Abstract
In the last 25 years 13C MRS has been established as the only non invasive method for measuring glutamate neurotransmission and cell specific neuroenergetics. Although technically and experimentally challenging 13C MRS has already provided important new information on the relationship between neuroenergetics and neuronal function, energy cost of brain function, the high neuronal activity in the resting brain state, and how neuroenergetics and neurotransmitter cycling are altered in neurological and psychiatric disease. In this paper the current state of 13C MRS as it is applied to study neuroenergetics and neurotransmitter cycling in humans is reviewed. The focus is predominantly on recent findings in humans regarding metabolic pathways, applications to clinical research, and the technical status of the method. Results from in vivo 13C MRS studies in animals are discussed from the standpoint of validation of MRS measurements of neuroenergetics and neurotransmitter cycling and where they have helped identify key questions to address in human research. Controversies concerning the relation of neuroenergetics and neurotransmitter cycling and factors impacting accurate determination of fluxes through mathematical modeling are addressed. We further touch upon different 13C labeled substrates used to study brain metabolism, before reviewing a number of human brain diseases studied using 13C MRS. Future technological developments are discussed that will help to overcome limitations of 13C MRS with special attention on recent developments in hyperpolarized 13C MRS.
1. Introduction
In this paper we review the current state of 13C MRS as it is used to study neuroenergetics and neurotransmitter cycling in humans. We focus primarily on the present status of the measurement (pathways and spatial resolution) and recent findings, leaving descriptions of the experimental protocols and methodology to other articles in this issue. We finish by reviewing the results of initial applications of 13C MRS and 1H-13C MRS to study human disease and potential improvements in sensitivity, cost, and ease of performing studies
13C MRS is presently the only method that provides non invasive measurements of neuroenergetics and neurotransmitter cycling in human brain. The ability to use 13C MRS to study cell specific neuroenergetics and neurotransmitter cycling is due to the localization of key enzymes and metabolite pools in neurons and glia and the specificity of 13C labeled precursors to specific cell types. Figure 1 shows a diagram of neuronal and astrocyte (a type of glial cell) cell metabolism and the interplay of neuronal and astrocyte metabolism via the glutamate/glutamine cycle. Both neurons and astrocytes can take up glucose and oxidize it in their mitochondria via the tricarboxylic acid (TCA) cycle. As will be discussed below neurons and astrocytes in addition to glucose can oxidize lactate and betahydroxybutyrate while astrocytes can also oxidize acetate and fatty acids. Excitatory glutamatergic neurons, which account for over 80% of the neurons and synapses in the cerebral cortex (1), will release glutamate as a neurotransmitter most of which will be taken up by the astrocytes (2,3) and converted to glutamine or oxidized (4,5). Neurons lack the enzymes required for de novo synthesis of glutamate, and therefore depend on the astrocytes to provide substrates for the synthesis of glutamate lost during neurotransmission (6). The neuron then converts glutamine to glutamate via phosphate activated glutaminase. The complete series of steps from neuronal glutamate release to resynthesis of glutamate from glutamine is called the glutamate/glutamine cycle.
Figure 2 shows spectra obtained at 4 Tesla from human brain localized to the midline occipital parietal lobe during infusions of three different isotopically labeled substrates: 99% enriched [1-13C] glucose, [3-13C] lactate and [2-13C] acetate, and shows labeling in the brain pools of aspartate, GABA, glutamine and glutamate. The brain pools of glutamate, GABA, and glutamine have been shown to be localized within glutamatergic neurons, GABAergic neurons, and glia respectively (under non pathological conditions). By following the flow of 13C label from glucose, acetate, and other precursors into these metabolites, MRS in combination with metabolic modeling allows the measurement of the TCA cycle rate in glutamatergic neurons, GABAergic neurons and glia, as well as, glutamate and GABA neurotransmitter cycles between neurons and astrocytes (7,8). When expressed as total substrate oxidation, the rates determined by MRS are found to be in excellent agreement with earlier methods, including Positron Emission Tomography (PET) (7,9–11). However, in vivo MRS is unique among other techniques in its measurement of cell type specific energetics and neuronal/glial neurotransmitter cycles.
2. Studies in animal and cell models of the glutamate/glutamine cycle and neuronal and glial energetics
Although this article will primarily focus on human studies we briefly review here some relevant studies in animal and cell models which have helped validate 13C MRS measurements of neuroenergetics and neurotransmitter cycling as well as identify key questions to address in human research.
2.1 Glutamate neurotransmitter cycling is the main pathway of cerebral cortex glutamine synthesis
Although the metabolic pathways of glial glutamate uptake and the glutamate/glutamine cycle were well established from 14C radiotracer and cellular studies, they were not considered relevant to neuroenergetics prior to in vivo studies using MRS (4,12,13). Because the neurotransmitter glutamate was shown to be packaged in small vesicles, the predominant concept arose of a small, non-metabolic ‘transmitter’ pool which did not interact with the large ‘metabolic’ glutamate pool (14,15). This concept was brought into question by one of the first 13C MRS study of human brain (16) which found a high rate of glutamine labeling from [1-13C] glucose in the human occipital parietal lobe. At the time of the study it was unclear whether this high labeling was due to the glutamate/glutamine cycle or due to glutamine synthesis to remove ammonia from the brain, the latter believed to be its major role (17). As pointed out by Sibson and coworkers in 1997, these pathways could be distinguished because glutamine that leaves the brain must be replaced by anaplerosis, which occurs in glial cells (18). Furthermore, due to mass balance constraints the glutamine synthesized for this purpose must match the efflux of glutamine and uptake of ammonia and CO2 by the brain as measured by arterio-venous (AV) difference (5,18). To distinguish these possibilities glutamine synthesis was measured in rat cortex during hyperammonemia. When blood ammonia levels were extrapolated to a physiologically normal and low level, anaplerosis was found to account for approximately 20% of glutamine synthesis (18). Measurements of anaplerotic glutamine synthesis using precursors that label this pathway directly, [2-13C] glucose, 15N ammonia, and 14CO2 have found that ~80% of glutamine synthesis is devoted to neurotransmitter cycling (18–22). Analysis of 13C labeled extracellular glutamate measured by microdialysis and mass spectrometry has led to a similar conclusion that neurotransmitter cycling is the major source of glutamine (23). Similar conclusions have been obtained from studies performed in human brain using [1-13C] glucose, [2-13C] acetate and [2-13C] glucose as labeled substrates (24–27).
2.2 The glutamate/glutamine cycle is a major metabolic pathway and is directly coupled to neuroenergetics
To determine the relationship between the glutamate/glutamine cycle and cerebral cortex neuroenergetics, 13C MRS was used to measure the relationship of neuronal glucose oxidation and glutamate/glutamine cycle (Vcyc) in rat cerebral cortex (29). Cortical activity was modulated through anesthesia ranging from an isoelectric EEG to higher EEG activity at two lower doses of anesthesia. With increasing electrical activity the rates of the glutamate/glutamine cycle and neuronal glucose oxidation via the TCA cycle (expressed as CMRglc(ox) in Sibson et al. (28)) increased linearly with a slope of 1.0 +/− 0.1. Subsequent studies have confirmed this relationship (see Hyder et al. for a review (11)). Figure 3 shows a plot of measurements in the rat cerebral cortex of the rate of the neuronal TCA cycle plotted versus the rate of the glutamate/glutamine cycle (Vcyc) taken from 11 published research articles at different levels of brain electrical activity ranging from isoelectricity to awake. As reported originally by Sibson and coworkers (28) the relationship between Vcyc and 0.5 * VTCAn is linear with a slope 0.89 +/− 0.06. (We note that in the Sibson et al. paper (28) 0.5 * VTCAn was taken to be equivalent to neuronal glucose oxidation which will be the case under the hyperglycemic conditions of the study under which glucose is the only net fuel for neuronal oxidation (29)). Furthermore comparison of the intercept at isoelectricity versus the values of VTCAn and Vcyc in the awake state supports that over 80% of neuronal oxidative ATP production is coupled to neuronal signaling (as measured by Vcyc) even in the absence of stimulation. Thus the rate of Vcyc in the awake state is close to the rate of neuronal glucose oxidation and constitutes a major metabolic flux. As described below recent 13C MRS results from human cerebral cortex are consistent with this finding.
There are several molecular models that have been proposed to explain the near stoichiometric relation between changes in the flux of neuronal glucose oxidation and the glutamate/glutamine cycle. The relationship has been shown to be consistent with a model in which the energy for taking neurotransmitter glutamate up into the astrocyte is provided using glycolytic ATP production from glucose or glycogen (4,30,31). Alternatively it has been shown that the observed slope can be explained based upon redox shuttling requirements between the neuronal cytosol and mitochondria in order to oxidize glutamine taken back up from the glial cells (4). Determination of the actual molecular mechanism may have important implications for understanding brain disease since any dysfunction in this mechanism would severely impact the ability to sustain neurotransmission. In addition the measured coupling between neurotransmission and neuroenergetics has provided key data for detailed models of the energy budget of the brain for supporting signaling and information transfer (32–35).
2.3 Validation of measurements of neurotransmitter cycling and anaplerosis using alternate substrates and labeling strategies
A strategy that has been used to validate the glutamate/glutamine cycle measurement is to use alternate 13C and 15N labeled substrates that are incorporated specifically in astrocytes. The subsequent flow of label from astrocyte glutamine (or other potential trafficking substrates) into neuronal glutamate then provides an independent measure of the rate of the glutamate/glutamine cycle from studies using [1-13C] glucose, which labels the neuronal glutamate pool to a greater degree than the glial pool. Animal studies employing this strategy have used as label sources 15N ammonia (27), [2-13C] glucose (5), 14CO2 (19,20), and [2-13C] acetate (36–40) and found results consistent with a high rate of glutamate neurotransmitter trafficking. Similar results have been reported in studies of human subjects using [2-13C] acetate (25,41) and [2-13C] glucose as tracers (26). In addition analysis of 15N labeling of glutamine obtained from extracellular fluid also supported the majority of glutamine being derived from glutamate neurotransmitter cycling (23). The ECF measurement in principle is a more direct assessment of the pools relevant to neurotransmission than the whole tissue MRS measurement.
In addition to the glutamate/glutamine cycle there are several other potential pathways of neurotransmitter repletion by the astrocytes including the glutamate/glutamine cycle and other cycles that use TCA cycle intermediates to return carbon to the neurons (25,42). However, the agreement found between the rates determined for the glutamate/glutamine cycle measured by [1-13C] glucose and the rates measured using glial specific substrates (which take into account all cycling pathways) suggests that the glutamate/glutamine cycle is the major pathway under normal conditions in rodents and humans in vivo (5,20,21,25,41).
2.4. Controversies regarding the relationship between neuronal energetics and the glutamate/glutamine cycle
Despite the good agreement between findings by different investigators (see Figure 3 and Table 1), there has been considerable controversy regarding the relationship between the neuronal TCA cycle and the glutamate/glutamine cycle rate. The two major areas of debate have been the proposed molecular mechanism, and the slope of the relationship due to questions regarding the accuracy of measuring VTCAn and Vcyc (4,30,32,43). In the sections below the controversies over the accuracy of determining VTCAn and Vcyc are discussed.
Table 1. Experimental mean and SD of Vcyc, VTCAn,VTCAa, VPC, Vcyc/Vgln and Vcyc/0.5 * VTCAn in the resting awake human midline occipital/parietal lobe from 13C and 1H-13C MRS studies.
Reference | VTCAtotal | VTCAn | VTCAa | Vcyc | VPC | Vcyc/ 0.5 * VTCAn |
Vcyc/ Vgln |
|
---|---|---|---|---|---|---|---|---|
(45) | Mason et al., 1995 ** | 0.73 | ||||||
(58) | Gruetter et al., 1998 | 0.74 | 0.32 | 0.08 | 0.86 | 0.80 | ||
(27) | Shen et al., 1999 | 0.77 | 0.71 | 0.06 | 0.32 | 0.04 | 0.90 | 0.95 |
(57) | Pan et al., 2000*** | 0.66 | ||||||
(84) | Chen et al., 2001** | 0.83 | ||||||
(75) | Bluml et al., 2002 | 0.70 | 0.13 | |||||
(25) | Lebon et al., 2002 | 0.12* | 0.28* | 0.78 | ||||
(148) | Chhina et al., 2001 | 0.75 | 0.29 | |||||
(24) | Gruetter et al., 2001 | 0.63 | 0.57 | 0.06 | 0.17 | 0.09 | 0.60 | 0.65 |
(26) | Mason et al., 2007 | 0.72 | 0.02 | 0.73 | 0.93 | |||
(41) | Boumezbeur et al., 2009 | 0.65 | 0.53 | 0.13 | 0.16 | 0.64 | ||
(140) | Sailasuta et al., 2010 | 0.09 | ||||||
(149) | Henry P.-G. et al., 2010** | 0.79 | ||||||
Mean ± SD | 0.69 ± 0.06 | 0.70 ± 0.09 | 0.09 ± 0.04 | 0.26 ± 0.08 | 0.06 ± 0.03 | 0.75 ± 0.12 | 0.83 ± 0.14 |
Measured steady state ratios converted to rates using the value of VTCAn from Shen et al. (27)
One compartment model for the neuron used. We assume the derived TCA rate most closely reflects VTCAn.
Average of white and gray matter rates which were measured separately.
2.4.1 The fraction of glutamine synthesis due to anaplerosis via pyruvate carboxylase as opposed to neurotransmitter cycling
As shown in Figure 1 in addition to neurotransmitter cycling glutamine synthesis is used to replace glutamine that leaves the brain for ammonia detoxification and maintenance of nitrogen balance across the blood brain barrier (5,17). Glutamine synthesis used to maintain nitrogen balance derives from anaplerosis via pyruvate carboxylase (PC), which under normal conditions appears to exclusively take place in astrocytes (and glial cells in general). The controversy regarding anaplerosis has largely been settled due to a convergence of results in animal models (5,11,19,20,23) and similar findings in human brain (24,26), (see section 3). There is now general consensus that in rat cerebral cortex a minimum of 80% of glutamine synthesis supports neurotransmitter cycling under normal conditions and between 70 and 90% in humans. Of the remaining 20% of glutamine synthesized by anaplerosis the majority is likely also used to replete neurotransmitter glutamate that is oxidized in the glial cells (see below) as opposed to ammonia detoxification (5,26).
2.4.2 The effect of a slow rate of the mitochondrial glutamate exchange, Vx, on calculating neuronal TCA cycle rate, VTCAn
Another factor that may influence the measured relationship is the rate of exchange of label from mitochondrial alpha-ketoglutarate to cytosolic glutamate, often termed Vx in the literature. If this exchange is not much faster than the TCA cycle rate it may cause an underestimate of VTCAn unless it is incorporated in the metabolic modeling through measurement of the C2 and/or C3 positions of glutamate (24,44). Interestingly, it has been noted that independent of whether multiple glutamate positions were measured, very little difference has been found in the calculated rate of VTCAn or Vcyc in studies of human brain (see Hyder et al. (11)). Based on numerical simulations it has been shown that the accuracy of measuring Vx in the brain using 13C MRS is low (44,45), which most likely explains the extended controversy on this issue. Recently, Yang et al. using an elegant saturation transfer method has shown that Vx is at minimum several times greater than VTCAn in the brain, explaining why it has not impacted measurements of rates of the neuronal TCA cycle (46).
In addition to the consistency of results between different studies and labs the rates of VTCAn measured in rat and human cerebral cortex are consistent with results previously published using 14C-2-deoxyglucose autoradiography, AV difference, and PET (7,11). Recently two studies have directly compared positron emission tomography measurements in non human primates with 13C MRS and found excellent agreement between the total rate of glucose metabolism measured (9,10).
2.4.3 Effects of isotopic dilution of glutamine on the calculated rate of neurotransmitter cycling, Vcyc
Shestov and co workers published the results of simulation studies in which they reported much poorer precision measuring the rate of the glutamate/glutamine cycle using a [1-13C] glucose precursor than reported in experimental papers (44). Shen and coworkers (47) were able to explain this discrepancy by showing that when isotopic dilution of glutamine was taken into account, as had been done in most previous experimental studies but not in the simulations by Shestov et al. (44), the theoretical precision for the Vcyc measurement was similar to that reported experimentally. A similar conclusion regarding the importance of including the glutamine dilution in metabolic modeling was arrived at by Oz and coworkers when comparing rates calculated using [1-13C] glucose and 14C CO2 as precursors (20). We note that when astrocyte specific labels such as [2-13C] acetate are used to determine Vcyc, alone or in combination with [1-13C] glucose, considerably higher precision for measuring Vcyc is obtained (38,41).
2.4.4 Oxidation of neurotransmitter glutamate
Glutamate released by neurons and taken up into astroglia can undergo oxidation as well as being converted to glutamine. The oxidized glutamate is then replaced by anaplerosis and cycled back to the neuron as glutamine (4). This scenario of oxidation and replacement by anaplerosis must occur in order to maintain constant levels of TCA cycle intermediates and glutamate-derived neurotransmitters since transport of necessary five-carbon precursors from blood are comparatively minimal. This possibility is seen by several researchers as being in contradiction to the measured relationship between cycling and energetics (48). However, as described previously the presence of glutamate oxidation has no impact on the MRS measurement of the glutamate/glutamine cycle using an glial specific labeled precursor such as [2-13C] acetate because the oxidized glutamate is replaced by de novo glutamine synthesis, which is cycled back to the neuron (5,25,26). When [1-13C] glucose is used as the precursor, replacement of oxidized glutamate will be included in the anaplerotic contribution to glutamine synthesis, unless it is distinguished from glutamine synthesis related to ammonia removal (detoxification) based on other measurements.
3. In vivo 13C MRS studies of human brain
In the sections below we review results from 13C and 1H-13C MRS studies of human brain, focusing primarily on studies that report metabolic rates or labeling. Following initial studies of the animal brain in the 1980s (49–51) the availability of high field human MR systems and improvements in BØ shimming (52) led to the first 13C and 1H-13C MRS studies of humans (16,53–55). While the use of 13C MRS in humans has been relatively limited (see Section 4) 13C MRS has already made major contributions to understanding human brain energetics and neurotransmitter cycling and how alterations in these pathways may contribute to a range of human diseases.
3.1 13C MRS measurements of the rate of the neuronal and astrocyte TCA cycle and Vcyc in human brain
Table 1 shows a compilation of studies from different groups measuring the rates of VTCAn, VTCAa, VPC, and Vcyc in the human midline occipital lobe. As can be seen there is very good agreement in the rates derived by different studies, with most of the difference explainable by different volume fractions of white matter (which has an approximately 3–4 times lower rate of VTCAn than gray matter (56,57)). As discussed above the rates of VTCAn are similar whether the modeling used the C4, C3, and C2 positions of glutamate and glutamine or just the C4 positions. For the measurement of VTCAa there is good agreement between three independent label strategies using [1-13C] glucose, [2-13C] acetate and 13C bicarbonate as precursors. In the human studies the rate of the neuronal TCA cycle largely reflects glutamatergic neurons since it is derived from fitting the isotopic turnover of the large glutamate pool. Although the rate of the GABAergic neuron TCA cycle has not yet been determined labeling of GABA during infusion of [1-13C] glucose has been reported at 4T (24,58). Results in animal models suggest that on the order of 10% of cerebral cortex energy consumption may be due to GABAergic neurons (22,59).
3.2 The relationship between neuronal energetics and the glutamate/glutamine cycle in human brain and implications for resting brain functional activity
13C MRS studies by several groups have found a ratio of VTCAn to Vcyc that is highly consistent with the predictions based upon studies performed in the rat. Table 1 shows the ratio of Vcyc/0.5 * VTCAn derived in human studies. The values range from 0.6 to 0.9 with an average of 0.75 ± 0.12. This average is similar to the value of Vcyc/0.5 * VTCAn predicted from animal studies using the best fit of the relationship between Vcyc and VTCAn in Figure 2. The variation in the ratio measured in humans is largely due to variation in the measurement of VPC. However based upon AV measurements in humans the majority of VPC is for replacement of oxidized glutamate and therefore reflects glutamine synthesis that is cycled back to the neuron (26). Overall these studies show that functional neuronal activity is extremely high in the awake resting human brain and if there is a similar relationship as in the rat accounts for the majority of neuronal glucose consumption. Furthermore the energy devoted to neuronal activity in the resting state is much higher than the changes in activity that occur during standard activation paradigms such as cognitive challenges and visual stimulation (60). These findings have contributed to the recent surge in interest in studying resting brain activity by fMRI and other methods and form part of the basis of several theories of resting brain function (60,61).
3.3 Measurements of the rate of glutamine synthesis via pyruvate carboxylase in human cerebral cortex
Due to the astrocyte localization of PC, anaplerosis occurs only in the glia and is used both to synthesize glutamine that leaves the brain to maintain nitrogen balance and to replace released neurotransmitter glutamate oxidized in the astrocytes. In order to address the question of what fraction of glutamine synthesis is due to the glutamate/glutamine cycle versus anaplerosis via PC several studies in human brain have measured this rate. As shown in table 1, based on these measurements the fraction of glutamine synthesis due to the glutamate/glutamine cycle (Vcyc/Vgln) has been reported to range between 0.65 and 0.93 in human cerebral cortex with a mean value of rate of 0.83 ± 0.14. (24,26,27). A complication in using [1-13C] glucose precursor to measure this ratio is that label enters the inner positions of glutamate both via pyruvate dehydrogenase and PC. To eliminate the complications arising from [1-13C] glucose as precursor, Mason and coworkers (26) measured 13C incorporation into glutamate and glutamine in the midline occipital/parietal lobe of human volunteers from infused [2-13C] glucose, which labels the C2 and C3 positions of glutamine and glutamate primarily via PC. Labeling in glutamate C4 was used to assess the rate of pyruvate recycling coupled to glutamate oxidation. Metabolic modeling of the labeling data indicated that PC flux (VPC) ranges from 6 to 10% of the rate of glutamine synthesis (0.02 to 0.03 μmol/g/min). Comparison of the measurements of VPC in humans to date with AV difference measurements of human brain glutamine efflux suggests that the majority of the PC flux is used for replacing glutamate lost by oxidation in glia and possibly elsewhere, and therefore can be considered to support neurotransmitter cycling (26).
3.4 Studies of substrate oxidation and transport
Because of its ability to distinguish a substrate from its metabolic products 13C MRS can be used to independently assess both the parameters of transport and rates of metabolism. Furthermore, it can be uniquely used to determine cell type specific metabolism. Glucose has long been known to be the primary fuel for brain metabolism (29). However the brain can also consume alternate substrates including acetate, beta-hydroxybutyrate, and lactate. Beta-hydroxybutyrate is a particularly important substrate during development and under conditions of fasting where AV difference methods have revealed its capacity to supply up to 60% of the fuel oxidized by the brain (62). Similar high rates of utilization of lactate has been reported under conditions of elevated plasma lactate, such as during exercise (63,64). Although total usage and oxidation of these substrates have been determined for humans by AV difference methods, and to some extent by PET, the 13C MRS studies reviewed below have provided the first information on the cell-type specificity of substrate usage, as well as revealing new insights into blood-to-brain transport of these substrates.
3.4.1 Glucose
Due to the commercial availability of [1-13C] glucose, and the high rate of brain glucose metabolism, the majority of metabolic 13C MRS studies have been focused on the measurement of neuronal and glial glucose metabolism (see Section 3.1). 13C MRS has been used to measure glucose transport parameters (KT and Tmax) in the human midline occipital/parietal lobe (54). Subsequent studies of brain glucose transport in humans have used 1H MRS for higher sensitivity. These studies have provided support for the blood-brain-barrier being the rate limiting step for human brain glucose transport (65), which is best described by a reversible, Michaelis-Menten transport model (as opposed to the non reversible model used previously to interpret most PET glucose studies (66,67)) (68,69). In this model glucose transport is described by transporters with reversible Michaelis-Menten kinetics across the membranes of the capillary endothelial cells that make up the blood brain barrier (66,67). Based on in vivo kinetic and isolated transporter studies the glial and neuronal glucose transporters have a relatively much higher activity and can to a first order be neglected in the kinetic modeling. These results have been used to develop and test kinetic models of glucose transport and metabolism (68), and may have potential value for assessing whether impaired substrate delivery may impact brain function in disease (70).
3.4.2 Acetate
Studies in animal models and neural cell culture have found that acetate is almost exclusively transported into and metabolized by the astroglia (37,71–74). Lebon and coworkers studied healthy human subjects infused intravenously with [2-13C] acetate while monitoring 13C labeling in the midline occipital/parietal lobe with 13C MRS (25). The concentration of brain acetate was ~10 fold lower than the plasma concentration indicating that acetate transport was primarily unidirectional. Analysis of the steady state 13C labeling pattern of glutamine and glutamate, as shown in Figure 2, as well as the kinetics of glutamate and glutamine labeling were consistent with acetate metabolism localized to glial cells (25). Furthermore the steady state labeling patterns were in agreement with findings from [1-13C] glucose of a high rate of glutamate/glutamine cycling (25,41). Similar conclusions were obtained by Bluml et al. using [1-13C] acetate as a precursor (75). Although normal plasma levels of acetate in humans are relatively low, the levels can be elevated to ~1 mM or more by alcohol consumption, becoming a major source of oxidative energy for the astrocyte (25,41,75,76).
3.4.3 Beta-hydroxybutyrate
Beta-hydroxybutyrate (BHB) is a substrate critical for brain function during fasting. BHB enters the brain via facilitated diffusion using a monocarboxylate carrier at the blood-brain barrier (70). Although brain BHB consumption had been studied extensively using AV difference methods it was not known whether BHB was preferentially consumed in neurons or astrocytes, or whether the blood-brain barrier was limiting for its metabolism (29). To answer these questions localized 13C MRS measurements were performed during an infusion of [2,4-13C] BHB in healthy subjects and the entry and metabolism of BHB was measured in the medial occipital/parietal cortex (77). During the two-hour infusion study, 13C label was detected in the BHB resonance positions at a time resolution of 5 minutes and in the amino acid pools of glutamate, glutamine and aspartate. The pattern of the 13C labeling at the steady state period (60- to 120 minutes) was very different from that resulting from infusions of 13C-acetate, but was broadly similar to that of [1-13C] glucose, indicating a predominant neuronal consumption of this substrate. The cortical BHB concentration (0.18 mM) was much lower than in plasma (2 mM) indicating that transport across the blood-brain barrier limits brain BHB metabolism. Consumption of BHB accounted for ~6 % of total brain oxidative metabolism in non-fasted volunteers, consistent with earlier reports using AV difference methods (29).
3.4.4 Lactate
Studies over the last decade have provided evidence that lactate may be an important metabolic fuel for the brain, including proposals that an astrocyte-to-neuron lactate shuttle may exist in order to provide neurons with fuel during periods of enhanced activity (30,32). In addition AV difference and PET studies of humans after blood lactate elevation by exercise have reported that when elevated lactate can provide a significant fraction of oxidative fuel to the brain (63,64). To determine the conditions under which plasma lactate might contribute as a significant fuel for human brain energy metabolism, Boumezbeur and coworkers infused [3-13C] lactate and measured by 13C MRS the entry and utilization of lactate in the midline occipital/parietal cortex of healthy human volunteers (78). During the 2-hour infusion study, 13C incorporation in the amino acid pools of glutamate and glutamine were measured every 5 minutes. With a plasma concentration of lactate ([Lac]P) being in the 0.8–2.8 mmol.L−1 range, the brain tissue lactate concentration ([Lac]B) was assessed as well as the fractional contribution of lactate to brain energy metabolism (CMRlac). By fitting the measured relationship between unidirectional lactate influx (Vin) and plasma and brain lactate concentrations, the lactate transport constants were calculated using a model in which the rate limiting step was assumed to be, based on previous work, lactate transport at the blood brain barrier. The transporters at the blood brain barrier were modeled as reversible Michaelis Menten transporters similar to what has been done with glucose transport. The results showed that in the physiological range of plasma lactate concentration, the unidirectional rate of transport and concentration of brain lactate rose linearly with plasma concentration. The maximum potential contribution of plasma lactate to brain metabolism was 10% for basal plasma lactate concentration of ~1.0 mM, and possibly as much as 60% at supraphysiological plasma lactate concentrations when the transporters are saturated (assuming lactate oxidation is limited only by transport). Based on the similarity of the steady state pattern of 13C labeling, as shown in Figure 2, it was concluded that the relative consumption of plasma lactate between neurons and astrocytes is similar to that of glucose (78). The calculation of the lactate metabolic capacity is in good agreement with recent AV difference studies using isotopically labeled lactate as a tracer, further confirming the potential importance of plasma lactate as a substrate for brain metabolism (63).
3.5 Use of 1H-13C MRS to study the energetics of brain tissue types (white/gray matter) and sensory stimulation
As described in Section 4 the sensitivity and spatial resolution limitations of 13C MRS can be partially overcome by using the more sensitive 1H nucleus to measure the 13C enrichment of bound carbon atoms. These inverse MRS methods take advantage of the J coupling between 1H and 13C nuclei (51,79). By combining 1H-13C MRS with spectroscopic imaging and gray/white matter segmentation Pan and coworkers reported the rates of VTCAn in gray and white matter finding a ~4 times higher rate of metabolism in gray matter (57). The higher resolution of 1H-13C MRS has been used to address the question of whether glycolytic or oxidative ATP production provides most of the incremental energy for brain function during activation (11,80–83). Using this technique Chen and co workers reported a 25% increase in VTCAn during visual stimulation (84). This finding is consistent with recent calibrated fMRI measurements of CMRO2 (85–87), and indicates that ATP produced oxidatively is the major source of energy for the incremental neuronal activity during sensory stimulation.
3.6 Application of 13C MRS to study neuroenergetics and neurotransmission in human brain disease
The important role of neuroenergetics, and the glutamate/GABA neurotransmitter cycles, in the pathogenesis of brain disease is being increasingly recognized. Changes in the concentrations of GABA, glutamate, and glutamine have been measured by 1H MRS in a wide range of neurological and psychiatric diseases including aging (88), depression and related disorders (89–94), epilepsy (95–97), genetic disorders of metabolism (98), hepatic encephalopathy (99), and neurodegenerative disorders (100). However, concentration measurements while informative are not specific for the alterations in metabolic fluxes or cellular neurochemical distributions that may have lead to a change. 13C MRS allows the measurement of metabolic rates in humans, may potentially be of great value in studying the pathogenesis and treatment of brain disease. However, its application to disease has been limited by several factors, including the technical complexity of conducting 13C MRS experiments, which is exacerbated by the lack of such study support with most clinical scanners. Furthermore there is the need for a support team to perform the infusion and analysis of substrates labeled with 13C isotope, the relatively low sensitivity and volume resolution of 13C MRS compared with 1H MRS (and especially MRI), availability and cost of 13C-labeled substrates, RF heating concerns due to the need to decouple the J interaction of 13C resonances with bound protons, and the need to perform sophisticated kinetic analysis to extract metabolic rate information from the MRS data (see Ross et al. for an informative review on clinical 13C MRS studies in humans and the obstacles in performing them (101)). In section 4 we speculate on how some of these barriers may be lowered through a range of developments, including hyperpolarized 13C. Despite these challenges the initial applications of 13C MRS in studies of human brain disease and dysfunction have been highly informative, which are briefly reviewed below.
3.6.1 Application of 13C MRS to study stroke and tumors
The initial application of 13C MRS to clinical brain disease was to assess the source of chronic lactate elevation in stroke. In this study 1H MRS was used to measure lactate 13C fractional enrichment in an infarct during infusion of [1-13C] glucose. 1H MRS was used due to its several fold higher sensitivity for measuring 13C enrichment than direct 13C MRS (102). The lactate was found to rapidly incorporate label from glucose indicating active metabolic production even long after the initial infarct event (103). Subsequent 1H MRS and histological assessment indicated that most of the lactate elevation in chronic stroke was likely to be due to macrophage metabolic activity and infiltration (104). A similar strategy was used in animal models of brain cancer by Terpstra and coworkers to assess the metabolic source of lactate in tumors (105). Recently 13C MRS was used to measure lactate turnover in a human brain tumor (106).
3.6.2 Application of 13C MRS to study hepatic encephalopathy and genetic diseases of ammonia metabolism
Studies by Ross and coworkers have established 1H MRS measurements of glutamine and glutamate as one of the best ways to assess the severity of hepatic encephalopathy, a disease of the brain that is caused by chronic exposure to elevated ammonia in the blood due to liver failure (23,99,107,108). Animal studies using conventional methods, as well as 13C and 15N MRS, showed that ammonia led to increased anaplerosis and glutamine synthesis in astrocytes, as well as disruption of the glutamate/glutamine cycle (5,17,27,109–112). To test whether similar metabolic alterations were present in humans Bluml and coworkers studied patients with diagnosed hepatic encephalopathy during infusion of [1-13C] glucose at 1.5T. The studies found disrupted neuroenergetics with increasing disease severity, including evidence for impairment in the glutamate/glutamine cycle (113). More recently Gropman and coworkers have used 13C MRS to demonstrate abnormalities in glutamate metabolism patients with ornithine transcarbamylase deficiency (114).
3.6.3 Application of 13C MRS to study Alzheimer’s disease and healthy aging
Mitochondrial dysfunction has been implicated in the loss of brain function in neurodegenerative disease and normalcaging (115). Studies using PET have found decreased rates of brain oxygen consumption and glucose consumption in Alzheimer’s disease and in healthy aging (116,117). In a pioneering study on Alzheimer’s disease, Ross and coworkers infused 2 patients with [1-13C] glucose and found a reduction in 13C labeling of C4 glutamate, consistent with an impairment in the TCA cycle (118). Recently, Boumezbeur and coworkers using combined infusions of [1-13C] glucose and [2-13C] acetate with 13C MRS, compared a healthy group of elderly subjects with young adult controls. The elderly subjects showed decreased rates of the neuronal TCA cycle (VTCAn) and glutamate/glutamine cycle along with an increased rate of the astroglial TCA cycle (41), changes which were independent of the relatively small age-dependent loss of brain tissue volume. The decrease in the neuronal TCA cycle rate correlated highly with decreases in NAA and glutamate concentrations (Fig. 4) indicating that the reduced metabolic rates were associated with cellular level changes as opposed to differences in sensory input. These findings are consistent with the theory that mitochondria lose oxidative capacity with advancing age leading to loss of brain function. Overall, the ability to study aging and associated dementias with 13C MRS provides a unique opportunity to study the role of mitochondria in the pathogenesis process and how this process can be slowed or ceased through treatment.
3.6.4 Application of 13C MRS to study type 1 diabetes complications
A major complication in insulin therapy for type 1 diabetes is hypoglycemia, the frequency of which is worsened due to the phenomenon of hypoglycemia unawareness (119,120). Among the theories to explain this phenomenon is that repeated hypoglycemic episodes in type 1 diabetics may lead to metabolic adaptations that allow improved function during periods of mild hypoglycemia. Using [2-13C] acetate as a tracer, Mason and coworkers tested the hypothesis that patients with type 1 diabetes have upregulated blood-to-brain transport and metabolism of monocarboxylic acids (e.g., acetate, beta hydroxybutyrate, and lactate), supporting heightened brain function during hypoglycemia (76). In their study of the medial occipital/parietal cortex, type 1 diabetics showed increased metabolism of acetate, which was most likely secondary to increased acetate transport. An example of the higher 13C labeling attained in the patients with type 1 diabetes is shown in Figure 5. At a blood concentration of 1 mM acetate was found to provide on average ~20% of astrocyte oxidative needs in control subjects and ~35% in patients with type 1 diabetes. Oz and coworkers used 13C MRS to show that brain glycogen may be a significant fuel source during hypoglycemia and that hypoglycemia led to elevated glycogen synthesis upon restoration of normal glucose levels (121). Future studies may be able to determine whether these alternate fuel sources can account fully for the cortical component of hypoglycemia unawareness.
3.6.5 Application of 13C MRS to study epilepsy
Epilepsy has been studied extensively by 1H MRS and there is considerable evidence from PET, 1H MRS, and 31P MRS of hypometabolism in brain regions affected by epilepsy that may be secondary to a failure in neuroenergetics (122). Furthermore, in medial temporal lobe epilepsy chronically elevated extracellular glutamate has been found by microdialysis in epileptogenic sclerotic tissue, possibly contributing to the hyperexcited state of the tissue (123). In order to test whether the chronically elevated extracellular glutamate was due to an impairment in glial glutamate uptake and cycling, Petroff and coworkers obtained neurosurgical specimens from patients intravenously infused with [2-13C] glucose and analyzed the labeling ex vivo using high-resolution 13C MRS (124). In the epileptogenic tissue from the hippocampus with sclerosis and glial proliferation there was marked impairment in glutamate/glutamine cycling compared with more histologically normal tissue (124). A subsequent study showed that this impairment in glutamate/glutamine cycling may be secondary to reduced activity in glutamine synthetase establishing this step in the pathophysiology and as a potential therapeutic target (125).
3.6.6 Application of 13C MRS to study pediatric disease
The increasing concerns over radiation dosage in PET scans of pediatric patients have provided additional motivation for noninvasive application of 13C MRS with this vulnerable group. Studies of infants and young children with 13C MRS however are complicated by the need for extended infusion times increasing the time spent in the magnet. To assess the feasibility of pediatric studies Bluml and colleagues performed 13C MRS on 17 children and pediatric patients receiving [1-13C] glucose either orally or intravenously (126). They observed marked differences in 13C labeling patterns in premature brain and pediatric patients with leukodystrophies and mitochondrial disorders. This study demonstrated the significant potential of 13C MRS applications to pediatric disease, particularly with the improvements in sensitivity discussed in Section 4.
4. Future prospects for 13C MRS studies in humans
As discussed in Section 3 there are several major challenges that must be met for 13C MRS to become a routine tool in the study of human brain disease and treatment. Below, we briefly discuss these limitations and how they may be overcome through future technological developments.
4.1 Improvements in the sensitivity and spatial resolution of the 13C MRS measurement
The primary limitation for the study of human brain disease by 13C MRS is its low sensitivity, with typical volume resolution being on the order of 25 to 100 cm3. Substantial improvements have been achieved by detecting 13C labeling indirectly via the J scalar coupling to bound protons (55,103), enhancing spatial resolution to several cm3 obtained at 4 Tesla (57,84). However, due to the limited spectral resolution of 1H MRS only labeling of glutamate C4, the combined resonances of glutamate and glutamine C3, and lactate C3 have been reported, limiting the rates that can be measured to the neuronal TCA cycle, or in cases of elevated lactate to glycolysis. With the advent of ultra-high field human MRS systems (7 Tesla and above), in principle it should be possible to measure resonances of glutamine and GABA, as has been demonstrated in animal studies (59,127,128), although increased heating associated with decoupling at higher fields may limit this application.
An alternate possibility, which would retain the high spectral resolution and information of direct 13C MRS, and provide much higher spatial resolution, is the use of hyperpolarized 13C MRS and there are several promising initial reports in animal models (129–131). The major limitations in measuring the rates of the pathways discussed in this article are that there are several enzymatic steps between the precursor (e.g. acetate, lactate, glucose) and enzymatic reactions in the pathways of interest. For example to measure the rate of the glutamate/glutamine cycle from hyperpolarized 13C acetate the acetate must first be transported into the glial cells, then converted successively to acetyl CoA, citrate, isocitrate, alpha-ketoglutarate, and glutamate before being converted by glutamine synthetase into glutamine. Based on the concentration of the precursor pools and metabolic rate of acetate metabolism it would take on the order of 1 to 2 minutes for the immediate precursor glial glutamate to be labeled sufficiently to measure the glutamine synthesis rate. Measurement of the glial and neuronal TCA cycle and anaplerosis may be feasible by directly looking at TCA cycle intermediates (e.g. citrate) from precursors such as [2-13C] acetate and [2-13C] lactate which label TCA cycle intermediates in one or two enzymatic steps. An alternate approach is to directly hyperpolarize TCA cycle intermediates themselves, the feasibility of which has been demonstrated in extracts (131).
4.2 Improvements in shimming and reduction of RF heating to allow multi volume 13C MRS
To date the majority of human brain 13C MRS studies have been performed in the midline occipital or occipital/parietal lobe, due largely to the relative ease of shimming to improve BØ homogeneity in this region and the distance from the eyes which are believed to be more sensitive than the brain to heating from the decoupling B1 field. Over the last decade limitations due to shimming have been greatly reduced based on improvements in shim coil strengths and advanced field mapping and shim calculation and updating methods, allowing well shimmed spectra to be obtained from multiple volumes within the human brain even at ultra-high fields (52,132–134).
A continuing limitation is heating that results from the applied RF energy to the protons bound to 13C needed to decouple the J interaction. It has been shown that there are theoretical limits on the minimum decoupling power (135), which even at 4 Tesla are close to the allowable power deposition limits mandated by the United States Food and Drug Administration (FDA) (136). Although advances in RF coil design allow human brain 13C studies to be performed safely even up to 4 Tesla (137,138), concerns remain about RF heating of the eyes which may be more vulnerable than the brain due to areas of restricted circulation. A recently developed alternate approach to circumvent the RF heating is to observe 13C labeling of the carboxyl groups of glutamate and glutamine which require no (or low power) decoupling (139,140). This approach takes advantage of the turnover kinetics of glutamate (Glu) C5 from exogenous [2-13C] glucose, which is identical to the turnover of Glu C4 from exogenous [1-13C] glucose (141). The carboxylic carbons are only coupled to protons via very weak long-range 1H-13C scalar couplings so that they can be effectively decoupled at low RF power. An additional advantage of this strategy is the lack of contamination from subcutaneous lipids because there are no overlapping fat signals in the vicinity of the glutamate C5 and glutamine C5 peaks. An example showing the feasibility of this strategy at 3 Tesla is the work of Li et al. (Figure 6)(141). High quality spectra can be obtained with a maximum regional power deposition in the brain below 2 W/kg, several times below the FDA limit, even using a 1H resonator to deliver the RF decoupling field (142). The ability to deliver RF decoupling from a volume coil further opens up the possibility of multi-volume whole brain 13C MRS.
An alternate approach to reduce RF heating would be to use hyperpolarized 13C MRS without decoupling. The higher sensitivity of hyperpolarized 13C would in principle make decoupling unnecessary. However due to the blood brain barrier restricting the ability to isotopically label brain metabolites from plasma 13C labeled substrates decoupling may be necessary even for hyperpolarized 13C MRS applications.
4.3 Improvements in 13C infusion protocols
A third major limitation in 13C MRS studies is the requirement for a continuous infusion of the isotopically labeled substrate with venous sampling for fractional enrichment determination. This infusion must occur over a time period (typically two hours) to capture sufficient kinetic information from spectral time courses for absolute rate estimation using metabolic modeling (24,45,143). However several studies have shown it is possible to obtain considerable information on metabolism using simplified infusion schemes or oral ingestion (144–147). Given that the majority of information on absolute and relative rates is derived from the early and steady state portions of the time course a significant reduction in the time required for a subject to be in the scanner may be possible (143).
5. Summary and Conclusions
Work over the past two decades has established 13C MRS studies of the brain in animal models and humans as the only non invasive method for measuring neuronal and glial energy metabolism and glutamate and GABA neurotransmitter cycling. Although some debates regarding metabolic modeling remain, much of our present knowledge of the brain energy budget (glutamatergic neurons, GABAergic neurons, astrocytes) and the relationship between neuroenergetics and neurotransmission has been obtained from in vivo 13C MRS studies. 13C MRS studies have also played an important role in delineating how alternate substrates such as acetate, ketone bodies, and lactate support neuronal and astrocyte energetics. The application of 13C MRS to study human disease faces considerable obstacles, particularly cost, the need for 13C substrate infusions and monitoring, decoupling heating, and the low sensitivity of 13C MRS and lack of technical capability of most MR systems. Despite these difficulties 13C MRS has been successfully applied to study a variety of neurological and psychiatric diseases as well as diabetes and healthy aging. The increasing availability of high field MR magnets, which allow higher sensitivity indirect detection methods, and the development of hyperpolarized 13C have the potential of greatly increasing the sensitivity of the method leading to the possibility of using 13C MRS for metabolic imaging of the human brain. These technological developments along with further improvements in 13C infusion protocols to minimize patient time in the magnet have the potential of greatly expediting clinical and research studies.
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