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. Author manuscript; available in PMC: 2014 Dec 1.
Published in final edited form as: Urology. 2013 Dec;82(6):10.1016/j.urology.2013.07.068. doi: 10.1016/j.urology.2013.07.068

National Trends in the Utilization of Partial Nephrectomy Before and After the Establishment of AUA guidelines for the Management of Renal Masses

Marc A Bjurlin 1,†,*, Dawn Walter 2, Glen B Taksler 3, William C Huang 1,4, James S Wysock 1,, Ganesh Sivarajan 1, Stacy Loeb 1,3,4,5, Samir S Taneja 1,4, Danil V Makarov 1,2,3,4,5
PMCID: PMC3852430  NIHMSID: NIHMS526030  PMID: 24295245

Abstract

Objective

To assess the impact of the American Urological Association guidelines advocating partial nephrectomy for T1 tumors guidelines on the likelihood of undergoing partial nephrectomy.

Materials and Methods

We analyzed the Nationwide Inpatient Sample, a dataset encompassing 20% of all United States inpatient hospitalizations, from 2007 through 2010. Our dependent variable was receipt of radical vs. partial nephrectomy (55.50, 55.51, 55.52, and 55.54 vs. 55.4) for a renal mass (ICD-9 code 189.0). The independent variable of interest was time of surgery (before or after the establishment of AUA guidelines); covariates included a diagnosis of chronic kidney disease (CKD), overall comorbidity, age, race, gender, geographic region, income, and hospital characteristics. Bivariate and multivariable adjusted logistic regression was used to determine the association between receipt of partial nephrectomy and time of guideline establishment.

Results

We identified 26,165 patients with renal tumors who underwent surgery. Prior to the guidelines, 4031 (27%) patients underwent partial nephrectomy compared to 3559 (32%) after. On multivariable analysis, undergoing surgery after the establishment of guidelines (OR 1.20 [95% Cl 1.08-1.32], p<0.01) was an independent predictor of partial nephrectomy. Other factors associated with partial nephrectomy were urban location, surgery at a teaching hospital, large hospital bed size, Northeast location, and Black race. Female gender and CKD were not associated with partial nephrectomy.

Conclusions

Although adoption of partial nephrectomy increased after establishment of new guidelines on renal masses, partial nephrectomy remains an underutilized procedure. Future research must focus on barriers to adoption of partial nephrectomy and how to overcome them.

Keywords: American Urological Association guideline, renal mass, partial nephrectomy


Since the seminal report of Miller and cols stressing the underuse of PN in US [1], the subject has become of outmost interest in the urological community. The practice of PN has been associated to multiple factors among others type of hospital, gender and race, income, insurance status, regional distribution and surgeon’s preferences and volume [2, 3].

Bjurlin and cols assess in the present issue, the influence of the AUA guidelines for the Management of Renal Masses on the national trend in utilization of PN. As others [4,5] they utilize the National Inpatient Sample database although theirs includes a more recent time frame, from 2007 to 2010. The selection of this narrow interval around the publication of the AUA guideline (April 2009) aims to minimize the effect of the rise of PN rates. Their results, as all the previous ones, support a steady and consistent increasing use of PN. Specifically, PN rate increased from 27% before AUA guideline publication to 32% afterwards, suggesting that this guideline might have had a positive effect in the use of PN.

Their data shows indeed an association between the increasing use of PN and the AUA guideline and a statistically significant increase in the likelihood of PN after AUA guideline publication. However association does not necessarily mean causality. In fact their study can neither rule-out the influence of other factors in the increasing use of PN nor exclude the logical implementation of a surgical technique. Furthermore, although statistically significant, the magnitude of the difference before and after AUA guideline publication is small and a net increment of 5% through 4 years might be considered marginally clinically relevant and similar to the increments described previously to the publication of the AUA guideline [3-5].

These reflections do not discredit the value of the AUA guidelines for the Management of Renal Masses and the effort of Bjurlin and cols. On the contrary, this excellent document is more than adequate to improve process and structure of care and the present report opens a line of future investigation. It is likely that a longer period of time will be necessary to measure its effects on patients health outcomes otherwise scarcely studied [6]. Multiple barriers modulate the adherence to guidelines and there is a high level of variation in effects across recommendations [7].

Guidelines on the other hand are not documents ahead of their time. More frequent than not, both technical implementation and development of comprehensive guidelines are parallel phenomena. Consequently a strong association is not strange but causality not necessarily inferred. At the same time other factors as awareness of the deleterious effect of RN, implementation of surgical armamentarium, introduction of effective haemostatic agents, expansion of Robotic surgery and installment of dedicated Uro-oncology fellowships among others might have influenced the increase in the use of PN and represent important confounders not taken into account in their analysis.

Figure 1.

Figure 1

Table 1.

Bivariate analysis of radical and partial nephrectomy use among patients undergoing kidney surgery for kidney cancer

Radical
Nephrectomy (%)
Partial
Nephrectomy (%)
p value
CKD
 No 5806 (31) 2544 (34)
 Yes 12769 (69) 5046 (66) <0.01
Guidelines
 Pre 11050 (59) 4031 (53) <0.01
 Post 7527 (41) 3559 (47)
Year <0.01
 2007 4303 (23) 1574 (21)
 2008 5169 (28) 1826 (24)
 2009 4669 (25) 2027 (27)
 2010 4434 (24) 2163 (28)
 Age
18-44 2025 (11) 1158 (15) <0.01
 45-64 6177 (33) 2852 (38)
 65-74 7297 (39) 2917 (38)
 75+ 3061 (17) 651 (9)
 Race
White 11699 (78) 4797 (77) <0.01
 Black 1282 (9) 630 (10)
 Other 2013 (13) 806 (13)
 Gender
Female 7166 (39) 2919 (39) 0.92
 Male 11352 (61) 4638 (61)
Comorbidities
 0 4225 (23) 1910 (25) <0.01
 1-2 11101 (60) 4554 (60)
 3+ 3249 (17) 1126 (15)
Household Income
 $63K+ 4675 (26) 2257 (31)
 $1-38,999 4274 (24) 1575 (21) <0.01
 $39K-47,999 4620 (25) 1721 (23)
 $48K-62,999 4617 (25) 1839 (25)
Insurance
 Public 9061 (49) 3033 (40) <0.01
 Private 8497 (46) 4160 (55)
 Other 978 (5) 381 (5)
Hospital location
 Rural 1292 (7) 329 (4) <0.01
 Urban 17101 (93) 7175 (96)
Teaching status
 Teaching 11121 (60) 5659 (75) <0.01
 Non-teaching 7272 (40) 1845 (25)
Bed Size
 Small 1827 (10) 644 (9) <0.01
 Medium 3902 (21) 1279 (17)
 Large 12664 (69) 5581 (74)
Region
 South 6049 (33) 2166 (29)
 Northeast 3590 (19) 2056 (27) <0.01
 Midwest 4687 (25) 1909 (25)
 West 4249 (23) 1459 (19)

Table 2.

Multivariable logistic regression to determine the association between time period of surgery and likelihood of partial nephrectomy among patients undergoing surgery for kidney cancer

Odds Ratio
(95% Cl)
p value
CKD
 No 1.00 Ref
 Yes 0.95 (0.88-1.02) 0.16
Guidelines
 Pre 1.00 Ref
 Post 1.20 (1.08-1.32) <0.01
Year 1.04 (0.99-1.09) 0.93
Age
 18-44 1.00 Ref
 45-64 0.83 (0.76-0.91) <0.01
 65-74 0.73 (0.67-0.80) <0.01
 75+ 0.40 (0.35-0.44) <0.01
 Race
White 1.00 Ref
 Black 1.13 (1.02-1.25)  0.026
 Other 0.93 (0.85-1.03)  0.15
Gender
 Female 1.00 Ref
 Male 1.03 (0.98 -1.10)  0.25
Comorbidities
 0 1.00 Ref
 1-2 0.99 (0.91-1.07)  0.79
 3+ 0.88 (0.79-0.97)  0.014
Household
 Income
 $63K+ 1.00 Ref
 $1-38,999 0.82 (0.75-0.89)  <0.01
 $39K-47,999 0.83 (0.77-0.91)  <0.01
 $48K-62,999 0.87 (0.80 -0.94)  <0.01
Hospital location
 Rural 1.00 Ref
 Urban 1.32 (1.16 1.51) <0.01
Teaching status
 Teaching 1.00 Ref
 Non-teaching 1.80 (1.69-1.92)  <0.01
Bed Size
 Small 1.00 Ref
 Medium 1.33 (1.21-1.47)  <0.01
 Large 1.02 (0.91-1.14)  0.77
Region
 South 1.00 Ref
 Northeast 1.40 (1.30-1.51)  <0.01
 Midwest 1.08 (1.00-1.17)  0.045
 West 0.98 (0.91-1.07)  0.67

Table 3.

The interaction between time period of surgery and chronic kidney disease and its association withlikelihood of partial nephrectomy among patients undergoing surgery for kidney cancer.

Variable Odds Ratio (95% Cl) p value
Surgery Date ± CKD*
 Pre-guidelines+No CKD 1.00 Ref
 Post guidelines+No CKD 1.19 (1.05-1.35) <0.01
 Pre-guidelines+CKD 1.05 (0.96-1.15) 0.30
 Post guidelines+CKD 1.20 (1.08-1.34) <0.01
*

Adjusted for year of surgery, age, race, gender, household income, insurance, hospital location, hospital teaching status, bed size, and region.

Acknowledgements

This study used 2007 – 2010 Healthcare Cost and Utilization Project Nationwide Inpatient Sample as well as the 2009-2010 Area Resource File. The interpretation and reporting of these data are the sole responsibility of the authors. The authors acknowledge the efforts of United States Department of Health and Human Services Agency for Healthcare Research and Quality as well as the Health Resources and Services Administration in the creation of these databases.

Funding:

The Louis Feil Charitable Lead Trust

United States Department of Veterans Affairs, Veterans Health Administration, Health Services Research and Development Service. Dr. Makarov is a VA HSR&D Career Development awardee at the Manhattan VA.

The views expressed in this article are those of the author(s) and do not necessarily represent the views of the Department of Veterans Affairs.

The authors would like to acknowledge Huilin Li, Phd, Department of Biostatistics, New York University for her programming assistance.

Appendix

Appendix 1.

ICD-9-CM diagnostic codes for etiologies of CKD.

Risk for renal impairment ICD-9-CM Diagnostic Code

Diabetes 250

Hypertensive disease 401.x
402.x
403.00
403.10
403.90
404.00
404.01
404.10
404.11
404.90
404.91
405.x

Chronic Kidney Disease 585.1
585.2
585.3
585.4
585.9

Nephrotic syndrome 581.x

Chronic glomerulonephritis 582.x

Nephritis and nephropathy, not
specified as acute or chronic
583.x

Cystic kidney disease 753.1

Atherosclerosis 440.1

Amyloidosis 277.3x

Sickle-cell disease 282.6x

Systemic lupus erythematosus 710.0

Arteritis/vasculitis unspecified 447.6

Lupus erythematosus 695.4

Tobacco use disorder 305.1

Vesicoureteral reflux 593.7x

Hyperplasia of prostate, unspecified,
with urinary obstruction and other lower
urinary tract symptoms
600.91

Hypertrophy (benign) of prostate with
urinary obstruction and other lower
urinary tract symptoms
600.01

Urinary tract infection, site not specified 599.0

Disorders resulting from impaired renal
function
588.x

Small kidney of unknown cause 589.x

Infections of kidney 590.x

Acute glomerulonephritis 580.x

Renal agenesis and dysgenesis
(Solitary kidney)
753.0

Renal sclerosis, unspecified 587

Footnotes

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Conflicts of interest: None

This manuscript was presented at the 2012 Society of Urologic Oncology Annual Meeting, Bethesda, Maryland, November, 2012.

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