize tumor cells, we prepared 4T1 cells expressing cyan fluorescent protein (CFP), which can be readily distinguished from GFP by TPLSM (43). CFP-4T1 tumors growing in Cxcr6+/gfp mice were rejected with a kinetics similar to that of the parental 4T1 tumors growing in WT mice (10, 34) upon treatment with local IR and anti–CTLA-4 mAb 9H10 (IR+9H10), with the immune-mediated regression phase becoming apparent after day 20 (Figure 1, A and B). Ex vivo characterization of CD8+ TILs on day 21 showed that the GFP+ subset was highly enriched for cells expressing the activation marker CD69 in both untreated and local IR+9H10-treated mice (Figure 1C). Importantly, GFP+CD69+ cells represented a larger portion of CD8+ TILs and were increased greater than 4-fold in the tumors of treated mice (Figure 1D). In addition, ex vivo measurement of IFN-γ production by intracellular staining without additional stimulation showed that IFN-γ–positive CD8+ cells are present almost exclusively within the GFP+CD69+ subset (Figure 1E), suggesting that this subset contains antigen-specific antitumor T cells (4).
To analyze the dynamic behavior of T cells in the tumor microenvironment, we first imaged tumors on day 22 after implantation. CFP+ 4T1 cells were readily detectable in mice that were untreated or treated with local IR only or 9H10 only (Figure 1F and Supplemental Videos 1 and 2; supplemental material available online with this article; doi: 10.1172/JCI61931DS1). In marked contrast, treatment with the combination of local IR+9H10 induced a dramatic reduction in CFP+ 4T1 cells, consistent with the observed tumor regression (Figure 1F and Supplemental Videos 1 and 2). We restricted our analysis of GFP+ TIL behavior to a qualitative description, since we were not able to make meaningful comparisons in the absence of tumor cells in the combination treatment. The GFP+ TILs in the untreated, irradiated, and 9H10-treated tumors behaved similarly, with rapid movement in the connective tissue and a mixed pattern of intermediate movement and arrest in the tumor (Supplemental Videos 1 and 2). Consistent with previous data indicating that anti–CTLA-4 mAb in combination with vaccination, but not as monotherapy, results in increased intratumoral T cell infiltration (44), only the combination of IR and 9H10 resulted in a significant increase (P < 0.005, IR+9H10 versus control) in GFP+ cells (Figure 1G), and these were highly motile throughout the connective tissue space (Supplemental Videos 1 and 2). There were few opportunities to observe these cells interacting with tumor cells. Imaging on day 22 indicated that failure to control the tumor in untreated and single modality–treated tumors was not due to loss of TILs displaying a range of interaction modes with tumor cells. In addition, observation of tumor sites that were successfully treated by the combination of IR and 9H10 demonstrates persistence of highly active immune effector cells that continue to survey the tumor-free connective tissue.
Effect of radiotherapy and anti–CTLA-4 treatment on the interactions of TILs with tumor cells.
Since most 4T1 cells had disappeared from tumors treated with IR+9H10 on day 22, at least from the outermost portion of the tumor that can be imaged, TPLSM was next performed on day 16, after administration of local IR and the first dose of 9H10 (Figure 1A). During imaging, we defined the tumor parenchyma based on the CFP signal and included some surrounding connective tissue, which often contained postcapillary venules with rolling leukocytes, in each video. We defined TILs stringently as GFP+ cells within areas containing CFP+ cells, recorded their behavior over a period of 15 minutes, and performed a comprehensive analysis of T cell migratory properties under different treatment conditions. The 15-minute period was adequate to assess motility of TILs versus arrest (<1.5 μm/min) in the tumor and allowed sampling of 4 fields in each tumor preparation.
On day 16, the number and composition of GFP+ cells were similar in all of the conditions examined, with the majority of GFP+ T cells being CD8+ cells expressing the activation markers CD69 and/or NKG2D (Supplemental Figure 1, A–C). GFP+ cells moved randomly with higher speed in vascularized connective tissue than within the CFP+ tumor cell–rich areas in all conditions (Supplemental Videos 3 and 4, and Supplemental Figure 1B). All analyses were performed on cells present within the tumor as defined by the presence of CFP+ tumor cells. Analysis of the migratory paths showed that GFP+ TILs moved longer distances in mice treated with local IR only or 9H10 only than in untreated mice (Figure 2A). Unexpectedly, the increase in migratory activity elicited by each monotherapy was reversed when local IR and 9H10 were used in combination. Consistent with this, compared with the untreated controls (average speed, 2.61 ± 1.88 μm/min), GFP+ TILs of irradiated tumors displayed significantly increased motility (average speed, 3.62 ± 2.19 μm/min, P = 0.001) and slightly decreased arrest coefficient (36% in control to 31% in IR-treated, P = 0.5). This effect was accounted for by the increased motility of GFP+ TILs in less vascularized tumor regions. The increase in motility of GFP+ TILs was even more prominent in mice treated with 9H10 alone (average speed, 6.95 ± 2.94 μm/min, P < 0.0001 versus control), which also showed a significant decrease in arrest coefficient (36% in controls versus 13% in 9H10-treated, P < 0.0001) (Figure 2, B and C, and Supplemental Videos 3 and 4). However, when 9H10 was given to mice that had also received local IR, the increased motility seen with 9H10 alone was abrogated (average speed, 2.59 ± 1.74 μm/min in double-treated mice, P < 0.0001 versus 9H10 alone), and the arrest coefficient significantly increased (from 13% with 9H10 alone to 29% in double-treated mice, P < 0.0001). There was no significant difference in speed and arrest coefficient between control and IR+9H10-treated mice. The confinement index was not significantly altered in any of the treatment groups, and mean displacement was consistent with a random walk (Figure 2, D and E).
In vivo imaging demonstrated that 9H10 used as monotherapy delivered a “go” signal to GFP+ TILs, which was converted to a significant “stop” signal (defined as cells moving at ≤1.5 μm/min) in irradiated tumors, despite the fact that IR alone also increased GFP+ TIL motility. Many of the TILs in IR+9H10-treated mice appeared fully arrested for the 15-minute duration of the imaging sessions (Supplemental Videos 3 and 4). Importantly, all arrested TILs displayed active protrusions consistent with an active arrest process, such as formation of a cytotoxic synapse (45), rather than loss of viability, as was previously reported for non-antigen-specific T cells in tumors (2). These data suggest that treatment with 9H10 disrupts the stable, long-lasting interactions between T cells and tumor cells that are required for antitumor effector functions (2, 4, 5), but these interactions are restored by radiation-induced changes.
T cell arrest in contact with tumor cells is MHC-I dependent.
In vivo imaging on day 16 demonstrated that GFP+ TILs form stable interactions with tumor cells in untreated mice as well as in mice treated with IR+9H10, but only the latter are able to inhibit tumor growth. To test whether T cell arrest requires MHC recognition, we injected mice with a cocktail of function-blocking antibodies to all expressed MHC-I alleles (H-2Kd, H-2Dd, H-2Ld) or an isotype control 18 hours before imaging. These antibodies are targeted to the α3 domain and thus block the critical contribution of CD8 to peptide-MHC–dependent killing and cytokine production (46, 47). Treatment with MHC-I blocking mAbs markedly lengthened the migratory paths of GFP+ TILs in both untreated mice and in mice treated with IR+9H10 (Figure 3A). GFP+ TIL motility in control mice was significantly increased in the presence of anti–MHC-I mAbs compared with isotype mAbs (5.27 ± 2.12 versus 2.06 ± 1.11 μm/min, P < 0.0001), and the arrest coefficient dropped from 50% to 11% (P < 0.0001) (Figure 3, B and C). Likewise, GFP+ TIL motility in IR+9H10-treated mice was significantly increased in the presence of anti–MHC-I mAbs compared with isotype mAbs (4.82 ± 1.39 versus 2.5 ± 1.13 μm/min, P < 0.0001), and the arrest coefficient dropped from 35% to 12% (P < 0.0001). There was no significant difference in average GFP+ TIL speed and arrest coefficient between control and IR+9H10-treated mice that had received anti–MHC-I mAbs. These results suggest that arrest of GFP+ TILs requires the interaction of CD8 with MHC-I molecules on tumor cells. Availability of MHC-I does not seem to depend on IR, as TILs in untreated control and treated mice showed similar behavior.
Radiotherapy upregulates ICAM-1 and induces RAE-1 on 4T1 tumor cells in vivo.
To identify molecular candidates that could account for the observed synergy of radiotherapy with anti–CTLA-4 mAb in increasing the stability of TIL interaction with tumor cells, we analyzed IR-induced changes in the expression of surface molecules known to participate in recognition of target cells by CD8+ effectors on 4T1 cells. Radiation has been shown to upregulate the expression of MHC-I and ICAM-1 (32, 33, 35, 36). In addition, genotoxic stress, such as induced by IR, regulates the expression of NKG2D ligands on normal and transformed cells (37, 38). Therefore, these molecules were chosen for analysis.
CFP+ 4T1 cells were isolated from tumors 48 hours after IR on day 16 and analyzed by flow cytometry with gating on CFP+ and CD45– cells (Figure 4A). 4T1 cells growing in vivo showed significant phenotypic changes compared with in vitro cultured cells, with increased expression of H2-Kd and ICAM-1, but loss of the NKG2D ligands retinoic acid early inducible–1 (RAE-1) and H60 (Figure 4B), whereas MULT-1 was not expressed in vitro or in vivo (Supplemental Figure 2 and data not shown). Levels of H2-Kd were not further increased after in vivo irradiation, whereas basal ICAM-1 expression on 4T1 cells from non-irradiated tumors was significantly increased on 4T1 cells from irradiated tumors (Figure 4A). RAE-1 was effectively absent or barely detectable on 4T1 cells from non-irradiated tumors and was increased significantly on 4T1 cells from irradiated tumors (Figure 4A). In contrast, radiation did not induce the expression of H60, which was not detectable in vivo despite expression of H60 in cultured cells (Figure 4B). The low level of RAE-1 is typical of the expression pattern for this stress-induced ligand (37, 48, 49). In support of the possibility that RAE-1 might contribute to tumor recognition, approximately 60% of GFP+ CD8+ T cells expressed NKG2D in the tumor (Supplemental Figure 1). Expression of NKG2D on activated TILs did not depend upon treatment with 9H10 or IR, since it was similar in TILs in all treatment groups.
RAE-1 enhances TCR stop signal in the presence of anti–CTLA-4 mAb in vitro.
Our in vivo data indicated that anti–CTLA-4 mAb enhances GFP+ TIL motility and reduces their contact time with tumor cells, but this effect is reversed by prior tumor irradiation (Figure 2 and Supplemental Videos 3 and 4). To determine whether the interaction between radiation-induced RAE-1 and NKG2D plays a role in regulating CD8+ T cell motility, we performed a well-established in vitro motility assay that allows monitoring the movements of preactivated CD8+ T cells migrating on a planar surface coated with ICAM-1 (24, 50). The average speed of T cells (9.05 ± 5.74 μm/min) was significantly reduced by the addition of anti-CD3 mAb (average speed, 2.29 ± 1.40 μm/min, P < 0.0001) (Figure 5, A and B), consistent with the known ability of TCR to deliver a stop signal (50). In contrast, 9H10 alone significantly increased T cell motility (average speed, 11.96 ± 6.35 μm/min, P < 0.0001). Importantly, 9H10 was able to override the TCR-induced stop signal when given together with anti-CD3 (average speed, 8.62 ± 3.98 μm/min, P < 0.0001 versus anti-CD3) (Figure 5, A and B), as previously described (24). We then tested the effects of RAE-1 on T cell motility in this assay. The addition of RAE-1 did not alter the motility of T cells migrating on ICAM-1 without additional treatment (average speed, 8.08 ± 4.40 μm/min, P = 0.57) or treated with 9H10 (average speed 11.85 ± 6.46 μm/min, P = 0.74 versus 9H10) (Figure 5, A and B). However, the addition of RAE-1 significantly decreased the motility of cells treated with 9H10 and anti-CD3 mAbs (average speed, 3.64 ± 2.47 μm/min, P < 0.0001 versus anti-CD3+9H10) (Figure 5B). This effect was specific for RAE-1, because the addition of the chemokine CXCL16 did not significantly change the speed of T cells migration over ICAM-1 in the presence of 9H10 and anti-CD3 mAbs (11.22 ± 5.69 versus 11.26 ± 5.23 μm/min, P = 0.63) (Supplemental Figure 3). These results suggest that NKG2D engagement can promote T cell arrest under conditions where anti–CTLA-4–mediated go signals are dominant over TCR-mediated stop signals.
NKG2D is required for the synergy of radiotherapy and anti–CTLA-4 mAb treatment in vivo.
We next tested whether NKG2D ligation can provide the radiation-induced signal that counteracts 9H10-induced motility leading to TIL arrest in 4T1 tumors in vivo. To this end, the anti-NKG2D mAb CX5 was injected into mice shortly before intravital imaging on day 16. CX5 treatment did not affect the motility of GFP+ TILs in untreated control mice (Figure 5C and Supplemental Videos 5 and 6). In contrast, CX5 treatment prevented T cells from stopping and arresting with tumor cells in mice treated with IR+9H10. Compared with mice that did not receive CX5 (Figure 2, A–C), blocking the NKG2D receptor in mice treated with IR+9H10 (Figure 5D) significantly increased the average speed of GFP+ TILs (2.59 ± 1.74 to 4.89 ± 2.96 μm/min, P < 0.0001) and decreased the arrest coefficient (29% to 18%, P < 0.0001). Therefore, blocking the NKG2D receptor on T cells significantly reversed the ability of IR to promote a stable interaction of T cells with tumor cells after CTLA-4 ligation. This suggests that RAE-1 induction is a critical step whereby IR synergizes with anti–CTLA-4 treatment.
NKG2D blockade abrogates tumor inhibition induced by IR+9H10 treatment.
To determine whether NKG2D-dependent interactions of TILs with tumor cells were required for the therapeutic effect of IR+9H10 treatment, NKG2D receptor was blocked by administration of CX5 starting on day 15 after tumor inoculation. In the absence of treatment with 9H10, CX5 did not have any significant effect on growth of the primary s.c. tumor or spontaneous lung metastases by itself (P > 0.05, CX5 versus control) or in combination with IR (P > 0.05, CX5+IR versus IR) (Figure 6, A–C). However, administration of CX5 to mice treated with IR+9H10 significantly reversed the immune-mediated inhibition of the primary irradiated tumor (P < 0.0005, IR+9H10 versus IR+9H10+CX5), and tumors grew in these mice similarly to tumors of mice that had received local IR without 9H10 (P = 0.1643) (Figure 6A). Interestingly, blockade of NKG2D also significantly reduced metastasis inhibition in mice treated with IR+9H10 (P < 0.05, IR+9H10+CX5 versus IR+9H10), though a trend to have an effect was still present (P = 0.0624, IR+9H10+CX5 versus control), suggesting that CD8-mediated control of lung metastases (10) is at least partially dependent on NKG2D (Figure 6, B and C).
Overall, our results identify the interaction between radiation-induced RAE-1 on tumor cells and NKG2D on TILs as a key molecular mechanism that explains the ability of radiotherapy to promote immune-mediated inhibition of tumor growth and metastasis in mice treated with anti–CTLA-4 mAbs.
Discussion
Here we employed the poorly immunogenic 4T1 carcinoma as a model to define novel mechanisms that account for the therapeutic effects of treatment with anti–CTLA-4 mAb by studying the behavior of TILs in mice treated with 9H10 alone (tumor growth) versus 9H10+IR (inhibition of tumor growth). The results of this experiment could not be predicted based on earlier in vitro and in vivo studies with CTLA-4–expressing cells or anti–CTLA-4 (7, 10, 13–20, 24). The results suggest a new axis for control of antitumor reactivity in CD8+ T cells based on combinatorial control by CTLA-4 and NKG2D ligands in tumors. Anti–CTLA-4 resulted in significant acceleration of TIL motility within the tumor. Local IR also weakly enhanced motility. In contrast, IR synergized with anti–CTLA-4 mAb to arrest TILs in tumors in vivo. MHC-I and NKG2D-mediated recognition were also required for this arrest. We propose that TILs activated by anti–CTLA-4 require TCR-CD8 and NKG2D signals for recognition within the tumor leading to arrest. Data from in vitro motility assays (Figure 5, A and B) further support this hypothesis.
Other investigators have utilized TPLSM to examine the dynamics of antigen-specific T cells within tumors expressing model antigens or viral antigens to which strong antigen-specific T cell responses are generated. Mrass et al. found that antigen-specific T cells were capable of both migrating through tumors and forming stable interactions of more than 30 minutes with tumor cells prior to induction of killing (2). OT-1 T cells required 6 hours to kill EL-4 lymphoma cells expressing ovalbumin in vivo (4, 5). Stable immunological synapses are 3-fold more efficient than more dynamic CTL-target interactions in vitro (51). Thus, the destabilization of TIL-4T1 cell interactions that we have observed with anti–CTLA-4 mAb could increase the time required to kill a tumor cell to 18 hours, tipping the balance in favor of tumor growth. Our results indicating that stable interactions induced by IR+9H10 correlated with tumor inhibition are consistent with these calculations. We also observed TIL arrest in the absence of contact with tumor cells, suggesting that TILs may also target stromal elements to undermine the tumor, a process promoted by radiation-induced cross-presentation of tumor antigens by stromal cells (52).
The 4T1 cell line is a variant of a mammary tumor that arose spontaneously in BALB/c mice and has no known viral or foreign antigens (53). This is the first study to our knowledge of the interaction of TILs with a syngeneic tumor expressing an endogenous antigen repertoire. While tracking of endogenous TILs has some drawbacks, in that antigen recognition may not be a constant, this approach is necessary to gain insights as to why anti–CTLA-4 therapy fails or succeeds in the context of a response to a non-immunogenic tumor. We have previously shown that in Cxcr6+/gfp mice the majority of GFP+ TILs that infiltrate 4T1 tumors are CD8+ T cells, and that CD8+ but not CD4+ T cells are required for tumor rejection (10, 34). Importantly, on day 16 GFP+ TILs present at the periphery of the tumor monitored by imaging were predominantly CD8+ (Supplemental Figure 1C). While both tumor-specific and nonspecific CD8+ T cells can infiltrate tumors, only tumor-specific CD8+ T cells express CD69 (4). The fact that CD69 was expressed by almost all GFP+ TILs (Figure 1C) indicates that this subset of TILs is highly enriched in antigen-specific CD8+ T cells in both untreated and IR+9H10-treated mice. In support of this notion, blocking CD8 recognition of MHC-I increased motility of most GFP+ TILs, suggesting that coordinated TCR-CD8 recognition of MHC-I regulates the dynamic behavior of T cells in this model (Figure 3). We have previously shown that in vivo mAb-mediated blockade of the α3 domain of MHC-I selectively increases the speed of antigen-specific CD8+ T cells, but not bystander T cells (54). While it is conceivable that CD8 interactions with MHC-I could contribute to CD8+ T cell arrest independent of antigen recognition by TCR, thus far CD8-mediated adhesion in T cells has always been tightly linked to antigen recognition (55). The presence of activated TILs in the untreated 4T1 tumors, which are generally considered non-immunogenic, may seem surprising. However, the presence of tumor-specific CD8+ T cells that are unable to prevent tumor growth in the absence of intervention is well known in human cancers (56), including breast cancer (57).
Notably, GFP+ T cells present in the tumors of untreated mice on day 16 were not different in terms of numbers or expression of CD69 and NKG2D from GFP+ TILs of IR+9H10-treated mice (Supplemental Figure 1, A and B). Therefore, it is likely that at this early time anti–CTLA-4 mAb was acting on effector-memory CD8+ T cells that were spontaneously primed during tumor growth (58). Although GFP+ TILs of both untreated and IR+9H10-treated mice were able to establish stable, MHC-I–dependent contacts with 4T1 cells (Figure 3), only in IR+9H10-treated tumors were the interactions between GFP+ TILs and tumor cells dependent on NKG2D (Figure 5, C and D). Increased TIL motility seen in mice treated with IR alone might be due to alterations in the molecular and physical signals in the tumor microenvironment. For instance, increased oxygenation in the tumor after radiation (59) could influence T cell motility (60). Importantly, in mice treated with IR alone, GFP+ TILs did not form stable interactions with tumor cells, despite the increased expression of RAE-1γ on the latter, suggesting that CTLA-4 co-engagement with NKG2D is a requirement for arrest in IR- or IR+9H10-treated mice.
The molecular mechanism of these effects requires further study. Interestingly, recent data suggest that interaction of CTLA-4 with the natural ligands CD80 and/or CD86 may either hinder or promote T cell motility, depending on the cellular context. In one study, interaction of CTLA-4 with CD86 expressed on endothelial cells promoted T cell adhesion to endothelial cells (25). In another, CTLA-4 interaction with CD80 and CD86 expressed by APCs impaired stable contacts of T cells with APCs (26). Since 4T1 cells do not express CD80 or CD86 (Supplemental Figure 2), the effect of anti–CTLA-4 mAb on the interaction of TILs with tumor cells cannot be explained by inhibition of the interaction of CTLA-4 or CD28 with these costimulatory molecules. In vitro, the addition of soluble anti–CTLA-4 mAb increased the motility of purified preactivated CD8+ T cells migrating over ICAM-1–coated surface and reversed the stop signal of anti-CD3 ligation (Figure 5B), suggesting that the mAb can deliver a “go” signal by binding to CTLA-4 as previously shown (24). Based on these data, Rudd proposed that the therapeutic antitumor effects of anti–CTLA-4 mAb might be due, in part, to reduced dwell time between CTLs and their targets, allowing for faster turnaround time of tumor cell killing (61). Our in vivo data do not support this hypothesis, since reduced TIL motility was associated with IR+9H10-mediated reduction in tumor growth, while increased TIL motility in mice treated with 9H10 alone was not (10). Instead, our data provide evidence for a context-dependent regulation of T cell motility by CTLA-4, which is modulated by co-ligation of NKG2D. Integrin activation may be one component of this effect (21, 62).
RAE-1 is a member of a family of NKG2D ligands that are usually absent from normal cells but expressed on transformed, infected, or distressed cells (48) and are thought to play a pivotal role in helping the host discriminate “self” from “abnormal self” by stimulating NK cell lysis and/or providing a co-stimulatory signal to CD8+ T cells (48). Importantly, NKG2D has been shown to play a key role in the formation of an immunological synapse between effector and target cells in conditions of suboptimal ligation by either ICAM-1 or antigen (63, 64), suggesting that its engagement may complement weak signals from target cells. In addition, the ectopic expression of RAE-1 and other NKG2D ligands was shown to induce the rejection of several progressively growing, transplantable tumors, highlighting a critical role of the NKG2D receptor-ligand system in antitumor immunity (65). Interestingly, Deguine et al. (66) recently reported that rejection of EL4 lymphoma cells ectopically expressing RAE-1 is mediated by NK cells and requires very short interactions between NK cells and their targets, highlighting the different requirements for killing by CTLs and NK cells. We have previously shown that the rejection of 4T1 tumors in mice treated with IR+9H10 requires CD8+ T cells (10). The elevated levels of MHC-I present on 4T1 cells in vivo may protect these tumor cells from NK cell lysis (Figure 4). Interestingly, the tumor microenvironment in vivo influences the phenotype of 4T1 cells, leading to an increase in MHC-I and ICAM-1 and loss of RAE-1 and H60 expression as compared with in vitro cultured cells (Figure 4). Immunosuppressive inflammatory-type monocytes (CD11b+IL-4Ra+), which are present within 4T1 tumors and produce IL-13 and IFN-γ, may be responsible for some of these changes (67). Consistent with this possibility, IFN-γ has been reported to downregulate H60 on tumors, and H60 downregulation was required together with increased MHC-I expression to enhance tumor cell resistance to NK-mediated killing (68).
Successful control of the primary tumor in mice treated with IR+9H10 also reduced the non-irradiated metastases of 4T1 (Figure 6 and ref. 10). Reduction of metastases may arise from increased priming of naive tumor-specific T cells by the in situ vaccination generated by IR (29, 31), as well as the improvement of tumor-specific CD8+ memory T cells by anti–CTLA-4 (20). In fact, the increased tumor infiltration by activated CD8+ T cells seen on day 21 (Figure 1) in mice treated with IR+9H10 is consistent with the pro-proliferative effects of anti–CTLA-4 when used in combination with vaccination (69). Interestingly, NKG2D blockade did not significantly alter the number of lung metastases by itself but reduced the inhibition of lung metastases in mice treated with IR+9H10 (Figure 6, B and C). Several contributing factors may explain this. An effect of the immune response on seeding of metastatic cells from the primary tumor cannot be ruled out. However, in our experience, surgical resection of 4T1 tumors on day 14 after implantation does not significantly reduce lung metastases, consistent with a prior report (70). Alternatively, it is possible that the increased early killing by existing TILs that is dependent on NKG2D in mice treated with IR+9H10 is important for eventually increasing the level of antitumor T cells required to inhibit metastases (71). In addition, the marked inhibition of the primary tumor obtained with IR+9H10 may relieve the TGF-β–mediated suppression of RAE-1 expression (72), leading to upregulated expression of RAE-1 on lung metastases. This explanation is consistent with the NKG2D-mediated lung metastasis rejection by IL-21–activated NK cells seen after surgical resection of the primary 4T1 tumor (73).
Our data provide insights about the factors that regulate the effectiveness of anti–CTLA-4 treatment. We have defined the dominance of the “go” signal as a potential mechanism of failure for tumors that do not express NKG2D ligands and/or strong antigens, while the success of anti–CTLA-4 monotherapy may reflect the tumor expression of higher-affinity antigens and/or basal levels of NKG2D ligands. Importantly, our data provide a mechanism for the synergy of anti–CTLA-4 with strategies to enhance NKG2D ligand expression on tumor cells. The relevance of this approach is highlighted by emerging clinical experience indicating that the NKG2D receptor-ligand system plays an important role in the response of melanoma patients treated with anti–CTLA-4 (40). On the other hand, experimental data showing that RAE-1 expression in pancreatic islets is critical for development of autoimmune diabetes (49) suggest that normal tissue expression of NKG2D ligands may also determine the pattern of autoimmune toxicity associated with anti–CTLA-4 mAb treatment in cancer patients. In support of this possibility, the intestinal epithelium shows constitutive expression of NKG2D ligands (74), and colitis is a common immune-related adverse event in patients treated with the anti–CTLA-4 mAb ipilimumab (75). Improved understanding of the crosstalk between CTLA-4 and NKG2D will help in the development of strategies to enhance the therapeutic index of anti–CTLA-4 treatments.
Methods
Tumor implantation and treatment.
Six- to 8-week-old BALB/c mice were purchased from Taconic. Cxcr6+/gfp mice (41) in the BALB/c background were bred in house. Mice were injected s.c. in the right flank with 5 × 104 4T1 cells (10) or 105 CFP+ 4T1 (4T1-CFP) cells generated by retroviral gene transfer in 0.1 ml DMEM without additives on day 0. Perpendicular tumor diameters were measured with a Vernier caliper, and tumor volumes were calculated as length × width2 × 0.52. Local radiotherapy was delivered in 2 doses of 12 Gy each on days 13 and 14, as previously described (10, 34) with some modifications (76). Briefly, all mice (including controls) were lightly anesthetized by i.p. injection of Avertin (240 mg/kg) and positioned on a dedicated Plexiglas tray. Radiotherapy was delivered to a field including the tumor with 5-mm margins using a Clinac 2300 C/D Linear Accelerator (Varian Medical Systems) fitted with a 25-mm RadioSurgery conical collimator (BrainLAB AG), which is designed to deliver very sharp and limited radiation dose fields. Superflab bolus (1.5 cm tissue equivalent material) was placed over the tumor, and a source-to-skin distance (SSD) of 100 cm was set. Radiation was delivered at 600 cGy/min with 6-MV X-rays. Anti–CTLA-4 mAb 9H10 (77) was given i.p. at 200 μg, as indicated. The blocking anti-mouse NKG2D CX5 mAb (49) (BioLegend) was given i.p. at 200 μg, as indicated. Lungs were harvested at the end of the experiment, determined as the day when at least 1 mouse in any of the groups appeared moribund due to excessive metastatic burden. Two investigators used a dissecting microscope to independently count lungs surface metastatic nodules after formalin fixation, as described previously (10).
For imaging, Cxcr6+/gfp mice were injected with 4T1-CFP cells s.c. about 0.5 cm dorsal to the inguinal lymph node and treated with IR and/or 9H10 as described above. Mice imaged on day 16 received 1 dose of 9H10 on day 15, whereas mice imaged on day 22 received 2 doses (day 15 and 18). In some experiments, CX5 mAb was injected i.p. at 200 μg shortly before imaging. Anti–MHC-I α3 domain (LEAF purified anti-H2-Ld clone 28-14-8, anti-H2-Kd clone SF1-1.1, and anti-H2-Dd clone 34-2-12; BioLegend) or isotype control mAbs were injected i.p. each at 500 μg/mouse (total, 1,500 μg/mouse), approximately 18 hours before imaging.
Surgery.
The surgical procedure to expose the implanted tumor was similar to the procedure previously utilized for imaging of the inguinal lymph node (43, 78). Briefly, mice were anesthetized with 100 mg ketamine, 15 mg xylazine, and 2.5 mg acepromazine per kilogram body weight and restrained on a stage warmer at 37°C (BioTherm Micro S37, Biogenics). The abdominal skin was incised from the edge of the rib cage through the midline to the thigh. A skin flap was separated from the abdominal muscle to expose the tumor. To stabilize, moisturize, and maintain the tumor at 37°C, we placed the skin flap on a thermoconductive base made of silicone elastomer (Sylgard 184, Dow Corning) surrounding a core of thermoconductive putty (T-putty 502, Thermagon). A saline-filled chamber consisting of a coverslip glued to a nylon washer was mounted on the skin flap over the tumor. 100% oxygen was provided to mice by mask to compensate for anesthesia-induced respiratory depression.
Intravital microscopy.
Tumors were imaged with a Bio-Rad Radiance multiphoton microscope fitted with a Tsunami pulsed laser (Spectraphysics) and controlled by LaserSharp 2000 software (Bio-Rad) and a Nikon 40× objective (water immersed; numerical aperture, 0.8). For imaging of GFP and CFP, the excitation wavelength was set to 910 nm. Polyethylene glycol–coated quantum dots (Qtracker 655, Quantum Dot) were injected for visualization of blood flow. To create time-lapse sequences, we typically scanned volumes of tissue 30 × 400 × 400 μm at 5-μm z-steps and 30-second intervals.
In vitro migration assays.
CD8+ T cells specific for Listeria monocytogenes p60 antigen (79) were purified from L9.6 TCR transgenic mice on a BALB/c Rag–/– background using MACS untouched CD8+ T cell cocktail (Miltenyi Biotec). 106 purified T cells were stimulated using 2.5 × 107 irradiated splenocytes, 25 U/ml IL-2, and 10 nM p60 peptide 217–225. T cells were used on day 4 after stimulation. All peptide-stimulated T cells expressed NKG2D. Cover glasses were coated with 10 μM full-length ICAM-1 for 1 hour at room temperature, washed with PBS, and then blocked with 25% human serum albumin for 30 minutes at room temperature (80). The cover glass was then mounted on a FCS2 flow chamber (Bioptechs), and cells were washed and resuspended in binding buffer (1× HBSS + 10 mM HEPES + 1 mM CaCl2 + 1 mM MgCl2+ 0.2% BSA) containing the mAb for imaging. Images were acquired with a confocal laser system (LSM 510, Zeiss). In vitro motility analyses on ICAM-1–coated surfaces were done as previously described (50). The cells were left untreated or treated with anti-CD3 (40 μg/ml), anti–CTLA-4 (50 μg/ml), or both during the time of imaging (15 minutes). In some experiments 10 μg/ml recombinant mouse RAE-1β (R&D system) or recombinant mouse CXCL16 (PeproTech) was spotted on the glass and left overnight at 4°C prior to coating with ICAM-1 and use in the motility assays. The affinity of RAE-1β and RAE-1γ for NKG2D is similar (81).
Data analysis.
Cell movement was analyzed with Volocity (Improvision) and Imaris (Bitplane) software for the in vivo and the in vitro data, respectively. For calculation of cell speed, the coordinates of each cell were determined in two dimensions based on maximum pixel projections and tracked over time, and motility parameters were calculated. Average cell velocity was calculated as described previously (82). Individual cells were considered independent experiments. Cells were characterized as immobile if their average velocity was less than 1.5 μm/min. The arrest coefficient was calculated as the percentage of each track in which the cell moved more slowly than 1.5 μm/min (83). The confinement index was calculated as the ratio of maximum displacement to path length (83). The mean displacement, plotted against the square root of the time, and the motility coefficient were calculated as described (84).
Flow cytometry.
Tumors were minced into small pieces and digested with 0.2 mg/ml DNase and 1.67 Wünsch U/ml Liberase (Roche) as previously described (34, 85). Obtained cell suspensions were filtered through a 40-μm nylon cell strainer and red blood cells lysed. Fixable Viability Dye eFluor 660 (catalog 65-0864, eBioscience) was used to distinguish live and dead cells. For analysis of 4T1-CFP cells, aliquots of 106 cells from in vivo growing tumors or in vitro culture were incubated with anti-mouse CD16/32 (Fc block) for 10 minutes, followed by staining with various antibodies at 4°C for 30 minutes. PE-conjugated CX1 anti-mouse RAE-1γ or isotype control (eBioscience), PE-conjugated anti-mouse H60 or isotype control (R&D Systems), PE–ICAM-1, PE–H2-Kd (BD Biosciences — Pharmingen), MULT-1–PE, CD80-APC or CD86–Alexa Fluor 488 (all from eBioscience) were used. FITC– or PE–Cy5-CD45 (BD Biosciences — Pharmingen) was used to separate infiltrating stromal cells from the cancer cells. In some experiments, to exclude the possibility that the loss of H60 and RAE-1 on 4T1 cells in vivo was due to sensitivity to the enzymes used for tumor digestion, tumors were dissociated using a cocktail of 5 mM EDTA supplemented with the metalloproteinase inhibitor BB94 (Batimastat) (20 μM) and edelfosine/ET-18-OCH3, a selective inhibitor for phosphatidylinositol-phospholipase C (10 μM final concentration) for 15 minutes at 37°C in a shaker. For analysis of MULT-1, CD80, and CD86 expression, in vitro cultured 4T1 cells were treated with 1 dose of 12-Gy IR and harvested and analyzed 24 hours later.
For analysis of CD8 TILs, CD8+ T cells were purified from 4T1-CFP tumor–derived cell suspensions using CD8α (Ly-2) MicroBeads (Miltenyi Biotec), following the manufacturer’s protocol. Obtained cells were incubated for 2 hours in the presence of 1 μl/ml of brefeldin A, washed and incubated with rat anti-mouse CD16/CD32 mAb (2.4G2) to block nonspecific binding, and then stained with CD8α–PE-Cy5 and CD69-PE, followed by intracellular staining with IFN-γ–PE-Cy7 or isotype control antibodies according to the manufacturer’s instructions (BD Biosciences — Pharmingen). The density of CD8 GFP+ and GFP– T cells in the tumors was calculated by dividing the total number of obtained cells by the tumor weight.
In some experiments, after tumor digestion, cell suspensions were enriched for lymphocytes by CD45 MicroBeads (Miltenyi Biotec) and stained with CD3–Alexa Fluor 700, CD8-APC, CD69–PE-Cy7, CD4–PE-Cy7, NKG2D-PE, or isotype control antibodies (eBioscience). For flow analysis of NKG2D expression, samples were gated on GFP+CD8+ cells. All samples were analyzed using a LSR II flow cytometer and FlowJo version 6.4.7 or 8.8.3 (Tree Star).
Statistics.
In vivo and in vitro tracking data were analyzed using nonparametric tests; the Kruskal-Wallis nonparametric test was used for overall multiple group comparisons, followed by the Mann-Whitney test for 2-group comparisons. A linear mixed effects model for repeated-measures data (86) using the mouse as the analytic unit was employed to confirm the results.
Random coefficients regression (RCR) was used to model log tumor volume as a function of elapsed time from treatment onset and to compare treatments with respect to tumor growth rate. Log volume was used as the dependent variable, since its change was well approximated as linear. The RCR model included elapsed time as a numeric factor, treatment as a classification factor, and the interaction of treatment with time. The interaction term was partitioned to compare treatments in terms of tumor growth rate. The correlation structure imparted by repeated measurement was modeled by assuming observations to be correlated only when acquired from the same animal, with the strength of correlation inversely dependent on the elapsed time between observations. Analysis of covariance (ANCOVA) was used to compare treatment arms in terms of the assessment of lung metastases on day of euthanasia. A Shapiro-Wilk test was used to verify the assumption that the residuals from each ANCOVA follow a Gaussian distribution. All reported P values are 2 sided and were declared statistically significant at the 5% level. The statistical computations were carried out using R 2.9.1 ( http://www.r-project.org/) and SAS, version 9.0 (SAS Institute) software.
Study approval.
The Institutional Animal Care and Use Committee of New York University approved all experiments involving mice.
Supplementary Material
Acknowledgments
We thank Kaushik Choudhuri for providing helpful suggestions and E. Pamer for the L9.6 mice. We thank P. Lopez and the staff of the NYU Cancer Institute Flow Cytometry facility for their expert assistance. We thank K. DeWyngaert and the personnel the Department of Radiation Oncology at NYU Langone Medical Center and School of Medicine (New York, New York, USA) for their expert assistance. This work was supported by NIH grants R01CA113851 (to S. Demaria), R01AI55037 (to M.L. Dustin), PN2EY016586 (to M.L. Dustin), and 5 P30CA16087 (Flow Cytometry and Microscopy Cores); Research Scholar Award RSG-05-145-01-LIB from the American Cancer Society (to S. Demaria); a grant from the Chemotherapy Foundation (to S. Demaria); postdoctoral fellowships from Boehringer Ingelheim (to M.G. Ruocco); and Department of Defense Breast Cancer Research Program Fellowship W81XWH-10-1-0007 (to K.A. Pilones).
Footnotes
Conflict of interest: The authors have declared that no conflict of interest exists.
Citation for this article: J Clin Invest. 2012;122(10):3718–3730. doi:10.1172/JCI61931.
Maria Grazia Ruocco’s present address is: Université Pierre et Marie Curie, CNRS UMR7211, and INSERM U959, Bat. CERVI, Hôpital Pitié-Salpêtrière, Paris, France.
Julie Huang’s present address is: University Medical Center Utrecht, Heidelberglaan, Utrecht, The Netherlands.
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