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. Author manuscript; available in PMC: 2014 Aug 1.
Published in final edited form as: J Allergy Clin Immunol. 2013 Mar 28;132(2):313–320.e15. doi: 10.1016/j.jaci.2013.01.051

Genome-wide association study identifies TH1 pathway genes associated with lung function in asthmatic patients

Xingnan Li a, Gregory A Hawkins a, Elizabeth J Ampleford a, Wendy C Moore a, Huashi Li a, Annette T Hastie a, Timothy D Howard a, Homer A Boushey b, William W Busse c, William J Calhoun d, Mario Castro e, Serpil C Erzurum f, Elliot Israel g, Robert F Lemanske Jr h, Stanley J Szefler i, Stephen I Wasserman j, Sally E Wenzel k, Stephen P Peters a, Deborah A Meyers a, Eugene R Bleecker a
PMCID: PMC3746327  NIHMSID: NIHMS462138  PMID: 23541324

Abstract

Background

Recent meta-analyses of genome-wide association studies in general populations of European descent have identified 28 loci for lung function.

Objective

We sought to identify novel lung function loci specifically for asthma and to confirm lung function loci identified in general populations.

Methods

Genome-wide association studies of lung function (percent predicted FEV1 [ppFEV1], percent predicted forced vital capacity, and FEV1/forced vital capacity ratio) were performed in 4 white populations of European descent (n = 1544), followed by meta-analyses.

Results

Seven of 28 previously identified lung function loci (HHIP, FAM13A, THSD4, GSTCD, NOTCH4-AGER, RARB, and ZNF323) identified in general populations were confirmed at single nucleotide polymorphism (SNP) levels (P < .05). Four of 32 loci (IL12A, IL12RB1, STAT4, and IRF2) associated with ppFEV1 (P < 10−4) belong to the TH1 or IL-12 cytokine family pathway. By using a linear additive model, these 4 TH1 pathway SNPs cumulatively explained 2.9% to 7.8% of the variance in ppFEV1 values in 4 populations (P = 3 × 10−11). Genetic scores of these 4 SNPs were associated with ppFEV1 values (P = 2 × 10−7) and the American Thoracic Society severe asthma classification (P = .005) in the Severe Asthma Research Program population. TH2 pathway genes (IL13, TSLP, IL33, and IL1RL1) conferring asthma susceptibility were not associated with lung function.

Conclusion

Genes involved in airway structure/remodeling are associated with lung function in both general populations and asthmatic subjects. TH1 pathway genes involved in anti-virus/bacterial infection and inflammation modify lung function in asthmatic subjects. Genes associated with lung function that might affect asthma severity are distinct from those genes associated with asthma susceptibility.

Keywords: Lung function, FEV1, asthma, TH1, IL12A, IL12RB1, STAT4, IRF2


Asthma is a chronic inflammatory respiratory disease with a high level of genetic and phenotypic heterogeneity. Phenotypically, asthma can be classified as mild, moderate, or severe according to National Asthma Education and Prevention Program, Global Initiative for Asthma, or American Thoracic Society (ATS) guidelines.1-3 Recent work has described 5 distinct asthma severity phenotypes through cluster analysis.4 Measures of lung function, particularly percent predicted FEV1 (ppFEV1) values, are essential for categorizing asthma severity by using either current guidelines or cluster methodologies.1-4

Three recent large meta-analyses of genome-wide association studies (GWASs) in general populations of European descent have identified 28 loci for lung function5-7: HHIP, HTR4, INTS12-GSTCD-NPNT, TNS1, C10orf11, CDC123, MECOM, and ZKSCAN3-ZNF323 for FEV1 and ADAM19, DAAM2, FAM13A, GPR126, HHIP, HTR4, NOTCH4-AGER-PPT2, PID1, PTCH1, THSD4, ARMC2, CCDC38, CDC123, CFDP1, HDAC4, KCNE2, LRP1, MFAP2, MMP15, NCR3, RARB, SPATA9, and TGFB2 for FEV1/forced vital capacity (FVC) ratio. In a previous study of candidate genes, we have shown that HHIP is associated with ppFEV1 and percent predicted forced vital capacity (ppFVC) values in asthmatic subjects.8 A recent GWAS of lung function decrease has suggested that genetic profiles for longitudinal and cross-sectional lung function differ between subjects with and without asthma.9

In this study we performed meta-analyses of GWASs of lung function (ppFEV1, ppFVC, and FEV1/FVC ratio) in 4 European American asthmatic populations to determine whether the 28 loci identified in the previous GWASs for normal variation of lung function are important components affecting abnormal lung function in asthmatic subjects. More importantly, we explored whether some novel genes have large effects on lung function unique to asthmatic subjects.

METHODS

Study subjects

Subjects with mild-to-severe asthma recruited at the National Heart, Lung, and Blood Institute (NHLBI)–funded Severe Asthma Research Program (SARP) centers were carefully characterized, including baseline spirometry with a medication withhold before testing.3,4,8 Similar baseline spirometry was performed in subjects with severe or difficult-to-treat asthma from The Epidemiology and Natural History of Asthma: Outcomes and Treatment Regimens (TENOR) multicenter study.8,10,11 Asthmatic subjects who were studied in the NHLBI’s Collaborative Studies on the Genetics of Asthma (CSGA) by the Wake Forest investigators using a similar protocol were included in the analyses.8,12Asthmatic patients from 2 NHLBI-funded Asthma Clinical Research Network (ACRN) clinical trials (the Tiotropium Bromide as an Alternative to Increased Inhaled Corticosteroid in Patients Inadequately Controlled on a Lower Dose of Inhaled Corticosteroids [TALC] and Best Adjustment Strategy for Asthma in Long Term [BASALT] trials) were also included.13 The patients from the BASALT trials (ClinicalTrials.gov no. NCT00495157) had mild-to-moderate asthma. The patients from the TALC trials (ClinicalTrials.gov no. NCT00565266) had poorly controlled disease on a lower dose of inhaled corticosteroid.13 All studies were approved by the appropriate institutional review boards at the participating sites, including obtaining appropriate informed consent.

DNA was isolated by using standard protocols, and single nucleotide polymorphism (SNP) genotyping was performed with the Illumina HumanCNV370 BeadChip (Illumina, San Diego, Calif) for TENOR samples. SARP and CSGA samples were genotyped with the Illumina HumanHap1M BeadChip. ACRN samples were genotyped with the Illumina HumanOmniExpress700k BeadChip. Genotyping for all studies was performed with BeadStudio or GenomeStudio (Illumina).

Statistical analysis

Quality control processes of GWASs for the SARP, CSGA, and TENOR populations have been described previously.8 Quality control of ACRN cases was performed in a similar manner.

ppFEV1 and ppFVC values were calculated based on Hankinson formula.14 Outliers (outside of 3× SDs of ppFEV1, ppFVC, and FEV1/FVC ratio values) were removed. ppFEV1, ppFVC, and FEV1/FVC ratio values were standardized with a mean of 0 and an SD of 1. A linear additive model was used for analysis of standardized ppFEV1, ppFVC, and FEV1/FVC ratio values in the SARP, CSGA, TENOR, and ACRN populations separately by using PLINK (version 1.06, http://pngu.mgh.harvard.edu/purcell/plink/)15 adjusted for significant principal components (EIGENSTRAT, version 3.0, http://genepath.med.harvard.edu/~reich/Software.htm).16 Association plots were generated with SNAP (version 2.0; http://www.broad.mit.edu/mpg/snap/).17

Meta-analyses of linear regression slope β with 369,771 SNPs that were shared in all studies from 4 European American populations (SARP, CSGA, TENOR, and ACRN) were performed, with weights proportional to the inverse variance of β using METAL software (http://www.sph.umich.edu/csg/abecasis/metal/). P values with genomic control adjustment from each population were used for meta-analysis to reduce genomic inflation.

Joint analysis of the 4 TH1 pathway SNPs (rs7636840 in IL12A, rs388159 in IL12RB1, rs925847 in STAT4, and rs3756089 in IRF2) was performed in the SARP population. Genetic scores were defined by the number of risk alleles present in these 4 SNPs. A linear or logistic model was used for analysis of ppFEV1 values and percentages of subjects with severe asthma by using the ATS asthma severity classification,3 with genetic scores as defined.

RESULTS

Subjects’ demographics

Although the 4 studies were all composed of European American subjects with asthma and use similar clinical approaches to phenotyping cases, they differed in the proportion of subjects with severe asthma. SARP is a cohort enriched for subjects with severe asthma but also well balanced with subjects with mild-to-moderate asthma. TENOR focused on subjects with difficult-to-treat or severe asthma. CSGA included all levels of severity but primarily milder levels. The ACRN study is composed of the TALC and BASALT trials, in which BASALT had subjects with mild-to-moderate asthma but TALC focused on subjects with poorly controlled asthma receiving a low dose of inhaled corticosteroids. These phenotypic differences are reflected in baseline lung function (see Table E1 in this article’s Online Repository at www.jacionline.org). Only subjects with an age of enrollment of 12 years or greater were included in the analysis to reduce the age effect on lung development. The SARP cohort is well phenotyped with a relatively large sample size (n=618) and has a broad range of lung function, and thus SARP was used as the primary population for this analysis.

After a quality control process, 1,544 subjects from the 4 studies were analyzed with the shared 369,771 SNPs for association with predrug spirometric measures of lung function: ppFEV1, ppFVC, and FEV1/FVC ratio. ppFEV1 was the primary phenotype in this study because it is the lung function measure most used for clinical studies in asthmatic subjects.

Meta-analysis of GWASs of ppFEV1

Forty-four SNPs from 32 independent loci were suggestively associated with ppFEV1 values (P < 10−4; Fig 1 and see Table E2 and Fig E1 in this article’s Online Repository at www.jacionline.org). rs7670758, which is located approximately 60 kb upstream of HHIP, was associated with ppFEV1 values (P = 9.5 × 10−5). The minor allele A of rs7670758 was associated with decreased ppFEV1 values. This effect direction for rs7670758 is consistent with previous findings in general populations,5-7 supporting our study design and statistical analysis.

FIG 1.

FIG 1

Genome-wide association of ppFEV1 values with 369,771 SNPs in 4 European American populations. The color scale of the x-axis represents chromosomes. Negative log-transformed meta-analysis P values are shown on the y-axis. The blue horizontal line is drawn at a P value of 10−4.

Four of 32 loci associated with ppFEV1 values were within or near important TH1 or IL-12 cytokine family pathway genes: IL12A (rs7636840 and rs11918254 in strong linkage disequilibrium [LD]: r2 = 0.94), IL12RB1 (rs388159), STAT4 (rs925847), and IRF2 (rs3756089; Table I and see Table E2 and Figs E2-E5 in this article’s Online Repository at www.jacionline.org). Four TH1 pathway SNPs were consistently associated with ppFEV1 values in the SARP, CSGA, TENOR, and ACRN populations (Tables I and II and see Table E3 in this article’s Online Repository at www.jacionline.org).

TABLE I.

Meta-analysis results of 4 TH1 pathway SNPs associated with ppFEV1

SNP Gene Chromosome BP Location Ref/alt allele Alt freq Alt effect Direction* P value
rs388159 IL12RB1 19 18002996 3′ C/T 0.1767 0.1943 ++++ 3.47E-05
rs7636840 IL12A 3 161161335 5′ G/T 0.1725 −0.1945 − − − − 3.58E-05
rs925847 STAT4 2 191605785 Intron C/T 0.2774 0.1579 ++++ 8.17E-05
rs3756089 IRF2 4 185552786 Intron C/T 0.0818 0.2595 ++++ 8.79E-05
*

Direction: +/− indicates that the alternative allele is correlated with ppFEV1 values positively/negatively in the 4 cohorts, and the order of the populations is SARP, CSGA, ACRN, and TENOR.

rs388159 is located between IL12RB1 and ARDDC2.

rs7636840 is located between IL12A and SCHIP1.

TABLE II.

Four TH1 pathway SNPs in a prediction model for ppFEV1 values

SNP Gene SARP CSGA ACRN TENOR
rs7636840 IL12A 0.0031 0.93 0.0031 0.15
rs388159 IL12RB1 0.0028 0.28 0.15 0.011
rs925847 STAT4 0.032 0.00087 0.49 0.055
rs3756089 IRF2 0.009 0.079 0.0035 0.45
Linear regression (P value/R2)* 9.30E-06/.046 0.0043/.078 0.00063/.065 0.013/.029
Meta-analysis P value 3.31E-11
*

Linear regression (P value/R2): linear regression of ppFEV1 values versus 4 TH1 pathway SNPs.

Meta-analysis P value: Meta-analysis of P values with weights proportional to sample size.

These 4 TH1 pathway SNPs cumulatively explained 2.9% to 7.8% of the variance in ppFEV1 values in 4 populations, with a meta-analysis P value of 3 × 10−11 (Table II). The possession of an increased number of risk alleles (genetic scores) for these 4 SNPs inversely correlated with ppFEV1 values (P = 2 × 10−7) and positively correlated with the ATS asthma severity classification (P = .005) in the SARP population (Fig 2). In the SARP cohort ppFEV1 values displayed a stepwise decrease from 81.9 (SD, 20.1) to 76.6 (SD, 21.1) and then to 65.1 (SD, 22.3), and the percentage of subjects with severe asthma (based on ATS classification) showed an increase from 40.2% to 49.4% and then to 64.3% with the increasing number of risk alleles (Fig 2).

FIG 2.

FIG 2

Joint analysis of 4 TH1 pathway SNPs in IL12A, IL12RB1, STAT4, and IRF2 for ppFEV1 values in the SARP population. Blue bars represent ppFEV1, and purple bars represent percentages of subjects with severe asthma based on ATS classification.

Meta-analyses of GWASs of ppFVC and FEV1/FVC ratio values

Thirty-nine SNPs were suggestively associated with ppFVC values (P < 10−4, see Table E4 in this article’s Online Repository at www.jacionline.org). Two SNPs downstream of IL12RB1 (rs12984174 and rs388159 in moderate LD: r2 = 0.75) ranked as number 1 and number 9. rs388159 was also the top candidate SNP associated with ppFEV1 values (Table I), making it the most robust finding in this study.

Thirty-one SNPs were suggestively associated with FEV1/FVC ratio values (P < 10−4, see Table E5 in this article’s Online Repository at www.jacionline.org). rs11032873, which is located between APIP and EHF, was associated with FEV1/FVC ratio values (P = 3.1 × 10−5). The APIP-EHF region has been identified as a modifier locus of lung disease severity in patients with cystic fibrosis.18 Two adenylate cyclase family genes (ADCY2 and ADCY9) were associated with FEV1/FVC ratio values (P = 5.6 × 10−5 or 6.3 × 10−5 for rs12659620 or rs2230739, respectively). rs3130696, which is located upstream of HLA-C, was associated with FEV1/FVC ratio values (P = 7.3 × 10−5).

Replication of 28 normal lung function loci

Two meta-analyses of GWASs in approximately 20,000 healthy subjects of European descent have identified 12 loci for lung function6,7: HHIP, HTR4, INTS12-GSTCD-NPNT, and TNS1 for FEV1 and ADAM19, DAAM2, FAM13A, GPR126, HHIP, HTR4, NOTCH4-AGER-PPT2, PID1, PTCH1, and THSD4 for FEV1/FVC ratio (see Table E6 in this article’s Online Repository at www.jacionline.org). One more recent meta-analysis of GWASs in approximately 90,000 healthy subjects of European descent has identified 16 novel loci for lung function5: C10orf11, CDC123, MECOM, and ZKSCAN3-ZNF323 for FEV1 and ARMC2, CCDC38, CDC123, CFDP1, HDAC4, KCNE2, LRP1, MFAP2, MMP15, NCR3, RARB, SPATA9, and TGFB2 for FEV1/FVC ratio (see Table E7 in this article’s Online Repository at www.jacionline.org).

In this study we replicated 7 of 28 lung function loci at SNP levels (P <.05) for the same phenotypes and in the same effect direction in asthma: HHIP (rs1980057 and rs7670758), FAM13A (rs2869967 and rs6825998), THSD4 (rs12899618), GSTCD (rs17035917 and rs6820671), NOTCH4-AGER (rs206015), RARB (rs1529672 and rs7616278), and ZNF323 (rs6922111 and rs1416920, see Tables E6 and E7).

Comparison of asthma genes and lung function genes

Although lung function is an essential intermediate phenotype distinct between asthmatic patients and healthy subjects, the genes associated with lung function were largely not associated with asthma susceptibility in the GABRIEL study (extracted from the European Genome-Phenome Archive; http://www.cng.fr/gabriel; accession no. EGAS00000000077).19

In this study the 4 TH1 pathway SNPs associated with lung function were not associated with asthma susceptibility in the GABRIEL,19 TENOR,11 or SARP/CSGA20 studies (see Table E8 in this article’s Online Repository at www.jacionline.org). Six SNPs (in ORMDL3-GSDMB, IL33, IL1RL1-IL18R1, TSLP, IL13, and HLA-DRA) associated with asthma susceptibility19-21 were not associated with ppFEV1 values (see Table E9 in this article’s Online Repository at www.jacionline.org).

Two-step asthma progression genetic model

On the basis of this study and previous findings, we suggest a 2-step asthma progression genetic model (Fig 3). In the first step genetic variants in TH2 pathway genes (IL13, TSLP, IL33, and IL1RL1), interacting with environmental factors, induce TH2-dominant response and atopy, which distinguish subjects with asthma from healthy subjects. In the second step genetic variants in the TH1 or IL-12 cytokine family pathway (IL12A, IL12RB1, STAT4, and IRF2), airway structure/remodeling (HHIP, FAM13A, THSD4, GSTCD, NOTCH4-AGER, RARB, and ZNF323), and/or other mechanisms interacting with environmental factors lead to lower lung function and increased asthma severity.

FIG 3.

FIG 3

Two-step asthma progression genetic model. The red arrow indicates higher gene expression levels or protein activities. The green arrow indicates lower gene expression levels or protein activities. The question mark indicates the lack of available experimental evidence.

DISCUSSION

In this study we investigated genetic variants related to lung function in 4 European American asthmatic populations (n = 1544) using GWASs and meta-analyses. Although the sample size is relatively small compared with that of the studies in general populations, the current study is the first and largest GWAS of lung function in comprehensively phenotyped subjects with asthma. Further replication in well-phenotyped independent populations is essential to confirm our findings. Three predrug spirometric measures of lung function (ppFEV1, ppFVC, and FEV1/FVC ratio) were studied. FEV1 is the volume of air that can be expired forcibly in 1 second after full inspiration. FVC is the volume of air that can be expired forcibly after full inspiration. The FEV1/FVC ratio is the ratio of FEV1 to FVC. Both FEV1 and FVC values can be decreased in patients with respiratory diseases but might not be in the same proportion. These 3 measures are correlated but might reflect fine differences in lung function. The FEV1/FVC ratio and FEV1 reflect airway obstruction and the grade of airway obstruction and thus are used together to define chronic obstructive pulmonary disease. ppFEV1 was the primary phenotype in this study because it is highly correlated with asthma severity and mostly used for clinical studies in asthmatic subjects. Although no SNP reached genome-wide significance (P = 5 × 10−8), multiple SNPs were suggestively associated with ppFEV1, ppFVC, or FEV1/FVC ratio values (P < 10−4, see Tables E2, E4, and E5). In general, the results for these 3 measurements agreed well, although the top SNPs were not always the same in the 3 measurements (see Table E2). More importantly, multiple top SNPs belong to the same pathway and are functionally related to lung function. The same effect direction of these SNPs in all 4 studied populations further supports our results. Although a single SNP with a modest P value does not meet the strict requirements for association in a GWAS analysis, multiple independent loci mapped to the same biological pathway are very unlikely to be a result of chance, and thus pathway analysis is an important complementary approach to a GWAS.22

For example, 4 of 32 loci associated with ppFEV1 values are TH1 or IL-12 cytokine family pathway genes: IL12A, IL12RB1, STAT4, and IRF2 (Table I). Although these 4 SNPs were not significant individually at the genome-wide level, cumulatively they explained 2.9% to 7.8% of the variance in ppFEV1 values (P = 3 × 10−11, Table II). In the well-phenotyped SARP population genetic scores of these 4 SNPs were inversely associated with ppFEV1 values (P = 2 × 10−7) and positively associated with the ATS asthma severity classification (P = .005). The risk allele of IL12RB1, STAT4, and IRF2 is its major allele, and the risk allele of IL12A is its minor allele. In general, the combinations of risk alleles involving IRF2 were correlated with higher ppFEV1 values, and those including IL12A were associated with lower ppFEV1 values (see Table E10 in this article’s Online Repository at www.jacionline.org). IL-12 is a key cytokine that modulates innate and adaptive immune responses. IL-12 is a heterodimer composed of the p35 subunit (encoded by IL12A) and the p40 subunit (encoded by IL12B). The coexpression and dimerization of the IL-12RB1 and IL-12RB2 proteins led to the formation of the high-affinity IL-12 receptor. The main role of IL-12 is to activate IFN-γ (IFNG) production. The response of lymphocytes to IL-12 is mediated by STAT4, which induces the expression of IL-12RB2 and IRF1. IRF1 is a transcription activator of the genes induced by IFN-α (IFNA1), IFN-β (IFNB1), and IFNG, whereas IRF2 competitively inhibits the expression of genes activated by IRF1. The IL-12–STAT4–IFNG signaling pathway is essential for the differentiation of naive TH cells into TH1 cells. GWASs in patients with autoimmune diseases have consistently identified IL-12–STAT4–IFNG signaling pathway genes. For example, SNPs in the IL12A region have been associated with celiac disease,23,24 primary biliary cirrhosis,25-27 and multiple sclerosis.28 SNPs in the STAT4 region have been associated with systemic lupus erythematosus,29-31 systemic sclerosis,32 rheumatoid arthritis,33,34 and primary biliary cirrhosis.27 Candidate gene studies have indicated that IL12RB1, STAT4, and IRF2 were associated with asthma, but the association results are not consistent.35

Several genes associated with lung development or height were identified (see Tables E2, E4, and E5), including HHIP,5-7 SULF1,36 and SYN3,36,37 although ppFEV1 and ppFVC values were already adjusted for height. Similarly, GWASs of lung function in general populations also identified multiple genes associated with height,5-7 indicating the importance of height in determining lung volume or pulmonary function.

Two adenylate cyclase family genes (ADCY2 and ADCY9) were suggestively associated with FEV1/FVC ratio values (see Table E5). The same nonsynonymous coding SNP (rs2230739 or Ile772Met) in ADCY9 has been shown to be significantly associated with the difference in improvement of FEV1 values with the response to β-agonist with or without corticosteroid treatment.38 In a candidate gene study ADCY2 was associated with both chronic obstructive pulmonary disease and FEV1/FVC ratio values independently of smoking effect.39

Previously, we have shown that a subset of genes that regulate lung function in general populations might be associated with abnormal lung function in subjects with asthma.8 In this study this list has been extended to 7 of 28 lung function loci at the SNP level: HHIP (rs1980057 and rs7670758), FAM13A (rs2869967 and rs6825998), THSD4 (rs12899618), GSTCD (rs17035917 and rs6820671), NOTCH4-AGER (rs206015), RARB (rs1529672 and rs7616278), and ZNF323 (rs6922111 and rs1416920, see Tables E6 and E7). Among these 7 genes, several might be involved in airway structure and airway remodeling: (1) HHIP might influence embryonic lung-branching morphogenesis40; (2) RARB is an inhibitor of the perinatal formation of pulmonary alveoli41; and (3) NOTCH4 and THSD4 might be involved in angiogenesis and airway remodeling.42,43 Furthermore, both TIMP3 and CITED2, which are associated with ppFEV1 values (see Table E2), might be involved in hypoxia-inducible factor 1α/vascular endothelial growth factor–induced hypoxia and angiogenesis.44,45

In the GABRIEL study19 the 12 lung function loci6,7 were not associated with asthma susceptibility. In this study the 4 TH1 pathway SNPs associated with lung function were not associated with asthma susceptibility (see Table E8); conversely, 6 SNPs (in ORMDL3-GSDMB, IL33, IL1RL1-IL18R1, TSLP, IL13, and HLA-DRA) conferring asthma susceptibility19-21 were not associated with ppFEV1 values (see Table E9). These results indicate that genes associated with lung function that can modify asthma severity might be distinct from those genes associated with asthma susceptibility. Thus we hypothesize that asthma would develop in a subject with susceptibility loci but that more severe asthma with reduced lung function requires the presence of additional severity or pulmonary function loci.

GWASs in subjects with autoimmune diseases have consistently identified IL12A23-28 and STAT427,29-34 regions. The top SNPs of STAT4 identified in autoimmune diseases are not in strong LD with the top SNPs identified in this study, indicating that distinct transcription regulation mechanisms might exist in different tissues for autoimmune diseases and asthma. However, evidence from genetic association studies indicates the opposite direction of effect size for STAT4 between autoimmune diseases and ppFEV1 values. For example, the minor allele T of rs10168266 in STAT4 is the risk allele for primary biliary cirrhosis (P = 4.2 × 10−5)24 but the protective allele for ppFEV1 (P = .028). The minor allele A of rs3821236 is the risk allele for systemic lupus erythematosus (P = 8.5 × 10−11)30 but the protective allele for ppFEV1 (P = .036). The minor allele T of rs7574865 is the risk allele for systemic lupus erythematosus in subjects of Chinese (P = 5.2 × 10−42)31 or European (P = 9.0 × 10−14)29 descent but possibly the protective allele for ppFEV1 (P =.093). The minor allele T of rs925847 is the protective allele for ppFEV1 (P = 8.2 × 10−5) and eczema (P = .014)46 but the major risk allele for ulcerative colitis in the Korean population (P = .025).47 In general, the expression of TH1 pathway genes is believed to be increased in subjects with autoimmune diseases, and thus the expression of TH1 pathway genes might be positively correlated with ppFEV1 values or negatively correlated with asthma severity (Fig 3).

The TH1 pathway primarily acts against viruses and bacterial infections. Respiratory tract virus infection might initiate and exacerbate asthma. The decrease in production of IFN-γ in response to viral infection of monocytes at birth predicts the susceptibility to respiratory tract illness during the first year of life.48 The weaker TH1 responses to viral infection are associated with asthma exacerbations and suggest that viral infection can exacerbate a pre-existing TH2-dominated lung disease.49 In a study of acute asthma exacerbations in children,50 the expression of TH1 pathways genes is decreased during exacerbation, with deficits in baseline lung function. Rhinovirus-induced clinical phenotypes are more severe in asthmatic subjects than healthy control subjects and indicate impaired TH1 or augmented TH2 immune responses.51 The weaker TH1 response might strengthen the TH2-dominated response in asthmatic subjects, whereas the impaired TH1 response against viral infection might extend the inflammation process and lead to airway remodeling (Fig 3).

We must emphasize the complexity of immunologic pathways. Although we speculated that the TH1 pathway might be important for lung function in asthmatic subjects, the genes identified (IL12A, IL12RB1, STAT4, and IRF2) could be involved in other pathways. For example, IL-12p35, encoded by IL12A, is a ligand subunit shared by IL-12 and IL-35, where IL-35 might be involved in the regulatory T-cell pathway.52 IL-12Rβ1, which is encoded by IL12RB1, is a receptor subunit shared by IL-12 and IL-23, where IL-23 is a proinflammatory cytokine involved in the TH17 pathway.52 More comprehensively, we can label IL12A, IL12RB1, STAT4, and IRF2 as IL-12 cytokine family pathway genes.

On the basis of this study and previous findings, we propose a simplified 2-step genetic model of asthma progression (Fig 3). Genetic variants in TH2 pathway genes (IL13, TSLP, IL33, and IL1RL1) induce TH2-dominant response, atopy, and asthma susceptibility. Genetic variants in TH1 or IL-12 cytokine family pathway genes (IL12A, IL12RB1, STAT4, and IRF2), airway structure/remodeling (HHIP, FAM13A, THSD4, GSTCD, NOTCH4-AGER, RARB, and ZNF323), and/or other mechanisms affect lung function and increase asthma severity and asthma exacerbation.

Supplementary Material

01

FIG E1. QQ plot of genome-wide association of ppFEV1 values with 369,771 SNPs in 4 European American populations. Negative log-transformed expected P values are shown on the x-axis. Negative log-transformed observed P values are shown on the y-axis.

FIG E2. Association plot of the IL12A region. Negative log-transformed P value (left) and recombination rate (right) are shown. The red color scale represents the strength of LD of the SNPs with rs7636840.

FIG E3. Association plot of the IL12RB1 region. Negative log-transformed P value (left) and recombination rate (right) are shown. The red color scale represents the strength of LD of the SNPs with rs388159.

FIG E4. Association plot of the STAT4 region. Negative log-transformed P value (left) and recombination rate (right) are shown. The red color scale represents the strength of LD of the SNPs with rs925847.

FIG E5. Association plot of the IRF2 region. Negative log-transformed P value (left) and recombination rate (right) are shown. The red color scale represents the strength of LD of the SNPs with rs3756089.

TABLE E1. Demographics (means ± SDs) of subjects in SARP, CSGA, ACRN, and TENOR

TABLE E2. Meta-analysis results of the top 44 SNPs (P < 10−4) associated with ppFEV1

TABLE E3. Mean ppFEV1 values for 4 associated TH1 pathway SNPs in SARP

TABLE E4. Meta-analysis results of the top 39 SNPs (P < 10−4) associated with ppFVC values

TABLE E5. Meta-analysis results of the top 31 SNPs (P < 10−4) associated with FEV1/FVC ratio values

TABLE E6. Replication of 12 lung function loci identified in the general population

TABLE E7. Replication of 16 lung function loci identified in the general population

TABLE E8. Four TH1 pathway SNPs are not associated with asthma susceptibility

TABLE E9. Six SNPs conferring asthma susceptibility are not associated with ppFEV1 values

TABLE E10. Combinations of risk alleles in 4 TH1 pathway genes with ppFEV1 values

Key messages.

  • Genes involved in airway structure/remodeling are associated with lung function in both general populations and subjects with asthma.

  • TH1 pathway genes involved in anti-virus/bacterial infection and inflammation modify lung function in asthmatic subjects.

Acknowledgments

We acknowledge contributions from all investigators, staff, and participants in the SARP, TENOR, CSGA, and ACRN studies.

Severe Asthma Research Program (SARP) centers were supported by National Institutes of Health (NIH) grants HL69116, HL69130, HL69149, HL69155, HL69167, HL69170, HL69174, HL69349, UL1RR024992, M01RR018390, M01RR07122, M01RR03186, HL87665, and HL091762. Genetic studies for SARP and Collaborative Studies on the Genetics of Asthma (CSGA) were funded by NIH grant HL87665 and Go Grant RC2HL101487. The clinical The Epidemiology and Natural History of Asthma: Outcomes and Treatment Regimens (TENOR) study was supported by Genentech and Novartis Pharmaceuticals Corporation, and the genetic studies were funded by NIH HL76285, HL87665, and Go Grant RC2HL101487.

Abbreviations used

ACRN

Asthma Clinical Research Network

ATS

American Thoracic Society

BASALT

Best Adjustment Strategy for Asthma in Long Term

CSGA

Collaborative Studies on the Genetics of Asthma

FVC

Forced vital capacity

GWAS

Genome-wide association study

LD

Linkage disequilibrium

NHLBI

National Heart, Lung, and Blood Institute

ppFEV1

Percent predicted FEV1

ppFVC

Percent predicted forced vital capacity

SARP

Severe Asthma Research Program

SNP

Single nucleotide polymorphism

TALC

Tiotropium Bromide as an Alternative to Increased Inhaled Corticosteroid in Patients Inadequately Controlled on a Lower Dose of Inhaled Corticosteroids

TENOR

The Epidemiology and Natural History of Asthma: Outcomes and Treatment Regimens

Footnotes

Disclosure of potential conflict of interest: X. Li, G. A. Hawkins, H. Li, and T. D. Howard have received grants from the National Institutes of Health (NIH). W. C. Moore has received grants from the National Heart, Lung, and Blood Institute (NHLBI) and was a subinvestigator in clinical trials performed at Wake Forest University for Aerovance, Amgen, AstraZeneca, Boehringer Ingelheim, Centocor, Ception, Forest, Genentech, GlaxoSmithKline, MedImmune, Novartis, Pfizer, Sanofi-Aventis, and Wyeth. A. T. Hastie has received a grant from the NHLBI. H. A. Boushey has received research support from the NIH/NHLBI; has consultant arrangements with Merck, GlaxoSmithKline, Genentech, Kalbios, Pharmaxis, and Johnson & Johnson; has received research support from GlaxoSmithKline and Genentech; has received payment for lectures from the Allergy, Asthma, and Immunology Foundation of Northern California and Breathe California; and has received royalties from the McGraw Hill Companies. W. W. Busse has a board membership with Merck; has consultant arrangements with Amgen, Novartis, GlaxoSmithKline, MedImmune, and Genentech; has received grants from the NIH/National Institute of Allergy and Infectious Diseases and the NIH/NHLBI; and has received royalties from Elsevier. W. J. Calhoun has consultant arrangements with Genentech and receives grants from the Federal Emergency Management Agency. M. Castro has received grants from the NIH, the American Lung Association, Asthmatx/Boston Scientific, Amgen, Ception/Cephalon/Teva, Genentech, MedImmune, Merck, Novartis, GlaxoSmithKline, Sanofi-Aventis, and Vectura; has received travel support from the NIH; has consultant arrangements with Asthmatx/Boston Scientific, Genentech, IPS, Pulmagen, and Sanofi-Aventis; has received payment for lectures from Pfizer, Merck, GlaxoSmithKline, Genentech, and Asthmatx/Boston Scientific; and receives royalties from Elsevier. E. Israel has consultant arrangements with Abbott, Amgen, Cowen & Co, Infinity Pharmaceuticals, MedImmune (now AstraZeneca), Merck, newMentor, NKT Therapeutics, Ono Pharmaceuticals, Regeneron Pharmaceuticals, Schering-Plough, TEVA Specialty Pharmaceuticals, Gilead Sciences, Johnson & Johnson, and Agenzia Italiana del Farmico; has provided expert testimony for Campbell, Campbell, Edwards & Conroy, Diedrich & Donohue, Ficksman & Conley, Ryan Ryan Deluca LLP, and Sullway & Hollis; has received grants from Aerovance, Amgen, i3 Research (Biota), Genentech, MedImmune, and Novartis; has received payment for lectures from Merck, the Spanish Society of Allergy & Immunology, the Western Society of Allergy, Asthma & Immunology, and the World Allergy Congress; and has received royalties from UpToDate. R. F. Lemanske has received grants, travel support, and fees for participation in review activities from the NIH; has consultant arrangements with Merck, Sepracor, SA Voney and Associates LTD, GlaxoSmithKline, American Institute of Research, Genentech, Double Helix Development, and Boehringer Ingelheim; is employed by the University of Wisconsin School of Medicine and Public Health; has received grants from the NHLBI and Pharmaxis; has received payment for lectures from the Michigan Public Health Institute, Allegheny General Hospital, the American Academy of Pediatrics, West Allegheny Health Systems, California Chapter 4 of the American Academy of Pediatrics, the Colorado Allergy Society, the Pennsylvania Allergy and Asthma Association, Harvard Pilgrim Health, the California Society of Allergy, the New York City Allergy Society, the World Allergy Organization, the American College of Chest Physicians, and the APAPARi; has received payment for manuscript preparation from the American Academy of Allergy, Asthma & Immunology; and has received royalties from Elsevier and UpToDate. S. J. Szefler has received grants, travel support, payment for participation in review activities, and payment for writing or reviewing the manuscript from the NHLBI; has consultant arrangements with Merck, Genentech, Boehringer Ingelheim, and GlaxoSmithKline; has received grants from GlaxoSmithKline; has received payment for lectures from Merck; has received payment for manuscript preparation from Genentech; and has a submitted patent for a β-adrenergic receptor polymorphism for the CARE Network. S. I. Wasserman has received grants from the NIH and the American Lung Association, is President of the American Board of Allergy and Immunology, and has provided expert testimony for Scharf, Banks, Marmor in Chicago, Illinois. S. P. Peters has received grants from the NIH and the NHLBI; has consultant arrangements with AstraZeneca, Aerocrine, Airsonett, AB, GlaxoSmithKline, Merck, Targacept, and TEVA; has received payment for lectures from Integrity CE and Merck; and has received royalties from UpToDate.

The rest of the authors declare that they have no relevant conflicts of interest.

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Supplementary Materials

01

FIG E1. QQ plot of genome-wide association of ppFEV1 values with 369,771 SNPs in 4 European American populations. Negative log-transformed expected P values are shown on the x-axis. Negative log-transformed observed P values are shown on the y-axis.

FIG E2. Association plot of the IL12A region. Negative log-transformed P value (left) and recombination rate (right) are shown. The red color scale represents the strength of LD of the SNPs with rs7636840.

FIG E3. Association plot of the IL12RB1 region. Negative log-transformed P value (left) and recombination rate (right) are shown. The red color scale represents the strength of LD of the SNPs with rs388159.

FIG E4. Association plot of the STAT4 region. Negative log-transformed P value (left) and recombination rate (right) are shown. The red color scale represents the strength of LD of the SNPs with rs925847.

FIG E5. Association plot of the IRF2 region. Negative log-transformed P value (left) and recombination rate (right) are shown. The red color scale represents the strength of LD of the SNPs with rs3756089.

TABLE E1. Demographics (means ± SDs) of subjects in SARP, CSGA, ACRN, and TENOR

TABLE E2. Meta-analysis results of the top 44 SNPs (P < 10−4) associated with ppFEV1

TABLE E3. Mean ppFEV1 values for 4 associated TH1 pathway SNPs in SARP

TABLE E4. Meta-analysis results of the top 39 SNPs (P < 10−4) associated with ppFVC values

TABLE E5. Meta-analysis results of the top 31 SNPs (P < 10−4) associated with FEV1/FVC ratio values

TABLE E6. Replication of 12 lung function loci identified in the general population

TABLE E7. Replication of 16 lung function loci identified in the general population

TABLE E8. Four TH1 pathway SNPs are not associated with asthma susceptibility

TABLE E9. Six SNPs conferring asthma susceptibility are not associated with ppFEV1 values

TABLE E10. Combinations of risk alleles in 4 TH1 pathway genes with ppFEV1 values

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