Abstract
The last decade has seen an incredible breakthrough in technologies that allow histones, transcription factors (TFs), and RNA polymerases to be precisely mapped throughout the genome. From this research, it is clear that there is a complex interaction between the chromatin landscape and the general transcriptional machinery and that the dynamic control of this interface is central to gene regulation. However, the chromatin remodeling enzymes and general TFs cannot, on their own, recognize and stably bind to promoter or enhancer regions. Rather, they are recruited to cis regulatory regions through interaction with site-specific DNA binding TFs and/or proteins that recognize epigenetic marks such as methylated cytosines or specifically modified amino acids in histones. These “recruitment” factors are modular in structure, reflecting their ability to interact with the genome via one region of the protein and to simultaneously bind to other regulatory proteins via “effector” domains. In this chapter, we provide examples of common effector domains that can function in transcriptional regulation via their ability to (a) interact with the basal transcriptional machinery and general co-activators, (b) interact with other TFs to allow cooperative binding, and (c) directly or indirectly recruit histone and chromatin modifying enzymes.
12.1 Introduction
Transcriptional activation is a stepwise process that requires (a) creating and maintaining an open chromatin structure, (b) assembly of the preinitiation complex, and (c) transition to productive elongation (Fig. 12.1). Successful completion of each of these steps involves a diverse group of proteins, some of which function in a relatively promoter-specific manner whereas others regulate large sets of genes. Recent advances in molecular and computational biology allow histone and DNA modifications, TFs, and RNA polymerases to be precisely mapped throughout the genome, relative to active or silent promoters (see [1–3] for reviews). From this research, it is becoming clear that there is a complex interaction between the chromatin landscape and the transcriptional machinery and that the dynamic relationship of this interface is central to biological control over gene expression [4]. It is now recognized that regulatory factors can exert their influence on transcriptional activation either via co-localization with other proteins that are bound at or near core promoter regions or they can be recruited to distal enhancer regions and interact with promoter-bound proteins via looping mechanisms. However, generally speaking, the chromatin remodeling enzymes and the general transcription factors involved in initiation and elongation cannot, on their own, recognize and stably bind to the promoter or enhancer regions.
One way in which chromatin remodeling enzymes and general transcription factors are recruited to cis-regulatory regions is through interaction with site-specific DNA binding TFs (Fig. 12.2a). The three largest classes of site-specific DNA binding proteins in mammals contact the genome via conserved DNA binding domains called zinc fingers, homeodomains, and helix–loop–helix domains [5] (Chapter 3 of this volume provides a catalog of eukaryotic DNA binding domains, and Chapters 4 and 5 specifically review C2H2 zinc fingers and homeodomains). Each of these classes of site-specific DNA binding factors contains many different proteins; for example, in humans there are over 650 zinc finger proteins, ~ 250 homeodomain proteins, and ~80 helix-loop-helix proteins [5]. Within each class, individual TFs can bind to and regulate hundreds to thousands of different genes. Site-specific TFs are modular in their structure reflecting their ability to bind to DNA via their DNA binding domains and simultaneously bind to other transcriptional regulatory proteins via so-called effector domains. The modular nature of site-specific TFs has been repeatedly demonstrated using in vitro and in vivo reporter assays. In these experiments, effector domains are separated from their natural DNA binding domains and then engineered to be part of a fusion protein having a heterologous DNA binding domain. Numerous studies have shown that simply bringing such effector domains to promoter regions can modulate transcription [6–8].
Another way in which chromatin remodeling enzymes and general transcription factors can be brought to the genome is via effector domains that reside in proteins that can recognize epigenomic marks. Similar to recognition of a short nucleotide motif by a DNA binding protein, other proteins can distinguish distinctively modified DNA and histone protein “motifs”. For example, methylated cytosine in the 5′-CpG-3′ dinucleotide sequence is specifically recognized by members of a family of proteins containing a conserved methyl-CpG binding domain (MBD). MBD-containing proteins, which include MeCP2, MBD1, MBD2 and MBD4, bind specifically to methyl-CpG motifs located throughout the genome [9]; see Fig. 12.2b. MBD-containing proteins function by recruiting various co-regulators to methyl-CpG sites. For example, MeCP2 simultaneously binds promoter regions containing methyl-CpG motifs and the Sin3-containing histone deacetylase complex via a transcriptional repression domain (TRD), resulting in histone deacetylation and transcriptional silencing [10, 11]. Likewise, MBD1 and MBD2 copurify with distinct cellular complexes which link DNA methylation with chromatin modification and transcriptional repression. Similarly, posttranslational modifications of the amino termini of core histones are correlated to transcriptional states and are recognized by relevant chromatin-associated proteins (Fig. 12.2c). Several different histone modifications have been identified, including acetylation, phosphorylation, and methylation, and specific protein domains have evolved to recognize several of these different modifications. For example, different methylation states of histone H3 at lysine 4 can be recognized by tudor, chromo, and plant homeodomains (PHD), by malignant brain tumor (MBT) domains, and by WD40 repeat domains (many of these domains are structurally related and are collectively referred to as the “royal family” [12], reviewed [13, 14]). Other examples of this family include the chromodomain of HP1, which interacts with lower (mono- and di-) methylation states of lysine 9 of histone H3 but preferentially binds to the trimethylated state [15, 16] and the tudor domain of 53BP1, which can discriminate between the diand tri-methyl state of H4K20, preferring the dimethyl form [17, 18]. Acetylated lysine is also recognized by specific protein modules called the bromodomain [19], which is found in many chromatin-associated proteins and in nearly all known nuclear histone acetyltransferases (HATs). Of course, epigenetic marks such as DNA methylation and histone modifications are located at specific genomic regions (which can vary in different cell types), indicating that DNA methylases and histone modifying enzymes must be recruited to the genome by sequence-specific mechanisms such as site-specific TFs or RNAs. For example, KRAB-ZNFs can recruit the KAP1/SETDB1 histone methylating complex and long non-coding RNAs can recruit the PRC2 histone methylation complex [20–23].
The focus of this chapter is on the effector domains that are brought to specific sites of the genome by DNA binding proteins, methyl-CpG binding proteins, or histone binding proteins. (The interaction of TFs with chromatin more generally is discussed in Chapter 11). We provide examples of common effector domains that can function in transcriptional regulation via their ability to influence each of the steps outlined in Fig. 12.1. Specifically, we discuss effector domains that can: (a) interact with the basal transcriptional machinery and general co-activators, (b) interact with other TFs to allow cooperative binding, and (c) directly or indirectly recruit histone and chromatin modifying enzymes. It is important to understand that a given effector domain does not have a one-to-one interaction with only one type of regulatory partner. Rather, some effector domains can interact with the general transcriptional machinery, with various co-activator complexes, and with chromatin remodeling proteins. To provide a specific example, nuclear receptors (NRs) are very specialized ligand-dependent TFs that regulate cellular gene expression programs in response to a variety of small molecules, including endocrine hormones, fatty acids, and lipid metabolites (discussed in detail in Chapter 6). NR transactivation domains (also referred to as Activating Function, or AF, domains) have the capacity to drastically alter transcriptional activities in a context-dependent manner by recruiting many different types of multi-protein co-regulatory complexes, often referred to as co-activators and co-repressors. For instance, the AF-1 and AF-2 terminal regions of the human glucocorticoid receptor alpha (hGRα) can link the receptor with different complexes depending on cellular signals. In the presence of glucocorticoids, the AF domains of hGRα interact with transcription-activating factors including basal TFs (e.g. RNA polymerase II, TATA-binding protein (TBP) and a host of TBP-associated proteins (TAFIIs)), coactivators such as p300/CBP and members of the p160/SRC family, site-specific factors including AP-1 and NFκB, and chromatin modulators such as the SWI/SNF and SAGA (Spt-Ada-Gcn5 acetyltransferase) complexes (reviewed in [24]). On the other hand, when bound to different gene regulatory regions, the same AF domains can, in response to glucocorticoid signals, recruit transcription repression complexes including corepressors, histone deacetylases (HDACs) and chromatin remodelers to down regulate transcriptional activity [25, 26]; see Fig. 12.3. Therefore, in addition to directing the TF to a specific genomic target, the precise nucleotide sequence of a regulatory factor binding site may also specify the mode of transcriptional regulation by directing the assembly of distinct regulatory complexes. The ability of a given DNA binding site to differentially affect hGRα activity has recently been investigated with much attention. Structural studies indicate that interactions between the hGRα DBD and different DNA elements can allosterically modulate interdomain interactions and thereby expose different surfaces for the recruitment of specific coregulator molecules [27].
12.2 Effector Domains Can Interact with the Basal Transcription Machinery
Sequence-specific transcriptional activators play an important role in transcription initiation by mediating the interaction of components of the transcriptional machinery with the DNA (see [28, 29] for a review of the eukaryotic basal transcriptional machinery). The domains that stimulate transcriptional activation through contacts with general TFs are called transactivation domains (TADs). Specifically, TADs interact with components of the preinitiation complex (PIC) to enhance recruitment and stabilization of the general factors at target promoters. The TADs from many regulatory TFs, such as E2F1, have been shown to make direct contacts with general TFs, including TATA-binding protein (TBP), TBP-associated factors (TAFs), TFIIA, TFIIB, and TFIIH from sites located both near to and far from core promoters [30–39]. TADs can also interact with and recruit components of the mediator protein complex, a multi-protein complex involved in activating a large number of genes [29].
Eukaryotic transactivation domains are typically classified with respect to their amino acid composition. TADs can be rich in acidic amino acid residues (e.g. E2F1 and p53), in glutamine residues (e.g. Oct1, Oct2, Sp1) or in proline residues (e.g. AP-2 and CTF/NF1). Each of these classes of transactivation domains has been shown to interact with various components of the basal transcriptional machinery, such as TFIIB and certain of the TBP-associated factors (TAFs) [40–42]. For example, the glutamine-rich transactivation domain of the site-specific DNA binding factor Sp1 can interact directly with a specific subunit of TFIID (TAFII 130) and point mutations within the transactivation domain inhibit binding of TFIID and reduce activation of transcription [32, 33, 43]. The discovery that the glutamine-rich domains of Sp1 interact with TAFII 130, whereas several acidic and proline-rich transactivation domains do not interact with TAFII 130, provides support for the association of specific transactivation domains with specific general coactivators [33, 43, 44]. However, it should be noted that not all glutamine-rich domains interact with TAFII 130, highlighting the limitations in understanding TAD function that arise by grouping activation domains by their most common amino acids [43, 44]. Along these lines, mutational analysis of the glutamine-rich TAD of SP1 and the acidic-rich TADs of p53 and RelA revealed that the ability of these TADs to stimulate transcription is more sensitive to mutation of bulky hydrophobic amino acids than to the mutation of the glutamine or acidic amino acids that broadly define them [32, 45, 46]. Thus, the pattern of bulky hydrophobic residues may be more important than the more obvious features used to distinguish the classes of different activation domains.
More appropriately, eukaryotic TADs have been functionally grouped into those that stimulate initiation versus those that stimulate elongation, based on the different contacts they make with general transcription factors [47]. Prevailing models suggest that many activators act primarily at the level of transcription initiation [48]. However, contact between a TAD and the general transcriptional machinery can stimulate transcription not only by stabilizing the preinitiation complex (PIC), but can also facilitate promoter clearance and enhance the rate of elongation [45, 47, 49–55]. For example, in addition to stimulating transcriptional initiation, the activation domain of c-Myc also promotes transcription elongation through the recruitment of the RNA polymerase II Ser2 C-terminal domain (CTD) kinase called P-TEFb (positive transcription elongation factor b, which is composed of CycT1 and Cdk9) [55]. The c-Myc activation domain interacts directly with CycT1. Interestingly, the c-Myc transactivation domain can also increase mRNA cap maturation, polysome loading, and the rate of translation, processes that result from c-Myc-mediated phosphorylation of the RNA polymerase II CTD [56].
Structural studies of transactivation domains have revealed that many TADs are largely unstructured in solution [57]. For example, NMR studies have shown a lack of structure in the N-terminal region of p53 containing its acidic TAD [58, 59]. Further analysis revealed that specific motifs in the TAD fold into an α-helix upon binding to either the transcription initiation complex or to the p53 transcriptional attenuator Mdm2. Such studies propose that subdomains within the TADs become conformationally constrained upon interaction with a target protein [60–62]. Additionally, much evidence supports a structural and functional mechanism for the AF of hormone nuclear receptors that involves induced folding into an α-helical structure in response to protein–protein interactions and exposure to certain solutes [63–66]. These findings suggest that the target (i.e. a general transcription factor) is a template for the shaping of an unstructured TAD, allowing TADs to interact with numerous different components of the general transcriptional machinery. This mechanism creates a situation in which there is not a restricted relationship between certain general factors and specific types of TADs. Rather, TADs have evolved “flexible” ways to contact multiple components of the general machinery to activate transcription.
12.3 Effector Domains Can Interact with Other Site-Specific TFs
Another important type of effector domain that specifies TF functions is one that mediates direct interaction with other site-specific factors. Cooperative interactions between unrelated TFs expand the possibilities for extending DNA sequence recognition, perhaps allowing binding of a site-specific factor to a sequence not quite matching the preferred consensus motif. Additionally, the physical association of TFs at enhancers or promoters not only stabilizes weak protein–DNA interactions of one factor to the genome but also allows combinatorial regulation, an important mechanism that enables integration of different signaling pathways [67].
One type of protein–protein interaction between site-specific DNA binding factors is the obligate hetero-or homodimer. bZIP, bHLH, and certain nuclear hormone receptors are examples of TFs that form dimers at their target genes. In such cases, the protein–protein interactions generally form in solution with the dimeric complex binding to DNA as a preassembled unit. The members of the E2F family of TFs, which are involved in the regulation of the cell cycle and many other cellular processes, also function via heterodimerization. These factors possess a centrally-located DNA binding domain immediately followed by a dimerization domain, which allows interactions with an obligate dimerization partner (DP) protein that contains similar DNA binding and heterodimerization domains. Dimerization between DP and E2F is required for high-affinity, sequence-specific DNA binding [68]. Thus, the ability of E2F TFs to form dimers can determine the strength of the resultant protein–DNA interactions as well as confer an ability to regulate a variety of different target genes [69]. In contrast to the E2F/DP dimeric complexes that are mediated by similar domains in each partner, other heterodimeric TF complexes dimerize using two dissimilar domains. In such cases, a heterodimeric TF complex might then preferably recognize half-binding sites arranged in a head-to-tail configuration. Examples of such an arrangement have been shown to occur in vivo for heterodimers of the retinoic acid receptor with vitamin D3 receptors, peroxisome proliferator-activated receptors or thyroid hormone receptors (reviewed in [70]).
Other effector domains mediate the interaction of one site-specific factor with another site-specific factor only subsequent to a DNA binding event. This DNA-dependent mode of association suggests that the individual proteins are unable to interact in solution, perhaps due to a relatively low dimerization constant. It is thought that the binding of a site-specific factor to DNA may induce an allosteric change in the protein structure, which in turn increases its affinity for another site-specific factor. This has been shown to be the case for binding of hGRα to different DNA motifs that differ by as little as a single base pair and for the DNA–dependent interaction of specific thyroid hormone receptor isoforms with the retinoid X receptor at specific DNA motifs, each of which can differentially affect the conformation and activity of the factors in response to hormone [27, 71–75]. Therefore DNA can be a sequence-specific allosteric ligand that modifies the activity of a site-specific factor at certain target genes. An important example of DNA–mediated protein interaction comes from studies of the Oct4 and Sox2 proteins, which are critical TFs involved in regulating embryonic stem cell (ESC) self-renewal and pluripotency. Oct4 co-localizes with different sets of TFs at many genomic sites, including promoters and enhancers [76–79]. The Oct4 binding sites co-occupied by Sox2 correlate with the ESC-specific expression of the nearby genes. Oct4 and Sox2 have low affinity for each other in solution, yet this affinity is critical for the cooperative binding of Oct4 and Sox2 proteins to adjacent sites on DNA. Electrophoretic mobility shift assays indicate that the Sox2-Oct4 heterodimer forms more efficiently on specific composite elements than do the single proteins [80]. Thus, the effector domains in Oct4 and Sox2 that mediate this specific protein–protein interaction play crucial roles in ESC-specific transcriptional regulation.
12.4 Effector Domains Can Recruit Chromatin-Modifying Enzymes
In addition to general and site-specific TFs, there are other types of regulatory proteins recruited by TFs to target genes. Many of these so-called transcriptional co-regulators harbor enzymatic activities that assist in gene regulation through post-translational histone modification. Numerous different histone-modifying enzymes have been identified; in particular, HATs and histone methyltransferases (HMTs) are critically involved in setting up active chromatin regions. Protein–protein interactions between TFs and histone modifying enzymes appear to play a dominant role in eukaryotic gene regulation and may ultimately determine the transcriptional output of a given promoter. For example, histone acetylation is associated with open chromatin and gene activation whereas histone methylation can be associated with both activation (e.g. methylation of lysine 4 of histone H3) and repression (e.g. methylation of lysine 9 or lysine 27 of histone H3). Although some subunits of the basal transcriptional machinery encode HAT functions (e.g. TAF1), in many cases the histone modifying enzyme is a component of a large multi-protein complex (see [29, 81] for reviews).
Many different TFs co-purify with histone modifying enzymes, including ubiquitous factors such as E2F family members and cell type-specific nuclear receptors. E2F family members possess domains that mediate interactions with histone modifying complexes that confer either activation or repression. For example, E2F family members can interact directly with the histone acetyltransferases p300/CBP [82, 83] via their C terminal transactivation domain. The transcriptional coactivators p300 and CBP (CREB binding protein) are versatile transcriptional regulator proteins that are highly related in primary structure and have many overlapping functions (thus they are referred to as p300/CBP). p300/CBP is a promiscuous acetyltransferase in that it catalyzes the acetylation of lysines on all four core histones, as well as acetylating more than 70 non-histone proteins, including itself. p300/CBP proteins have multiple protein interaction domains as well as a bromodomain, which recognizes acetylated lysines, thus providing extra contacts to specific “active” regions of the genome. E2F family members also interact with repressive histone-modifying complexes. For example, E2F6 copurifies in a repression complex with euchromatic HMTases called GLP and G9a, both of which are implicated in methylation of lysine 9 of histone H3 [84]. E2F6 has also been shown to interact with polycomb group protein complexes that contain H3K27me3-specific histone methyltransferases [85, 86]. These studies suggest that E2F6 may function to silence E2F-responsive genes via formation of heterochromatin. However, other studies [87, 88] have shown that E2F6 can also repress transcription via mechanisms other than lysine 9 or lysine 27 methylation, indicating that E2F6 must also be involved in other types of repressive complexes. Other E2F family members (i.e. E2F1-5) can interact with repressive chromatin complexes through interaction of their transactivation domains with members of the retinoblastoma (Rb) tumor suppressor protein family. Rb proteins serve as a bridge between E2Fs and histone methyltransferases that target H4K20, DNA methyltransferases, histone deacetylases, and chromatin compaction complexes [89–96]. Thus, the same effector domain in an E2F protein can mediate both activation and repression; see Fig. 12.3.
Nuclear receptors can also recruit various sets of co-regulators and histone modifying enzymes to their DNA binding sites (also called hormone response elements or HREs) to modulate target gene transcription [97]. For example, liganded nuclear receptors recruit the p160/SRC family of proteins that, in turn, provide a scaffold for the recruitment of HATs, such as p300/CBP, HMTs, and histone arginine methyltransferases such as CARM1 and PRMT1. These enzymes covalently modify histone and non-histone proteins to permit changes in the chromatin architecture and to alter the assembly of transcriptional complexes (for reviews see [98, 99]). The p160/SRC proteins have been shown to interact directly with the AF2 activation domain of NRs via conserved LxxLL motifs (where L stands for leucine and × is any other amino acid) [97]. Other transcriptional regulatory proteins have also been shown to associate with p160/SRC intermediaries, including AP-1, Smad3, NF-κB, E2F1, Rb, and p53 [100–105], demonstrating the widespread use of a p160/SRC scaffold to build transcription complexes. Additionally, ATP-dependent chromatin remodeling complexes, including the SWI/SNF, ISWI, and WINAC complexes, are recruited to HREs through direct interactions with NRs in a hormone-dependent manner, where they play critical roles in regulating transcriptional activation through remodeling chromatin structure [106]. In addition to NRs, other sequence-specific activators, including AP-1, ELKF, C/EBPβ and c-Myc can interact with ATP-dependent chromatin remodeling complexes. Interestingly, histone acetylation has been shown to stabilize SWI/SNF binding to nucleosomes (several SWI/SNF subunits, including BRG1, BAF250, BAF60a, and BAF57, contain bromodomains which are known to bind acetylated histone tails). Thus, multiple interactions are likely involved in both the recruitment and stabilization of SWI/SNF to activator-bound target genes. Once these multi-subunit complexes are recruited by effector domains to the regulatory regions of target genes, nucleosomal rearrangement and further chromatin modifications such as histone acetylation occur, allowing the Mediator complex, the general TFs, and the RNAPII machinery access to the promoter region to activate transcription.
A subset of nuclear receptors, including Thyroid hormone Receptor (TR), Retinoic Acid Receptor (RAR), and the Vitamin D Receptor (VDR), can repress transcription in the absence of their ligands [107]. Repression mediated by NRs involves the direct association of specific corepressor complexes containing the NCoR and SMRT corepressors. Analogous to coactivator recruitment, corepressors interact with nuclear receptors via effector domains and assemble in large multi-protein complexes that possess distinct enzymatic activities. However, rather than facilitating an open chromatin structure, corepressors generate repressive chromatin through the actions of HMTs, HDACs, histone demethylases, and specific chromatin remodeling complexes, including NURD [97]. In general, the specific mechanisms that lead to chromatin compaction and transcriptional repression are not well understood. Interestingly, many of these repressive chromatin complexes are shared for a number of site-specific TFs involved in transcriptional repression. For example, the BTB/POZ (Broad complex, Tramtrack, Bric-a-brac/POxvirus and Zinc finger) effector domain, a highly conserved protein–protein interaction domain, has been shown to interact with NCoR and SMRT corepressors [108–111]. There are approximately 80 different human BTB/POZ-containing proteins, including PLZF, HIC-1, BCL-6, Kaiso, FAZF and LRF, suggesting that this effector domain may be widely utilized for transcriptional repression [112]. Similarly, the extremely large family of TFs containing the Krüppel associated box (KRAB) domain, of which there are over 300 different members, have been suggested to repress the transcription of specific genes via an interaction with the KAP1 corepressor protein [113]. In turn, the KAP1 corepressor functions as a scaffold to recruit heterochromatin protein 1 (HP1) isoforms, histone deacetylases, and SETDB1, a SET-domain histone methyltransferase that methylates histone H3 at lysine 9 [23, 114, 115]. This modification is associated with closed chromatin and therefore KRAB effector domains of KRAB-zinc finger proteins link the KAP1 corepressor complex to specific genomic sites and silence gene expression by forming a facultative heterochromatin environment [116]. Due to the extremely large number of KRAB- zinc finger proteins, the KRAB domain may turn out to be one of the most commonly used effector domains involved in repression.
12.5 Summary
The molecular framework involved in transcription initiation consists of a multitude of cellular factors. A deep understanding of transcriptional regulation requires a detailed knowledge of the structural lattice in which TFs and co-regulators build hierarchical protein assemblies that provide control and specificity to transcriptional programs. The laths that link transcriptional regulators to their ultimate genomic targets are composed of a series of protein–protein interactions that recruit and confine transcriptional proteins to an appropriate regulatory location. Thus, knowledge of protein domains that serve as the biological effectors to recruit chromatin-modifying and nucleotide-synthesizing enzymes is critical for understanding how a cell type-specific transcriptome is established. A comprehensive cataloging of effector domains encoded in the human genome is beyond the scope of this review. However, we have provided examples of common effector domains utilized in eukaryotic transcriptional regulation. We suggest that researchers query the pfam website to identify conserved domains in specific TFs (http://pfam.janelia.org/; see also [117]). Although there are as many ways to regulate transcription as there are genes, several unifying themes can be derived from the many years of study of transcriptional regulation. These include:
Effector domains can mediate gene activation or repression by promoting the formation of active or repressed chromatin, by interacting with domains in other factors to form “platforms” for recruitment of co-regulatory proteins, or by stimulating or inhibiting preinitiation complex formation or productive elongation (Fig. 12.1).
Effector domains can be brought to DNA in multiple ways, including as a modular domain of a site-specific DNA binding factor or as a domain or interacting partner with a protein that binds to methylated DNAs or modified histones (Fig. 12.2).
There is not a one-to-one relationship between an effector domain and a specific co-regulatory protein; rather, many effector domains can interact with the same general factor, coregulator, or histone modifying complex and a single effector domain can interact with multiple other proteins, including proteins involved in both activation and repression (Fig. 12.3).
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